Ew Thoughts On The Numerical Simulation of Soil Structure and Earthquake Input
Ew Thoughts On The Numerical Simulation of Soil Structure and Earthquake Input
Ew Thoughts On The Numerical Simulation of Soil Structure and Earthquake Input
Anastasios Sextos a
a
Assistant Professor, Aristotle University of Thessaloniki, Department of Civil Engineering,
Division of Structural Engineering, asextos@civil.auth.gr
1 INTRODUCTION
The importance of soil-structure-interaction (SSI) for the assessment of the dynamic response
of bridges has been widely recognized during the last decades in numerous research studies.
Nowadays, there is strong analytical and experimental evidence to support that soil-structure
interaction phenomena depend on soil properties, soil stratification and topography as well as
on the earthquake input frequency content and amplitude, while SSI may drastically affect the
overall inelastic dynamic response of bridge structures. Moreover, a large variety of very
powerful computational tools is available which utilize an enormous amount of computational
power that was certainly not available just few years ago. On the other hand, despite the
significant progress made regarding both the understanding of the nature of this phenomena
and the availability of modern tools, a large discrepancy is observed in the estimation of the
structural response using different simulation strategies. As a result, the prediction of the
dynamic behaviour of a bridge while considering the presence of the supporting soil and/or
the embankment-abutment system, is found to be very sensitive to a large number of
parameters inclusive of seismic motion itself, which is the most significant source of
uncertainty especially in case of bridges with significant length or supported by soil profiles
that are abruptly changing along their axis. Along these lines, the scope of this paper is
twofold: (a) to comparatively assess the reliability of the various computational simulations of
different complexity that are currently available and (b) to attempt to quantify the inherent
physical uncertainty of soil-structure interaction compared to the uncertainty attributed to the
numerical simulation of the soil-structure system and the estimation of the earthquake input.
Consideration of the contribution of bridge lateral boundary conditions in the overall seismic
response of bridges, has illustrated the significant role played by the embankment-foundation-
abutment system not only in terms of the dynamic characteristics and response of the bridge
(Goel and Chopra, 1997, Mackie and Stojadinovic, 2002, Dicleli, 2005, Kotsoglou and
Pantazopoulou, 2007) but also regarding the modification of the incoming seismic motion
(Zhang and Makris, 2002). Earthquake damage reports and laboratory tests have also
2 A. Sextos – Earthquake Engineering by the Beach Workshop, July 2-4 2009, Capri, Italy.
indicated that abutment failure commonly caused by rotational and/or translational outward
movement of the toe or even loss of subsoil bearing capacity is fairly common, hence refined
analysis of the overall system is required. As a result, it is indeed a challenge to implement
the computational tools and resources required to simulate the multi-parametric and complex
nature of both the dynamic pier-foundation-subsoil and deck-abutment-embankment
interaction as well as the shear deformation and failure of RC members (i.e. piers and piles),
since coupled modelling of all these systems still requires extensive computation effort due to
the model size and/or behavior complexity. It can be also argued that given the above
complexity and computational demand, it is rather subjective whether a single software
package exists that could possibly combine all the features required for advanced simulation
of the non-linear response of bridge, foundations and abutments and their supporting soil.
Along these lines, recent research has investigated the application of distributed
computational simulation as a means to comparatively assess the limitations and challenges of
the most advanced modelling approaches currently available for the study of complex SSI
systems. It is noted that, multi-platform simulation is one of the most promising approaches of
this kind and was initially developed to accommodate multi-site hybrid simulation (Spencer et
al., 2006). In particular, the dynamic response of full scale specimens that are physically
separated is properly controlled with the use of purpose-specific coordination software that
made feasible the incorporation of various numerical analysis platforms in the sub-structuring
process. This concept has also been successfully applied (Kwon and Elnashai, 2008) for the
coordination of purely numerical analysis modules (in contrast to the hybrid simulation
application) for the case of real bridges in the U.S. for various soil conditions, as well as for
the study of the potential impact of liquefaction susceptibility (Kwon et al., 2008). The
advantage of this approach is that the appropriate selection and combination of different
analysis packages, enables the concurrent use of the most sophisticated models and features of
each package for each corresponding part of the system. In other words, different software
can be used for different system components (i.e. abutments, superstructure and supporting
pile groups) depending on the foreseen material constitutive laws and geometry.
