AMC-20 Amendment 19
AMC-20 Amendment 19
AMC-20 Amendment 19
Amendment 19
17 July 20201
1 For the date of entry into force of this Amendment, please refer to Decision 2020/010/R at the Official Publication of EASA.
AMC-20 — Amendment 19 Table of contents
TABLE OF CONTENTS
Preamble ....................................................................................... 6
SUBPART A — GENERAL ............................................................... 10
AMC 20-1A .................................................................................................................................. 10
AMC 20-1A Certification of Aircraft Propulsion Systems Equipped with Electronic Control
Systems ....................................................................................................................................... 10
AMC 20-2B .................................................................................................................................. 15
AMC 20-2B Certification of Essential Auxiliary Power Units (APUs) Equipped with Electronic
Controls....................................................................................................................................... 15
Appendix to AMC 20-2B ................................................................................................... 20
AMC 20-3B .................................................................................................................................. 21
AMC 20-3B Certification of Engines Equipped with Electronic Engine Control Systems ........... 21
AMC 20-6 .................................................................................................................................... 51
AMC 20-6 Extended Range Operation with Two-Engine Aeroplanes ETOPS Certification and
Operation .................................................................................................................................... 51
Appendix 1 to AMC 20-6 – Propulsion System Reliability Assessment ............................ 78
Appendix 2 to AMC 20-6 – Aircraft Systems Reliability Assessment................................ 89
Appendix 3 to AMC 20-6 – Operational Limitations......................................................... 96
Appendix 4 to AMC 20-6 – Flight Preparation and In-flight Procedures .......................... 97
Appendix 5 to AMC 20-6 – ETOPS En-Route Alternate Aerodromes ............................. 102
Appendix 6 to AMC 20-6 – ETOPS Training Programme ................................................ 104
Appendix 7 to AMC 20-6 – Typical ETOPS Operations Manual Supplement ................. 106
Appendix 8 to AMC 20-6 – Continuing Airworthiness Considerations........................... 108
AMC 20-8A ................................................................................................................................ 114
AMC 20-8A Occurrence reporting ............................................................................................ 114
AMC 20-9 .................................................................................................................................. 122
AMC 20-9 Acceptable Means of Compliance for the Approval of Departure Clearance via Data
Communications over ACARS ................................................................................................... 122
Appendix 1 to AMC 20-9 PDC versus DCL: A Comparison .............................................. 129
Appendix 2 to AMC 20-9 Common Terms ...................................................................... 130
AMC 20-10 ................................................................................................................................ 131
AMC 20-10 Acceptable Means of Compliance for the Approval of Digital ATIS via Data Link
over ACARS ............................................................................................................................... 131
Appendix 1 to AMC 20-10 Common Terms .................................................................... 138
AMC 20-15 ................................................................................................................................ 139
AMC 20-15 Airworthiness Certification Considerations for the Airborne Collision Avoidance
System (ACAS II) with optional Hybrid Surveillance ................................................................. 139
Appendix 1 to AMC 20-15 – ACAS II/Mode S Transponder Ground Testing Precautions
........................................................................................................................................ 146
Appendix 2 to AMC 20-15 – List of Acronyms ................................................................ 147
AMC 20-19 ................................................................................................................................ 148
AMC 20-19 Passenger Service and In-Flight Entertainment (IFE) Systems .............................. 148
AMC 20-20 ................................................................................................................................ 171
AMC 20-20 Continuing Structural Integrity Programme .......................................................... 171
Appendix 1 to AMC 20-20 Guidelines for the development of a Supplementary
Structural Inspection Programme .................................................................................. 183
Appendix 2 to AMC 20-20 Guidelines for the development of a programme to preclude
the occurrence of widespread fatigue damage ............................................................. 190
Appendix 3 to AMC 20-20 Guidelines for establishing instructions for continued
airworthiness of structural repairs and modifications ................................................... 210
Annex 1 to Appendix 3 to AMC 20-20: Approval Process for New Repairs ................... 227
Annex 2 to Appendix 3 to AMC 20-20: Assessment of Existing Repairs......................... 228
Annex 3 to Appendix 3 to AMC 20-20: Repairs and Modifications to Removable
Structural Components .................................................................................................. 234
Annex 4 to Appendix 3 to AMC 20-20: Service Bulletin Review Process ....................... 237
Annex 5 to Appendix 3 to AMC 20-20: List of Significant STCs that may Adversely Affect
Fatigue Critical Structure ................................................................................................ 241
Appendix 4 to AMC 20-20 Guidelines for the development of a corrosion control
programme ..................................................................................................................... 242
Appendix 5 to AMC 20-20 Guidelines for the development of a SB review and
mandatory modification programme ............................................................................. 254
AMC 20-21 ................................................................................................................................ 259
AMC 20-21 Programme to enhance aeroplane Electrical Wiring Interconnection System (EWIS)
maintenance ............................................................................................................................. 259
Appendix A to AMC 20-21 Enhanced Zonal Analysis Logic Diagram and Steps ............. 275
Appendix B to AMC 20-21 Examples of Typical EZAP Worksheets ................................ 283
Appendix C to AMC 20-21 Determination if a major change to an aircraft should be
specifically subjected to an EZAP ................................................................................... 290
Appendix D to AMC 20-21 .............................................................................................. 293
PREAMBLE
ED Decision 2020/010/R
Amendment 19
The following is a list of paragraphs affected by this Amendment:
SUBPART A — GENERAL Created
AMC 20-1 Amended (NPA 2017-09)
AMC 20-2 Amended (NPA 2017-09)
AMC 20-3 Amended (NPA 2017-09)
AMC 20-8 Amended (NPA 2016-19)
AMC 20-19 Created (NPA 2017-09)
AMC 20-152A Created (NPA 2018-09)
AMC 20-189 Created (NPA 2018-09)
SUBPART B — LIST OF AMC-20 ITEMS Created
ED Decision 2020/006/R
Amendment 18
The following is a list of paragraphs affected by this Amendment:
AMC 20-42 Created (NPA 2019-01)
ED Decision 2019/011/R
Amendment 17
The following is a list of paragraphs affected by this Amendment:
AMC 20-4A Cancelled (NPA 2018-02)
AMC 20-5 Cancelled (NPA 2018-02)
AMC 20-12 Cancelled (NPA 2018-02)
AMC 20-26 Cancelled (NPA 2018-02)
AMC 20-27A Cancelled (NPA 2018-02)
AMC 20-28 Cancelled (NPA 2018-02)
ED Decision 2019/008/R
Amendment 16
The following is a list of paragraphs affected by this Amendment:
AMC 20-25 Amended (NPA 2016-12)
ED Decision 2018/008/R
Amendment 15
ED Decision 2017/020/R
Amendment 14
The following is a list of paragraphs affected by this Amendment:
AMC 20-115 Amended (NPA 2017-02)
ED Decision 2015/017/R
Amendment 13
The following is a list of paragraphs affected by this Amendment:
AMC 20-136 Created (NPA 2014-16)
AMC 20-158 Created (NPA 2014-16)
ED Decision 2014/001/R
Amendment 12
The following is a list of paragraphs affected by this Amendment:
AMC 20-25 Created (NPA 2012-02)
ED Decision 2013/030/R
Amendment 11
The following is a list of paragraphs affected by this Amendment:
AMC 20-11 Cancelled (NPA 2013-06)
AMC 20-13 Cancelled (NPA 2012-19)
ED Decision 2013/026/R
Amendment 10
The following is a list of paragraphs affected by this Amendment:
AMC 20-2 Amended (NPA 2012-11)
AMC 20-3 Amended (NPA 2012-11)
AMC 20-4 Amended (NPA 2012-11)
AMC 20-27 Amended (NPA 2012-11)
AMC 20-115 Amended (NPA 2012-11)
ED Decision 2012/014/R
Amendment 9
The following is a list of paragraphs affected by this Amendment:
AMC 20-28 Created (NPA 2009-04)
ED Decision 2011/001/R
Amendment 8
The following is a list of paragraphs affected by this Amendment:
AMC 20-15 Created (NPA 2010-03)
ED Decision 2010/012/R
Amendment 7
The following is a list of paragraphs affected by this Amendment:
AMC 20-6 rev. 2 Created (NPA 2008-01)
AMC 20-6 adopted on the 05/11/2003 by means of ED Decision 2003/12/RM is replaced by AMC 20-6 rev. 2.
ED Decision 2010/003/R
Amendment 6
The following is a list of paragraphs affected by this Amendment:
AMC 20-29 Created (NPA 2009-06)
ED Decision 2009/019/R
Amendment 5
The following is a list of paragraphs affected by this Amendment:
AMC 20-26 Created (NPA 2008-14)
AMC 20-27 Created (NPA 2008-14)
ED Decision 2008/007/R
Amendment 4
The following is a list of paragraphs affected by this Amendment:
AMC 20-21 Created (NPA 2007-01)
AMC 20-22 Created (NPA 2007-01)
AMC 20-23 Created (NPA 2007-01)
ED Decision 2008/004/R
Amendment 3
The following is a list of paragraphs affected by this Amendment:
AMC 20-24 Created (NPA 2007/05)
ED Decision 2007/019/R
Amendment 2
The following is a list of paragraphs affected by this Amendment:
AMC 20-1 Amended (NPA 04/2005)
AMC 20-3 Created (NPA 04/2005)
AMC 20-11 Created (NPA 11/2005)
AMC 20-20 Created (NPA 05/2006)
ED Decision 2006/012/R
Amendment 1
The following is a list of paragraphs affected by this Amendment:
AMC 20-9 Created
AMC 20-10 Created
AMC 20-12 Created
AMC 20-13 Created
SUBPART A — GENERAL
AMC 20-1A
4 PRECAUTIONS
(a) General
The introduction of electrical and electronic technology can entail the following:
— greater interdependence of the Engine or Propeller and the aircraft owing to the
exchange of electrical power and/or data between them;
— increased integration of the control and related indication functions;
— a risk of significant Failures that are common to more than one Engine or Propeller
of the aircraft which might, for example, occur as a result of:
— insufficient protection from electromagnetic disturbance (e.g. lightning,
internal or external radiation effects);
— insufficient integrity of the aircraft electrical power supply;
— insufficient integrity of data supplied from the aircraft;
— hidden design faults or discrepancies contained within the design of the
propulsion system control software or airborne electronic hardware (AEH);
or
— omissions or errors in the system/software/AEH specification.
Appropriate design and integration precautions should therefore be taken to minimise
these risks.
(b) Objective
The introduction of electronic control systems should provide for the aircraft at least the
equivalent level of safety, and the related reliability level, as achieved in aircraft equipped
with Engine and Propellers using hydromechanical control and protection systems.
When possible, early coordination between the Engine, Propeller and aircraft applicants
is recommended in association with EASA as discussed in Section 5 of this AMC.
(c) Precautions relating to electrical power supply and data from the aircraft
When considering the objectives of Section 4(a) or (b), due consideration should be given
to the reliability of electrical power and data supplied to the electronic control systems
and peripheral components. The potential adverse effects on Engine and Propeller
operation of any loss of electrical power supply from the aircraft or failure of data coming
from the aircraft are assessed during the Engine and Propeller certification.
During aircraft certification, the assumptions made as part of the Engine and Propeller
certification on reliability of aircraft power and data should be checked for consistency
with the actual aircraft design.
Aircraft should be protected from unacceptable effects of faults due to a single cause,
simultaneously affecting more than one Engine or Propeller. In particular, the following
cases should be considered:
— erroneous data received from the aircraft by the Engine/Propeller control system
if the data source is common to more than one Engine/Propeller (e.g. air data
sources, autothrottle synchronising); and
6. TABLE
The following is an example of the distribution of the tasks between the Engine certification and
the aircraft certification. (When necessary, a similar approach should be taken for Propeller
applications.)
SUBSTANTIATION SUBSTANTIATION UNDER CS-25
TASK
UNDER CS-E with Engine data with aircraft data
ENGINE CONTROL — Safety objective — Consideration of
AND PROTECTION — Software/AEH common mode
criticality level effects (including
software and
AEH)
— Reliability
— Software/AEH
criticality level
MONITORING — Independence of — Monitoring — Indication system
control and parameter reliability
monitoring reliability — Independence
parameters Engine/Engine
[Amdt 20/2]
[Amdt 20/19]
AMC 20-2B
This document also discusses the division of compliance tasks between the APU and the aircraft
certification.
4 PRECAUTIONS
4.1 General
The introduction of electronic technology can entail the following:
(a) greater interdependence of the APU and the aircraft owing to the exchange of
electrical power and/or data between them;
(b) a risk of significant failures which might, for example, occur as a result of:
(i) insufficient protection from electromagnetic disturbance (e.g. lightning,
internal or external radiation effects);
(ii) insufficient integrity of the aircraft electrical power supply;
(iii) insufficient integrity of data supplied from the aircraft;
(iv) hidden design faults or discrepancies contained within the design of the APU
control software/airborne electronic hardware (AEH); or
(v) omissions or errors in the system specification.
Appropriate design and integration precautions must therefore be taken to
minimise these risks.
4.2 Objective
The introduction of electronic control systems should provide for the aircraft at least the
equivalent level of safety, and the related reliability level, as achieved by an essential APU
equipped with hydromechanical control and protection systems.
This objective, when defined during the aircraft/APU certification for a specific
application, will be agreed with EASA.
4.3 Precautions related to APU control, protection and monitoring
The software and AEH associated with the APU control, protection and monitoring
functions must have a criticality level and architecture appropriate to the criticality of the
functions performed.
For digital systems, any residual errors not detected during the software/AEH
development and certification process could cause an unacceptable failure. The latest
edition of AMC 20-115/AMC 20-152 constitutes an acceptable means of compliance for
software/AEH development, verification and software/AEH aspects of certification. The
APU software/AEH criticality level should determined by the APU and aircraft/system
safety assessment process; ED-79A/ARP4754A and ARP4761 provide guidelines on how
to conduct an aircraft/APU/system safety assessment process.
It should be noted that the software/AEH development assurance methods and
disciplines described in the latest edition of AMC 20-115/AMC 20-152 may not, in
themselves, be sufficient to ensure that the overall system safety and reliability targets
have been achieved. This is particularly true for certain critical systems, such as full
authority digital engine control (FADEC) systems. In such cases, it is accepted that other
measures, usually within the system, in addition to a high level of software/AEH
development assurance, may be necessary to achieve these safety objectives and
demonstrate that they have been met.
It is outside the scope of the latest edition of AMC 20-115/AMC 20-152 to suggest or
specify these measures, but in accepting that they may be necessary, it is also the
intention to encourage the development of software/AEH techniques which could
support meeting the overall system safety objectives.
Note: In this AMC, the ‘criticality level’ is used to reflect either the software level of a
software item and the AEH design assurance level (or DAL) of an AEH item.
4.4 Precautions related to APU independence from the aircraft
4.4.1 Precautions related to electrical power supply and data from the aircraft
When considering the objectives of Section 4.2, due consideration must be given
to the reliability of electrical power and data supplied to the electronic controls
and peripheral components. Therefore, the potential adverse effects on APU
operation of any loss of electrical power supply from the aircraft or failure of data
coming from the aircraft must be assessed during the APU certification.
(a) Electrical power
The use of either the aircraft electrical power network or electrical power
sources specific to the APU, or the combination of both, may meet the
objectives.
If the aircraft electrical system supplies power to the APU control system at
any time, the power supply quality, including transients or failures, must not
lead to a situation identified during the APU certification which is considered
during the aircraft certification to be a hazard to the aircraft.
(b) Data
The following cases should be considered:
(i) erroneous data received from the aircraft by the APU control system;
and
(ii) control system operating faults propagating via data links.
In certain cases, defects of aircraft input data may be overcome by other
data references specific to the APU in order to meet the objectives.
4.4.2 Local events
(a) In designing an electronic control system to meet the objectives of
Section 4.2, special consideration needs to be given to local events.
Examples of local events include fluid leaks, mechanical disruptions,
electrical problems, fires or overheat conditions. An overheat condition
results when the temperature of the electronic control unit is greater than
the maximum safe design operating temperature declared during the APU
certification. This situation can increase the failure rate of the electronic
control system.
(b) Whatever the local event, the behaviour of the electronic control system
must not cause a hazard to the aircraft. This will require consideration of
effects such as the overspeed of the APU.
When the demonstration that there is no hazard to the aircraft is based on
the assumption that there exists another function to afford the necessary
protection, it must be shown that this function is not rendered inoperative
The certification of the APU equipped with electronic controls and of the aircraft may be
shared between the APU certification and the aircraft certification. The distribution
between the APU certification and the aircraft certification must be identified and agreed
with EASA and/or the appropriate APU and aircraft authorities (an example is given in the
appendix).
Appropriate evidence provided for the APU certification should be used for the aircraft
certification. For example, the quality of any aircraft function software/AEH and
aircraft/APU interface logic already demonstrated for the APU certification should need
no additional substantiation for the aircraft certification.
Aircraft certification must deal with the specific precautions taken in respect of the
physical and functional interfaces with the APU.
[Amdt 20/10]
[Amdt 20/19]
[Amdt 20/19]
AMC 20-3B
— hidden design Faults or discrepancies contained within the design of the propulsion
system control software or airborne electronic hardware (AEH) (see CS-E 50(f)); or
— omissions or errors in the system/software/AEH specification (see CS-E 50(f)).
Appropriate design and integration precautions should therefore be taken to minimise any
adverse effects from the above.
(3) RELEVANT SPECIFICATIONS AND REFERENCE DOCUMENTS
Although compliance with many CS-E specifications might be affected by the Engine Control
System, the main paragraphs relevant to the certification of the Engine Control System itself are
the following:
CS-E Specification Turbine Engines Piston Engines
CS-E 20 (Engine configuration and interfaces) ✓ ✓
CS-E 25 (Instructions for Continued Airworthiness) ✓ ✓
CS-E 30 (Assumptions) ✓ ✓
CS-E 50 (Engine Control System) ✓ ✓
CS-E 60 (Provision for instruments) ✓ ✓
CS-E 80 (Equipment) ✓ ✓
CS-E 110 (Drawing and marking of parts — Assembly of parts) ✓ ✓
CS-E 130 (Fire prevention) ✓ ✓
CS-E 140 (Tests-Engine configuration) ✓ ✓
CS-E 170 (Engine systems and component verification) ✓ ✓
CS-E 210 (Failure analysis) ✓
CS-E 250 (Fuel System) ✓
CS-E 390 (Acceleration tests) ✓
CS-E 500 (Functioning) ✓
CS-E-510 (Safety analysis) ✓
CS-E 560 (Fuel system) ✓
CS-E 745 (Engine Acceleration) ✓
CS-E 1030 (Time-limited dispatch) ✓ ✓
DEFINITIONS VISUALISED
SYSTEMS MODES
PRIMARY MODE /
Primary system
NORMAL MODE
Backup system
BACKUP MODE 1
May be hydromechanical
control or less capable lane
BACKUP MODE 2
(5) GENERAL
It is recognised that the determination of compliance of the Engine Control System with the
applicable aircraft certification specifications will only be made during the aircraft certification.
In the case where the installation is unknown at the time of Engine certification, the applicant
for Engine certification should make reasonable installation and operational assumptions for
the target installation. Any installation limitations or operational issues will be noted in the
instructions for installation or operation, and/or the Type Certificate Data Sheet (TCDS)
(see CS-E 30 Assumptions).
When possible, early coordination between the Engine and the aircraft applicants is
recommended in association with the relevant authorities as discussed under Section 15 of this
AMC.
(6) SYSTEM DESIGN AND VALIDATION
(a) Control Modes — General
Under CS-E 50(a), the applicant should perform all necessary testing and analysis to
ensure that all Control Modes, including those which occur as a result of control Fault
Accommodation strategies, are implemented as required.
The need to provide protective functions, such as overspeed protection, for all Control
Modes, including any Alternate Modes, should be reviewed under the specifications of
CS-E 50(c), (d) and (e), and CS-E 210 or CS-E 510.
Any limitations on operations in Alternate Modes should be clearly stated in the Engine
instructions for installation and operation.
Descriptions of the functioning of the Engine Control System operating in its Primary and
any Alternate Modes should be provided in the Engine instructions for installation and
operation.
Analyses and/or testing are necessary to substantiate that operating in the Alternate
Modes has no unacceptable effect on Engine durability or endurance. Demonstration of
the durability and reliability of the control system in all modes is primarily addressed by
the component testing of CS-E 170. Performing some portion of the Engine certification
testing in the Alternate Mode(s) and during transition between modes can be used as
part of the system validation required under CS-E 50(a).
(i) Engine Test Considerations
If the Engine certification tests defined in CS-E are performed using only the Engine
Control System’s Primary Mode in the Full-up Configuration and if approval for
dispatch in the Alternate Mode is requested by the applicant under CS-E 1030, it
should be demonstrated, by analysis and/or test, that the Engine can meet the
defined test-success criteria when operating in any Alternate Mode that is
proposed as a dispatchable configuration as required by CS-E 1030.
Some capabilities, such as operability, blade-off, rain, hail, bird ingestion, etc., may
be lost in some control modes that are not dispatchable. These modes do not
require engine test demonstration as long as the installation and operating
instructions reflect this loss of capability.
(ii) Availability
Availability of any Back-up Mode should be established by routine testing or
monitoring to ensure that the Back-up Mode will be available when needed. The
frequency of establishing its availability should be documented in the Instructions
for Continued Airworthiness.
(b) Crew Training Modes
This AMC is not specifically intended to apply to any crew training modes. These modes
are usually installation-, and possibly operator-, specific and need to be negotiated on a
case-by-case basis. As an example, one common application of crew training modes is for
simulation of the ‘failed-fixed’ mode on a twin-engine rotorcraft. Training modes should
be described in the Engine instructions for installation and operation as appropriate. Also,
precautions should be taken in the design of the Engine Control System and its crew
interfaces to prevent inadvertent entry into any training modes. Crew training modes,
including lock-out systems, should be assessed as part of the System Safety Analysis (SSA)
of CS-E 50(d).
(c) Non-Dispatchable Configurations and Modes
For control configurations which are not dispatchable, but for which the applicant seeks
to take credit in the system Loss of Thrust (or Power) Control (LOTC/LOPC) analysis, it
may be acceptable to have specific operating limitations. In addition, compliance with
CS-E 50(a) does not imply strict compliance with the operability specifications of CS-E 390,
CS-E 500 and CS-E 745 in these non-dispatchable configurations, if it can be demonstrated
that, in the intended installation, no likely pilot control system inputs will result in Engine
surge, stall, flame-out or unmanageable delay in power recovery. For example, in a twin-
engine rotorcraft, a rudimentary Backup System may be adequate since frequent and
rapid changes in power setting with the Backup System may not be necessary.
— has lost the capability to govern the Engine in a manner which allows
compliance with the operability specifications given in CS-E 500(a) and
CS-E 745.
(ii) For turbine Engines intended for rotorcraft
An LOPC event is defined as an event where the Engine Control System:
— has lost the capability of modulating power between idle and 90% of
maximum rated power at the flight condition, except OEI power ratings, or
— suffers a Fault which results in a power oscillation greater than the levels
given in paragraph (7)(c) of this AMC, or
— has lost the capability to govern the Engine in a manner which allows
compliance with the operability specifications given in CS-E 500(a) and CS-E
745, with the exception that the inability to meet the operability
specifications in the Alternate Modes may not be included as LOPC events.
— Single Engine rotorcraft will be required to meet the operability
specifications in the Alternate Mode(s), unless the lack of this capability is
demonstrated to be acceptable at the aircraft level. Engine operability in the
Alternate Mode(s) is considered a necessity if:
— the control transitions to the Alternate Mode more frequently than the
acceptable LOPC rate, or
— normal flight crew activity requires rapid changes in power to safely fly the
aircraft.
— For multi-Engine rotorcraft, the LOPC definition may not need to include the
inability to meet the operability specifications in the Alternate Mode(s). This
may be considered acceptable because when one Engine control transitions
to an Alternate Mode, which may not have robust operability, that Engine
can be left at reasonably fixed power conditions. The Engine(s) with the
normally operating control(s) can change power – as necessary – to
complete aircraft manoeuvres and safely land the aircraft. Demonstration of
the acceptability of this type of operation may be required at aircraft
certification.
(iii) For turbine Engines intended for other installations
A LOTC/LOPC event is defined as an event where the Engine Control System:
— has lost the capability of modulating thrust or power between idle and 90%
of maximum rated power or thrust, or
— suffers a Fault which results in a thrust or power oscillation that would
impact controllability in the intended installation, or
— has lost the capability to govern the Engine in a manner which allows
compliance with the operability specifications given in CS-E 500(a) and CS-E
745, as appropriate.
(iv) For piston Engines
An LOPC event is defined as an event where the Engine Control System:
— has lost the capability of modulating power between idle and 85% of
maximum rated power at all operating conditions, or
— suffers a Fault which results in a power oscillation greater than the levels
given in paragraph (7)(c) of this AMC, or
— has lost the capability to govern the Engine in a manner which allows
compliance with the operability specifications given in CS-E 390.
(v) For engines incorporating functions for Propeller control integrated in the EECS
The following Faults or Failures should be considered as additional LOPC events:
— inability to command a change in pitch,
— uncommanded change in pitch,
— uncontrollable Propeller torque or speed fluctuation.
(c) Uncommanded thrust or power oscillations
Any uncommanded thrust or power oscillations should be of such a magnitude as not to
impact aircraft controllability in the intended installation. Thrust or power oscillations
less than 10% peak to peak of Take-off Power and/or Thrust have been considered
acceptable in some installations, where the failure affects one engine only. Regardless of
the levels discussed herein, if the flight crew has to shut down an Engine because of
unacceptable thrust or power oscillations caused by the control system, such an event
would be deemed an in-service LOTC/LOPC event.
(d) Acceptable LOTC/LOPC rate
The applicant may propose an LOTC/LOPC rate other than those below. Such a proposal
should be substantiated in relation to the criticality of the Engine and control system
relative to the intended installation. The intent is to show equivalence of the LOTC/LOPC
rate to existing systems in comparable installations.
(i) For turbine Engines
The EECS should not cause more than one LOTC/LOPC event per 100 000 engine
flight hours.
(ii) For piston Engines
An LOPC rate of 45 per million engine flight hours (or 1 per 22,222 engine flight
hours) has been shown to represent an acceptable level for the most complex
EECS. As a result of the architectures used in many of the EECS for these engines,
the functions are implemented in independent system elements. These system
elements or sub-systems can be fuel control, or ignition control, or others. If a
system were to contain only one element such as fuel control, then the appropriate
total system level would be 15 LOPC events per million engine flight hours. So the
system elements are then additive up to a max of 45 LOPC events per million hours.
For example, an EEC system comprised of fuel, ignition, and wastegate control
functions should meet a total system reliability of 15+15+15 = 45 LOPC events per
million engine flight hours. This criterion is then applied to the entire system and
not allocated to each of the subsystems. Note that a maximum of 45 LOPC events
per million engine flight hours are allowed, regardless of the number of
subsystems. For example, if the EEC system includes more than three subsystems,
the sum of the LOPC rates for the total system should not exceed 45 LOPC events
per million engine flight hours for all of the electrical and electronic elements.
responsibility to ensure that there are no wiring Faults which could affect more
than one Engine. Where practical, wiring Faults should not affect more than one
channel. Any assumptions made by the Engine applicant regarding channel
separation should be included in the LOTC/LOPC analysis.
— Where physical separation of conductors is not practical, co-ordination between
the Engine applicant and the installer should ensure that the potential for common
mode Faults between Engine Control Systems is eliminated, and between channels
on one Engine is minimised.
The applicant should assess by analysis or test the effects of fluid leaks impinging on
components of the Electronic Engine Control System. Such conditions should not result
in a Hazardous Engine Effect, nor should the fluids be allowed to impinge on circuitry or
printed circuit boards and result in a potential latent Failure condition.
(8) SYSTEM SAFETY ASSESSMENT
(a) Scope of the assessment
The system safety assessment (SSA) required under CS-E 50(d) should address all
operating modes, and the data used in the SSA should be substantiated.
The LOTC/LOPC analysis described in Section 7 is a subset of the SSA. The LOTC/LOPC
analysis and SSA may be separate or combined as a single analysis.
The SSA should consider all Faults, both detected and undetected, and their effects on
the Engine Control System and the Engine itself. The intent is primarily to address the
Faults or malfunctions which only affect one Engine Control System, and therefore only
one Engine. However, Faults or malfunctions in aircraft signals, including those in a multi-
engine installation that could affect more than one Engine, should also be included in the
SSA; these types of Faults are addressed under CS-E 50(g).
The Engine Control System SSA and LOTC/LOPC analysis, or combined analyses, should
identify the applicable assumptions and installation requirements and establish any
limitations relating to Engine Control System operation. These assumptions,
requirements, and limitations should be stated in the Engine instructions for installation
and operation as appropriate. If necessary, the limitations should be contained in the
airworthiness limitations section of the instructions for continued airworthiness in
accordance with CS-E 25(b)(1).
The SSA should address all Failure effects identified under CS-E 510 or CS-E 210, as
appropriate. A summary should be provided, listing the malfunctions or Failures and their
effects caused by the Engine Control System, such as:
— Failures affecting power or thrust resulting in LOTC/LOPC events.
— Failures which result in the Engine’s inability to meet the operability specifications.
If these Failure cases are not considered as LOPC events according to paragraph
(7)(b)(ii) of this AMC, the expected frequency of occurrence for these events should
be documented.
— Transmission of erroneous parameters which could lead to thrust or power
changes greater than 3% of Take-off Power or Thrust (10% for piston engines
installations) (e.g., false high indication of the thrust or power setting parameter)
or to Engine shutdown (e.g., high EGT or turbine temperatures or low oil pressure).
— Failures affecting functions included in the Engine Control System, which may be
considered aircraft functions (e.g. Propeller control, thrust reverser control,
control of cooling air, control of fuel recirculation)
— Failures resulting in Major Engine Effects and Hazardous Engine Effects.
The SSA should also consider all signals used by the Engine Control System, in particular
any cross-Engine control signals and air signals as described in CS-E 50(i).
The criticality of functions included in the Engine Control System for aircraft level
functions needs to be defined by the aircraft applicant.
(b) Criteria
The SSA should demonstrate or provide the following:
(i) Compliance with CS-E 510 or CS-E 210, as appropriate.
(ii) For Failures leading to LOTC/LOPC events, compliance with the agreed LOTC/LOPC
rate for the intended installation (see paragraph (7)(d) of this AMC).
(iii) For Failures affecting Engine operability but not leading to LOPC events,
compliance with the expected total frequency of occurrence of Failures that result
in Engine response that is non-compliant with CS-E 390, CS-E 500(a) and CS-E 745
specifications (as appropriate). The acceptability of the frequency of occurrence
for these events - along with any aircraft flight deck indications deemed necessary
to inform the flight crew of such a condition - will be determined at aircraft
certification.
(iv) The consequence of the transmission of a faulty parameter
The consequence of the transmission of a faulty parameter by the Engine Control
System should be identified and included, as appropriate, in the LOTC/LOPC
analysis. Any information necessary to mitigate the consequence of a faulty
parameter transmission should be contained in the Engine operating instructions.
For example, the Engine operating instructions may indicate that a display of zero
oil pressure be ignored in-flight if the oil quantity and temperature displays appear
normal. In this situation, Failure to transmit oil pressure or transmitting a zero oil
pressure signal should not lead to an Engine shutdown or LOTC/LOPC event.
Admittedly, flight crew initiated shutdowns have occurred in-service during such
conditions. In this regard, if the Engine operating instructions provide information
to mitigate the condition, then control system Faults or malfunctions leading to the
condition do not have to be included in the LOTC/LOPC analysis. In such a situation,
the loss of multiple functions should be included in the LOTC/LOPC analysis. If the
display of zero oil pressure and zero oil quantity (or high oil temperature) would
result in a crew initiated shutdown, then those conditions should be included in
the systems LOTC/LOPC analysis.
(c) Malfunctions or Faults affecting thrust or power
In multi-engine aeroplanes, Faults that result in thrust or power changes of less than
approximately 10% of Take-off Power or Thrust may be undetectable by the flight crew.
This level is based on pilot assessment and has been in use for a number of years. The
pilots indicated that flight crews will note the Engine operating differences when the
difference is greater than 10% in asymmetric thrust or power.
The detectable difference level for Engines for other installations should be agreed with
the installer.
When operating in the take-off envelope, Uncovered Faults in the Engine Control System
which result in a thrust or power change of less than 3% (10% for piston engines
installations), are generally considered acceptable. However, this does not detract from
the applicant’s obligation to ensure that the full-up system is capable of providing the
declared minimum rated thrust or power. In this regard, Faults which could result in small
thrust changes should be random in nature and detectable and correctable during
routine inspections, overhauls or power-checks.
The frequency of occurrence of Uncovered Faults that result in a thrust or power change
greater than 3% of Take-off Power or Thrust, but less than the change defined as an
LOTC/LOPC event, should be contained in the SSA documentation. There are no firm
specifications relating to this class of Faults for Engine certification; however the rate of
occurrence of these types of Faults should be reasonably low, in the order of 10–4 events
per Engine flight hour or less. These Faults may be required to be included in aircraft
certification analysis.
Signals sent from one Engine Control System to another in an aeroplane installation, such
as signals used for an Automatic Take-off Thrust Control System (ATTCS), synchrophasing,
etc., are addressed under CS-E 50(g). They should be limited in authority by the receiving
Engine Control System, so that undetected Faults do not result in an unacceptable change
in thrust or power on the Engine using those signals. The maximum thrust or power loss
on the Engine using a cross-Engine signal should generally be limited to 3% absolute
difference of the current operating condition.
Note: It is recognised that ATTCS, when activated, may command a thrust or power
increase of 10% or more on the remaining Engine(s). It is also recognised that signals sent
from one Engine control to another in a rotorcraft installation, such as load sharing and
One Engine Inoperative (OEI), can have a much greater impact on Engine power when
those signals fail. Data of these Failure modes should be contained in the SSA.
When operating in the take-off envelope, detected Faults in the Engine Control System,
which result in a thrust or power change of up to 10% (15% for piston engines) may be
acceptable if the total frequency of occurrence for these types of Failures is relatively
low. The predicted frequency of occurrence for this category of Faults should be
contained in SSA documentation. It should be noted that requirements for the allowable
frequency of occurrence for this category of Faults and any need for a flight deck
indication of these conditions would be reviewed during aircraft certification. A total
frequency of occurrence in excess of 10–4 events per Engine flight hour would not
normally be acceptable.
Detected Faults in signals exchanged between Engine Control Systems should be
accommodated so as not to result in greater than a 3% thrust or power change on the
Engine using the cross-Engine signals.
(9) PROTECTIVE FUNCTIONS
(a) Rotor Over-speed Protection.
Rotor over-speed protection is usually achieved by providing an independent over-speed
protection system, such that it requires two independent Faults or malfunctions (as
described below) to result in an uncontrolled over-speed.
The following guidance applies if the rotor over-speed protection is provided solely by an
Engine Control System protective function.
For dispatchable configurations, refer to CS-E 1030 and AMC E 1030.
