Review of Huff
Review of Huff
Review of Huff
REVIEW ARTICLE by George Saliba, Professor of Arabic and Islamic Science, Department of Middle East and
Asian Languages and Cultures, Columbia University.
Toby E. Huff. THE RISE OF EARLY MODERN SCIENCE: ISLAM, CHINA AND THE WEST. Cambridge: Cambridge
University Press, 1993. Pb. ed., 1995. xiv, 409 pp. Hb. ISBN 0 521 43496 3. Pb. £14.95 (US$19.95), ISBN 0
521 49833 3.
“It is not altogether easy to break the habit of thinking of history as blindly groping toward a goal that the
West alone was clever enough to reach. . . .”
A. C. Graham1
THE QUESTION OF THE ORIGINS OF modern science has been debated for years and
will continue to be debated as long as the history of science is still written as the
history of various scientific traditions modified by cultural labels such as
Babylonian, Egyptian, Greek, Chinese, Indian and Arabic/ Islamic. And I am sure
it is obvious to all that such terminology simply masks a clear ideological, political
and, at times, even hegemonic language. For all pre-modern scientific traditions,
the classificatory principle of a particular tradition seems to be linguistic in
nature, contrary to what is usually done in the case of modern science itself. Yet,
while it is easy to understand why a scientific book written in the pre-modern
period, whether in Babylonian, Egyptian, Greek, Chinese, Sanskrit, Arabic,
Persian or Turkish, may be readily classified as belonging to a particular culture
and tradition, it is not quite clear in which language a modern scientific text must
be written to allow its affiliation with modern science.
The least that can be said about this methodology is that it does not
yield the kind of history of science that allows a specific science to be spoken of
and studied as just another facet of the culture that produced it to meet its own
needs. Instead, the works of one cultural science are always evaluated in terms
of the criteria of modern science. As a result, the history of science is studied for
the sake of discovering the cumulative connecting links that led to the creation of
modern science and not as an attempt to understand one more feature of the
originating culture in order to comprehend it in its totality.
When we learn, for example, that the most innovative mathematical
and astronomical ideas that were employed during the European Renaissance
were themselves borrowed from Islamic/Arabic or Chinese civilizations through
many circuitous routes that are now being investigated, then one is forced to ask
about the very roots of modern science and whether they should be placed within
the parameters of Western culture or the other cultures where those innovative
ideas originated.
This kind of predicament was easier to overcome in the last century,
when many of the findings of the Islamic/Arabic or Chinese sciences were not
really known in the West. During that time of ignorance, people could speak
freely of the so-called modern science and its roots in the genius of Greek
civilization―sometimes referred to as the Greek miracle―and thus conceive of
that science as a purely Western enterprise, thereby making a direct connection
between classical Greek civilization and the modernity of Europe and bypassing
the intervening Roman, Islamic and medieval civilizations with impunity. But now,
at the end of the twentieth century, we know that the most dynamic
revolutionary ideas in astronomy, for example, were developed in the
Islamic/Arabic domain―and were developed explicitly to rebut the authority of
the Greek astronomical tradition―and yet, they were the very same ideas that
made the astronomy of the European Renaissance possible, in the mathematical
technical sense, after having been incorporated into that astronomy. This view is
quite eloquently expressed by the sinologist A. C. Graham, in the same article
quoted at the beginning of this essay, where he says: “Indeed if we wish to find
the best historical perspective for looking forward toward the Scientific
Revolution, there is much to be said for choosing a viewpoint not in Greece but in
the Islamic culture that from A.D. 750 reached from Spain to Turkestan.”4
With Graham’s words in mind, one can quite legitimately ask about the
roots of modern science, and whether those roots should continue to be placed in
the context of Western culture, with its far-reaching, a historical extension into
classical antiquity. More particularly, one should also ask whether it makes much
sense to speak of science, whether modern or not, in such cultural, linguistic, or
national terms, when the very processes of science themselves respect no such
boundaries and pay no heed to such sentiments. Moreover, since the terms
defining the essential characteristics of both ‘modern science’ and the ‘West’ are
so vaguely defined, is it not quite legitimate to examine as well the same
question that was asked by Graham when he said: “The question may also be
raised whether Ptolemy or even Copernicus and Kepler were in principle any
nearer to modern science than the Chinese and the Maya, or indeed than the first
astronomer, whoever he may have been, who allowed observations to outweigh
numerological considerations of symmetry in his calculations of the month and
the year.”5 Indeed, the empirical emphasis placed by that very first astronomer
on the value of his observations set the inescapable course to modern science. So
where would the origins of modern science then lie?
