Ethics II: Categories and Dimensions of Justice
Ethics II: Categories and Dimensions of Justice
Ethics II: Categories and Dimensions of Justice
1 Introduction
The following builds upon the discussion of human equality and difference in E/I, which
concluded that, of course, human beings are both equal and different and that it is important to
agree upon the subject-matter and area of reference first before deciding whether equality or
difference is the appropriate label to use.
1.1 Equality vs. justice?
As the title of this research projects betrays, tax justice is at the core of our work. However,
before being able to define tax justice, a deeper and better understanding of “justice” as such
is called for. Only afterwards a convincing argument regarding the justice of taxation will
derive.
A running theme in the following is also the question related to the issue whether (or not)
equality or justice are at odds with each other. This is also of importance for taxation issues:
Should all citizens be taxed equally? This would argue for Flat Taxes. Or should those, who
are stronger and have more means be taxed stronger for the sake of all? This is an argument
for proportionate 1 or progressive taxes or tax-like contributions. As indicated already in the
previous chapter (E1#), also in taxation there is no simple and compelling answer possible,
but, as often in complex situation, the answer starts with “It depends…”
Another important aspect is that justice is both a virtue and an entitlement (Höffe, 2015, p.
28ff.). There is some moral obligation for individuals to be generous and exercise solidarity
by, e.g. donating or setting up charitable foundations. If people do it they are commended, if
they do not, people are sad and offended. But there is no way to force somebody to be
generous: If a person wants to keep it all, s/he will do it inspite of its social standing. For that
reason (but not only therefore), there are strong arguments in favour of a morally ordered, just
society for all, since not only certain groups within the larger group, but both the entire group
as such and every individual in it profits from a justly ordered society, e.g. containing tax and
redistribution systems.
To get there, three steps build on each other, the subsequent always being superior to the
preceding:
On the lowest level, technical means and ways with which to order and shape society are
judged in reference to particular functional and strategic goals and interests, i.e. some actions
are better to achieve something than others. On the second level, the wellbeing of individuals
and groups are the explicit framework to choose this instrument/way rather than the other in
order to increase the collective/common good of all. This can, however, increase, while it is
still injust for some, because this pragmatic, utilitarian judgement and maximization rejects
the notion that common good of all AND of every individual can be secured together. In an
analogy: The Utilitarian calculus is happy if the GNP may be growing, but ignores the fact
that some profit more than others. Therefore we need a third level which includes distributive
1
E.g. the proportionate structure of German SSCs or the three German VAT rates of 0, 7 or 19% for different
products
elements, trying to secure increasing wellbeing of the group AND every individual in it – an
argument very much compatible with CST principles and values.
This view is in accordance with the CST understanding of solidarity and the common good
which involves both the (growing) wellbeing of the community and the individual
When interdependence becomes recognized in this way, the correlative response as a moral
and social attitude, as a "virtue," is solidarity. This then is not a feeling of vague compassion
or shallow distress at the misfortunes of so many people, both near and far. On the contrary, it
is a firm and persevering determination to commit oneself to the common good; that is to say
to the good of all and of each individual, because we are all really responsible for all. This
determination is based on the solid conviction that what is hindering full development is that
desire for profit and that thirst for power already mentioned. These attitudes and "structures of
sin" are only conquered - presupposing the help of divine grace - by a diametrically opposed
attitude: a commitment to the good of one's neighbor with the readiness, in the gospel sense, to
"lose oneself" for the sake of the other instead of exploiting him, and to "serve him" instead of
oppressing him for one's own advantage. SRS Nr. 38
Accordingly, our position ideally wants to have a society which also secures minimum
standards of wellbeing for everybody first, before whatever dynamics arising from differences
can enter a competitive process (see E/I#).
The first argument is that cooperation in a state in the end benefits all more than if there were
no state at all. This tradition builds upon Greek philosophy as well as on John Rawls whose
goal is to demonstrate that a state following the rules of justice as fairness provides better
conditions of possibilities for building ones own welfare and pursuit of happiness.
The second argument reminds people that the state provides for a framework to “civilize”
conflict which, given differences in capabilities and interests, would otherwise unavoidable.
Here the tradition of social contract theory has its place.
Finally, in a world where traditional bonds and structures crumble and new needs arise (see
E/1#), a state has to fill in for reasons of subsidiarity to do what others cannot do equally good
or not at all, e.g. organizing and providing institutions for public discussion between groups of
different world views who otherwise could not agree or compromise on important and
complex issues, e.g. parliaments or a free press.
Second: Not every person is equal, but has different needs and capabilities. Here we have “to
do justice” on the one side according to somebody’s needs (Bedürfnisgerechtigkeit) and on
the other side to somebody’s capabilities and capacities (Leistungsprinzip/-gerechtigkeit).
This area is that where the question of merit and reward comes in, but also
distribution/distributive justice since that which some contribute (by obligation or voluntary)
is passed on to those who are in need. It regulates relationships between unequal partners.
A third and fourth area regulates relationships between equal partner: Voluntary relationships
among equals, namely Tauschgerechtigkeit (commutative justice, iustitia commutativa)
regarding the comparability of that which is given and received. Involuntary relationships
between equals are called corrective (ausgleichende, iustitia regulative sive correctiva) justice
which compensates for damage and disadvantages suffered.
Finally and sixth, Höffe subsumes the protection of common goods for the benefit of all under
the understanding of justice, which also implies sanctions against offenders. In the Middle
Ages for example punishment of those poisoning wells, nowadays one might discuss other
forms of destroying or polluting the environment or atmosphere.
Since those principles are rather formal, they need to be applied in specific situation and then,
more likely or not, controversy can nevertheless be expected.
2
(Höffe, 2015, p. 9ff.), complemented with insights from Wikepedia.
2 Early definitions of and approximations to “justice”
In early times, “Justice” was merely the correspondence of an action or situation with the law,
as the administration of justice “Justitia” indicates up to the present day. However, laws at a
given time until the preset day can be defined and decreed arbitrarily by people whose only
yardstick is their own power. This of course has nothing to do with justice.
The shortest, and one of the most well-known, definitions of distributive justice is the one
given by the roman jurist Ulpian: ‘Suum cuique.’ 3 However, because it is so short, it lent
itself to all sorts of misuse. For example, it stood also as a motto on military distinctions or on
top of the entry gate to the Buchenwald Concentration Camp. 4
It was Aristotle, who, in his Politeia and Nicomachian Ethics pondered deeply on dimensions
of Justice. His conception contained explicitly already both an element of equality and
fairness and an element of distribution, meaning, that different individuals are entitled to
shares e.g. of property. In terms of states and constitutions, he linked justice to lawfulness.