The SSA should show that the probability per Engine flight hour of an uncontrolled over-
speed condition from any cause in combination with a Failure of the over-speed
protection system to function is less than one event per hundred million hours (a Failure
rate of 10–8 events per Engine flight hour).
The over-speed protection system would be expected to have a Failure rate of less than
10–4 Failures per engine flight hour to ensure the integrity of the protected function.
A self-test of the over-speed protection system to ensure its functionality prior to each
flight is normally necessary for achieving the objectives. Verifying the functionality of the
over-speed protection system at Engine shutdown and/or start-up is considered
adequate for compliance with this requirement. It is recognised that some Engines may
routinely not be shut down between flight cycles. In this case this should be accounted
for in the analyses.
Because in some over-speed protection systems there are multiple protection paths,
there will always be uncertainty that all paths are functional at any given time. Where
multiple paths can invoke the over-speed protection system, a test of a different path
may be performed each Engine cycle. The objective is that a complete test of the over-
speed system, including electro-mechanical parts, is achieved in the minimum number of
Engine cycles. This is acceptable so long as the system meets a 10-4 Failure rate.
The applicant may provide data that demonstrates that the mechanical parts (this does
not include the electro-mechanical parts) of the over-speed protection system can
operate without Failure between stated periods, and a periodic inspection may be
established for those parts. This data is acceptable in lieu of testing the mechanical parts
of the sub-system each Engine cycle.
(b) Other protective functions
The Engine Control System may perform other protective functions. Some of these may
be Engine functions, but others may be aircraft or Propeller functions. Engine functions
should be considered under the guidelines of this AMC. The integrity of other protective
functions provided by the Engine Control System should be consistent with a safety
analysis associated with those functions, but if those functions are not Engine functions,
they may not be a part of Engine certification.
As Engine Control Systems become increasingly integrated into the aircraft and Propeller
systems, they are incorporating protective functions that were previously provided by
the aircraft or Propeller systems. Examples are reducing the Engine to idle thrust if a
thrust reverser deploys and providing the auto-feather function for the Propeller when
an Engine fails.
The reliability and availability associated with these functions should be consistent with
the top level hazard assessment of conditions involving these functions. This will be
completed during aircraft certification.
For example, if an Engine Failure with loss of the auto-feather function is catastrophic at
the aircraft level - and the auto-feather function is incorporated into the Engine Control
System - the applicant will have to show for CS-25 installations (or CS-23 installations
certified to CS-25 specifications) that an Engine Failure with loss of the auto-feather
function cannot result from a single control system Failure, and that combinations of
control system Failures, or Engine and control system Failures, which lead to a significant
Engine loss of thrust or power with an associated loss of the autofeather function may be
required to have an extremely improbable event rate (i.e., 10–9 events per Engine flight
hour).
Although these functions await evaluation at the aircraft level, it is strongly
recommended that, if practicable, the aircraft level hazard assessment involving these
functions be available at the time of the Engine Control System certification. This will
facilitate discussions and co-ordination between the Engine and aircraft certification
teams under the conditions outlined in paragraph (15) of this AMC. It is recognised that
this co-ordination may not occur for various reasons. Because of this, the applicant should
recognise that although the Engine may be certified, it may not be installable at the
aircraft level.
The overall requirement is that the safety assessment of the Engine Control System
should include all Failure modes of all functions incorporated in the system. This includes
those functions which are added to support aircraft certification, so that the information
of those Failure modes will get properly addressed and passed on to the installer for
inclusion in the airframe SSA. Information concerning the frequencies of occurrence of
those Failure modes may be needed as well.
(10) SOFTWARE AND AIRBORNE ELECTRONIC HARDWARE (AEH) DESIGN AND IMPLEMENTATION
(a) Objective
For Engine Control Systems that use software/AEH, the objective of CS-E 50(f) is to
prevent as far as possible software/AEH errors that would result in an unacceptable effect
on power or thrust, or any unsafe condition.
In multiple Engine installations, the possibility of software/AEH errors that are common
to more than one Engine Control System may determine the criticality level of the
software/AEH.
(b) Approved Methods
Methods for developing software/AEH that are compliant with the guidelines contained
in the latest edition of AMC 20-115/AMC 20-152 are acceptable methods. Alternative
methods for developing software/AEH may be proposed by the applicant and are subject
to approval by EASA.
Software/AEH which was not developed using the versions of ED-12/ED-80 referenced in
the latest edition of AMC 20-115/AMC 20-152 is referred to as legacy software/AEH.
In general, changes made to legacy software/AEH applicable to its original installation are
assured in the same manner as the original certification. When legacy software/AEH is
used in a new aircraft installation that requires the latest edition of AMC 20-115/AMC 20-
152, the original approval of the legacy software/AEH is still valid, assuming equivalence
to the required software/AEH criticality level can be ascertained. If the software/AEH
development method equivalence is acceptable to EASA, taking into account the
conditions defined in the latest edition of AMC 20-115/AMC 20-152, the legacy
software/AEH can be used in the new installation. If equivalence cannot be substantiated,
all the software changes should be assured through the use of the latest edition of
AMC 20-115 for software or of AMC 20-152 for AEH.
Note: In this AMC, the ‘criticality level’ is used to reflect either the software level of a
software item or the AEH design assurance level (or DAL) of an AEH item.
There are two types of potential software changes that could be implemented by
someone other than the original TC holder:
— option-selectable software, or
— user-modifiable software (UMS).
Option-selectable changes would have to be pre-certified utilising a method of selection
which has been shown not to be capable of causing a control malfunction.
UMS is software intended for modification by the aircraft operator without review by the
certification authority, the aircraft applicant, or the equipment vendor. For Engine
Control Systems, UMS has generally not been applicable. However, approval of UMS, if
required, would be addressed on a case-by-case basis.
In principle, persons other than the TC holder may modify the software within the
modification constraints defined by the TC holder, if the system has been certified with
the provision for software user modifications. To certify an Electronic Engine Control
System with the provision for software modification by others than the TC holder, the TC
holder should (1) provide the necessary information for approval of the design and
implementation of a software change, and (2) demonstrate that the necessary
precautions have been taken to prevent the user modification from affecting Engine
airworthiness, especially if the user modification is incorrectly implemented.
In the case where the software is changed in a manner not pre-allowed by the TC holder
as “user modifiable”, the “non-TC holder” applicant will have to comply with the
requirements given in Part 21, subpart E.
(11) RESERVED
(12) AIRCRAFT-SUPPLIED DATA
(a) Objective
As required by CS-E 50(g), in case of loss, interruption, or corruption of Aircraft-Supplied
Data, the Engine should continue to function in a safe and acceptable manner, without
unacceptable effects on thrust or power, Hazardous Engine Effects, or loss of ability to
comply with the operating specifications of CS-E 390, CS-E 500(a) and CS-E 745, as
appropriate.
(b) Background
Historically, regulatory practice was to preserve the Engine independence from the
aircraft. Hence even with very reliable architecture, such as triply redundant air data
computer (ADC) systems, it was required that the Engine Control System provided an
independent control means that could be used to safely fly the aircraft should all the ADC
signals be lost.
However, with the increased Engine-aircraft integration that is currently occurring in the
aviation industry and with the improvement in reliability and implementation of Aircraft-
Supplied Data, the regulatory intent is being revised to require that Fault Accommodation
be provided against single Failures of Aircraft-Supplied Data. This may include Fault
Accommodation by transition into another Control Mode that is independent of Aircraft-
Supplied Data.
The Engine Control System’s LOTC/LOPC analysis should contain the effects of air data
system Failures in all allowable Engine Control System and air data system dispatch
configurations.
When Aircraft-Supplied Data can affect Engine Control System operation, the applicant
should address the following items, as applicable, in the SSA or other appropriate
documents:
— Software in the data path to the EECS should be at a level consistent with that
defined for the EECS. The data path may include other aircraft equipment, such as
aircraft thrust management computers, or other avionics equipment.
— The applicant should state in the instructions for installation that the aircraft
applicant is responsible for ensuring that changes to aircraft equipment, including
software, in the data path to the Engine do not affect the integrity of the data
provided to the Engine as defined by the Engine instructions for installation.
— The applicant should supply the effects of faulty and corrupted Aircraft-Supplied
Data on the EECS in the Engine instructions for installation.
— The instructions for installation should state that the installer should ensure that
those sensors and equipment involved in delivering information to the EECS are
capable of operating in the EMI, HIRF and lightning environments, as defined in the
certification basis for the aircraft, without affecting their proper and continued
operation.
— The applicant should state the reliability level for the Aircraft-Supplied Data that
was used as part of the SSA and LOTC/LOPC analysis as an “assumed value” in the
instructions for installation.
As stated in CS-E 50(g), thrust and power command signals sent from the aircraft are not
subject to the specifications of CS-E 50(g)(2). If the aircraft thrust or power command
system is configured to move the Engine thrust or power levers or transmit an electronic
signal to command a thrust or power change, the Engine Control System merely responds
to the command and changes Engine thrust or power as appropriate. The Engine Control
System may have no way of knowing that the sensed throttle or power lever movement
was correct or erroneous.
In both the moving throttle (or power lever) and non-moving throttle (or power lever)
configurations, it is the installer’s responsibility to show that a proper functional hazard
analysis is performed on the aircraft system involved in generating Engine thrust or power
commands, and that the system meets the appropriate aircraft’s functional hazard
assessment safety related specifications. This task is an aircraft certification issue,
however Failures of the system should be included in the Engine’s LOTC/LOPC analysis.
(c) Design assessment
The applicant should prepare a Fault Accommodation chart that defines the Fault
Accommodation architecture for the Aircraft-Supplied Data.
There may be elements of the Engine Control System that are mounted in the aircraft
and are not part of the Engine type design, but which are dedicated to the Engine Control
System and powered by it, such as a throttle position resolver. In these instances, such
elements are considered to be an integral component of the Electronic Engine Control
System and are not considered aircraft data.
In the case where the particular Failure modes of the aircraft air data may be unknown,
the typical Failure modes of loss of data and erroneous data should be assumed. The term
“erroneous data” is used herein to describe a condition where the data appears to be
valid but is incorrect.
Such assumptions and the results of the evaluation of erroneous aircraft data should be
provided to the installer.
The following are examples of possible means of accommodation:
— Provision of an Alternate Mode that is independent of Aircraft-Supplied Data.
— Dual sources of aircraft-supplied sensor data with local Engine sensors provided as
voters and alternate data sources.
— Use of synthesised Engine parameters to control or as voters. When synthesised
parameters are used for control or voting purposes, the analysis should consider
the impact of temperature and other environmental effects on those sensors
whose data are used in the synthesis. The variability of any data or information
necessary to relate the data from the sensors used in the synthesis to the
parameters being synthesised should also be assessed.
— Triple redundant ADC systems that provide the required data.
If for aircraft certification it is intended to show that the complete loss of the aircraft air
data system itself is extremely improbable, then it should be shown that the aircraft air
data system is unaffected by a complete loss of aircraft generated power, for example,
backed up by battery power. (See AMC 20-1)
(d) Effects on the Engine
CS-E 510 defines the Hazardous Engine Effects for turbine Engines.
CS-E 50(g) is primarily intended to address the effects of aircraft signals, such as aircraft
air data information, or other signals which could be common to all Engine Control
Systems in a multi-Engine installation. The control system design should ensure that the
full-up system is capable of providing the declared minimum rated thrust or power
throughout the Engine operating envelope.
CS-E 50(g) requires the applicant to provide an analysis of the effect of loss or corruption
of aircraft data on Engine thrust or power. The effects of Failures in Aircraft-Supplied Data
should be documented in the SSA as described in Section (8) above. Where appropriate,
aircraft data Failures or malfunctions that contribute to LOTC/LOPC events should be
included in the LOTC/LOPC analysis.
(e) Validation
Functionality of the Fault Accommodation logic should be demonstrated by test, analysis,
or combination thereof. In the case where the aircraft air data system is not functional
because of the loss of all aircraft generated power, the Engine Control System should
include validated Fault Accommodation logic which allows the Engine to operate
acceptably with the loss of all aircraft-supplied air data. Engine operation in this system
configuration should be demonstrated by test.
For all dispatchable Control Modes, see CS-E 1030 and AMC E 1030.
If an Alternate Mode, independent of Aircraft-Supplied Data, has been provided to
accommodate the loss of all data, sufficient testing should be conducted to demonstrate
that the operability specifications have been met when operating in this mode.
Characteristics of operation in this mode should be included in the instructions for
installation and operation as appropriate. This Alternate Mode need not be dispatchable.
margin should be substantiated by test and/or analysis and should also take into account
any deterioration over the life of the Engine.
(d) Aircraft-Supplied Power Reliability
Any Aircraft-Supplied Power reliability values used in system analyses, whether supplied
by the aircraft manufacturer or assumed, should be contained in the instructions for
installation.
When Aircraft-Supplied Power is used in any architecture, if aircraft power Faults or
Failures can contribute to LOTC/LOPC or Hazardous Engine Effects, these events should
be included in the Engine SSA and LOTC/LOPC analyses.
When compliance with CS-E 50(h)(1) imposes an Engine dedicated power source, Failure
of this source should be addressed in the LOTC/LOPC analysis required under CS-E 50 (c).
While no credit is normally necessary to be given in the LOTC/LOPC analysis for the use
of Aircraft-Supplied Power as a back-up power source, Aircraft-Supplied Power has
typically been provided for the purpose of accommodating the loss of the Engine
dedicated power source. However, LOTC/LOPC allowance and any impact on the SSA for
the use of Aircraft-Supplied Power as the sole power source for an Engine control Back-
up System or as a back-up power source would be reviewed on a case-by-case basis.
In some system architectures, an Engine dedicated power source may not be required
and Aircraft-Supplied Power may be acceptable as the sole source of power.
An example is a system that consists of a primary electronic single channel and a full
capability hydromechanical Back-up System that is independent of electrical power (a full
capability hydromechanical control system is one that meets all CS-E specifications and is
not dependent on aircraft power). In this type of architecture, loss or interruption of
Aircraft-Supplied Power is accommodated by transferring control to the hydromechanical
system. Transition from the electronic to the hydromechanical control system is
addressed under CS-E 50(b).
Another example is an EECS powered by an aircraft power system that could support a
critical fly-by-wire flight control system. Such a power system may be acceptable as the
sole source of power for an EECS. In this example, it should be stated in the instructions
for installation that a detailed design review and safety analysis is to be conducted to
identify latent failures and common cause failures that could result in the loss of all
electrical power. The instructions should also state that any emergency power sources
must be known to be operational at the beginning of the flight. Any emergency power
sources must be isolated from the normal electrical power system in such a way that the
emergency power system will be available no matter what happens to the normal
generated power system. If batteries are the source of emergency power, there must be
a means of determining their condition prior to flight, and their capacity must be shown
to be sufficient to assure exhaustion will not occur before getting the aircraft safely back
on the ground.
This will satisfy that appropriate reliability assumptions are provided to the installer.
(e) Aircraft-Supplied Power Quality
When Aircraft-Supplied Power is necessary for operation of the Engine Control System,
CS-E 50(h)(3) specifies that the Engine instructions for installation contain the Engine
Control System’s electrical power supply quality requirements. This applies to any of the
configurations listed in paragraph (13)(c) or any new configurations or novel approach
not listed that use Aircraft-Supplied Power. These quality requirements should include
steady state and transient under-voltage and over-voltage limits for the equipment. The
power input standards of RTCA DO-160/EUROCAE ED-14 are considered to provide an
acceptable definition of such requirements. If RTCA DO-160/EUROCAE ED-14 is used, any
exceptions to the power quality standards cited for the particular category of equipment
specified should be stated.
It is recognised that the electrical or electronic components of the Engine Control System
when operated on Aircraft-Supplied Power may cease to operate during some low
voltage aircraft power supply conditions beyond those required to sustain normal
operation, but in no case should the operation of the Engine control result in a Hazardous
Engine Effect. In addition, low voltage transients outside the control system’s declared
capability should not cause permanent loss of function of the control system, or result in
inappropriate control system operation which could cause the Engine to exceed any
operational limits, or cause the transmission of unacceptable erroneous data.
When aircraft power recovers from a low-voltage condition to a condition within which
the control system is expected to operate normally, the Engine Control System should
resume normal operation. The time interval associated with this recovery should be
contained in the Engine instructions for installation. It is recognised that Aircraft-Supplied
Power conditions may lead to an Engine shutdown or Engine condition which is not
recoverable automatically. In these cases the Engine should be capable of being
restarted, and any special flight crew procedures for executing an Engine restart during
such conditions should be contained in the Engine instructions for operation. The
acceptability of any non-recoverable Engine operating conditions - as a result of these
Aircraft-Supplied Power conditions - will be determined at aircraft certification.
If Aircraft-Supplied Power supplied by a battery is required to meet an "all Engines out"
restart requirement, the analysis according to paragraph 13(c) should result in a
definition of the requirements for this Aircraft-Supplied Power. In any installation where
aircraft electrical power is used to operate the Engine Control System, such as low Engine
speed in-flight re-starting conditions, the effects of any aircraft electrical bus-switching
transients or power transients associated with application of electrical loads, which could
cause an interruption in voltage or a decay in voltage below that level required for proper
control functioning, should be considered.
(f) Effects on the Engine
Where loss of aircraft power results in a change in Engine Control Mode, the Control
Mode transition should meet the specifications of CS-E 50(b).
For some Engine control functions that rely exclusively upon Aircraft-Supplied Power, the
loss of electrical power may still be acceptable. Acceptability is based on evaluation of
the change in Engine operating characteristics, experience with similar designs, or the
accommodation designed into the control system.
Examples of such Engine control functions that have traditionally been reliant on aircraft
power include:
— Engine start and ignition
— Thrust Reverser deployment
— Anti-Icing (Engine probe heat)
— Fuel Shut-Off
— Over-speed Protection Systems
during takeoff, and the increased thrust on the remaining Engines is necessary to achieve
the required aircraft performance.
All of the above examples of integration involve aircraft functionality that would receive
significant review during aircraft certification.
(b) Integration of Engine Control Functions into Aircraft Systems
The trend toward systems integration may lead to aircraft systems performing functions
traditionally considered part of the Engine Control System. Some designs may use aircraft
systems to implement a significant number of the Engine Control System functions. An
example would be the complex integrated flight and Engine Control Systems – integrated
in aircraft avionics units - which govern Engine speed, rotor speed, rotor pitch angle and
rotor tilt angle in tilt-rotor aircraft.
In these designs, aircraft systems may be required to be used during Engine certification.
In such cases, the Engine applicant is responsible for specifying the requirements for the
EECS in the instructions for installation and substantiating the adequacy of those
requirements.
An example of limited integration would be an Engine control which receives a torque
output demand signal from the aircraft and responds by changing the Engine’s fuel flow
and other variables to meet that demand. However, the EECS itself, which is part of the
type design, provides all the functionality required to safely operate the Engine in
accordance with CS-E or other applicable specifications.
(c) Certification activities
(i) Objective
To satisfy the aircraft specifications, such as CS 25.901, CS 25.903 and CS 25.1309,
an analysis of the consequences of Failures of the Engine Control System on the
aircraft has to be made. The Engine applicant should, together with the aircraft
applicant, ensure that the software/AEH criticality levels and the safety and
reliability objectives for the Engine electronic control system are consistent with
these specifications.
(ii) Interface Definition and System Responsibilities
System responsibilities as well as interface definitions should be identified for the
functional as well as hardware and software aspects between the Engine, Propeller
and the aircraft systems in the appropriate documents.
The Engine/Propeller/aircraft documents should cover in particular:
— Functional requirements and criticality (which may be based on Engine,
Propeller and aircraft considerations);
— Fault Accommodation strategies;
— Maintenance strategies;
— The software/AEH criticality level (per function if necessary);
— The reliability objectives for:
— LOTC/LOPC events,
— Transmission of faulty parameters;
(B) Case of an aircraft computer performing the functions for the control of the
Engine.
The aircraft certification will address all general requirements such as
software/AEH development assurance procedures, EMI, HIRF and lightning
protection levels.
The aircraft certification will address the functional aspects for the aircraft
functions.
The Engine certification will address the functional aspects for the Engine
functions (safety analysis, rate of LOTC/LOPC events, effect of loss of
aircraft-supplied data, etc.) The Fault Accommodation logic affecting the
control of the Engine, for example, will be reviewed at that time.
[Amdt 20/2]
[Amdt 20/10]
[Amdt 20/19]
AMC 20-6
1
EU-OPS until operational requirements Part-SPA Subpart-ETOPS are in force.
SECTION 3: ABBREVIATIONS
AFM: Airplane Flight Manual
ATS: Air Traffic Services
CAME: Continuing Airworthiness Management Exposition
CAMO: Continuing Airworthiness Management Organisation approved pursuant to Part-M Subpart-G
CG: Centre of Gravity
IFSD: In-flight shut-down
MCT: Maximum Continuous Thrust
MMEL: Master Minimum Equipment List
MEL: Minimum Equipment List
RFFS Rescue and Fire Fighting Services
(S)TC: (Supplemental) Type Certificate
SECTION 4: TERMINOLOGY
a. Approved One-Engine-Inoperative Cruise Speed
(1) The approved one-engine-inoperative cruise speed for the intended area of operation
must be a speed, within the certificated limits of the aeroplane, selected by the operator
and approved by the competent authority.
(2) The operator must use this speed in
(i) establishing the outer limit of the area of operation and any dispatch limitation,
(ii) calculation of single-engine fuel requirements under Appendix 4 section 4 of this
AMC and,
(iii) establishing the level off altitude (net performance) data. This level off altitude (net
performance) must clear any obstacle en route by margins as specified in the
operational requirements.
A speed other than the approved one-engine-inoperative-speed may be used as
the basis for compliance with en-route altitude requirements.
The fuel required with that speed or the critical fuel scenario associated with the
applicable ETOPS equal-time point, whichever is higher has to be uplifted..
(3) As permitted in Appendix 4 of this AMC, based on evaluation of the actual situation, the
pilot-in-command may deviate from the planned one-engine-inoperative cruise speed.
Note: The diversion distance based on the approved one-engine-inoperative cruise speed may take
into account the variation of the True Air Speed.
b. Dispatch
Dispatch is when the aircraft first moves under its own power for the purpose of taking-off.
(iii) Systems whose failure would result in excessive crew workload or have operational
implications or significant detrimental impact on the flight crew’s or passengers’
physiological well-being for an ETOPS diversion (e.g., flight control forces that
would be exhausting for a maximum ETOPS diversion, or system failures that would
require continuous fuel balancing to ensure proper CG, or a cabin environmental
control failure that could cause extreme heat or cold to the extent it could
incapacitate the crew or cause physical harm to the passengers).
(iv) A system specifically installed to enhance the safety of ETOPS operations and an
ETOPS diversion regardless of the applicability of paragraphs (2)(i), (2)(ii) and (2)(iii)
above (e.g. communication means).
e. Extended Range Entry Point
The extended range entry point is the first point on the aeroplane’s route which is:
— For two-engine aeroplanes with a maximum approved passenger seating configuration
of 20 or more, or with a maximum take-off mass of 45360 kg or more, at 60 minutes flying
time at the approved one-engine-inoperative cruise speed (under standard conditions in
still air) from an adequate aerodrome.
— For two-engine aeroplanes with a maximum approved passenger seating configuration
of 19 or less and a maximum take-off mass of less than 45360 kg, at 180 minutes flying
time at the approved one-engine-inoperative speed (in still air) from an adequate
aerodrome.
f. In-flight Shutdown (IFSD)
In-flight shutdown (IFSD) means when an engine ceases to function and is shutdown, whether
self-induced, flight crew initiated or caused by an external influence. For ETOPS, all IFSDs
occurring from take-off decision speed until touch-down shall be counted.
The Agency considers IFSD for all causes, for example: flameout, internal failure, flight crew
initiated shutdown, foreign object ingestion, icing, inability to obtain or control desired thrust
or power, and cycling of the start control, however briefly, even if the engine operates normally
for the remainder of the flight.
This definition excludes the cessation of the functioning of an engine when immediately
followed by an automatic engine relight and when an engine does not achieve desired thrust or
power but is not shutdown. These events as well as engine failures occurring before take-off
decision speed or after touch-down, although not counted as IFSD, shall be reported to the
competent authority in the frame of continued airworthiness for ETOPS.
g. Maximum Approved Diversion Time
A maximum approved diversion time(s) for the airframe/engine combination or the engine,
established in accordance with the type design criteria in this AMC and Appendices 1 and 2 of
this AMC. This Maximum Approved Diversion Time(s) is reflected in the aeroplane and engine
Type Certificate Data Sheets or (S)TC and in the AFM or AFM-supplement.
Any proposed increase in the Maximum Approved Diversion Time(s), or changes to the aircraft
or engine, should be re-assessed by the (S)TC holder in accordance with Part 21.A.101 to
establish if any of the Type Design criteria in this AMC should be applied.
h. Operator’s Approved Diversion Time
Operator’s Approved Diversion Time is the maximum time authorised by the Competent
Authority that the operator can operate a type of aeroplane at the approved one-engine-
inoperative cruise speed (under standard conditions in still air) from an adequate aerodrome
for the area of operation.
i. System:
A system includes all elements of equipment necessary for the control and performance
of a particular function. It includes both the equipment specifically provided for the
function in question and other basic equipment such as that necessary to supply power
for the equipment operation.
(1) Airframe System. Any system on the aeroplane that is not part of the propulsion
system.
(2) Propulsion System. The aeroplane propulsion system includes the engine and each
component that is necessary for propulsion; components that affect the control of
the propulsion units; and components that affect the safe operation of the
propulsion units.
SECTION 5: CONCEPTS
Although it is self-evident that the overall safety of an extended range operation cannot be better
than that provided by the reliability of the propulsion systems, some of the factors related to extended
range operation are not necessarily obvious.
For example, cargo compartment fire suppression/containment capability could be a significant
factor, or operational/maintenance practices may invalidate certain determinations made during the
aeroplane type design certification or the probability of system failures could be a more significant
problem than the probability of propulsion system failures. Although propulsion system reliability is a
critical factor, it is not the only factor which should be seriously considered in evaluating extended
range operation. Any decision relating to extended range operation with two-engine aeroplanes
should also consider the probability of occurrence of any conditions which would reduce the capability
of the aeroplane or the ability of the crew to cope with adverse operating conditions.
The following is provided to define the concepts for evaluating extended range operation with two-
engine aeroplanes. This approach ensures that two-engine aeroplanes are consistent with the level of
safety required for current extended range operation with three and four-engine turbine powered
aeroplanes without unnecessarily restricting operation.
a. Airframe Systems
A number of airframe systems have an effect on the safety of extended range operation;
therefore, the type design certification of the aeroplane should be reviewed to ensure that the
design of these systems is acceptable for the safe conduct of the intended operation.
b. Propulsion Systems
In order to maintain a level of safety consistent with the overall safety level achieved by modern
aeroplanes, it is necessary for two-engine aeroplanes used in extended range operation to have
an acceptably low risk of significant loss of power/thrust for all design and operation related
causes (see Appendix 1).
c. Maintenance and Reliability Programme Definition
Since the quality of maintenance and reliability programmes can have an appreciable effect on
the reliability of the propulsion system and the airframe systems required for extended range
operation, an assessment should be made of the proposed maintenance and reliability
programme's ability to maintain a satisfactory level of propulsion and airframe system reliability
for the particular airframe/engine combination.
d. Maintenance and Reliability Programme Implementation
Following a determination that the airframe systems and propulsion systems are designed to
be suitable for extended range operation, an in-depth review of the applicant's training
programmes, operations and maintenance and reliability programmes should be accomplished
to show ability to achieve and maintain an acceptable level of systems reliability to safely
conduct these operations.
e. Human Factors
System failures or malfunctions occurring during extended range operation could affect flight
crew workload and procedures. Since the demands on the flight crew may increase, an
assessment should be made to ensure that more than average piloting skills or crew co-
ordination is not required.
SECTION 3: GENERAL
When a two-engine aeroplane is intended to be used in extended range operations, a determination
should be made that the design features are suitable for the intended operation. The ETOPS significant
system for the particular airframe/engine combination should be shown to be designed to fail-safe
criteria and it should be determined that it can achieve a level of reliability suitable for the intended
operation. In some cases modifications to systems may be necessary to achieve the desired reliability.
SECTION 4: ELEGIBILITY
To be eligible for extended range operations (ETOPS), the specified airframe/engine combination,
should have been certificated according to the airworthiness standards of large aeroplanes and
engines.
The process to obtain a type design ETOPS approval requires the applicant to show that in accordance
with the criteria established in this chapter II and Appendices 1 and 2:
— the design features of the particular airframe/engine combination are suitable for the intended
operations; and,
— the particular airframe/engine combination, having been recognised eligible for ETOPS, can
achieve a sufficiently high level of reliability.
The required level of reliability of the airframe/engine combination can be validated by the following
methods:
(1) METHOD 1: in-service experience for ETOPS Type Design Approval defined in section 6.1 and
Appendices 1 and 2 of this AMC, or
(2) METHOD 2: a programme of design, test and analysis agreed between the applicant and the
Agency, (i.e. Approval Plan) for Early ETOPS Type Design Approval defined in Appendices 1 and
2 of this AMC.
The applicant should conduct an evaluation of failures and failure combinations based on engineering
and operational consideration as well as acceptable fail-safe methodology. The evaluation should
consider effects of operations with a single engine, including allowance for additional stress that could
result from failure of the first propulsion system. Unless it can be shown that equivalent safety levels
are provided or the effects of failure are minor, failure and reliability analysis should be used as
guidance in verifying that the proper level of fail-safe design has been provided. Excluding failures of
the engine, any system or equipment failure condition, or combination of failures that affects the
aeroplane or engine and that would result in a need for a diversion, should be considered a Major
event (CS 25.1309) and therefore the probability of such should be compatible with that safety
objective. The following criteria are applicable to the extended range operation of aeroplanes with
two engines:
(1) Airframe systems should be shown to comply with CS 25.1309 in accordance with section 7 and
8 of chapter II and Appendix 2 to this AMC.
(2) The propulsion systems should be shown to comply with CS 25.901.
(i) Engineering and operational judgement applied in accordance with the guidance outlined
in section 6 and Appendix 1 should be used to show that the propulsion system can
achieve the desired level of reliability.
(ii) Contained engine failure, cascading failures, consequential damage or failure of
remaining systems or equipment should be assessed in accordance with CS 25.901.
(iii) It should be shown during the type design evaluation that the approved engine limits at
all approved power settings will not be exceeded when conducting an extended duration
single-engine operation during the diversion in all expected environmental conditions.
The assessment should account for the effects of additional engine loading demands
(e.g., anti-icing, electrical, etc.) which may be required during the single-engine flight
phase associated with the diversion
(3) The safety impact of an uncontained engine failure should be assessed in accordance with CS
25.903.
(4) The APU installation, if required for extended range operations, should meet the applicable CS-
25 provisions (Subpart J, APU) and any additional requirements necessary to demonstrate its
ability to perform the intended function as specified by the Agency following a review of the
applicant's data. If certain extended range operation may necessitate in-flight start and run of
the APU, it must be substantiated that the APU has adequate capability and reliability for that
operation.
The APU should demonstrate the required in-flight start reliability throughout the flight
envelope (compatible with overall safety objective but not less than 95%) taking account of all
approved fuel types and temperatures. An acceptable procedure for starting and running the
APU (e.g. descent to allow start) may be defined in order to demonstrate compliance to the
required in-flight start reliability. If this reliability cannot be demonstrated, it may be necessary
to require continuous operation of the APU.
(5) Extended duration, single-engine operations should not require exceptional piloting skills
and/or crew co-ordination. Considering the degradation of the performance of the aeroplane
type with an engine inoperative, the increased flight crew workload, and the malfunction of
remaining systems and equipment, the impact on flight crew procedures should be minimised.
Consideration should also be given to the effects on the crew's and passengers' physiological
needs (e.g., cabin temperature control), when continuing the flight with an inoperative engine
or one or more inoperative airframe system(s).
The provision of essential services to ensure the continued safety of the aeroplane and safety
of the passengers and crew, particularly during very long diversion times with
depleted/degraded systems, should be assessed. The applicant should provide a list of aircraft
system functions considered as necessary to perform a safe ETOPS flight. The applicants should
consider the following examples:
(i) Flight deck and cabin environmental systems integrity and reliability
(ii) The avionics/cooling and consequent integrity of the avionic systems
(iii) Cargo hold fire suppression capacity and integrity of any smoke/fire alerting system
(iv) Brake accumulator or emergency braking system capacity/integrity
(v) Adequate capacity of all time dependent functions
(vi) Pressurisation System integrity/reliability
(vii) Oxygen System integrity/reliability/capacity, if the Maximum Approved Diversion Time is
based on the oxygen system capability
(viii) Integrity/reliability/capacity of back-up systems (e.g. electrical, hydraulic)
(ix) Fuel system integrity and fuel accessibility. Fuel consumption with engine failure and/or
other system failures (see paragraph (11))
(x) Fuel quantity and fuel used, indications and alerts (see paragraph (10)).
(6) It should be demonstrated for extended duration single-engine operation, that the remaining
power (electrical, hydraulic, pneumatic) will continue to be available at levels necessary to
permit continued safe flight and landing, and to provide those services necessary for the overall
safety of the passengers and crew.
Unless it can be shown that cabin pressure can be maintained on single-engine operation at the
altitude necessary for continued flight to an ETOPS en-route alternate aerodrome, oxygen
should be available to sustain the passengers and crew for the maximum diversion time.
(7) In the event of any single failure, or any combination of failures not shown to be Extremely
Improbable, it should be shown that electrical power is provided for essential flight instruments,
warning systems, avionics, communications, navigation, required route or destination guidance
equipment, supportive systems and/or hardware and any other equipment deemed necessary
for extended range operation to continue safe flight and landing at an ETOPS en-route alternate
aerodrome. Information provided to the flight crew should be of sufficient accuracy for the
intended operation.
Functions to be provided may differ between aeroplanes and should be agreed with the Agency.
These should normally include:
(i) attitude information;
(ii) adequate radio communication (including the route specific long range communication
equipment as required by the applicable operational regulations) and
intercommunication capability;
(iii) adequate navigation capability (including route specific long range navigation equipment
as required by the applicable operational regulations and weather radar);
(iv) adequate cockpit and instrument lighting, emergency lighting and landing lights;
(v) sufficient captain and first officer instruments, provided cross-reading has been
evaluated;
providing power to the essential functions referred to in paragraph (7) for continued safe
flight and landing to an adequate ETOPS en-route alternate aerodrome
(ii) If the additional power source is provided by an APU, it should meet the criteria in
paragraph (4).
(iii) If the additional power source is provided by a hydraulic system or ram air turbine, the
provisions of paragraph (8) apply.
(10) It should be shown that adequate status monitoring information and procedures on all ETOPS
significant systems are available for the flight crew to make pre-flight, in-flight go/no-go and
diversion decisions.
Adequate fuel quantity information should be available to the flight crew, including alerts, and
advisories, that consider the fuel required to complete the flight, abnormal fuel management
or transfer between tanks, and possible fuel leaks in the tanks, the fuel lines and other fuel
system components and the engines.
