Caffeine and Sport Performance: Applied Physiology Nutrition and Metabolism January 2009
Caffeine and Sport Performance: Applied Physiology Nutrition and Metabolism January 2009
Caffeine and Sport Performance: Applied Physiology Nutrition and Metabolism January 2009
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Abstract: Athletes are among the groups of people who are interested in the effects of caffeine on endurance and exercise
capacity. Although many studies have investigated the effect of caffeine ingestion on exercise, not all are suited to draw
conclusions regarding caffeine and sports performance. Characteristics of studies that can better explore the issues of ath-
letes include the use of well-trained subjects, conditions that reflect actual practices in sport, and exercise protocols that
simulate real-life events. There is a scarcity of field-based studies and investigations involving elite performers. Research-
ers are encouraged to use statistical analyses that consider the magnitude of changes, and to establish whether these are
meaningful to the outcome of sport. The available literature that follows such guidelines suggests that performance benefits
can be seen with moderate amounts (~3 mgkg–1 body mass) of caffeine. Furthermore, these benefits are likely to occur
across a range of sports, including endurance events, stop-and-go events (e.g., team and racquet sports), and sports involv-
ing sustained high-intensity activity lasting from 1–60 min (e.g., swimming, rowing, and middle and distance running
races). The direct effects on single events involving strength and power, such as lifts, throws, and sprints, are unclear. Fur-
ther studies are needed to better elucidate the range of protocols (timing and amount of doses) that produce benefits and
the range of sports to which these may apply. Individual responses, the politics of sport, and the effects of caffeine on
other goals, such as sleep, hydration, and refuelling, also need to be considered.
Key words: ergogenic aid, sports performance, doping.
Résumé : Les athlètes font partie des gens concernés par les effets de la caféine sur l’endurance et la capacité physique.
Même si de nombreuses études ont porté sur les effets de la consommation de la caféine sur l’exercice physique, elles ne
permettent pas toutes de tirer des conclusions au sujet des effets de la caféine sur la performance sportive. Pour analyser
de tels effets, il faut des études incluant des sujets bien entraı̂nés, des conditions reflétant les pratiques sportives en cours
et des protocoles expérimentaux simulant des conditions réelles. Il y a très peu d’études réalisées sur le terrain qui incluent
des athlètes d’élite. On invite les chercheurs à utiliser des outils statistiques mesurant l’importance des variations notam-
ment sur le plan de la pertinence dans la pratique sportive. Les études scientifiques qui prennent en compte ces directives
rapportent qu’une quantité modérée de café (~3 mgkg–1 de masse corporelle) suscite des gains sur le plan de la perfor-
mance. De plus, ces gains devraient se manifester dans un large spectre d’activités sportives dont les activités d’endurance,
les activités constituées d’arrêts et de départs tels les sports d’équipe et de raquette et les activités demandant une forte in-
tensité soutenue de 1 min à 60 min comme la natation, l’aviron, la course de demi-fond et de fond. Les effets directs de la
consommation de caféine dans les activités de force et de puissance tels les levers, les lancers et les sprints ne sont pas
bien établis. Il faut faire d’autres études pour bien déterminer les variétés de protocoles admissibles (moment de l’année,
quantité consommée) qui suscitent des gains et qui identifient les sports pouvant en bénéficier. Il faut aussi faire d’autres
études sur les réponses individuelles, les politiques du sport et sur les effets de la caféine sur d’autres facteurs tels le som-
meil, l’hydratation et la recharge d’énergie.
Mots-clés : facteur ergogène, performance sportive, dopage.
[Traduit par la Rédaction]
Appl. Physiol. Nutr. Metab. 33: 1319–1334 (2008) doi:10.1139/H08-130 # 2008 NRC Canada
1320 Appl. Physiol. Nutr. Metab. Vol. 33, 2008
number of studies of caffeine supplementation and exercise pressed in this paper only apply to adult athletes who
or physical activity. Table 2 provides a summary of our cur- already consume caffeine within their normal dietary practi-
rent knowledge about the effects of caffeine on exercise ca- ces. This author believes it is inappropriate and unnecessary
pacity or performance from this robust literature. It is for children and young adults to consume caffeine as an er-
beyond the scope of this paper to examine the mechanisms gogenic aid, and notes that younger populations have the po-
by which caffeine exerts its ergogenic effects related to ex- tential for greater performance enhancement through
ercise on the body; readers are referred to several extensive maturation and experience in their sport. Caffeine use in all
reviews for this information (Graham 2001a, 2001b, 2008; populations should be seen against the background of its ef-
Jones 2008; Keisler and Armsey 2006; Tarnopolsky 2008). fects on human health, where it has been suggested that, in
Instead, the aim of this paper is to discuss the available in- healthy adult populations, moderate daily caffeine intakes of
formation on caffeine and exercise from the perspective of up to 400 mgd–1 or ~6 mgkg–1 are not associated with ad-
sports performance. It should be noted that the views ex- verse effects, whereas children aged 12 or under should
# 2008 NRC Canada
Burke 1321
Table 2. A summary of our current understanding of the effect of caffeine supplementation on exercise capacity or performance.