In the following, I will give only a few examples of the kind of
statements from which such general books ultimately suffer. When Huff says, for
instance, that “science is especially the natural enemy of authoritarian regimes,”
(Huff, 1) he must be either ignoring the tremendous achievements by the Nazi or
the Soviet regimes in the most technically sophisticated sciences, or suggesting
that the authoritarianism of these regimes fades in comparison to what one would
have to presume he sees in Islamic and Chinese cultures. The reviewer, who
knows Huff personally, is aware that he does not mean the latter, but such
statements are inherent in an enterprise which seeks to explain scientific
achievements as functions of “neutral space” and “free inquiry.” From that
prejudgement, he goes on to illustrate with a diagram (Huff, 4) how “Law and
Legal Thought” and the “Theology and Philosophy of Nature,” when channelled
through “Reason, Rationalism [and] Rationality,” whatever those terms may
mean in this context, lead to “Institutional Structures,” on the one hand―and
through those institutions to “Modern Science”―or directly to “Modern Science,”
on the other. From that perspective, Arabic science indeed becomes a “problem,”
and is perceived as such in the subtitle of chapter 2, since it is difficult to
document the same “neutral space,” “free inquiry,” “legal thought,” “theology and
philosophy of nature,” “reason, rationalism and rationality” and “institutional
structures” in Islamic civilization that would presumably give rise to modern
science. It is interesting that neither here, where it would be most relevant, nor
in any other place in the book, does Huff speak of the economic factors that may
be directly connected to the rise of modern science in the West, from the
“discovery” of the New World, to the Age of Discovery and all of its implications
and, finally, to “colonization” and the ongoing imperialism of Western culture
under the newly-emerging concept of “globalization.” In order to be fair,
however, Huff is conscious (Huff, 5-6) of the connection made by Weber between
modern science and capitalism―a connection also accepted by Needham―but
avoids delving into it for, in his own words, it “would entail another volume
altogether.” That indeed will be a very interesting volume if it is ever written.
On another level, a word should be said about the causes for the
decline of Arabic science. Huff places the beginning of that decline at around the
thirteenth century, or by the beginning of the fourteenth at the latest. He says
quite explicitly that he “would draw the line in terms of significant cultural and
scientific growth at the end of the thirteenth century” (Huff, 47, n.1). He then
goes on to argue, as do many, that the decline was caused by the dominant role
played by religious thought in later centuries, thus making religious thought
responsible for stifling scientific thought. This widely-accepted argument goes
back to the nineteenth century, when Ghazali (d. 1111) was blamed for the
decline of Arabic/Islamic science and his book, The Incoherence of the
Philosophers, came to be taken as the harbinger of that decline. Needless to say,
this argument rested on the usual antagonistic opposition between religion and
science which was already operative in the study of the history of Western
science. One of its later manifestations was articulated by Armand Abel in the
1950s and is unfortunately quoted here, with credence, by Huff (Huff, 53).
Consequently, the argument of opposition between religion and science was
simply applied to Islamic civilization without any consideration being given to the
cultural differences between Islamic and Western civilizations.
At the same time, however, he diverges from the argument of conflict
between religion and science because of his acquaintance with some new facts.
He had already learned from another area of recent research, namely, the area of
Arabic astronomy and, especially, from ongoing investigations regarding its vital
relationship to Copernican astronomy, that the most interesting and revolutionary
planetary theories produced by Islamic civilization were not only produced in
opposition to Greek astronomical theory, but also well after the time of Ghazali,
when Islamic religious thought was supposed to have reigned supreme. He also
knows of the relationship between the Damascene astronomer Ibn al-Shatir (d.
1375) and his counterpart, Copernicus, who came much later. He obviously
knows, as well, of Ibn al-Shatir’s reformed model for the movement of the moon,
which was, together with many other theories which he proposed, contrary to
Greek theory, but identical to the corresponding theories of Copernicus. It is only
in the last forty years that historians have discovered these facts and Huff is to be
congratulated for his awareness of them and for now making them accessible to a
much wider audience, which this book will surely attract.
Unfortunately, however, Huff did not keep up with the latest research
and the last few years have seen revolutionary findings push forward the date for
the beginning of a decline in Arabic science well into the sixteenth century.
Moreover, it is becoming more and more apparent that the scientists who were
responsible for the production of this radical astronomy were mostly religious
men at the same time. Ibn al-Shatir was a timekeeper at the Umayyad mosque in
Damascus. Other contemporary and subsequent astronomers like Sadr al-Shari`a
al-Bukhari (d. 1347), al-Sharif al-Jurjani (d. 1413), al-Khafri (d. 1550) and
several others were religious scholars in their own right. Even the most
elementary study of the works of these men permits one to begin characterizing
their age as a golden age of astronomy, rather than an age of decline as many,
including Huff, have argued.
