Trabasso1992 PDF
Trabasso1992 PDF
Trabasso1992 PDF
Discourse Processes
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To cite this article: Tom Trabasso & Margret Nickels (1992) The development of
goal plans of action in the narration of a picture story, Discourse Processes, 15:3,
249-275, DOI: 10.1080/01638539209544812
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DISCOURSE PROCESSES 15, 249-275 (1992)
MARGRET NICKELS
Northwestern University
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This article presents a study on how children construct coherent narrations about
events. Coherence in narration, we argue, is achieved when children use naive
This research was supported by grants to T. Trabasso from the Smart Foundation on Early
Learning and from the National Institute of Child Health and Human Development, Grant HD 17431
to T. Trabasso and Grant HD 25742 to T. Trabasso and N. L. Stein.
We are indebted to Dan Slobin and Virginia Marchman for granting us permission to analyze the
corpus and for providing us with the 58 protocols of the American English sample, and to Judy
DeLoache for providing us with the protocols of 14 mother-child dyads in the Frog, Where Are You?
story. We thank Jeffrey Kuperman for his assistance in analyzing the corpus and Margret Park Munger
and SoYoung Suh for their assistance in data analysis.
Correspondence and requests for reprints should be sent to Tom Trabasso, Department of Psychol-
ogy, The University of Chicago, 5848 S. University Avenue, Chicago, IL 60637.
249
250 TRABASSO AND NICKELS
theories about intentional action to infer and encode information about goals and
goal plans of action into speech. This use of planning knowledge leads to nar-
rative coherence when the events are interpreted according to and structured into
a goal plan. This article uses a causal network discourse analysis (Trabasso, van
den Broek, & Suh, 1989) to identify explicitly the existence of planning struc-
tures in narrations to a picture story by children of different ages and by adults.
Comprehension of narratives is assumed to be based upon one's ability to
detect a character's goals and to infer themes and plans. These inferences allow
the interpretation of a sequence of actions according to a goal plan (Schank &
Abelson, 1977). To comprehend as well as produce goal plans, one has to be able
to form a mental representation of the events in which one anticipates possible
problems and solutions, and monitors whether the actions follow the plan and
result in successful problem resolution (Scholnick & Friedman, 1987).
The fact that children come to use knowledge of goal-directed action in both
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attempts to achieve the failed goal. If these causal inferences occur, the resulting
narration will become coherent. A coherent narration is thus one in which a
series of clauses is organized by the character's goal and goal plan of action. The
main character's actions are interpreted as renewed attempts with goal failures
and reinstatements that eventually lead to goal success—Berman's (1988) over-
all plot line and sustained search. The picture sequence, however, also constrains
what is narrated. If the picture sequence itself does not provide sufficient infor-
mation to detect goals and to infer causal and temporal relations between goals,
attempts, and outcomes, then a coherent narration will not result, regardless of
the person's knowledge about intentional action.
the application of a goal plan? The process of analysis is similar to that which
occurs in the narration itself: One must infer goals and interpret actions according
to a plan. To decide that the narration is structured this way, one needs a dis-
course analytic model that is content sensitive, and provides criteria to identify
explicitly the existence of goals, attempts, and outcomes, and the causal-tem-
poral relations between these categories of content. The model should allow for
the possible hierarchical structuring of these categories into episodes and of the
episodes into a goal plan hierarchy.
The causal network model of Trabasso et al. (1989) is a discourse analytic
model that can represent and generate hierarchical goal plans. Figure la depicts
their model as a general causal network. Each clause's content in the narration
may be classified into one of six categories: S (setting), E (event), IR (internal
response), G (goal), A (attempt), and O (outcome). Outcomes are marked as
successful (+), unsuccessful ( - ) , or neutral (o) with respect to goal attainment.
These categories together constitute an episode.
/
G3-»-A-W5(-)
Figure 1. (a) Causal network model of Trabasso, van den Broek, and Suh (1989). (b) Causal
network showing a goal hierarchy with unanticipated failure outcomes and successes.