limit their caffeine intake to <2.5 mgkg–1d–1 because of only apply to the population and the situation that was in-
their increased risk of behavioural side effects (Nawrot et vestigated. Therefore, Table 3 provides a list of the charac-
al. 2003). teristics that should be included in studies specifically
designed to investigate the effect of caffeine on sports per-
Special issues related to study design for formance. It is likely that there is a spectrum of athletes
who are interested in the outcomes of such research. The re-
examining caffeine and sports performance wards for achieving success in elite-level sports are highly
Research design reflects a number of scientific and practi- visible and offer a clear incentive to search for strategies
cal concerns, including the primary question (hypothesis) of that can enhance performance by even a small margin.
interest, level of funding, the availability and limitations of Theoretically, the potential for detecting small but worth-
equipment and subjects, interest in examining the mecha- while changes in performance should be greater among elite
nisms underpinning outcomes, approval from ethics panels, athletes. After all, elite athletes are usually highly reliable at
and the requirements or expectations of participants in the performing the tasks for which they have trained; a small
peer-review process. Given the range of potential uses for coefficient of variation in performance increases the preci-
any beneficial effects of caffeine on physical and occupa- sion of the separation of the true effects of an intervention
tional activities, and the diverse interests of scientists who (the signal) from everyday differences in performance (the
have undertaken studies of caffeine and exercise, we might noise).
expect that a variety of research protocols have been under- Ironically, few studies on caffeine and elite athletes are
taken. While many studies may have been able to address available. This is understandable because, by definition,
issues related to caffeine and exercise per se, not all were they are few and special. It is usually difficult to achieve a
well suited to address special issues of sports performance. large sample size of elite athletes for statistical rigour or to
Table 3 summarizes some of the characteristics of the impose the conditions or invasive techniques of research on
methodologies used in many studies of caffeine supplemen- their training and competition schedules. Therefore, most
tation and exercise, and contrasts these with the features of studies of caffeine and sports performance have been under-
real-life sport. taken on athletes at recreational to highly trained but sub-
One of the key tenets of research is that the results really elite levels (Tables 4–7). It is unclear whether the results of
# 2008 NRC Canada
Table 3. The characteristics of traditional laboratory-based research vs. research focussed on elite sports performance.
1322
Characteristics of traditional studies Characteristics of elite and serious sport Comments on the ideal characteristics of studies on sports performance
Subjects are often drawn from available populations, Competitors are highly trained in their sport and event. Characteristics Subjects should reflect the population to which the results of the study
such as college students or recreationally and include reliability in repeating a given performance task, and are intended to apply; subjects should be familiar with and reliable in
moderately trained subjects. specific adaptations achieved though natural selection of sport and undertaking the performance protocol; and studies that involve elite
the conditioning effects of training. or highly trained athletes are underrepresented and should be
encouraged.
Exercise protocols typically measure endurance or Sports performance typically includes completing a task in the fastest Protocols should involve a close-looped task (i.e., completing a task in
exercise capacity (the ability to sustain a given possible time (pace judgement is important), executing skills and the fastest time possible), which involves pacing rather than simply
exercise task for as long as possible). The task is making complex decisions while undertaking exercise, and exercising to fatigue; protocols should simulate, as much as possible,
terminated when the subject is fatigued and unable to executing a single task as well as possible. Training situations may a real-life event; and field studies are underrepresented and should be
continue at the prescribed output. better represent the execution of an exercise task to fatigue. encouraged.
