Pone 0178007 PDF
Pone 0178007 PDF
Pone 0178007 PDF
* c.zemouri@acta.nl
Abstract
a1111111111 Background
a1111111111
a1111111111 Bio-aerosols originate from different sources and their potentially pathogenic nature may
a1111111111 form a hazard to healthcare workers and patients. So far no extensive review on existing evi-
a1111111111 dence regarding bio-aerosols is available.
Objectives
This study aimed to review evidence on bio-aerosols in healthcare and the dental setting.
OPEN ACCESS
The objectives were 1) What are the sources that generate bio-aerosols?; 2) What is the
Citation: Zemouri C, de Soet H, Crielaard W, Laheij
microbial load and composition of bio-aerosols and how were they measured?; and 3) What
A (2017) A scoping review on bio-aerosols in
healthcare and the dental environment. PLoS ONE is the hazard posed by pathogenic micro-organisms transported via the aerosol route of
12(5): e0178007. https://doi.org/10.1371/journal. transmission?
pone.0178007
Conclusion
Bio-aerosols are generated via multiple sources such as different interventions, instruments
and human activity. Bio-aerosols compositions reported are heterogeneous in their microbi-
ological composition dependent on the setting and methodology. Legionella species were
found to be a bio-aerosol dependent hazard to elderly and patients with respiratory com-
plaints. But all aerosols can be can be hazardous to both patients and healthcare workers.
Introduction
Aerosols are defined as liquid or solid particles suspended in the air by humans, animals,
instruments, or machines. Bio-aerosols are aerosols consisting of particles of any kind of
organism [1, 2]. The characteristics of bio-aerosols differ depending on environmental influ-
ences such as humidity, air flow, and temperature. Aerosols, which are responsible for the
transmission of airborne micro-organisms by air, consist of small particles named droplet
nuclei (1–5μm) or droplets (>5μm). Droplet nuclei can stay airborne for hours, transport over
long distances and contaminate surfaces by falling down [1]. It has been proven that droplets
can contaminate surfaces in a range of 1 meter (3ft) [2]. The droplets are capable of penetrat-
ing deep into the alveoli, offering a potential route of infection [3]. The susceptibility of acquir-
ing an infectious agent is determined by factors such as: virulence; dose; and pathogenicity of
the micro-organism; and the host’s immune response [3–5]. Humans generate bio-aerosols by
talking, breathing, sneezing or coughing [1]. Based on the infectious status of a person, the
bio-aerosols are proven to contain influenza or rhinoviruses [6, 7], Mycobacterium tuberculosis
[3], Staphylococcus aureus, Varicella Zoster Virus, Streptococcus spp. or Aspergillus spp. [8].
Moreover, bio-aerosols can be generated by devices such as ventilation systems, showers and
high energetic instruments running on tap water. Showers and instruments cooled with tap
water are able to spread environmental microbes such as Legionella spp. or other bacteria origi-
nating from water sources or water derived biofilms from tubing [4, 5, 9].
Due to the nature of their profession, healthcare workers (HCWs) are at higher risk to ac-
quire pathogenic micro-organisms. Their risk of exposure is in line with the infectious nature
of their patients, interventions or instruments that produce bio-aerosols. HCWs working in
wards with patients suffering from pneumonia, who produce high virulence bio-aerosols, or
HCWs exposed to bio-aerosol sources in dental practices, are at higher risk for developing dis-
ease or allergies [10, 11]. According to a risk assessment study, conducted in a hospital with
HCWs exposed to high risk procedures, a risk ratio (RR) of 2.5 was found for acquiring viral
or bacterial infection [12]. Multiple studies have found that HCWs were at higher risk to ac-
quire an infectious disease, observing a high serological status of Legionella spp. and high rates
of asymptomatic tuberculosis in dental practitioners and hospital staff [10, 13–15]. It is plausi-
ble that other diseases could also be acquired via bio-aerosols. Finally, evidence shows that
patients with cystic fibrosis, who are immunosuppressed, are highly susceptible to airborne
agents like Pseudomonas spp. [16]. Knowing this, we can assume that bio-aerosols with a high
load of micro-organisms are a threat to immunocompromised patients suffering from leuke-
mia, psoriasis, aplastic anemia and others [17]. Thus, the risk of acquiring pathogenic agents
by bio-aerosols may be a hazard to both healthy and immunosuppressed patients as well as to
HCWs.