GOAL PLANS OF ACTION 253
knowledge about intentional action to detect a goal based upon settings and
events or to encode selectively actions that follow from the goal. Rather, they
may try to describe or identify what they see in terms more familiar to them. As a
result, the descriptions of objects, actions, and states are not related to a concep-
tual plan of action, and therefore lack coherence from an older child's or adult's
perspective. The extent to which one can apply the causal network model to
capture the content and the structure of the narration as a goal plan of action
depends directly upon whether or not the child encodes the picture sequence as
such. The child who explains actions in terms of goals or purposes that are
relevant to a higher-order goal is the one who tells the more coherent tale.
Our primary purpose was to apply an explicit discourse analytic model that
entails a psychological theory of intentional action to narrations produced by
children and adults to picture stories. We wished to find out the extent to which
children reveal in their narrations a developing knowledge and theory of inten-
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tional action. Our process of analysis is inductive in that we rely upon what the
narrator says as "data," but our inductions are determined conceptually by the
definitions and criteria of the causal network model. Each narration is analyzed
on a clause-by-clause basis according to these definitions and criteria. What may
emerge is a set of categories based upon clausal content encoded and structured
causally and temporally by a goal plan of action into a coherent narration.
METHOD
Clauses 7 through 11
Figure 2. Causal network representations of four characters derived from Subject 20B's clauses 7
through 11 narrated to pictures 2 and 3.
ps> m
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/psi I
psi m
BOY&DOG 01(10)—•E1(11) G3(12,13) G3(14)-»-A3(14)
phi
DOG A3(13)-M)3[-] 03(15,-;
PICTURE -4-
10. The next morning, the boy and the dog wake up 11. and find the empty jar..
12. The boy looks in his boots 13. while the dog looks in the jar for the frog.
14. They look out the window for the frog 15. The dog falls out the window.
Figure 3. Causal network representations of four characters derived from Subject 20B's clauses 10 through 15 narrated to pictures 3
through 6.
GOAL PLANS OF ACTION 257
TABLE 1
Adult Subject 20B Telling Frog, Where Are You?
1. This is a story of a little kid/ before he goes to bed one night/ He looks in this jar/ and he's
checking out his frog/ and his dog is there/ and they both check out the frog.
2. Then they both go to sleep/ Unbenownst to the two sleeping people in the bed/ the frog crawls
out of the jar/
3. The next morning, the boy and the dog wake up/ and find the empty jar/ The boy looks in his
boots/ while the dog looks in the jar for the frog/
4. They look out the window for the frog/
5. The dog falls out the window/
6. and breaks the jar/ The kid goes down out the window as well/ and picks up the dog/ The dog is
happily rescued from/ having his head stuck in the jar/ But the kid's a little angry/ probably
cause he's lost his jar and his frog/
7. The little boy and the dog go outside/ looking for the frog/ The boy is calling for the frog/ and
the dog is sniffing for the frog/ But actually the dog is sniffing at a trail of bees/ coming out of a
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beehive/
8. The boy is looking down a hole/ to see/ if the frog is in the hole/ and the dog is intrigued by this
beehive/
9. The boy gets his nose either bitten or sniffed at/ by some little animal living in the hole/ and the
dog is still intrigued with the beehive/
10. Now, the beehive has been knocked down out of the tree by the dog/ and the bees are intrigued
with the dog/ while the boy is sitting in a tree/ looking in the hole in the tree/ thinking/ maybe the
lost frog is there/
11. At this point/ an owl pops out of the hole in the tree/ and a bunch of bees start following the dog/
probably angry/ that the dog has knocked their hive out of the tree/
12. Suddenly, the owl—oh no—now the boy is running away from the owl/
13. and the boy is climbing up on a rock/ and now the owl is gone for some reason/ and the dog is
coming back/ Looks like he's either stunned/ or is just very frightened and ashamed/ that he was
outdone by the bees/
14. The owl is looking at the boy/ and the boy is calling for the frog/
15. Now the boy has been picked up by some antlered beast/ that looks like a deer/
16. The deer is running to a cliff/ and the dog is barking at the deer/ This dog is pretty useless/ all he
does/ is cause trouble and bark at things/
17. Now the deer has thrown the dog, no, the boy over the cliff into/ it looks like they're heading for
a pond/ and the dog goes, too/ as the dog has throughout the story/
18. And they both fall in the water/
19. And they sit up in the water/
20. And it seems like they both hear something coming from behind the log/
21. And the boy tells the dog to be very quiet/ and they crawl over the log/
22. And they find on the other side of the log two happy frogs/ one of which was the frog in the jar/
23. And then they see that there was not only two happy frogs/ but there is an entire family of little
frogs there/ and one would wonder how long—what the gestation period is for frogs/ and how
come they're so big/ when they know/ they have to go through a tadpole stage first/ However, it
seems that they've raised this happy family/ and maybe the boy was looking for these frogs for
an entire six months to a year/ Who knows?/
24. Now the boy grabs one of the frogs/ and leaves with this frog/ leaving the two big frogs and all
the tiny frogs/ So it looks like he has not taken away his big frog/ that was in the jar/ but he has
taken away one of the sibling frogs perhaps/ one really can't tell/ The end/
Note. The numbered paragraphs contain the narration for each picture in succession. The slashes
demarcate each clause.