In order to investigate herein the range of applicability of the advanced computational tools
and methods currently available for simulating the embankment-abutment-bridge interaction,
a typical, real and already built, overcrossing in Greece is chosen to serve as a benchmark and
four different alternative modelling approaches are explored, namely: 1) a bridge frame model
supported on complex dynamic impedance matrices that are specifically calculated for pile
foundations and abutments; 2) a 3-Dimentional spring-supported frame model consisting of
the bridge, its abutment and its foundation, 3) a refined 3-Dimentional solid model of the
overall superstructure-abutment-embankment system and; 4) a multi-platform scheme (Kwon
and Elnashai, 2008) using appropriate system sub-structuring. The analysis is performed both
in the linear and the non-linear range. An overview of the bridge structure studied and the
comparative assessment of the aforementioned approaches is presented in the following.
superstructure and the foundation. At the abutments (which have a 10.501.20m wall section
of 5.0m height), the deck is connected through two pot bearings that permit sliding along the
two principal bridge axes and a sliding joint separates the deck from the backwall. Seismic
forces are also resisted by the activation of stoppers (in the transverse direction) which are
constructed at the seating of the abutments. The foundation on the other hand is deep, due to
the soft clay formations characterizing the overall area. The pier foundation consists of a 22
pile group of 28.0 to 32.0m long piles, connected with a 1.605.05.0m pile cap, while the
abutments are supported on a 14 pile row 27 to 35.0m long at 2.80m axial spacing, all piles
having equal diameter of 1.0m. The bridge was designed for normal loads according to the
German Norms (i.e. DIN 1055, 1045, 1072, 1075, 1054, 4227, 4085, 4014) while the seismic
design was carried out according to the Greek Seismic Code EAK 2000 and the relevant
Greek standards E39/99 for the seismic design of bridges. The bridge site is located in the
Seismic Zone I which is equivalent to a peak ground acceleration of 0.16g. The behaviour
factors of the system adopted for design according to the E39/99 document were qx=2.50,
qy=3.50 and qz=1.00 for the response in the three principal directions, respectively. The target
displacements of the bridge under study for the two directions, the two alternative soil
conditions and the two earthquake levels (i.e. design earthquake and twice the design
earthquake) are also depicted in Figure 2 (the complete calculation process can be found in
Potikas, 2006). It is noted that for twice the design earthquake in the longitudinal direction,
the joint is expected to close. Consequently, the overall bridge system stiffness in the
longitudinal direction is significantly increased due to the activation of the backfill-abutment-
foundation-soil subsystem. It is also noted that in the transverse direction, although damage is
indeed minor for the case of soft foundation soil even for displacements corresponding to
twice the level of the design earthquake, the abutment piles were found to suffer significant
damage due to shear failure at their head when the supporting soil is stiff (Kappos et al.,
2007). This situation is apparently detrimental because the abutments can no longer resist
their own earth pressure, hence the bridge stability is jeopardized and the high ductility of the
middle piers is never utilized. Given the above observations it is clear that for the particular
bridge under study, the role played by the abutment is crucial and hence the appropriate
modelling of the bridge lateral boundary conditions is necessary.
Figure 1: Longitudinal cross-section of the bridge (above) and indicative overview of a typical
overcrossing along Egnatia Highway (bottom).
4 A. Sextos – Earthquake Engineering by the Beach Workshop, July 2-4 2009, Capri, Italy.
Figure 2: Pushover curve and seismic assessment of the overall system studied in the logitudinal direction
for two different soil categories (after Kappos et al., 2007).
In order to investigate and demonstrate the current capabilities of the various analysis
approaches, four different models were developed. The assumptions made in each cases and
the performance of all models is summarized in Sextos and Taskari (2008), while a brief
description of the overall concept is described in the following:
as linear elastic for comparison purposes. The analysis was performed with the advanced FE
software Abaqus and the pushover curve for the longitudinal direction is depicted in Figure 7.
Longitudinal direction
14000
12000
10000
Force (kN)
8000
6000
4000
2000
0
0 0.02 0.04 0.06 0.08 0.1
Displacement (m)
Figure 7: Comparison of the pushover curves derived for the spring supported abutment (Kappos et al.,
2007) and 3-D model of the Egnatia Highway bridge along the longitudinal direction
(Sextos and Taskari, 2008).