To our knowledge, no detailed summary of the evidence regarding bio-aerosols in dental
and hospital settings is available. Therefore, we chose to perform a scoping review on the
present body of evidence regarding bio-aerosols. This results in an up-to-date summary of the
literature, allowing us to make recommendations for future research by identifying gaps in
current knowledge, and to underline the risks for HCW and immunocompromised. Since this
is a scoping review, our objectives are broad and cover three areas concerning bio-aerosols in
hospital and dental settings [18, 19]:
• What are the sources that generate bio-aerosols?
• What is the microbial load and composition of bio-aerosols and how were they measured?
• What is the hazard posed by pathogenic micro-organisms transported via the aerosol route
of transmission?
Methods
Design and search strategy
A scoping review was performed systematically according to the PRISMA statement for trans-
parent reporting of systematic reviews and meta-analysis [20] and JBI Briggs Reviewers Man-
ual [21] (see S1 PRISMA checklist). Three search strings were run in PubMed and EMBASE
from inception to 09-03-2016. In PubMed the following strings were combined: Hospitals
[Mesh] OR hospital OR hospitals OR "health care category" [Mesh] OR "health care" OR
"Cross infection" [Mesh] OR "cross infection" OR cross-infection OR nosocomial OR "health
facilities"[Mesh] OR "health facility" OR "health facilities" AND aerosols [Mesh] OR aerosol
OR aerosols OR bioaerosol OR bio-aerosol OR "bio aerosol" OR bio-aerosols OR "bio aerosols"
AND bacteria [Mesh] OR bacteria OR bacterial OR bacteremia OR bacteraemia OR sepsis OR
septicaemia OR septicemia OR virus OR viruses OR viral OR viridae OR viral OR viruses
[Mesh] OR Amoebozoa [Mesh] OR amoebozoa OR amoebe OR amoebas OR amoebic OR
fungi [Mesh] OR fungus OR fungal OR fungi OR fungating OR parasites [Mesh] OR parasitic
OR parasite OR parasites OR parasitemia OR parasitemias OR “micro organism” OR “micro
organisms” microorganism OR microorganisms OR micro-organism OR micro-organisms
OR “health care associated infections” OR infections OR infection OR infectious. For EMBASE
we used the following strings combined: ‘hospitals/exp OR hospitals OR (health AND care
AND category) OR healthcare OR ‘cross infection’OR ‘health facility’ OR ‘health facilities’ AND
Infection/exp OR microorganism/exp OR fungi/exp OR virus/exp OR sepsis/exp OR bacteria/
exp AND Aerosol OR aerosols/exp OR bioaerosol OR bio-aerosol OR bioaerosols OR aerosols.
Results
A total of 5823 studies were retrieved, of which 678 duplicates and 4797 irrelevant studies were
removed. After reading 311 abstracts, 201 full text studies were assessed for eligibility. This
eventually resulted in 62 studies including references from snowballing (see Fig 1. PRISMA
flowchart).
Generation of bio-aerosols
One study reported solely on the generation of bio-aerosols [22]. Therefore, we extracted data
on the generation of bio-aerosols from papers selected for the other objectives [23–44]. The
sources of bio-aerosols in dental clinics were: ultrasonic scalers, high speed hand pieces, air
turbines, three in one syringes, and air water syringes. Studies conducted in hospitals reported
Hospital environment
Thirty-one studies analyzed the microbial composition of bio-aerosols in the hospital environ-
ment [11, 30, 35–37, 39, 41–65]. The studies combined identified a total of 111 organisms by
using culture techniques (see Table 1 for overview of micro-organisms identified and Table 2
study characteristics hospital setting). Fifty-six bacterial species (23 Gram-negative and 32
Gram-positive; 1 mycobacteria), 45 fungal genera and ten viral species were identified[11, 30,
35–37, 39, 41–52, 54, 56–66] Most bacteria originated from human skin or the human gut, the
environment or water. The identified viruses originated from the human respiratory tract. The
methods for collecting air samples from the bio-aerosols and the methods for culturing micro-
organisms were heterogeneous. The method most frequently used to actively collect micro-
organisms was the Andersen air sampler (N = 9). Four studies used passive collection of
micro-organisms by placing Petri dishes with agar. In all studies, 21 different culture methods
were used, wherefrom Tryptic soy agar (N = 7) was most frequently used.
