Evidence: Basic Principles and Selected Problems: by Justice Alfredo L. Benipayo
Evidence: Basic Principles and Selected Problems: by Justice Alfredo L. Benipayo
Evidence: Basic Principles and Selected Problems: by Justice Alfredo L. Benipayo
ADMISSIBILITY OF EVIDENCE
The study of the law on evidence involves two main problems, viz.: (1) determining whether a
given piece of evidence is admissible; and (2) the proper presentation of that evidence so that the
court will consider it in resolving the issues and deciding the case. Although evidence may, by
itself, be admissible, the court may not admit or consider it in the resolution of the case unless the
evidence was properly presented.
A. AXIOM OF ADMISSIBILITY OF EVIDENCE
Evidence is admissible when it is relevant to the issues and is competent, i.e., it is not
excluded by the law or the Rules of Court4. Evidence is relevant if it tends in any reasonable
degree to establish the probability or improbability of a fact in issue.5 It is of a lesser degree of
reliability as evidence than material evidence. Material evidence directly proves a fact in issue.
Thus, the testimony of an eyewitness to the commission of a crime is material; the evidence of
motive or flight of the accused may be relevant. Evidence that is material or relevant must also be
competent to be admissible. For example, although the testimony of the eyewitness may be
material, it may be inadmissible if it is excluded by the marital disqualification rule.
Relevancy or materiality of evidence is a matter of logic, since it is determined simply by
ascertaining its logical connection to a fact in issue in the case. It is therefore inadvisable for a
judge to ask an objecting counsel why an offered piece of evidence is irrelevant or immaterial. By
his inquiry, he shows his unfamiliarity with the issues in the case. A judge is expected to be aware
of the issues which he was supposed to have defined and limited in his mandatory pre-trial order.
1
* Solicitor General, Professor of Law & Bar Reviewer in Remedial Law, Dean of the
UST Faculty of Civil Law.
Parañaque Kings Enterprises v. Court of Appeals, 268 SCRA 727.
2
Rule 34, Rules of Court.
3
Rule 35, Ibid.
4
Rule 128, Sec. 3, Rules of Court.
5
Ibid.
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On the other hand, the grounds for objection to the competency of evidence must be
specified6 and are determined by the Rules or the law.
The opposites of the three requisites for admissibility of evidence, viz., irrelevancy,
immateriality or incompetency, are the general grounds for objection. The first two are valid
grounds for objection without need of specification or explanation. The third ground for
objection, incompetency, if offered without further explanation, is not valid for being unspecific,
except when invoked in reference to the lack of qualification of a witness to answer a particular
question or give a particular evidence.
B. PROPER PRESENTATION OF EVIDENCE
Every piece of evidence, regardless of its nature, requires certain processes of presentation for
its admissibility and admission:
1. Object evidence must generally be marked (Exhibit A, B, etc. for the plaintiff; Exhibit 1,
2, 3, etc. for the defendant) either during the pre-trial or during its presentation at the trial. It
must also be identified as the object evidence it is claimed to be. This requires a testimonial
sponsor. For example, a forensic chemist identifies marijuana leaves as those submitted to him in
the case for examination. Further, object evidence must be formally offered after the presentation
of a party’s testimonial evidence.7
2. Oral evidence is presented through the testimony of a witness. Under the 1989 Rules of
Evidence, oral evidence must be formally offered at the time the witness is called to testify. 8
Objections may then be raised against the testimony of the witness. If the objection is valid, as
when the witness’ testimony is barred by the hearsay rule or the opinion rule, the witness will not
be allowed to testify. If the witness is otherwise allowed to testify, he shall be sworn in, either by
taking an oath or making an affirmation.9 It is essential that the proper foundation for the
testimony of a witness must be laid. An ordinary witness must be shown to have personal
knowledge of the facts he shall testify to, otherwise his testimony will be hearsay, or he will be
incompetent to answer the questions to be asked of him. An expert witness must be specifically
qualified as such, otherwise he cannot validly give his opinion on matters for which he may have
been summoned as a witness.
However, the requirement of qualifying an expert witness may be dispensed with if:
a) the adverse counsel stipulates on the expert’s qualification; or
b) the court takes judicial notice of the witness’s expertise, because the judge happens to be
aware thereof on account of the judge’s judicial functions.
3. Documentary evidence is (a) marked; (b) identified as the document which it is
claimed to be (as when the witness asserts that the document presented to him is the same
contract which he claims was executed between the two parties); (c) authenticated, if a private
document, by proving its due execution and genuineness; and (d) formally offered after all the
proponent’s witnesses have testified.10
Rule 132, Sec. 34 provides that the court shall consider no evidence which has not been
formally offered, and that the purpose for which the evidence is offered must be specified. In this
connection, it has been asked whether it would be proper for the judge to disregard a witness’s
direct testimony given without the prior formal offer thereof which Rule 132, Sec. 35 requires, and
corollarily, whether the adverse party may be required to cross-examine that witness. In People
vs. Romil Marcos,11 the Supreme Court ruled that if a witness has given unoffered direct
6
Rule 134, Sec. 6, Rules of Court.