Longitudinal direction
14000
12000
10000
Force (kN)
8000
6000
4000
2000
0
0 0.02 0.04 0.06 0.08 0.1
Displacement (m)
Figure 7: Comparison of the pushover curves derived for the spring supported abutment (Kappos et al.,
2007) and 3-D model of the Egnatia Highway bridge along the longitudinal direction
(Sextos and Taskari, 2008).
embankment finite element mesh dimensions and size, among many others. It was concluded
that the parameter related to the maximum level of uncertainty was the critical embankment
mass that was expected to be activated during the particular earthquake excitation and most
importantly, the means to simulate its effect in the framework of the four different analysis
strategies adopted. In contrast to the validation case (section 4) the value of the single point
mass that was used for Models 1 and 2 at the lateral boundaries of the bridge to represent the
‘active’ embankment-abutment system, was predicted independently (blindly) based on the
concept of critical embankment length (Zhang and Makris, 2002) and without any calibration
to 3-D solid Models 3 and 4, where the activated embankment mass was inherently
considered. Next, the dispersion in the dynamic response of the bridge due to the assumptions
and modelling approach adopted is illustrated in Figure 9. In particular, it is seen that
following four different approaches to consider the effect of embankment-abutment-
superstructure interaction, the maximum longitudinal displacement of the deck lies in the
range of 0.6-1.0cm whereas the fundamental period of the overall system may also differ by
more than 100% despite the effort to use compatible properties where available. Further
response measures (i.e. middle pier stresses) are not presented herein due to lack of available
space; however, it is noted that the dispersion is of the same order. It is also seen (Sextos and
Taskari, 2008) that multi-platform analysis is a very promising concept since it provides
stable results within the envelope of the response produced by the other three approaches
while enabling the consideration of 3-Dimentional geometry without exceeding the
computational time required for a conventional single-platform 3-D modelling of the entire
embankment-abutment-bridge system.
Figure 9: Linear elastic dynamic response of the bridge deck for various embankment-abutment-
foundation-superstructure interaction modelling approaches (linear elastic range)
Figure 10: Nonlinear dynamic response of the bridge deck for various embankment-abutment-
foundation-superstructure interaction modelling approaches (non-linear range)
From all the parameters that define the non-linear dynamic response of complex and extended
structures, such as bridges, the input motion has by far the highest level of uncertainty. The
last two decades, different approaches, methodologies and tools have been developed to deal
with this uncertainty and put it in a framework that can be quantified and thus uniformly
interpreted by the practicing engineers and the scientific community (Harichandran, and
Vanmarcke, 1986, Luco and Wong, 1986, Hao, 1989, Zerva, 1990, Deodatis, 1996, Monti et
al., 1996, Tzanetos et al., 2000, Shinozuka et al, 2000, Pinto et al., 2002, Sextos et al., 2003a
and 2003b., Sextos et al., 2004, Lupoi et al., 2005, Nuti and Vanzi, 2005, Lou and Zerva,
2005, Burdette et al., 2008, Burdette and Elnashai, 2008, Lupoi, 2009, Zerva, 2009). The
10 A. Sextos – Earthquake Engineering by the Beach Workshop, July 2-4 2009, Capri, Italy.
extensive work on predicting or producing refined response spectra as well as the large data
of actual ground motions recorded on different soil and seismotechtonic conditions that are
currently available are a precious source of information that has allowed a better
understanding of both the characteristics of seismic motion and its implications on the
earthquake performance of such structures. Additionally, the increasingly enhanced
capabilities now available for inelastic dynamic analysis provide a very good estimate of their
expected response under earthquake loading. Nevertheless, it is not obvious that all this
progress in developing seismic hazard scenarios, predicting suitable seismic motions and
performing advanced numerical analyses of the superstructure is indeed reflected to the
overall design reliability of a system, since the uncertainty of the inherent hypothesis made
that a (long) structure is uniformly excited with an identical (natural or artificial) earthquake
motion cannot be easily justified.
