Computers and Electronics in Agriculture: Original Papers
Computers and Electronics in Agriculture: Original Papers
Computers and Electronics in Agriculture: Original Papers
Original papers
A new predictive model for the filtered volume and outlet parameters
in micro-irrigation sand filters fed with effluents using the hybrid
PSO–SVM-based approach
P.J. García Nieto a,⇑, E. García-Gonzalo a, G. Arbat b, M. Duran-Ros b, F. Ramírez de Cartagena b,
J. Puig-Bargués b
a
Department of Mathematics, Faculty of Sciences, University of Oviedo, 33007 Oviedo, Spain
b
Department of Chemical and Agricultural Engineering and Technology, University of Girona, Carrer de Maria Aurèlia Capmany 61, 17071 Girona, Spain
a r t i c l e i n f o a b s t r a c t
Article history: Filtration is a key operation in micro-irrigation for removing the particles carried by water that could clog
Received 8 December 2015 drip emitters. Currently, there are not sufficiently accurate models available to predict the filtered vol-
Received in revised form 29 April 2016 ume and outlet parameters for the sand filters used in micro-irrigation systems. The aim of this study
Accepted 29 April 2016
was to obtain a predictive model able to perform an early detection of the filtered volume and sand filter
outlet values of dissolved oxygen (DO) and turbidity, both related to emitter clogging risks. This study
presents a novel hybrid algorithm, based on support vector machines (SVMs) in combination with the
Keywords:
particle swarm optimization (PSO) technique, for predicting the main filtration operation parameters
Support vector machines (SVMs)
Particle swarm optimization (PSO)
from data corresponding to 769 experimental filtration cycles in a sand filter operating with effluent.
Drip irrigation This optimization technique involves kernel parameter setting in the SVM training procedure, which sig-
Clogging nificantly influences the regression accuracy. To this end, the most important physical–chemical param-
Regression analysis eters of this process are monitored and analyzed: effective sand media size, head loss across the filter and
filter inlet values of dissolved oxygen (DO), turbidity, electrical conductivity (Ec), pH and water temper-
ature. The results of the present study are two-fold. In the first place, the significance of each physical–
chemical variables on the filtration is presented through the model. Secondly, a model for forecasting the
filtered volume and sand filter outlet parameters is obtained with success. Indeed, regression with opti-
mal hyperparameters was performed and coefficients of determination equal to 0.74 for outlet turbidity,
0.82 for filtered volume and 0.97 for outlet dissolved oxygen were obtained when this hybrid PSO–SVM-
based model was applied to the experimental dataset, respectively. The agreement between experimen-
tal data and the model confirmed the good performance of the latter.
Ó 2016 Elsevier B.V. All rights reserved.
http://dx.doi.org/10.1016/j.compag.2016.04.031
0168-1699/Ó 2016 Elsevier B.V. All rights reserved.
P.J. García Nieto et al. / Computers and Electronics in Agriculture 125 (2016) 74–80 75
approximators of any multivariate function to any desired degree ple of granular media of 0.32 and 0.47 mm) were tested. A MP-400-
of accuracy (Negoita and Reusch, 2005). The statistical learning CB (Comaquinsa, Llinars del Vallès, Spain) electromagnetic flow
theory and structural risk minimization are the theoretical founda- meter measured water flow, two MBS 4010 (Danfoss, Nordborg,
tions for the learning algorithms of SVMs (Hastie et al., 2003; Denmark) pressure transmitter allowed to determine pressure loss
Hansen and Wang, 2005; Steinwart and Christmann, 2008; Li across the filter and several Endress + Hauser (Nesselwang, Ger-
et al., 2008). many) sensors (Orbisint CPS11D, OxyMax W COS61, TurbiMax W
In order to carry out the optimization mechanism correspond- CUS31 and ConduMax W CLS21) and transmitters (CPM253,
ing to the kernel optimal hyperparameters setting in the SVM COM253, CUM253 and CLM253) were used for measuring pH
training, the particle swarm optimization (PSO) technique can be and temperature, dissolved oxygen (DO), turbidity and electrical
used. Particle swarm optimization (PSO) is one of the oldest swarm conductivity (Ec) at the filter inlet, respectively. At filter outlet, only
intelligence (SI) based bio-inspired algorithms and it was intro- DO and turbidity were analyzed with the same sensors and trans-
duced by Kennedy and Eberhart (1995). The PSO technique is a mitters installed at the filter inlet for both parameters. All these
population-based search algorithm inspired in the simulation of data were collected every minute in a previously developed super-
the bird flocking (Eberhart et al., 2001; Clerc, 2006; Olsson, visory control and data acquisition system (SCADA) (Duran-Ros
2011). Similar to other evolutionary computation SI-based algo- et al., 2008) that was modified for acquiring water quality param-
rithms such as the ant colony optimization (Dorigo and Stützle, eters. Further details of the experiment are described in Puig-
2004; Panigrahi et al., 2011), and artificial bee colony (ABC) tech- Bargués et al. (2012).
