A 24-Ghz Sige Phased-Array Receiver-Lo Phase-Shifting Approach
A 24-Ghz Sige Phased-Array Receiver-Lo Phase-Shifting Approach
A 24-Ghz Sige Phased-Array Receiver-Lo Phase-Shifting Approach
2, FEBRUARY 2005
Abstract—A local-oscillator phase-shifting approach is intro- associated wavelength that reduces the required size of the
duced to implement a fully integrated 24-GHz phased-array common resonant-based antennas and their spacing in a mul-
receiver using an SiGe technology. Sixteen phases of the local
tiple antenna scheme. The smaller antenna size will, however,
oscillator are generated in one oscillator core, resulting in a raw
beam-forming accuracy of 4 bits. These phases are distributed to result in a reduced collected power at these higher frequen-
all eight receiving paths of the array by a symmetric network. The cies. A recent study of an indoor wireless channel in an office
appropriate phase for each path is selected using high-frequency environment at a variety of carrier frequencies [8] reveals that,
analog multiplexers. The raw beam-steering resolution of the
at 24 GHz, the large absorbance of walls and ceilings results
array is better than 10 for a forward-looking angle, while the
array spatial selectivity, without any amplitude correction, is in more isolation between multiple floors and allows for in-
better than 20 dB. The overall gain of the array is 61 dB, while the creasing the frequency reuse and overall system capacity. It
array improves the input signal-to-noise ratio by 9 dB. also shows that the 24-GHz carrier frequency can support a
Index Terms—BiCMOS integrated circuits, phase-locked loops, higher data rate due to lower delay spreads. The excess path
phased arrays, radio receivers, silicon, voltage-controlled oscilla- loss at 24 GHz is more or less comparable to the 2.4- and
tors (VCOs). 5.2-GHz bands due to the waveguide effect inside the building
at higher frequencies.
I. INTRODUCTION To demonstrate the feasibility of a phased-array system on
silicon and explore its advantages, we have implemented the
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Manuscript received April 23, 2004; revised August 11, 2004. This work was
supported in part by the National Science Foundation and by the Lee Center for With ideal delay elements following each antenna, the beam
Advanced Networking. forming works independently of the frequency and bandwidth
H. Hashemi is with the Department of Electrical Engineering—Electro-
physics, University of Southern California, Los Angeles, CA 91030 USA
of the signal. Unfortunately, there are practical challenges to
(e-mail: hosseinh@usc.edu). implementation of such broad-band tunable delay elements in
X. Guan, A. Komijani, and A. Hajimiri are with the Department of Electrical the RF signal path, e.g., signal attenuation, noise, and linearity
Engineering, California Institute of Technology, Pasadena, CA 91125 USA
(e-mail: xiangg@caltech.edu; komijani@caltech.edu; hajimiri@caltech.edu). degradation, as well as signal dispersion. Fortunately, in many
Digital Object Identifier 10.1109/TMTT.2004.841218 practical applications, such as wireless communications, the
0018-9480/$20.00 © 2005 IEEE
HASHEMI et al.: 24-GHz SiGe PHASED-ARRAY RECEIVER 615
is needed (e.g., for null placement), it can be achieved by vari- Fig. 5. Simplified scheme of phase shifting at the LO in a homodyne receiver.
able-gain low-noise amplifiers (LNAs) before or after the phase
shifters at RF.
a comparison, the fastest rate for sending the data into a per-
Phase shifting and signal combining can also be performed
sonal computer using today’s peripheral component intercon-
after down-converting the received signals to an IF. Due to the
nect (PCI) standard is bits MHz Gb/s. This
additional signal amplification at the RF stages, phase-shifter
rate is almost halved when notebook computers are used (e.g.,
loss will have a less deteriorating effect on receiver sensitivity
the IEEE1394 Standard supports 400 Mb/s). Alternatively, a
in case it is performed at the IF stage. However, some of the
very powerful digital signal processing (DSP) core can be used
aforementioned advantages, including a lower dynamic-range
to process this large influx of data, but it is going to be bulky,
requirement for the RF mixer, become less effective. Moreover,
power-hungry, and expensive in today’s technology.
the value of passive components (e.g., inductors and capacitors)
In short, until faster and more power-efficient digital data
needed to provide a certain phase shift is inversely proportional
processing becomes available at a lower price, digital imple-
to the carrier frequency. Since the values of integrated passive
mentations still seems to be a more expensive solution for
components are directly related to their physical size (i.e., area),
multiple-antenna systems.
passive phase shifters at IF consume a larger area compared to
the ones at RF.