7
Rule 132, Sec. 35, Ibid.
8
Rule 132, Sec. 35, Ibid.
9
Rule 132, Sec. 1, Ibid.
10
Rule 132, Sec. 35, Rules of Court.
11
212 SCRA 748, August 21, 1992.
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testimony without objection from the adverse party, the latter is estopped from raising that
objection which he is deemed to have waived; hence, although not formally offered, the testimony
may be considered by the court.
PEOPLE v. MARCOS
G.R. No. 91646, 21 August 1992, 212 SCRA 748
Appellant was charged with a violation of the Dangerous Drugs Act. Relying
upon the testimonies of prosecution witnesses regarding the buy-bust operation,
the court found the appellant guilty and imposed a sentence of imprisonment.
On appeal, the appellant raised in issue, the court’s alleged reversible error in
convicting the accused based on the testimonies of the prosecution witnesses,
when such testimonies were not properly offered in evidence.
Issue: Whether the absence of the formal offer of testimonial evidence would
prevent the court from considering them in its decision.
Ruling: The testimony of one of the prosecution witnesses was formally
offered by the prosecution, whereas the testimonies of the other witnesses were
not. They were, however, included in the prosecuting Fiscal’s formal offer of
documentary evidence. Inasmuch as the appellant did not object to such offer,
nor object to the unoffered direct testimony of the witnesses, he is now estopped
from questioning their appreciation by the court. The appellant was not deprived
of any of his constitutional rights in the inclusion of the subject testimonies, nor
of his right to cross-examine all the prosecution witnesses.
The view can be advanced, however, that although the aforesaid testimony was not expressly
formally offered, it was nonetheless formally offered, albeit impliedly and automatically, the
moment each question was propounded to elicit an answer. This view is premised on two related
provisions in Rule 132, Sec. 36, i.e., that “Objection to evidence offered orally must be made
immediately after the offer is made”, and that “Objection to a question propounded in the course of
the oral examination of a witness shall be made as soon as the grounds therefore shall have
become reasonably apparent.” Clearly, the purpose of the express formal offer of oral evidence
before the witness testifies is merely to determine, on the basis of the stated substance of the
testimony and its purpose, whether the witness shall be allowed to testify. Once the witness is
allowed to testify, each question propounded to elicit specific oral evidence may still be objected to
as soon as a ground for objection becomes reasonably apparent. But it is fundamental that an
objection to evidence can be validly raised only after an offer is made. Thus, every question asked of
a witness especially on direct examination presupposes a formal offer of the answer, the oral
evidence, sought to be elicited. It would seem therefore that unlike documentary and object
evidence which are formally offered only after all the witnesses of a party have testified, oral
evidence is offered twice: once, expressly, before the witness testifies, and again, with each question
propounded to the witness.
will apply for its admissibility. A piece of evidence may be admissible if offered for one purpose but
may be inadmissible if offered for another. For example, the testimony of a witness, in a libel case,
that he heard the defendant call the plaintiff a liar and a crook is certainly inadmissible for being
hearsay, if offered to prove the truth of the perceived statement. However, the same testimony is
perfectly admissible if offered simply to prove that the statement was uttered. For that purpose, the
witness would be the only person qualified to testify on, and prove, what he heard defendant say.
Similarly, the declaration of a dying person made without consciousness of his impending death will
not qualify as a dying declaration, although it may be admissible if offered as part of the res gestae.
It must be noted that the mere marking, identification, or authentication of documentary
evidence does not mean that it will be, or has been, offered as part of the evidence of a party. This
was the ruling of the Supreme Court in People v. Santito, Jr.14
PEOPLE v. SANTITO
G.R. No. 91628, 22 August 1991, 201 SCRA 87
Appellant was charged with the crime of robbery with homicide. Upon
arraignment, accused, assisted by counsel, entered pleas of not guilty. After trial
on the merits, the court rendered judgment finding them guilty. Hence, this
appeal.
Issue: Whether the identification of an entry in the police blotter is
equivalent to an offer of evidence.
Ruling: Entries in official records, as in the case of a police blotter, are only
prima facie evidence of the facts therein stated. They are not conclusive.
The entry in the police blotter was never presented by the defense during the
proceedings. Even assuming that the same had been identified in court, it would
have no evidentiary value. The mere fact that a particular document is identified
and marked as an exhibit does not mean it will be or has been offered as part of
the evidence of the party. The party may, or may not, decide to formally offer it
after all.
In any case, since the defense did not identify or formally offer the said entry
in the blotter, the court still would not consider the same, identification and
marking as an exhibit being necessary for a formal offer. Under Section 35, Rule
132 of the Rules of Court, no evidence shall be considered without first having
been formally offered.
Annexes attached to pleadings, if not offered formally, are mere scraps of paper and should
not be considered by the court,15 unless the truth of their contents has been judicially admitted.