258 TRABASSO AND NICKELS
the braces mark the clauses in the narration that were made to that picture. Causal
relations between pairs of categories are indicated by labelled arrows between
categories. The labels e, psi, m, and phi stand for enabling, psychological-,
motivational-, or physical-causal relations, respectively. Thus, for example, an
outcome, 03(7), enables (e) another outcome, 01(10). Explicit categories are
shown by parentheses around the clause number; implicit categories are shown
by brackets and a description following the letter and goal level. Successful
outcomes are denoted by a plus sign (+) in the parentheses or brackets; failed
outcomes are denoted by a minus sign (—). Because a clause can be categorized
from the perspective of more than one character, it may be represented in more
than one causal network and its category membership may change. Clauses that
are in two networks have the same number, and their equivalence is depicted by
vertical, parallel lines between them. For example, an outcome for the frog,
03(11, +), became an event, E l ( l l ) for the boy and dog.
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would have been aware of their surroundings. This counterfactual reasoning tests
the assumption that causes are necessary in the circumstances of a story (Mackie,
1980; Trabasso, Secco, & van den Broek, 1984). Counterfactual tests were
applied to all identified direct causal relations throughout the analysis. To label
the type of causal relation, one must know what the categories are because the
categories constrain the kind of relation. For example, goals motivate actions or
other goals, whereas actions enable other actions or physically enable or cause
outcomes (see Trabasso et al., 1989, for rules and criteria for relating categories,
and the previous discussion on the different kinds of causal relations that may be
obtained between categories).
the jar for the frog. Then they both look out the window for the frog. The dog
falls out the window. The narration contains an outcome in clause 10, an event in
clause 11, two purposeful attempts in clauses 12 and 13, another purposeful
attempt in clause 14, and a failed outcome or an event in clause 15.
In our analysis, we separated purposeful attempts into two categories, a goal
and an attempt, which together make up a local goal plan. The goal is based upon
the purpose of the action and is expressed frequently as a prepositional phrase
(e.g., for the frog) or as an infinitive phrase (e.g., to see if the frog is in there).
The presence of the frog in the phrase indicates that it is the desired goal object.
We assume that the goal exists prior to the attempt and motivates it. Thus, the
action of looking in the boots, A3(12), is motivated by the goal of looking for the
frog in certain locations, G3(12). The purposeful attempt in clause 14 is another
local goal plan. Here the goal is to look for the frog in another location, namely
at the window, in G3(14), and is carried out as an attempt in A3(14).