Protocols are often undertaken with baseline metabolic Athletes undertake other nutrition strategies that provide additional Protocols should allow subjects to follow nutrition strategies that
conditions (subjects fast overnight and consume only support for performance, including eating a carbohydrate-rich pre- optimize performance and reflect the real-life practices of athletes;
water during exercise) and without the confounding event meal consuming carbohydrates during prolonged events, and and studies should investigate the interaction between caffeine intake
effects of other nutritional strategies. using other scientifically supported ergogenic aids (e.g., bicarbonate, and other nutrition strategies or supplements, and their combined
creatine). effect on performance.
Differences (which must reach a level of >5% The margins between winning and losing, or between the ‘‘podium’’ Differences in performance should be assessed using magnitude-based
probability to be considered significant) in athletes (first-, second-, and third-place winners) and the rest of the statistics: the likely range of the true difference in performance
performance between the control treatment and the field, can often be measured in hundredths of seconds and meters. should be compared with the coefficient of variation of performance
active treatments(s) are assessed using probability for individuals undertaking that protocol.
statistics.
Protocols are conducted with consideration to the Sports are conducted within the regulations of their governing body, Projects that are focussed on high-level sports should be conducted
concerns of the ethics committee overseeing the and many athletes compete within an anti-doping code that may not within the logistical and anti-doping rules that govern athletes in that
project. permit the use of otherwise legal products or strategies. sport.
individual situation.
#
of the results and, therefore, the likelihood of detecting
Enhanced
Publication Subjects Caffeine intake Sports performance performance Comments
Cycling
Jenkins et al. (2008) Trained cyclists 1 mgkg–1, 2 mgkg–1, or 3 mgkg–1 15 min cycling (60% Yes for 2 and Work done during the 15 min TT was
(13 males) (60 min pre-exercise) VO2 max) + 15 min TT 3 mgkg–1 increased by 4% (1–6.8) with 2 mgkg–1
doses; no for of caffeine and by 3% (–0.4%–6.8%)
1 mgkg–1 dose with 3 mgkg–1; improvement varied in
magnitude between individual cyclists
Cureton et al. Well-trained cyclists Total, 5.3 mgkg–1; 1.2 mgkg–1 120 min cycling (60% Yes Higher exercise intensity in 15 min TT
(2007) (16 males) pre-exercise + 0.6 mgkg–1 every and 75% VO2 max) + with caffeine and CHO (90±11%
15 min during exercise 15 min TT; CHO-fed VO2 max) vs. CHO alone (79±14 VO2 max)
during cycling
Conway et al. Trained cyclists and 6 mgkg–1 60 min pre-exercise; 90 min cycling at 68% Perhaps Trend to better performance in TT with
(2003) triathletes (9 males) 3 mgkg–1 pre-exercise; and VO2 max + TT (~30 min) caffeine trials (~24.2 and 23.4 min) vs.
3 mgkg–1 at 45 min during placebo (28.3 min) (p = 0.08); urinary
exercise caffeine concentrations lower with split
dose
Hunter et al. (2002) Highly trained 6 mgkg–1 60 min before exercise + 100 km cycling TT, No No difference between trials with respect to
cyclists (8 males) 0.33 mgkg–1 every 15 min including 5 1 km and total 100 km time or time to complete
4 4 km high-intensity high-intensity efforts; no difference
efforts; CHO-fed during between trials in EMG characteristics,
cycling although differences within trial
attributable to workload
Cox et al. (2002) Well-trained cyclists 6 mgkg–1 60 min pre-exercise; 6 2 h cycling at 70% Yes at all doses Compared with placebo, caffeine in large
and triathletes 1 mg every 20 min during VO2 max + 7 kJkg–1 TT dose (6 mgkg–1) provided 3%
(12 males) exercise; 10 mLkg–1 Coca-Cola (~30 min); CHO-fed performance benefit in TT, regardless of
in last 50 min (~1–1.5 mgkg–1 during cycling timing of intake; commercial cola drink
caffeine) consumed late in exercise (~1 mgkg–1
caffeine) produced effects of equal
magnitude; urinary caffeine levels
~4–5 mgmL–1 for large dose of caffeine
and <1 mgmL–1 for cola drink
Cox et al. (2002) Well-trained cyclists Sports drink replaced during last 2 h cycling at 70% Yes Commercial cola drink consumed late in
and triathletes 70 min with 15 mLkg–1 of a cola VO2 max + 7 kJkg–1 TT exercise produced 3% performance
(8 males) drink (caffeine dose ~1.5 mgkg–1): (~30 min); CHO-fed benefit in TT compared with cola-
6% CHO; 11% CHO; 6% CHO + during cycling flavoured placebo drink. Benefits
130 mgmL–1 caffeine; or 11% attributable to caffeine content (~2%) and
CHO + 130 mgmL–1 caffeine* increased CHO intake (~1%)
Jacobson et al. Trained cyclists 6 mgkg–1 (60 min pre-exercise) 2 h cycling at 70% No TT performance similar in caffeine + CHO
(2001) (8 males) VO2 max + 7 kJkg–1 TT trial (29.12 min) and CHO trial
(~30 min); CHO-fed (30.12 min), with both trials better than
during cycling placebo trial
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2008 NRC Canada
Ivy et al. (1979) Trained cyclists Total dose, 500 mg; 250 mg at 2 h isokinetic cycling at Yes 7% increase in total work, compared with
(9 males + females) 60 min pre-exercise + 7 doses 80 rmin–1 placebo trial; RPE same, despite
during exercise increased work
1323
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Table 4 (concluded).