To the general rule that the court shall not consider any evidence not formally offered, there
are certain exceptions:
1. Under the Rule on Summary Procedure, where no full blown trial is held in the interest of
speedy administration of justice;
2. In summary judgments under Rule 35 where the judge bases his decisions on the
pleadings, depositions, admissions, affidavits and documents filed with the court;
3. Documents whose contents are taken judicial notice of by the court;
14
201 SCRA 87.
15
Llaban v. Court of Appeals, December 20, 1991 (Although the decision in Llaban
was withdrawn by the Supreme Court on March 17, 1993, the withdrawal affected
only the validity of final disposition of that case. This did not void the soundness of
the Court’s pronouncement on the treatment of annexes attached to pleadings.).
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5. Object evidence which could not be formally offered because they have disappeared or
have become lost after they have been marked, identified and testified on and described
in the record and became the subject of cross-examination of the witnesses who testified
on them during the trial, e.g., marijuana involved in a prohibited drugs prosecution.16
PEOPLE v. NAPAT-A
G.R. No. 84951, 14 November 1989, 179 SCRA 403
Accused was nabbed in a buy-bust operation and subsequently convicted of
the crime of drug-pushing.
Issue: Whether the failure to present the box and its contents of marijuana
leaves as evidence precludes conviction for drug-pushing.
Ruling: The forensic chemist of the Philippine Constabulary Crime
Laboratory testified that the box and its contents were presented, identified, and
marked as exhibits in court. The subsequent loss of these exhibits did not affect
the case for the trial court had described the evidence in the records. In People v.
Mate, the Court ruled that “(e)ven without the exhibits which have been
incorporated into the records of the case, the prosecution can still establish the
case because the witnesses properly identified those exhibits and their
testimonies are recorded.” Furthermore, in this case, the appellant’s counsel had
cross-examined the prosecution witness who testified on those exhibits.
1. Oral evidence is objected to after its express formal offer before the witness
testifies.17 When thereafter the witness is allowed to testify, objection to a
question propounded in the course of the oral examination of a witness shall be
made as soon as the grounds therefore shall become reasonably apparent.18
2. Documentary and object evidence are objected to upon their formal offer after
the presentation of a party’s testimonial evidence.
16
People v. Napat-a, 179 SCRA 403; People v. Tabuena, 196 SCRA 650, May 6, 1991.
17
Rule 132, Sec. 35, Rules of Court.
18
Rule 132, Sec. 36, Ibid.
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Failure to seasonably object to offered evidence amounts to a waiver of the grounds for
objection. The rules of exclusion are not self-operating. They must be properly invoked.
The grounds for objection must be specified.19 Grounds not raised are deemed waived.
However, repetition of objection is unnecessary when a continuing objection is properly
made.20 Objection to the purpose for which evidence is offered is not proper.
B. A motion to strike out answer or testimony is proper in the following instances:
A. Formal objections are based on the defective form of the question asked.
Examples:
(1) leading questions, which suggest to the witness the answer desired23
a. If a counsel finds difficulty in avoiding leading questions, the judge may
suggest, to expedite proceedings, that counsel begin his questions with the
proper interrogative pronouns, such as “who”, “what”, “where”, “why”,
“how”, etc.
19
Rule 132, Sec. 36, Ibid.
20
Rule 132, Sec. 37, Ibid.
21
Rule 132, Sec. 39, Rules of Court.
22
Ibid.
23
Rule 132, Sec. 10, Ibid.
24
Ibid.
25
Rule 132, Secs. 10 & 12, Rules of Court.
26
Ibid.
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c. Leading questions may also be asked when there is difficulty in getting direct
and intelligible answers from a witness who is ignorant, or a child of tender
years, or is feeble minded, or a deaf-mute.27
(2) misleading questions, which assume as true a fact not testified to by the witness
(“question has no basis”), or contrary to that which he has previously stated;28
(3) double or multiple questions, which are two or more queries in one. For
example, Q: “Did you see the defendant enter the plaintiff’s house, and was the
plaintiff there?"
(4) vague; ambiguous; indefinite or uncertain questions – not allowed because the
witness cannot understand from the form of the question just what facts are
sought to be elicited.
(5) Repetitious questions, or those already answered. However, on cross-
examination, the cross-examiner may ask a question already answered to test the
credibility of a witness.
27
Ibid.
28
Ibid.
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whom it is made an opportunity to meet the situations presented by the ruling.29 Thus, an
objection to a question asked of a witness must be at once resolved by the court by either
sustaining or overruling the objection. It would be incorrect for a judge to consider the objection
“submitted” or “noted”. Unless the objection is resolved, the examination of the witness could not
be expected to continue since in all likelihood the next question would depend on how the
objection is resolved. If the issue raised by the objection is a particularly difficult one, it would
not be improper for the judge to perhaps declare a brief recess to enable him to quickly study the
matter. But certainly, the resolution must be given before the trial resumes.