Why do the boy and dog look for the frog out the window after looking for the
frog either in the boots or in the jar? Apparently, they did not find the frog in the
first locations. We therefore infer a failed outcome from each of their perspec-
tives, O3[—]. (The brackets indicate that the goal or outcome is inferred.) This
outcome was enabled by the initial attempts and it contributes psychologically to
another, local goal plan. We now ask: What motivates these two local goal plans
of searching for the frog in specific locations? These local plans are best under-
stood as being motivated by an inferred, higher order goal, labeled G2[Find the
Frog]. This higher order goal of finding the frog motivates local goal plans in
which the boy and dog search in particular locations for the frog and it is
reinstated each time the local goal plan fails. We now ask: Why is the goal of
finding the frog reinstated? The answer is that the boy has developed yet another
inferred, higher order goal, namely, to get back his pet, labelled GlfGet Frog
Back]. Together, these inferred and explicit goals constitute a goal-plan hier-
archy, where the top-order goal, GlfGet Frog Back] motivates a second-order
260 TRABASSO AND NICKELS
goal, G2[Find Frog] which, in turn, motivates a local goal plan, G3fSearch in
Particular Locations] that motivates attempts at this level. We now understand
why levels 1, 2, and 3 were assigned to the categories. We finally ask: What
caused the goal-plan hierarchy to arise? The answer lies, in part, in the Event,
E l ( l l ) in which the boy discovers the empty jar, indicating that the frog is lost
and psychologically causes, in the circumstances of the story, the boy's goal of
wanting to get the frog back, Gl. Note that E l ( l l ) is not sufficient to cause this
goal. Rather, it is necessary to know that the boy values the frog as a pet,
established as a setting in the first picture. It is the loss of a valued goal object
that results in the desire to reinstate the relationship with the frog. The relation
between goal states and changes in goal states as determinants of emotions and
goals is central to Stein and Levine's (1989) theory of emotional understanding
and is consistent with the present analysis.
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Figure 4 and Table 2 show evidence that Subject 20B's narration is structured
according to a hierarchical goal plan strikingly similar to the idealized plan in
Figure lb. The network begins in the upper left with an event in which the boy
finds the jar empty (E), causing his desire to get his frog back (Gl) in episode 2.
This goal generates a goal plan to find the frog (G2) and entails a subordinate
goal to search in particular locales (G3). The first realization of the local goal is
in episode 9 in which the boy wants to search for the frog outside [G3] and so he
calls for the frog (A) but fails to find it [O—]. The boy's goal plan is reinstated in
episode 10 in which a hole in the ground (S) is discovered and the boy wants to
see if the frog is in it (G3). He looks (A), but a small animal that lives there (S)
bites him on the nose, a failed outcome ( O - ) .
The goal plan (G2) is reinstated once again in episode 11 in which the boy is
sitting in a tree (S) and there is a hole in the tree (S). The goal plan to find the
frog [G2] psychologically causes the boy to think about these two conditions as a
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possible location in which the frog might be searched for and found (IRC). This
cognition psychologically causes the activation of the goal to look in the hole
(G3). This goal motivates an attempt to look (A) which is disrupted when an owl
pops out and the outcome is consequently a failure to find the frog (O—). Later,
in episode 14, the boy finds himself sitting in water, an outcome from episode 13
in which a deer has thrown him over a cliff into the pond. An event occurs in
which he hears (IRC) some sound coming from the other side of the log (E). This
cognition, in conjunction with the reinstatement of the goal plan (G2), causes the
local goal of wanting to see if the frog is on the other side of the log (G3). This
motivates him to crawl over the log (A) where he finds some frogs (O+), one of
which was the frog that had been in the jar (O+). This outcome completes
episode 3 in that it finally satisfies the goal of finding the frog. The finding of his
frog completes our criteria for inferring a second-order goal (G2), and enables
the boy to attempt (A) to achieve his top-order goal of getting the frog back home
(Gl). The attempt of taking the frog back home (A) constitutes part of the second
episode. This explicit attempt supports our inference that there is a top-order goal
(Gl) of wanting to have the frog back. Once again, we require an antecedent, the
initiating event of the frog leaving the jar empty (E), and a consequence, the
attempt to bring the frog back (A), for the inferred goal. The inferred goal-plan
hierarchy is anchored by explicitly narrated clauses, either an event that causes a
goal and an attempt to achieve it, or by failed outcomes and instances of goal
plans to search in particular locales.
Level 1 E-*-[G1]-
psy
Level 2 [G2] [G2] [G2l [G2]
Level 3
\
3
m e
7
-G3-+-A—*O-«—S S
m e psy pSy
S-»-|RC —*{G3]-*-A-*- O- E —MRC -»-[G31 *• A
m e e kPsy
0(0)
Episode 10 11 14 14
Figure 4. Selected episodes showing a goal hierarchy with unanticipated failure outcomes and success taken from the boy's perspective in the causal network representation
of Subject 20B's narration.