This does not mean that there was no age of decline, but it can be
documented that it primarily occurred in legal and religious thought, rather than
in astronomical thought, during the period in question, a result almost exactly
opposite to what the Eurocentric model would predict. Accordingly, works
exploring the relationship between science and religion, and between Arabic
science and Western science, as well as assumptions made concerning the extent
of free thinking under religious Islam, have to be rewritten in light of these new
findings, and everything said by Huff on these subjects has to be reassessed.
On the technical level, much could be said about Huff’s understanding
of the role of Arabic astronomy and of Arabic planetary theories in particular. In
one place (Huff, 55), he seems to imply that these theories were developed in
order to account for “discrepancies between theory and observation,” when it
has, in fact, already been established that planetary predictions according to the
Ptolemaic models, as well as according to models developed in opposition to
them, could yield the positions of the planets with reasonable accuracy,
considering the instruments of the time. The same myth is often repeated about
Copernican astronomy―that it fitted better with observations, or that it was
simpler than Ptolemaic astronomy―myths dismissed more than fifty years ago by
Neugebauer and others.7
The main purpose of all of the theorists whose work is now being
pursued in Arabic astronomy―and whose work had a direct bearing on the
theories of Copernicus―was to try to harmonize the cosmological requirements of
Ptolemaic astronomy with the mathematical models that were supposed to
represent the workings of that cosmology. In very few cases were objections to
Greek astronomy made on the basis of its failure to account for observed facts.
The only instance we know of, so far, is the solitary remark made by Ibn al-Shatir
on the contradiction between predictions for the size of the apparent solar disk,
as derived from the Ptolemaic model for the sun, and its actual measurements.8
Other discrepancies between observed facts and the predictive elements of
Ptolemaic astronomy had already been noted as early as the first half of the ninth
century and not in later centuries when the planetary theories were being
developed.
Huff repeats the same claim elsewhere (Huff, 44), agreeing with
Benjamin Nelson that the early modern revolution in science was conducted by
men who were “committed spokesmen of the new truths clearly proclaimed by
the Book of Nature. . . .” Here, one must ask which chapters of the Book of
Nature could proclaim heliocentrism before coining a universal gravitation
concept? If anything, that book spoke to the contrary.
Without any further elucidation, Huff makes a very similar assertion
regarding heliocentrism (Huff, 57-58), when he asserts that it was the “great
metaphysical core of the modern European scientific revolution of the sixteenth
and seventeenth centuries” without telling the reader about the real history of
heliocentrism and the benefit which Copernicus accrued from it―only in hindsight
and for reasons that have nothing to do with the kind of ‘realist’ he is proclaimed
to be. According to those familiar with his mathematical astronomy, it may be
claimed that Copernicus was a throw-back to the time of the ancient Greeks,
when the coherence of mathematics and the cosmology that mathematics was
supposed to represent did not receive much consideration―as opposed to the
persistent and long-standing attempts by astronomers working in the context of
Islamic civilization, all of whom insisted on the need to match mathematics with
the ‘real’ world surrounding them, as expressed within the cosmology of the time.
For Copernicus to be a realist he would have had to abandon the ancient Greek
geocentric cosmology and offer a new cosmology of his own that would make of
heliocentrism more than just elegant mathematics. Without a theory of universal
gravitation, this new cosmology could not be developed, as it indeed was about a
century after Copernicus―and not by Copernicus.
Several other claims made by Huff, such as those concerning the
failure of Arabic science to break away from geocentrism (Huff, 87) on account of
opposition from religious scholars (Huff, 60 and passim), or the need to cling to
lunar cycles, are obviously ill-informed and need not be taken seriously. Similarly,
his claim that the “naturalization” of the Greek sciences is what led to their
decline under Islam (Huff, 65) is highly questionable and not well supported,
neither by Huff, nor by Sabra, from whom he borrowed the concept.
Furthermore, Huff’s claim that “Copernicus borrowed heavily from the
Almagest of Ptolemy,” a borrowing supposedly “made easier by the advent of the
printing press” (Huff, 322), is really a non sequitur. Almost all of the astronomers
who worked under Islam not only borrowed heavily from the Almagest, but
corrected it, objected to it, reformulated it and wrote commentaries on it, without
the benefit of the printing press.
Racist remarks such as “even allowing for Arab exaggeration . . . ”
(Huff, 74) should no longer have a place in modern-day books, especially those
that have a great potential for becoming textbooks for the instruction of young
students. Nor should contradictory statements attributing the rise of modern
science to factors such as “free thinking” and “neutral space”―if understood to
mean fewer constraints on the individual scientist―be used to explain why
modern science developed in the West, where such concepts existed, but did not
develop under Islam, when Huff himself describes how the relationship between
the student scientist and his teacher was free of all constraints in Islamic
civilization and depended solely upon their willingness to indulge in whatever
scientific activity they wished. In the present day, research institutes for
advanced study and apprenticeships in laboratories under individual scientists are
considered the main sources of creative science. So why are similar relationships
in medieval Islamic civilization considered contrary to the spirit of modern
science?