The reason for sustaining or overruling an objection need not be stated. However, if the
objection is based on two or more grounds, a ruling sustaining the objection, on one or some of
them, must specify the ground or grounds relied upon.30
Judges are advised to judiciously consider the validity of the grounds for objections and
carefully rule on them. A ruling that all evidence formally offered are “admitted for whatever they
may be worth” will not reflect well on the judge, as it implies a hasty and ill-considered resolution
of the offer and the objections. Besides, the phrase “for whatever they may be worth” is improper
since it refers to the weight or credibility of the evidence. At the formal offer, the only issue
presented is the admissibility of evidence; the weight of the evidence shall be considered only
after the evidence shall have been admitted. Another ruling that is ludicrous and even
nonsensical is “[e]vidence admitted subject to the objections”. This is a non-ruling.
In case of an honest doubt about the admissibility of evidence, it is better policy to rule in
favor of its admission. An erroneous rejection of evidence will be unfair to the offeror since the
judge cannot validly consider it even if after the trial the judge realizes his mistake. On the other
hand, if the judge had erred in admitting a piece of evidence, he may simply give it little or no
weight when deciding the case.
JUDICIAL NOTICE
A. MANDATORY AND DISCRETIONARY JUDICIAL NOTICE
29
Rule 132, Sec. 38, Rules of Court.
30
Ibid.
31
Rule 130, Sec. 28, Rules of Court.
32
Rule 130, Sec. 29, Ibid.
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Not everything alleged in a party’s pleading is required to be proved. Certain matters may be
so well known to the court that to compel a party to prove it would be a waste of time and effort.
Under the Rules, it shall be mandatory for the court to take judicial notice, without the
introduction of evidence, of the existence and territorial extent of states, their political history,
forms of government and symbols of nationalities, the law of nations, the admiralty and maritime
courts of the world and their seals, the political Constitution and history of the Philippines, the
official acts of the three departments of the Philippine government, the laws of nature, the
measure of time and the geographical divisions.33 Courts may take judicial notice of matters
which are: (a) of public knowledge, (b) capable of unquestionable demonstration, or (c) ought to
be known to judges because of their official functions.34
B. HEARING THE PARTIES ON DISCRETIONARY JUDICIAL NOTICE
During the trial, when a court is uncertain whether it may, at its discretion, take judicial
notice of a certain fact or not, it may call the parties to a hearing to give them reasonable
opportunity to present information relevant to the propriety or impropriety of taking judicial
notice of that fact. Certainly the so-called “hearing” is not for the purpose of adducing evidence
on that fact. Similarly, even after the trial and before judgment or on appeal, the court may hear
the parties on the propriety of taking judicial notice of a certain matter if such matter is decisive
of a material issue in the case.35 This procedure will apprise the parties of the possibility that the
judge will or will not take judicial notice of a fact, or of his resolution either way; it will thus
eliminate the element of surprise and enable the parties to act accordingly.
C. JUDICIAL NOTICE OF PROCEEDINGS IN ANOTHER CASE
In the adjudication of a case pending before it, a court is not authorized to take judicial notice
of the contents of another case even if said case was heard by the same judge. The following are
exceptions to this general rule: (1) when in the absence of any objection, with the knowledge of
the opposing party, the contents of said other case are clearly referred to by title and number in a
pending action and adopted or read into the record of the latter; or (2) when the original record of
the other case or any part of it is actually withdrawn from the archives at the court’s discretion
upon the request, or with the consent, of the parties, and admitted as part of the record of the
pending case.36 Parenthetically, a court will take judicial notice of its own acts and records in the
same case.37
PEOPLE v. MENDOZA
G.R. No. 96397, 21 November 1991, 204 SCRA 288
On appeal to the Supreme Court, the accused, convicted by the Regional Trial
Court of robbery with homicide, contended that the trial court erred in taking
judicial notice of testimonies in other criminal cases despite their not having been
offered or admitted.
Issue: Whether the testimonies in another case may be taken judicial notice
of despite their not having been offered or admitted.
Ruling: It is noted that when a motion to adopt the said testimonies of
witnesses was made by the prosecution, the appellant and his counsel did not
object but instead gave their consent. Moreover, when the co-conspirator of the
accused was confronted with portions of his testimonies in the previous cases, he
33
Rule 129, Sec. 1, Rules of Court.
34
Rule 129, Sec. 2, Ibid.
35
Rule 129, Sec. 3, Ibid.
36
Tabuena vs. Court of Appeals, 196 SCRA 650; PP vs. Melencio Mendoza, 294 SCRA
288
37
Republic vs. Court of Appeals, 277 SCRA 633
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merely denied them or refused to explain. Said portions, thus, became part of his
testimony which were duly subjected to cross-examination by defense counsel.
When there is an objection, and the judge therefore cannot take judicial notice of a testimony
or deposition given in another case, the interested party must present the witness to testify anew.
However, if the witness is already dead or unable to testify (due to a grave cause almost
amounting to death, as when the witness is old and has lost the power of speech38), his testimony
or deposition given in a former case or proceeding, judicial or administrative, involving the same
parties and subject matter, may be given in evidence against the adverse party who had the
opportunity to cross-examine him.39
If the testimony or deposition given in another proceeding is that of a party in a case, the
other party may simply offer in evidence the record of that testimony or the deposition without
having to call the declarant-party to testify thereon. Certainly, a party will offer the opposing
party’s declaration as evidence only if it is prejudicial to the latter’s interest. Such declaration of a
party against his interest is an extra-judicial admission which may be given in evidence against
him.40
43
Jackson vs. Schine Lexington Corporation, 305 Ky. 823, 205 S.W. 2d 1013.