(11) Fuel system
(i) The aeroplane fuel system should provide fuel pressure and flow to the engine(s) in
accordance with CS 25.951 and 25.955 for any fuel pump power supply failure condition
not shown to be extremely improbable.
(ii) The fuel necessary to complete the ETOPS mission or during a diversion should be
available to the operating engine(s) under any failure condition, other then fuel boost
pump failures, not shown to be extremely improbable1 (e.g. crossfeed valve failures,
automatic fuel management system failures).
(12) Time-limited system
In addition to the Maximum Approved Diversion Time, diversion time may also be limited by
the capacity of the cargo hold fire suppression system or other ETOPS significant time-limited
systems determined by considering other relevant failures, such as an engine inoperative, and
combinations of failures not shown to be extremely improbable.
Time-limited system capability, if any, must be defined and stated in the Aeroplane Flight
Manual or AFM-supplement and CMP document.
(13) Operation in icing conditions
Airframe and propulsion ice protection should be shown to provide adequate capability
(aeroplane controllability, etc.) for the intended operation. This should account for prolonged
exposure to lower altitudes associated with the single engine diversion, cruise, holding,
approach and landing.
(i) The aeroplane should be certified for operation in icing conditions in accordance with CS
25.1419.
(ii) The aeroplane should be capable of continued safe flight and landing in icing conditions
at depressurisation altitudes or engine inoperative altitudes.
The extent of ice accumulation on unprotected surfaces should consider the maximum super
cooled liquid water catch at one-engine inoperative and depressurisation cruise altitudes.
Substantiated icing scenario(s) should be assumed to occur during the period of time when icing
conditions are forecast. The icing episode(s) assumed should be agreed with the Agency. The
1
Extremely improbable is defined in CS25.1309 and AMC to CS 25.1309.
probability of icing longer than that assumed, and agreed for the icing episode(s), in
combination with the probability of the aeroplane having to operate in icing conditions (e.g.
engine in-flight shut down or decompression) should be shown to be extremely improbable.
(14) Solutions to achieve required reliability
The permanent solution to a problem should be, as far as possible, a hardware/design solution.
However, if scheduled maintenance, replacement, and/or inspection are utilised to obtain type
design approval for extended range operation, and therefore are required in the CMP standard
document, the specific maintenance information should be easily retrievable and clearly
referenced and identified in an appropriate maintenance document.
(15) Engine Condition Monitoring.
Procedures for an engine condition monitoring process should be defined and validated for
ETOPS. The engine condition monitoring process should be able to determine, if an engine is no
longer capable of providing, within certified engine operating limits, the maximum thrust
required for a single engine diversion. The effects of additional engine loading demands (e.g.,
anti-ice, electrical), which may be required during an engine inoperative diversion, should be
accounted for.
The assessment of the reliability of propulsion and airframe systems for a particular
airframe/engine combination will be contained in the Agency approved Aeroplane Assessment
Report. In the case the Agency is validating the approval issued by a third country certification
authority, the report may incorporate the assessment report established by the latter.
Following approval of the report, the propulsion and airframe system recommendations will be
included in an Agency-approved CMP document that establishes the CMP standard
requirements for the candidate engine or airframe/engine combination. This document will
then be referenced in the Operation Specification and the Aircraft Flight Manual or AFM-
Supplement.
1
See EASA Airworthiness Directive Policy reference C.Y001-01 (28.07.08).
elements related to continuing airworthiness are approved by the Competent Authority designated in
Annex I (Part-M) to Regulation (EC) 2042/2003.
1
EU-OPS until operational requirements Part-SPA Subpart-ETOPS are in force.
4. The resources allocated to each ETOPS process to initiate and sustain ETOPS
operations in a manner that demonstrates commitment by management and all
personnel involved in ETOPS continuing airworthiness and operational support;
5. How to establish compliance with the build standard required for Type Design
Approval, e.g. CMP document compliance;
6. Review Gates: A review gate is a milestone of the tracking plan to allow for the
orderly tracking and documentation of specific provisions of this section. Normally,
the review gate process will start six months before the proposed start of ETOPS
and should continue until at least six months after the start of ETOPS. The review
gate process will help ensure that the proven processes comply with the provisions
of this AMC and are capable of continued ETOPS operations.
(B) Operator ETOPS process elements
The operator seeking Accelerated ETOPS Operations Approval should also demonstrate
to the competent authority that it has established an ETOPS process that includes the
following ETOPS elements:
1. Airframe/engine combination and engine compliance to ETOPS Type Design Build
Standard (CMP);
2. Compliance with the continuing airworthiness requirements as defined in
Appendix 8, which should include:
a. A Maintenance Programme;
b. a proven ETOPS Reliability Programme;
c. A proven Oil Consumption Monitoring Programme;
d. A proven Engine Condition Monitoring and Reporting system;
e. A propulsion system monitoring programme;
f. An ETOPS parts control programme;
g. A proven plan for resolution of aeroplane discrepancies.
3. ETOPS operations manual supplement or its equivalent in the Operations Manual;
4. The operator should establish a programme that results in a high degree of
confidence that the propulsion system reliability appropriate to the ETOPS
diversion time would be maintained;
5. Initial and recurrent training and qualification programmes in place for ETOPS
related personnel, including flight crew and all other operations personnel;
6. Compliance with the Flight Operations Programme as defined in this AMC;
7. Proven flight planning and dispatch programmes appropriate to ETOPS;
8. Procedures to ensure the availability of meteorological information and MEL
appropriate to ETOPS; and
9. Flight crew and dispatch personnel familiar with the ETOPS routes to be flown; in
particular the requirements for, and selection of ETOPS en-route alternate
aerodromes.
(C) Process elements Documentation:
Note 1: The operator’s authorised maximum diversion time may be progressively increased by
the competent authority as the operator gains experience on the particular airframe/engine
combination. Not less than 12 consecutive months experience will normally be required before
authorisation of ETOPS up to 180 minutes maximum diversion time, unless the operator can
demonstrate compensating factors. The factors to consider may include duration of experience,
total number of flights, operator’s diversion events, record of the airframe/engine combination
with other operators, quality of operator’s programmes and route structure. However, the
operator will still need, in the latter case, to demonstrate his capability to maintain and operate
the new airframe/engine combination at a similar level of reliability.
In considering an application from an operator to conduct extended range operations, an
assessment should be made of the operator’s overall safety record, past performance, flight
crew training and experience, and maintenance programme. The data provided with the
request should substantiate the operator’s ability and competence to safely conduct and
support these operations and should include the means used to satisfy the considerations
outlined in this paragraph. (Any reliability assessment obtained, either through analysis or
service experience, should be used as guidance in support of operational judgements regarding
the suitability of the intended operation.)
6.3 Assessment of the Operator's Propulsion System Reliability
Following the accumulation of adequate operating experience by the world fleet of the specified
airframe/engine combination and the establishment of an IFSD rate objective in accordance
with Appendix 1 for use in ensuring the propulsion system reliability necessary for extended
range operations, an assessment should be made of the applicant’s ability to achieve and
maintain this level of propulsion system reliability.
This assessment should include trend comparisons of the operator’s data with other operators
as well as the world fleet average values, and the application of a qualitative judgement that
considers all of the relevant factors. The operator’s past record of propulsion system reliability
with related types of power units should also be reviewed, as well as its record of achieved
systems reliability with the airframe/engine combination for which authorisation is sought to
conduct extended range operations.
Note: Where statistical assessment alone may not be applicable, e.g., when the fleet size is
small, the applicant’s experience will be reviewed on a case-by-case basis.
6.4 Validation of Operator ETOPS Continuing Airworthiness and Operations Capability
The operator should demonstrate competence to safely conduct and adequately support the
intended operation. Prior to ETOPS approval, the operator should demonstrate that the ETOPS
continuing airworthiness processes are being properly conducted.
The operator should also demonstrate that ETOPS flight dispatch and release practices, policies,
and procedures are established for operations.
An operational validation flight may be required so that the operator can demonstrate dispatch
and normal in-flight procedures. The content of this validation flight will be determined by the
Authority based on the previous experience of the operator.
Upon successful completion of a validation flight, where required, the operational specifications
and manuals should be modified accordingly to include approval for ETOPS as applicable.
6.5 ETOPS Operations Approval issued by the Competent Authority
Operations approvals based on in-service experience are limited to those areas agreed by the
Competent Authority at time of issue. Additional approval is required for new areas to be added.
The approval issued by the Competent Authority for ETOPS should specifically include
provisions as described in Appendix 3 section 4.
Propulsion system related accidents may result from independent cause events but,
based on historical evidence, result primarily from events such as uncontained engine
failure events, common cause events, engine failure plus crew error events, human error
related events and other. The majority of these factors are not specifically exclusive to
ETOPS.
Using an expression developed by ICAO, (ref. AN-WP/5593 dated 15/2/84) for the
calculation of engine in-flight shutdown rate, together with the above safety objective
and accident statistics, a relationship between target engine in-flight shutdown rate for
all independent causes and maximum diversion time has been derived. This is shown in
Figure 1.
In order that type design approval may be granted for extended operation range, it will
be necessary to satisfy the Agency that after application of the corrective actions
identified during the engineering assessment (see Appendix 1, section 4: ENGINEERING
ASSESSMENT. CRITERIA FOR ACCEPTABLE RELIABILITY VALIDATION METHODS), the target
engine in-flight shutdown rates will be achieved. This will provide assurance that the
probability objective for loss of all thrust due to independent causes will be met.
0.040
IFSD rate/1000 engine hours
0.030
0.020
60 90 120 150 180
Diversion Time (minutes)
Figure 1
b. For ETOPS with a Maximum Approved Diversion Time of greater than 180 minutes
The propulsion systems IFSD rate target should be compatible with the objective that the
catastrophic loss of thrust from independent causes is no worse than extremely
improbable, based on maximum ETOPS flight duration and maximum ETOPS rule time.
For ETOPS with Maximum Approved Diversion Times longer than 180 minutes, to meet
this objective the powerplant installations must comply with the safety objectives of
CS 25.1309, the goal should be that the catastrophic loss of thrust from independent
causes should be extremely improbable (see AMC 25.1309). The defined target for ETOPS
approvals with diversion times of 180 minutes or less, for catastrophic loss of thrust from
independent causes, is 0.3x10-8/hr (see paragraph 3 of this Appendix). This target was
based on engine IFSD rates that were higher than can be and are being achieved by
modern ETOPS airframes/engines. To achieve the same level of safety for ETOPS
approvals beyond 180 minutes as has been achieved for ETOPS approvals of 180 minutes
or less, the propulsion system reliability IFSD rate target needs to be set and maintained
at a level that is compatible with an Extremely Improbable safety objective (i.e. 1.0x10-9/
flight hr).
For example, a target overall IFSD rate of 0.01/1000 hr. (engine hours) that is maintained
would result in the loss of all thrust on two engine aeroplanes being extremely
improbable even assuming the longest time envisaged. The risk model formula
summarised for a two-engine aeroplane is:
p/flight hour = [2(Cr x{T-t}) x Mr(t)] divided by T
(1) p is the probability of a dual independent propulsion unit failure on a twin,
(2) 2 is the number of opportunities for an engine failure on a twin (2),
(3) Cr is cruise IFSD rate (0.5x overall rate), Mr is max continuous IFSD rate (2x overall
rate), T is planned max flight duration in hours (departure to planned arrival
airport), and t is the diversion or flight time in hours to a safe landing. IFSD rates,
based on engine manufacturers’ historical data from the last ten years of modern
large turbofan engines, presented to the JAA/EASA and ARAC ETOPS working
groups, have shown cruise IFSD rates to be of the order of 0.5x overall rate, and
the max continuous IFSD rate (estimated from engine fleet analysis) to be 2x
overall rate. Then, for an IFSD goal of .010/1000EFH overall, the cruise IFSD rate is
.005/1000EFH, and the max continuous rate is .020/1000EFH.
(4) Sample calculation (max flight case scenario): assume T = 20 hour max flight
duration, an engine failure after 10 hours, then continued flight time required is t
= 10 hours, using the ETOPS IFSD goal of .010/1000EFH or less, results in a
probability of p=1 E-9/hour (i.e. meets extremely improbable safety objective from
independent causes).
0.015
IFSD rate/1000 engine hours
0.014
0.013
0.012
0.011
0.010
0.009
0.008
3 4 5 6 7 8 9 10
Figure 2
(1) The type of propulsion system, previous experience, whether the power-unit is
new or a derivative of an existing model, and the operating thrust level to be used
after one engine shutdown;
(2) The trends in the cumulative twelve month rolling average, updated quarterly, of
in-flight shutdown rates versus propulsion system flight hours and cycles;
(3) The demonstrated effect of corrective modifications, maintenance, etc. on the
possible future reliability of the propulsion system;
(4) Maintenance actions recommended and performance and their effect on
propulsion system and APU failure rates;
(5) The accumulation of operational experience which covers the range of
environmental conditions likely to be encountered;
(6) Intended maximum flight duration and maximum diversion in the ETOPS segment,
used in the extended range operation under consideration.
c. Engineering judgement will be used in the analysis of paragraph b. above, such that the
potential improvement in reliability, following the introduction of corrective actions
identified during the analysis, can be quantified.
d. The resultant predicted reliability level and the criteria developed in accordance with
section 3 (RISK MANAGEMENT AND RISK MODEL) should be used together to determine
the maximum diversion time for which the particular airframe/engine combination
qualifies.
e. The type design standard for type approval of the airframe/engine combination, and the
engine, for ETOPS will include all modifications and maintenance actions for which full or
partial credit is taken by the (S)TC holder and other actions required by the Agency to
enhance reliability. The schedule for incorporation of type design standard items should
normally be established in the Configuration, Maintenance and Procedures (CMP)
document, for example in terms of calendar time, hours or cycles.
f. When third country (S)TC holders’ and/or third country operator’s data are evaluated,
the respective foreign Authorities will be offered to participate in the assessment.
g. ETOPS Reliability Tracking Board (RTB)’s Findings.
Once an assessment has been completed and the RTB has documented its findings, the
Agency will declare whether or not the particular airframe/engine combination and
engine satisfy the relevant considerations of this AMC. Items recommended qualifying
the propulsion system, such as maintenance requirements and limitations will be
included in the Assessment Report (chapter II section 10 of this AMC).
h. In order to establish that the predicted propulsion system reliability level is achieved and
subsequently maintained, the (S) TC holder should submit to the Agency an assessment
of the reliability of the propulsion system on a quarterly basis. The assessment should
concentrate on the ETOPS configured fleet and should include ETOPS related events from
the non-configured fleet of the subject airframe/engine combination and from other
combinations utilising a related engine model.
5. EARLY ETOPS OCCURRENCES REPORTING & TRACKING
a. The holder of a (supplemental) type certificate of an engine, which has been approved
for ETOPS without service experience in accordance with this AMC, should establish a
system to address problems and occurrences encountered on the engine that could affect
the safety of operations and timely resolution.
b. The system should contain a means for: the prompt identification of ETOPS related
events, the timely notification of the event to the Agency, proposing a resolution of the
event and obtaining Agency’s approval. The implementation of the problem resolution
can be accomplished by way of Agency approved change(s) to the type design, the
manufacturing process, or an operating or maintenance procedure.
c. The reporting system should be in place for at least the first 100,000 fleet engine hours.
The reporting requirement remains in place until the fleet has demonstrated a stable in-
flight shut down rate in accordance with the targets defined in this Appendix 1.
d. For the early ETOPS service period, an applicant must define the sources and content of
the service data that will be made available to them in support of their occurrence
reporting and tracking system. The content of this data should be adequate to evaluate
the specific cause of all service incidents reportable under Part 21A.3(c), in addition to
the occurrences that could affect the safety of operations, and should be reported,
including:
(1) In-flight shut down events and rates;
(2) Inability to control the engine or obtain desired power;
(3) Precautionary thrust reductions (except for normal troubleshooting as allowed in
the aircraft flight manual);
(4) Degraded propulsion in-flight start capability;
(5) un-commanded power changes or surges.
(6) diversion or turn-back
(7) failures or malfunctions of ETOPS significant systems
(8) Unscheduled engine removals for conditions that could result in one of the
reportable items listed above.
6. CONTINUED AIRWORTHINESS OF TYPE DESIGN
For ETOPS, the Agency will periodically review its original findings by means of a Reliability
Tracking Board. In addition, the Agency document containing the CMP standard will be revised
as necessary.
Note: The Reliability Tracking Board will usually comprise specialists from aeroplane and engine
disciplines (see also Appendix 2).
Periodic meetings of the ETOPS Reliability Tracking Board are normally frequent at the start of
the assessment of a new product. The periodicity is adjusted by the Agency upon accumulation
of substantial service experience if there is evidence that the reliability of the product is
sufficiently stable. The periodic meetings of the board are discontinued once an ETOPS product,
or family of products, has been declared mature by the Agency.
Note: The overall engine IFSD rate should be viewed as a world-fleet average target figure of
engine reliability (representative of the airframe/engine combination being considered) and if
exceeded, may not, in itself, trigger action in the form of a change to the ETOPS design standard
or a reduction in the ETOPS approval status of the engine. The actual IFSD rate and its causes
should be assessed with considerable engineering judgement. For example, a high IFSD rate
early after the commencement of the operation may be due to the limited number of hours
contributing to the high rate. There may have been only one shut down. The underlying causes
have to be considered carefully. Conversely, a particular single event may warrant corrective
action implementation, even though the overall IFSD rate objective is being achieved.
a. Mature ETOPS products
A family of ETOPS products with a high degree of similarity is considered as mature ones
if:
(1) The product family has accumulated at least 250,000 flight hours for an aeroplane
family or 500,000 operating hours for an engine family;
(2) The product family has accumulated service experience covering a comprehensive
spectrum of operating conditions (e.g. cold, hot, high, and humid);
(3) Each ETOPS approved model or variant in the family has achieved the reliability
objectives for ETOPS and has remained stable at or below the objectives fleet-wide
for at least two years;
New models or significant design changes may not be considered mature until they have
individually satisfied the condition of paragraph 6.a above.
The Agency makes the determination of when a product or a product family is considered
mature.
b. Surveillance of mature ETOPS products
The (S)TC holder of an ETOPS product which the Agency has found mature, should
institute a process to monitor the reliability of the product in accordance with the
objectives defined in this Appendix 1. In case of occurrence of an event or series of events
or a statistical trend that implies a deviation of the reliability of the ETOPS fleet, or a
portion of the ETOPS fleet (e.g. one model or a range of serial numbers), above the limits
specified for ETOPS in this AMC, the (S)TC holder should:
(1) Inform the Agency and define a means to restore the reliability through a Minor
Revision of the CMP document, with a compliance schedule to be agreed with the
Agency if the situation has no immediate safety impact;
(2) Inform the Agency and propose an ad-hoc follow-up by the Agency until the
concern has been alleviated or confirmed if the situation requires further
assessment;
(3) Inform the Agency and propose the necessary corrective action(s) to be mandated
by the Agency through an AD if a direct safety concern exists.
In the absence of a specific event or trend requiring action, the (S)TC holder should
provide the Agency with the basic statistical indicators prescribed in this Appendix 1 on a
yearly basis.
c. Minor Revision of the ETOPS CMP Document
A Minor Revision of the ETOPS CMP document is one that contains only editorial
adjustments, configurations, maintenance and procedures equivalent to those already
approved by the Agency or new reliability improvements which have no immediate
impact on the safety of ETOPS flights and which are introduced as a means to control the
continued compliance with the reliability objectives of ETOPS.
e. Specific ETOPS maintenance tasks, intervals and specific ETOPS flight procedures
necessary to attain the safety objectives, shall be included in the appropriate approved
documents (e.g. CMP document, MMEL).
f. Safety assessments should consider the flight consequences of single or multiple system
failures leading to a diversion and the probability and consequences of subsequent
failures or exhaustion of the capacity of time critical systems, which might occur during
the diversion.
Safety assessments should determine whether a diversion should be conducted to the
nearest aerodrome or to an aerodrome presenting better operating conditions,
considering:
(1) The effect of the initial failure condition on the capability of the aeroplane to cope
with adverse conditions at the diversion aerodrome, and
(2) The means available to the crew to assess the extent and evolution of the situation
during a prolonged diversion.
The aircraft flight manual and the flight crew warning and alerting and display systems should
provide clear information to enable the flight crew to determine when failure conditions are
such that a diversion is necessary.
3. RELIABILITY VALIDATION METHODS
There are two extremes in the ETOPS process with respect to maturity; one is the
demonstration of stable reliability by the accumulation of in-service experience and the other
is by a design, analysis and test programmes, agreed between the (S)TC holders and the
Agency/Authority.
a. In-service Experience/Systems Safety Assessment (SSA)
In-service experience should generally be in accordance with that identified in Appendix 1
for each airframe/engine combination. When considering the acceptability of airframe
systems for ETOPS, maturity should be assessed in terms of used technology and the
particular design under review.
In performing the SSA’s, defined in paragraph 2 of this Appendix 2, particular account will
be taken of the following:
(1) For identical or similar equipment to those used on other aeroplanes, the SSA
failure rates should be validated by in-service experience:
(i) The amount of in-service experience (either direct or related) should be
indicated for each equipment of an ETOPS significant system.
(ii) Where related experience is used to validate failure modes and rates, an
analysis should be produced to show the validity of the in-service
experience.
(iii) In particular, if the same equipment is used on a different airframe/engine
combination, it should be shown that there is no difference in operating
conditions (e.g., vibrations, pressure, temperature) or that these differences
do not adversely affect the failure modes and rates.
(iv) If in-service experience with similar equipment on other aeroplanes is
claimed to be applicable, an analysis should be produced substantiating the
reliability figures used on the quantitative analysis. This substantiation
analysis should include details of the differences between the similar and
new equipment, details of the in-service experience of the similar
equipment and details of any "lessons learnt" from modifications introduced
and included in the new equipment.
(v) For certain equipment, (e.g., IDGs, TRUs, bleeds and emergency generators)
this analysis may have to be backed up by tests. This should be agreed with
the Agency.
(2) For new or substantially modified equipment, account should be taken in the SSA
for the lack of validation of the failure rates by service experience.
A study should be conducted to determine the sensitivity of the assumed SSA
failure condition probabilities to the failure rates of the subject equipment.
Should a failure case probability be sensitive to this equipment failure rate and
close to the required safety objective, particular provision precautions should be
applied (e.g. temporary dispatch restrictions, inspections, maintenance
procedures, crew procedures) to account for the uncertainty, until the failure rate
has been appropriately validated by in-service experience.
b. Early ETOPS
Where type design approval for Early ETOPS is sought at the first entry into service of the
airframe/engine combination, the engineering assessment can be based on
substantiation by analysis, test, in-service experience (the same engine or airframe with
different engines) or other means, to show that the ETOPS significant systems will achieve
a failure rate that is compatible with the specified safety objective. An approval plan,
defining the early ETOPS reliability validation tests and processes, should be submitted
by the (S)TC’s holders to the Agency for agreement. This certification plan should be
completed and implemented to the satisfaction of the Agency before an ETOPS type
design approval will be granted.
(1) Acceptable Early ETOPS approval plan
In addition to the above considerations, the following should be complied with for
an Early ETOPS approval:
(i) Aeroplane Testing
For each airframe/engine combination that has not yet accumulated at least
15,000 engine hours in service, to be approved for ETOPS, one or more
aeroplanes should conduct flight testing which demonstrates that the
airframe/engine combination, its components and equipment are capable
for, and function properly, during ETOPS flights and ETOPS diversions. These
flight tests may be coordinated with, but they are not in place of flight testing
required in Part 21.35(b)(2).
The flight test programme should include:
(A) Flights simulating actual ETOPS operation, including normal cruise
altitude, step climbs and APU operation if required for ETOPS;
(B) Demonstration of the maximum normal flight duration with the
maximum diversion time for which eligibility is sought;
(C) Engine inoperative maximum time diversions to demonstrate the
aeroplane and propulsion system’s capability to safely conduct an
(ii) The system should contain a means for the prompt identification of ETOPS
related events, the timely notification of the event to the Agency and
proposing to, and obtaining Agency’s approval for the resolution of this
event. The implementation of the problem resolution can be accomplished
by way of an Agency approved change(s) to the type design, the
manufacturing process, or an operating or maintenance procedure.
(iii) The reporting system should be in place for at least the first 100,000 flight
hours. The reporting requirement remains in place until the airframe and
propulsion systems have demonstrated stable reliability in accordance with
the required safety objectives
(iv) If the airframe/engine combination certified is a derivative of a previously
certificated aeroplane, these criteria may be amended by the Agency, to
require reporting on only those changed systems.
(v) For the early ETOPS service period, an applicant must define the sources and
content of in-service data that will be made available to them in support of
their occurrence reporting and tracking system. The content of this data
should be adequate to evaluate the specific cause of all service incidents
reportable under Part 21.A.3(c), in addition to the occurrences that could
affect the safety of ETOPS operations and should be reported, including:
(A) In-flight shutdown events;
(B) Inability to control the engine or obtain desired power;
(C) Precautionary thrust reductions (except for normal troubleshooting
as allowed in the Aircraft Flight Manual);
(D) Degraded propulsion in-flight start capability;
(E) Inadvertent fuel loss or availability, or uncorrectable fuel imbalance in
flight;
(F) Technical air turn-backs or diversions associated with an ETOPS Group
1 system;
(G) Inability of an ETOPS Group 1 system, designed to provide backup
capability after failure of a primary system, to provide the required
backup capability in-flight;
(H) Any loss of electrical power or hydraulic power system, during a given
operation of the aeroplane;
(I) Any event that would jeopardise the safe flight and landing of the
aeroplane during an ETOPS flight.
4. CONTINUING SURVEILLANCE
In order to confirm that the predicted system reliability level is achieved and maintained, the
(S)TC holder should monitor the reliability of airframe ETOPS significant systems after entry into
service. The (S)TC’s holder should submit a report to the Agency, initially on a quarterly basis
(for the first year of operation) and thereafter on a periodic basis and for a time to be agreed
with the Agency. The monitoring task should include all events on ETOPS significant systems,
from both the ETOPS and non-ETOPS fleet of the subject family of airframes. This additional
reliability monitoring is required only for ETOPS Group 1 systems.
5. CONTINUED AIRWORTHINESS
a. Reliability Tracking Board
The Agency will periodically review its original findings by means of a Reliability Tracking
Board. In addition, the Agency document containing the CMP standard will be revised as
necessary.
Note: The Reliability Tracking Board will usually comprise specialists from aeroplane and
engine disciplines. (See also Appendix 1).
Periodic meetings of the ETOPS Reliability Tracking Board are normally frequent at the
start of the assessment of a new product. The periodicity is adjusted by the Agency upon
accumulation of substantial in-service experience if there is evidence that the reliability
of the product is sufficiently stable. The periodic meetings of the board are discontinued
once an ETOPS product, or family of products, has been declared mature by the Agency.
b. Mature ETOPS products
A family of ETOPS products with a high degree of similarity is considered as mature when:
(1) The product family has accumulated at least 250,000 flight hours for an aeroplane
family;
(2) The product family has accumulated service experience covering a comprehensive
spectrum of operating conditions (e.g. cold, hot, high, humid);
(3) Each ETOPS approved model or variant in the family has achieved the reliability
objectives for ETOPS and has remained stable at or below the objectives fleet-wide
for at least two years;
New models or significant design changes may not be considered mature until they have
individually satisfied the conditions specified above.
The Agency makes the determination of when a product or a product family is considered
mature.
c. Surveillance of mature ETOPS products
The (S)TC holder of an ETOPS product which the Agency has found mature, should
institute a process to monitor the reliability of the product in accordance with the
objectives defined in this Appendix. In case of occurrence of an event, a series of events
or a statistical trend that implies a deviation of the reliability of the ETOPS fleet, or a
portion of the ETOPS fleet (e.g. one model or a range of serial numbers), above the limits
specified for ETOPS, the (S)TC should:
(1) Inform the Agency and define a means to restore the reliability through a Minor
Revision of the CMP document, with a compliance schedule to be agreed with the
Agency if the situation has no immediate safety impact;
(2) Inform the Agency and propose an ad-hoc follow-up by the Agency until the
concern has been alleviated, or confirmed if the situation requires further
assessment;
(3) Inform the Agency and propose the necessary corrective action(s) to be mandated
by the Agency through an AD if a direct safety concern exists.
In the absence of a specific event or trend requiring action, the (S)TC holder should
provide the Agency with the basic statistical indicators prescribed in this Appendix 2 on a
yearly basis.
t. Communication system(s) relied on by the flight crew to comply with the requirement for
communication capability.
3. COMMUNICATION AND NAVIGATION FACILITIES
For releasing an aeroplane on an ETOPS flight, the operators should ensure that:
a. Communications facilities are available to provide under normal conditions of
propagation at all planned altitudes of the intended flight and the diversion scenarios,
reliable two-way voice and/or data link communications;
b. Visual and non-visual aids are available at the specified alternates for the anticipated
types of approaches and operating minima.
4. FUEL SUPPLY
a. General
For releasing an aeroplane on an ETOPS flight, the operators should ensure that it carries
sufficient fuel and oil to meet the applicable operational requirements and any additional
fuel that may be determined in accordance with this Appendix.
b. Critical Fuel Reserve
In establishing the critical fuel reserves, the applicant is to determine the fuel necessary
to fly to the most critical point (at normal cruise speed and altitude, taking into account
the anticipated meteorological conditions for the flight) and execute a diversion to an
ETOPS en-route alternate under the conditions outlined in this Appendix, the ‘Critical Fuel
Scenario’ (paragraph c. below).
These critical fuel reserves should be compared to the normal applicable operational
requirements for the flight. If it is determined by this comparison that the fuel to
complete the critical fuel scenario exceeds the fuel that would be on board at the most
critical point, as determined by applicable operational requirements, additional fuel
should be included to the extent necessary to safely complete the Critical Fuel Scenario.
When considering the potential diversion distance flown account should be taken of the
anticipated routing and approach procedures, in particular any constraints caused by
airspace restrictions or terrain.
c. Critical Fuel Scenario.
The following describes a scenario for a diversion at the most critical point. The applicant
should confirm compliance with this scenario when calculating the critical fuel reserve
necessary.
Note 1: If an APU is one of the required power sources, then its fuel consumption should
be accounted for during the appropriate phases of flight.
Note 2: Additional fuel consumptions due to any MEL or CDL items should be accounted
for during the appropriate phases of flight, when applicable.
The aeroplane is required to carry sufficient fuel taking into account the forecast wind
and weather to fly to an ETOPS route alternate assuming the greater of:
(1) A rapid decompression at the most critical point followed by descent to a 10,000 ft
or a higher altitude if sufficient oxygen is provided in accordance with the
applicable operational requirements.
(2) Flight at the approved one-engine-inoperative cruise speed assuming a rapid
decompression and a simultaneous engine failure at the most critical point
dispatch criteria have been met. The operator should have a system in place to facilitate such
re-routes.
Post-dispatch, weather conditions at the ETOPS en-route alternates should be equal to or better
than the normal landing minima for the available instrument approach.
7. DELAYED DISPATCH
If the dispatch of a flight is delayed by more than one hour, pilots and/or operations personnel
should monitor weather forecasts and airport status atthe nominated en-route alternates to
ensure that they stay within the specified planning minima requirements until dispatch.
8. DIVERSION DECISION MAKING
Operators shall establish procedures for flight crew, outlining the criteria that indicate when a
diversion or change of routing is recommended whilst conducting an ETOPS flight. For an ETOPS
flight, in the event of the shutdown of an engine, these procedures should include the shutdown
of an engine, fly to and land at the nearest aerodrome appropriate for landing.
Factors to be considered when deciding upon the appropriate course of action and suitability
of an aerodrome for diversion may include but are not limited to:
a. Aircraft configuration/weight/systems status;
b. Wind and weather conditions en route at the diversion altitude;
c. Minimum altitudes en route to the diversion aerodrome;
d. Fuel required for the diversion;
e. Aerodrome condition, terrain, weather and wind;
f. Runways available and runway surface condition;
g. Approach aids and lighting;
h. RFFS* capability at the diversion aerodrome;
i. Facilities for aircraft occupants - disembarkation & shelter;
j. Medical facilities;
k. Pilot’s familiarity with the aerodrome;
l. Information about the aerodrome available to the flight crew.
Contingency procedures should not be interpreted in any way that prejudices the final authority
and responsibility of the pilot-in-command for the safe operation of the aeroplane.
Note: for an ETOPS en-route alternate aerodrome, a published RFFS category equivalent to
ICAO category 4, available at 30 minutes notice, is acceptable.
9. IN-FLIGHT MONITORING
During the flight, the flight crew should remain informed of any significant changes in conditions
at designated ETOPS en-route alternate aerodromes. Prior to the ETOPS Entry Point, the
forecast weather, established aeroplane status, fuel remaining, and where possible field
conditions and aerodrome services and facilities at designated ETOPS en-route alternates are
to be evaluated. If any conditions are identified which could preclude safe approach and landing
on a designated en-route alternate aerodrome, then the flight crew should take appropriate
action, such as re-routing as necessary, to remain within the operator’s approved diversion time
of an en-route alternate aerodrome with forecast weather to be at or above landing minima. In
the event this is not possible, the next nearest en-route alternate aerodrome should be selected
provided the diversion time does not exceed the maximum approved diversion time. This does
not override the pilot in command’s authority to select the safest course of action.
10. AEROPLANE PERFORMANCE DATA
The operator should ensure that the Operations Manual contains sufficient data to support the
critical fuel reserve and area of operations calculation.
The following data should be based on the information provided by the (S)TC holder. The
requirements for one-engine-inoperative performance en-route can be found in the applicable
operational requirements.
Detailed one-engine-inoperative performance data including fuel flow for standard and non-
standard atmospheric conditions and as a function of airspeed and power setting, where
appropriate, covering:
a. drift down (includes net performance);
b. cruise altitude coverage including 10,000 feet;
c. holding;
d. altitude capability (includes net performance);
e. missed approach.
Detailed all-engine-operating performance data, including nominal fuel flow data, for standard
and non-standard atmospheric conditions and as a function of airspeed and power setting,
where appropriate, covering:
a. Cruise (altitude coverage including 10,000 feet); and
b. Holding.
It should also contain details of any other conditions relevant to extended range operations
which can cause significant deterioration of performance, such as ice accumulation on the
unprotected surfaces of the aeroplane, Ram Air Turbine (RAT) deployment, thrust reverser
deployment, etc.
The altitudes, airspeeds, thrust settings, and fuel flow used in establishing the ETOPS area of
operations for each airframe/engine combination should be used in showing the corresponding
terrain and obstruction clearances in accordance with the applicable operational requirements.
11. OPERATIONAL FLIGHT PLAN
The type of operation (i.e. ETOPS, including the diversion time used to establish the plan) should
be listed on the operational flight plan as required by the applicable operational requirements.
[Amdt 20/7]
The above criteria for precision approaches are only to be applied to Category 1 approaches.
When determining the usability of an Instrument Approach (IAP), forecast wind plus any gusts
should be within operating limits, and within the operators maximum crosswind limitations
taking into account the runway condition (dry, wet or contaminated) plus any reduced visibility
limits. Conditional forecast elements need not be considered, except that a PROB 40 or TEMPO
condition below the lowest applicable operating minima should be taken into account.