Finally, Huff erroneously follows David King (Huff, 89), who wrote the
biographical entry on Ibn al-Shatir for the Dictionary of Scientific Biography,
where he says: “There is no indication in the known sources that any Muslim
astronomers after Ibn al-Shatir concerned themselves with non-Ptolemaic
astronomy.”9 On the basis of King’s statement, Huff concludes that “an
achievement as great as that of Ibn al-Shatir simply fell on deaf ears because it
was not part of an ongoing educational system.” Neither statement is true and
the published facts now demonstrate the presence of not only those scholars
mentioned above, but also Qushji (d. 1474),10 Birjandi (d. 1525) and Khafri (d.
1550)11, all of whom produced equally ‘great’ works along the lines of those by
Ibn al-Shatir. In the case of Khafri, he easily surpassed Ibn al-Shatir in
sophistication and output. More to the point, and contrary to Huff’s contention,
those astronomers who commented on each other’s works and, at times, even
incorporated them into their own studies (as Khafri did when he twice included
works by Jurjani and Shirazi) represented a continuity of the creative
astronomical tradition well into the sixteenth century as far as we can now tell.
Later sources have not yet been scrutinized for such theories simply because
scholars in the field are still in thrall to the old periodization scheme which Huff,
unfortunately, largely follows in his book. According to that scheme, the decline
of Islamic science dates back to the beginning of the fourteenth century, thus
allowing no room for later developments that we now know took place.
But, to his credit, Huff also notes that modern discussions on the
history of science tend to bypass the role of other, non-Western sciences,
especially Arabic science (Huff, 61-62), and his book may generally be considered
a desirable corrective to that omission. This is important because it has become
increasingly apparent that a true understanding of Western science is impossible
to achieve without a proper understanding of the role of Arabic science, the
tradition with which Western science has had the longest and most seminal
engagement.
Notes
1 A. C. Graham, “China, Europe, and the Origins of Modern Science: Needham’s The Grand Titration,” in
Chinese Science: Explorations of an Ancient Tradition, ed. Shigeru Nakayama and Nathan Sivin (Cambridge, MA: MIT
Press, 1973), 67.
2 Joseph Needham, Grand Titration (London: Allen and Unwin, 1969).
3 Joseph Needham, Science and Civilization in China, 7 vols., (Cambridge: Cambridge University Press,
1954-).
4 Graham, “China, Europe, and the Origins of Modern Science,” 48.
5 Ibid., 61.
6 There is no need to list the significant number of books that adopt this approach. It suffices to look at
any of the modern textbooks on astronomy paying lip service to the history of the discipline to be convinced. See, for
example, Sune Engelbrektson, Astronomy Through Space and Time (Dubuque, IA: WCB Publishers, 1994).
7 The most elegant and brief statement of Neugebauer’s assessment of Copernican planetary theory and
the myths surrounding it can be found in Otto Neugebauer, “On the Planetary Theory of Copernicus,” Vistas in Astronomy 10
(1968) : 89-103; reprinted in Otto Neugebauer, Astronomy and History: Selected Essays (New York: Springer Verlag, 1983),
491-505.
8 See George Saliba, “Theory and Observation in Islamic Astronomy: The Work of Ibn al-Shatir of
Damascus (d.1375),” Journal for the History of Astronomy 18 (1987) : 35-43.
9 David King, “Ibn al-Shatir,” in Dictionary of Scientific Biography, vol. 12 (New York: Scribner’s Sons,
1979), pp. 357-363, especially p. 362.
10 See George Saliba, “Al-Qushji’s Reform of the Ptolemaic Model for Mercury,” Arabic Sciences and
Philosophy 3 (1993) : 161-203.
11 See George Saliba, “A Sixteenth-Century Arabic Critique of Ptolemaic Astronomy: The Work of Shams
al-Din al-Khafri,” Journal for the History of Astronomy 25 (1994) : 15-38; George Saliba, “A Redeployment of Mathematics in
a Sixteenth-Century Arabic Critique of Ptolemaic Astronomy,” in Perspectives arabes et médiévales sur la tradition
scientifique et philosophique grecque: Actes du colloque de la S.I.H.S.P.A.I. (Société internationale d’histoire des sciences et
de la philosophie arabe et islamique). Paris, 31 mars-3 avril 1993, eds. A. Hasnawi, A. Elamrani-Jamal, and M. Aouad
(Leuven/Paris: Peeters, 1997) : 105-12