It is true that the critical question is not whether seismic motion is indeed different along an
extended structure; this is almost self-evident, physically justified and the sources of spatial
and temporal variations of seismic motion have been well identified (Der Kiureghian and
Keshishian, 1997) as: a) waves that travel at a finite velocity, so that their arrival at each
support point is out of phase b) wave coherency loss in terms of gradual reduction of their
statistical dependence with distance and frequency, due to multiple reflections, refractions and
superpositioning during propagation and c) local site effects. As a result of all the above
sources, both peak ground acceleration and frequency content of the motion may be
significantly different among the various foundation points. Moreover, although often
neglected, the potential filtering at the foundation level that results from the relative flexibility
of the foundation-soil system components, is an additional source of seismic motion
variability (Sextos et al., 2003a). In addition to the above theoretical justification, Spatial
Variability of Earthquake Ground Motion (SVEGM) has also been recorded in various
densely instrumented arrays all over the world (SMART-1 and LSST-Lotung in Taiwan,
Chiba in Tokyo, USGS-Parkfield and Imperial Valley in California, as well as Euroseis-Test
in Greece among others), hence the fact that a long structure is expected to be excited with
asynchronous and partially uncorrelated seismic forces is evident and well documented.
The main question therefore, is how the designer may produce ‘reasonable’ spatially varying
suites of ground motion, what the response of a structure would be under such an
asynchronous excitation, whether the final response is detrimental compared to the prediction
made assuming a structure uniformly excited in the time domain, and especially whether it
can be indeed predictable in advance during the design process. The answer to this question is
difficult not only due to the complexity in predicting incoherency patterns but also, due to the
significant coupling between earthquake input, dynamic characteristics of the soil-structure
system (particularly in terms of foundation compliance and energy dissipation) at the soil-
foundation interface. What follows is therefore an effort to investigate the above phenomena
with emphasis on numerous bridge structures studied. The methodology was also applied for
the case of extended Byzantine city Walls (Stylianidis and Sextos, 2009) as a means to
examine more general trends of the effect of asynchronous excitation to large structures that
are not limited by the typical bridge configurations and structural systems. The overall
methodology developed for the study of the particular problem is described in detail
immediately after and the results from the study of the 27 bridges studied are presented in a
macroscopic, qualitative way in order to permit drawing of more general conclusions. The
section concludes with some general observations and recommendations as regard to the
assessment and design of extended structures.
Few thoughts on the numerical simulation of soil, structure and earthquake input 11
For each of the 271 cases, 3 or 5 realizations of the input motion have been generated and the
average value of ρ was obtained. It is herein recognised that ideally, a Monte Carlo scheme
should have been applied, however, the large number of structures studied and the phenomena
simultaneously considered (i.e., spatial variability, soil-structure interaction, site effects)
render such an approach essentially prohibitive. It is also noted that the 27 bridges studied
have been initially excited with records compatible with different target earthquake motion as
an effort to quantify the importance of the ground motion frequency content in the light of
considering the effect of spatial variability. Therefore in order to account for both the above
issues, for all cases studied, the effect of spatial variability is expressed solely in relative
terms, that is, using the ratio of eq. (1), and no conclusions are drawn based on absolute terms.
Moreover, aiming to additionally evaluate the new EC8 provisions, an additional set of
analyses has been performed using the Eurocode 8 design spectrum corresponding to a peak
ground acceleration equal to 0.24g, ground type B and a behaviour factor q=1 as the common
reference frequency content for all bridges specifically studied. The spatially varying ground
motion time-histories have equal duration of 20 sec, and reflect an identical prescribed
coherence function. In particular, the widely used Loco and Wong (1986) loss of coherency
pattern was adopted, assuming moderate coherency drop (i.e. parameter α was set to 2.510-4
sec/m) while the apparent propagation velocity Vapp was set equal to 1000 m/sec.