Fourteen studies analyzed the bacterial load of the bio-aerosols [11, 39, 41, 42, 45–47, 50,
55, 58, 60, 61, 64, 65]. The mean Log-10 of CFU/m3 ranged from 0.8 to 3.8 (see Fig 2). Addi-
tionally, five studies analyzed the bio-aerosol contamination before and/or after treatment,
intervention or of a room when a patient with an infectious disease was present. The measured
bacterial or fungal load ranged from Log 0.6–4.2 at baseline to Log 1.2–4.3 after the second
measurement (see Fig 3) [30, 35, 43, 56, 57]. Seven studies reported on the fungal load in bio-
aerosols during the day when patients were present in a hospital room. Fungal loads ranged
from Log 0.8–3.5 CFU/m3 in various hospital wards [45, 47, 50, 56, 59, 61, 66]. Multiple studies
quantified the air in patient specific areas or via specific methods.
Two studies identified multiple viruses in bio-aerosols after patients with symptoms of a
cold coughed, however both studies did not report on the viral load [51, 62]. Viral loads in the
bio-aerosol ranged between Log 2.2 plaque forming units /m3 in the air of an infant nursery
positive for RSV and Log 5.5 PFU/m3 in the air contaminated by patients positive for Influenza
A virus [52, 54]. Another study reported the RNA copy/L and found Log 3.3–5.2 in aerosols
produced by patients positive for Influenza A virus [33].
Dental environment
Seventeen studies analyzed the microbial composition of dental clinics [23–29, 67–76]. The
studies cumulatively identified 38 types of micro-organisms by using culture techniques (see
Table 3 for complete overview of micro-organisms identified and Table 4 for study characteris-
tics in dental setting). Wherefrom nineteen bacteria (7 Gram-negative and 12 Gram-positive)
and 23 fungal genera were detected. The bacteria originated from water, human skin and the
oral cavity. None of the included studies looked for viruses or parasites. Similar to the hospital
setting, the active Andersen air sampler (N = 4) and the passive culturing method by placing
Petri dishes with agar (N = 6) were the most frequent used air sampling techniques. Thirteen
different culture methods were used to identify the collected micro-organisms, of which Tryp-
tic soy agar (N = 3) and blood agar (N = 3) were used most often.
The mean bacterial load in the bio-aerosols ranged from Log 1–3.9 CFU/m3 (see Fig 4).
Furthermore, six studies analyzed the bio-aerosol contamination before and after treatment.
The bacterial or fungal load ranging from Log -0.7–2.4 CFU/m3 at baseline and from Log
1–3.1 CFU/m3 after treatment (see Fig 5) [25, 68, 71, 72]. Only one study reported on the rela-
tion between the distance from the bio-aerosol generating source and the bacterial load. They
found a higher bacterial load in the bio-aerosols at 1.5 meter from the oral cavity of the patient
than in the bio-aerosols within 1 meter from the patient [26]. One study screened for B. cepacia
and one screened for M. tuberculosis, however both studies could not retrieve these organisms
after regular patient treatment [24, 28].
Table 2. (Continued)
(Continued)
Table 2. (Continued)
Table 2. (Continued)
Table 2. (Continued)
Table 2. (Continued)
Abbreviation: AMHB = aerobic mesophilic heterotrophic bacteria; BHI = blood heart infusion; CFU = Colony forming units; CF = cystic fibrosis;
cm = centimeters; ED = emergency department; ER = emergency room; ES = emergency service; FL = fungal load; GW = general ward; HR = hospital
room; IM = internal medicine; IQR = inter quartile range; L = liters; min = minutes; m = meters; MW = maternity ward; NR = not reported;
NTM = nontuberculous mycobacteria; OR = operation room; OT = operation theatre; OW = operation ward; PFU = plaque forming units; PW = pulmonary
ward; RSV = respiratory syntical virus; SC = surgical center; SD = standard deviation; SW = Surgical Ward; TAC = total aerobic count; TB = tuberculosis;
qPCR = quantitative polymerase chain reaction.
https://doi.org/10.1371/journal.pone.0178007.t002
Hazard of a bio-aerosol
Seven studies reported on the hazard of micro-organisms to HCWs and/or patients, see
Table 5 study characteristics hazard in healthcare and the dental setting [12, 31, 34, 45, 77–79]
Three studies looked into the risks for patients when exposed to Legionella pneumophila con-
taining sources that may produce bio-aerosols [34, 38, 78]. They reported that cooling towers,
air conditioning or mechanical ventilation systems could be a source of L. pneumophila. Kool
et al. concluded that patients had an increased risk to acquire L. pneumophila in hospitals
when they used corticosteroids (OR = 13; 95CI% 1.6–102) and when intubated (OR = 10; 95%
CI 1.3–73) [34]. Another study identified smoking, drinking alcohol, having chronic lung dis-
ease and cancer as risk factors for getting an infection with L. pneumophila [78]. For the dental
clinic there is one case study reported that reported of irreversible septic shock and died after
two days in a patient that was infected with L. pneumophila [79].