Enhanced
Publication Subjects Caffeine intake Sports performance performance Comments
Kovacs et al. (1998) Well-trained cyclists 2.1 mgkg–1, 3.2 mgkg–1, and Cycling TT of about Yes at all doses Addition of caffeine to CHO–electrolyte
(15 males) 4.5 mgkg–1 doses; 75 min ~1 h; CHO-fed during drinks improved 60 min TT performance;
pre-exercise and at 20 and 40 min cycling improvement with 3.2 and 4.5 mgkg–1
during TT caffeine doses equal to and greater than
improvement with 2.1 mgkg–1; urinary
caffeine levels related to total dose, but
all below 12 mgmL–1
Cross-country Skiing
Berglund and Well-trained cross- 6 mgkg–1 (prerace) 21 km cross-country ski Perhaps at low Race times were normalized to account for
Hemmingsson country skiers race (field study) at low altitude; yes at differences in weather (individual times
(1982) (14 males) and high altitudes high altitude expressed as % of mean race time); at
low altitudes, at half way, the race time
with caffeine was decreased by 0.9% of
the mean time (~33 s), compared with
placebo (p < 0.05); at full distance,
decrease was 1.7% of the mean time
(~59 s) (p < 0.1); at high altitudes, the
race time was significantly faster with
caffeine than with placebo (p < 0.001)
both after 1 lap (2.2% or ~101 s) and 2
laps (3.2% or ~152 s)
Distance running
Cohen et al. (1996) Trained runners 5 mgkg–1, 9 mgkg–1 (prerace) 21 km half-marathon No No effects on RPE or performance at either
(5 males + 2 (field study) dose, compared with placebo
females)
Van Nieuwenhoven Trained to well- ~1.3 mgkg–1 in 7% CHO sport 18 km road running race No No differences in performance of whole
et al. (2005) trained runners drink vs. CHO sport drink alone + (field study); CHO-fed group between caffeinated sport drink
(90 males + 8 water (pre-exercise and at 4.5, 9, during some trials (78:03±8:42 min:s), sport drink
females) and 13.5 km during race) (78:23±8:47 min:s), or water (78:03±8:30
min:s), or for 10 fastest runners (63:41,
Enhanced
Publication Subjects Caffeine intake Sports performance performance Comments
Middle distance and distance running
Bridge and Jones Distance runners 3 mgkg–1 (60 min pre-exercise) 8 km race on track Yes Relative to the mean time of the control and
(2006) (8 males) placebo trials, caffeine supplementation
resulted in a 23.8 s or 1.2% improvement in
run time (p < 0.05), with individual
improvements ranging from 10 to 61 s; heart
rate was significantly higher in caffeine trial,
with trend toward lower RPE, despite faster
running speed
Wiles et al. (1992) Well-trained runners 3 g of coffee (150–200 mg of 1500 m race on treadmill Yes Mean time improved by ~4.2 s (p < 0.05) with
(18 males) caffeine) 60 min pre-exercise caffeine, compared with placebo
Wiles et al. (1992) Well-trained runners 3 g of coffee (150–200 mg 1500 m race: 1100 m at Yes Caffeine enhanced speed of 1 min final burst by
(10 males) caffeine) 60 min pre-exercise constant speed and 1 min ~0.6 kmh–1, equivalent to 10 m (p < 0.05)
final burst at self-selected
speed
Rowing
Bruce et al. (2000) Well-trained rowers 6 mgkg–1 or 9 gkg–1 60 min 2000 m ergometer row Yes for both Caffeine enhanced performance by a mean of
(8 males) prerace doses 1.3% and 1% for 6 mgkg–1 and 9 gkg–1
doses, respectively, compared with placebo
(p < 0.05); some participants had urinary
caffeine concentrations >12 ngmL–1 with
higher caffeine dose, but participants were
unable to identify caffeine trials, suggesting
that effect is subtle
Anderson et al. Well-trained rowers 6 mgkg–1 or 9 gkg–1 60 min 2000 m ergometer row Yes for both Caffeine enhanced performance by a mean of
(2000) (8 females) pre-exercise doses 0.7% and 1.3% for 6 mgkg–1 and 9 gkg–1
doses, respectively, compared with placebo
(p < 0.05); performance improvement achieve
primarily by enhancing the first 500 m
Swimming