However, whether the idea of a state which safeguards the common advantage refers to the
happiness of all citizens or just a few is heavily contested. 5
A substantial treatment which still defines our understanding of justice until the present day
originates with Thomas Aquinas who distinguished three dimensions of justice:
• Legal Justice, defining the responsibilities of the individual towards the community,
e.g. paying taxes
• Commutative Justice, defining the obligations among equals, e.g. when entering into
contracts
• Distributive Justice, defining obligations of the community towards the individual, e.g.
safeguarding minimal living standards. 6
Eventually, Karl Marx shall be mentioned with his discussion of equality and difference in
capabilities of individuals and/or the dignity of work and the inequality in ownership
regarding the means of production. To him, final justice will only emerge in a communist
society when the famous principle can be implemented: Everybody according to his
capabilities, everybody according to his needs. 7 Karl Marx brings us into a time which was
full of social injustice. The “social question” did not only bother Marxists, but also the
Catholic Church. And it is here, that a very important concept of justice is being born:
3
"To live honorably, to harm no one, to give to each his own." (Honeste vivere, alterum non laedere, suum
cuique tribuere.). See http://en.wikipedia.org/wiki/Ulpian
4
http://de.wikipedia.org/wiki/Jedem_das_Seine
5
Aristotle’s Political Theory. (2011, January 26). In: Stanford Encyclopedia of Philosophy. Retrieved from
http://plato.stanford.edu/entries/aristotle-politics/
6
Thomas Aquinas: Moral Philosophy. In: Internet Encyclopedia of Philosophy. Retrieved from
http://www.iep.utm.edu/aq-moral/#SH3d . And: The „triangle“ in (Nell-Breuning, 1980, p. 339ff.)
7
Jeder nach seinen Fähigkeit, jedem nach seinen Bedürfnissen. Karl Marx (May, 1875) Kritik des Gothaer
Programms. Retrieved from http://www.mlwerke.de/me/me19/me19_013.htm
3 Social Justice
For Catholic Social Teaching, which is the prime ethical framework within which this
research is placed, the concept of Social Justice is, as the name suggests, acquiring ‘ever
greater importance’, because it is ‘requirement related to the social question which today is
worldwide in scope, concerns the social, political and economic aspects and, above all, the
structural dimension of problems and their respective solutions.’ (Pontifical Council for
Justice & Peace, 2005, p. 90). Saying that, this concept is only comparatively recent in origin:
Even though the idea of a just society was present in the preceding centuries, the first
mentioning of the term “social justice” goes back to the Jesuit priest Luigi Taparelli in the
1840s and spread in the context of the 1848 revolution. It found its way into the Versaille
treaty (1919), in whose Part XIII the ILO was established. 8 It became established standard of
CST at the latest when “iustitia socialis” was used by Pope Pius XI in his encyclical
Quadragesimo Anno in 1931.
Wikipedia defines Social Justice as ‘the ability people have to realize their potential in the
society where they live. Classically, "justice" (especially corrective justice or distributive
justice) referred to ensuring that individuals both fulfilled their duties, and received what they
were "due" from other people. By contrast, "social justice" is generally used to refer to a set of
institutions which will enable people to lead a fulfilling life and be active contributors to their
community.’ 9 On that background arose the definition and the distribution of political-social
and economic rights, shares and participation in the process of economical production and
democratic government and the establishment of conditions enabling individuals to fully
develop their own potentials and to participate in the life of the community (e.g. education,
cultural life).
It is within a society governed by social justice that adequate justice can be administered
towards individual needs and abilities. Or, put differently, it is a community/common good
8
The opening sentence of Section One of Part XIII reads ‘Whereas the League of Nations has for its object the
establishment of universal peace, and such a peace can be established only if it is based upon social justice;…’
and concludes eventually ‘The High Contracting Parties, moved by sentiments of justice and humanity as well as
by the desire to secure the permanent peace of the world, agree to the following:…’ Retrieved from
http://avalon.law.yale.edu/imt/partxiii.asp
9
http://en.wikipedia.org/wiki/Social_justice
structured and governed by social justice which provides the framework and condition of
possibility for a socially peaceful and stable common live which does justice to all in their
individuality. Social Justice is the yardstick with which obligations and entitlements of
individuals and community towards each others in modern societies are being/should be
elaborated and measured.
Rawls’ proposals of Justice as Fairness, together with his two principles of justice to be a
helpful tool for establishing social, political and economical institutions (or reforming already
existing institutions ) in a contemporary, constitution based democratic society. His two
principles are:
1. Each person has an equal right to a fully adequate scheme of equal basic rights and
liberties, which scheme is compatible with a similar scheme for all.
2. Social and economic inequalities are to satisfy two conditions: first, they must be
attached to offices and positions open to all under conditions of fair equality of
opportunity; and second, they must be to the greatest benefit of the least advantaged
members of society. 10
These two principles are, provided a majority of members in a democratic society agree on it,
indeed most valuable to assess the fairness of existing social, political and economic
institutions and/or point out the direction into which existing institutions need to be reformed.
Rawls admits that his theory is idealizing and simplifying. He justifies this, however, ‘to
achieve a clear and uncluttered view of what for us is the fundamental question of political
justice: namely, what is the most appropriate conception of justice for specifying the terms of
social cooperation between citizens. … It is this question that has been the focus … of the
conflict between liberals and conservatives at the present time over the claims of private
property and the legitimacy … of social policies associated with the so-called welfare state.’
(Rawls, 1985, p. 234) – both of which is eventually linked to the question of collecting and
spending of tax revenue and redistribution (see E/III//#).
3.2.1 Discussion
Those principles are developed in an ideal and unreal setting (behind a veil of ignorance),
operate in an artificial communication situation, enabling reflective equilibrium (which is
10
(Rawls, 1985, p. 227) The formulation differs from Rawls original phrasing in “A Theory of Justice” and is an
adjustment to criticism voiced against the earlier version.
equally unrealistic in the real world like Habermas’ concept of the “domination free
discourse”) and is focused on the development and description of ideal (i.e. not yet existing)
institutions. On that background, second, in the real word, given the multitude of world views,
no agreement on principle one is likely. Third, the appeal to “fair equal opportunities” is nice,
but first equity is needed for all so that they can make use of equal opportunities. Fourth, it
can be doubted that the “Trickle-down” and “The rising tide lifts all boats” ideology of
neoliberal economics, hidden in the second principle, generates enough resources with which
equity for the least advantaged members can be adequately achieved. Because of the two
preceding points we need also forms of redistributive justice.
One indication for that are the scarce deliberation he devotes to very practical issues, such as
taxation and tax justice (see#). For that reason, Rawls findings might be a challenge and
inspiration, but they are not at all helpful in real life situation, especially those who are highly
charged with emotions and conflicts like taxation issues.
This is not ideal, because not everything can be analyzed exhaustively (due to existing factual
and time-pressure constraints of any important and complex situation) and accordingly agreed
easily. One needs to recognize, ‘that we can often prioritize and order the relative importance
of competing considerations does not … indicate that all alternative scenarios can always be
completely ordered, even by the same person.’ For example, it might be easy for all to agree
that they object slavery. But having all agreed, that the distribution of wealth is unfair, it will
be difficult to agree in the same manner whether the new top tax rate should be 25 or 45%.
‘When dealing with a group, there is need for accommodation not only of different
individuals’ respective partial rankings, but also of the extent of incompleteness that may
exist in a shared partial ranking on which different individuals can reasonably agree.’ (Sen,
2010, p. 395f.) Still, his approach is seen to present ‘a strong case…by focusing questions of
justice, first, on assessments of social realizations, that is, on what actually happens (rather
than merely on the appraisal of institutions and arrangements); and second on comparative
issues on enhancement of justice (rather than trying to identify perfectly just arrangements’
(p. 410).