GOAL PLANS OF ACTION 263
TABLE 2
Selected Episodes (Boy's Perspective) of Subject 20B's Narration
Episode
2 The boy finds the frog's jar empty. (E)
He wants his pet frog back home. [Gl]
3 The boy wants to find his frog. [G2]
8 He wants to search for his frog outside. [G3]
So he called for the frog. (A)
But the frog did not come. [ O - ]
3 The boy wants to find his frog. [G2]
10 There is a hole in the ground. (S)
The boy wants to see if the frog is in there. (G3)
The boy is looking in the hole. (A)
Some little animal is living in the hole. (S)
The boy gets his nose bitten by the animal. ( O - )
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Note. The letters correspond to the content categories of the general causal
network. The numbers on the goals refer to their level in the hierarchy. The
positive and negative signs for outcomes indicate goal success or failure. The
bracketed goals and outcomes are inferred.
(G3), an attempt (A), and an outcome (O), hereafter called GAO episodes. For
these properties, we report analyses with age as a factor in order to assess the
development of the use of knowledge of goal plans of action to organize a
narration.
RESULTS
Evidence for a Goal-Plan Hierarchy
The existence of first- and second-order goals in the representation provides
evidence that narrators structure their narrations in terms of a goal-plan hier-
archy. We analyzed each person's network representation as to whether it con-
264 TRABASSO AND NICKELS
e
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20
Figure 5. Proportion of subjects with a level 1 goal (Gl) and at least one level 2 goal (G2) for each
age group.
tained a first-order goal (Gl) or one or more second-order goals (G2). The
respective proportions of subjects having these goals in the representations of
their narrations are shown in Figure 5.
Figure 5 shows that second-order goals first appeared at age 4 and first-order
goals at age 5. The 9-year-old narrators showed nearly the same number of these
goals as did the adult narrators. The ordering of the age groups 3 = 4 < 5 < 9 =
20 was statistically significant, \ 2 (2) = 37.45, p < .01.
Episodic Structures
In order to assess the degree to which the narrations were structured episodically,
we identified two kinds of units. The first unit is termed a goal-attempt-out-
come (GAO) episode, and has been previously defined and illustrated. The
second, termed a non-GAO unit, consists of a clause or a set of clauses that
maintain a topic but does not allow the inference of a goal. The clauses within
each unit may or may not be connected. For each representation, we counted the
number of GAO episodes and non-GAO units. Comparisons between the age
groups on these two measures were done by analyzing them in a 5 x 2 analysis
of variance with age as a between-subject factor and the type of unit as a within-
subject factor.
In the analysis, there were no statistically significant age differences as to the
mean number of combined episodes and units, F(4, 53) = 1.28, p = .29. There
was, however, a significant interaction between age and type of structural unit,
F(4, 53) = 298.96, p < .01. The means for age, and for the two kinds of units in
the interaction with age, are shown in Figure 6.
In Figure 6, the GAO episodes followed the same pattern as the higher order
goal data. The GAO episodes were rare for both the 3- and the 4-year-olds. They
GOAL PLANS OF ACTION 265
12
10
GOAL-ATTEMPT-OUTCOME
8-
m
o
z
III
o
111
5
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NON-GAO UNITS
1 3 5 7 9 11 13 15 17 19 21
AGE
Figure 6. Average number goal-attempt-(+, — )outcome episodes, mean number of units, and
non-GAO units for each age group.
0.4
ATTEMPTS
0.1
5 7 9 1 1 1 3 1 5 1 7 19 21
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Figure 7. Average proportion of clauses classified as a goal, attempt, and success or failure
outcome for each age group.
encoded success or failure. Consider the data on attempts first. Note that the
proportion of clauses that were attempts was relatively constant from age 4 to
adulthood. Only the 3-year-olds produced a significantly lower proportion of
attempts relative to all the other groups, F(4, 53) = 3.14, p < .05, for age as a
variable, and by individual comparisons (p < .05). Note also that the attempts
were relatively more frequent than either goals or outcomes at all age levels.
Consistent with previous findings on higher order goals, level three goals and
outcomes increased with age, F(4, 53) = 23.88 and 27.80, p < .01; the ordering
from lowest to highest across the ages was 3 = 4 < 5 < 9 = 20, by individual
comparisons (p < .05).
In order to identify the categorical content that is more representative of the
younger children's narrations, similar analyses were carried out for settings,
events, neutral outcomes (those not involving success or failure with respect to
the goal of finding the frog), and internal responses (emotions or cognitions).