When dispatching under the provisions of the MEL, those MEL limitations affecting instrument
approach minima should be considered in determining ETOPS alternate minima.
3. EN-ROUTE ALTERNATE AERODROME PLANNING MINIMA – ADVANCED LANDING SYSTEMS
The increments required by Table 1 are normally not applicable to Category II or III minima
unless specifically approved by the Authority.
Approval will be based on the following criteria:
a. Aircraft is capable of engine-inoperative Cat II/III landing; and
b. Operator is approved for normal Cat II/III operations.
The competent authority may require additional data (such as safety assessment or in-service
records) to support such an application. For example, it should be shown that the specific
aeroplane type can maintain the capability to safely conduct and complete the Category II/III
approach and landing, in accordance with EASA CS-AWO, having encountered failure conditions
in the airframe and/or propulsion systems associated with an inoperative engine that would
result in the need for a diversion to the route alternate aerodrome.
Systems to support one-engine inoperative Category II or III capability should be serviceable if
required to take advantage of Category II or III landing minima at the planning stage.
[Amdt 20/7]
(e.g. anti-icing, electrical, etc.), which may be required during the one-engine-
inoperative flight phase associated with the diversion.
The engine condition monitoring programme should describe the parameters to
be monitored, method of data collection and corrective action process. The
programme should reflect manufacturer’s instructions and industry practice. This
monitoring will be used to detect deterioration at an early stage to allow for
corrective action before safe operation of the aircraft is affected.
3.2.6 VERIFICATION PROGRAMME
The operator should develop a verification programme to ensure that the
corrective action required to be accomplished following an engine shutdown, any
ETOPS significant system failure or adverse trends or any event which require a
verification flight or other verification action are established. A clear description of
who must initiate verification actions and the section or group responsible for the
determination of what action is necessary should be identified in this verification
programme. ETOPS significant systems or conditions requiring verification actions
should be described in the Continuing Airworthiness Management Exposition
(CAME). The CAMO may request the support of (S)TC holder to identify when these
actions are necessary. Nevertheless the CAMO may propose alternative
operational procedures to ensure system integrity. This may be based on system
monitoring in the period of flight prior to entering an ETOPS area.
4. CONTINUING AIRWORTHINESS MANAGEMENT EXPOSITION
The CAMO should develop appropriate procedures to be used by all personnel involved in the
continuing airworthiness and maintenance of the aircraft, including supportive training
programmes, duties, and responsibilities.
The CAMO should specify the procedures necessary to ensure the continuing airworthiness of
the aircraft particularly related to ETOPS operations. It should address the following subjects as
applicable:
a. General description of ETOPS procedures
b. ETOPS maintenance programme development and amendment
c. ETOPS reliability programme procedures
(1) Engine/APU oil consumption monitoring
(2) Engine/APU Oil analysis
(3) Engine conditioning monitoring
(4) APU in-flight start programme
(5) Verification programme after maintenance
(6) Failures, malfunctions and defect reporting
(7) Propulsion System Monitoring/Reporting
(8) ETOPS significant systems reliability
d. Parts and configuration control programme
e. Maintenance procedures that include procedures to preclude identical errors being
applied to multiple similar elements in any ETOPS significant system
f. Interface procedures with the ETOPS maintenance contractor, including the operator
ETOPS procedures that involve the maintenance organisation and the specific
requirements of the contract
g. Procedures to establish and control the competence of the personnel involved in the
continuing airworthiness and maintenance of the ETOPS fleet.
5. COMPETENCE OF CONTINUING AIRWORTHINESS AND MAINTENANCE PERSONNEL
The CAMO organisation should ensure that the personnel involved in the continuing
airworthiness management of the aircraft have knowledge of the ETOPS procedures of the
operator.
The CAMO should ensure that maintenance personnel that are involved in ETOPS maintenance
tasks:
a. Have completed an ETOPS training programme reflecting the relevant ETOPS procedures
of the operator, and,
b. Have satisfactorily performed ETOPS tasks under supervision, within the framework of
the Part-145 approved procedures for Personnel Authorisation.
5.1. PROPOSED TRAINING PROGRAMME FOR PERSONNEL INVOLVED IN THE CONTINUING
AIRWORTHINESS AND MAINTENANCE OF THE ETOPS FLEET
The operator’s ETOPS training programme should provide initial and recurrent training
for as follows:
1. INTRODUCTION TO ETOPS REGULATIONS
a. Contents of AMC 20-6
b. ETOPS Type Design Approval – a brief synopsis
2. ETOPS OPERATIONS APPROVAL
a. Maximum approved diversion times and time-limited systems capability
b. Operator’s Approved Diversion Time
c. ETOPS Area and Routes
d. ETOPS MEL
3. ETOPS CONTINUING AIRWORTHINESS CONSIDERATIONS
a. ETOPS significant systems
b. CMP and ETOPS aircraft maintenance programme
c. ETOPS pre-departure service check
d. ETOPS reliability programme procedures
(1) Engine/ APU oil consumption monitoring
(2) Engine/APU Oil analysis
(3) Engine conditioning monitoring
(4) APU in-flight start programme
(5) Verification programme after maintenance
(6) Failures, malfunctions and defect reporting
AMC 20-8A
(iv) the holder of a repair design approval or a change to a type design approval.
(e) If it can be determined that the occurrence has an impact on or is related to an aircraft
component which is covered by a separate design approval/authorisation (TC, STC or
ETSO), then the holder of such approval/authorisation should be informed. Such
information must be part of the reporting to the ‘main’ design approval holder. If an
occurrence concerns a component which is covered by a TC, STC, repair or change design
approval or an ETSO authorisation (e.g. during maintenance), then only that TC, STC,
repair or change design approval holder or ETSO authorisation holder needs to be
informed by the reporting person or organisation that first determined the impact of the
TC, STC, repair or change design or ETSO authorisation.
(f) Any organisation that reports to the design approval holder should actively support any
investigations that may be initiated by that organisation. Support should be provided by
a timely response to information requests, and by making available the affected
components, parts or appliances for the purpose of the investigation, subject to an
agreement with the respective component, part or appliance owners. Design approval
holders are expected to provide feedback to the reporting organisations on the results of
their investigations.
(g) To ensure that there is effective reporting among organisations, it is important that:
(i) an interface is established between the organisations to ensure that there is an
effective and timely exchange of information related to occurrences;
(ii) any relevant safety issue is identified; and
(iii) it is clearly established which party is responsible for taking further action, if
required.
(h) Organisations should establish procedures to be used for reporting among them, which
should include as a minimum:
(i) a description of the applicable requirements for reporting;
(ii) the scope of such reporting, considering the organisation’s interfaces with other
organisations, including any contracting and subcontracting;
(iii) a description of the reporting mechanism, including reporting forms, means, and
deadlines;
(iv) safeguards to ensure the confidentiality of the reporter and protection of personal
data; and
(v) the responsibilities of the organisations and personnel involved in reporting,
including for reporting to the competent authority.
Such procedures should be included in the organisation’s expositions/
handbooks/manuals.
Figure 1 below presents a simplified scheme of the reporting lines.
Figure 1
[Amdt 20/19]
AMC 20-9
1
Information on LINK2000+ is available at web site www.eurocontrol.int/link2000
Clearance, issued by AIR-100 on April 21, 1998. A comparison of PDC with DCL may be
found in Appendix 1.
3.2 This AMC is not applicable to the phased implementation of data link services within the
EUROCONTROL LINK2000+ programme, in particular, DCL over the Aeronautical
Telecommunications Network via VHF Digital Data Link (VDL) Mode 2. In this case, the
Safety and Performance Requirements (EUROCAE ED-120) and the Interoperability
Requirements (EUROCAE ED-110) are established using EUROCAE document ED-78A,
Guidelines for Approval of the Provision and use of Air Traffic Services supported by Data
Communications. Guidance for the implementation of DCL over ATN may be found in
EASA document AMC 20-11.
3.3 The operational requirements for the DCL application are published in the
EUROCONTROL document OPR/ET1/ST05/1000, Edition 2, October 15, 1996, Transition
guidelines for initial air ground data communication services. The EUROCONTROL
document includes the re-issued clearance capability, however document ED-85A does
not address this capability and it is not included in the scope of this AMC.
3.4 For the remainder of this document, the acronym DCL should be interpreted to mean DCL
over ACARS using the ARINC 623 protocol unless stated otherwise.
4 REFERENCE DOCUMENTS
4.1 Related Requirements
CS/FAR 25.1301, 25.1307, 25.1309, 25.1322, 25.1431, 25.1581, or equivalent
requirements of CS 23, 27 and 29 if applicable.
4.2 Related Standards and Guidance Material
ICAO Doc 9694 AN/955 Manual of Air Traffic Services (ATS) Data Link
Applications
Doc 4444 Rules of the Air and Air Traffic Services
Draft Proposal PANS-Air Traffic Management
Annex 11 Air Traffic Services
Doc 8585 Designators for Aircraft Operating agencies,
Aeronautical Authorities and Services
Doc 8643 Aircraft Type Designators
EASA AMC 25-11 Electronic Display Systems
EUROCONTROL CIP: COM. Implement Air/Ground Communication
ET2.SO4; 2.1.5 Services- Interim step on non-ATN (ACARS) services.
OPR/ET1/ST05/1000 Transition guidelines for initial air ground data
communication services
ESARR 4 Risk assessment and mitigation in ATM
FAA AC 25-11 Electronic Display Systems.
AC 120-COM Initial Air Carrier Operational Approval for use of
Digital Communication Systems
AC 20-140 Guidelines for design approval of aircraft data
communications systems
98-Air-PDC Safety and Interoperability requirement for Pre-
Departure-Clearance (PDC). (Air-100, April 21,1998)
EUROCAE ED 78 Guidance material for the establishment of data link
supported ATS Services
5 ASSUMPTIONS
Applicants should note that this AMC is based on the assumptions stated in Chapter 3 of ED-
85A together with the following that concern the measures taken by the responsible airspace
authorities to safeguard DCL operations.
5.1 ATS Provider
5.1.1 The data link service for DCL has been shown to satisfy applicable airspace safety
regulations and the relevant ATS domain performance, safety and interoperability
requirements of ED-85A.
5.1.2 Procedures for the use of DCL take account of the performance limitations of
ACARS and the airborne implementation capabilities meeting at least the
provisions of this AMC.
Note: Some aircraft ACARS installations approved to earlier standards are
classified as “Non Essential” without guarantees of performance or integrity.
Consequently, procedures are necessary to compensate for any deficiency
and to safeguard operations. ED-85A addresses this issue.
5.1.3 Appropriate procedures are established to minimise the possibility of failure to
detect inconsistency in the case of a complex clearance.
5.1.4 Each ATS provider has published a list of communication service providers that may
be used by aircraft operators for the DCL application. The list should take account
of internetworking arrangements between service providers.
5.1.5 The procedures of the ATS provider state the actions that should be taken in the
event of an inadequate communication service from the communications service
provider (CSP).
5.2 Communications Service Provider
The communications service provider does not modify the operational information
(content and format) exchanged between the ATS provider and the airborne equipment.
5.3 Aeronautical Information Service
Each State offering a DCL service by data link publishes in its AIP, or equivalent
notification, availability of the service, relevant procedures, and confirmation of
compliance with ED-85A.
5.4 Message Integrity
The Cyclic Redundancy Check (CRC) is implemented as required by ED-85A and is
providing integrity of the end-to-end data link transmission path. On this basis,
Performance Technical Requirement PTR_3 of ED-85A need not be demonstrated.
6 AIRWORTHINESS CONSIDERATIONS
6.1 General
6.1.1 The installation will need to be shown compliant with the airborne domain
requirements allocated as per ED-85A (§7.1) covering the Interoperability
Operational Requirements, the Interoperability Technical Requirements, the
Performance Technical Requirements, the Safety Operational & Technical
Requirements.
6.1.2 If multiple ATS data link applications are available to the aircraft, the crew interface
and related crew procedures will need to be based on a common and compatible
philosophy.
6.2 Required Functions
An acceptable minimum airborne installation comprises the following functions:
(a) A means of data communication appropriate to the area of operation, e.g. plain
old ACARS over AVLC (Aviation VHF Link Control) through VHF or SATCOM;
Note: VDL Mode 2 equipment can be used provided that radio transceiver is
compliant with ED-92A.
(b) A means to manage data communications and to control the data communications
system;
(c) A means to easily check and modify the parameters of the DCL request;
(d) “Visual” alerting of an incoming message, visible to both pilots;
(e) Means to display the text message, e.g. a single display readable by both
crewmembers or a dedicated display for each pilot.
(f) A means to accept the DCL delivered by the ATS.
6.3 Recommended Functions
(a) “Audible” alerting of an incoming message;
(b) A means to print the messages;
(c) Recording of DCL messages and flight crew responses on an accident flight
recorder.
Note: Data Link recording may be required in accordance with OPS rules.
7 ACCEPTABLE MEANS OF AIRWORTHINESS COMPLIANCE
7.1 Airworthiness
7.1.1 When demonstrating compliance with this AMC, the following specific points
should be noted:
(a) Compliance with the airworthiness requirements for intended function and
safety may be demonstrated by equipment qualification, safety analysis of
the interface between the communications management system and data
sources, structural analyses of new antenna installations, equipment cooling
verification, and evidence of a suitable human to machine interface. The DCL
function will need to be demonstrated by end-to-end ground testing that
verifies system operation, either with an appropriate ATS unit, or by means
8.3.3 Subject to any arrangements that may be required by the responsible operations
authority in respect of amendments to the Operations Manual, and the approval
of training programmes, the aircraft operator may implement operations using DCL
over ACARS.
8.4 Incident reporting
Significant incidents associated with a departure clearance transmitted by data link that
affects or could affect the safe operation of the aircraft will need to be reported in
accordance with applicable operational rules, and to the authority responsible for the
airport where the DCL service was provided.
AVAILABILITY OF DOCUMENTS
EUROCAE documents may be purchased from EUROCAE, 17 rue Hamelin, 75783 Paris Cedex 16,
France, (Fax: 33 1 45 05 72 30). Web site: www.eurocae.org.
JAA documents are available from the JAA publisher Information Handling Services (IHS). Information
on prices, where and how to order is available on both the JAA web site www.jaa.nl and the IHS web
site www.avdataworks.com.
EUROCONTROL documents may be requested from EUROCONTROL, Documentation Centre, GS4, Rue
de la Fusee, 96, B-1130 Brussels, Belgium; (Fax: 32 2 729 9109 or web site www.eurocontrol.int).
ICAO documents may be purchased from Document Sales Unit, International Civil Aviation
Organisation, 999 University Street, Montreal, Quebec, Canada H3C 5H7, (Fax: 1 514 954 6769, e-mail:
sales_unit@icao.org) or through national agencies.
FAA documents may be obtained from Department of Transportation, Subsequent Distribution Office
SVC-121.23, Ardmore East Business Centre, 3341 Q 75th Avenue, Landover, MD 20785, USA. Web site
www.faa.gov/aviation.htm
RTCA documents may be obtained from RTCA Inc, 1828 L Street, NW., Suite 805, Washington, DC
20036, USA., (Tel: 1 202 833 9339; Fax 1 202 833 9434). Web site: www.rtca.org.
SAE documents may be obtained from SAE World Headquarters, 400 Commonwealth Drive,
Warrendale, PA 15096-0001, USA. Telephone 1-877-606-7323 (U.S. and Canada only) or 724/776-4970
(elsewhere). Web site www.sae.org.
[Amdt 20/1]
[Amdt 20/1]
AMC 20-10
1
Information on LINK2000+ is available at web site www.eurocontrol.int/link2000
3.2 Other implementation of D-ATIS service may exist in the world. They are not necessarily
identical to the service defined within this AMC and EUROCAE document ED-89A. For
example, application message formats may differ. Similarly, the ATSP may send ATIS
information to an ACARS communication service provider who then distributes it to
subscriber operators. This should not be considered as an air traffic service offered
directly by an ATSP. In the USA, guidance on ATIS data link approval for use in the US
airspace, may be found in FAA document 98-AIR D-ATIS: Safety and Interoperability
Requirements for ATIS.
3.3 This AMC is not applicable to the phased implementation of data link services within the
EUROCONTROL LINK2000+ programme, in particular, D-ATIS over the Aeronautical
Telecommunications Network via VHF Digital Link (VDL) Mode 2. In this case, the Safety
and Performance Requirements (EUROCAE ED-120) and the Interoperability
Requirements (EUROCAE ED-110) have been established using EUROCAE document ED-
78A, Guidelines for Approval of the Provision and use of Air Traffic Services supported by
Data Communications. Guidance for the implementation of data link over ATN may be
found in EASA document AMC 20-11.
3.4 The operational requirements for the D-ATIS application are published in EUROCONTROL
document OPR/ET1/ST05/1000, Transition guidelines for initial air ground data
communication services.
3.5 For the remainder of this document, the acronym D-ATIS should be interpreted to mean
D-ATIS over ACARS using the ARINC 623 protocol in accordance with ED-89A unless stated
otherwise.
4 REFERENCE DOCUMENTS
4.1 Related Requirements
CS/FAR 25.1301, 25.1307, 25.1309, 25.1322, 25.1431, 25.1581, or equivalent
requirements of CS 23, 27 and 29, if applicable.
4.2 Related Standards and Guidance Material
ICAO Doc 9694 AN/955 Manual of Air Traffic Services (ATS) Data Link
Applications
Doc 4444 Rules of the Air and Air Traffic Services
Annex 11 Air Traffic Services
Doc 8585 Designators for Aircraft Operating agencies,
Aeronautical Authorities and Services.
EASA AMC 25-11 Electronic Display Systems
EUROCONTROL CIP: COM. Implement Air/Ground Communication Services-
ET2.SO4; 2.1.5 Interim step on non-ATN (ACARS) services.
OPR/ET1/ST05/1000 Transition guidelines for initial air ground data
communication services
ESARR 4 Risk assessment and mitigation in ATM
FAA AC 25-11 Electronic Display Systems.
AC 120-70 Initial Air Carrier Operational Approval for use of
Digital Communication Systems
AC 20-140 Guidelines for design approval of aircraft data
communications systems
98-Air-D-ATIS Safety and Interoperability requirement for D-ATIS
(Air-100, April 21,1998)
5 ASSUMPTIONS
Applicants should note that this AMC is based on the assumptions stated in Chapter 3 of
document ED-89A together with the following that concern the measures taken by the
responsible airspace authorities to safeguard operations affected by the transmission of D-ATIS.
5.1 ATS Provider
5.1.1 The data link service for ATIS has been shown to satisfy applicable airspace safety
regulations and the relevant ATS domain performance, safety and interoperability
requirements of ED-89A.
5.1.2 The ATS Provider ensures that information provided through D-ATIS service is fully
consistent with the voice information broadcast over VHF.
5.1.3 Appropriate procedures are established to minimise the possibility of failure to
detect any inconsistency in ATIS information for approach, landing and take off.
5.1.4 Each ATS provider has published a list of communication service providers that may
be used by aircraft operators for the D-ATIS application. The list should take
account of internetworking arrangements between service providers.
5.1.5 The procedures of the ATS provider state the actions that should be taken in the
event of an inadequate communication service from the communications service
provider.
5.2 Communications Service Provider
The communications service provider does not modify the operational information
(content and format) exchanged between the ATS provider and the airborne equipment.
5.3 Aeronautical Information Service
The availability of the D-ATIS service, a statement of compliance with ED-89A, and
additional relevant procedures are published in the AIP or other notification issued by
the States where D-ATIS is offered.
5.4 Message Integrity
The Cyclic Redundancy Check (CRC) is implemented as required by ED-89A and is
providing integrity of the end-to-end data link transmission path. On this basis,
Performance Technical Objective PTO_3 of ED-89A need not be demonstrated by end
7.1.1 When demonstrating compliance with this AMC, the following should be noted:
(a) Compliance with the airworthiness requirements for intended function and
safety may be demonstrated by equipment qualification, safety analyses of
the interfaces between components of the airborne communications
equipment, structural analyses of new antenna installations, equipment
cooling verification, and evidence of a suitable human to machine interface.
The D-ATIS function will need to be demonstrated by end-to-end ground
testing that verifies system operation, either with an appropriate ATS unit,
or by means of test equipment that has been shown to be representative of
an actual ATS unit.
Note:
This limited testing assumes that the communication systems (VHF or
SATCOM) have been shown to satisfactorily perform their intended
functions in the flight environment in accordance with applicable
requirements.
(b) The safety analysis of the interface between the ACARS and other systems
should show that, under normal or fault conditions, no unwanted interaction
that adversely affects essential systems can occur.
(c) Where a printer is used as the primary display of the ATIS message, its
readability should be shown to be adequate for this purpose, and that it does
not present an unacceptable risk of an erroneous display.
Note:
This does not preclude the use of a printer classified as non-essential
provided it has demonstrated a satisfactory in-service record that supports
compliance with paragraph 7.3 of this AMC.
7.1.2 To minimise the certification effort for follow-on installations, the applicant may
claim credit, from the responsible authority, for applicable certification and test
data obtained from equivalent aircraft installations.
7.2 Performance
The installation will need to be shown compliant with the airborne domain performance
requirements allocated by ED-89A (§7.1). Demonstration of Performance Technical
Requirement PTR_A1 may be difficult for some airborne installations. The applicant may
choose an alternative acceptable means of compliance for PTR_A1 consisting in an end-
to-end demonstration of PTR_5 & PTR_6 of ED-89A (§5.2) with an appropriate ATS unit
and communication service provider.
7.3 Safety Objectives
7.3.1 Failure Conditions are presented in ED-89A (§6) together with the resulting safety
objectives and operational means of mitigation. Failure Condition FC3 (Non-
detected corrupted ATIS presented to an aircrew) requires that the occurrence of
such a hazard at the aircraft level be demonstrated improbable.
7.3.2 ED-89A takes into account the possibility of using ACARS approved to earlier
standards and classified as “non-essential” without guarantees of performance or
integrity. Consequently, additional procedures are necessary to compensate for
any deficiency and to safeguard operations. (See §8 of this AMC)
8.1.7 The assumptions of Section 5 of this AMC need to be satisfied as a condition for
operational use.
8.2 Operations Manual and Training
8.2.1 The Operations Manual shall reflect the Flight Manual statement of paragraph 7.4,
and to define operating procedures for the use of D-ATIS via ACARS taking into
account the Operational Considerations discussed in paragraph 8 of this AMC.
8.2.2 Similarly, flight crew training shall address:
(a) The different data link services available using the same airborne equipment
(e.g. differences between ATIS provided through D-ATIS service that are
declared to conform to ED-89A requirements, and ATIS received through
other means such as ACARS AOC).
(b) The procedures for safe use of D-ATIS over ACARS.
8.2.3 Subject to any arrangements that may be required by the responsible operations
authority in respect of amendments to the Operations Manual, and the approval
of training programmes, the aircraft operator may implement operations using D-
ATIS over ACARS without the need for further formal operational approval.
8.3 Incident reporting
Significant incidents associated with a D-ATIS transmitted by data link that affects or
could affect the safe operation of the aircraft will need to be reported in accordance with
applicable operational rules. The incident should be reported also to the ATS authority
responsible for the airport where the D-ATIS service is provided.
AVAILABILITY OF DOCUMENTS
EUROCAE documents may be purchased from EUROCAE, 17 rue Hamelin, 75783 Paris Cedex 16,
France, (Fax: 33 1 45 05 72 30). Web site: www.eurocae.org
JAA documents are available from the JAA publisher Information Handling Services (IHS). Information
on prices, where and how to order is available on both the JAA web site: www.jaa.nl and the IHS web
site: www.avdataworks.com. JAA documents transposed to publications of the European Aviation
Safety Agency (EASA) are available on the EASA web site www.easa.eu.int
EUROCONTROL documents may be requested from EUROCONTROL, Documentation Centre, GS4, Rue
de la Fusee, 96, B-1130 Brussels, Belgium; (Fax: 32 2 729 9109). Web site: www.eurocontrol.int
ICAO documents may be purchased from Document Sales Unit, International Civil Aviation
Organisation, 999 University Street, Montreal, Quebec, Canada H3C 5H7, (Fax: 1 514 954 6769, e-mail:
sales_unit@icao.org) or through national agencies.
FAA documents may be obtained from Department of Transportation, Subsequent Distribution Office
SVC-121.23, Ardmore East Business Centre, 3341 Q 75th Avenue, Landover, MD 20785, USA.
RTCA documents may be obtained from RTCA Inc, 1828 L Street, NW. Suite 805, Washington, DC
20036, USA., (Tel: 1 202 833 9339; Fax 1 202 833 9434). Web site: www.rtca.org
SAE documents may be obtained from SAE World Headquarters, 400 Commonwealth Drive,
Warrendale, PA 15096-0001, USA. Telephone 1-877-606-7323 (U.S. and Canada only) or 724/776-4970
(elsewhere). Web site: www.sae.org
[Amdt 20/1]
[Amdt 20/1]
AMC 20-15
1 Council Regulation (EEC) No 3922/91 on the harmonisation of technical requirements and administrative procedures in the field of civil
aviation. Regulation as last amended by Regulation (EC) No 1899/2006 of the European Parliament and of the Council of 12 December
2006 (OJ L 377, 27.12.2006, p. 1).
(h) An indication of ACAS II system and sensor failures which prevents correct
operation should be provided.
(i) An indication that the ACAS II system is operating in TA mode should be provided.
(j) ACAS II should be automatically switched to TA mode, if ACAS II and wind shear
voice or ACAS II and TAWS voice announcements occur simultaneously.
(k) The adequacy of display visibility needs to be demonstrated.
(l) The flight crew should be aware, at all times, of the operational state of the ACAS II
system. Any change of the operational state of the ACAS II system is to be
enunciated to the flight crew via suitable means.
6.4 ACAS II Controls:
(a) Control of the ACAS II should be readily accessible to the flight crew.
(b) A means to initiate the ACAS II Self Test function should be provided.
6.5 Antennas:
(a) Either a directional antenna and an omni-directional antenna, or two directional
antennas may be installed.
Note: when installing a directional antenna and an omni-directional antenna the
omni-directional antenna should be the lower antenna.
(b) The physical locations of the transponder antennas and the ACAS II antennas will
need to satisfy isolation and longitudinal separation limits. The physical location
should also ensure that propellers or rotors do not interfere with system operation,
if applicable. ACAS II antennas may be installed with an angular offset from the
aircraft centreline not exceeding 5 degrees.
6.6 Interfaces:
(a) Pressure altitude information will need to be obtained from the same sensor
source that supplies the Mode S Transponder(s) and the flight deck altitude
display(s). This source should be the most accurate source available on the aircraft.
Altitude information should be provided via a digital data bus. ICAO Gray (Gillham)
code should not be used.
(b) An interface to a radio altimeter sensor should be provided.
(c) Inhibit logic selected for input to the ACAS II to take account of the aircraft
performance limitations will need to be evaluated and justified unless accepted for
an earlier ACAS II standard.
(d) Other interfacing for discrete data should be provided, as required.
(e) The ACAS II installation should provide an interface with the flight recorder(s).
(f) Recording of ACAS II data should be accomplished in accordance with EUROCAE
ED-112.
Note: Information necessary to retrieve and convert the stored data into
engineering units should be provided.
(g) Interfaces between systems should be analysed to show no unwanted interaction
under normal or fault conditions.
7 CERTIFICATION TESTING
Ground testing will need to be performed with due consideration of the possible risk of nuisance
advisories in operating aircraft. The precautions provided in Appendix 1 should be followed.
7.1 The bulk of testing for a modification to install ACAS II can be achieved by ground testing
that verifies system operation and interfaces with aircraft systems.
7.2 The ground tests should include:
(a) verification check of the ICAO 24 bit airframe address.;
(b) bearing accuracy check of intruder. A maximum error of ± 15 degrees in azimuth
should be demonstrated for each quadrant. Larger errors may be acceptable in the
tail area of the aircraft;
(c) failure of sensors which are interfaced to ACAS II. A test should be performed to
ensure that the effect on ACAS II agrees with the predicted results;
(d) correct warning prioritisation. The alert priorities should be wind shear, TAWS and
then ACAS II;
(e) electromagnetic interference evaluation to ensure that ACAS II does not cause
interference with other aircraft systems;
(f) the correct operation of any aircraft configurations which result in, by design, the
inhibition of RAs.
7.3 Flight testing of an initial installation should evaluate overall operation including:
(a) surveillance range;
Note: Surveillance range may vary depending on airspace conditions.
(b) target azimuth reasonableness.
(c) freedom from unwanted interference;
(d) assessment, during adverse flight conditions, of instrument visibility, display
lighting, sound levels and intelligibility of aural messages;
(e) the effects of electrical transients;
(f) validity and usability of Traffic information when the aircraft is subject to attitude
changes of ± 15 degrees in pitch and ± 30 degrees in roll;
(g) the correct operation of any aircraft configurations which result in, by design, the
inhibition of RAs;
Note: these tests may be considered to be a subset of the ground tests performed
in paragraph 7.2 (f). Only those aircraft configurations which are practical to
perform in an airborne environment need to be assessed.
(h) electromagnetic interference evaluation to ensure that ACAS II does not cause
interference with other aircraft systems.
7.4 Flight testing to demonstrate RA performance in a planned encounter between aircraft
will not normally be required for an ACAS II – Mode S equipment combination, previously
demonstrated as performing correctly. Planned encounter flight testing should not be
attempted without the agreement of the Agency.
7.5 To minimise the certification effort for ACAS II for additional aircraft types listed in the
type certificate, the applicant may claim credit, for applicable certification and flight test
data obtained from equivalent aircraft installations, including testing performed for ACAS
II version 6.04A or 7.0. Flight Testing of ACAS II will not normally be required where
acceptable evidence exists relating to the previous certification standard of ACAS II. This
assumes the introduction ACAS II involves equipment replacements only.
7.6 Equipment that meets the acceptable minimum certification standard for the ACAS II
equipment (see paragraph 4.1) has demonstrated that hybrid surveillance function does
not degrade the performance of the ACAS II active surveillance. Therefore, when the
optional hybrid surveillance function is enabled, specific installation testing of this
function is not required.
8 MAINTENANCE
The Instructions for Continued Airworthiness (ICA) should include the following:
8.1 Maintenance instructions for on aircraft ACAS II testing including the precautions of
Appendix 1.
8.2 Maintenance instructions for the removal and installation of any directional antenna
should include instructions to verify the correct display of ACAS II traffic in all four
quadrants.
9 AIRCRAFT FLIGHT MANUAL/PILOT OPERATING HANDBOOK
The Aircraft Flight Manual (AFM) or the Pilots Operating Handbook (POH) should provide at
least the following limited set of information. This limited set assumes that a detailed
description of the installed system and related operating instructions are available in other
operating or training manuals.
Note: Aircraft malfunctions which would prevent the aircraft from following ACAS II climb
indication, and which do not automatically inhibit the ACAS II climb indication, should be
addressed (e.g. as a cautionary note) in the AFM/POH.
9.1 Limitations Section: The following Limitations should to be included:
(a) Deviation from the ATC assigned altitude is authorised only to the extent necessary
to comply with an ACAS II Resolution Advisory (RA).
9.2 Emergency Procedures Section: none.
9.3 Normal Procedures Section: The ACAS II flight procedures should address the following:
(a) For a non-crossing RA, to avoid negating the effectiveness of a coordinated
manoeuvre by the intruder aircraft, advice that vertical speed should be accurately
adjusted to comply with the RA.
(b) Non-compliance by one aircraft can result in reduced vertical separation with the
need to achieve safe horizontal separation by visual means.
(c) A caution that under certain conditions, indicated manoeuvres may significantly
reduce stall margins with the need to respect the stall warnings.
(d) Advice that evasive manoeuvring should be limited to the minimum required to
comply with the RA.
(e) When a Climb RA is given with the aircraft in landing configuration, a normal go-
around procedure should be initiated.
10 AVAILABILITY OF DOCUMENTS
EASA documents may be obtained from EASA (European Aviation Safety Agency), 101253,
D50452 Koln Germany or via the Website:
http://www.easa.europa.eu/ws_prod/g/rg_certspecs.php.
EUROCAE documents may be purchased from EUROCAE, 102 rue Etienne Dolet, 92240
Malakoff, France, (Fax: +33 1 46 55 62 65), or website: www.eurocae.net.
RTCA documents may be obtained from RTCA Inc, 1828 L Street, NW., Suite 805, Washington,
DC 20036, USA, (Tel.: +1 202 833 9339; Fax: +1 202 833 9434). Website: www.rtca.org.
FAA documents may be obtained from Superintendent of Documents, Government Printing
Office, Washington DC, 20402-9325, USA. Website: www.faa.gov.
[Amdt 20/8]
AMC 20-19
1 PURPOSE
This AMC has been created to provide guidance to aircraft installers and equipment manufacturers on
the airworthiness of IFE systems and equipment installed on civil aircraft. It does not constitute a
regulation. It highlights safety concerns about IFE systems, and contains acceptable means of
compliance to address those concerns and obtain airworthiness approval of such systems. An
applicant for such an approval may choose another means of compliance.
— Amendments 1 to 4: CS 23.561, 562, 785, 787, 791, 811, 867, 1301, 1309, 1327, 1351,
1353, 1357, 1359, 1431, 1441;
— Amendment 5: CS 23.2265, 2270, 2315, 2320, 2325, 2330, 2335, 2500, 2505, 2510, 2525,
2605, 2615;
— CS 27.561, 562, 610, 785, 787, 807, 853, 1301, 1309, 1319, 1327, 1351, 1353, 1357, 1365; and
— CS 29.561, 562, 610, 785, 787, 807, 853, 1301, 1309, 1319, 1327, 1351, 1353, 1357, 1359, 1431.
3 REFERENCE DOCUMENTS
The documents listed below are standards and guidance that were in force when this AMC (AMC 20-
19) was adopted. Later or previous amendments may apply whenever the retained certification basis
allows for it.