3.3.1 Discussion
Sen’s main starting point is that it is easier to agree on unjust situation than just situations and
he brings the example of children. This might be agreeable in simple situations, but what
about complex situations such as the promises and reality of market economy and its
relationship with taxation and regulation? Even more important is the fact that inequality is
judged very differently by those who have little and those who have much: The more people
have, the more they tend to assume that the order of things is in fair and just and that they
only possess what they justly deserve. This is even more problematic with those top-wealth
holder who live in their own world like an space-ship, conversing only with those from their
own status and have lost touch with ordinary people. On that background also Sen’s ethical
principle, derived from his capability approach, is weak (because not having compelling
force), namely that those who have much are obliged to do much selflessly for others. His
example of a mother, caring out of her position of strength for her dependent child, might
evoke admiration. But top wealth-holder will not agree that this analogy is valid to have them
paying higher taxes or getting more involved in charities and donations. And: Top wealth-
holder are those who exercise directly or indirectly power in society...
Within the chapter on social justice Höffe also argues for a compensatory/corrective justice
(ausgleichende Gerechtigkeit): This needs to be considered towards those who are
disadvantaged (nationally and internationally) by a past or current situation. Here some
positive discrimination is asked for so that they can catch up with what they missed in the
past. Interestingly, Höffe accepts here situations such as colonialism and imperialism as
applying. The problem is, of course, the amount justifiably asked for this compensation and
who should pay for it. ‘Deren Höhe hängt vom Maß der Besserstellung der anderen ab.”
(p.88)
Höffe resumes this treatment under the heading Global Justice and the need for some sort of
federal world republic. Such structures make sense, he argues, in analogy to the
reasonableness of nation states (p. 97ff., see above 1.3): Because also states behave as self-
determined individuals and therefore reasons arguing for a state also apply on the global level.
This makes even more sense, Höffe argues, since there are tasks nowadays which (most)
individual states cannot do anymore to a satisfactory extent. For example global legal issues,
including cross-border prosecution of international crime, tax evasion, money laundering
explicitly named (pp.112). Another issue is combating distortions in fair economic
competition via criminal means (fraud, bribery) or market-dominance (monopolies, size…, p.
104), and finally he distinguishes between domestic shortcomings underlying injustice
(including low taxation of income and wealth and corruption of a powerful elite p. 106) and
injustice due to external causes such as colonialism and expulsion (the latter not specified, but
perhaps including expulsion for economic reasons, p. 107).
The advantage of Höffes argument is that indeed wealthy people may have the feeling within
the prevailing discussion context of distributive justice, that they have to pay “their precious
money” to the poor via an incapable public administration without getting anything back for
it. Höffe argues that this kind of transfer can also be seen as commutative justice,
Tauschgerechtigkeit, so that giving and receiving is mutual and everybody profits. One should
also be mindful that the wealth of the wealthy is not elaborated with their own hands and
sweat, but presupposes a number of conditions of possibility, starting with a working public
administration, infrastructure, trained workforce, stabile power grids…
3.5 Ordo-Liberalism
What Rawls asks for in a more common-ideal way, namely a socially just society whose
justice is not just based upon taxes and redistribution but also upon institutions, norms, laws
and instruments securing participation in society and equality in opportunities for different
social groups is a strand of very precise and practical thought which combines market
liberalism with the idea of an order within which the market can operate, set and controlled by
strong social and political institutions. This transfers the argument of Höffe, based upon
commutative justice between different private, corporate and legal actors, into the very
processes and institutions of market economy, especially economic competition, production,
exchange and distribution whose dominance and “omnipotence” are infringed by clear rules,
checks and balances, set and supervised by laws, political and social institutions and social
groups.
This is the tradition of Ordo-Liberalism, a school of thought in Germany having real influence
on social, political and economical institutions by developing the foundation of the German
model of social market economy (Emunds, 2010)
11
https://de.wikipedia.org/wiki/Soziale_Gerechtigkeit
3.6 Catholic Social Teaching
Besides Ordo-Liberalism, Catholic Social Teaching is the second pillar of the Social Market
Economy, so it is also worthwhile to have a look at the concept of social justice put forwards
by their proponents. 12
Looking at the authorities of German CST, Oswald v. Nell Breuning argues that social justice
covers ethical obligation beyond legal rules, i.e. that one is obliged to do for the community
what is owed to the common good, even though it is not prescribed by law, this ethical
obligation reflects the unwritten law. In a "sozialer Rechtsstaat" applies: ‘Whatever is socially
useful and needed, even though not prescribed by law, one is obliged to do’ because this
obligation by the common good of all is, as some kind of "unwritten law" equally binding as
the written law. If one applies this view then social justice strengthens legal justice by adding
ethical obligation to that which is owed to the community. This is very different from the
traditional liberal view whose ethics said: "Whatever is individually useful and not prohibited
is permitted."
Gustav Gundlach argues that social justice is not a static concept, but in flow. I am obliged to
judge here and now what is right and just, and I have to be prepared to adjust that which I
think is my entitlement and/or obligation according to each situation. This implies maturity to
waive my personal rights even though they are not yet prohibited and to fulfil my obligations
towards newly emerging situation and needs even before they are enshrined in legal rules –
which can be exemplified by referring to the ecological crisis, which challenges our
traditional behaviour because of emerging situations unknown earlier.
In both approaches social justice is not a category of its own, but strengthens and widens the
traditional triangular view and obligations arising from there. While Nell-Breunings
expressive view probably only works best within the ethical framework of Catholics, Gustav
Gundlachs more cautious accent is more likely to find support by non-Catholics: Social
Justice would be a regulative principle and norm to be applied in specific situations, balancing
and evaluating this situation by weighing the facts under a justice perspective.
12
For the following (Nell-Breuning, 1980, p. 240ff.)
In conclusion: The principle of social justice in Catholic Social Teaching is not so much
defined, but applied as a regulative principle trying to provide guidelines for a “more just”
ordering of an obviously unjust society. In other words: Having analyzed injustices, social
justice is providing guidance and yardstick for evaluating alternatives for improving situations
of varying complexity, at varying levels of complexity. Read on that background, for
example, Quadragesimo Anno Nr. 57
(N)ot every distribution among human beings of property and wealth is of a character to attain
either completely or to a satisfactory degree of perfection the end which God intends.
Therefore, the riches that economic-social developments constantly increase ought to be so
distributed among individual persons and classes that the common advantage of all … will be
safeguarded; in other words, that the common good of all society will be kept inviolate. By
this law of social justice, one class is forbidden to exclude the other from sharing in the
benefits. Hence the class of the wealthy violates this law no less, when, as if free from care on
account of its wealth, it thinks it the right order of things for it to get everything and the
worker nothing, than does the non-owning working class when, angered deeply at outraged
justice … demands for itself everything as if produced by its own hands, and attacks and seeks
to abolish, therefore, all property and returns or incomes, of whatever kind they are or
whatever the function they perform in human society, that have not been obtained by labor,
and for no other reason save that they are of such a nature.
4 (Re-)Distributive Justice
Most commonly issues of tax justice and poverty are discussed within the context of
redistribution, which leads us to the explicit treatment of distributive justice.