Burke et al. Elite and highly 2 mgkg–1 60 min prerace 100 m race (best stroke) No, but No difference in reaction time, 50 m split, or
(unpublished ob- trained swimmers lower RPE 100 m race time between trials, but ratings of
servations) (15 males + perceived exertion was lower in the caffeine
females) trial (16.6 vs. 17.1; p = 0.01); self-reports of
sleeping patterns following the trial found that
caffeine supplementation was associated with
an increase in time taken to fall asleep and a
reduction in quality of sleep
MacIntosh and Well-trained 6 mgkg–1 60 min prerace 1500 m freestyle race Yes 23 s improvement in swimming time with
#
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1326 Appl. Physiol. Nutr. Metab. Vol. 33, 2008
the relevance of these results, they noted that the 95% con-
Yes
Yes
ence between first and tenth place was 2.39 s (Wiles et al.
1 km cycling TT
2006).
Finally, the issue of the blinding of caffeine supplementa-
tion is important to consider. A double-blinded application
of an intervention, in which neither the subject nor the re-
searcher know which treatment has been received, is consid-
ered a benchmark of study design. However, because
caffeine has effects on various body functions, subjects are
5 mgkg–1 75 min pre-exercise
pre-exercise
8 trained cyclists
Enhanced
Publication Subjects Caffeine intake Sports performance performance Comments
Team sports
Stuart et al. (2005) Rugby union players 6 mgkg–1 2 40 min circuits Study involved probability statistics rather than
(9 males) (70 min pre-exercise) (simulated rugby union testing of null hypothesis. Interpretation
protocol), involving included change in fatigue with caffeine,
repetitions of: compared with placebo. Mean improvements of
20 m sprint speed Possible 0.5%–3% in performance of sprint tasks, with
30 m sprint speed Very likely greater improvement in second half. Suggests
Offensive sprint Likely caffeine effect achieved by reduction in fatigue.
Defensive sprint Likely Improvement (10%) in ability to pass ball
accurately because of enhancement of arousal
Drive 1 power Likely
or attention.
Drive 2 power No, harm
possible
Tackle speed Likely
Passing ability Likely
Schneiker et al. (2006) Team athletes 6 mgkg–1 2 36 min cycle protocol, Total work during sprints in first half was 8.5%
(10 males) (60 min pre-exercise) each involving: greater in caffeine trial than placebo, and work
18 4 s sprint with Yes in second half was 7.6% greater in caffeine trial
2 min recovery (p < 0.05 for both). Mean peak power score
achieved during sprints in first and second
halves were 7% and 6.6% greater, respectively,
in caffeine trial than in placebo trial (p < 0.05
for both).
Paton et al. (2001) Team athletes 6 mgkg–1 10 20 m sprints on No Negligible difference between caffeine and
(16 males) (60 min pre-exercise) interval of 10 s placebo trials for time to complete 10 sprints
and decay in performance over 10 sprints.
Racquet sports
Strecker et al. (2007) Collegiate tennis 3 mgkg–1 Skill test performed pre- Caffeine trial showed better performance of both
players (10 males) (90 min pre-exercise) exercise, 30 min, 60 min, forehand shots across the 90 min of simulated
and 90 min during tennis play. There was no difference in skill in
simulated tennis play backhand shots between trials.
against a ball machine (15
ground strokes in all 4
directions; 60 shots total):
Forehand cross-court Yes
Forehand up the line Yes
Backhand cross-court No
Backhand up the line No
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1328 Appl. Physiol. Nutr. Metab. Vol. 33, 2008
males, no
formance of work patterns and skills activities within team
Enhanced
Females,
No
No
30 min rest
nutrition goals
quality
trials)
placebo
Competitive tennis
Table 7. Studies of caffeine supplementation and performance of power events (throws, lifts, sprints <20 s).