C. LO Path Phase Shifting
As an alternative approach, one can indirectly vary the phase
B. Digital Arrays of the received signal by adjusting the phase of the LO signal
used to down-convert the signal to a lower frequency. This is
The delay and amplitude of the received signal can be ad- due to the fact that the output phase of a multiplier (or mixer) is
justed at the baseband using a digital processor (Fig. 4). Dig- a linear combination of its input phases, i.e.,
ital-array architecture is very flexible and can be adapted for
other multiple antenna systems used for spatial diversity such as
multiple-input multiple-output (MIMO) schemes [13], [14]. De-
spite its potential versatility, baseband phased-array architecture (2)
uses a larger number of components compared to the previous
two approaches, resulting in a larger area and more power con- Fig. 5 shows a simplified phase-array receiver that uses LO
sumption. At the same time, since the interference signals are phase shifting. Phase shifting at the LO port is advantageous
not cancelled before baseband processing, all the circuit blocks, in that the phase-shifter loss does not directly deteriorate the
including the power-hungry analog-to-digital converters, need receiver sensitivity. Additionally, the nonlinearity and loss of
to have a large dynamic range to accommodate all the incoming active phase shifters such as phase-interpolating implementa-
signals without distortion. Above all, handling and processing a tions (e.g., [12]) can be more easily tolerated in the LO path
large amount of data through multiple parallel receivers can be compared to the signal path. However, since the undesired
challenging even for today’s advanced digital technology. interferences are only rejected after the combining step at the
For instance, imagine a digital array of eight receivers where IF, the RF amplifiers and mixers need to have a higher dy-
each has a 6-bit analog-to-digital converter that samples the namic range than the ones in the signal-path phase-shifting
signal with a 10-MHz channel bandwidth at twice the Nyquist scheme. The signal amplitude can be controlled using RF or
rate. These numbers are on the low end of the acceptable range IF variable-gain amplifiers (VGAs).
for a typical wireless system. Nevertheless, the baseband data This architecture is particularly attractive for silicon-based in-
rate of the whole system can be calculated to be 1.92 GB/s. As tegrated systems due to the large number of transistors available
HASHEMI et al.: 24-GHz SiGe PHASED-ARRAY RECEIVER 617
and the possibility of accurate multiple phase generation and The aforementioned considerations led to the design of a
distribution, which will be discussed in great details below. phased-array receiver that uses different phases at the LO path.
The block-diagram schematics of the 24-GHz phased-array
receiver consisting of eight paths is shown in Fig. 6. The
IV. 24-GHz PHASED-ARRAY RECEIVER ARCHITECTURE
receiver uses a two-step down-conversion architecture with
The implemented phased-array receiver employs an LO an IF of 4.8 GHz for two main reasons. Firstly, compared to
phase-shifting architecture for several reasons. Phase single down-conversion schemes such as homodyne, a hetero-
shifting and signal processing at baseband (i.e., digital arrays) dyne-type receiver achieves more selectivity and gain control at
was eliminated due to the larger chip area, power consumption, multiple stages. Secondly, with the mentioned frequency plan-
and the high demand on the baseband digital interface, particu- ning, both LO frequencies can be generated in one synthesizer
larly for the high data rates of interest. loop with the use of a divide-by-four block, as shown in the
Passive variable phase shifters at 24-GHz RF will have a rela- upper right part of Fig. 6.
tively higher loss due to ohmic and silicon substrate loss in inte- A single oscillator core generates 16 discrete phases (i.e.,
grated passive components (especially inductors and varactors). 4-bit resolution) that are used to control the phase of each path.
This loss in the signal path deteriorates the receiver’s overall The effect of using discrete phase compensation is discussed
sensitivity and can be minimized by providing more gain at the in Section V. A set of eight phase selectors (i.e., analog phase
LNA preceding them. More importantly, the phase-shifter’s loss multiplexer) provides the appropriate phase of the LO to the
usually changes significantly with its phase shift that necessi- corresponding RF mixer for each path independently. In other
tates the use of RF VGAs with fine resolution to compensate words, the LO phase for each path can be chosen irrespective of
these variations. Additionally, phase-shifter nonlinearity will be the phase of the other paths. The phase-selection data is serially
directly in the signal path, making the receiver more sensitive to loaded to an on-chip shift register using a computer interface.
a strong blocker. The image frequency of the first down-conversion at
In contrast, the signal loss in the LO phase-shifting networks 14.4 GHz is attenuated by the narrow-band transfer function of
can be easily compensated by high-gain amplifiers (e.g., lim- the front-end (i.e., antenna and LNA). Since communication
iters) without the need for any amplitude tuning. The reason for schemes around the image-frequency band are mainly low
this is that many RF mixer implementations (e.g., Gilbert type) power, and due to the directionality of the phased-array re-
perform better when driven to switch with a large amplitude at ceiver, no additional image-rejection provisions are introduced.
the LO port making their conversion gain less sensitive to the The final down-conversion to baseband or very low-IF is done
LO amplitude. This approach also makes it possible to generate by a pair of quadrature mixers. The divide-by-four block that
multiple phases of an LO signal by efficient methods other than is used to generate the second LO will naturally produce I and
using phase shifters. Q signals to drive these mixers.