As in the case of social justice, a similar problem exists when we try to understand the
meaning of (re-)distributive justice which is, as is most commonly agreed, a sub-category of
social justice, i.e. one instrument with which to implement and secure social justice within a
society and/or which will lead to more justice in society – in other words: From equality to
equity. One has to be aware, however, that there are again many possible and legitimate
starting points and guidelines to define distributive justice. The Stanford Encyclopaedia of
Philosophy’s entry on distributive justice lists the following guiding principles (Lamont &
Favor, 2013):
1. Strict Egalitarianism
2. The Difference Principle
3. Equality of Opportunity and Luck Egalitarianism
4. Welfare-Based Principles
5. Desert-Based Principles
6. Libertarian Principles
7. Feminist Principles
Given the diversity of possible starting points, Lamont and Favor ask which might be the best
to define what can be understood under distributive justice. They come up with a pragmatic
solution: They recommend to ‘take the beliefs of the population seriously, though not
uncritically.’ And indeed: this would also work in the real world of conflicting and
contradiction value assumptions as discussed in E/I/2#), entering into discussion and looking
for agreement or compromise. For that reason and the sake of argument in our three countries
it might be helpful to see what our populations think about social and (re)distributive justice
and take this as a starting point of our own argument (see below 6.2#).
Regarding participation in taxation the question is whether this concept is implemented given
the exclusion of the wider public in our three countries from formulating tax related policies,
both due to inadequate education/lack of information and due to a disbalance of influence in
the dialogue (since private and corporate wealth holder command very effective ways to
influence policies behind the scenes).
13
The German Bishops in their statement „Economic Justice for all“, 1986
14
(Social Justice and Ecology Secretariat, 2016, p. 23)
15
‘Participatory justice is the use of alternative dispute resolution, such as mediation, conciliation, and
arbitration, in criminal justice systems, instead of, or before, going to court.[1][2] It is sometimes called
"community dispute resolution".[3] In rare cases, it also refers to the use of The Internet or a television reality
show to catch a perpetrator.[4] Once used primarily in Scandinavia, Asia, and Africa, participatory justice has
been "exported" to the United States[3][5][6] and Canada.[2][7][8] It is used in a variety of cases, including
5.4 Retributive, restorative, corrective Justice
This concept is traditionally rooted in the discussion of crime and punishment and seen as an
alternative approach to the western concept of jailing: Here offenders are supposed to
compensate victims with something that “fits the crime” appropriately.
It is also a context when looking at Human Rights of all (see 1.3) or injustice done to
developing countries in the past (see 3.4). This is of particular interest in view of the
European-African relationships.
It is not disputed that today’s poor countries have been exploited by the wealthy countries to a
considerable extent in the past. They have been misused as a source of labour (export of
slaves) or slave like labour in mines, plantations or (today’s) assembly lines. Their natural
treasures have been exploited, their industries, economies, traditional agriculture and the
governance of societies have been destroyed, new biased and corrupt structures have been put
in place by the colonial powers and, in part, dominate their countries up to the present days.
Resource exploitation by Transnational Corporations, for example,
have not only led to resource depletion but also the problem of pollution and damage through
industrial activities or the deliberate act of waste dumping. The case involving Trafigura in the
dumping waste near Abidjan in Ivory Coast readily comes to mind. Somalia is another case
that combines issues of natural resource exploitation by TNCs with the full connivance of the
local authorities. Ships of many TNCs bring toxic industrial waste of nuclear power plants and
hospitals to be dumped in Somalia, while also bringing arms for fighting groups. They are
then turned into fishing trawlers for tuna and other sea resources. It is estimated that about 35
million tonnes of such waste that has been dumped in Somalia – one of the largest in the
world. The impact of this on the future generations is still shrouded under a veil of mystery,
whereas the effects on the lives of the people now in form of chronic and acute illnesses, birth
defects and cancers, and other long term impacts have been observed already. Trying to
address the waste dumping as a current problem or a possible future disaster for the coming
generations requires funding. A UN and World Bank assessment estimates the cost of
US$42.1 million for clearing such dangerous wastes from Somalia. (Andebo, 2014a, p. 13)
Somalia is a particularly good example since the costs the West has to shoulder to fight
Somalian fishermen turned Pirates 16 or the costs the Kenyan government has to shoulder to
fight Al Shabab militias are all consequences of that previous depletion!
The ethical question is, however, whether the today-living Europeans can justifiably made
(co-)responsible for the sins of their forefathers, and to what extent. Here, nowadays, a livid
discussion is starting, which is summarized in (Koudissa, 2017):
One strand of arguments, for example supported by Thomas Pogge or Iris Young, is based
upon the observation that the injustice put into place by the forefathers and benefitting them is
extending through the times into today’s unjust structures, benefitting today’s Europeans.
between "Landlords and Tenants, Neighbours, Parents and Children, Families and Schools, Consumers and
Merchants ... [and] victims of crime and offenders."[3]’ (Retrieved from
https://en.wikipedia.org/wiki/Participatory_justice
16
Alt, Jörg (2009) Von Fischern, Flüchtlingen und Piraten Retrievable from
http://www.joergalt.de/fileadmin/Dateien/Joerg_Alt/Vortraege/2009/Von_Fischern_Fluechtlingen_und_Piraten.p
df
Here, however, Europeans often ask, why they should be responsible for that which their
forefathers have done.
Here Koudissa asks, why it is acceptable for Europeans to put policies into place which will
prevent future generations from being harmed due to present day-generations over-
exploitation of natural resources, while this responsibility is rejected for actions of the past.
Koudiss concedes that, perhaps, not today’s Europeans are under an obligation arising here,
but certainly Europe.
Other justifications brought by Koudissa are, first, the moral obligation developed by Pogge
to avoid harm (see below#), second, the obligation arising from the principle of solidarity,
especially from the solidarity in cooperation: If a cooperation links to partner together, as it is
in the case of Europe and Africa, then the argument of “organic solidarity”: If profits arise out
of a mutual cooperation, then also profits need to be distributed fairly and justly and to be
invested most and first of all for improving the situation of the most disadvantaged. 18
Certainly, it is not merely the West who needs to be questioned: Also Chinas or the Gulf
Cooperation Council states’ policy in Africa is all too obvious directed only towards
egocentric interests rather than African interests (or even a balanced and shared interest), e.g.
natural resources or the production of crops via landgrabbing. But since this paper is a project
between African and European partners, it is addressed first towards the public of those two
continents.
All this leads Koudissa to the final conclusion that Africa is not in the position to plead for
generous and selfless support, but to put forward justified requests for corrective justice
(Koudissa, 2017, p. 20)
Interesting enough, this argument would also hold towards the wealthy countries: First of all,
those being the most wealthy today often collected their wealth in a rather immoral manner,
as has been shown by Bernt Engelmann regarding the Federal Republic of Germany. Here,
too, it could be argued that large private and corporate fortunes, especially if the developed
over centuries, were always linked to some criminal and/dubious behaviour, e.g. the selling of
poor peasant boys to the British government fighting in North American colonies or
17
Otmar Fuchs, quoted at Koudissa, 2017, p. 16. Translation by this papers‘ author.
18
This argument limps since the cooperation between Africa and Europe is not fair in the first place. This,
however, calls even more urgently for corrections.
exploitative practices home or abroad (see G/W/Intro#). There is certainly also overlapping to
the following concept:
Following that, Hank of the conservative weekly FAS argues in March 2016, that an element
of compensation could arise from a higher taxation of the wealthy due to the refugee influx to
Germany: Because lower segments of the population are more practically exposed to and
involved in the problem, 19 e.g. because refugee accommodation are rather in their part of
town, refugee children are rather sharing school with their children etc. This research also
thinks that there is a justification because it was the ordinary taxpayer who rescued the banks
and stabilized the economy after the World Financial and Economic Crisis from which mostly
private and corporate wealth profited.
