Roger Trigg
Roger Trigg
Roger Trigg
Roger TRIGG∗∗
Abstract. The study defines social science and its specific in contrast with history,
psychology and physical sciences. Also it emphasizes the importance of the idea of a
'value-free' science for the social sciences is clear. Social scientists want to be seen to
establish 'facts' about society in the same way that they think that a physicist or a
chemist uncovers 'facts'. Using the theories of Hempel, Quine, Feyerabend and Kuhn,
it addresses a series of questions concening scientific theories, their roles for the
scientific explanation and the scientific progress.
Empiricism
∗
Ch. I „Understanding Social Sciences”, Blackwell Publisher, Oxford, UK, 1993, pp. 1-22.
∗∗
Professor PhD, Warwick University, President of „Mind” Association.
30 Roger Trigg
that social sciences are not different kinds of sciences from the physical ones. The
same scientific method is being used in a different area. This could not be the case
for, say, theology, if that were classified as a science. It has sometimes been
described as one and has on occasions even claimed to be 'the queen of the
sciences'. Yet no one has ever suggested that it proceeds in the way that a
physicist does. It may attempt to study the nature of God in a systematic way, but
it is not an empirical science. Much of its function lies in studying what, if
anything, transcends human experience.
Social sciences claim to be empirical. The enormous success of modern
physical science in manipulating the world has made it appear that its methods
provide the key for the extension of human knowledge in all areas. Any
intellectual discipline is thus put under immense pressure to appear 'scientific' in
precisely the manner in which physics is; otherwise it may be deemed not to
produce any contributions to genuine knowledge.
The question whether the social sciences are 'proper' sciences is not a
terminological quibble. Given that modern governments provide money for
scientific research, there is a political question whether social scientists should be
treated on a par with physicists and engineers. Some social scientists are very
eager to show scientific credentials, while governments intent on controlling
public expenditure will query how far social science is 'real' science. In 1983 the
Social Science Research Council in the United Kingdom decided to change its
name to the Economic and Social Research Council. This was apparently after
pressure from government ministers, and they were presumably not interested
merely in the philosophical issues involved. The public view of the social
'sciences' will determine decisions about public spending.
Nevertheless the pressure to make all disciplines conform to the one model
begins to lessen as cynicism increases about the ability of science to further
human welfare. The bright hopes for human progress which were once pinned on
science already seem childishly optimistic. It is now easier to re-examine the
presuppositions of a scientific world-view. All science may not be like physics,
and physics itself may not provide a very good example of an empirical science,
at least as understood by empiricism. Empiricism in fact has been put on trial and
in many philosophers' opinion has to be discarded.
There has already been considerable disagreement over whether the social
sciences should follow the methods of the natural sciences and share their
assumptions. Are they to uncover the laws governing human behaviour and
explain its causes? This is to assume that the social world is indistinguishable
from the natural world in important respects and may even be reducible to it.
Many philosophers, particularly if they have been influenced by the European
hermeneutical tradition, point out that the social world is constituted by the
meanings and purposes of rational agents. The function of a social science is then
The Nature of Science 31
to interpret and render intelligible rather than to invoke causes. People are
different from physical objects and must be understood differently. This approach
has been dubbed 'humanist', as opposed to the 'naturalist' approach of those taking
natural science as a model. It has been alleged that each side focuses on part of the
truth. For instance two writers about the social sciences say: “These sciences are
social, which is to say that the phenomena they study are intentional phenomena,
and so must be identified in terms of their meanings. Secondly, these sciences are
sciences, in the sense that they try to develop systematic theories to explain the
underlying causal interactions among phenomena of a widely divergent sort.
Because they each fasten on only one of these features, humanism and naturalism
fail to provide an adequate account of social science.”1
Naturalism, in various guises, has had the most influence on the social ices.