Figure 8 shows these proportions of the total number of clauses produced in the
narration.
In Figure 8, the most striking finding was that the 3-year-old children exhib-
ited a very high proportion of neutral outcomes (e.g., "he fall down"). These
declined up to age 5 F(4, 53) = 6.05, p < .01, and were ordered 3 > 4 > 5 = 9
= 20, by individual comparisons (p < .05). Settings were the next most frequent
for the youngest children and this category declined, somewhat, for 5- and 9-year
olds, but increased for adults, F(4, 53) = 6.28, p < .01. Events increased and
then decreased slightly with age, F(4, 53) = 3.47, p < .02. Internal responses
increased slightly with age, but their effect was not significant (F < 1) and was
overall relatively infrequent.
GOAL PLANS OF ACTION 267
0.6
Settings
0.5- Events
Internal Responses
Neut Outcomes
O
O
Q.
O 0.3
ce
CL
0.2
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1 3 5 7 9 11 13 15 17 19 21
AGE
Figure 8. Average proportion of clauses classified as a setting, event, neutral outcome, or internal
response for each age group.
5- TOTAL CÄTB30RES „
IT ^^^^
HI
O ^^^^
E
Z
4-
HI
a
211 1 ****"
5 3-
L ^ ^ DIFFERENT CATEGORIES
3 5 7 9 11 13 15 17 19 21
AGE
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Figure 9. Average total or different number of categories per episode per subject for each age
group.
2
CE
U.
QJ
2-
1 3 5 7 9 11 13 15 17 19 21
AGE
Figure 10. Average number of connections within or between episodes per subject for each age
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group.
groups in the same sequence for each kind of connection: 3 = 4 < 5 < 9 < 2 0 .
The ratio of between to within connections increased with age up to 9 years: .00,
.23, .30, .51, and .47.
The analytical model identifies four kinds of connections: enabling, psycho-
logical, motivational, and physical. The respective proportions of each type of
relations for the within or between connections were found for each person's
narrative representation. The proportions for the within-episode connections are
given in Figure 11.
In Figure 11, with the exception of the 4-year-olds, the relations were ordered
from the most frequent to the least frequent as follows: enabling, motivation,
psychological, and physical. Aside from the 4-year-olds, there are no changes in
0.8
WITHIN CONNECTIONS
0.6-
ENABLING
Z
O
O 0.4 i MOTIVATIONAL
a.
o
ce
a.
PSYCHOLOGICAL
PHYSICAL
1 3 5 7 9 11 13 15 17 19 21
AGE
Figure 11. Proportion of connections within episodes per subject for each age group.
270 TRABASSO AND NICKELS
these relative frequencies across age. The 4-year-old narrations show slightly
more enabling and slightly fewer motivational relations compared to the other
groups. For the between-episode relations, from age 5 to adulthood, the propor-
tion of enabling, psychological, and motivational relations were equal (.33) and
physical relations were nonexistent; for 4-year-olds, enabling relations were
more frequent and motivational ones were less frequent, as before.
DISCUSSION
Development of Plans of Action
The causal network representations reveal striking developmental differences in
the content and structure of the narratives. The changes were both qualitative and
quantitative in nature. From 3 to 5 years in age, the children's narrations changed
first from predominantly describing states and identifying objects to encoding
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isolated actions. The encoding of the actions was, however, related to a goal plan
to find the frog. The next developmental change was the explicit encoding of the
goals and purposes behind these actions. Older children and adults more ex-
plicitly organized actions according to a goal plan by encoding them along with
goals and outcomes into episodes of increasing diversity and causal interrelated-
ness. This developmental sequence was first reported on children ranging in age
from 5 to 11 years by Stein (1988) and Stein and Policastro (1984) for both free
story generation to setting statements and for judgments of what constitutes a
story.
The 3-year-olds in the present study were clearly descriptive in their narra-
tions, a result consistent with Berman's (1988) claims about this age group. Their
descriptions consisted mainly of state changes classified as neutral outcomes
unrelated to the goal of finding the frog. Settings constituted the second most
frequent category. These descriptive statements were primarily deictic in nature.