44
Rule 118, Sec. 4; Manolo Fule vs. Court of Appeals, 162 SCRA 446, June 22, 1988.
45
People vs. Cristina Hernandez, 260 SCRA 25, 30 July 1996.
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Without said evidence independent of the admission, the guilt of the accused
cannot be deemed established beyond reasonable doubt.
PEOPLE v. HERNANDEZ
G.R. No. 108028, 30 July 1996, 260 SCRA 25
Issue: Whether the stipulation of facts proposed during trial by the
prosecution, and admitted by defense counsel, is admissible.
Ruling: A stipulation of facts in criminal cases is now expressly sanctioned
by law. In further pursuit of the objective of expediting trial by dispensing with
the presentation of evidence on matters that the accused is willing to admit, a
stipulation of facts should not be allowed only during the pre-trial but also, and
with more reason, during trial proper itself.
A stipulation of facts entered into by the prosecution and defense counsel
during trial in open court is automatically reduced into writing and contained in
the official transcript of the proceedings had in court. The conformity of the
accused in the form of his signature affixed thereto is unnecessary in view of the
fact that: “xxx an attorney who is employed to manage a party’s conduct of a
lawsuit xxx has prima facie authority to make relevant admissions by pleadings,
by oral or written stipulation, xxx which, unless allowed to be withdrawn, are
conclusive.” In fact, “judicial admissions are frequently those of counsel or of the
attorney of record who is, for the purpose of the trial, the agent of his client.
When such admissions are made xxx for the purpose of dispensing with proof of
some fact, xxx they bind the client, whether made during, or even after trial.”
In view of the foregoing, the stipulation of facts proposed during trial by
prosecution and admitted by defense counsel is tantamount to a judicial
admission by the appellant of the facts stipulated on. Controlling, therefore, is
Section 4, Rule 129 of the Rules of Court (Judicial Admissions).
Admissions in a pleading which had been withdrawn or superseded by an amended pleading,
although filed in the same case, are reduced to the status of extrajudicial admissions and
therefore must be proved by the party who relies thereon46 by formally offering in evidence the
original pleading containing such extrajudicial admission.47 Consistently, the 1997 Rules of Civil
Procedure provides that “An amended pleading supersedes the pleading that it amends.
However, admissions in superseded pleadings may be received in evidence against the pleader . .
.”48.
46
Bastida vs. Menzi & Co., 58 Phil. 188.
47
Javellana vs. D.O. Plaza Enterprises, Inc., March 30, 1970; Torres vs. Court of
Appeals, 31 July 1984, 131 SCRA 24; Director of Lands vs. CA, 196 SCRA 94, April 22,
1991.
48
Rule 10, Sec. 8, Rules of Court.
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Issue: Whether the court may reduce the amount of interest and attorney’s
fees on the basis of the amounts alleged by the plaintiff in the original complaint.
Ruling: The court reduced the interest and attorney’s fees on the basis of
estoppel, the ground therefor being that the reduced amounts were those alleged,
hence admitted, by the plaintiff in his original complaint. This was error. The
original complaint was not formally offered in evidence. Having been amended,
the original complaint lost its character as a judicial admission, which would have
required no proof, and became merely an extrajudicial admission, the
admissibility of which, as evidence, requires its formal offer.
Since the record does not show that the complaint was admitted in evidence,
there is no proof of estoppel on the part of the plaintiff on his allegations in the
complaint.
Since generally a judicial admission does not require proof and cannot be contradicted, any
attempt made by a party to still prove it may be objected to as immaterial, i.e., not in issue
anymore; and any attempt to adduce evidence in contradiction of that admission may also be
objected to. In either case, the judge may himself block such attempts as improper departures
from the issues of the case. Unless, of course, it can be shown that the admission was made
through palpable mistake or that no such admission was made at all.49
BEST EVIDENCE RULE
The Best Evidence Rule is applicable only to documents. When the subject of inquiry is
the contents of a document, no evidence shall be admissible other than the original writing
itself.50 Not every writing is considered a document for purposes of the best evidence rule.
Documents as evidence consist of writings or any material containing letters, words, numbers,
figures, symbols or other modes of written expressions offered as proof of their contents.51
If a writing is offered not to prove its contents but to prove some other fact, e.g., that the
writing exists, or that it is done on sheepskin, or the size of the paper it is written on, it is, for
purposes of evidence, only object evidence. To determine the admissibility of object evidence, the
best evidence rule does not apply. Hence, the original writing need not be presented. The
existence or condition of that writing may be proved, at once, by any other evidence, like oral
testimony.52
PEOPLE v. TANDOY
G.R. No. 80505, 4 December 1990, 192 SCRA 28
Accused was convicted of a violation of the Dangerous Drugs Act. He
appealed to the Supreme Court, contending that the trial court erred, in violation
of the Best Evidence Rule, in admitting a xerox copy of the bill allegedly used as
buy-bust money.