Its assumptions may be increasingly questioned, but any survey ot the social
sciences must start with them. The scientific character of the social sciences is
emphasized, and anything that cannot be subsumed under scientific laws is
excluded. This can be part of an empiricist outlook, according to which human
experience provides the standard by which anything can be tested. What is beyond
experience is discarded. Perhaps the most notable group of philosophers
expressing this position in this century was the Vienna Circle. Meeting in Vienna
in the 1920s and the 1930s, they championed what they termed the 'scientific
world-concep-non'. They claimed this was empiricist and positivist and explained
these terms in a pamphlet by claiming: 'There is knowledge only from experience,
which rests on what is immediately given. This sets the limits for the content of
legitimate science.' They were empiricists because they rested knowledge on
human experience, and positivists because they considered that scientific method
was the only path to truth. They continued: “The aim of scientific effort is to reach
the goal, unified science, by applying logical analysis to the empirical material.
Since the meaning of every statement of science must be statable by reduction to a
statement about the given, likewise the meaning of any concept, whatever branch
of science it may belong to, must be statable by step-wise reduction to other
concepts, down to the concepts of the lowest level which refer directly to the
given.”2
The Vienna Circle explicitly dealt with the social sciences as branches of
science and mentioned history and economics as examples.3 They had a view of
the unity of science, according to which all sciences fitted harmoniously together,
and in which the social sciences were included. Science rested on the firm
1
B. Fay and J. D. Moon, 'What Would an Adequate Philosophy of Social Science Look Like?',
Philosophy of the Social Sciences, 7, 1977, p. 227.
2
'The Scientific Conception of the World: The Vienna Circle', in M. Neurath and R. S. Cohen
(eds), Otto Neurath: Empiricism and Sociology, 1973, p. 309.
3
Ibidem, p.315.
32 Roger Trigg
4
For a further discussion of quantum mechanics and reality, see Reality at Risk, NJ, 1980, ch. 6.
The Nature of Science 33
of the data, however, any error in interpretation was seen to be liable to infect the
data. The 'rock-solid' foundations of empirical knowledge are revealed as being in
as much a quagmire as other parts of human reasoning.
One major tenet of empiricist thought was the total separation of fact from
value. Sense-data are what they are, and facts are just what we know is the case as
a result of them. Human evaluation is a totally distinct matter. The empiricist
philosopher, David Hume, had, in the eighteenth century, sternly forbade sliding
from assertions about what is the case to some about what ought to be so.7
Descriptions and evaluations are still distinguished, as for instance in the moral
philosophy of the Oxford philosopher, R. M. Hare. The result is that a privileged
status is accorded to facts, which are thought, in a typically empiricist manner, to
be true or false in a way that evaluations cannot be. It has become something of a
challenge to empiricists to rescue evaluations from the charge of arbitrariness, and
to demonstrate how there can still be rational constraints on what we may value.
Having suggested that values cannot be empirically verified in the way that facts
can be, they are faced with the possibility that humans can logically value
anything, without the possibility of error.
The importance of the idea of a 'value-free' science for the social sciences is
clear. Social scientists want to be seen to establish 'facts' about society in the same
way that they think that a physicist or a chemist uncovers 'facts'. They do not want
to appear to be in the grip of an ideology or particular view of the world, which
would make their results suspect to those who do not share it. The idea, for
example, of a 'conservative' or 'liberal' social science seems to undermine the
notion of a social science. Yet it is perhaps significant that Marxists find nothing
surprising about the notion of Marxist social science. Most Marxists do not share
the philosophical presuppositions of empiricists about the distinction between
facts and values. This is a problem of major importance to which I shall return.
For the moment, it is merely relevant to stress that any distinction between 'facts'
and 'values' rests on empiricist assumptions, giving a privileged status to the idea
of a scientifically verifiable fact.
7
David Hume, A Treatise of Human Nature, Book III, reprinted in Hume's Ethical Writings, ed. A.
MacIntyre, 1965, p. 196.