The 4-year-old children showed a similar but lesser trend. These descriptive
categories accounted for a large percentage of the nonepisodic units in these two
younger age groups.
The 4-year-olds did show evidence of an awareness of the goal plan in that
they encoded a relatively large proportion of their clauses in terms of actions that
may be interpreted as attempts relevant to the goal of finding the frog. They did
so without the inclusion of phrases with goal objects or purposes so that we were
not provided with a basis by which we could infer these motivational categories.
The result is that the 4-year-olds appear to be describing rather than explaining
the boy's actions. This description appears to be temporal rather than causal,
corresponding to the a second stage of development reported by Stein (1988) in
story production by children.
One explanation for the 4-year-olds' omission of goals is that the goal object
(the frog) is absent from the pictures in which the goal-directed search occurs.
GOAL PLANS OF ACTION 271
olds. By age 9, the vast majority of the narrators included both kinds of goals.
These American English data are consistent with those of the Hebrew speakers in
Berman's (1988) report. We believe that the development and use of planning
knowledge accounts for the present data and for Berman's (1988) particular
findings of an increase in overall plot line constituents and in sustained search.
when the goal object is explicit and present in the situation being encoded. In the
study by Munger (1989) cited previously, two picture stories were contrasted on
explicitness of goal objects but were similar in complexity. Both stories portrayed
a sustained plan of action with multiple obstacles. When the 4-year-olds saw an
action directed towards a explicit goal object, they encoded purposes with at-
tempts. If the goal object was not present, they rarely encoded purposes explain-
ing the action. However, in both cases, when Munger asked them w/iy-questions
on the actions, they stated the relevant purposes. Four-year-olds thus appear to
know about goals but do not encode them if the goal object is not present. Thus,
the underestimation of the 4-year-olds' knowledge does not appear to depend
upon the complexity of the story but does depend upon the physical availability
of the goal object and other knowledge about narrative conventions. Our conjec-
ture is that the 4-year-olds have not as yet acquired narrative conventions of
explaining behavior in terms of goal plans.
the same number of narrative units. Further, we know that both in memory and in
on-line processing of stories, the episode is an efficient psychological unit (Black
& Bower, 1979; Haberlandt, 1980). Episodic structuring allows the narrator to
work with an efficient unit of memory in production because it allows the
narrator to expand and diversify the information within the unit without increas-
ing the demands on working memory. Our data on the constancy in the number of
units encoded into the representation of a narration, along with the developmen-
tal increase in the total number of categories and different categories added to
episodes, and the increase in the number of relations within and between epi-
sodes are consistent with this interpretation. These developmental changes first
become evidence by age 5.
DISCOURSE ANALYSIS
The causal network model of Trabasso et al. (1989) was successfully applied to
narrations of a picture story by children ranging in age from 3 to 9 years and by
adults. This analysis, applied from the perspective of every character in the
picture story, allowed us to depict the narration as a set of interacting goal plans
from which we extracted the goal plan of the main protagonist. The boy's goal
plan corresponded to a hierarchical set of three goals and a sustained plan of
action at the level of the third goal in the hierarchy to search for the frog in
particular locations. Unexpected obstacles and failures of attaining the third goal
led to the reinstatement of the second-order goal of continuing the search. Suc-
cess in locating the frog enabled the attainment of the goals of finding it and
taking it (or a substitute pet) back home.
The explicit representation of narratives as a causal network showed how
children from 3 years onward progressively move from identification and de-
scription of states to actions and then to explanation of actions carried out
according to a goal plan of action. This developmental sequence corresponds to
Berman's (1988) taxonomic findings on plot line and sustained search develop-
ment, and to Stein's (1988) and Stein and Policastro's (1984) classification of
stories produced by children as descriptive sequences, temporal action se-
quences,^ or episodic structures organized by goals and causal relations. The use
of knowledge of goal plans of action to interpret and encode actions as attempts
demonstrates the importance of the use of knowledge of psychological causation
in narration and narrative knowing (Polkinhorne, 1988). The choice of which
lexical terms should be used to encode the actions appears to be dependent upon
this knowledge of intentionality. Further, the development of a well-formed
overall plot line and a theme that is sustained over the course of the narration
depends directly on the development and use of this and other knowledge of
narrative communicative conventions.
274 TRABASSO AND NICKELS
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