(a) ED Decision 2017/020/R, AMC-20 — Amendment 14, AMC 20-115D, Airborne software
development assurance using EUROCAE ED-12 and RTCA DO-178, 19 October 2017
(b) ED Decision 2020/010/R, AMC 20 — Amendment 19, AMC 20-152A, Development Assurance for
Airborne Electronic Hardware, July 2020
(c) ED Decision 2020/006/R, AMC 20 — Amendment 18, AMC 20-42, Airworthiness information
security risk assessment, 24 June 2020
(d) ED Decision 2014/029/R, AMC and GM to Part-CAT — Issue 2, Amendment 1, Portable electronic
devices, AMC/GM to CAT.GEN.MPA.140, 24 September 2014, as amended by ED Decision
2019/008/R of 27 February 2019
(e) EASA Certification Memorandum No CM-ES-001, Certification of Power Supply Systems for
Portable Electronic Device, Issue 1, 7 June 2012
(f) EASA Certification Memorandum No CM-ES-003, Guidance to Certify an Aircraft as PED tolerant,
Issue 1, 23 August 2017
(g) International Civil Aviation Organization (ICAO) Doc 9284-AN/905, Technical Instructions for the
Safe Transport of Dangerous Goods by Air (Addendum No. 2), 30 June 2005
(h) Federal Aviation Administration (FAA) Advisory Circular (AC) 21-16G, RTCA Document DO-160
versions D, E, F, and G, ‘Environmental Conditions Initiated by: AIR-100 and Test Procedures for
Airborne Equipment’, 22 June 2011
(i) FAA Policy Memorandum PS-ANM100-2000-00105 (also numbered 00-111-160), Interim Policy
Guidance for Certification of In-Flight Entertainment Systems on Title 14 CFR Part 25 Aircraft
(Policy Number 00-111-160), 18 September 2011
(j) FAA AC 91.21-1D, Use of Portable Electronic Devices Aboard Aircraft, 27 October 2017
(k) FAA AC 20.168, Certification Guidance for Installation of Non-Essential, Non-Required Aircraft
Cabin Systems & Equipment (CS&E), 21 July 2010
(l) FAA AC 20.115D, Airborne Software Development Assurance Using EUROCAE ED-12( ) and RTCA
DO-178( ), 21 July 2017
(m) FAA AC 21.49, Gaining Approval of Seats with Integrated Electronic Components,
9 February 2011
(n) EUROCAE ED-14G, RTCA DO-160G, Environmental Conditions and Test Procedures for Airborne
Equipment, May 2011, December 2010
(o) RTCA DO-313, Certification Guidance for Installation of Non-Essential, Non-Required Aircraft
Cabin Systems and Equipment, 2 October 2008
(p) Society of Automotive Engineers Aerospace Recommended Practice (SAE ARP) 5475, Abuse
Load Testing for In-Seat Deployable Video Systems, 20 June 2005
(q) Aeronautical Radio, Incorporated (ARINC) 628, Cabin Equipment Interfaces, 27 December 1993
(r) MIL-STD-1472G, Human Engineering, 11 January 2012
3.1 Abbreviations
The following abbreviations are used in this AMC:
AC advisory circular
AFM aircraft flight manual
AMC acceptable means of compliance
AMM aircraft maintenance manual
ARP aerospace recommended practice
CB circuit breaker
CCOM cabin crew operations manual
COTS commercial off-the-shelf
CRI certification review item
CSs certification specifications
DAH design approval holder
DDP declaration of design and performance
DBS direct-broadcast satellite
EASA European Union Aviation Safety Agency
ELA electrical-load analysis
EMI electromagnetic interference
ESD electrostatic discharge
ETSO European technical standard order
EWIS electrical-wiring interconnection system
FCOM flight crew operations manual
3.2 Definitions
The following definitions used in this AMC apply:
Term Definition
In-flight entertainment On-board systems that provide passengers with (safety) information,
systems connectivity and entertainment
Installer Type certificate (TC), supplemental type certificate (STC) or design
approval holder (DAH)
COTS equipment Equipment that is not designed or manufactured for use in aircraft, but
is purchased by the installer for use in a particular aircraft system
4 SCOPE
Communication, information and entertainment systems are often provided for the convenience of
aircraft passengers. As customer services improve, those systems are becoming more sophisticated
and complex. Subsystem design features are often unique, based on the needs of operators, thus
leading to many different possible IFE system configurations that depend both on the specific operator
requirements and the cabin layout.
The following non-exhaustive list contains some examples of IFE systems:
(a) systems that provide passengers with audio entertainment and the related controls;
(b) systems that provide passengers with video entertainment and the related controls;
(c) passenger flight information systems (PFISs);
(d) systems that provide passengers with information, e.g. safety videos;
(e) interfaces to, and functions of, systems for controlling some cabin environment parameters
such as, for example, reading lights, general cabin illumination, crew call buttons, air vents, etc.;
(f) systems that provide passengers with wired and/or wireless data distribution for entertainment
connectivity including television (TV) and communication access (i.e. telephone, internet).
The aim of this AMC is to provide general criteria for the approval of such systems and equipment as
they are installed in aircraft. The following aspects are addressed: mechanical installation, electrical
installation, software/hardware aspects and electromagnetic compatibility, as well as the assessment
of the potential hazards. In some cases, the application of this AMC, in conjunction with the
certification basis for the product, is deemed to be sufficient.
For certain systems and equipment, additional certification material may be needed to address the
aspects that are not covered by this AMC. Some examples are:
— IFE systems with wireless-communication capabilities (e.g. wireless fidelity (Wi-Fi) access
points, mobile-phone systems);
— electrical outlets installed in the cabin for connecting portable electronic devices (PEDs);
— lithium batteries;
— data-loading systems;
— data communication systems (e.g. satellite TV, radios, passenger telephone systems, etc.); and
— large monitors/displays.
For example, for large aeroplanes, compliance should be demonstrated with CS 25.1309.
A functional hazard assessment (FHA) should be performed to identify the IFE system failure
scenarios and the worst possible consequences (e.g. electrical shock) for the aircraft and its
occupants. This assessment should take into account electrical, electronic, and component
faults that may result in a short circuit and/or electrical arcing and/or the release of smoke.
Particular attention should be given to the likelihood of the following:
— accidental damage due to exposure of wiring or components in the cabin, such as wires
that are pinched in the seat track;
— misuse of the equipment by passengers, such as the incorrect stowage of video screens,
stepping on or kicking the seat electronic box, spilling liquids, etc.;
— electronic-component breakdowns; and
— wire chafing.
(g) The installer should demonstrate that the equipment of the IFE system has been installed in
accordance with the equipment manufacturer’s declaration of design and performance (DDP)
and their installation instructions. The demonstration may, in addition, involve the examination
and testing of the equipment. Subpart O ‘EUROPEAN TECHNICAL STANDARD ORDER
AUTHORISATIONS’ of Annex I (Part 21) to Regulation (EU) No 748/2012 and the related AMC
21.A.608 provide guidance on drafting and formatting the DDP.
(h) If an operator allows passengers to use PEDs on board the aircraft, it should have procedures in
place to control the use of those PEDs. Regulation (EU) No 965/2012 and the related ED
Decisions contain, respectively, requirements and associated AMC and GM on PEDs. For
commercial air transport (CAT) operations, the corresponding requirement is point
CAT.GEN.MPA.140 of Annex IV (Part-CAT).
(i) If environmental testing of the IFE system equipment is required, EUROCAE ED-14/RTCA DO 160
‘Environmental Conditions and Test Procedures for Airborne Equipment’ may be followed. This
is addressed in Section 0.1 below.
6 SYSTEMS INSTALLATION
with cords in large aeroplanes, for example, the lengths of the cords should be determined by
their possible effects on the egress capability of the occupants. The cords should not span across
a main aisle such that they may become entangled in other features (such as armrests), thus
impeding egress. Means for proper and easy stowage should be provided.
(c) Equipment used for screens should not obscure any required notices or information signs (e.g.
‘Exit’, ‘No Smoking’, ‘Fasten Seat Belt’ signs, etc.). For video monitors in large-aeroplane
installations, the following should apply:
(1) For video monitors installed above the aisle:
— all the installations should be such that the required ‘exit’ signs are still visible
whether the monitors are fixed or retractable; if this is not possible, additional
‘EXIT’ signs are required;
— fixed video monitors should be such that the minimum distance between the cabin
floor and the lowest point of the monitor is 185 cm (73 in); and
— retractable video monitors that do not meet the 185-cm (73-in) limit in the
deployed position should not have sharp edges or should be padded, and they
should be able to be stowed manually without requiring exceptional strength.
(2) For video monitors installed underneath overhead compartments:
— all the installations should be such that the required signs (e.g. ‘No Smoking’,
‘Fasten Seat Belts’ signs, etc.) are visible whether the monitors are fixed or
retractable; if this is not possible, additional signs are required;
— fixed video monitors should be padded and should not be installed above or
between the seat backs of seat rows that border the access to emergency exits;
and
— retractable video monitors should be able to be stowed manually without requiring
exceptional strength and should not be installed above or between the seat backs
of seat rows that border the access to emergency exits.
(d) Connecting units for wired on-board data exchange (e.g. USBs, local area networks (LANs), etc.)
should be designed so that their use is obvious to the crew and passengers. Placards close to
their outlet units should describe their capabilities and functions.
Units that are capable of supplying power with:
— a voltage greater than or equal to 42 V;
— power greater than 15 W; or
— a current greater than 3 A,
should be treated as power outlets.
(e) For individual video monitors attached to the seats (e.g. to the seat armrests, seat backs,
movable hinge arms), the protection of the seat occupants, as well as of the crew and
passengers moving around the cabin, should be considered. Video monitor installations should
be such that injuries due to contact with sharp edges/corners during normal operation and
turbulence are avoided. The abuse loading of video monitors (e.g. if a passenger leans on the
monitor when taking or leaving their seat) should be accounted for. The criteria of SAE ARP5475
‘Abuse Load Testing for In-Seat Deployable Video Systems’ or alternatives, as agreed by EASA,
may be used in assessing designs regarding this aspect.
seat-back-mounted IFE equipment, compliance with CS 25.562(c)(5) should be shown for a fully
equipped seat back in the take-off and landing position.
(f) Weight and stress assessments should be made in cases of already embodied shelves that need
to be relocated.
(g) Glass surfaces may be part of IFE system components, e.g. in display units. The potential hazard
for the occupants in case of breakage of large sheets of glass should be considered. The
approach that the applicant should follow should be agreed with EASA based on CS 25.788 (b).
Compliance with CS.25.365(g) should also be considered.
the alternating current (AC) voltage waveform to the extent that the operation of the aircraft
electrical power supply system (PSS) has been affected.
(f) Where batteries are used, consideration should be given to the stored energy, and provisions
should be made for protection from short circuits and other potential failure modes.
The safety issues associated with the use in the IFE system of batteries whose technology may pose
hazards that are not covered by the current provisions should be addressed by additional provisions
to be agreed with EASA (e.g. for lithium battery technology).
6.2.2 Bonding
The electrical bonding, as well as the protection against static discharge of the installed system and
equipment, should be such as to:
(a) prevent a dangerous accumulation of electrostatic charge; and
(b) minimise the risk of electrical shock to the crew, passengers and maintenance personnel.
The system bonding arrangements should be in accordance with the aircraft manufacturer’s standard
practices, and suitable for conducting any current, including a fault current, which may need to be
conducted. The designer should take into account bonding connections in the system design such that
the loss of a single bond does not result in the loss of more than one essential circuit or in the
dangerous inadvertent operation of any aircraft system.
Cabin equipment designers should adhere to the standard practices for bonding, grounding and
shielding, as well as to other methods for eliminating or controlling electrostatic discharge.
All electrical and electronic equipment and/or components should be installed so as to provide a
continuous low-resistance path from their metallic enclosures and wiring to the aircraft bonding
structure.
6.2.3 Interference
system function should be properly disabled and/or terminated to prevent any interference with other
aircraft systems.
(a) Antennas
Antennas for IFE systems should not be located where an unacceptable reduction in the
performance of a mandatory radio system would result. In addition, the effects of a lightning
strike on these antennas should be considered to ensure that essential services are not
disrupted by electrical transients conducted to the aircraft via these antenna leads.
(b) Cumulative interference effects
The actual interference effect on an aircraft receiver may be the cumulative effect of many
potentially interfering signals. For this reason, a system consisting of multiple units should be
operable even in the worst-case orientation when interference tests/demonstrations are
conducted. Tests/demonstrations should take into account the critical configurations of the use
of the IFE system, including the critical configurations of passengers’ portable electronic devices
(PEDs) connected to the IFE system. The test configuration should be agreed with EASA.
(c) Flight phases
If the whole IFE system or parts of it are to be active during the critical flight phases (i.e. take-
off and landing), particular attention should be paid to the demonstration of non-interference
during these critical flight phases.
— where the IFE system EWIS is routed through standard aircraft wiring looms, spacers or
equivalent means of separation should be used to keep the IFE EWIS at a minimum distance
from any other electrical system in accordance with the SWPM of the aircraft.
In the absence of more specific guidelines in the SWPM of the aircraft, 230 VAC voltage power supply
wires should not be routed through standard aircraft wiring looms. As the EWIS connected to the IFE
system is present throughout the cabin (exposed in some cases), the potential for system faults is
increased by the wide exposure to varying hazards (e.g. EWIS chafing in the seat tracks, passengers
stepping on or kicking the seat electronic box, spilled liquids, etc.). Since these systems are exposed
to hazards, the potential to adversely affect other systems that are necessary for the safe operation
of the aircraft significantly increases, as well as the possibility of shock hazards to occupants. Special
consideration should be given to the protection against damage to the IFE EWIS components installed
in the seat itself: they should have appropriate protection means so that passengers cannot damage
them with their feet or access them with their hands. The engineering data that controls the
installation of IFE EWIS and equipment should contain specific and unambiguous provisions for the
routing, support and protection of all IFE EWIS and equipment, and should specify all the parts that
are necessary for those installations.
Care should be taken to ensure that any electrical IFE system equipment installed in aircraft seat
assemblies does not invalidate the seat certification (e.g. the applicable ETSO). In addition, it should
be noted that compliance alone with any applicable ETSO for seats does not cover the electrical
equipment installation aspects of the IFE system.
(2) automatic muting of the IFE systems when any cockpit aural caution or warning is
sounding; there should be no perceptible delay between the muting of the IFE system
and the activation of the caution/warning;
(3) automatic muting of the IFE systems when any real-time (R/T) transmission or reception
is in progress; there should be no perceptible delay between the muting of the IFE system
and the activation of the R/T transmission or reception; and
(4) readily available controls such that the volume of the IFE system is easily reduced.
(d) If an IFE system includes wireless capabilities (wireless local area network (WLAN), mobile
phone, Bluetooth, etc.) to connect with other aircraft equipment and/or passenger or crew
transmitting portable electronic devices (T-PEDs), the installer should address the
electromagnetic compatibility of the aircraft with the intentional emissions of the IFE system,
and the approach to be followed in that respect should be agreed with EASA.
Note: The responsibility for establishing the suitability for use of a PED on a given aircraft model
continues to rest with the operator, as required by point CAT.GEN.MPA.140 (Annex IV (Part-CAT) to
Regulation (EU) No 965/2012).
The design interface features used to comply with the above should be designed with a development
rigour that depends on the function that is being interfaced with or replaced by the IFE system.
(c) For the installation of IFE system components in racks located in the equipment bay that are
not accessible in flight, the installer should address the potential hazard to other essential or
critical systems/equipment located in the equipment bay, in case of an IFE system malfunction.
The installer should substantiate that the worst-case scenario of a possible malfunction of the
IFE system does not affect the components located in the equipment bay that are necessary for
safe flight and landing. This demonstration should account for the risks of:
— overheating,
— smoke release,
— electrical failure, and
— fire propagation.
For large aeroplanes, for example, the following is considered an acceptable means of
compliance in that respect: a hazard analysis to demonstrate that none of the potential ignition
risks that originate from IFE system malfunctions pose a risk of a sustained fire in any area where
IFE system components are located; this demonstration should account for:
— the fire containment properties of the equipment,
— the non-fire-propagating properties of the adjacent materials, and
— the detectability of fire and smoke.
(d) The installer should consider protecting IFE system components that are located in the cabin to
ensure that fault conditions will not result in the failure of components within a unit that may
generate smoke or fumes (e.g. if using tantalum capacitors). In addition, power supplies should
have current-limiting output protection at a suitable level (e.g. in-seat equipment). The IFE
system installation should comply with the applicable fire and smoke provisions of CS 25.831(c),
CS 25.853(a), CS 25.863 and CS 25.869(a).
(e) Procedures should be established to terminate the operation of the IFE system at any time, in
case of smoke/fire/explosion. The crew should maintain overall control over the IFE system. If
control over the IFE system is possible via cabin controls only, appropriate procedures should
address flight crew compartment–cabin coordination.
The guidance of RTCA DO-313 in this area may also be followed.
— it is burdensome to perform most of the testing in accordance with the state-of-the-art aviation
standards (e.g. EUROCAE ED-14/RTCA DO-160).
In certain cases, the installer may directly follow the guidance provided in this document by using
specific design features/adaptations and mitigations in terms of design or operational instructions.
The steps described below compose a road map that the installer may follow to apply for the approval
of COTS equipment as part of an IFE system:
— The installer should perform a safety risk assessment of the potential hazards associated with
the installation of the COTS equipment, either during normal operation of the equipment or in
case of its failure.
— Based on the identified hazards, some evidence of environmental qualification for the
equipment may be required. This could be achieved either by testing or by providing alternative
laboratory standards to which the equipment has been tested, or industry standards to which
the equipment has been certified. The acceptability of these standards should be agreed with
EASA.
— A design solution may be developed in some cases to provide means of compliance that are
alternatives to testing, e.g.:
— hosting of the COTS component in a ‘shelter case’ (an air-tight-sealed housing) with
electrical isolation of all the needed interfaces; or
— a declaration of ‘loose equipment’ that is temporarily brought on board and is
permanently accessible and visible by the crew.
— It should be ensured that the design specifications of the COTS equipment manufacturer are
followed (in terms of the operating environmental conditions, cooling, etc.).
— Configuration control: quality control criteria should be provided for those aspects of the COTS
equipment whose malfunctions may create hazards. If detailed design data is not available for
such aspects, the applicant should propose a process by which the configuration control of the
design is maintained and should ensure that any changes in the design or any non-compliance
introduced during manufacturing are identified. Critical characteristics of COTS equipment may
include power, dimensions, weight, electrical power, software and hardware parts, material
flammability behaviour, etc. This should also encompass subsequent changes to those parts.
The above points should help the installer in the certification of the COTS equipment. RTCA DO-313
Appendix D follows a similar approach and is considered to be an acceptable alternative.
— Identify the list of hazards and possible safety issues created through either normal operation
of the IFE system equipment or its failure.
— The hazards and issues described in Section 6 of this AMC may be used as a reference, but the
applicant is not expected to demonstrate the same level of compliance as that required for large
aircraft. Some evidence of environmental qualification (and/or testing) may be needed, but it is
expected that in many cases, alternative compliance solutions may be provided. Some examples
are the following:
— specific-installation solutions or the use of mitigations (via limitations and/or placards)
may provide an adequate level of safety and circumvent the need for environmental
testing; and
— industry and/or laboratory standards may provide an acceptable alternative.
The acceptability of the above should be agreed with EASA.
— It should be ensured that the design specifications of the IFE system equipment manufacturer
are followed (in terms of the operating environmental conditions, cooling, etc.).
— Configuration control: the configuration of the IFE system equipment should be identified, at
least for those design features whose malfunctions may create hazards.
It is worth mentioning that in many cases, the IFE system equipment installed in GA aircraft is COTS
equipment, thus the described approach largely reflects the approach to COTS equipment in
Section 6.6 above.
7 DOCUMENTATION
This section provides guidance on the documentation that should be developed for IFE system
installations.
8 OPERATIONAL PROCEDURES
The regulatory requirements related to air operations are specified in Regulation (EU) No 965/2012
(see also the related AMC and GM). The operator should ensure that both the flight crew and the
cabin crew are fully familiar with the operation of the IFE system, and that passengers are provided
with appropriate information, including restrictions on the use of the IFE systems in normal, abnormal
and emergency conditions.
[Amdt 20/19]
AMC 20-20
agreed that, as the transport aircraft fleet continues to age, eventually Widespread Fatigue
Damage (WFD) is inevitable. Therefore the FAA determined, and the EASA concurred, that an
additional major element of WFD' must be added to the Ageing Aircraft programme. Structures
Task Groups sponsored by the Task Force were assigned the task of developing these elements
into usable programmes. The Task Force was later re-established as the AAWG of the ARAC.
Although there was JAA membership and European Operators and Industry representatives
participated in the AAWG, recommendations for action focussed on FAA operational rules
which are not applicable in Europe. It was therefore decided to establish the EAAWG on this
subject to implement Ageing Aircraft activities into the Agency’s regulatory system, not only for
the initial “AATF eleven” aeroplanes, but also other old aircraft and more recently certificated
ones. This AMC is a major part of the European adoption and adaptation of the AAWG
recommendations which it follows as closely as practicable.
It is acknowledged that the various competent authorities, type certificate holders and
operators have continually worked to maintain the structural integrity of older aircraft on an
international basis. This has been achieved through an exchange of in-service information,
subsequent changes to inspection programmes and by the development and installation of
modifications on particular aircraft. However, it is evident that with the increased use, longer
operational lives and experience from in-service aircraft, there is a need for a programme to
ensure a high level of structural integrity for all aircraft, and in particular those in the transport
fleet. Accordingly, the inspection and evaluation programmes outlined in this AMC are
intended to provide:
— a continuing structural integrity assessment by each type-certificate holder, and
— the incorporation of the results of each assessment into the maintenance programme of
each operator.
4. DEFINITIONS AND ACRONYMS
a) For the purposes of this AMC, the following definitions apply:
— Damage-tolerance (DT) is the attribute of the structure that permits it to retain its
required residual strength without detrimental structural deformation for a period
of use after the structure has sustained a given level of fatigue, corrosion, and
accidental or discrete source damage.
— Design Approval Holder (DAH) is the holder of any design approval, including type
certificate, supplemental type certificate or repair approval.
— Design Service Goal (DSG) is the period of time (in flight cycles/hours) established
at design and/or certification during which the principal structure will be
reasonably free from significant cracking including widespread fatigue damage.
— Fatigue Critical Structure (FCS) is structure that is susceptible to fatigue cracking
that could lead to a catastrophic failure of an aircraft. For the purposes of this
AMC, FCS refers to the same class of structure that would need to be assessed for
compliance with § 25.571(a) at Amendment 25-45, or later. The term FCS may refer
to fatigue critical baseline structure, fatigue critical modified structure, or both.
— Limit of validity (LOV) is the period of time, expressed in appropriate units (e.g.
flight cycles) for which it has been shown that the established inspections and
replacement times will be sufficient to allow safe operation and in particular to
preclude development of widespread fatigue damage.
5. WAY OF WORKING
a) General
On the initiative of the TCH and the Agency, a STG should be formed for each aircraft
model for which it is decided to put in place an ageing aircraft programme. The STG shall
consist of the TCH, selected operator members and Agency representative(s). The
objective of the STG is to complete all tasks covered in this AMC in relation to their
respective model types, including the following:
— Develop model specific programmes
— Define programme implementation
— Conduct recurrent programme reviews as necessary.
It is recognised that it might not always be possible to form or to maintain an STG, due to
a potential lack of resources with the operators or TCH. In this case the above objective
would remain with the Agency and operators or TCH as applicable.
An acceptable way of working for STGs is described in “Report on Structures Task Group
Guidelines” that was established by the AAWG with the additional clarifications provided
in the following sub-paragraphs.
b) Meeting scheduling
It is the responsibility of the TCH to schedule STG meetings. However if it is found by the
Agency that the meeting scheduling is inadequate to meet the STG working objectives,
the Agency might initiate themselves additional STG meetings.
c) Reporting
The STG would make recommendations for actions via the TCH to the Agency.
Additionally, the STG should give periodic reports (for information only) to AAWG/EASA
as appropriate with the objective of maintaining a consistent approach.
available in time to effectively control the safety concern. Service bulletins or other service
information publications revised or issued as a result of in-service findings resulting from
implementation of the SSID should be added to the SSID or will be implemented by separate AD
action, as appropriate.
In the event an acceptable SSID cannot be obtained on a timely basis, the Agency may impose
service life, operational, or inspection limitations to assure structural integrity.
As a result of a periodic review, the TCH should revise the SSID whenever additional information
shows a need. The original SSID will normally be based on predictions or assumptions (from
analyses, tests, and/or service experience) of failure modes, time to initial damage, frequency
of damage, typically detectable damage, and the damage growth period. Consequently, a
change in these factors sufficient to justify a revision would have to be substantiated by test
data or additional service information. Any revision to SSID criteria and the basis for these
revisions should be submitted to the Agency for review and approval of both engineering and
maintenance aspects.
7. SERVICE BULLETIN REVIEW and MANDATORY MODIFICATION PROGRAMME
Service Bulletins issued early in the life of an aircraft fleet may utilise inspections (in some cases
non-mandatory inspections) alone to maintain structural integrity. Inspections may be
adequate in this early stage, when cracking is possible, but not highly likely. However, as aircraft
age the probability of fatigue cracking becomes more likely. In this later stage it is not prudent
to rely only on inspections alone because there are more opportunities for cracks to be missed
and cracks may no longer occur in isolation. In this later stage in the life of a fleet it is prudent
to reduce the reliance strictly on inspections, with its inherent human factors limitations, and
incorporate modifications to the structure to eliminate the source of the cracking. In some
cases reliance on an inspection programme, in lieu of modification, may be acceptable through
the increased use of mandatory versus non-mandatory inspections.
The TCH, in conjunction with operators, is expected to initiate a review of all structurally related
inspection and modification SBs and determine which require further actions to ensure
continued airworthiness, including mandatory modification action or enforcement of special
repetitive inspections
Any aircraft primary structural components that would require frequent repeat inspection, or
where the inspection is difficult to perform, taking into account the potential airworthiness
concern, should be reviewed to preclude the human factors issues associated with repetitive
inspections
The SB review is an iterative process (see Appendix 5) consisting of the following items:
a) The TCH should review all issued structural inspection - and modification SBs to select
candidate bulletins, using the following 4 criteria:
i) There is a high probability that structural cracking exists
ii) Potential structural airworthiness concern.
iii) Damage is difficult to detect during routine maintenance
iv) There is Adjacent Structural damage or the potential for it.
This may be done by the TCH alone or in conjunction with the operators at a preliminary
STG meeting.
b) The TCH and operator members will be requested to submit information on individual
fleet experience relating to candidate SBs. This information will be collected and
evaluated by the TCH. The summarised results will then be reviewed in detail at a STG
meeting (see c. below).
c) The final selection of SBs for recommendation of the appropriate corrective action to
assure structural continued airworthiness taking into account the in-service experience,
will be made during an STG meeting by the voting members of the STG, either by
consensus or majority vote, depending on the preference of the individual STGs.
d) An assessment will be made by the TCH as to whether or not any subsequent revisions to
SBs affect the previous decision made. Any subsequent revisions to SBs previously chosen
by the STG for mandatory inspection or incorporation of modification action that would
affect the previous STG recommended action should be submitted to the STG for review.
e) The TCH should review all new structural SBs periodically to select further candidate
bulletins. The TCH should schedule a meeting of the STG to address the candidates.
Operator members and the competent authority will be advised of the candidate
selection and provided the opportunity to submit additional candidates.
8. CORROSION PREVENTION AND CONTROL PROGRAMME
A corrosion prevention and control programme (CPCP) is a systematic approach to prevent and
to control corrosion in the aircraft’s Primary Structure. The objective of a CPCP is to limit the
deterioration due to corrosion to a level necessary to maintain airworthiness and where
necessary to restore the corrosion protection schemes for the structure. A CPCP consists of a
basic corrosion inspection task, task areas, defined corrosion levels, and compliance times
(implementation thresholds and repeat intervals). The CPCP also includes procedures to notify
the competent authority and TCH of the findings and data associated with Level 2 and Level 3
corrosion and the actions taken to reduce future findings to Level 1 or better. See Appendix 4
for definitions and further details.
As part of the ICA, the TCH should provide an inspection programme that includes the frequency
and extent of inspections necessary to provide the continued airworthiness of the aircraft.
Furthermore, the ICA should include the information needed to apply protective treatments to
the structure after inspection. In order for the inspections to be effectively accomplished, the
TCH should provide corrosion removal and cleaning procedures and reference allowable limits.
The TCH should include all of these corrosion-related activities in a manual referred to as the
Baseline Programme. This Baseline Programme manual is intended to form a basis for operators
to derive a systematic and comprehensive CPCP for inclusion in the operator’s maintenance
programme. The TCH is responsible for monitoring the effectiveness of the Baseline Programme
and, if necessary, to recommend changes based on operators reports of findings. In line with
Part-M requirements, when the TCH publishes revisions to their Baseline Programme, these
should be reviewed and the operator’s programme adjusted as necessary in order to maintain
corrosion to Level 1 or better.
An operator may adopt the Baseline Programme provided by the TCH or it may choose to
develop its own CPCP, or may be required to if none is available from the TCH. In developing its
own CPCP an operator may join with other operators and develop a Baseline Programme similar
to a TCH developed Baseline Programme for use by all operators in the group.
Before an operator may include a CPCP in its maintenance or inspection programme, the
competent authority should review and approve that CPCP. The operator should show that the
CPCP is comprehensive in that it addresses all corrosion likely to affect Primary Structure, and
is systematic in that it provides:
a) Step-by-step procedures that are applied on a regular basis to each identified task area
or zone, and
b) These procedures are adjusted when they result in evidence that corrosion is not being
controlled to an established acceptable level (Level 1 or better).
Note: For an aeroplane with an ALS, in addition to providing a suitable baseline programme in
the ICA and to ensure compliance with CS 25.571 it is appropriate for the TCH to place an entry
in the ALS stating that all corrosion should be maintained to Level 1 or better. (This practice is
also described in ATA MSG-3)
9. REPAIR EVALUATION GUIDELINES AND REPAIR ASSESSMENT PROGRAMMES
Early fatigue or fail-safe requirements (pre-Amdt 45) did not necessarily provide for timely
inspection of critical structure so that damaged or failed components could be dependably
identified and repaired or replaced before a hazardous condition developed. Furthermore, it is
known that application of later fatigue and damage tolerance requirements to repairs was not
always fully implemented according to the relevant certification bases.
Repair Evaluation Guidelines (REG) are intended to assure the continued structural integrity of
all relevant repaired and adjacent structure, based on damage-tolerance principles, consistent
with the safety level provided by the SSID or ALS as applied to the baseline structure. To achieve
this, the REG should be developed by the TCH and implemented by the Operator to ensure that
an evaluation is performed of all repairs to structure that is susceptible to fatigue cracking and
could contribute to a catastrophic failure.
Even the best maintained aircraft will accumulate structural repairs when being operated. The
AAWG conducted two separate surveys of repairs placed on aircraft to collect data. The
evaluation of these surveys revealed that 90% of all repairs found were on the fuselage, hence
these are a priority and RAPs have already been developed for the fuselage pressure shell of
many large transport aeroplanes not originally certificated to damage-tolerance requirements.
40% of the repairs were classified as adequate and 60% of the repairs required consideration
for possible additional supplemental inspection during service. Nonetheless, following further
studies by AAWG working groups it has been agreed that repairs to all structure susceptible to
fatigue and whose failure could contribute to catastrophic failure will be considered. (Ref.
AAWG Report: Recommendations concerning ARAC taskings FR Doc.04-10816 Re: Aging
Airplane safety final rule. 14 CFR 121.370a and 129.16.)
As aircraft operate into high cycles and high times the ageing repaired structure needs the same
considerations as the original structure in respect of damage-tolerance. Existing repairs may not
have been assessed for damage-tolerance and appropriate inspections or other actions
implemented. Repairs are to be assessed, replaced if necessary or repeat inspections
determined and carried out as supplemental inspections or within the baseline zonal inspection
programme. A damage-tolerance based inspection programme for repairs will be required to
detect damage which may develop in a repaired area, before that damage degrades the load
carrying capability of the structure below the levels required by the applicable airworthiness
standards.
The REG should provide data to address repairs to all structure that is susceptible to fatigue
cracking and could contribute to a catastrophic failure. The REG may refer to the RAP, other
existing approved data such as SRM and SBs or provide specific means for obtaining data for
individual repairs.
Documentation such as the Structural Repair Manual and service bulletins needs to be reviewed
for compliance with damage-tolerance principles and be updated and promulgated consistent
with the intent of the REGs.
Where repair evaluation guidelines, repair assessment programmes or similar documents have
been published by the TCH they should be incorporated into the aircraft’s maintenance
programme according to Part-M requirements.
This fatigue and damage-tolerance evaluation of repairs will establish an appropriate inspection
programme or a replacement schedule if the necessary inspection programme is too demanding
or not possible. Details of the means by which the REGs and the maintenance programme may
be developed are incorporated in Appendix 3.
10. LIMIT OF VALIDITY OF THE MAINTENANCE PROGRAMME AND EVALUATION FOR
WIDESPREAD FATIGUE DAMAGE
a) Initial WFD Evaluation and LOV
All fatigue and damage tolerance evaluations are finite in scope and also therefore in
their long term ability to ensure continued airworthiness. The maintenance requirements
that evolve from these evaluations have a finite period of validity defined by the extent
of testing, analysis and service experience that make up the evaluation and the degree of
associated uncertainties. Limit of validity (LOV) is the period of time, expressed in
appropriate units (e.g. flight cycles) for which it has been shown that the established
inspections and replacement times will be sufficient to allow safe operation and in
particular to preclude development of widespread fatigue damage. The LOV should be
based on fatigue test evidence.
The likelihood of the occurrence of fatigue damage in an aircraft’s structure increases
with aircraft usage. The design process generally establishes a design service goal (DSG)
in terms of flight cycles/hours for the airframe. It is generally expected that any cracking
that occurs on an aircraft operated up to the DSG will occur in isolation (i.e., local
cracking), originating from a single source, such as a random manufacturing flaw (e.g., a
mis-drilled fastener hole) or a localised design detail. It is considered unlikely that cracks
from manufacturing flaws or localised design issues will interact strongly as they grow.
The SSIP described in paragraph 6 and Appendix 1 of this AMC are intended to find all
forms of fatigue damage before they become critical. Nonetheless, it has become
apparent that as aircraft have approached and exceeded their DSG only some SSIPs have
correctly addressed Widespread Fatigue Damage (WFD) as described below.
With extended usage, uniformly loaded structure may develop cracks in adjacent
fastener holes, or in adjacent similar structural details. The development of cracks at
multiple locations (both MSD and MED) may also result in strong interactions that can
affect subsequent crack growth, in which case the predictions for local cracking would no
longer apply. An example of this situation may occur at any skin joint where load transfer
occurs. Simultaneous cracking at many fasteners along a common rivet line may reduce
the residual strength of the joint below required levels before the cracks are detectable
under the maintenance programme established at time of certification. Furthermore,
these cracks, while they may or may not interact, can have an adverse effect on the large
damage capability (LDC) of the airframe before the cracks become detectable.
The TCH’s role is to perform a WFD evaluation and, in conjunction with operators, is
expected to initiate development of a maintenance programme with the intent of
precluding operation with WFD. Appendix 2 provides guidelines for development of a
programme to preclude the occurrence of WFD. Such a programme must be
implemented before analysis, tests, and/or service experience indicates that widespread
fatigue damage may develop in the fleet. The operator’s role is to provide service
experience, to help ensure the practicality of the programme and to ensure it is
implemented effectively.
The results of the WFD evaluation should be presented for review and approval to the
Agency for the aircraft model being considered. Since the objective of this evaluation is
to preclude WFD from the fleet, it is expected that the results will include
recommendations for necessary inspections or modification and/or replacement of
structure, as appropriate to support the LOV. It is expected that the TCH will work closely
with operators in the development of these programmes to assure that the expertise and
resources are available when implemented.
The Agency’s review of the WFD evaluation results will include both engineering and
maintenance aspects of the proposal. The Agency expects any actions necessary to
preclude WFD (including the LOV) to be incorporated in maintenance programmes
developed in compliance with Part-M. Any service bulletins or other service information
publications revised or issued as a result of in-service MSD/MED findings resulting from
implementation of these programmes may require separate AD action.