Enhanced
Publication Subjects Caffeine intake Sports performance performance Comments
Astorino et al. 22 resistance- 6 mgkg–1 1 RM bench press No No changes in strength of lower or
(2008) trained males (60 min pre- upper body with caffeine
exercise)
1 RM leg press No
Beck et al. 37 resistance- 6 mgkg–1 1 RM bench press Yes Caffeine supplement group showed
(2006) trained males; (60 min pre- a 2% (2 kg) increase in upper
parallel-group exercise) body strength (1 RM bench press)
design (trials following treatment, but no
48 h apart) change in placebo group; there
were no differences in lower body
strength in either group
1 RM leg extension No
Note: RM, repetition maximum.
pair the performance of subsequent events. It would be val- strategies to accommodate caffeine use or to avoid otherwise
uable if future studies of caffeine and performance of an ex- successful caffeine supplementation strategies in hot weather
ercise task examined whether caffeine doses that are found or other dehydrating environments.
to be ergogenic also affect the quality and duration of sleep Finally, caffeine is known to have a range of apparently
during the night following the exercise task. More sophisti- contradictory effects on carbohydrate metabolism, including
cated studies are needed to measure the carryover effect of short-term impairment of insulin-mediated glucose disposal
caffeine-related impairment of sleep on subsequent perform- in response to an acute dose at rest, along with an ap-
ance. This would be an important issue to study because parently protective effect (at least for coffee consumption)
there is at least anecdotal evidence that some athletes resort on the development of type II diabetes (for review, see van
to a cycle of caffeine supplementation followed by use of Dam and Hu 2005). One outcome of an effect of caffeine on
sleeping agents during a multiday competition. Until such glucose disposal would be to impair the synthesis of muscle
studies can be undertaken, it would seem prudent for scien- glycogen, a key element of recovery after prolonged or
tists and athletes to look for the smallest dose of caffeine high-intensity exercise. However, Battram and colleagues
that is ergogenic for sports performance. (2004) found that the intake of 6 mgkg–1 of caffeine before
Another indirect way in which caffeine supplementation and during glycogen-depleting exercise did not affect the
can affect sports performance is through its impact on hy- rate of glycogen synthesis during the 5 h of recovery when
dration status during exercise or in the recovery between ex- adequate amounts of carbohydrate were consumed. There
ercise bouts. Acute intake of caffeine is known to have a has been recent attention directed to the results of a study
diuretic effect — that is, to increase urine excretion. Indeed, reporting enhanced muscle glycogen resynthesis following
common education messages regarding caffeine include ad- glycogen-depleting exercise in well-trained subjects. In that
vice to limit caffeine intake in situations in which hydration study, the intake of large amounts of caffeine after exercise
is challenged (e.g., air travel) or to consume extra fluid in (8 mgkg–1) were found to enhance the rates of muscle gly-
combination with the intake of caffeine. There are a few cogen synthesis over 4 h of recovery, by 66%, when co-
studies involving exercise and hydration that show that caf- ingested with carbohydrate (Pedersen et al. 2008). In fact,
feine can have a numeric effect on fluid losses. For exam- the rates of sustained postexercise glycogen synthesis over
ple, during recovery from exercise, the intake of caffeine this time period were among the highest reported in the lit-
from cola beverages has been shown to cause a small but erature. However, the intake of such high doses of caffeine
statistically significant increase in urine production, com- may cause side effects in some subjects or may interfere
pared with hydration with caffeine-free fluids (Gonzalez- with other aspects of recovery, such as the quality of sleep
Alonso et al. 1992). However, a recent review of caffeine (see earlier). As such, they may be impractical for use in
and hydration status found that there is little scientific evi- sport. Further studies are needed to examine whether this ef-
dence that caffeine intake impairs overall fluid status fect is seen at lower levels of caffeine intake.