Issue: Whether the xerox copy of the marked bill is admissible in evidence.
Ruling: The Best Evidence Rule applies only when the contents of the
document are the subject of inquiry. Where the issue is only as to whether or not
such document was actually expected, or exists, or in the circumstances relevant
to or surrounding its execution, the best evidence rule does not apply and
testimonial evidence is admissibile.
49
Rule 129, Sec. 4, Ibid.
50
Rule 130, Sec. 3, Ibid.
51
Rule 130, Sec. 2, Ibid.
52
People vs. Tandoy, 192 SCRA 28.
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Since the photocopy of the marked money was presented by the prosecution
solely for the purpose of establishing its existence and not its contents, other
substitutionary evidence, like a xerox copy, is therefore admissible without
accounting for the original.
Closely related to the best evidence rule is the rule that a document or writing which is merely
“collateral” to the issue involved in the case on trial need not be produced. This is the collateral
facts rule. Thus, where the purpose of presenting a document is not to prove its contents, but
merely to give coherence to, or to make intelligible, the testimony of a witness regarding a fact
contemporaneous to the writing, the original of the document need not be presented. In this case,
the contents of the document are not sought to be proven, but are simply incidental to the fact
being testified to. Thus, the best evidence rule cannot apply.53
DE VERA v. AGUILAR
53
Air France vs. Carrascoso, September 28, 1966.
54
Rule 130, Sec. 4, Rules of Court.
55
De Vera vs. Aguilar, 218 SCRA 602.
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Secondary evidence may also be resorted to, as though the document had been lost, when the
adverse party who has custody of the original refuses, despite reasonable notice, to produce the
document.56 In this case, such adverse party should not later be allowed to introduce the original
for the purpose of contradicting the secondary evidence presented.57
When the proper foundation for the reception of secondary evidence has been laid, the best
evidence rule insists on a preference in the type of secondary evidence that will be presented.
Thus, the Rule provides:
“When the original document has been lost or destroyed, or cannot be
produced in court, the offeror, upon proof of its execution or existence
and the cause of its unavailability without bad faith on his part, may
prove its contents by a copy, or by a recital of its contents in some
authentic document, or by the testimony of witnesses, in the order
stated.”
Hence, before a party may offer the testimony of witnesses to prove the contents of a lost
original, he must first show or prove that no copy of the document exists and, in addition, that
there exists no authentic document reciting the contents of the unavailable original. This second
layer of foundations may of course be established by oral testimony, but it must be established.
56
Rule 130, Sec. 6, Rules of Court.
57
Wigmore on Evidence, § 1210.
58
Cruz v. Court of Appeals, December 10, 1999.
59
Lechugas v. Court of Appeals, August 6, 1986.
60
Rule 130, Sec. 33, Rules of Court.
61
Rule 129, Sec. 4, Ibid.
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the circumstances and authorship of the crime and begins to focus on the individual as a
suspect.62 Under R.A. 7438,63 custodial investigation shall include the practice of issuing an
“invitation” to a person who is investigated in connection with an offense he is suspected to have
committed.
When under custodial investigation, a person shall have the constitutional right to be
informed of his right to remain silent and to have competent and independent counsel preferably
of his own choice. If the person cannot afford the services of a counsel he must be provided with
one. These rights cannot be waived except in writing and in the presence of counsel.64 It must be
noted that neither a lawyer NBI agent nor the City Legal Officer can be considered an
independent counsel for this purpose.
If the person under custodial investigation has not been informed of any of the above-
mentioned rights, any confession or declaration given by him during said investigation shall be
inadmissible.65 To be valid, the information to be given to the accused regarding his rights must
be more than a perfunctory recitation of such rights; it must be made in practical terms, in a
language or dialect he understands and in a manner he comprehends, the degree of explanation
varying according to the person’s level of education and intelligence.66 The presumption of
regularity in the performance of official duty does not apply to in-custody confessions. The
prosecution must prove compliance with the aforementioned constitutional requirements.67
PEOPLE v. JIMENEZ
G.R. No. L-40677, 31 May 1976, 71 SCRA 186
Ruling: Prior to the police interrogation of the appellant, he was not warned
that he had the right to remain silent, that any statement he might make could be
used as evidence against him, and that he had the right to an attorney, either
appointed or retained. Without the aforesaid warnings, the purported
extrajudicial confession of the appellant, which was obtained during custodial
investigation by the police, is inadmissible in evidence.
PEOPLE v. CAMALOG
G.R. No. 77116, 31 January 1989, 169 SCRA 816
Ruling: Appellants were not informed of their constitutional rights and, even
assuming that they were so informed, there is no indication that they understood
those rights. “xxx the right of a person under interrogation ‘to be informed’
implies a correlative obligation on the part of the police investigator to explain,
and contemplates an effective communication that results in understanding what
is conveyed. Short of this, there is denial of the right, as it cannot truly be said
that the person has been ‘informed’ of his rights. Now, since the right ‘to be
informed’ implies comprehension, the degree of explanation required will
necessarily vary, depending upon the education, intelligence, and other relevant
personal circumstances of the person under investigation. Suffice it to say that a
simpler and more lucid explanation is needed where the subject in unlettered.”