618 IEEE TRANSACTIONS ON MICROWAVE THEORY AND TECHNIQUES, VOL. 53, NO. 2, FEBRUARY 2005
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Fig. 13. VCO frequency versus control voltage.
Fig. 14. VCO output spectrum and phase noise at 18.7 GHz.
Fig. 15. Output spectrum and phase noise of the locked VCO.
Fig. 17. Simulated coupling capacitor and inductor of the phase distribution
line array of Fig. 16.
Fig. 16. (a) LO phase distribution tree structure. (b) Phased transmission-line
array.
Fig. 19. Comparison of different phase distribution configurations of Fig. 16(b). (a) Amplitude matching. (b) Phase matching.
modeling of LO distribution lines in addition to their loss at pairs at the output of each stage partially cancel the loss asso-
19 GHz, we expect the amplitude to be smaller in practice. How- ciated with the inductors and transistors’ outputs and, hence,
ever, the phase-selection circuitry discussed below is designed increase the LO amplitude driving RF mixers.
to maintain the required LO amplitude across RF mixers. Phase interpolation can be achieved by turning on more than
one tail transistor at any given time, forcing the output to be the
D. Phase Selector/Interpolator vector sum of all the turned-on phases. A first-order interpola-
As previously mentioned, each receiver path has independent tion can be achieved by turning two adjacent paths on simulta-
access to all 16 phases of the LO. In order to minimize the com- neously, doubling the phase resolution.
plexity of the phase-selection circuitry, the appropriate phase of
the LO for each path is selected in two steps. Initially, an array VI. RECEIVER MEASUREMENT RESULTS
of eight differential pairs with switchable current sources and The phased-array receiver is implemented in an IBM
a shared tuned load are used to select one of the eight output 7HP SiGe BICMOS process with an HBT of 120 GHz
pairs of oscillator (Fig. 20). A dummy array with complemen- and 0.18- m CMOS transistor [20]. The die micrograph of
tary switching signals is used to maintain a constant load and the chip is shown in Fig. 21. The chip occupies an area of
prevent relative changes in phases while switching. In the basic 3.3 mm 3.5 mm.
mode of operation, at any given time, one of the LO phases is For all measurements, the silicon chip has been mounted on
fed to the output of the main analog multiplexer, while other a gold-plated brass substrate to provide a good grounding. A
phases are fed to the output of the unused multiplexer. In the next high-frequency Duroid board surrounds the chip and is used to
step, another pair of cross-coupled differential pairs selects the connect the input, bias, and control signal lines using wire bonds
sign bit, resulting in complete access to all LO 16 phases. The (Fig. 22). Special attention has been paid to minimize the length
above-mentioned cascaded configuration reduces the necessary of wire bonds at RF input and ground lines. All signal and bias
number of phase selectors (i.e., differential pairs in our case) lines are fed with standard subminiature A (SMA) connectors
from 2 to 2 2 for each path. The cross-coupled differential attached to the brass membrane.
624 IEEE TRANSACTIONS ON MICROWAVE THEORY AND TECHNIQUES, VOL. 53, NO. 2, FEBRUARY 2005
TABLE I
SUMMARY OF THE MEASURED PERFORMANCE
as phased-array antennas, for example, using a multiplicity [16] J. Savoj and B. Razavi, “A 10-Gb/s CMOS clock and data recovery cir-
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both of the California Institute of Technology, both of whom
assisted in printed circuit board and microwave package prepa-
ration. The original version of the software for programming the
phased-array receiver was provided by R. Chunara, California Hossein Hashemi (M’99) received the B.S. and
Institute of Technology. M.S. degrees in electronics engineering from the
Sharif University of Technology, Tehran, Iran, in
1997 and 1999, respectively, and the M.S. and Ph.D.
degrees in electrical engineering from the California
Institute of Technology, Pasadena, in 2001 and 2003,
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626 IEEE TRANSACTIONS ON MICROWAVE THEORY AND TECHNIQUES, VOL. 53, NO. 2, FEBRUARY 2005