8
Carl Hempel, Philosophy of Natural Science, Englewood Cliffs, NJ, 1968, p. 47.
The Nature of Science 35
on a notion of 'neutral' experience, which does not already presuppose the holding
of a particular theory. Hempel developed a notion of scientific explanation which
involves fitting an isolated phenomenon into an overall pattern. Scientific laws are
then to be understood as mere observable regularities under which we can
subsume whatever we wish to explain. This view is derived from Hume's analysis
of causation as constant conjunction. Perceived regularities thus form the basis of
our idea of cause, and explanation involves fitting our experiences into a pattern
of such regularities. Hempel says: 'The explanation fits the phenomenon to be
explained into a pattern of uniformities and shows that its occurrence was to be
expected, given the specified laws and the pertinent particular circumstances.'9
Hempel proposes as a model what he terms 'deductive-nomological'
explanation. This takes the form of a deductive argument, whose premisses
include general laws as well as statements about particular observations. One
example of a deductively valid inference which he gives is the following: “Any
sodium salt, when put into the flame of a Bunsen burner, turns the flame yellow.
This piece of rock salt is a sodium salt. Therefore, this piece of rock salt, when put
into the flame of a Bunsen burner, will turn the flame yellow.”10
One acknowledged difficulty of this form of explanation is that not all
generalizations can have the status of general causal laws. It may well be true that
the barometer falls when it gets windier, but it would not be right to say that the
wind makes the barometer fall. The wind and the fall of the barometer each have
the same underlying cause. In other cases there is no genuine connection at all.
The sounding of a factory hooter in one city has no effect on workers in a factory
a hundred miles away, even if the latter always stop work when the former
sounds. The importation of counterfactuals (concerning what would happen if
certain facts were different) can help to distinguish between accidental
generalizations and causal laws. The issue is then whether the same apparent
connection continues if one of the factories changes its hours of work.
Sometimes it is far from clear whether something is a coincidence or
whether there is a causal connection. It used to be a joke in one English city
afflicted with particularly bad traffic congestion that there was always a
policeman on point duty in the middle of the worst traffic jams. It was a joke
because everyone assumed that the situation would be worse if the police were not
there. Yet, when they were withdrawn as an experiment, the traffic flowed more
freely and there was less congestion. There proved to be a causal link in what
appeared to be a mere empirical regularity.
Fitting particular instances into a network of regularities which are
established empirically conforms to some ideal of explanation. Yet problems
remain. The difficulty of sifting out 'real' empirical regularities from the
9
Ibidem, p. 50.
10
Ibidem, p. 10.
36 Roger Trigg
independently of any interest in terms of which they are relevant... The objects of
knowledge are objects only in relation to some knowledge-generating inquiry. For
'objects', being 'facts/or' some inquiry, are classes of events or states of affairs
under some description, the descriptions in question being determined by the
controlling interest of the inquiry.”11
He mentions for illustration that there are many possible descriptions of the kind
of society which Marx classified as capitalist: “Any society which is capitalist is also,
necessarily, an 'industrial' society, and any modern industrial society which is capitalist
is modelled, at any rate fundamentally, on market relations, and so can be called a
'market' society. Most market societies are politically 'liberal-democratic'.”12
It appears that, instead of facts being discovered in the world, our
descriptions are governed as much by our interests and purposes as by what is
there. Human knowledge is then not just the passive reflection of reality but is
itself partly constituted by human interests. This move in the social sciences was
inevitable once the physical sciences were partially detached from empirical
phenomena. Contemporary philosophers of science have themselves emphasized
the crucial role of theories more and more, dismissing the notion that experience
can be neutral. It seems that everything is 'theory-laden'. Even the contemporary
American philosopher, W. V. Quine, who attended meetings of the Vienna Circle,
and still stresses the importance of sensory stimuli as a starting-point for theory,
shows how our most ordinary experiences already include an element of
interpretation. To take one of his most famous examples, a linguist in a foreign
country confronted by a native saying 'Gavagai' when a rabbit scurried by would
have difficulties translating this unknown word.13 Quine would assume that the
native and the linguist had the same 'ocular irradiations', but these are physical
states, far removed from sense-data, which were supposed to be mental ones. On
this sensory base, Quine thinks, we have to build our theories, but there can be no
guarantee that the native and the linguist possess exactly the same theory. When
we see a rabbit, the native may see 'rabbit stages' or 'rabbit parts'. Quine insists
that there will always be a certain indeterminacy of translation, even given the
same sensory input. Interpretations of the most basic experience may differ, and
indeed the very notion of a basic experience is exposed as an empiricist prejudice.