In the event an acceptable WFD evaluation cannot be completed on a timely basis, the
Agency may impose service life, operational, or inspection limitations to assure structural
integrity of the subject type design.
b) Revision of WFD evaluation and LOV
New service experience findings, improvements in the prediction methodology, better
load spectrum data, a change in any of the factors upon which the WFD evaluation is
based or economic considerations, may dictate a revision to the evaluation. Accordingly,
associated new recommendations for service action should be developed including a
revised LOV, if appropriate, and submitted to the Agency for review and approval of both
engineering and maintenance aspects.
In order to operate an individual aircraft up to the revised LOV, a WFD evaluation should
also be performed for all applicable modified or repaired structure to determine if any
new structure or any structure affected by the change is susceptible to WFD. This
evaluation should be conducted by the DAH for the changed structure in conjunction with
the operator prior to the aircraft reaching its existing LOV. The results together with any
necessary actions required to preclude WFD from occurring before the aircraft reaches
the revised LOV should be presented for review and approval by the Agency.
This process may be repeated such that, subject to Agency approval of the evaluations, a
revised LOV may be established and incorporated in the operator’s maintenance
programme, together with any necessary actions to preclude WFD from occurring before
the aircraft reaches the revised LOV.
The LOV and associated actions should be incorporated in the ALS. For an aircraft without
an ALS, it may be appropriate for the DAH to create an ALS and to enter the LOV in the
ALS, together with a clear identification of inspections and modifications required to
allow safe operation up to that limit.
In any case, should instructions provided by the DAH in their ICA (e.g. maintenance
manual revision) clearly indicate that the maintenance programme is not valid beyond a
certain limit, this limit and associated instructions must be adhered to in the operator’s
maintenance programme as approved by the competent authority under Part-M
For post Amendment 25-45 aeroplanes, it was required that inspections or other
procedures should be developed based on the damage-tolerance evaluations required by
FAR 25.571, and included in the maintenance data. In Amendment 25-54 to FAR 25 and
change 7 to JAR-25 it was required to include these inspections and procedures in the
Airworthiness Limitations Section of the Instructions for Continued Airworthiness
required by 25.1529. At the same amendment, 25.1529 was changed to require
applicants for type-certificates to prepare Instructions for Continued Airworthiness in
accordance with Appendix H of FAR/JAR-25. Appendix H requires that the Instructions for
Continued Airworthiness must contain a section titled Airworthiness Limitations that is
segregated and clearly distinguishable from the rest of the document. This section shall
contain the information concerning inspections and other procedures as required by
FAR/JAR/CS 25.571.
The content of the Airworthiness Limitations Section of the Instructions for Continued
Airworthiness is designated by some TCH’s as Airworthiness Limitations Instructions (ALI).
Other TCH’s have decided to designate the same items as Airworthiness Limitations Items
(ALI).
Compliance with FAR/JAR 25.571 at Amendment 25-45 and Change 7 respectively, or
later amendments, results in requirements to periodically inspect aeroplanes for
potential fatigue damage in areas where it is most likely to occur.
2. SUPPLEMENTAL STRUCTURAL INSPECTION PROGRAMME (SSIP)
Increased utilisation, longer operational lives, and the high safety demands imposed on the
current fleet of transport aeroplanes indicate the need for a programme to ensure a high level
of structural integrity for all aeroplanes in the transport fleet.
This AMC is intended to provide guidance to TCHs and other DAHs to develop or review existing
inspection programmes for effectiveness. SSIPs are based on a thorough technical review of the
damage-tolerance characteristics of the aircraft structure using the latest techniques and
changes in operational usage. They lead to revised or new inspection requirements primarily
for structural cracking and replacement or modification of structure where inspection is not
practical.
Large transport aeroplanes that were certificated according to FAR 25.571 Amendment 25-
45/54 or JAR 25 Change 7 are damage-tolerant. The fatigue requirements are part of the MRB
Report, as required by ATA MSG-3. However, for pre ATA MSG-3 rev 2 aeroplanes there are no
requirements for regular MRB Report review and for post ATA MSG-3 rev 2 aeroplanes there is
only a requirement for regular MRB Report review in order to assess if the CPCP is effective.
Concerning ageing aircraft activities, it is important to regularly review the part of the MRB
Report containing the structural inspections resulting from the fatigue and damage-tolerance
analysis for effectiveness.
2.1 Pre-Amendment 25-45 aeroplanes
The TCH is expected to initiate development of a SSIP for each aeroplane model. Such a
programme must be implemented before analysis, test and/or service experience
indicate that a significant increase in inspection and or modification is necessary to
maintain structural integrity of the aeroplane. This should ensure that an acceptable
programme is available to the operators when needed. The programme should include
procedures for obtaining service information, and assessment of service information,
available test data, and new analysis and test data.
In accordance with Paragraphs 1 and 2 of this Appendix 1, an allowable limit of the size
of damage should be determined for each site such that the structure has a residual
strength for the load conditions specified in CS 25.571. The size of damage that is practical
to detect by the proposed method of inspection should be determined, along with the
number of flights required for the crack to grow from detectable to the allowable limit.
The recommended inspection programme should be determined from the data described
in paragraph 3.3 above, giving due consideration to the following:
(a) Fleet experience, including all of the scheduled maintenance checks;
(b) Confidence in the proposed inspection technique; and
(c) The joint probability of reaching the load levels described above and the final size
of damage in those instances where probabilistic methods can be used with
acceptable confidence.
Inspection thresholds for supplemental inspections should be established. These
inspections would be supplemental to the normal inspections, including the detailed
internal inspections.
(a) For structure with reported cracking, the threshold for inspection should be
determined by analysis of the service data and available test data for each
individual case.
(b) For structure with no reported cracking, it may be acceptable, provided sufficient
fleet experience is available, to determine the inspection threshold on the basis of
analysis of existing fleet data alone. This threshold should be set such as to include
the inspection of a sufficient number of high-time aircraft to develop added
confidence in the integrity of the structure (see Paragraph 1 of this Appendix 1).
3.5. The supplemental structural inspection document
The SSID should contain the recommendations for the inspection procedures and
replacement or modification of parts or components necessary for the continued safe
operation of the aircraft up to the LOV. The document should be prefaced by the
following information:
(a) Identification of the variants of the basic aircraft type to which the document
relates;
(b) Reference to documents giving any existing inspections or modifications of parts
or components;
(c) The types of operations for which the inspection programme are considered valid;
(d) A list of service bulletins (or other service information publication) revised as a
result of the structural reassessment undertaken to develop the SSID, including a
statement that the operator must account for these service bulletins.
(e) The type of damage which is being considered (i.e., fatigue, corrosion and/or
accidental damage).
(f) Guidance to the operator on which inspection findings should be reported to the
type-certificate holder.
The document should contain at least the following information for each critical part or
component:
(a) A description of the part or component and any relevant adjacent structure,
including means of access to the part.
(b) Relevant service experience.
(c) Likely site(s) of damage.
(d) Inspection method and procedure, and alternatives.
(e) Minimum size of damage considered detectable by the method(s) of inspection.
(f) Service bulletins (or other service information publication) revised or issued as a
result of in-service findings resulting from implementation of the SSID (added as
revision to the initial SID).
(g) Initial inspection threshold.
(h) Repeat inspection interval.
(i) Reference to any optional modification or replacement of part or component as
terminating action to inspection.
(j) Reference to the mandatory modification or replacement of the part or
component at given life, if fail-safety by inspection is impractical; and
(k) Information related to any variations found necessary to “safe lives” already
declared.
The SSID should be compared from time to time against current service experience. Any
unexpected defect occurring should be assessed as part of the continuing assessment of
structural integrity to determine the need for revision of the SSID. Future structural
service bulletins should state their effect on the SSID.
[Amdt 20/2]
3. GENERAL
The likelihood of the occurrence of fatigue damage in an aircraft’s structure increases with
aircraft usage. The design process generally establishes a design service goal (DSG) in terms of
flight cycles/hours for the airframe. It is expected that any cracking that occurs on an aircraft
operated up to the DSG will occur in isolation (i.e., local cracking), originating from a single
source, such as a random manufacturing flaw (e.g., a mis-drilled fastener hole) or a localised
design detail. It is considered unlikely that cracks from manufacturing flaws or localised design
issues will interact strongly as they grow.
With extended usage, uniformly loaded structure may develop cracks in adjacent fastener
holes, or in adjacent similar structural details. These cracks may or may not interact, and they
can have an adverse effect on the LDC of the structure before the cracks become detectable.
The development of cracks at multiple locations (both MSD and MED) may also result in strong
interactions that can affect subsequent crack growth; in which case, the predictions for local
cracking would no longer apply. An example of this situation may occur at any skin joint where
load transfer occurs. Simultaneous cracking at many fasteners along a common rivet line may
reduce the residual strength of the joint below required levels before the cracks are detectable
under the routine maintenance programme established at the time of certification.
Because of the small probability of occurrence of MSD/MED in aircraft operation up to its DSG,
maintenance programmes developed for initial certification have generally considered only
local fatigue cracking. Therefore, as the aircraft reaches its DSG, it is necessary to take
appropriate action in the ageing fleets to preclude WFD so that continued safe operation of the
aircraft is not jeopardised. The DAH and/or the operator(s) should conduct structural
evaluations to determine where and when MSD/MED may occur. Based on these evaluations
the DAH and in some cases the operators would provide additional maintenance instructions
for the structure, as appropriate. The maintenance instructions include, but are not limited to
inspections, structural modifications, and limits of validity of the new maintenance instructions.
In most cases, a combination of inspections and/or modifications/replacements is deemed
necessary to achieve the required safety level. Other cases will require modification or
replacement if inspections are not viable.
There is a distinct possibility that there could be a simultaneous occurrence of MSD and MED in
a given structural area. This situation is possible on some details that were equally stressed. If
this is possible, then this scenario should be considered in developing appropriate service
actions for structural areas.
Before MSD/MED can be addressed, it is expected that the operators will incorporate an
augmented structural maintenance programme that includes the Mandatory Modifications
Programme, the CPCP, the SSIP and the Repair Assessment Programme.
There are alternative methods for accomplishing a WFD assessment other than that given in
this AMC. For example, FAA AC 25-571-1C Paragraph 6.C or latest revision contains guidance
material for the evaluation of structure using risk analysis techniques.
4. STRUCTURAL EVALUATION FOR WFD
4.1 General.
The evaluation has three objectives:
(a) Identify Primary Structure susceptible to MSD/MED, see paragraph 4.2.
(b) Predict when it is likely to occur; see paragraph 4.3 and
Figure A2-1 Longitudinal Skin Joints, Frames, and Tear Straps (MSD/MED)
Figure A2-3 Lap joints with Milled, Chem-milled or Bonded Radius (MSD)
Skin/Stringer
Attachments
Figure A2-6 Shear Clip End Fasteners on Shear Tied Fuselage Frame (MSD/MED)
Figure A2-7 Aft Pressure Dome Outer Ring and Dome Web Splices (MSD/MED)
Figure A2-9 Abrupt Changes in Web or Skin Thickness — Pressurised or Unpressurised Structure (MSD/MED)
Figure A2-13 Skin at Runout of Large Doubler (MSD) — Fuselage, Wing or Empennage
The applicant should demonstrate that the proposed SMP established during the
evaluation has the same confidence level as current regulations require for new
certification. In lieu of other acceptable methods, the SMP can be established as a
point reduced from the WFD Average Behaviour, based on the viability of
inspections in the monitoring period. The SMP can be determined by dividing the
WFD Average Behaviour by a factor of 2 if there are viable inspections, or by a
factor of 3 if inspections are not viable.
Whichever approach is used to establish the SMP, a study should be made to
demonstrate that the approach ensures that the structure with the expected
extent of MSD/MED at the SMP maintains a LDC.
An aircraft should not be operated past the SMP unless the structure is modified
or replaced, or unless additional approved data is provided that would extend the
SMP. However, if during the structural evaluation for WFD, a TCH/DAH finds that
the flight cycles and/or flight hours SMP for a particular structural detail have been
exceeded by one or more aircraft in the fleet, the TCH/DAH should expeditiously
evaluate selected high time aircraft in the fleet to determine their structural
condition. From this evaluation, the TCH/DAH should notify the competent
authorities and propose appropriate service actions.
The initial SMP may be adjusted based on the following:
(a) In some cases, the SMP may be extended without changing the required
reliability of the structure, i.e. projection to that of a two life time full-scale
fatigue test. These cases may generally be described under the umbrella of
additional fatigue test evidence and include either or a combination of any
or all of the following:
Additional fatigue and/or residual strength tests on a full-scale aircraft
structure or a full-scale component followed by detailed inspections and
analyses.
Testing of new or used structure on a smaller scale than full component tests
(i.e., sub-component and/or panel tests).
Teardown inspections (destructive) that could be done on structural
components that have been removed from service.
Local teardown by selected, limited (non-destructive) disassembly and
refurbishment of specific areas of high-time aircraft.
In-service data from a statistically significant number of aircraft close to the
original SMP showing no cracking compared with the predictions, taking into
account future variability in service usage and loading compared to the
surveyed aircraft. This data may be used to support increasing the original
SMP by an amount that is agreed by the competent authority.
(b) If cracks are found in the structural detail for which the evaluation was done
during either the monitoring period or the modification programme, the
SMP should be re-evaluated to ensure that the SMP does in fact provide the
required confidence level. If it is shown that the required confidence level
is not being met, the SMP should be adjusted and the adjustment reflected
in appropriate service bulletins to address the condition of the fleet.
Additional regulatory action may be required.
YES
NOTES:
1. Fatigue cracking is defined as likely if the factored fatigue life is less than the projected ESG of
the aircraft at time of WFD evaluation.
2. The operational life is the projected ESG of the aircraft at time of WFD Evaluation. (See 4.4.1).
Figure A2-18 Use of Fatigue Test and Teardown Information to Determine WFD Average Behaviour
5. Documentation
Any person developing a programme should develop a document containing recommendations
for inspection procedures and replacement or modification of parts or components necessary
to preclude WFD, and establish the new limit of validity of the operator’s maintenance
programme. That person also must revise the SSID or ALS as necessary, and/or prepare service
bulletins that contain the recommendations for inspection procedures and replacement or
modification of parts or components necessary to preclude WFD. Since WFD is a safety concern
for all operators of older aircraft, the Agency will make mandatory the identified inspection or
modification programmes. In addition, the Agency may consider separate AD action to address
any service bulletins or other service information publications revised or issued as a result of in-
service MSD/MED findings resulting from implementation of these programmes.
The following items should be contained in the front of the approved document:
(a) Identification of the variants of the basic aircraft type to which the document relates;
(b) Summary of the operational statistics of the fleet in terms of hours and flights;
(c) Description of the typical mission, or missions;
(d) The types of operations for which the inspection programme is considered valid;
(e) Reference to documents giving any existing inspections, or modification of parts or
components; and
(f) The LOV of the maintenance programme in terms of flight cycles or flight hours or both
as appropriate to accommodate variations in usage.
The approved document should contain at least the following information for each critical part
or component:
Repairs may be of concern as time in service increases for the following reasons:
As aircraft age, both the number and age of existing repairs increase. Along with this increase is
the possibility of unforeseen repair interaction, failure, or other damage occurring in the
repaired area. The continued operational safety of these aircraft depends primarily on a
satisfactory maintenance programme (inspections conducted at the right time, in the right
place, using the most appropriate technique or in some cases replacement of the repair). To
develope this programme, a damage-tolerance evaluation of repairs to aircraft structure is
essential. The longer an aircraft is in service, the more important this evaluation and a
subsequent inspection programme becomes.
The practice of repair justification has evolved gradually over the last 20 plus years. Some
repairs described in the aircraft manufacturers' SRMs were not designed to fatigue and damage-
tolerance principles. (Ref. AAWG Report: Recommendations concerning ARAC taskings FR
Doc.04-10816 Re: Aging Aircraft Safety Final Rule. 14 CFR 121.370a and 129.16.) Repairs
accomplished in accordance with the information contained in the early versions of the SRMs
may require additional inspections if evaluated using the fatigue and damage-tolerance
methodology.
Damage-tolerance is a structural design and inspection methodology used to maintain safety
considering the possibility of metal fatigue or other structural damage (i.e., safety is maintained
by adequate structural inspection until the damage is repaired). One prerequisite for the
successful application of the damage tolerance approach for managing fatigue is that crack
growth and residual strength can be anticipated with sufficient precision to allow inspections
to be established that will detect cracking before it reaches a size that will degrade the strength
below a specified level. A damage-tolerance evaluation entails the prediction of sites where
fatigue cracks are most likely to initiate in the aircraft structure, the prediction of the crack path
and rates of growth under repeated aircraft structural loading, the prediction of the size of the
damage at which strength limits are exceeded, and an analysis of the potential opportunities
for inspection of the damage as it progresses. This information is used to establish an inspection
programme for the structure that will be able to detect cracking that may develop before it
precipitates a major structural failure.
The evidence to date is that when all critical structure is included, damage-tolerant based
inspections and procedures, including modification and replacement, provide the best
assurance of continued structural integrity that is currently available. In order to apply this
concept to existing transport aeroplanes, the competent authorities issued a series of ADs
requiring compliance with the first supplemental inspection programmes resulting from
application of this concept to existing aeroplanes. Generally, these ADs require that operators
incorporate SSIDs into their maintenance programmes for the affected aeroplanes. These
documents were derived from damage-tolerance assessments of the originally certificated type
designs for these aeroplanes. For this reason, the majority of ADs written for the SSIP did not
attempt to address issues relating to the damage-tolerance of repairs that had been made to
the aeroplanes. The objective of this programme is to provide the same level of assurance for
areas of the structure that have been repaired as that achieved by the SSIP for the baseline
structure as originally certificated.
The fatigue and damage-tolerance evaluation of a repair would be used in an assessment
programme to establish an appropriate inspection programme, or a replacement schedule if
the necessary inspection programme is too demanding or not possible. The objective of the
repair assessment is to assure the continued structural integrity of the repaired and adjacent
structure based on damage-tolerance principles. Any identified supplemental inspections are
intended to detect damage which may develop in a repaired area, before that damage degrades
the load carrying capability of the structure below the levels required by the applicable
airworthiness standards.
The following guidance is intended to help TCHs and operators establish and implement a
damage-tolerant based maintenance programme for repairs affecting FCBS. Additional
guidance for repairs to modified structure is provided in paragraph 4.
3.1 Overview of the TCH tasks for repairs that may affect FCBS
(a) Identify the affected aircraft model, models, aircraft serial numbers, and DSG
stated as a number of flight cycles, flight hours, or both.
(b) Identify the certification level.
(c) Submit the list of FCBS to EASA for approval, and make it available to operators and
STC holders.
(d) Review and update published repair data as necessary.
(e) Submit any new or updated published repair data to EASA for approval, and make
it available to operators.
(f) Develop Repair Evaluation Guidelines (REGs) and submit them to EASA for
approval, and make the approved REGs available to operators.
3.2. Certification Level
In order to understand what data is required, the TCH should identify the amendment
level of the original aircraft certification relative to CS 25.571. The amendment level is
useful in identifying what DT Data may be available and what standard should be used
for developing new DT Data. The two relevant aircraft groups are:
Group A - Aircraft certified to CAR 4b or § 25.571, prior to Amendment 25-45 or
equivalent. These aircraft were not evaluated for damage tolerance as part of the
original type certification. Unless previously accomplished, existing and future
repairs to FCBS will need DT Data developed.
Group B - Aircraft certified to § 25.571, Amendment 25-45 or later. These aircraft were
evaluated for damage tolerance as part of the original type certification. As noted
in the introduction, some of these repairs may not have repair data that includes
appropriate DTI and the TCH and operators may need to identify and perform a
DTE of these repairs and develop DTI.
3.3. Identifying Fatigue Critical Baseline Structure (FCBS)
TC Holders should identify and make available to operators a list of baseline structure
that is susceptible to fatigue cracking that could contribute to a catastrophic failure. The
term “baseline” refers to the structure that is designed under the original type certificate
or amended type certificate for that aircraft model (that is, the as delivered aircraft model
configuration). Guidance for identifying this structure can be found in CS-25 AMC 25.571.
This structure is referred to in this AMC as “fatigue critical baseline structure.” The
purpose of requiring identification and listing of fatigue critical structure (FCS) is to
provide operators with a tool that will help in the evaluating existing and future repairs
or modifications. In this context, fatigue critical structure is any structure that is
susceptible to fatigue that could contribute to a catastrophic failure, and should be
subject to a damage-tolerance evaluation (DTE). The DTE would determine if DTIs need
to be established for the repaired or modified structure. For the purpose of this AMC,
structure that is modified after aircraft delivery from the TCH is not considered to be
“baseline” structure.
CS 25.571(a) states “An evaluation of the strength, detail design, and fabrication must
show that catastrophic failure due to fatigue…will be avoided throughout the operational
life of the aircraft. This evaluation must be conducted…for each part of the structure
which could contribute to a catastrophic failure (such as wing, empennage, control
surfaces, fuselage, engine mounts, and their related primary attachments)….” When
identifying FCBS, it is not sufficient to consider only that structure identified in the
supplemental structural inspection document (SSID) or airworthiness limitation section
(ALS). Some SSIDs or ALSs might only include supplemental inspections of the most highly
stressed elements of the FCBS. A SSID and ALS often refer to this structure as a Principal
Structural Element (PSE). If repaired, other areas of structure not identified as a PSE in
the SSID or ALS may require supplemental inspections. The term PSE has, at times, been
applied narrowly by industry. The narrow application of the term PSE could incorrectly
limit the scope of the structure that would be considered relative to fatigue if repairs or
modifications exist or are subsequently made. The relationship between PSE and FCS
could vary significantly depending on the TCH’s working definition of PSE. In addition,
there may be structure whose failure would be catastrophic, but due to low operational
loads on the part, the part will not experience fatigue cracking. However, if the subject
part is repaired or modified, the stresses in the part may be increased to a level where it
is now susceptible to fatigue cracking. These types of parts should be considered as
fatigue critical structure.
TC Holders should develop the list of FCBS and include the locations of FCS and a diagram
showing the extent of FCS. TC Holders should make the list available to STC Holders and
to operators.
3.4. Certification Standard Applied When Performing a DTE
For Group A aircraft, the TC Holder should use the requirements of § 25.571, at
Amendment 25-45, as a minimum standard. For Group B aircraft, the TC Holder should
use the requirements that correspond to the original certification basis as a minimum
standard. For each repair requiring a DTE, the DAH should apply not less than the
minimum standard when developing new or revised DT Data. The certification standard
applied by the TC Holder in performing a DTE for repairs should be included with the
relevant approved documentation to the operator.
3.5. Performing a DTE on a Repair That Affects FCBS
When performing a DTE on a repair that affects FCBS, the DTE would apply to the affected
FCBS and repair. This may consist of an individual analysis or the application of a DT-based
process such as RAGs that would be used by an operator. The result of the DTE should
lead to developing DTI that address any adverse effects the repair may have on the FCBS.
If the DTE results determine that DTIs are not required to ensure the continued
airworthiness of the affected FCBS, the TC Holder should note that in the DTE
documentation.
The term ‘‘adverse effects’’ refers to a degradation in the fatigue life or inspectability of
the affected FCBS. Degradation in fatigue life (earlier occurrence of critical fatigue
cracking) may result from an increase in internal loading, while degradation of
inspectability may result from physical changes made to the structure. The DTE should be
performed within a time frame that ensures the continued airworthiness of affected
FCBS.
The TCH should review ADs that provide maintenance instructions to repair FCBS
and determine if the instructions include any necessary DT Data. While the
maintenance instructions supporting ADs are typically contained in SBs, other
means of documentation may be used.
3.7.4. Other Forms of Data Transmittal
In addition to SRMs, SBs, and documentation for ADs, the TCH should review any
other documents (for example, aircraft maintenance manuals and component
maintenance manuals) that contain repair data. Individual repair data not
contained in the above documents will be identified and DT Data obtained through
the Repair Evaluation Guidelines process.
3.8. Developing DT Data for Future Published Repair Data
Following the completion of the review and revision of existing published data any
subsequent repair data proposed for publication should also be subject to DTE and DTI
provided.
3.9. Approval of DT Data Developed For Published Repair Data
For existing published repair data that requires new DT Data for repairs affecting FCBS,
the TCH should submit the revised documentation to EASA for approval unless otherwise
agreed. The DT Data for future published repair data may be approved according to
existing processes.
3.10. Documentation of DT Data Developed for Published Repair Data
TCH should include the means used to document any new DTI developed for published
repair data. For example, in lieu of revising individual SBs, the TCH may choose to
establish a collector document that would contain new DTI developed and approved for
specific repairs contained in various SBs.
3.11. Existing Repairs
TCHs should develop processes that will enable operators to identify and obtain DTI for
existing repairs on their aircraft that affect FCBS. Collectively, these processes are
referred to as the REGs and are addressed below.
3.12. Future Repairs
Repairs to FCBS conducted after the operator has incorporated the REGs into his
maintenance programme must have a DTE performed. This includes blendouts, trim-outs,
etc. that are beyond published TCH limits. For new repairs, the TCH may, in conjunction
with an operator, use the three stage approval process provided in Annex 1 of this
Appendix. This process involves incremental approval of certain engineering data to allow
an operator to return its aircraft to service before all the DT Data are developed and
approved. The TCH should document this process for the operator’s reference in their
maintenance programme if it intends to apply it.
3.13. Repair Evaluation Guidelines
The REG provides instructions to the operator on how to survey aircraft, how to obtain
DTI, and an implementation schedule that provides timelines for these actions. An
effective REG may require that certain DT Data be developed by the TCH and made
available to operators. Updated SRMs and SBs, together with the existing, expanded, or
new RAG documents, form the core of the information that will need to be made
available to the operator to support this process. In developing the REG the TCH will need
to determine what DT Data are currently available for repairs and what new DT Data will
need to be developed to support operator compliance. The REG should include:
(a) A process for conducting surveys of affected aircraft that will enable identification
and documentation of all existing repairs that affect fatigue critical baseline
structure;
(b) A process for obtaining DTI for repairs affecting FCBS that are identified during an
aircraft survey; and
(c) An implementation schedule that provides timelines for:
(1) Conducting aircraft surveys,
(2) Obtaining DTI, and
(3) Incorporating DTI into the operator’s maintenance programme.
3.13.1. Implementation Schedule
The TCH should propose a schedule for Approval by EASA based on the guidance
given in paragraph 12 of the main body of this AMC that takes into account the
distribution of the fleet relative to ¾ DSG, the extent of the work involved and the
airworthiness risk. The Agency notes that many fleets are currently approaching or
beyond DSG and these should be given priority in the implementation schedule.
3.13.2. Developing a Process for Conducting Surveys of Affected Aircraft
The TCH should develop a process for use by operators to conduct aircraft surveys.
These aircraft surveys are conducted by operators to identify and document
repairs and repairs to modifications that may be installed on their aircraft. The
survey is intended to help the operators determine which repairs may need a DTE
in order to establish the need for DTI. Identification of repairs that need DTI should
encompass only existing repairs that reinforce (for example, restore strength) the
FCBS. This typically excludes maintenance actions such as blend-outs, plug rivets,
trim-outs, etc. unless there are known specific risks associated with these actions
in specific locations. The process the TCH developes to conduct surveys should
include:
(a) A survey schedule.
(b) Areas and access provisions for the survey.
(c) A procedure for repair data collection that includes:
(1) Repair Dimensions,
(2) Repair Material,
(3) Repair Fastener Type,
(4) Repair Location,
(5) Repair Proximity to other repairs,
(6) Repairs covered by Published Repair Data, and
(7) Repairs requiring DTI.
(d) A means to determine whether or not a repair affects FCBS.
3.13.3. Developing a Process to Obtain DT Data for Repairs.
(a) The TCH must develop a process that operators can use to obtain DTIs that
address the adverse effects repairs may have on FCBS. In developing this
process, TCHs will need to identify all applicable DTIs they have developed
that are available to operators. This may include updated SRMs and SBs,
existing RAGs, expanded or new RAGs, and other sources of DTIs developed
by the TCH. For certain repairs, the process may instruct the operators to
obtain direct support from the TCH. In this case, the TCH evaluates the
operator’s request and makes available DTI for a specific repair or group of
repairs, as needed. These may include operator or third-party
developed/approved repairs, and repairs that deviate from approved
published repair data.
(b) The process should state that existing repairs that already have DTIs
developed and in place in the maintenance programme require no further
action. For existing repairs identified during an individual aircraft survey that
need DTIs established, the process may direct the operators to obtain the
required DTIs from the following sources:
(1) TCH published service information such as DT-based SRMs, SBs, or
other documents containing applicable DT Data for repairs.
(2) Existing approved RAG documents (developed for compliance with
§ 121.107).
(3) Expanded or newly developed RAG documents. In order to expedite
the process for an operator to obtain DTI necessary to address the
adverse affects repairs may have on FCBS, the TCH may determine
that the existing RAG document should be expanded to address other
FCBS of the aircraft pressure boundary. In addition, for aircraft that do
not currently have a RAG, the TCH may determine that in order to fully
support operators in obtaining DTI, a new RAG document may need
to be developed. General guidance for developing this material can be
found in Annex 2 below, which is similar to AC 120-73, Damage
Tolerance Assessment of Repairs to Pressurised Fuselages. The RAGs
or any other streamlined process developed to enable operators to
obtain DTI without having to go directly to the TCH.
(4) Procedures developed to enable operators to establish DTIs without
having to contact the TCH for direct support. These procedures may
be similar in concept to the RAG documents.
(5) Direct support from the TCH for certain repairs. The operator directly
solicits DTIs from a TCH for certain individual repairs as those repairs
are identified during the survey.
3.14 Repairs to Removable Structural Components
Fatigue critical structure may include structure on removable structural parts or
assemblies that can be exchanged from one aircraft to another, such as door assemblies
and flight control surfaces. In principle, the DT Data development and implementation
process also applies to repairs to FCS on removable components. During their life history,
however, these parts may not have had their flight times recorded on an individual
component level because of removal and reinstallation on different aircraft multiple
times. These actions may make it impossible to determine the component’s age or total
flight hours or total flight cycles. In these situations, guidance for developing and
implementing DT Data for existing and new repairs is provided in Annex 3 of this
Appendix.
3.15 Training
The complexity of the repair assessment and evaluation may require adequate training
for proper implementation. In that case, it is necessary that each TCH considers providing
training for all operators of the aircraft considered by this AMC
4. MODIFICATIONS AND REPAIRS TO MODIFICATIONS
4.1. TCH and STC Holder Tasks – Modifications and Repairs to Modifications
The following is an overview of the TCH and STC Holder tasks necessary for modifications
that affect FCBS. This overview also includes TCH and STC Holder tasks necessary for
repairs that may affect any FCS of the subject modifications. These tasks are applicable
to those modifications that have been developed by the TCH or STC Holder.
(a) Establish a list of modifications that may affect FCBS. From that list establish a list
of modifications that may contain FCS.
(b) In consultation with operators, determine which aircraft have the modification(s)
installed.
(c) STC Holders should obtain a list of FCBS from the TCH for the aircraft models
identified above.
(d) STC Holders should identify:
— Modifications that affect FCBS, or
— Modifications that contain FCS.
(e) Determine if DT Data exist for the identified modifications.
(f) Develop additional DT Data, if necessary.
(g) Establish an implementation schedule for modifications.
(h) Review existing DT Data for repairs made to modifications that affect FCBS.
(i) Develop additional DT Data for repairs made to modifications that affect FCBS.
(j) Establish an implementation schedule for repairs made to modifications.
(k) Prepare documentation, submit it to EASA for approval, and make it available to
operators.
4.2. Specific Modifications to be Considered
The TCH should consider modifications and any STCs it owns for modifications that fall
into any of the categories listed in Annex 5 of this Appendix. STC Holders should do the
same for their STC modifications. For modifications that are not developed by a TCH or
STC Holder the operator should consider whether the modification falls into any of the
categories listed in Annex 5 of this Appendix.
4.3. Modifications that need DT data
Using the guidance provided in AMC 25.571 and the detailed knowledge of the
modification and its affect on the FCBS, the TCH and STC Holder, and in certain cases the
operator, should consider the following situations in determining what DT data need to
be developed
o Affect FCBS
o Create New FCS No Modificati
TCH or No
STC ons
Holder Supporte
d by
Support? Operator Existing
Yes Establishes DT Data?
Schedule for Yes
Develop the obtaining DT Data
Needed DT data for Approval by
Competent TCH or STC Holder
Authority Provides Letter to EASA
Establish DT Showing Compliance
Data
Implementatio
n Schedule
Complete EASA
Documentation
Approval of Operator
DAH Makes DT
Document(s)
Data Available
to Operator
(2) Delete from the listing those modifications that do not affect
FCBS. Documents from the TCH may be used to identify the
FCBS.
(3) The remaining modifications that affect FCBS on this list require
a DTE and DT data, unless previously accomplished.
(4) The operator must review each modification to determine
whether:
(i) The DT data already exist; or
(ii) The DT data need to be developed.
(5) Notify both the STC Holder and the Competent Authority and
EASA when STCs owned by the STC Holder are identified on the
operator’s fleet and that DT data are required.
NOTE: The operator should begin developing this modifications
list as soon as the TCHs make their FCBS listing available.
(d) The operator should consider the list of modifications contained in
Annex 5 of this AMC in determining which modifications may affect
FCBS on a model-specific basis.
(e) The operator should submit a letter that provides a list of
modifications it has on its active fleet to the Competent Authority and
a status on the TCH or STC Holders’ support for developing required
DT data.
(f) The operator should also contact the TCH or STC Holder for the
applicable modification to determine if DT data are available for that
modification. If the data do not exist, and the TCH or STC Holder
intends to support the development of DT data, and this modification
is likely to exist on other operators’ fleets, the group of affected
operators may wish to collectively meet with the TCH or STC Holder.
If the TCH or STC Holder no longer exists, or is unwilling to support the
modification, or if an modification affecting FCBS has not been
approved under a TC or STC, it is the responsibility of the operator(s)
to develop the data, either internally, or by using an third party with
the appropriate design approval.
(g) Some individual modifications may not be easily identified through a
review of aircraft maintenance records. In these situations, the means
of compliance is a plan to survey the aircraft for modifications in the
similar manner as repairs and repairs to modifications as given in
paragraph 3 of this Appendix. The DT data for those modifications
identified in the survey should be developed and implemented into an
operator’s maintenance programme. It is anticipated that most
aircraft will need to be surveyed in order to ensure all modifications
are identified. This survey can be conducted at the same time the
survey for repairs is performed.
6.1.3. DT Data Implementation Process
(a) Use the regular maintenance or inspection programme for repairs
where the inspection requirements utilise the chosen inspection
The following criteria are those developed for the fuselage pressure boundary, similar to
those found in FAA AC 120-73 and previous JAA and EASA documentation. DAHs may find
it appropriate to develop similar practices for other types of aircraft and areas of the
structure.
The purpose is to develop repair assessment guidelines requiring specific maintenance
programmes, if necessary, to maintain the damage-tolerance integrity of the repaired
airframe. The following criteria have been developed to assist in the development of that
guidance material:
(a) Specific repair size limits for which no assessment is necessary may be selected for
each model of aircraft and structural location. This will enable the burden on the
operator to be minimised while ensuring that the aircraft’s baseline inspection
programme remains valid.