nique (Karaboga and Akay, 2009; Karaboga and Gorkemli, 2014), A first task in the model development was the selection of the
PSO exploits the model of social sharing of information (Fister Jr. input and output variables. This variable selection was based on
et al., 2013; Fister et al., 2015). For the above-mentioned purpose, the previous knowledge (Puig-Bargués et al., 2005) of the sand fil-
hybrid PSO optimized SVM models (Simon, 2013; Yang et al., 2013) tration process resulting in the following group of input variables:
were used in this study to predict the filtration performance from effective sand media size; head loss; flow rate; water temperature
operation parameters in micro-irrigation sand filters fed with efflu- at the filter outlet; inlet pH; inlet electrical conductivity; inlet dis-
ents. According to previous research, the SVM technique has been solved oxygen; and inlet turbidity, which is related with sus-
proved to be an effective tool to predict natural parameters, being pended solids concentration and has been adopted as an easy
successfully used in a wide range of environmental fields: forest and reasonably accurate measure of overall water quality. The out-
modeling (Shrestla and Shukla, 2015), solar radiation estimation put variables are three parameters used to evaluate the filtration
(Chen et al., 2013, 2015; Zeng and Qiao, 2013), prediction of the performance in micro-irrigation sand filters: outlet dissolved oxy-
air quality (Ortiz-García et al., 2010), study of water properties gen, outlet turbidity and filtered volume.
(Pal and Goel, 2007; Nikoo and Mahjouri, 2013; Xu et al., 2015), The average, the standard deviation and the range of each
applications in soil physics (Lamorski et al., 2008; Haghverdi parameter are shown in Table 1.
et al., 2014) and so on.
The objective of this study was to evaluate the application of 2.2. Support vector machine (SVM) method
support vector machines (SVMs) approach in combination with
the evolutionary optimization technique known as Particle Swarm The support vector regression (SVR) technique is based on the
Optimization (PSO) to identify the filtered volume and sand filter statistical learning theory and structural risk minimization
outlet values of dissolved oxygen (DO) and turbidity, both related (Vapnik, 1998; Pal and Goel, 2007; Chen et al., 2013; Abbaszadeh
to emitter clogging risks which negatively affect micro-irrigation et al., 2016). Based on SVR, for the given training sample
system performance and therefore crop yields. D ¼ fðxi ; yi Þjxi 2 Rd ; yi 2 R; i ¼ 1; 2; . . . ; Lg; through the nonlinear
mapping function W(x), the sample data x is mapped to another
2. Materials and methods high dimensional feature space. Therefore, a regression function
can be defined in this feature space as follows (Nikoo and
2.1. Experimental dataset Mahjouri, 2013; Zeng and Qiao, 2013; Shrestla and Shukla, 2015):
X
L
The experimental dataset used for the PSO–SVM analysis was y ¼ f ðxÞ ¼ wi Wi ðxÞ þ b ð1Þ
collected from 769 filtration cycles carried out during 1620 h of fil- i¼1
ter operation with a wastewater treatment plant (WWTP) tertiary
effluent. Two parallel sand filters (Regaber, Parets del Vallès, where fwi gLi¼1 are the coefficients of the vector w normal to the
Spain), both with 500 mm inlet internal diameter and with a filtra- maximum-margin hyperplane, fWi ðxÞgLi¼1 is the set of mappings of
tion surface of 1963 cm2, were used. Two effective sand media size input vectors and y is the predicted output value or objective func-
b
(defined as the size of screen opening which retains 90% of a sam- tion. The parameter kwk determines the offset of this hyperplane
Table 1
Set of measured physical–chemical variables used in this study with their mean, standard deviation and range of values (Puig-Bargués et al., 2012).