What we say about the world always goes beyond available data, so that all
theories are underdetermined. Quine writes: “The truths that can be said even in
common-sense terms about ordinary things are themselves, in turn, far in excess
of any available data. The incompleteness of determination of molecular behavior
of ordinary things is hence only incidental to this more basic indeterminacy: both
sorts of events are less than determined by our surface irritations.”14
11
D. Turner, Marxism and Christianity, Oxford, 1983, p. 104.
12
Ibidem, p. 104.
13
W. V. Quine, Word and Object, Cambridge, Mass., 1964, p. 29.
14
Ibidem, p. 22.
38 Roger Trigg
15
Ibidem.
16
Ibidem.
17
For a longer discussion of Quine, see my Reality at Risk.
The Nature of Science 39
18
Richard Rorty, Philosophy and the Mirror of Nature, 1980, p. 315.
40 Roger Trigg
One of the major influences in the cataclysmic changes that have affected
modern philosophy of science has been the work of T. S. Kuhn. Significantly, he
was a historian of science. He introduced the notion of a scientific 'paradigm'
which governs a scientist's view of the world. A major change in scientific
thinking involves a change in paradigm and the switch from classical to quantum
mechanics would provide one example. Kuhn's thesis is that, when scientists work
under a paradigm, :hey take part in what he calls 'normal science', trying to solve
the problems thrown up by the theory they hold. Every so often, however, a
scientific revolution occurs when the existing paradigm proves unable to cope
with what appear to be anomalous situations. Kuhn's views are particularly
interesting as regards what happens when a scientific community shifts from one
paradigm to another: “The historian of science may be tempted to exclaim that
when paradigms change, the world itself changes with them. Led by a new
paradigm, scientists adopt new instruments and look in new places. Even more
important, during revolutions scientists see new and different things when looking
with familiar instruments in places they have looked before.”19
The inversion of the empiricist scheme of things is clear. The theory determines
the observations, according to Kuhn, instead of observations determining the theory.
Indeed, he seems to be going further than saying that a new theory shows us how to
notice what we did not notice before. He appears to be asserting that the world is
actually different for different theories. What counts as real under one paradigm does
not under another. Scientists once believed there was a substance called phlogiston
and now do not. They once believed the atom could not be split, whereas now they
continue to search for new sub-atomic particles. There is a continuing ambiguity,
though, in illustrations like this. Everyone accepts that scientific theories change our
conceptions of reality, but the question is whether there is a sense in which they
actually change reality. Perhaps the way the issue is posed begs the question, since it
presupposes that we can sensibly talk of a reality which is independent of our
conceptions of it. Yet this is what Quine denied, and Kuhn seems merely to be taking
this a step further by saying that the world might itself change. The world as
conceived by scientists does change, but does that mean the world itself changes? The
distinction between these two positions is of major philosophical importance.
Arguments rage over whether such a distinction can be made. Kuhn poses the
question of what scientific theories are about. Can they be measured against anything
external to themselves, and therefore at least in principle be judged correct or
mistaken, true or false? The alternative is that we are left with a succession of
different theories, or conceptions of the world, with no means of determining which is
better than the others.