Also Höffe, make a case for immediate compensation of injustice done in this world by
wealthy states.
19
‚Der große liberale Ökonom John Stuart Mill (1806 bis 1873) hat gefordert, Steuern müssten so erhoben
werden, dass alle in gleichem Maße Opfer bringen („equality of sacrifice“). Daraus kann man ableiten:
Steuererhöhungen für die Reichen sind dann politisch durchsetzbar und werden von allen Bürgern akzeptiert,
wenn sich politisch nachweisen lässt, dass diejenigen, die keine oder weniger Steuern zahlen, als Ausgleich
andere, äquivalente Opfer für die Gemeinschaft bringen. Auf diese Weise wird der abstrakte und wenig
handliche Begriff der Gerechtigkeit quantifiziert im Maße der zu tragenden Bürde, die für alle gleich sein muss.
Der Verweis auf die sich öffnende Schere der Ungleichheit reicht für diese Kompensationstheorie nicht aus:
Denn er begründet die Notwendigkeit der Umverteilung vorwiegend aus dem Neid, welcher der sich öffnenden
Lücke erwächst. Wachsende Ungleichheit begründet aber noch lange keine Gleichheit der Opfer.‘ Hank, R.
(2016, March 20) Nehmt von den Reichen das Geld! In: FAS. Retrieved from http://www.faz.net/-gqe-8eymj
6.1 Quantitative: Social Justice Index of the Bertelsmann Foundation
garner consensus needed for a sustainable social market economy. This paradigm suggests that
establishing social justice depends less on compensating for exclusion than it does on
investing in inclusion. Instead of an “equalizing” distributive justice or a simply formal
equality of life chances in which the rules of the game and codes of procedure are applied
equally, this concept of justice is concerned with guaranteeing each individual genuinely equal
opportunities for self-realization through the targeted investment in the development of
individual “capabilities”. ... Government policies of redistribution function as an instrument of
social justice and are conceived in terms of an investment rather than compensation. ...
(R)edistributing resources within a community are a legitimate, if not essential, means of
empowering all to take advantage of the opportunities around them. In this sense, social justice
can be understood as a guiding principle for a participatory society that activates and enables
its members. A sustainable social market economy able to combine the principles of market
efficiency with those of social justice requires the state to take a role that goes beyond that of a
“night watchman”. It requires a strong state led by actors who understand the need for social
equity as a means of ensuring participation opportunity. 20
The explicit reference of Amartya Sen’s capabilities approach is of interest since also the
poverty concept of this research is guided by this concept (see I/IV/7).
20
(Schraad-Tischler, 2015, p. 70f.) Konzept der Teilhabegerechtigkeit.
Abbildung 1Social Justice Index 21
For obvious reasons, the first three indicators have highest importance and are most in need of
state support. Especially on the background of the fact that the Bertelsmann Foundation
otherwise is very much in favour of privatizing education it is noteworthy that the author here
calls education to be a “public good” (p.75).
6.1.3 Germany
Applying this indicator, Germany ranks 7th among the EUs member states:
21
NEET-Rate: Number of young people between 20-24 who are not in education, employment or training.
Abbildung 2 Germanys Social Justice achievements 2015
The good ranking is mostly due to the commendable third place regarding labour market
access. But: this good performance comes at a price, and for that reason the authors advance
later in the text the same kind of criticism as the OECD (see GER/IV/2.1.5 + 2.8.3):
The authors also criticize Germanys performance in the education sector as this research does
(see GER/IV/2.7):
‘(I)t must be noted that the influence of a student’s socioeconomic background on his or her
educational success is still far too strong in Germany, although the country has made some
progress over the last years in mitigating this dynamic. Germany places at 15th in this
important measure of equity. With regard to intergenerational justice (also rank 15), Germany
is among the countries that have deteriorated most significantly relative to the last survey.’ (p.
106)
The final point, intergenerational justice, agrees with that which this research puts forward in,
e.g., GER/V/5.2).
Last not least the authors indicate that there will be more burden arising from 2015s high
influx of immigrants and refugees.
6.1.4 Conclusion
All this, and in addition the middle ranking regarding the prevention of poverty policies,
suggests that a lot of money is needed to preserve existing and advance lacking equity in
Germany. It also suggests that reforms in the corporate/business sector are needed wherever
labourers are not able to lead a decent life from what they earn for their labour.
One might wonder why Social Cohesion has only simple weight among the Social Justice
Dimensions, because social polarization, which is included here via the Gini coefficient might
result in social instability and violence and therefore might threaten the realization of all other
indicators. This is underlined by the sudden turn of public opinion towards the high influx of
refugees after the New Years Eve incidences in Cologne, resulting in increasing attacks
against refugees, foreigners and refugee hostels. For that reason, the author of this study
would rank social cohesion higher and, resulting from there, the need to employ an adequate
number of well-trained social worker and policemen. But, on the whole, this
conceptualization and measurement of Social Justice is very interesting and a good starting
point for any discussion.
Ein sozialer Ausgleich durch Umverteilung und Steuern ist in Ordnung, aber kein
Egalitarianismus. Unterschiede, vor allem wenn sie an Leistung geknüpft sind, sind in
Ordnung, aber zu groß dürfen sie nicht werden:
Bei Chancengerechtigkeit im Bildungsbereich sind 22% der Befragten der Meinung, dass sie
zugenommen hat, während 27% eine Abnahme konstatieren. Noch skeptischer sind die
Befragten am Arbeitsmarkt: Hier sind nur 17% der Meinung, dass Chancengerechtigkeit
zugenommen hat, während 36% eine Abnahme sehen (p.17).
Vom sozialen Status (und vermutlich den damit verbundenen Erfahrungen) hängt auch ab, ob
man der Marktwirtschaft Verbesserungen zutraut: Ist man oben, ja, ist man unten, eher nicht:
Source 6 (Institut für Demoskopie, 2013, p. 21)
Schwarzarbeit ohne die Zahlung von Steuern und Abgaben sind ebenso unfair wie das Fehlen
einer angemessenen Besteuerung großer Vermögen, die steuerliche Progression ist in
Ordnung und einer proportionalen Besteuerung durch Mehrwertsteuern vorzuziehen.
Source 7 (Institut für Demoskopie, 2013, p. 8)
The tax system and tax burden nowadays is less criticized than it was some years ago Right
now, only 49% think that the taxation system is unfair, while it was above 70% 2003 through
to 2008. This has nothing to do with a reform of the tax system, but more with the
improvement of the economic situation: Who earns more does not suffer as much under
taxation as they do in hard times (p. 11).
Nur nach der Höhe des Spitzensteuersatzes befragt, meinen die Befragten mehrheitlich, dass
dieser angemessen/zu hoch sei. Informiert man zusätzlich über die Reichensteuer für
Einkommen über EUR 250,000 steigt plötzlich die Anzahl jener, die dies als zu niedrig
ansehen. Dies ist ein Widerspruch, den die Forscher damit erklären, dass die Befragten
einfach zu wenig Bescheid wissen.
‚Insgesamt ist die große Mehrheit der Bürger überzeugt, dass das Steuersystem alles in allem
eher zur Vergrößerung als zur Verringerung sozialer Unterschiede beiträgt‘, nämlich 73%
aller Befragten.