2012). The searching in the parameter space were made taking into
account that the SVM algorithm changed its results significantly
when its parameters increased or decreased a power of 10. For
instance, we worked with powers of ten and the searched param-
eters were the exponents, being the search space three-
dimensional. For the RBF kernel, the search space was [2, 2]
[1, 3] [10, 0]. That is, C values in [102, 102], r values in
[101, 103] and e values in [1010, 100] were used in the optimiza-
tion phase. The stopping criterion was fulfilled if there was no
improvement in R2 after ten iterations, along with a maximum
number of iterations equal to 500.
Table 2 shows the optimal hyperparameters of the three fitted
SVM-based models found using the particle swarm optimization
(PSO) technique for the outlet dissolved oxygen (DOo),
respectively.
Table 3 shows the coefficient of determinations, root mean
square error and overall index (OI) of model performance (Galavi
et al., 2013) for the three PSO–SVM-based models fitted here for
the outlet dissolved oxygen (DOo), outlet turbidity (Turbo) and fil-
tered volume (V), respectively.
4. Discussion
Table 2 Input variable Weights for DOo Weights for Turbo Weights for V
Optimal hyperparameters of the three fitted SVM-based models with the RBF kernel, DOi 2.1345 0.3518 1.4611
found using the PSO technique for the outlet dissolved oxygen (DOo), outlet turbidity Turbi 0.6314 1.0407 1.9632
(Turbo) and filtered volume (V). DP 0.4252 0.5859 0.3180
Dependent variable Values of optimal hyperparameters Ec 0.2228 0.1891 0.1975
T 0.2177 0.5010 0.9179
DOo C = 6.9839 101, e = 2.0516 109, r = 2.0730 100 pH 0.1765 0.4178 1.8537
Turbo C = 1.4070 100, e = 1.4371 107, r = 4.1153 100 Q 0.1199 0.3057 0.5872
V C = 1.2184 100, e = 1.2933 107, r = 1.5428 101 de 0.0008 0.4113 2.1255
Table 3
Cross-validation and testing coefficient of determination (R2), cross-validation and testing root mean square error (RMSE) and testing overall index (OI) of model performance for
the three hybrid PSO–SVM-based models with the RBF kernel fitted in this study for the outlet dissolved oxygen (DOo), outlet turbidity (Turbo) and filtered volume (V).
The negative weight of turbidity, pressure drop and tempera- PSO–SVM with RBF kernel function had a testing coefficient of
ture (see Table 4) in the fitted PSO–SVM model for the DOo is determination R2 of 0.7381, which was clearly higher than those
explained because these variables are related to microbial growth obtained with MLR (R2 = 0.278) and ANN (R2 = 0.630) (Puig-
within the filter therefore reducing DO concentrations (Elbana Bargués et al., 2012). Furthermore, the RMSE value was very close
et al., 2012). Thus, higher turbidity is related with higher influent to zero for this fitting (see Table 3), which confirms the good per-
pollutant load, which means also that the filtration media will formance of this approach.
retain more microorganisms which will consume more DO. Filter The importance ranking of the eight input variables in order to
pressure loss increases as inlet effluent particles are retained in predict the outlet turbidity (Turbo) in this high nonlinear complex
the filter, yielding more microbial growth and smaller DO just problem can also be inferred from the absolute weight values
before filter backwashing (Elbana et al., 2012). Higher temperature shown in Table 4. In this case, the outlet turbidity was more
causes faster microbial growth but also it holds less oxygen than affected by the inlet equivalent parameter, the inlet turbidity
cold water. (Turbi), as it was to be expected. The higher Turbo at higher head
Furthermore, the PSO–SVM with the RBF kernel function was loss is a bit surprising. Higher filter pressure loss means that filter
also a good model for estimating the outlet turbidity (Turbo) vari- is clogged, having additional particle removal capacity (Elbana
able in order to predict the sand filtration performance. The fitted et al., 2012) but in some cases it could produce solid detachment
Fig. 3. Comparison between the values observed and predicted by using the PSO–SVM-based models for: (a) the outlet dissolved oxygen (DOo) (R2 = 0.9714); (b) the outlet
turbidity (Turbo) (R2 = 0.7381); and (c) filtered volume (V) (R2 = 0.8210).