19
T. S. Kuhn, The Structure of Scientific Revolutions, 1962, p. 110.
The Nature of Science 41
20
Ibidem, p. 110.
21
Ibidem, p. 125.
22
Ibidem, p. 111.
42 Roger Trigg
these reasons – for example the sun worship that helped make Kepler a
Copernican – lie outside the apparent sphere of science entirely. Others must
depend upon idiosyncrasies of autobiography and personality. Even the
nationality or the prior reputation of the innovator and his teachers can sometimes
play a significant role.23
This is not a very encouraging summary of the rational processes of
scientists, and Kuhn goes on to stress that his interest is mainly in the sort of
community that re-emerges after a time of scientific crisis. He mentions that those
who resist the new paradigm cannot be said to be wrong, and indeed he could
have no criterion by which they could be judged wrong. He says of the historian:
'At most he may wish to say that the man who continues to resist after his whole
profession has been converted has ipso facto ceased to be a scientist.'24
The philosophy of science can thus no longer provide a rational
reconstruction of the way theories logically depend on each other and can justify
each other. There is nothing left but the question how science has actually
developed. The philosophy of science has to become the history of science, since
there is no way left in which what has happened can be rationally criticized.
Science is what particular communities happen to do, rather than being an
impressive rational creation of the human mind. It is hardly surprising that Kuhn's
views have paved the way to a growing interest in the sociology of science. The
account he gives of paradigm shifts cries out for a sociological explanation for
them. Sociologists must feel confident that they can contribute to our
understanding of a sudden change in the behaviour of a community, particularly if
there is no possibility of its having occurred on rational grounds. By talking of the
interaction of scientists with each other, Kuhn focuses on the idea of a
community, and he explores the idea of standards enforced by the community.
The very fact that a particular social group can accept one solution to a problem
but not another, or can see one argument as a justification but not another, cries
out for sociological analysis. So at least a sociologist of science would argue. The
conventional character of scientific judgement has seemingly been exposed, and it
is the sociologist's concern to show us how the conventions operate and change.
One such sociologist writes: “Scientific standards themselves are a part of a
specific form of culture; authority and control are essential to maintain a sense of
the reasonableness of the specific form. Thus, if Kuhn is correct, science should
be amenable to sociological study in fundamentally the same way as any other
form of knowledge or culture.”25
Kuhn's attack on the rational foundations of science (for that is in effect what
it is) has not been a solitary one. Its anti-empiricism has been in tune with the
23
Ibidem, p. 151.
24
Ibidem, p. 150.
25
Barry Barnes, T. S. Kuhn and Social Science, 1982, p. 10.
The Nature of Science 43
mood of the times and has found a ready following. There is no doubt, though,
that at times the reaction from the idea that knowledge has firm foundations in
experience has been very extreme. It is one thing to say that theories can govern
how we see and experience die world, but quite another to make it impossible any
longer to refer to the world. It is one thing to question whether experience is the
only source of human knowledge, but quite another to say that knowledge is
conventional. The latter is to say that societies or traditions determine what we
count as knowledge. Our grasp on reality becomes exceedingly tenuous, if that is
so. What we believe or claim to know is merely the product of social forces of
which we may be utterly ignorant.
The philosopher of science, P. Feyerabend makes it explicit that reality in
some sense actually depends on our choice. He says flatly: ‘We decide to regard
those things as real which play an important role in the kind of life we prefer.’26
He considers that there is no more ultimate way of referring to reality than
through the particular tradition we belong to. Instead of reality controlling our
beliefs, at least to some extent, it seems as if the beliefs of a tradition determine
what is to count as real. There are countless traditions, each of which has firm
teaching on what is real. Within any one of them, we can gain the illusion that
knowledge can be and has been attained. Yet, once we see that many conflicting
traditions have the same conceit, we realize, it is alleged, that judgements of truth
only have relative validity. They hold for our colleagues in the tradition to which
we are attached, but not for those outside.