Die Befragten sind der Meinung, dass mehr soziale Gerechtigkeit nicht durch die
Marktwirtschaft sichergestellt wird. Nur 17% stimmen zu, dass Marktwirtschaft zu mehr
sozialer Gerechtigkeit führt, während 43% fürchten, dass Marktwirtschaft das
Gerechtigkeitsdefizit vergrößert (p. 20). 73% glauben, dass die Politik viel tun kann, um mehr
Gerechtigkeit herzustellen, 65% glauben, dass die Politik primär zuständig für diese Fragen
ist, gegenüber 32%, die Wirtschaft, 28%, die den Bürger, und nur 21%, die die
Gewerkschaften hierfür verantwortlich sehen (p.23). Ebenso groß ist die Zustimmung, dass
die Politik durch Nicht-Handeln oder Falsch-Handeln Hauptverantwortlicher dafür ist, dass
Ungerechtigkeit zunimmt.
Nimmt man nun Maßnahmen, die die Befragten für wichtig halten, dass Chancen-, Familien-,
Leistungs- etc. -gerechtigkeit gefördert wird, so stellt man viele Dinge fest, die Geld kosten.
Beispiel Chancengleichheit, für die Deutschen der wichtigste Gerechtigkeitsaspekt:
Studiengebühren sollen abgeschafft werden, aber zugleich ausreichend Studienplätze sowie
Betreuungs-/(Früh-)Förderungsmöglichkeiten geschaffen werden. Woher soll aber das Geld
kommen? Ähnlich bei den Wunschzetteln für Familien- Generationen-, und andere
Gerechtigkeitsformen. Interessanterweise kommt dies nirgends zur Sprache. Auf
Verbesserungen bei der Verteilungsungerechtigkeit angesprochen, stellt sich dies so dar:
6.2.4 Conclusion
Interesting enough, faith in the fairness of the present structure of Germany is still
considerable, even though a majority supports the view that equality of opportunities in
education and jobs is decreasing. However, it is interesting that this faith is larger with those
benefitting from the present order than those being disadvantaged – an insight which is
confirmed by Hartmanns research into elites (see GW/Intro#). A majority agrees that the
present system does increase injustice, if the state does not counter market excesses, i.e. it is
the state which is seen to be in charge for social justice. The tax system is at first sight seen to
be a burden rather than a blessing, the top tax rate is seen to be adequate – until it is explicitly
said that the wealth rate for income is merely 45/48%. This, then, is seen to be too low.
Another discrepancy emerges if one notes how many things those surveyed want to have in
order to get a more just society: Improving education, improvements for families, minimum
wage…without really thinking about how all those things should be financed.
Interessant ist, dass das Steuersystem eher als Problem gesehen wird, welches soziale
Ungleichheit erhöht als ein Lösungsinstrument, mit dessen Hilfe Ungleichheit verringert
werden kann. Aber auch hier gilt die Bedeutung dessen, der die Fragen formuliert und dann
schonmal süffisant bemerken kann, dass viele eine Meinung haben ohne genügend informiert
zu sein.
Wichtig zum Verständnis dieser Aussagen ist auch der Auftraggeber der Umfrage, nämlich
das Institut Neue Soziale Marktwirtschaft, welches bekanntermaßen eher Freund von
„schlanken Strukturen“ und wenig Steuern ist und natürlich gerne repräsentative Umfragen
sieht, die diese Aspekte unterstützen. Ebenso kann man sich dann als Umfragender schonmal
wundern, wenn die Befragten Dinge anders beantworten als erwartet, etwa, dass sie eine
Abnahme von Chancen auf dem Arbeitsmarkt feststellen, was die Fragenden wundert. Aber
genau dies wird ja in Verbindung mit dem Niedriglohnsektor auch von der OECD
beanstandet.
6.3 Conclusion
Interesting enough, there are overlapping features between those two surveys, even though the
first identifies social injustices, the second descriptions making up social justice. The
following issues emerge in both surveys:
• The low payment sector needs to be corrected, it is necessary that one can lead a
decent life from ones wage.
• The present social security system has deficits, its burden sharing is unfair.
• There are problems with the access to and use of educational opportunities for the
poor.
• Intergenerational issues, in the first survey regarding burden sharing, in the second
regarding political participation and weight.
The importance of decent wage for decent labour is also reflected in other surveys: A more
recent survey conducted by the Bertelsmann Foundation and the Nuremberg GfK found out
that work is the second most important factor behind family, friends and relationships
(Bertelsmann Stiftung; GfK, 2015, p. 5). Regarding payment, satisfaction is low in the
categories of less than EUR 1000 and up to EUR 2000, considerable (74%) for all those
earning between EUR 2000 and up to EUR 3000 and high for all earning more than EUR
3000 (p. 12). The survey also found out, however, that there is a strong feeling that payment is
getting out of control and that some earn super-salaries while others earn too little.
Abbildung 3 Opinion regarding social justice in payment
Another surprising agreement between the two different surveys is the skepticism in market
forces and the positive and strong role of the state has the prime institution in charge for social
justice.
In view of the discussion of market vs. state in E/I# and regarding private/corporate
alternatives to state and taxation in GW/II# it should here be stated that the researchers came
up with a strong preference of a democracy conform market economy, i.e. market
mechanisms regulated by and transparent towards democratic control. Here, then, is also the
bridge leading to the states instrument of taxation for advancing social justice, both to direct
the cause of markets by imposing taxes, tariffs and levies, but also regarding redistribution.
As stated in E/I#, the modern understanding of state is closely linked both with democratic
representation and taxation so that the label “taxation state” (“Steuerstaat”) is justified.
Depending on the “size of state”, therefore, depends the burden arising from taxes and tax-
like contributions – unless other sources of funding can be established outside state structures.
This view is shared by todays scholars as well. For example Dan Ebener: In a talk he looks at
the five most powerful institutions in society, asking, which one of them is determining
politics. Whereas it was religion two hundred years ago, it is now business. The church has
lost its defining power, which is why also ‘the problem of taxation goes much deeper than the
fairness of the latest tax cuts. It cuts to the very essence of our religion in its role in economic
life.’ And, in order to reverse that, he prompted the Bishops of the US state Iowa to issue a
“Statement on Taxation” and get involved in a debate again which, according to him, is
focused around the following two questions: ‘1) What kind of communities do we want to live
in? 2) How will we pay for that?’ See: (Bole, 2004)
Similar the view of the Protestant Church in Germany (Evangelische Kirche in Deutschland,
2009, p. 25ff.) which points to the important difference between the Anglo-Saxon and the
European understanding of a state: While the first are rather minimalistic, leaving a lot to
private initiative, the second model has a strongly developed system of social security.
Accordingly, the first is able to impose less tax and collect less revenue, while the second has
a complicated system of taxes and tax like contributions. This illustrates also the impossibility
to develop a “one-fits-all” answer to this projects headline “Tax Justice & Poverty”, because
expectations towards state and private, corporate and legal actors on the road towards more
social justice might be very different in ZAM and KEN on the one hand, due to their English
legacy, and Germany with its peculiar social market economy on the other.
For this research project this has been attempted with a renewed version of the classic
principle of double effect which has been amended by Peter Knauer (2002), who promoted it
as a suitable and adequate instrument to evaluate and balance various options arising in a
globalized and complex world. Hereby either an action or an omission can be evaluated, and
of course action and omission can have more than two effects. This principle assists taking
complex decisions, even though one may not be able to think everything through to its very
end, both because it is impossible to consider all side-effects and because most complex
decisions nowadays have to be taken on the basis on incomplete data and time-pressure. An
action is reasonably and ethically acceptable if a problem, a situation and related options is
thought through as good as it is, for the person under its circumstances, possible.