P.J. García Nieto et al. / Computers and Electronics in Agriculture 125 (2016) 74–80 79
(Adin and Alon, 1986) or the deformation of biological particles oped to predict the sand filtration performance from the other
which therefore can pass through the filter (Puig-Bargués et al., measured input operation variables, in order to lower costs in
2005). Smaller effective sand media size are related with higher the water quality assessment.
turbidity removals in sand filter, yielding less Turbo (Duran-Ros Thirdly, a coefficient of determination greater than those
et al., 2008) as the PSO–SVM-based model predicted. On the other obtained with other approaches have been obtained with this
hand, sand filters operating at lower flow can remove more parti- hybrid PSO–SVM-based model when a RBF kernel function
cles and therefore they reduce more turbidity. was applied to the experimental dataset corresponding to the
Additionally, the PSO–RBF–SVM-based model performed very outlet dissolved oxygen (DOo), outlet turbidity (Turbo) and fil-
well for estimating the filtered volume (V), since the model had tered volume (V). Moreover, the predicted results for this model
an R2 equal to 0.8210 which was higher than those obtained with have been proven to be consistent with the historical dataset of
MLR (R2 = 0.447) and ANN (R2 = 0.693) (Puig-Bargués et al., 2012) these three parameters.
and RMSE was close to zero (see Table 3). Fourthly, the significance order of the input variables involved
Similarly, the importance ranking of the eight input variables in in the prediction of the sand filtration performance was set. This
order to predict the filtered volume (V) is inferred from Table 4. is one of the main findings in this work. Specifically, the opera-
While with DOo and Turbo there was only a predominant variable, tion variable input dissolved oxygen (DOi) could be considered
with the V there were four variables with a weight value greater the most influential parameter in the prediction of the outlet
than 1.4 in absolute value. Higher V were obtained with higher dissolved oxygen (DOo) (dependent variable). It is followed by
de (which yields less small particle removal and, thus, less filter the inlet turbidity (Turbi) and total head loss (DP). Similarly,
clogging), with lower Turbi (which means better water quality the operation variable input turbidity (Turbi) could be consid-
and, thus, less sand media fouling), less pH (acid conditions that ered the most influential parameter in the prediction of the out-
have a negative effect on microbiological growth that cause sand let turbidity (Turbo) (dependent variable), followed by the total
media fouling) and higher DOi (which is related to better water head loss (DP). In this way, the operation variable effective sand
quality). These results agree with other previous research media size (de) could be considered the most influential param-
(Duran-Ros et al., 2008; Elbana et al., 2012). eter in the prediction of the filtered volume (V) (dependent vari-
In summary, this research work was able to predict the outlet able), followed by the input turbidity (Turbi).
dissolved oxygen (DOo), outlet turbidity (Turbo) and filtered vol- Finally, the results verify that the hybrid PSO–SVM regression
ume (V) in agreement to the actual experimental values observed method significantly improves the generalization capability
using the PSO–SVM-based models with greater accuracy and suc- achievable with only the SVM-based regressor.
cess than previous research works (Puig-Bargués et al., 2012;
Martí et al., 2013). Indeed, Fig. 3(a)–(c) shows the comparison In summary, this innovative methodology could be applied to
between the DOo, Turbo and V values observed and predicted using other filtration processes with similar or different sources of pollu-
the PSO–SVM-based model with RBF kernel, respectively. There- tants with success, but it is always necessary to take into account
fore, it is necessary the use of a SVM model with RBF kernel in the specificities of each particular process. Consequently, an effec-
order to achieve the best effective approach to nonlinearities pre- tive PSO–SVM-based model is a practical solution to the problem
sent in this regression problem. Obviously, these results coincide of the estimation of the filtration performance in micro-irrigation
again with the outcome criterion of ‘goodness of fit’ (R2) so that sand filters fed with effluents.
the PSO–SVM-based model with a RBF kernel function has been
the best fitting. It can be observed that the models fit quite well
almost all the values. Nevertheless, some isolated extreme values Acknowledgements
present a higher discrepancy with the observed values which it
is to be expected as we have constructed interpolation models. Authors wish to acknowledge the Spanish Ministry of Economy
and Competitiveness for its financial support of this study through
Grant CGL2012-31180 as well as the computational support pro-
5. Conclusions
vided by the Department of Mathematics at University of Oviedo.
Additionally, we would like to thank Anthony Ashworth for his
Based on the experimental and numerical results, the main
revision of English grammar and spelling of the manuscript.
findings of this research work can be summarized as follows:
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