(Armstrong 2002). That report concluded that the effect of
caffeine on diuresis is overstated and may be minimal in
The politics of caffeine in sport
people who are habitual caffeine users. In fact, many studies
that have examined caffeine supplementation and fluid bal- The 1984 Summer Olympic Games in Los Angeles saw
ance have found that doses of caffeine that are within the the introduction of an anti-doping program by the Interna-
range proven to be ergogenic do not alter sweat rates, urine tional Olympic Committee, involving the testing of a single
losses, or indices of hydration status during exercise urine sample collected after an event for the absence or
(Millard-Stafford et al. 2007; Wemple et al. 1997). Chronic presence of items described on a list of prohibited substan-
daily intakes of caffeine, or a sudden increase in caffeine in- ces. Caffeine was included on that list, with the definition
take, have also been shown not to impair body fluid balance of a doping offence being a urinary caffeine exceeding a
(Armstrong et al. 2005; Fiala et al. 2004). Therefore, it cutoff of 15 mgmL–1. This threshold was reduced in 1985
seems that athletes do not need to alter their fluid intake to 12 mgmL–1. The cutoff value was chosen to exclude nor-
# 2008 NRC Canada
1330 Appl. Physiol. Nutr. Metab. Vol. 33, 2008
mal or social coffee drinking (Delbeke and Debackere 1984) ces and Methods (see http://www.wada-ama.org/en/dynamic.
and to target the doses of caffeine that were being found to ch2?pageCategory.id=267). However, the code has evolved
be ergogenic in the studies of the time. Indeed, with caffeine to include the possibility of ‘‘nonanalytical violations.’’ Ath-
supplementation of up to 5–6 mgkg–1, positive urinary caf- letes (and their support staff) can be found guilty of a dop-
feine levels are unlikely (Conway et al. 2003; Cox et al. ing offence without a positive urine or blood test. Other
2002; Kovacs et al. 1998; Pasman et al. 1995); a substantial offences include the possession or admitted use of these pro-
risk of urinary caffeine values greater than 12 mgmL–1 does hibited substances or methods.
not occur until intakes are greater than 9 mgkg–1 (Pasman et The code that immediately preceded the institution of
al. 1995). It is unclear whether this ban was primarily re- the first WADA Code, the 2003 Olympic Movement Anti-
lated to safety concerns over intakes of very large doses of Doping Code, included caffeine within the category of
caffeine or the ethics of achieving performance advantages stimulants banned in competition, with an explanatory com-
through caffeine use. In any case, there were relatively few ment that ‘‘for caffeine the definition of a positive is a con-
cases of positive doping outcomes for caffeine use among centration in urine greater than 12 mg/mL.’’ (International
elite athletes over the subsequent decade. Olympic Committee 2003) However, there are several inter-
In the new millennium, the landscape of caffeine in sport pretations of the wording of this code. It could mean that
has changed markedly. First, there is greater awareness of caffeine is a prohibited substance with the collary. Further-
the frailty of urinary caffeine concentrations as a marker of more, it could mean that a urinary caffeine concentration >
caffeine use. Urinary concentration reflects the small amount 12 mgmL–1 could serve as a reporting limit, and that all ob-
(~1%) of plasma caffeine that escapes metabolism and is ex- served or admitted uses of caffeine would constitute a
creted unchanged. Metabolic clearance of caffeine varies doping offence. Alternatively, it could mean that caffeine is
widely among athletes and among different occasions of use permitted at doses that produce urinary caffeine concentra-
by the same athlete (Birkett and Miners 1991). Urinary caf- tions < 12 mgmL–1. These interpretations have widely dif-
feine levels are determined by a variety of factors, including ferent and far-reaching outcomes. Indeed, there are a range
the size of caffeine dose, the metabolic clearance of caf- of different issues related to the different positions that caf-
feine, and the timing of the urine sample in relation to the feine could have in an anti-doping code, many of which
caffeine dose. Since there is huge variation in urinary caf- would create considerable practical challenges if imple-
feine content for the same caffeine dose, and neither the mented (Table 8).