Summarizing it, Knauer formulates the principle on p. 62 as follows:
Eine Handlung ist nur dann „in sich schlecht“, wenn man in ihr einen Schaden ohne
„entsprechenden Grund“ zulässt oder verursacht. Der Grund einer Handlung ist kein
„entsprechender“, wenn der angestrebte Wert oder Werteverbund auf die Dauer und im
Ganzen untergraben wird oder wenn man einen Schaden oder Schadensverbund in einer Weise
zu vermeiden versucht, dass er auf Dauer und im Ganzen vergrößert wird. Für den Fall einer
Verknüpfung mehrerer Handlungen gilt, dass eine Handlung auch dann „schlecht“ ist, wenn
der Handelnde sie durch eine andere eigene „in sich schlechte“ Handlung ermöglichen will
oder wenn der Handelnde durch sie eine andere, „in sich schlechte“ Handlung ermöglichen
will.
Occam's razor (also written as Ockham's razor, and lex parsimoniae in Latin, which means
law of parsimony) is a problem-solving principle attributed to William of Ockham (c. 1287–
1347), who was an English Franciscan friar and scholastic philosopher and theologian. The
principle can be interpreted as stating Among competing hypotheses, the one with the fewest
assumptions should be selected 22
One major criterion is the question of predictability. If, for example, tasks in the area of
education are paid for via private donations and foundations the question is whether adequate
funding is available to uphold services predictably for a longer period of time – or whether
taxation is better suited to this task.
22
https://en.wikipedia.org/wiki/Occam's_razor
Another criterion is power and control and, linked to this, transparency: Who owns and
controls money? For example: Foundations can be called “the voice of plutocracy” (Reich,
2013), because they enable private and corporate wealth holder to impose their views upon
the larger society. This is very undemocratic, and perhaps even contradicts or manipulates
values and guidelines which are important for others (see GW/II#).
A third criterion is the age-old question of the Cui Bono? Who is the (prime/ultimate/long
term) beneficiary of whatever suggestions or policy? Many ideas, for example Corporate
Social Responsibility, look good when presented on glossy paper, but reveal hidden agendas
or middle-longterm deficits when analyzed thoroughly and in depth. Or: Foundations are
beneficial for a local area, but not adequate to address abstract transborder needs.
7.5 Conclusion
Looking at the links between poverty and the capability approach and alternatives (see 7.1),
the researchers to this project agree that we see limits to what markets and private and
corporate initiatives can do, i.e. we are both in favour of regulation by the state and we are in
favour of certain state guarantees of minimal basic support for all, enabling them both a
decent live and to develop effectively their capabilities so that they can participate in the
democratic and public reasoning of how society should be governed and run. This minimal
basic support is probably best (because most sustainably) tax funded, while prohibiting
wealthy persons to opt out of this solidarity mechanism. What exactly this could be and how it
could be implemented needs to be spelled out in more detail within the respective national
context of GER, KEN and ZAM. This is also due to the fact that questions of transparency
and democratic accountability have different quality in our three respective countries.
Never mind the differences of our three countries, we judge it to be helpful that, before
discussing specific tax issues, those taking part in the discussion should ask the following
more fundamental question:
1. What should the state do/what does the state have to do?
2. What should that cost/what costs are justifiable?
3. Where should this money come from?
4. How could this money be collected?
For example: if one considers the question of inner-German solidarity, the discussion will
inevitably converge on question surrounding the Financial Equalization Scheme. If then, for
example, CSU MPs argue that they are not willing to support poorer states, because they
afford themselves luxuries which Bavaria forsakes, such as “free Kitas” one should point to
the following some short-sightedness in this postulate: In city states such as Bremen and
Berlin, the share of migrant kids is much higher than in the state of Bavaria (except Munich or
Nuremberg, of course), calling for more attention in integration and education. At the same
time, those population segments have little money to pay for direct services or to pay taxes of
a height which would enable the states to make ends meet out of general tax revenue. At the
same time, Bremen and Berlin – and this is different from Bavaria – do not have
“unproblematic” residential areas where less costs need to be spent on integration and/or
higher taxes are being raised with which via a communal Financial Equalization Scheme
spending in needy city areas could be “cross-financed”. At the same time, if Bavaria blocks
solidarity transfers and this attention cannot be given, it does not take much for then-criminal
or radicalized kids to move within Germany and do mischief or worse in Bavaria etc.
Whatever is agreed upon, the discussion will probably try to identify situations and services
which can be implemented as fast as possible and as sustainable as possible. By that, the
guideline outlined above in 1.2 needs to be borne in mind, namely ideally, that both the
national and common good improves, not only on average, but on household level, i.e. that
there is not only an abstract or statistical improvement, but a tangible for each and every
individual.
And: If one relies too much on private generosity: Would that which is being donated as much
as could be generated via a justified taxation?
Some ethicists (e.g. Höffe 2015, p. 74f.) see that problem and suggest to treat positive rights,
which cannot be implemented comprehensively and fast, rather as programmatic state goals
(Staatsziele) and leave it to legislator and governments to implement them as good and as
quickly as possible. This, however, only postpones the problem, i.e. he cannot tell us also for
later who has to foot the bill, a weak point of him also contained in other publications (Höffe
O. , 2016a).
Much more effective is the negative discussion, i.e. discussing why the lack of education may
be dangerous for a society and social cohesion. Realizing the danger for all, this is more likely
to motivate those having funds much more to contribute either voluntary, via donations or
foundations, or mandatory, via taxation. And: It might motivate them to incorporate external
expertise, advising on how to spent the money best rather than follow a private inclination to
spend the money in accordance to personal preferences. That way, the polarization of society
might be stopped or even reversed (Sandel, 2010)
At first sight, this may look as a cheap trick, building on fear. It is our feeling, on the other
hand, that with an argument building on those premises more could be achieved: It is a more
pragmatic and more realistic starting point and still would bring enormous progress into the
direction of a more socially and ecologically just society.
For the sake of underpinning this view, now some thinker who are taking a similar way of
reasoning:
Sen begins his book “Idea of Justice” by pointing to the “intuition” that children have from
the beginning long before they understand the idea of justice. This is valid also for adults: If
somebody compares two given situations (or one given and one proposed), it is probably
relatively easy to agree which of the both situation is more or less just. Once agreed upon this
situation, one should not, as Rawls does, bother too much about how to obtain ideal just and
fair institutions, but improving the unjust situation towards a more just situation:
Importance must be attached to the starting point, in particular the selection of some questions
to be answered (for example ‘how would justice be advanced?’) rather than others (for
example ‘what would be perfectly just institutions?’). This departure has the dual effect, first,
of taking the comparative rather than the transcendental route, and second, of focusing on
actual realizations in the societies involved. (Sen, 2010, p. 9)
Less well-known, but similar is Karl Popper in his ‘Open Society and its enemies’, Vol.1 p.