(b) Repairs that are not in accordance with SRM must be reviewed and may require
further action.
(c) Repairs must be reviewed where the repair has been installed in accordance with
SRM data that have been superseded or rendered inactive by new damage-
tolerant designs.
(d) Repairs in close proximity to other repairs or modifications require review to
determine their impact on the continued airworthiness of the aircraft.
(e) Repairs that exhibit structural distress should be replaced before further flight.
4.2. Repair assessment methodology.
The next step is to develop a repair assessment methodology that is effective in
evaluating the continued airworthiness of existing repairs for the fuselage pressure
boundary. Older aircraft models may have many structural repairs, so the efficiency of
the assessment procedure is an important consideration. In the past, evaluation of
repairs for damage-tolerance would require direct assistance from the DAH. Considering
that each repair design is different, that each aircraft model is different, that each area
of the aircraft is subjected to a different loading environment, and that the number of
engineers qualified to perform a damage-tolerance assessment is small, the size of an
assessment task conducted in that way would be unmanageable. Therefore, a new
approach has been developed as an alternative.
Since repair assessment results will depend on the model specific structure and loading
environment, the DAHs should create an assessment methodology for the types of
repairs expected to be found on each affected aircraft model. Since the records on most
of these repairs are not readily available, locating the repairs will necessitate surveying
the structure of each aircraft. A survey form is created by DAH that may be used to record
key repair design features needed to accomplish a repair assessment. Airline personnel
not trained as damage-tolerance specialists can use this form to document the
configuration of each observed repair.
Some DAH have developed simplified methods using the information from the survey
form as input data, to determine the damage-tolerance characteristics of the surveyed
repairs. Although the repair assessments should be performed by well trained personnel
familiar with the model specific repair assessment guidelines, these methods enable
appropriate staff, not trained as a damage-tolerance specialist, to perform the repair
assessment without the assistance of the TCH. This methodology should be generated by
the aircraft TCH. Model specific repair assessment guidelines will be prepared by the
TCHs.
From the information on the survey form, it is also possible to classify repairs into one of
three categories:
Category A: A permanent repair for which the baseline zonal inspection (BZI), (typical
maintenance inspection intervals assumed to be performed by most
operators), is adequate to ensure continued airworthiness.
Category B: A permanent repair that requires supplemental inspections to ensure
continued airworthiness.
Category C: A temporary repair that will need to be reworked or replaced prior to an
established time limit. Supplemental inspections may be necessary to
ensure continued airworthiness prior to this limit.
When the LOV of the maintenance programme is extended the initial Categorisation of
Repairs may need review by the TCH and operator to ensure these remain valid up until
the new LOV.
4.3. Repair assessment process
There are two principal techniques that can be used to accomplish the repair assessment.
The first technique involves a three-stage procedure. This technique could be well suited
for operators of small fleets. The second technique involves the incorporation of the
repair assessment guidelines as part of an operator's routine maintenance programme.
This approach could be well suited for operators of large fleets and would evaluate
repairs at predetermined planned maintenance visits as part of the maintenance
programme. DAHs and operators may develop other techniques, which would be
acceptable as long as they fulfil the objectives of this proposed rule, and are approved by
the Agency.
The first technique generally involves the execution of the following three stages. (See
Figure.A3(2)-1):
Stage 1 Data Collection
This stage specifies what structure should be assessed for repairs and collects data for
further analysis. If a repair is on a structure in an area of concern, the analysis continues,
otherwise the repair does not require classification per this programme.
Repair assessment guidelines for each model will provide a list of structure for which
repair assessments are required. Some DAHs have reduced this list by determining the
inspection requirements for critical details. If the requirements are equal to normal
maintenance checks (e.g., BZI checks), those details were excluded from this list.
Repair details are collected for further analysis in Stage 2. Repairs that do not meet the
minimum design requirements or are significantly degraded are immediately identified,
and corrective actions must be taken before further flight.
Stage 2 Repair Categorisation
The repair categorisation is accomplished by using the data gathered in Stage 1 to answer
simple questions regarding structural characteristics.
If the maintenance programme is at least as rigorous as the BZI identified in the
TCH's model specific repair assessment guidelines, well designed repairs in good
condition meeting size and proximity requirements are Category A. Simple condition and
design criteria questions are provided in Stage 2 to define the lower bounds of Category
B and Category C repairs. The process continues for Category B and C repairs.
STAGE 1
AREA / COMPONENT
LOCATION
STAGE 2
REPAIR
CATEGORIZATION
STAGE 3
INSPECTION /REPLACEMENT
REQUIREMENTS
In evaluating the first supplemental inspection, Stage 3 will define the inspection
threshold in flight cycles measured from the time of repair installation. If the time of
installation of the repair is unknown and the aircraft has exceeded the assessment
implementation times or has exceeded the time for first inspection, the first inspection
should occur by the next "C-check" interval, or equivalent cycle limit after the repair data
is gathered (Stage 1).
An operator may choose to accomplish all three stages at once, or just Stage 1. In the
latter case, the operator would be required to adhere to the schedule specified in the
Agency approved model specific repair assessment guidelines for completion of Stages 2
and 3. Incorporating the maintenance requirements for Category B and C repairs into an
operator's individual aircraft maintenance or inspection programme completes the repair
assessment process for the first technique.
The second technique would involve setting up a repair maintenance programme to
evaluate all applicable structure as detailed in paragraph 2.6 at each predetermined
maintenance visit to confirm that they are permanent. This technique would require the
operator to choose an inspection method and interval in accordance with the Agency
approved repair assessment guidelines. The repairs whose inspection requirements are
fulfilled by the chosen inspection method and interval would be inspected in accordance
with the approved maintenance programme. Any repair that is not permanent, or whose
inspection requirements are not fulfilled by the chosen inspection method and interval,
would either be:
(a) Upgraded to allow utilisation of the chosen inspection method and interval, or
(b) Individually tracked to account for the repair's unique inspection method and
interval requirements.
This process is then repeated at the chosen inspection interval.
Repairs added between the predetermined maintenance visits, including interim repairs
installed at remote locations, would be required either to have a threshold greater than
the length of the predetermined maintenance visit or to be tracked individually to
account for the repair's unique inspection method and interval requirements. This would
ensure the airworthiness of the structure until the next predetermined maintenance visit,
at which time the repair would be evaluated as part of the repair maintenance
programme.
5. Maintenance programme changes
When a maintenance or inspection programme interval is revised, the operator should evaluate
the impact of the change on the repair assessment programme. If the revised maintenance or
inspection programme intervals are greater than those in the BZI, the previous classification of
Category A repairs may become invalid. The operator may need to obtain approval of an
alternative inspection method, upgrade the repair to allow utilisation of the chosen inspection
method and interval, or re-categorise some repairs and establish unique supplemental
inspection methods and intervals for specific repairs. Operators using the "second technique"
of conducting repetitive repair assessments at predetermined maintenance visits would
evaluate whether the change to the predetermined maintenance visit continues to fulfil the
repair inspection requirements.
6. SRM update
The general section of each SRM will contain brief descriptions of damage-tolerance
considerations, categories of repairs, description of baseline zonal inspections, and the repair
assessment logic diagram. In updating each SRM, existing location specific repairs should be
labelled with appropriate repair category identification (A, B, or C), and specific inspection
requirements for B and C repairs should also be provided as applicable. SRM descriptions of
generic repairs will also contain repair category considerations regarding size, zone, and
proximity. Detailed information for determination of inspection requirements will have to be
provide in for each model. Repairs which were installed in accordance with a previous revision
of the SRM, but which have now been superseded by a new damage-tolerant design, will require
review. Such repairs may be reclassified to Category B or C, requiring additional inspections
and/or rework.
7. Structure modified by a STC
The current repair assessment guidelines provided by the TCH do not generally apply to
structure modified by a STC. Nonetheless it is expected that all structure modified by STC should
be evaluated by the operator in conjunction with the STC holder. The STC holder should
develop, submit, and gain Agency approval of guidelines to evaluate repairs to such structure
or conduct specific damage-tolerance assessments of known repairs and provide appropriate
instructions to the operator.
It is expected that the STC holder will assist the operators by preparing the required documents.
If the STC holder is out of business, or is otherwise unable to provide assistance, the operator
would have to acquire the Agency approved guidelines independently. To keep the aircraft in
service, it is always possible for operators, individually or as a group, to hire the necessary
expertise to develop and gain approval of repair assessment guidelines and the associated DSG.
Ultimately, the operator remains responsible for the continued safe operation of the aircraft.
[Amdt 20/2]
If the actual age of the repairs or modifications installation, or the total number of flight
cycles or flight hours is known, use that information to establish when the initial
inspection of the component should be performed. Repeat the inspection at the intervals
provided by the TCH or STC Holder for the repair or modification installed on the
component.
If the actual age of the repairs or modifications installation, or the total number of flight
cycles or flight hours is unknown, but the component age or total number of flight cycles
or flight hours is known, or can be assigned conservatively, use the component age, or
total number of flight cycles or flight hours to establish when the initial inspection of the
component should be performed. Repeat the inspection at the intervals provided by the
TCH or STC Holder for the repairs and modifications against the component.
As an option, accomplish the initial inspection on the affected component at the next C-
check (or equivalent interval) following the repair assessment. Repeat the inspection at
the intervals provided by the TCH or STC Holder for the repairs and modifications against
the component.
4. EXISTING REPAIRS AND MODIFICATIONS – COMPONENTS RETRIEVED FROM STORAGE.
(a) If the time on the component (in flight cycles or flight hours) is known, or can be
conservatively assigned, perform the following:
(1) Survey the component,
(2) Disposition the repairs and modifications,
(3) Implement any DTI in accordance with the approved schedule,
(4) Accomplish the initial inspection using the actual age of the repairs or
modifications, or total number of flight cycles or flight hours, if known. If the age
of the repairs or modifications is not known, use the component age. Repeat the
inspection at the intervals given for the repairs or modifications against the
component.
(b) If the time on the component (in flight cycles or flight hours) is unknown and cannot be
conservatively assigned, perform the initial repair or modification assessment of the
affected component prior to installation, perform the following actions:
(1) Develop the DT data per the process given in paragraph 3 or 4 of Appendix 3 of this
AMC as applicable.
(2) Incorporate any DTI into the maintenance programme.
(3) Accomplish the first inspection on the affected component at the next C-check (or
equivalent interval) following the repair or modification assessment.
(4) Repeat the inspection at the intervals given for the repair or modification against
the component.
5. IMPLEMENTATION OPTIONS TO HELP REDUCE TRACKING BURDEN
The following implementation techniques could be used to alleviate some of the burdens
associated with tracking repairs to affected removable structural components. These
techniques, if used, would need to be included in the Maintenance Programmeme and may
require additional EASA approval and TCH or STC Holder input for DTI.
(a) Upgrading Existing Repairs
As an option, existing repairs may be removed and replaced to zero time the DTI
requirements of the repair and establish an initial tracking point for the repair. Normally,
this would be done at or before the survey for maximum benefit. The initial and repetitive
inspections for the upgraded repair would then be accomplished at the intervals given
for the repair against the component.
A repair could also be upgraded to one whose inspection requirements and methods are
already fulfilled by an operator’s maintenance or inspection programmeme. That repair
would then be repetitively inspected at each routine inspection interval applicable to the
repair. Specific tracking would not be required because that area of the aircraft would
already be normally inspected on each aircraft in the fleet as part of the existing approved
maintenance programme. If the operator’s programme intervals were changed, the
affect on requirements for specific tracking would have to be re-evaluated.
(b) Special Initial and/or Routine Inspections
As an option, existing repairs may have special initial inspections accomplished during the
component survey. This initial inspection establishes an initial tracking point for the
repair. Following this initial inspection, the DTI requirements (e.g., repetitive inspections)
of the repair would be implemented.
In addition, special routine inspections could be defined for typical repairs that could be
applied at a normal interval. In this case, an operator could check the affected
components on each aircraft for this type of a repair at the defined interval. If the repair
were found, the special inspection would be applied to ensure its airworthiness until the
next scheduled check. This alleviates the need to specifically track affected components
for every repair, especially typical ones.
The development of inspection processes, methods, applicability and intervals will
probably require the assistance of the TCH or STC Holder for the FCS in question.
[Amdt 20/2]
Query 3 established that the inspection programme for the baseline configuration is
acceptable.
Query 5 Does the terminating action have DT data?
If the terminating action has a documented continuing airworthiness inspection
programme based on damage tolerance principals, then no further review is required.
The SB should be documented in the list. If the terminating action does not have DT data,
or the status of the inspection programme cannot be verified, then further review is
necessary (Q6).
Query 6 Does the SB address a safe-life part?
If it does no further action is required. Otherwise, damage-tolerance based inspections
will need to be developed and provided to the operators. The SB should be included in
the list along with where to find the required continued airworthiness inspection
programme.
Query 7 In Query 3 a structural SB that was mandated by AD was identified.
Query 7 asks if a one-time inspection is required to satisfy the intent of the requirement.
If it does, it is deemed that this is being done to verify that a condition does not exist and,
on finding that condition, correct that condition to baseline configuration. As such,
normal SSID programmes would then be expected to cover any required continued
airworthiness inspections. If a repair is necessary, it is further assumed that this was done
by reference to the SRM or other suitable means. No further action is required if this is
the case and, if a repair was necessary, other means exist to determine the required DT
data. If no inspections or multiple inspections are required, additional evaluation is
required (Q8).
Query 8 Is this a major structural design change (e.g., modification)?
This is a TCH decision that is part of the original certification process and is not a
major/minor repair decision. If it is not a major design change then proceed to Q10, if
not, proceed to Q9.
Query 9 Does the change require non-destructive inspections to verify the integrity of the
structure or are normal routine maintenance inspections (as delineated in the BZI)
sufficient?
This is a subjective question and may require re-evaluating the change and determining
where specific fatigue cracking might be expected. If normal maintenance inspections are
adequate, no further action is required. Otherwise, proceed to Q10.
Query 10 Does the SB contain DT data for both the baseline and modified aircraft configurations?
If so, the SB is satisfactory. Otherwise, damage tolerance-based inspections will need to
be developed and provided to the operators. The SB should be documented in the list
along with where to find the required continued airworthiness inspection programme.
Service Bulletin Screening Procedure
1. The TCH will perform the screening and the Structures Task Group will validate the results.
2. A list of all SBs requiring action will be included in the TCH Compliance Document. Those not
requiring action will not be in the list.
3. Service Bulletins included on the list will fall into one of two general types:
— Type I – SBs which have existing DT data.
requirements in an aeroplane area or zone. The basic task is developed to protect the
Primary Structure of the aeroplane.
— Corrosion Prevention and Control Programme (CPCP). A Corrosion Prevention and
Control Programme (CPCP) is a comprehensive and systematic approach to controlling
corrosion such that the load carrying capability of an aircraft structure is not degraded
below a level necessary to maintain airworthiness. It contains the basic corrosion
inspection task, a definition of corrosion levels, an implementation threshold and a
repeat interval for task accomplishment in each area or zone, and specific procedures if
corrosion damage exceeds Level 1 in any area or zone. A CPCP consists of a basic corrosion
inspection task, task areas, defined corrosion levels, and compliance times
(implementation thresholds and repeat intervals). The CPCP also includes procedures to
notify the competent authority of the findings and data associated with Level 2 and Level
3 corrosion and the actions taken to reduce future findings to Level 1.
— Implementation Threshold (IT). The implementation threshold is the aircraft age
associated with the first time the basic corrosion inspection task should be accomplished
in an area or zone.
— Level 1 Corrosion. Level 1 corrosion is:
(1) Corrosion, occurring between successive corrosion inspection tasks that is local
and can be reworked or blended out within the allowable limit; or
(2) Corrosion damage that is local and exceeds the allowable limit, but can be
attributed to an event not typical of operator’s usage of other aircraft in the same
fleet (e.g. mercury spill); or
(3) Operator experience has demonstrated only light corrosion between each
successive corrosion inspection task inspection; and, the latest corrosion
inspection task results in rework or blend out that exceeds the allowable limit.
— Level 2 Corrosion. Level 2 corrosion is that corrosion occurring between any two
successive corrosion inspections task that requires a single rework or blend out which
exceeds the allowable limit.
OR,
Corrosion occurring between successive inspections that is widespread and requires a
single blend-out approaching allowable rework limits. i.e. it is not light corrosion as
provided for in Level 1, definition (3).
A finding of Level 2 corrosion requires repair, reinforcement, or complete or partial
replacement of the applicable structure.
Note: A statement of fact in previously mandated CPCPs states: corrosion findings that
were discovered during the corrosion inspection task accomplished at the
implementation threshold, and which require repair, reinforcement, or complete
or partial replacement of the applicable structure, should not be used as an
indicator of the effectiveness of the operators CPCP. The argument is that an
operator's corrosion programme effectiveness can only be determined after a
repeat inspection has been performed in a given inspection task area. This
argument is valid for aircraft with mandated corrosion prevention and control
programmes introduced after the aircraft has been in service for a number of years
without a CPCP. This argument, however, may not be valid for aircraft that have
been maintained using a design approval holders CPCP. Consequently, corrosion
Figure A4-1
repeat intervals are practical and assure the continued airworthiness of the
aircraft. Once the working group review is complete, the TCH incorporates the
baseline programme into the instructions for continued airworthiness. (See Figure
A4-2)
TCH Incorporates
Baseline Programme into
the Instructions for
Continued Airworthiness
Are Multiple
No
Operators Involved?
Yes
Publish Baseline
Operator develops CPCP
Program
aircraft models when the operator’s data and the Service Difficulty Report
data shows no entries.
3.1.4. Continuous Analysis and Surveillance.
The operator’s continuous analysis and surveillance system should contain
procedures to review corrosion inspection task findings and establish corrosion
levels. These procedures should provide criteria for determining if findings that
exceed allowable limits are an isolated incident not typical of the operator’s fleet.
The operator’s programme should also provide for notifying the competent
authority whenever a determination of Level 2 or Level 3 corrosion is made. Due
to the potential urgent airworthiness concern associated with a Level 3 finding, the
operator’s procedures should provide for notification as soon as possible but not
later than 3 calendar days after the Level 3 determination has been made.
3.2. Baseline Programme Manual.
The baseline programme manual should include instructions to implement the baseline
CPCP. It may be in a printed form or other form acceptable to the competent authority.
It should, also, be in a form that is easy to revise. The date of the last revision should be
entered on each page. The baseline programme manual should clearly be identified as a
baseline CPCP programme. The aircraft make, model and the person who prepared the
manual should also be identified.
3.2.1. Purpose and Background.
This section of the manual should state the purpose of the baseline
programme which is, to establish minimum requirements for preventing and
controlling corrosion that may jeopardise continuing airworthiness of the
aircraft model fleet. The section should further state that an operator should
include an effective CPCP in its maintenance or inspection programme.
3.2.2. Introduction.
The introduction should include a general statement that corrosion becomes
more widespread as aircraft age and that it is more likely to occur in
conjunction with other damage such as fatigue cracking. The introduction
should also indicate that it is not the intent of a CPCP to establish rigid
requirements to eliminate all corrosion in the fleet, but to control corrosion
at or below levels that do not jeopardise continued airworthiness. However,
due to the unpredictability of corrosion it must be removed and the
structure repaired and corrosion prevention treatment reapplied.
3.2.3. Programme Application.
For a programme to be fully effective, it is essential that a corrosion
inspection task be applied to all areas where corrosion may affect Primary
Structure. This section should recommend that priority for implementing the
CPCP be given to older aeroplanes and to areas requiring significant changes
to previous maintenance procedures in order to meet corrosion prevention
and control requirements. This section should allow an operator to continue
its current corrosion control procedures in a given task area or zone where
there is documentation to show that corrosion is being consistently
controlled to level 1.
3.2.4. Baseline Programme.
This section should fully describe the baseline programme. It should include
the basic task, corrosion inspection task areas, implementation thresholds,
and repeat intervals.
3.2.5. Reporting System.
Procedures to report findings of Level 2 and 3 corrosion to the competent
authority should be clearly established in this section. All Level 2 and Level 3
findings should be reported in accordance with the applicable AD, operator's
service difficulty reporting procedures or reporting required by other
competent authorities. Additional procedures for alerting the competent
authority of level 3 findings should be established that expedite such
reporting. This report to the competent authority shall be made after the
determination of the corrosion level.
3.2.6 Periodic Review.
This section should establish a period for the TCH (or lead operator) and
participating operators to meet with the competent authority and review
the reported Level 2 and 3 findings. The purpose of this review is to assess
the baseline programme and make adjustments if necessary.
3.2.7. Corrosion Related Airworthiness Directives.
This section should include a list of all ADs that contain requirements related
to known corrosion related problems. This section should state that these
ADs are in addition to and take precedence over the operator's CPCP.
3.2.8. Development of the Baseline Programme.
This section should identify the actions taken in preparing the baseline
programme. It should include a description of the participants, the
documents (e.g., SBs, service letters, ADs, service difficulty reports, accident
and incident reports) reviewed, and the methodology for selecting and
categorising the corrosion prone areas to be included in the baseline
programme. Selection criteria for corrosion prone areas should be based on
areas having similar corrosion exposure characteristics and inspection
access requirements. Some corrosion prone areas that should be considered
are the main wing box, the fuselage crown, the bilge, areas under lavatories
and galleys, etc. This section should state that the implementation threshold
was selected to represent the typical aircraft age beyond which an effective
corrosion inspection task should be implemented for a given task area.
3.2.9. Procedures for Recording Corrosion Inspection Findings.
The Agency has not imposed a requirement for additional record keeping for
an operator's CPCP. However, the operator should maintain adequate
records to substantiate any proposed programme adjustments. For
example, an operator should maintain records to enable the operator to
determine the amount of damage that has occurred during the repeat
interval for each corrosion inspection task. Such data should be maintained
for multiple repeat intervals in order to determine whether the damage
remains constant or is increasing or decreasing. Such records are necessary
when an operator is seeking approval for Interval extension or task
reduction.
3.2.10. Glossary.
This section should define all terms specifically used in the baseline manual.
3.2.11. Application of the Basic Task.
This section should describe in detail the basic task. It should provide
procedures describing how to accomplish the following actions:
(a) Removal of all systems equipment and interior furnishings to allow
access to the area.
(b) Cleaning of the area as required.
(c) Visual inspection of all task areas and zones listed in the baseline
programme.
(d) Removal of all corrosion, damage evaluation, and repair of structure
as necessary.
(e) Unblocking holes and gaps that may hinder drainage.
(f) Application of corrosion protective compounds.
(g) Reinstallation of dry insulation blankets, if applicable.
3.2.12. Determination of Corrosion Levels Based on Findings.
This section should describe how the corrosion level definitions are used in
evaluating the corrosion findings and assigning a corrosion level. This section
should also instruct the operator to consult the DAH or the competent
authority for advice in determining corrosion levels.
3.2.13. Typical Actions Following Determination of Corrosion Levels.
This section should establish criteria for evaluating whether or not the Level
2 or 3 corrosion is occurring on other aircraft in the operator's fleet. Criteria
to be considered include: cause of the corrosion problem, past maintenance
history, operating environment, production build standard, years in service,
and inspectability of the corroded area. These and any other identified
criteria should be used in identifying those aircraft that should be included
in a fleet campaign. The results of the fleet campaign should be used to
determine necessary adjustments in the operator's CPCP. The following
instructions should also be included in this section:
(a) If corrosion exceeding the allowable limit is found during
accomplishment of the corrosion inspection task implementation
threshold for a task area, it may be necessary to adjust the CPCP. (see
NOTE under level 2 corrosion definition)
(b) A single isolated occurrence of corrosion between successive
inspections that exceeds Level 1 does not necessarily warrant a
change in the operators CPCP. If the operator experiences multiple
occurrences of Level 2 or Level 3 corrosion for a specific task area,
then the operator should implement a change to the CPCP.
(c) The operator should not defer maintenance actions for Level 2 and
Level 3 corrosion. These maintenance actions should be accomplished
in accordance with the operator’s maintenance manual.
The operators CPCP should include provisions for adjustment of the repeat interval
for unanticipated schedule changes. Such provisions should not exceed 10% of the
repeat interval. The CPCP should include provisions for notifying the competent
authority when an unanticipated scheduling adjustment is made.
4.1.4. Corrosion findings made during non-CPCP inspections
Corrosion findings that exceed allowable limits may be found during any scheduled
or unscheduled maintenance or inspection activities. These findings may be
indicative of an ineffective CPCP. The operator should make provision in its CPCP
to evaluate these findings and adjust its CPCP accordingly.
4.1.5. Adding newly acquired aircraft
Before adding any aircraft to the fleet, the operator should establish a schedule for
accomplishing all corrosion inspection tasks in all task areas that are due. This
schedule should be established as follows:
(a) For aircraft that have previously operated under an approved maintenance
programme, the initial corrosion inspection task for the new operator must
be accomplished in accordance with the previous operator's schedule or in
accordance with the new operator's schedule, whichever would result in the
earliest accomplishment of the corrosion inspection task.
(b) For aircraft that have not previously been operated under an approved
maintenance programme, each initial corrosion task inspection must be
accomplished either before the aircraft is added to the operator's fleet, or
in accordance with schedule approved by the competent authority. After
each corrosion inspection task has been performed once, the subsequent
corrosion task inspections should be accomplished in accordance with the
new operator's schedule.
4.1.6. Modifications, configuration changes and operating environment
The operator must ensure that their CPCP takes account of any modifications,
configurations changes and the operating environment applicable to them, that
were not addressed in the Baseline Programme Manual.
4.2. Baseline Programme not available.
If there is no baseline programme available for the operator to use in developing its CPCP,
the operator should develop its CPCP using the provisions listed in Paragraph 3 of this
appendix for a baseline programme as well as the provisions listed in sub-paragraphs
4.1.1 through 4.1.6 of this paragraph.
[Amdt 20/2]
TITLE ________________________________________________________________________________
RELATED INSPECTION/MODIFICATION SB :
1/________________________________________________________________________________
2/________________________________________________________________________________
3/________________________________________________________________________________
SB MANDATED? YES NO
IF NOT, SB IMPLEMENTED IN MAINTENANCE PROGRAMME? YES NO
TYPE OF FINDINGS
__________________________________________________________________________
NUMBER OF FINDINGS DUE TO OTHER INSPECTIONS THAN THE ONE PRESCRIBED IN SB (IF APLICABLE)
______________
SPECIFY TYPE OF INSPECTION USED
__________________________________________________________________________
COMMENTS: ______________________________________________________________________
_________________________________________________________________________________
AMC 20-21
In order to fully realise the objectives of this AMC, operators, TC holders, STC holders and
maintenance providers, will need to rethink their current approach to maintaining and
modifying aircraft wiring and systems. This may require more than simply updating
maintenance manuals and work cards and enhancing training. Maintenance personnel need to
be aware that aircraft EWIS should be maintained with the same level of intensity as any other
system in the aircraft. They also need to recognise that visual inspection of wiring has inherent
limitations. Small defects such as breached or cracked insulations, especially in small gauge wire
may not always be apparent. Therefore effective wiring maintenance combines visual
inspection techniques with improved wiring maintenance practices and training.
Good wiring maintenance practices should contain a "protect, clean as you go" housekeeping
philosophy. In other words, care should be taken to protect wire bundles and connectors during
work, and to ensure that all shavings, debris and contamination are cleaned up after work is
completed. This philosophy is a proactive approach to wiring system health. Wiring needs to be
given special attention when maintenance is being performed on it, or around it. This is
especially true when performing structural repairs, work under STCs or field approvals, or other
modifications.
To fully achieve the objectives of this AMC it is imperative that all personnel performing
maintenance on or around EWIS receive appropriate training (see AMC 20-22: Aeroplane EWIS
training programme).
3 APPLICABILITY
a. The guidance provided in this document is directed to operators, TC applicants and
holders, STC applicants and maintenance organisations:
b. The guidance provided in this AMC can be applied to all aeroplane maintenance or
inspection programmes. The EZAP in Appendix A of this AMC is specifically directed
towards enhancing the maintenance programmes for aircraft whose current programme
does not include tasks derived from a process that specifically considers wiring in all zones
as the potential source of ignition of a fire.
c. This AMC, when followed in its entirety, outlines an acceptable means of compliance to
the requirement for the development of enhanced scheduled maintenance tasks for the
EWIS for the aircraft mentioned in 3a. above.
d. Similarly, it also provides an acceptable means of compliance for CS 25.1739 and 25.1529
Appendix H25.5 for new designs.
4 RELATED DOCUMENTS
— Regulation (EC) No 216/20081
— Regulation (EC) No 1702/20032
1
Regulation (EC) No 216/2008 of the European Parliament and of the Council of 20 February 2008 on common rules in the field of civil
aviation and establishing a European Aviation Safety Agency, and repealing Council Directive 91/670/EEC, Regulation (EC) No 1592/2002
and Directive 2004/36/EC (OJ L 79, 19.3.2008, p.1).
2
Commission Regulation (EC) No 1702/2003 of 24 September 2003 laying down implementing rules for the airworthiness and
environmental certification of aircraft and related products, parts and appliances, as well as for the certification of design and
production organisations (OJ L 243, 27.9.2003, p. 6). Regulation as last amended by Regulation (EC) No 287/2008 (OJ L 87, 29.3.2008,
p.3).
1
Commission Regulation (EC) No 2042/2003 of 20 November 2003 on the continuing airworthiness of aircraft and aeronautical products,
parts and appliances, and on the approval of organisations and personnel involved in these tasks (OJ L 315, 28.11.2003, p. 1). Regulation
as last amended by Regulation (EC) No 376/2007 of (OJ L 94, 4.4.2007, p. 18).
2
Executive Director Decision No 2003/2/RM of 14 October 2003 on certification specifications, including airworthiness codes and
acceptable means of compliance, for large aeroplanes («CS-25»). Decision as last amended by Executive Director Decision No
2008/006/R of 29 August 2008 (CS-25 Amendment 5).
3 Council Regulation (EEC) No 3922/91 of 16 December 1991 on the harmonisation of technical requirements and administrative
procedures in the field of civil aviation (OJ L 373, 31.12.1991, p. 4). Regulation as last amended by Regulation (EC) No 8/2008 of 11
December 2007 (OJ L 10, 12.1.2008, p. 1).
http://www.mitrecaasd.org/atsrac/final_reports/Task_1&2_Final%20_August_20
00.pdf
— Aging Transport Systems Rulemaking Advisory Committee, Task 3, Final Report.
http://www.mitrecaasd.org/atsrac/final_reports/Task_3_Final.pdf
— Aging Transport Systems Rulemaking Advisory Committee, Task 4, Final Report,
Standard Wiring Practices.
http://www.mitrecaasd.org/atsrac/final_reports/Task_4_Final_Report_Sept_200
0.pdf
— Aging Transport Systems Rulemaking Advisory Committee, Task 5, Final Report,
Aircraft Wiring Systems Training Curriculum and Lesson Plans.
http://www.mitrecaasd.org/atsrac/final_reports/Task_5_Final_March_2001%20.
pdf
— ATA Specification 117 (Wiring Maintenance Practices/Guidelines).
d. Other Documents
— Operator/Manufacturer Scheduled Maintenance Development, ATA Maintenance
Steering Group (MSG-3). May be obtained from the Air Transport Association of
America; Suite 1100, 1301 Pennsylvania Ave, NW, Washington, DC 20004-1707.
6 DEFINITIONS
Arc tracking: A phenomenon in which a conductive carbon path is formed across an insulating
surface. This carbon path provides a short circuit path through which current can flow. Normally
a result of electrical arcing. Also referred to as "Carbon Arc Tracking," "Wet Arc Tracking," or
"Dry Arc Tracking."
Combustible: For the purposes of this AMC the term combustible refers to the ability of any
solid, liquid or gaseous material to cause a fire to be sustained after removal of the ignition
source. The term is used in place of inflammable/flammable. It should not be interpreted as
identifying material that will burn when subjected to a continuous source of heat as occurs
when a fire develops.
Contamination: For the purposes of this AMC, wiring contamination refers to either of the
following:
— The presence of a foreign material that is likely to cause degradation of wiring;
— The presence of a foreign material that is capable of sustaining combustion after removal
of ignition source.
Detailed Inspection (DET): An intensive examination of a specific item, installation or assembly
to detect damage, failure or irregularity. Available lighting is normally supplemented with a
direct source of good lighting at an intensity deemed appropriate. Inspection aids such as
mirrors, magnifying lenses or other means may be necessary. Surface cleaning and elaborate
access procedures may be required.
Electrical Wiring Interconnection System (EWIS): See CS 25.1701.
Functional Failure: Failure of an item to perform its intended function within specified limits.
General Visual Inspection (GVI): A visual examination of an interior or exterior area, installation
or assembly to detect obvious damage, failure or irregularity. This level of inspection is made
from within touching distance unless otherwise specified. A mirror may be necessary to
enhance visual access to all exposed surfaces in the inspection area. This level of inspection is
made under normally available lighting conditions such as daylight, hangar lighting, flashlight or
droplight and may require removal or opening of access panels or doors. Stands, ladders or
platforms may be required to gain proximity to the area being checked.
Lightning/High Intensity Radiated Field (L/HIRF) protection: The protection of aeroplane
electrical systems and structure from induced voltages or currents by means of shielded wires,
raceways, bonding jumpers, connectors, composite fairings with conductive mesh, static
dischargers, and the inherent conductivity of the structure; may include aircraft specific devices,
e.g., RF Gaskets.
Maintenance: As defined in Regulation (EC) No 2042/2003 Article 2(h) “maintenance means
inspection, overhaul, repair, preservation, and the replacement of parts, but excludes
preventive maintenance.” For the purposes of this advisory material, it also includes preventive
maintenance.
Maintenance Significant Item (MSI): Items identified by the manufacturer whose failure could
result in one or more of the following:
— could affect safety (on ground or in flight);
— is undetectable during operations;
— could have significant operational impact;
— could have significant economic impact.
Needling: The puncturing of a wire’s insulation to make contact with the core to test the
continuity and presence of voltage in the wire segment.
Stand-alone GVI: A GVI which is not performed as part of a zonal inspection. Even in cases where
the interval coincides with the zonal inspection, the stand-alone GVI shall remain an
independent step within the work card.
Structural Significant Item (SSI): Any detail, element or assembly that contributes significantly
to carrying flight, ground, pressure or control loads and whose failure could affect the structural
integrity necessary for the safety of the aircraft.
Swarf: A term used to describe the metal particles, generated from drilling and machining
operations. Such particles may accumulate on and between wires within a wire bundle.
Zonal Inspection: A collective term comprising selected GVI and visual checks that are applied
to each zone, defined by access and area, to check system and powerplant installations and
structure for security and general condition.
7 BACKGROUND
Over the years there have been a number of in-flight smoke and fire events where
contamination sustained and caused the fire to spread. Regulators and Accident Investigators
have conducted aircraft inspections and found wiring contaminated with items such as dust,
dirt, metal shavings, lavatory waste water, coffee, soft drinks, and napkins. In some cases dust
has been found completely covering wire bundles and the surrounding area.