(Reyes v. Quizon, 142 SCRA 362)
62
Miranda v. Arizona, 384 U.S. 436; Escobedo v. Illinois, 378 U.S. 478.
63
An Act Defining Certain Rights Of Persons Arrested, Detained, Or Under Custodial
Investigation As Well As The Duties Of The Arresting, Detaining, And Investigating
Officers And Providing Penalties For Violations Thereof.
64
Art. III, Sec. 12, Constitution.
65
People v. Jimenez, 71 SCRA 186.
66
People v. Camalog, 169 SCRA 816.
67
People v. Trinidad, 162 SCRA 714.
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PEOPLE v. TRINIDAD
G.R. No. L-38930, 28 June 1988, 162 SCRA 714
Ruling: The rule is that when an accused testifies that he signed his
confession because he was maltreated, the prosecution must present evidence to
rebut his claim, otherwise, the confession will be considered illegally procured.
The presumption of regularity of performance of official duty does not apply to
in-custody confessions. The prosecution must prove compliance with the
constitutional requirements.
No custodial investigation shall be conducted unless it be in the presence of counsel engaged
by the person arrested, or by any person in his behalf, or appointed by the court upon petition
either by the detainee himself or by anyone in his behalf. The right to counsel may be waived but
the waiver shall not be valid unless made with the assistance of counsel. Any statement obtained
in violation of this procedure, whether inculpatory or exculpatory, in whole or in part, shall be
inadmissible in evidence.68
In People v. Policarpio,69 the accused who was arrested in a buy-bust operation refused to
give a statement after having been informed of his Constitutional rights; but he was made to
acknowledge in writing that six plastic bags of marijuana leaves were confiscated from him, and
he was also made to sign a receipt for P20.00 as the purchase price of the marijuana. The
Supreme Court ruled that said receipts were in effect extra-judicial confessions given during
custodial investigation and were therefore inadmissible for having been given without the
assistance of counsel.
An extra-judicial confession made by an accused shall not be sufficient for conviction unless
corroborated by evidence of corpus delicti (Rule 133, Sec. 3). Thus, in People v. Barlis,70 the
accused who validly gave a statement during custodial investigation confessing to the commission
of homicide and robbery was convicted of homicide only and acquitted of the robbery charge in
the absence of evidence establishing the corpus delicti of robbery.
The rights guaranteed a person under Art. III, Sec. 12 of the Constitution are not available
when he is not under custodial investigation. Thus, a statement or confession voluntarily given by
an employee during an administrative investigation that he had malversed his employer’s funds is
admissible although without a prior information of said rights and without the assistance of
counsel.71
PEOPLE v. AYSON
G.R. No. 85215, 7 July 1989, 175 SCRA 216
Private respondent was charged with having unlawfully kept for himself the
proceeds of the sale of plane tickets. Management informed him of the
investigation to be conducted. Prior to the investigation, private respondent
informed management in writing of his willingness to settle the irregularities. At
the investigation, private respondent’s answers in response to questions were
taken down in writing. An information for estafa was filed. During trial, the
written offer of evidence included statement of the accused and his handwritten
admission. Accused objected. Hence, this petition.
Issue: Whether the statement and admission of the accused were properly
excluded as evidence.
68
People v. Galit, 135 SCRA 465; Morales v. Ponce-Enrile, 121 SCRA 538.
69
158 SCRA 85.
70
231 SCRA 426.
71
People v. Ayson, 175 SCRA 216.
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Ruling: Accused was not, in any sense, under custodial investigation prior to
and during the administrative inquiry. Thus, a statement or confession
voluntarily given by an employee during an administrative investigation, that he
had malversed his employer’s funds is admissible although without a prior
information of his rights under Article III, Section 12 of the Constitution and
without assistance of counsel.
Similarly competent is the admission of adulterous conduct made by a woman to her husband
when the latter confronted her with incriminatory evidence in their residence.72
EXAMINATION OF WITNESSES
A. Generally, the testimony of a witness is elicited through questions propounded by the
examining counsel in open court. Unless the witness is incapacitated to speak, or the question
calls for a different mode of answer, the answers of the witness shall be given orally.73 The main
purpose of requiring a witness to appear and testify orally in open court is to secure to the adverse
party the opportunity to cross-examine the witness. Another reason for such rule is to enable the
judge to observe the countenance and demeanor of the witness while testifying, an important
factor in determining the credibility of the witness. Therefore, it would be impermissible and
would be a grave abuse of discretion on the part of the trial judge to accept the affidavit of a
witness in lieu of the latter’s direct testimony subject to cross-examination.74
PEOPLE v. ESTENZO
G.R. No. L-41166, 25 August 1976, 72 SCRA 428
After the accused had testified in the criminal case, his counsel manifested
that the subsequent witnesses would no longer be called to testify. Their
affidavits, subject to cross-examination, would instead be filed in lieu of oral
testimony. Despite the prosecution’s objection, the respondent judge agreed to
the defense counsel’s idea and issued an Order to this effect.