139
I believe that there is, from the ethical point of view, no symmetry between suffering and
happiness, or between pain and pleasure. Both the greatest happiness principle of the
Utilitarians and Kant’s principle ‘Promote other people’s happiness ..’ seem to me (at least in
their formulations) wrong on this point which, however, is not completely decidable by
rational argument. ... In my opinion (cp. note 6 (2) to chapter 5) human suffering makes a
direct moral appeal, namely, the appeal for help, while there is no similar call to increase the
happiness of a man who is doing well anyway. ... Instead of the greatest happiness for the
greatest number, one should demand, more modestly, the least amount of avoidable suffering
for all; and further, that unavoidable suffering – such as hunger during a time of unavoidable
shortage of food –should be distributed as equally as possible.
Critics of this “negative Utilitarianism” argue: ‘Ironically, the full realisation of a negative
utilitarian ethic depends inescapably on the "utopian" planning that Popper abhorred. Only a
global bioengineering project of unparalleled ambition could bring about the eradication of
suffering throughout the living world - not piecemeal social engineering.’ 23 But here again, a
positive vision is assumed, whereas Popper (and Sen) argue that we only focus on specific
remedies of specific suffering, not a grand vision approach to suffering as such. For Poppers
and Sens approach suffices a good reflection on a situation and the evaluation of options by
applying the Principle of Double Effect (see above 7.4), not the evaluation of visions against
each other.
23
http://www.utilitarianism.com/karl-popper.html
market thinking, since they would certainly agree that they want to enjoy as many fruits of
their wealth as long as possible. 24 Increasingly the fragility of the world’s interconnectedness
is becoming apparent, threatening nationally and internationally social cohesion, stability and
peace. Even countries such as Germany are under threat:
This “rationale” possibly is also a strong motivation of US top wealth holder arguing for
larger foundations (Gates, Zuckerberg), higher estate taxes (Soros, Buffet) or even higher
Minimum Wage (Hanauer) – see GW/II.
This links to the question, whether the way we (including Top Wealth Holder) live right now
reflects their correct live priorities for happiness or not.
One of the most puzzling findings of this research was the extent of fear and anxiety among
wealthy people or the complaint about the treadmill of job and responsibility even of those
who have more than adequate wealth and resources to start the “good life” with family and
friends right away (see GW/I#). Here, and at the same time, wealthy people seem to be caught
in where they life and where they work, being unable to think and feel with those outside their
own socially detached “spaceship”.
8.7 Conclusion
Indeed it might be sensible and practical to confine the discussion not to the search of
“justice”, but the reduction of injustice. After all, also in real life, for example, most justice
discussions start with the statement of unfair and unjust situation, and from there people start
looking for improvement.
24
‚Eigeninteresse wird oft mit Egoismus oder Opportunismus gleichgesetzt. Normativ dominiert in der Tradition
der Ökonomik allerdings die Bedeutung des wohlverstandenen bzw. aufgeklärten Eigeninteresses: „Die Lehre
vom wohlverstandenen Interesse bewirkt keine restlose Selbstaufgabe, regt aber täglich zu kleinen Opfern an“,
deren Grund in ihrer (ggf. langfristigen) Nützlichkeit für einen selbst liegen (Tocqueville). Mit Mandeville und
v.a. Smith wird die Idee populär, dass die Verfolgung des Eigeninteresses bei geeigneten Rahmenbedingungen
das allg. Wohlergehen fördern kann. Die ethisch relevante Unterscheidung lautet danach nicht Eigeninteresse vs.
Moral, sondern (Verfolgung des) Eigeninteresse(s) zugunsten vs. zulasten Dritter.‘ Springer Gabler Verlag
(Herausgeber), Gabler Wirtschaftslexikon, Stichwort: Eigeninteresse, online im Internet:
http://wirtschaftslexikon.gabler.de/Archiv/8008/eigeninteresse-v9.html
The problem is that the wealthy and elites lead their own live detached from the majority of
society and, as research reveals, this life only among peers may result in certain deficits in
empathy and ethics, especially if the wealthy lifestyle is inherited (see GW/I#).
This being out of touch and refusal to talk to people “outside” makes it difficult, if not
impossible to even argue this negative approach with those who determine all of our world
directly or indirectly due to their increasing concentration of power and their growing
willingness to shape the world in accordance to their preferences.
At the same time and regarding potential ways forward, present-day politics has to be aware
of pluralism, a widespread intrusion of market-economical categories into all areas of life,
combined with a high degree of manipulation of public opinion by selected or biased
information benefitting those who wield the real power behind the scenes.
2.Raise the retirement age to help the elderly provide for themselves for as long as they want.
3.Redefine “paid work” to cover those who care for others at home.
5.Increase the taxation of corporations and the rich to redistribute profits, especially from
robotization.
6.Expand the use of green stimulus packages by printing money or raising taxes to help
governments respond to climate change and the need for redistribution.
7.Tax fossil energy and return the proceeds in equal amounts to all citizens to make low-
carbon energy more competitive.
8.Shift taxes from employment to emissions and resource use to reduce the ecological
footprint, protect jobs, and cut raw materials use.
9.Increase death taxes to reduce inequality and philanthropy while boosting government
income.
11.Restrict trade where necessary to protect jobs, improve well-being, and help the
environment.
13.Introduce a guaranteed livable income for those who need it most and give everyone peace
of mind.
Apart from proposal Nr. 12, all proposals are shared by the German research. Regarding
population growth it is the conviction and experience of the Jesuitenmission, that a good
education of girls is an adequate and sufficient method to curb excessive population growth –
this still has an overlap to the Club of Rome recommendations since education is also, to a
large extent, tax funded.
The problem is, however, twofold: First, that states need to abandon tax competition in favour
of tax cooperation and, even more important, that whatever changes of directions are
envisaged, there are majorities needed by the electorate. And exactly here additional problems
emerge:
Even worse is net-politics, e.g. via Facebook and other Social Media. First of all, anonymity
contributes towards the lowering of discussion standards and paves the way to a decline in the
exchange of opinions. Secondly, because of manipulation options: The “Spektrum” Magazine
brought an interesting article about the influence of Bots in the 2016 US American
presidential elections, namely, that 32% of Donald Trumps “followers” on Twitter are fake
accounts operated with automated scripts (“Bots”), spreading their pre-programmed views via
the medium and that way informing public opinion. 25
The question, what this kind of “making politics” means for advocating even the “minimal”
approach of removing injustices, is wide open:
Popular politics, after all, focuses on the immediate groups relevant for (re-)election and the
phrase “Never mind the world, as long as I am fine” is a widespread sentiment. Another
problem is that politics increasingly responds to unavoidable challenges and issues, not being
able to devote adequate time to address complex issues arising within the global network-
society. At the same time: If complex requirements are neglected or enforced due to
counterproductive (non-)activities it will, sooner or later, affect also the groups who originally
ignored its challenges.
Here, however, net-optimists such as Mason (2015) overestimate apparently the willingness
of the population to really effect real change outside the virtual reality, while they
25
Lobe, A (2016, October 14) Gefährden Meinungsroboter die Demokratie? In: Spektrum. Retrieved from
http://www.spektrum.de/news/gefaehrden-meinungsroboter-die-demokratie/1426157
underestimate the cunningness of the ruling elite to instrumentalize even the net in their
attempt to influence knowledge and engagement of ordinary citizens.
Here, willingness and interest was already considerable after the 2007 World Financial and
Economic Crisis: In many countries, Germany included, commission looked into those
alternative approaches to well-being (Alt & Drempetic, 2012). All this evaporated again to the
extent that the “classic” indicators took again the main stage
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