One systematic review reported on the pooled odds ratio (OR) for the transmission and
exposure to Severe Acute Respiratory Syndrome (SARS) in HCWs during bio-aerosol generat-
ing procedures. Tracheal intubation (OR = 6.6; 95%CI 2.3–18.9) and noninvasive ventilation
Fig 2. Bacterial or fungal loads in mean Log-10 CFU/m3 in hospitals. * = passive sampling method; #
active sampling method.
https://doi.org/10.1371/journal.pone.0178007.g002
Fig 3. Bacterial or fungal loads in mean Log-10 CFU/m3 in hospitals, measured twice. * = passive
sampling method; # active sampling method.
https://doi.org/10.1371/journal.pone.0178007.g003
(OR = 3.1; 95%CI 1.4–6.8) were risk factors for acquiring SARS. Other bio-aerosol generating
interventions such as manipulation of an oxygen mask were not significant risk factors [31].
Another study calculated that the risk ratio for acquiring clinical respiratory infections was 2.5
(95%CI 1.3–6.5) for HCWs performing a high risk procedure [12]. Augustowska et al. studied
the effect of bacteria and fungi on asthmatic patients. They reported a decrease in maximum
breathing capacity due to the increase of bacterial or fungal load in the air [45].
A case-study in a dental clinic described the risk of acquiring Herpes Simplex Virus (HSV)-
1 for the dentist and the dental hygienists when they treated a patient with active HSV-1. One
member of the treatment team became infected with HSV-1, probably by the bio-aerosol con-
taining HSV-1, induced by ultrasonic scaling or by rubbing her eyes while working. The
infected HCWs manifested recurrent HSV-1 infections [77].
Discussion
By conducting a scoping review we were able to summarize existing evidence on the genera-
tion, composition, load and hazards of bio-aerosols in hospital and dental environment. We
found that bio-aerosols are generated via multiple sources such as machines, different types of
interventions; instruments; and human activity. The composition of bio-aerosols depended on
the method of sampling (active versus passive), microbiological techniques (culture based
versus DNA-based, different culture plates used) and the setting of the study (specific clinics
versus general dental clinics). Bio-aerosols can be hazardous to both patients and HCWs. Mul-
tiple studies described the threat of Legionella species to elderly and patients with respiratory
complaints.
The composition of bio-aerosols was extensively studied in hospital environments (N = 31)
compared to dental environments (N = 16). Regarding the micro-organism composition of
bio-aerosols, we conclude that bio-aerosols contain a high variety of bacterial and fungal
Table 4. (Continued)
Table 4. (Continued)
Abbreviations: BHI = brain heart infusion; TB = tuberculosis; CFU = colony forming units; cm = centimeters; DUWL = dental unit waterline; h = hours;
m = meters; min = minutes; SD = standard deviation.
https://doi.org/10.1371/journal.pone.0178007.t004
Fig 4. Bacterial or fungal loads in mean Log-10 CFU/m3 in dental. * = passive sampling method; # active
sampling method.
https://doi.org/10.1371/journal.pone.0178007.g004
strains from different sources such as the human skin and intestine; and the environment such
as soil and water. Based on the sampling and culturing techniques, fungi and Gram-positive
bacteria were found most often. Pathogens such as Legionella and Pseudomonas species were
found in bio-aerosols that were distributed by instruments using tap water. Few studies looked
Fig 5. Bacterial or fungal loads in mean Log-10 CFU/m3 in dental, measured twice. * = passive sampling method; # active
sampling method.
https://doi.org/10.1371/journal.pone.0178007.g005
Table 5. (Continued)
Abbreviation: HCWs = healthcare workers; HSV-1: herpes simplex virus-1; HRP = high risk procedures; NS = not significant; OR = odds ratio; RR = risk
ratio; SARS = severe acute respiratory syndrome; SIG = significant; N = number of subjects.
https://doi.org/10.1371/journal.pone.0178007.t005
for viruses, and in total only ten different viruses were identified, because no open ended
detection or identification methods are available for viruses. Therefore only specific targeted
techniques were used. Moreover, none of the studies conducted in dental practice have used
methods to identify the presence of viruses in the generated aerosols. Therefore, we must keep
in mind that the yielded results were dependent on the methodology of the individual study.