72
Arroyo v. Court of Appeals, 203 SCRA 750.
73
Rule 132, Sec. 1.
74
People v. Estenzo, 72 SCRA 428.
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also within the discretion of the court to prohibit a witness from volunteering
unsought information in connection with the case.”80
C. Now, for some jurisprudential rules regarding uncompleted testimonies:
1. When a witness had testified on direct examination but was not cross-examined
because he dies after numerous postponements of his cross-examination attributable
to the cross-examining party whereas the witness had all the time been available for
cross-examination, his direct testimony shall be allowed to remain in the record and
cannot be ordered stricken off. The cross-examiner is deemed to have waived his
right to cross-examine.81
2. On the contrary, when cross-examination is not and cannot be done or completed due
to causes attributable to the party offering the witness, the uncompleted testimony is
thereby rendered incompetent.82
3. The direct testimony of a witness who dies before conclusion of the cross-
examination can be stricken only insofar as not covered by the cross-examination,
and absence of a witness is not enough to warrant striking his testimony for failure to
appear for further cross-examination where the witness has already been sufficiently
cross-examined, and the matter on which further cross-examination is sought is not
in controversy.83
D. A judge may intervene in the trial of a case to promote expedition and avoid unnecessary
waste of time or to clear up some ambiguity. A judge is not a mere referee like that of a boxing
bout. He should have as much interest as counsel in the orderly and expeditious presentation of
evidence, calling the attention of counsel to points at issue that are overlooked, directing them to
ask questions that would elicit the facts on the issues involved, clarifying ambiguous remarks.
The number of time a judge intervenes in the examination of a witness is not necessarily an
indication of bias. It cannot be taken against a judge if his clarifying questions happen to reveal
certain truths which tend to spoil the theory of one party.84
E. The court may stop the introduction of further testimony upon any particular point when the
evidence upon it is already so full that more witnesses to the same point cannot be reasonably
expected to be additionally persuasive. But this power should be exercised with caution.85
80
People v. Calixtro, et. al., 193 SCRA 303.
81
Dela Paz, Jr., v. Intermediate Appellate Court, 154 SCRA 65.
82
Ortigas, Jr., v. Lufthansa German Airlines, 64 SCRA 610.
83
People v. Hon. Alberto V. Señeris, 99 SCRA 92.
84
People v. Glenn Hatton, 210 SCRA 1.
85
Rule 133, Sec. 6, Rules of Court.
86
Rule 132, Sec. 19, Ibid.
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required by law to be entered therein, e.g., certified true copies of birth certificates or of death
certificates issued by the local civil registrar.87
All other writings are private and thus ought to be authenticated. Their due execution and
genuineness must be proved either (1) by anyone who saw the document executed or written; or
(2) by evidence of the genuineness of the signature or handwriting of the maker. 88 Note that the
opinion of an ordinary witness regarding the handwriting of a person is admissible under Rule
130, Sec. 50, as an exception to the opinion rule provided the witness is shown to have sufficient
familiarity with the handwriting.
The last paragraph of Rule 132, Sec. 20 states that “Any other private document need only be
identified as that which it is claimed to be.” This provision should be taken in relation to the first
paragraph which reads: “Before any private document offered as authentic is received in
evidence, its due execution and genuineness must be proved . . . “ If it is offered as a genuine
writing, it must be proved to be genuine. If it is offered as a forgery, it must be proved to be a
forgery. If a private writing is offered not as an authentic document, it need only be identified as
that which the offeror claims it to be. Thus, if an anonymous letter a party has received is relevant
to the issues in a case, he need not authenticate it since he cannot possibly do that anyway. He
only has to identify it as the anonymous letter he had received. The authenticity of the document
is immaterial for he is not offering it as authentic. An ancient document, although private in
nature, needs no authentication either; provided it appears to be more than thirty years old, is
produced from a custody in which it would naturally be found if genuine, and is unblemished by
any alteration or circumstances of suspicion.89 Of course, also, if the authenticity of a private
document is judicially admitted by the other, a party need not authenticate it.
Not all public documents have the same probative value. Documents consisting of entries in
public records made in the performance of a duty by a public officer are prima facie evidence of
the facts therein stated.90 Hence, the entries made by the clerk of court in the book of entries of
judgments are prima facie evidence of the entered facts; the clerk of court need not be called to
attest to the truth thereof. Such evidence of course are only prima facie, i.e., good until rebutted
by reliable contradictory evidence.
But “all other public documents are evidence, even against a third person, of the fact which
gave rise to their execution and of the date of the latter.”91 Thus, a certified true copy of a death
certificate issued by the local civil registrar – although a public document – is proof only of the
fact which gave rise to its execution, i.e., the fact of death and the date of that fact. The death
certificate is not evidence of the cause of death, which ought to be proved by competent evidence.
error if the evidence involved is included in the record of the case. And since the offer of proof is
for appellate purposes, the same cannot be denied by the trial court.