Feyerabend's unsettling view is that this kind of argument can be implied in
any sphere. The practice of science, and even the exercise of reason, can be
revealed as themselves historical traditions. He says: “Scientific practice, even the
practice of the natural sciences, is a tightly woven net of historical traditions…
This means that general statements about science, statements of logic included,
cannot without further ado be taken to agree with scientific practice.”27
The notion of a philosophy of science with an ideal of rational justification is
again under attack. What is left is merely what scientists happened to have done,
or are doing, and that forms suitable material for sociological study. Scientific
standards are 'not imposed upon science from the outside'.28 Instead Feyerabend
insists that they are produced by scientists in the course of their research. He
particularly stresses the importance of being able to choose between competing
alternatives, and advocates the principle (or anti-principle) of 'anything goes' as a
basis for scientific method. Because he sees Western science as one tradition
among many, he wants freedom of choice between that and its alternatives. He
26
P. Feyerabend, Philosophical Papers, vol. I, Realism, Rationalism and Scientific Method, 1981,
p. xiii.
27
Ibidem, p.4.
28
P. Feyerabend, Philosophical Papers, vol. II, Problems of Empiricism, 1981, p. 27.
44 Roger Trigg
also talks of the exercise of reason itself (or 'rationalism', as he puts it) as a
tradition: “Each tradition, each form of life, has its own standards of judging
human behaviour and these standards change in accordance with the problems
that the tradition is constrained to solve. Rationalism is not a boundary condition
for traditions: it is itself a tradition, and not always a successful one. There exists,
therefore, a plurality of standards just as there is a plurality of individuals. In a
free society, however, a citizen will use the standards to which (s)he belongs:
Hopi standards, if he is a Hopi: fundamentalist Protestant standards, if he is a
fundamentalist.”29
This is a classic statement of relativism. There are different, self-contained
traditions and ways of life. Each generates its own standards. None can be
understood, let alone judged, by means of criteria rooted in a different tradition.
Many have found this an attractive doctrine when applied to human customs or
even morality. It is perhaps a philosophical version of the saying, 'When in Rome,
do as the Romans do'. Different societies have different ways of doing things, and
sometimes at least there is mere difference, without one set of practices being
better or worse than another. An obvious example is which side of the road we
drive on. No one can say that driving on the left is better than driving on the right,
or vice versa. We naturally tend to prefer what we are used to, but as long as
everyone in one country conforms to the same convention that is enough. There is
a story of a newly independent nation which decided to change from driving on
the left to driving on the right, but to do so gradually. That is clearly the speedy
route to chaos. So it is with many social conventions. Conformity to particular
ones in a given society is necessary for the functioning of that society, but a
different society can conform to totally different ones.
Questions about this kind of relativity in the case of moral standards become
much more controversial. Feyerabend, however, goes even further. So far from
accepting scientific method as the very model of rationality, or indeed considering
rationality itself as a universal ideal, he belittles each as being one tradition among
many. He says of scientists that they are 'salesmen of ideas and gadgets, they are
not judges of truth and falsehood'.30 This is not the raving of a crank but is the
inevitable outcome of the attacks on empiricism which removed the foundations
of our empirical knowledge without putting anything in its place. As a result,
questions of knowledge, truth, reality and reason are all discarded. We step back
from knowledge to belief, from what is true to what is held true, from reality to
people's beliefs about it, and from questions of rational standards to all the
peculiar ways in which humans do actually purport to reason. We step from
justification to description, and from philosophy, or, at least, epistemology, to
sociology. The emphasis laid on the incommensurability of theories by
29
Ibidem.
30
P. Feyerabend, Philosophical Papers, vol. II, Problems of Empiricism, 1981, p. 31.
The Nature of Science 45
33
Ibidem.
34
P. Feyerabend, Science in a Free Society, London,1978, p. 8.