The results of the individual studies, and the heterogeneity we found in this review, are depen-
dent on the methods leading to an over- or under estimation of the complete bio-aerosol
profile. The same inconsistency is discussed in previous studies in which the researchers com-
pared two main sampling methods [80]. The methodological variety between studies, e.g. dif-
ferences in method of sampling and culturing or sequencing, differences in sampling time and
sampling area; and differences in distance to the bio-aerosol generating source caused difficul-
ties in comparing results. When a study used selective medium or agar it results in an overview
of selected micro-organisms. This leaves out other micro-organisms that were present at that
moment. The same accounts for duration of sampling or passive versus active sampling. In
passive sampling, the researcher waits for a certain amount of time for micro-organisms to
fall on a Petri dish, while other micro-organisms were still floating in the air and take more
time to fall on surfaces. The spread in a bio-aerosol is heterogeneous, so whatever is ‘catched’
on that moment may vary from the second, third or even fourth sampling attempt. So, the
method chosen (active or passive) should be dependent on the aim of the air quantification
[80]. Furthermore, in many studies variables in the experimental setup were not described,
like sampling time, distance and sampling location. Also, no standard deviations of the micro-
biological loads were reported consistently. Besides, the data might be an underestimation of
reality since studies looked for specific micro-organisms, in specific settings by selective sam-
pling and culture dependent techniques, thereby missing other micro-organisms present in
the bio-aerosols. Also, there was very little data available on the persistence of micro-organ-
isms in the air over time and the spatial distribution. None of the included studies looked for
parasites, although it has been reported that these are present in many tap water dependent
bio-aerosol producing systems with plastic tubing [81, 82].
We found little evidence to state the presence or absence of direct threats or health risks for
patients or HCWs with regards to bio-aerosols. In the hospital setting, two studies reported on
the hazard for the staff [12, 31], and four on the hazard for patients [34, 45, 78, 79]. The search
yielded one study for this objective assessing the hazard of an infectious disease to dental staff
[77]. However, it is known that on average, dental practitioners carry elevated levels of Legio-
nella antibodies [83], but the hazard to non-healthy HCWs and patients remains, based on our
findings, unknown. An estimation of the hazard of bio-aerosols is usually made based on the
microbial content and load of the bio-aerosols. We conclude that bio-aerosols can be hazard-
ous to certain populations that are extensively exposed to bio-aerosol generating procedures or
immunocompromised people.
Limitations
The search yielded 40 references that were to be screen based on full text. However, we could
not recover these 40 full text manuscripts to assess the their eligibility for inclusion, even
though we tried to contact the first and/or corresponding author, by retrieving his/her email
via the abstract or Google. We assume that the body of evidence for each objective would have
been larger if all 40 studies, or at least a part, would have been available and included. Another
limitation was that the outcomes and methods were inconsistent throughout all included stud-
ies. Also, there was little data on the hazard of bio-aerosols, thus no strong conclusions could
be drawn.
Conclusion
Bio-aerosols are generated via multiple sources such as different interventions, instruments
and human activity. Bio-aerosols have different microbiological profiles depending on the set-
ting and the used methodology. Bio-aerosols can be hazardous to both patients and healthcare
workers. Legionella species were found to be a bio-aerosol dependent hazard to elderly and
patients with respiratory complaints.
Supporting information
S1 PRISMA checklist.
(DOC)
Acknowledgments
The authors would like to thank Prof. dr. Geert van der Heijden for his consulting role during
the methodology process.
Author Contributions
Conceptualization: CZ HdS WC AL.
Data curation: CZ.
Formal analysis: CZ.
Investigation: CZ HdS AL.
Methodology: CZ.
Project administration: CZ.
Resources: CZ.
Software: CZ.
Supervision: HdS AL WC.
Validation: HdS AL.
Visualization: CZ.
Writing – original draft: CZ.
Writing – review & editing: HdS AL WC.
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