specific decision that was made during the SGEVM analysis. Next, the mean value of the
maximum ρ values among all bridges, plus one standard deviation (μ+σ) and the mean value
of the minimum ρ value among all bridges minus one standard deviation (μ-σ) are derived and
plotted in Figure 11 to represent the variation of the impact of each decision in terms of pier
base bending moments and deck displacements. As previously, it has to be stressed that
processing statistically sets of data resulting from such different cases both in terms of
structural characteristics and analysis complexity is an inevitably subjective effort, especially
given the fact that the study of the potential importance of each decision made is based on
samples of unequal size (there are some parameters whose effect has been studied for two
bridges only). Therefore, the illustration of Figure 11 can only be interpreted as a rough,
qualitative indication of the tendencies observed in a problem for which enough and
completely consistent data could only be gathered with great difficulty (and they are not
currently available). As an effort, therefore, to take advantage of the wide variety of the
bridge configurations studied and given the above significant limitations, three very general
comments can be possibly made:
First, it seems that accounting during the design process for local site response, multiple
reference (target) earthquake motions, coherency loss, and the coupling between soil-structure
interaction and site effects, has an impact on the accuracy of the procedure for tackling
SVEGM effects, which is higher than that of the variation of the parameters assumed for the
coherency models to be used, the abutment flexibility, or the stiffness of concrete members
(the corresponding range of variation of the value of ρ is significantly smaller in the latter
cases). In other words, it seems that errors resulting from completely neglecting significant
physical phenomena during the analysis are higher than those due to improper selection of the
parameters involved in the description of these phenomena; furthermore, uncertainty in these
parameters could be tackled through parametric analysis. This observation is also reflected on
Figure 12 where the calculated rotational ductility demand μθ at the base of Bridge 08 piers
according to the ‘classic’ and the ‘comprehensive’ approach is presented (Sextos et al., 2002).
It is seen that by considering spatial variability, soil structure interaction and local site
response phenomena the ductility demand is modified significantly at almost all piers,
compared to the ‘classic’ approach where all the above phenomena are ignored, even for fixed
values for the coherency models used and the stiffness of abutments, piers and piles.
Secondly, it could be claimed that consideration of spatial variability alone may be proven
inadequate, independently of the method used, if a reliable estimate of the target earthquake
characteristics and foundation flexibility is not obtained in advance. Finally, a tendency is
observed that (as expected) stresses are more sensitive to the decisions made than
displacements, a fact that is important for the design process. In any case, ignoring spatial
variability of earthquake ground motion does not necessarily lead to conservative design since
the ratio of ρ can be higher than unity for a large number of scenarios studied. Moreover, by
plotting the SVEGM-effect ratio ρ with the overall length of each bridge (Sextos and Kappos,
2008) it is seen that the above findings are in agreement with the more conservative limits
introduced in Eurocode 8.
Based on the analyses results of the dynamic response of 27 (real and idealised) bridges under
synchronous and asynchronous excitation, an effort was made to quantify the relative
importance of the various parameters involved on the on the action effects (deck
displacements and bending moments) of the superstructure. Given the complexity of the
problem and the infinite combinations of bridge dynamic characteristics, seismotectonic
environment, and ground conditions, it is very difficult to derive general design or analysis
rules to account for spatial variation of ground motion that can be used without any exception.
Few thoughts on the numerical simulation of soil, structure and earthquake input 13
Figure 11: Impact factor of the various decisions made during the study of 27 bridges under SVEGM, SSI
and site effects. Top: deck displacements. Bottom: pier base bending moments (Sextos and Kappos, 2008).
Figure 12: Calculated rotational ductility demand μθ at the base of Bridge 08 piers according to the
‘classic’ and the ‘comprehensive’ approach (Sextos et al., 2002).
14 A. Sextos – Earthquake Engineering by the Beach Workshop, July 2-4 2009, Capri, Italy.
Table 1: Configuration and analysis details of the bridges studied (Sextos & Kappos, 2008)
4 ACKNOWLEDGEMENTS
This work was been accomplished with the valuable contribution of various colleagues which
are not reported as co-authors herein due to the nature of the particular workshop but their
contribution is evident in the reference list below. Apart from that, the author would like to
thank Prof. A. Kappos and P. Potikas at Aristotle University Thessaloniki for kindly
providing all the data and results derived during the non-linear static assessment of the bridge
studied. It is also notable that most of the results reported herein have been obtained within
the framework of the Research Project ‘Seismic Protection of Bridges’ (ASProGe) funded by
the General Secreteriat of Research and Technology, of Greece (2004-2007) in collaboration
with the scientific responsible Professor Andreas Kappos. Acknowledgements are also due to
Prof. Amr Elnashai and Assist. Prof. Oh-Sung Kwon for their precious assistance regarding
the application of the analysis coordinator UI-Simcor, developed at the University of Illinois,
as well as the Earthquake Engineering Research Center (EERC) at University California
Berkeley and Prof. B. Stojadinovic for their overall support during the first author’s visit in
the framework of which part of this work was conducted. The contribution of Professor
Kosmas Stylianidis as regard to the investigation of the dynamic response of monumental
structures under asynchronous excitation is also equally appreciated.
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