standardization of the time between caffeine intake and In fact, caffeine was removed from WADA’s List of Pro-
urine collection nor the prevention of opportunities to uri- hibited Substances and Methods that came into effect on
nate during or after an event, we now recognise that urinary 1 January 2004, meaning that athletes could consume
caffeine levels have no practical utility as markers of a par- caffeine, either in their background diets or for the specific
ticular use of caffeine. purposes of performance enhancement, without fear of
Second, the emerging evidence from studies over the past sanctions. However, it is currently still on the list of banned
decade is that performance benefits can be found with very drug classes of the National Collegiate Athletic Association,
modest caffeine intakes (e.g., 2–3 mgkg–1 body mass, or the body governing college sport in the United States (http://
~100–200 mg caffeine) when caffeine is taken before and www1.ncaa.org/membership/ed_outreach/health-safety/
(or) during exercise. Furthermore, there is no evidence of a drug_testing/banned_drug_classes.pdf). Furthermore, caffeine
dose–response relationship to caffeine beyond this level of is part of the WADA monitoring program, meaning that caf-
intake — that is, performance benefits do not increase with feine concentrations are still measured in urine samples as a
increases in the caffeine dose. One of the practical outcomes means of detecting patterns of misuse in sport. This has al-
of these newer findings is that athletes no longer need to lowed some examination of the impact of the removal of caf-
practise controlled doping (i.e., finding the largest dose of feine from the prohibited list on caffeine use patterns by
caffeine that can be taken while keeping urinary caffeine athletes. Some recent studies have found a high prevalence of
levels below 12 mgmL–1). Instead, performance benefits can caffeine use for perceived ergogenic effects among select
be found with caffeine intakes that are well within, or even groups of athletes, such as Ironman triathletes (Desbrow and
below, normal social uses. Such intakes of caffeine are Leveritt 2006) and British track and field athletes and cyclists
likely to be associated with very low urinary caffeine levels (Chester and Wojek 2008). However, measurement of over
in most athletes. In essence, there is no longer a distinction 4600 urine samples undertaken for doping control across
between normal (social) caffeine intake and caffeine intake 56 sports by a single laboratory in 2004 found no increase
that enhances performance. in the mean caffeine concentration, compared with results
Finally, there have been changes in the methods and in- from 1993–2002 (Van Thuyne and Delbeke 2006). The
tentions of the major anti-doping programs. The World mean caffeine concentration in samples in 2004 was
Anti-Doping Agency (WADA) was created in 1999 as an in- 1.12 mgmL–1, in comparison to a finding of 1.22 mgmL–1
dependent international organization that promotes, coordi- from over 11 000 samples collected in 1993–2002 (Van
nates, and monitors the fight against doping in sport in all Thuyne et al. 2005). The 2004 study noted differences in
its forms (www.wada-ama.org/en/index.ch2). Following caffeine use among sports, with an increased average con-
work to harmonise anti-doping policies and rules among centration and a larger percentage of higher urinary caf-
sports and authorities, it took over the anti-doping work of feine concentrations (defined as >4 mgmL–1) in cycling
the International Olympic Committee and instituted its first and strength and (or) power sports than in other sports.
code and international standards on 1 January 2004. The Cycling showed an apparent increase in the percentage of
WADA Code is still based on a List of Prohibited Substan- higher urinary caffeine concentrations in 2004, while there
# 2008 NRC Canada
Burke 1331
Table 8. Examples of potential rulings regarding caffeine use in sport (Burke 2001).
was a decrease in this outcome in swimming and basket- gestion. Int. J. Sport Nutr. Exerc. Metab. 10: 464–475.
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urine samples showing caffeine concentrations below the Armstrong, L.E. 2002. Caffeine, body fluid-electrolyte balance,
detectable range, and no increase in the percentage of sam- and exercise performance. Int. J. Sport Nutr. Exerc. Metab. 12:
ples with concentrations above 12 mgmL–1. In fact, only 6 189–206. PMID:12187618.
samples were found with a concentration above the former Armstrong, L.E., Pumerantz, A.C., Roti, M.W., Judelson, D.A.,
cutoff level (Van Thuyne and Delbeke 2006). Watson, G., Dias, J.C., et al. 2005. Fluid, electrolyte, and renal
Further monitoring needs to take place before firm con- indices of hydration during 11 days of controlled caffeine con-
sumption. Int. J. Sport Nutr. Exerc. Metab. 15: 252–265.
clusions can be made. Nevertheless, it seems that there is lit-
PMID:16131696.
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Astorino, T.A., Rohmann, R.L., and Firth, K. 2008. Effect of caffeine
caffeine at the highest levels of sport. One outcome of the ingestion on one-repetition maximum muscular strength. Eur. J.
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sport. Greater dissemination of the emerging information ences about magnitudes. Int. J. Sports Physiol. Perform. 1: 50–57.
that the benefits of caffeine occur at small to moderate Battram, D.S., Shearer, J., Robinson, D., and Graham, T.E. 2004.
doses, and of the presence of individual variability and po- Caffeine ingestion does not impede the resynthesis of proglycogen
tential side effects in response to caffeine intake, may ac- and macroglycogen after prolonged exercise and carbohydrate
tually lead to a reduction in caffeine use by athletes (e.g., supplementation in humans. J. Appl. Physiol. 96: 943–950.
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