Research has also demonstrated that wiring can be harmed by collateral damage when
maintenance is being performed on other aircraft systems. For example a person performing
an inspection of an electrical power centre or avionics compartment may inadvertently cause
damage to wiring in an adjacent area.
In recent years regulator and industry groups have come to the realisation that current
maintenance practices may not be adequate to address aging non-structural systems. While age
is not the sole cause of wire degradation, the probability that inadequate maintenance,
contamination, improper repair or mechanical damage has caused degradation to a particular
EWIS increases over time. Studies by industry and regulator working groups have found that
although EWIS management is an important safety issue, there has been a tendency to be
complacent about EWIS. These working groups have concluded that there is a need to better
manage EWIS so that they continue to function safely.
8 WIRE DEGRADATION
Normal maintenance actions, even using acceptable methods, techniques and practices, can
over time be a contributing factor to wire degradation. Zones that are subject to a high level of
maintenance activity display more deterioration of the wiring insulation than those areas not
subject to frequent maintenance. Degradation of wiring is further accelerated when
inappropriate maintenance practices are used. Examples include the practice of needling wires
to test the continuity or voltage, and using a metal wire or rod as a guide to feed new wires into
an existing bundle. These practices could cause a breach in the wiring insulation that can
contribute to arcing.
Over time, insulation can crack or breach, thereby exposing the conductor. This breakdown,
coupled with maintenance actions, can exacerbate EWIS malfunction. Wiring that is
undisturbed will have less degradation than wiring that is disturbed during maintenance.
For additional information on the principle causes of wire degradation see Appendix E.
9 INSPECTION OF EWIS
Typical analytical methods used for the development of maintenance programmes have not
provided a focus on wiring. As a result most operators have not adequately addressed
deterioration of EWIS in their programmes. EASA has reviewed the current inspection
philosophies with the objectives of identifying improvements that could lead to a more
consistent application of the inspection requirements, whether they are zonal, stand-alone GVI,
or DET inspections.
EASA believes that it would be beneficial to provide guidance on the type of deterioration that
a person performing a GVI, DET, or zonal inspection would be expected to discover. Though it
may be realistically assumed that all operators provide such guidance to their inspectors, it is
evident that significant variations exist and, in certain areas of the world, a significant
enhancement of the inspection could be obtained if internationally agreed guidance material
could be produced. The guidance provided by this AMC assumes each operator will adopt recent
improvements made to the definitions of GVI and DET inspections. This information should be
incorporated in operators’ training material and in the introductory section of maintenance
planning documentation.
This section is divided into three parts. The first part addresses the levels of inspection
applicable to EWIS, the second part provides guidance for performing zonal inspections, and
the third part provides lists of installations and areas of concern.
a. Levels of inspection applicable to EWIS
(1) Detailed Inspection (DET)
An intensive examination of a specific item, installation or assembly to detect
damage, failure or irregularity. Available lighting is normally supplemented with a
direct source of good lighting at an intensity deemed appropriate. Inspection aids
such as mirrors, magnifying lenses or other means may be necessary. Surface
cleaning and elaborate access procedures may be required.
A DET can be more than just a visual inspection since it may include tactile
assessment in which a component or assembly is checked for tightness/security.
This is of particular significance when identifying applicable and effective tasks to
ensure the continued integrity of installations such as bonding jumpers, terminal
connectors, etc.
Though the term Detailed Visual Inspection remains valid for DET using only
eyesight, it should be recognised that this may represent only part of the inspection
called for in the source documents used to establish an operator’s Maintenance
Programme. For this reason it is recommend that the acronym “DVI” not be used
since it excludes tactile examination from this level of inspection.
(2) General Visual Inspection (GVI).
A visual examination of an interior or exterior area, installation or assembly to
detect obvious damage, failure or irregularity. This level of inspection is made from
within touching distance unless otherwise specified. A mirror may be necessary to
enhance visual access to all exposed surfaces in the inspection area. This level of
inspection is made under normally available lighting conditions such as daylight,
hangar lighting, flashlight or droplight and may require removal or opening of
access panels or doors. Stands, ladders or platforms may be required to gain
proximity to the area being checked.
Recent changes to this definition have added proximity guidance (within touching
distance) and the allowance to use a mirror to enhance visual access to exposed
surfaces when performing a GVI. These changes should result in more consistent
application of GVI and support the expectations of what types of EWIS
discrepancies should be detected by a GVI.
Though flashlights and mirrors may be required to provide an adequate view of all
exposed surfaces, there is no requirement for equipment removal or displacement
unless this is specifically called for in the access instructions. Paint and/or sealant
removal is not necessary and should be avoided unless the observed condition is
suspect. Should unsatisfactory conditions be suspected, items may need to be
removed or displaced in order to permit proper assessment.
It is expected that the area to be inspected is clean enough to minimise the
possibility that accumulated dirt or grease might hide unsatisfactory conditions
that would otherwise be obvious. Any cleaning that is considered necessary should
be performed in accordance with accepted procedures in order to minimise the
possibility of the cleaning process itself introducing anomalies.
In general, the person performing a GVI is expected to identify degradation due to
wear, vibration, moisture, contamination, excessive heat, aging, etc., and make an
assessment as to what actions are appropriate to address the noted discrepancy.
In making this assessment, any potential effect on adjacent system installations
should be considered, particularly if these include wiring. Observations of
discrepancies, such as chafing, broken clamps, sagging, interference,
contamination, etc., need to be addressed.
(3) Zonal Inspection
A collective term comprising selected GVI and visual checks that are applied to each
zone, defined by access and area, to check system and powerplant installations and
structure for security and general condition.
— Corrosion
(5) Bonding braid/bonding jumper
— Braid broken or disconnected
— Multiple strands corroded
— Multiple strands broken
(6) Wiring clamps or brackets
— Corroded
— Broken/missing
— Bent or twisted
— Faulty attachment (bad attachment or fastener missing)
— Unstuck/detached
— Protection/cushion damaged
(7) Supports (rails or tubes/conduit)
— Broken
— Deformed
— Fastener missing
— Missing edge protection on rims of feed through holes
— Racetrack cushion damaged
— Obstructed drainage holes (in conduits)
(8) Circuit breakers, contactors or relays
— Signs of overheating
— Signs of arcing
c. Wiring installations and areas of concern
Research has shown that the following installations and areas need to be addressed in
existing maintenance material.
(1) Wiring installations
Clamping points – Wire chafing is aggravated by damaged clamps, clamp cushion
migration, or improper clamp installations. Aircraft manufacturers specify clamp
type and part number for EWIS throughout the aircraft. When replacing clamps use
those specified by the aircraft manufacturer. Tie wraps provide a rapid method of
clamping especially during line maintenance operations. Improperly installed tie
wraps can have a detrimental effect on wire insulation. When new wiring is
installed as part of a STC or any other modification the drawings will provide wiring
routing, clamp type and size, and proper location. Examples of significant wiring
modifications are the installation of new avionics systems, new galley installations
and new instrumentation. Wire routing, type of clamp and clamping location
should conform to the approved drawings. Adding new wire to existing wire
bundles may overload the clamps causing wire bundle to sag and wires to chafe.
Raceway clamp foam cushions may deteriorate with age, fall apart, and
consequently would not provide proper clamping.
Connectors – Worn environmental seals, loose connectors, missing seal plugs,
missing dummy contacts, or lack of strain relief on connector grommets can
compromise connector integrity and allow contamination to enter the connector,
leading to corrosion or grommet degradation. Connector pin corrosion can cause
overheating, arcing and pin-to-pin shorting. Drip loops should be maintained when
connectors are below the level of the harness and tight bends at connectors should
be avoided or corrected.
Terminations – Terminations, such as terminal lugs and terminal blocks, are
susceptible to mechanical damage, corrosion, heat damage and contamination
from chemicals, dust and dirt. High current-carrying feeder cable terminal lugs can
over time lose their original torque value due to vibration. One sign of this is heat
discoloration at the terminal end. Proper build-up and nut torque is especially
critical on high current carrying feeder cable lugs. Corrosion on terminal lugs and
blocks can cause high resistance and overheating. Dust, dirt and other debris are
combustible and therefore could sustain a fire if ignited from an overheated or
arcing terminal lug. Terminal blocks and terminal strips located in equipment
power centres (EPC), avionics compartments and throughout the aircraft need to
be kept clean and free of any combustibles.
Backshells – Wires may break at backshells, due to excessive flexing, lack of strain
relief, or improper build-up. Loss of backshell bonding may also occur due to these
and other factors.
Sleeving and Conduits – Damage to sleeving and conduits, if not corrected, may
lead to wire damage. Therefore, damage such as cuts, dents and creases on
conduits may require further investigation for condition of wiring within.
Grounding Points – Grounding points should be checked for security (i.e., finger
tightness), condition of the termination, cleanliness, and corrosion. Any grounding
points that are corroded or have lost their protective coating should be repaired.
Splices – Both sealed and non-sealed splices are susceptible to vibration,
mechanical damage, corrosion, heat damage, chemical contamination, and
environmental deterioration. Power feeder cables normally carry high current
levels and are very susceptible to installation error and splice degradation. All
splices should conform to the TC or STC holder’s published recommendations. In
the absence of published recommendations, environmental splices are
recommended to be used.
(2) Areas of concern
Wire Raceways and Bundles – Adding wires to existing wire raceways may cause
undue wear and chafing of the wire installation and inability to maintain the wire
in the raceway. Adding wire to existing bundles may cause wire to sag against the
structure, which can cause chafing.
Wings – The wing leading and trailing edges are areas that experience difficult
environments for wiring installations. The wing leading and trailing edge wiring is
exposed on some aircraft models whenever the flaps or slats are extended. Other
potential damage sources include slat torque shafts and bleed air ducts.
Engine, Pylon, and Nacelle Area – These areas experience high vibration, heat,
frequent maintenance, and are susceptible to chemical contamination.
Accessory compartment and equipment bays – These areas typically contain items
such as electrical components, pneumatic components and ducting, hydraulic
components and plumbing, and may be susceptible to vibration, heat, and liquid
contamination.
Auxiliary Power Unit (APU) – Like the engine/nacelle area, the APU is susceptible
to high vibration, heat, frequent maintenance, and chemical contamination.
Landing Gear and Wheel Wells – This area is exposed to severe external
environmental conditions in addition to vibration and chemical contamination.
Electrical Panels and Line Replaceable Units (LRU) – Panel wiring is particularly
prone to broken wires and damaged insulation when these high density areas are
disturbed during troubleshooting activities, major modifications, and
refurbishments. Wire damage may be minimised by tying wiring to wooden dowels
to reduce wire disturbance during modification. There may be some configurations
where connector support brackets would be more desirable and cause less
disturbance of the wiring than removal of individual connectors from the supports.
Batteries – Wires in the vicinity of all aircraft batteries are susceptible to corrosion
and discoloration. These wires should be inspected for corrosion and discoloration.
Discoloured wires should be inspected for serviceability.
Power Feeders – High current wiring and associated connections have the potential
to generate intense heat. Power feeder cables, terminals, and splices may be
subject to degradation or loosening due to vibration. If any signs of overheating
are seen, splices or termination should be replaced. Depending on design, service
experience may highlight a need to periodically check for proper torque of power
feeder cable terminal ends, especially in high vibration areas. This applies to galley
and engine/APU generator power feeders.
Under Galleys, Lavatories, and Cockpit – Areas under the galleys, lavatories, and
cockpit, are particularly susceptible to contamination from coffee, food, water, soft
drinks, lavatory fluids, dust, lint, etc. This contamination can be minimised by
adherence to proper floor panel sealing procedures in these areas.
Fluid Drain plumbing – Leaks from fluid drain plumbing may lead to liquid
contamination of wiring. In addition to routine visual inspections, service
experience may highlight a need for periodic leak checks or cleaning.
Fuselage Drain provisions – Some installations include features designed to catch
leakage that is plumbed to an appropriate exit. Blockage of the drain path can
result in liquid contamination of wiring. In addition to routine visual inspections,
service experience may highlight that these installations and associated plumbing
should be periodically checked to ensure the drain path is free of obstructions.
Cargo Bay/Underfloor – Damage to wiring in the cargo bay underfloor can occur
due to maintenance activities in the area.
Wiring subject to movement – Wiring that is subject to movement or bending
during normal operation or maintenance access should be inspected at locations
such as doors, actuators, landing gear mechanisms, and electrical access panels.
Access Panels – Wiring near access panels may receive accidental damage as a
result of repetitive maintenance access and thus may warrant special attention.
Under Doors – Areas under cargo, passenger and service entry doors are
susceptible to fluid ingress from rain, snow and liquid spills. Fluid drain provisions
and floor panel sealing should be periodically inspected and repaired as necessary.
Under Cockpit Sliding Windows – Areas under cockpit sliding windows are
susceptible to water ingress from rain and snow. Fluid drain provisions should be
periodically inspected and repaired as necessary.
Areas where wiring is difficult to access – Areas where wiring is difficult to access
(e.g., flight deck instrument panels, cockpit pedestal area) may accumulate
excessive dust and other contaminants as a result of infrequent cleaning. In these
areas it may be necessary to remove components and disassemble other systems
to facilitate access to the area.
10 ENHANCED ZONAL ANALYSIS PROCEDURE (EZAP)
The EZAP identified in Appendix A of this AMC is designed to permit appropriate attention to
be given to electrical wiring installations. This is achieved by providing a means to identify
applicable and effective tasks to minimise accumulation of combustible materials and address
wiring installation discrepancies that may not otherwise be reliably detected by inspections
contained in existing maintenance programmes.
For aircraft models operating on maintenance programmes that already include a dedicated
ZIP, the logic described in this AMC will result in enhancements to those programmes, and the
zonal inspection requirements may not differ greatly from the existing ZIP.
In analysis conducted under the EZAP, items such as plumbing, ducting, systems installations,
etc., should be evaluated for possible contribution to wiring failures. In cases where a GVI is
required to assess degradation of these items, a zonal GVI within a ZIP may be considered
appropriate.
For those operators that do not have a dedicated ZIP, application of the logic is likely to result
in identification of a large number of wiring-related tasks that will need to be consolidated
within the existing Systems/Powerplant Programme.
In either case, any new tasks identified by the logic may be compared with existing tasks and
credit given for equivalent tasks already contained in the maintenance programme. For
operators with ZIP that already contain zonal GVI, the number of new tasks that must be added
to the programme may be significantly fewer than for an operator without a dedicated ZIP.
Therefore, operators without a ZIP may find it beneficial to develop a ZIP in accordance with an
industry-accepted methodology in conjunction with application of the EZAP.
The logic and procedures identified in this AMC apply to TC, STC and other modifications. It is
expected that the TC and STC holders would use the logic and procedures to identify any need
for additional instructions for continued airworthiness. However, the operator may be required
to ensure the logic is used to identify such instructions for modifications or STC where they are
no longer supported by the design organisation or STC holder.
11 MAINTENANCE PRACTICES: PROTECTION AND CAUTION RECOMMENDATIONS
EASA has identified some specific maintenance and servicing tasks for which more robust
practices are recommended to be adopted by operators, and/or maintenance providers. These
recommendations apply to all tasks, including those performed on an unscheduled basis
without an accompanying routine job instruction card. Performance of these maintenance
practices will help prevent contamination of EWIS that result from contact with harmful solids
(such as metal shavings) or fluids during maintenance, modifications, and repairs of aeroplane
structures, and components. In addition, the training of maintenance and servicing personnel
should address the potential consequences of their actions on the wiring in the work vicinity.
a. Item 1: Installation, repair, or modification to wiring.
Wiring and its associated components (protective coverings, connectors, clamping
provisions, conduits, etc.) often comprise the most delicate and maintenance-sensitive
portions of an installation or system. Extreme care should be exercised and proper
procedures used during installation, repair, or modification of wiring to ensure safe and
reliable performance of the function supplied by the wiring.
Proper wire selection, routing/separation, clamping configurations, use of splices, repair
or replacement of protective coverings, pinning/de-pinning of connections, etc., should
be performed in accordance with the applicable sections of the Aircraft Maintenance
Manual (AMM), Wiring Practices Manual (WPM), or other documents authorised for
maintenance use. In addition, special care should be taken to minimise disturbance of
existing adjacent wiring during all maintenance activities. When wiring is displaced during
a maintenance activity, special attention should be given to returning it to its normal
configuration in accordance with the applicable maintenance instructions.
b. Item 2: Structural repairs, STC, modifications.
Structural repair, STC or modification activity inherently introduces tooling and residual
debris that is harmful to aircraft wiring. Structural repairs or modifications often require
displacement (or removal) of wiring to provide access to the work area. Even minor
displacement of wiring, especially while clamped, can damage wire insulation, which can
result in degraded performance, arcing, or circuit failure.
Extreme care should be exercised to protect wiring from mechanical damage by tools or
other equipment used during structural repairs, STC or modifications. Drilling blindly into
the aircraft structure should be avoided. Damage to wire installation could cause wire
arcing, fire and smoke. Wiring located adjacent to drilling or riveting operations should
be carefully displaced or covered to reduce the possibility of mechanical damage.
Debris such as drill shavings, liberated fastener pieces, broken drill bits, etc., should not
be allowed to contaminate or penetrate wiring or electrical components. This can cause
severe damage to insulation and potential arcing by providing a conductive path to
ground or between two or more wires of different loads. Once contaminated, removal of
this type of debris from wire bundles is extremely difficult. Therefore, precautions should
be taken to prevent contamination of any kind from entering the wire bundle.
Before initiating structural repair, STC or modification activity, the work area should be
carefully surveyed to identify all wiring and electrical components that may be subject to
contamination. All wiring and electrical components in the debris field should be covered
or removed to prevent contamination or damage. Consideration should be given to using
drills equipped with vacuum aspiration to further minimise risk of metallic debris
contaminating wire bundles. Clean electrical components and wiring after completion of
work per applicable maintenance instructions.
c. Item 3: Aircraft De-Icing or Anti-Icing.
In order to prevent damage to exposed electrical components and wiring in areas such as
wing leading and trailing edges, wheelwells, and landing gear, care should be exercised
when spraying de/anti-icing fluids. Direct pressure spray onto electrical components and
wiring can lead to contamination or degradation and thus should be avoided.
d. Item 4: Inclement weather.
EWIS in areas below doorways, floors, access panels, and servicing bays are prone to
corrosion or contamination due to their exposure to the elements. Snow, slush, or
excessive moisture should be removed from these areas before closing doors or panels.
Remove deposits of snow/slush from any items (e.g. cargo containers) before loading in
the aircraft. During inclement weather, keep doors/panels closed as much as possible to
prevent ingress of snow, slush, or excessive moisture that could increase potential for
EWIS degradation.
e. Item 5: Component removal/installation (relating to attached wiring).
Excessive handling and movement during removal and installation of components may
be harmful to aircraft wiring. Use appropriate connector pliers (e.g. soft jawed) to loosen
coupling rings that are too tight to be loosened by hand. Alternately, pull on the plug
body and unscrew the coupling ring until the connector is separated. Do not use excessive
force, and do not pull on attached wires. When reconnecting, special care should be taken
to ensure the connector body is fully seated, the jam nut is fully secured, and no tension
is on the wires.
When equipment is disconnected, use protective caps on all connectors (plug or
receptacle) to prevent contamination or damage of the contacts. Sleeves or plastic bags
may be used if protective caps are not available. Use of sleeves or plastic bags should be
temporary because of the risk of condensation. It is recommended to use a humidity
absorber with sleeves or plastic bags.
f. Item 6: Pressure Washing.
In order to prevent damage to exposed electrical components and wiring in areas such as
wing leading and trailing edges, wheelwells, and landing gear, care should be exercised
when spraying water or cleaning fluids. Direct high-pressure spraying onto electrical
components and wiring can lead to contamination or degradation and should be avoided.
When practical, wiring and connectors should be protected before pressure washing.
Water rinse should be used to remove cleaning solution residue after washing.
Breakdown of wire insulation may occur with long term exposure of wiring to cleaning
solutions. Although these recommendations are good practice and technique, the
aeroplane maintenance manual or STC holder’s instructions should be consulted for
additional detailed instructions regarding pressure washing.
g. Item 7: Cleaning of EWIS (in situ).
Extreme care should be exercised and proper procedures used during cleaning to ensure
safe and reliable performance of the function supplied by the wiring.
Care should be taken to avoid displacement or disturbance of wiring during cleaning of
non-aggressive contamination. However, in the event of contamination by aggressive
contaminants (e.g. livestock waste, salt water, battery electrolyte, etc.) such
displacement may be necessary. In these cases wiring should be released from its
installation so as to avoid undue stress being induced in wiring or connectors. Similarly,
if liquid contamination enters the bundle, then ties should be removed before separating
the wires. Although these recommendations for cleaning of EWIS are considered good
practice and technique, the aeroplane maintenance manual or STC holder’s instructions
should be consulted for additional detailed instructions.
Clean only the area and items that have contamination. Before cleaning, make sure that
the cleaning materials and methods will not cause more contamination. If a cloth is used,
make sure that it is clean, dry, and lint-free. A connector should be completely dry before
mating. Any fluids remaining on a connector can have a deteriorating affect on the
connector or the system or both.
h. Item 8: Servicing, modifying, or repairing waste/water systems.
EWIS in areas adjacent to waste/water systems are prone to contamination from those
systems. Care should be exercised to prevent any fluids from reaching electrical
components and wiring while servicing, modifying, or repairing waste/water systems.
Cover exposed electrical components and wiring during waste/water system
modification or repair. Operator practice may call for a weak acid solution to be
periodically flushed through lavatory systems to enhance reliability and efficiency of
operation. In view of the effect of acid contamination on systems and structure, the
system should be confirmed to be free of leaks before using such solutions.
i. Item 9: Servicing, modifying, or repairing oil systems.
Electrical wiring interconnections in areas adjacent to oil systems are prone to
contamination from those systems. To minimise the attraction and adhesion of foreign
material, care should be exercised to avoid any fluids from reaching electrical
components and wiring while servicing, modifying, or repairing oil systems. Oil and debris
in combination with damaged wiring can present a fire hazard.
j. Item 10: Servicing, modifying, or repairing hydraulic systems.
EWIS in areas adjacent to hydraulic systems are prone to contamination from those
systems. To minimise the attraction and adhesion of foreign material, care should be
exercised to avoid any fluids from reaching electrical components and wiring while
servicing, modifying, or repairing hydraulic systems.
k. Item 11: Gaining access (entering zones).
When entering or working on the aircraft, care should be exercised to prevent damage
to adjacent or hidden electrical components and wiring, including wiring that may be
hidden from view (e.g., covered by insulation blankets). Use protective boards or
platforms for adequate support and protection. Avoid using wire bundles as handholds,
steps and supports. Work lights should not be hung or supported by wiring. If wiring must
be displaced (or removed) for work area access, it should be adequately released from
its clamping (or other restraining provisions) to allow movement without damage and
returned after work is completed.
l. Item 12: Application of Corrosion Preventions Compounds (CPC).
When applying CPC in aeroplane zones containing wire and associated components (i.e.
clamps, connectors and ties), care should be taken to prevent CPC from coming in contact
with the wire and components. Dust and lint is more likely to collect on wire that has CPC
on it. Application of CPC should be done in accordance with the aircraft manufacturer’s
recommendations.
12 CHANGES
The programme to enhance EWIS maintenance also applies to EWIS installed, modified, or
affected by changes or STC. Changes that could affect EWIS include, but are not limited to, those
that install new equipment in close proximity to wiring, introduce a heat source in the zone, or
introduce potential sources of combustible material or harmful contamination into the zone.
The owner/operator is responsible for determining if the EWIS has been changed (or affected
by a change) and ensuring that their maintenance programme is enhanced as appropriate.
[Amdt 20/4]
4. N 7.
o Is wiring close
Combusti No
to both primary
ble and back-up
materials hydraulic,
in zone? mechanical, or
Ye electrical flight
s Ye
controls?
5. s
8.
Is there an
effective task to N Selection of wiring No further action
significantly o inspection level and
reduce the interval
likelihood of
accumulation of
combustible See Figure 2.
materials?
Ye
6.
s Inspection
Define task and Task(s)
interval 9.
Continue the
Consider consolidation with
analysis
GVI existing inspection tasks in GVI
stand-alone GVI Systems & Powerplant consolidated
DET and/or Zonal Programmes in zonal
Maintenance Programme Maintenance Programme
inspection
Systems and Powerplant Zonal Section
Section Aircraft with ZIP
Recommend inclusion in
ATA 20
Programmes with Zonal Inspection Programme Programmes without Zonal Inspection rogramme
form and thus an assessment is required to determine if conditions might exist in the
zone for the product to be in this state.
Although liquid contamination of wiring by most synthetic oil and hydraulic fluids (e.g.
skydrol) may not be considered combustible, it is a cause for concern if it occurs in a zone
where it causes significant adherence of dust and lint.
The analyst should assess what sources of combustible products may contaminate the
zone following any single failure considered likely from in-service experience.
Unshrouded pipes having connections within the zone should be considered as potential
contamination sources. Inherent ventilation in the zone should be taken into account
when determining the potential for subsequent combustion. This influences the response
to the question of how near to the harness the source should be for there to be a concern.
Avionics and instruments located in the flight compartment and equipment bays tend to
attract dust, etc. In view of the heat generated by these components and the relatively
tightly packed installations, the analyst should consider these zones as having potential
for combustible material. Thus, the enhanced logic should always be used for these
zones.
Note: Although moisture (whether clean water or otherwise) is not combustible, its
presence on wiring is a cause for concern because it may increase the probability of arcing
from small breaches in the insulation, which could cause a localised fire in the wire
bundle. The risk of a sustained fire caused by moisture induced arcing is mitigated in Step
5 by identification of a task to reduce the likelihood of accumulation of combustible
material on or adjacent to the wiring.
Step 5 “Is there an effective task to significantly reduce the likelihood of accumulation of
combustible materials?”
Most operator maintenance programmes have not included tasks directed towards
removal or prevention of significant accumulations of combustible materials on or
adjacent to wiring.
This question requires an evaluation of whether the accumulation on or adjacent to
wiring can be significantly reduced. Task effectiveness criteria should include
consideration of the potential for damaging the wiring.
Though restoration tasks (e.g., cleaning) are the most likely applicable tasks, the
possibility to identify other tasks is not eliminated. A detailed inspection of a hydraulic
pipe might be assessed as appropriate if high-pressure mist from pinhole corrosion could
impinge a wire bundle and the inherent zone ventilation is low.
Step 6 “Define task and interval”
This step will define an applicable task and an effective interval. It should be included as
a dedicated task in the Systems and Powerplant section. Within Maintenance Review
Board (MRB) Reports, this may be introduced under ATA 20 with no Failure Effect
Category quoted.
It is not the intent that restoration tasks should be so aggressive as to damage the wiring,
but should be applied to a level that significantly reduces the likelihood of combustion.
Step 7 “Is wiring close to primary and back-up hydraulic, mechanical, or electrical flight
controls?”
Where wiring is close (i.e. within 5 cm (2 inches)) to both primary and back-up hydraulic,
mechanical, or electrical flight controls, this question is asked to ensure that Step 8 logic
is applied even in the absence of combustible materials in the zone.
For zones where combustible materials are present (as determined in Step 4), proximity
is addressed in the inspection level definition portion of Step 8 and this question need
not be asked.
It addresses the concern that segregation between primary and back-up flight controls
may not have been consistently achieved. Even in the absence of combustible material,
a localised wire arcing could impact continued safe flight and landing if hydraulic pipes,
mechanical cables, or wiring for fly-by-wire controls are routed in close proximity (i.e.
within 5 cm (2 inches)) to a wiring harness. In consideration of the redundancy in flight
control systems, the question needs to be answered ‘Yes’ only if both the primary and
back-up system might be affected by wire arcing. Note that in zones where a fire might
be sustained by combustible material the enhanced logic will automatically be followed.
On all aircraft type designs, irrespective of TC date, modifications may not have taken
into account the TC holder’s design and installation criteria. It is thus recommended that
STC holders assess their design changes with this question included in the logic unless
they can demonstrate that they followed equivalent installation criteria. Similarly, air
carriers and air operators will have to assess modifications that have been accomplished
on their aircraft.
Step 8 “Selection of Wiring Inspection Level and Interval”
a. Inspection Level.
At this point in the analysis, it is already confirmed that wiring is installed in a zone
where the presence of combustible materials is possible and/or the wiring is in
close proximity to primary and back-up hydraulic or mechanical flight controls.
Therefore, some level of inspection of the wiring in the zone is required, and this
step details how the proper level of inspection and interval can be selected.
One method of selecting the proper inspection level and interval is through the use
of ratings tables which rate attributes of the zone and how the wiring is affected
by, or can affect those attributes. The precise format of this will be determined by
the analyst, but example rating tables appear in Appendix B and may be referred
to for clarity.
The inspection level characteristics that may be included in the rating system are:
— Zone size (volume);
— Density of installed equipment within the zone;
— Potential effects of fire on adjacent wiring and systems.
Zone size will be assessed relative to the size of the aircraft, typically identified as
small, medium or large. The smaller the zone and the less congested it is, the more
likely it is that wiring degradation will be identified by GVI.
Density of installed equipment, including wiring, within the zone will be assessed
relative to the size of the zone. The density of the zone is typically identified as low,
medium or high.
Potential effects of fire on adjacent wiring and systems requires the analyst to
assess the potential effect of a localised fire on adjacent wiring and systems by
considering the potential for loss of multiple functions to the extent that continued
safe operation may not be possible.
Consideration of potential effect must also include whether wiring is in close
proximity (i.e. within 5 cm (2 inches)) to both primary and back-up flight controls.
A GVI alone may not be adequate if a fire caused by failure of the wiring poses a
risk to aircraft controllability.
At minimum, all wiring in the zone will require a GVI at a common interval. For
operators with a ZIP, this may be defined as a zonal GVI. For operators without ZIP,
it shall be defined as a GVI of all wiring in the zone.
The question is asked, "Is a GVI (or zonal GVI) of all wiring in the zone at the same
interval effective for all wiring in the zone?" This is to consider if there are specific
items/areas in the zone that are more vulnerable to damage or contamination and
thus may warrant a closer or more frequent inspection.
This determination could result in the selection of a more frequent GVI, a stand-
alone GVI (for operators with a ZIP), or even a DET inspection. The intention is to
select a DET of wiring only when justified by consideration of all three
characteristics of the zone (size, density, and potential effect of fire). The analyst
should be cautious to avoid unnecessary selection of DET where GVI is adequate.
Over-use of DET dilutes the effectiveness of the inspection.
Note: The level of inspection required may be influenced by tasks identified in
Steps 5 and 6. For example, if a cleaning task was selected in Step 5 and 6 that will
minimise the accumulation of combustible materials in the zone, this may justify
selection of a GVI in lieu of a DET for the wiring in the zone.
b. Inspection Interval.
The selection of an effective interval can also be accomplished using a rating
system. The characteristics for wiring to be rated should include the following:
— Possibility of Accidental Damage;
— Environmental factors.
The rating tables should be designed to define increasing inspection frequency
with increasing risk of accidental damage and increasing severity of the local
environment within the zone. Examples are provided in Appendix E.
The selection of inspection tasks possible in this step is specific to whether the
maintenance programme includes a dedicated ZIP or not.
For ZIP programmes, the possible inspection tasks are:
— Zonal GVI;
— Stand-alone GVI;
— DET.
For non-ZIP programmes, the possible inspection tasks are:
— GVI;
— DET.
Note: At this point the analyst will have determined the required inspection level
and interval for wiring in the zone. Task consolidation in Step 9 allows
For all programmes, these tasks shall be uniquely identified in the programme for future
development consideration.
For EZAP-derived STC tasks, it may not be possible for the STC holder to determine
whether a ZIP exists on specific aircraft that will utilise the STC. Therefore, where a ZIP
exists, consolidation of EZAP-derived STC tasks into a specific operator’s ZIP will be the
responsibility of the operator and subject to approval by the competent authority.
In cases where the STC holder determines a requirement for a GVI that should not be
consolidated into a ZIP, this stand-alone GVI should be specifically identified as such in
the EZAP derived ICAW for the STC.
[Amdt 20/4]
Hydraulic Plumbing
Electrical Wiring - Instrumentation, and Monitoring In the comments section on this sheet, it would be
Electrical Wiring - Data Bus appropriate to note significant wire related items
such as "Wire bundle routed within 2" of high-temp
Electrical Components anti-ice ducting". The intent is to provide the analyst
with a clear understanding of what's in the zone and
Primary Flight Control Mechanisms
how it could potentially affect wiring.
Secondary Flight Control Mechanisms
Fuel Components
Insulation
Oxygen
Potable Water
Waste Water
Enhanced Zonal Analysis - Interval Determination Based on Hostility of Environment and Likelihood of Accidental Damage Sheet 4 of 5
Interval selection is specific to each task identified on Sheet 3A or 3B. For GVI of entire zone, consider overall zone environment and likelihood of
damage. For Stand-alone GVI or DET, consider environment and likelihood of damage only in respect to the specific item/area defined for
inspection.
Inspection Level:
Highest Result
Interval Determination
Likelihood of Accidental Damage
1 2 3
RESULT
Upon completion, enter all task and interval selections onto Sheet 5, Task Summary.
Zone Description:
TASK SUMMARY
Task Number Access Interval Task Description
[Amdt AMC/4]
1
Does the STC:
- affect or modify wiring or its environment
- install or result in wiring being located
within 5 cm (2 inches) of both primary & backup hydraulic,
mechanical, or
electrical flight controls
- change the density of the zone, or NO 2
- change the potential effects of fire in the zone?
No further action required
YES
3
Perform EZAP analysis
4 5
Determine if there is an existing YES No further action required because the existing
MRBR EZAP task(s) that is
EZAPderived maintenance task is adequate
applicable and effective?
NO
6
Develop appropriate task and incorporate it into
existing maintenance program
Explanation of Steps
Step 1: Does the SB or STC affect or modify wiring or it’s environment?
The question asks whether the STC affects or modifies wiring. Modifications to wiring or
other EWIS components include, but are not limited to removal, addition, relocation, etc.
Does the SB or STC install or result in wiring being located within 5 cm (2 inches) of
primary and back-up hydraulic, mechanical or electric flight controls, change the density
of the zone or change the potential effects of fire in the zone?
Does the SB or STC affect zone density? If the STC includes the addition or deletion of
numerous components in a small area, the density of the zone could be changed even if
wire bundles are untouched. A significant change in the zone density should warrant re-
analysis of the zone.
Potential effects of fire on adjacent wiring and systems require the analyst to assess the
potential effect of a localised fire on adjacent wiring and systems by considering the
potential for loss of multiple functions to the extent that a hazard could be introduced.
Consideration of potential effect must also include whether wiring is in close proximity
(i.e. within 5 cm (2 inches)) to both primary and back-up flight controls.
Additionally, this question requires an evaluation of whether the zone might contain
combustible material that could cause a fire to be sustained in the event of an ignition
source arising in adjacent wiring. Examples include the possible presence of fuel vapours,
dust/lint accumulation, and contaminated insulation blankets.
With respect to commonly used liquids (e.g. oils, hydraulic fluids, and corrosion
prevention compounds), the analyst should refer to the product specification in order to
assess the potential for combustibility. The product may be readily combustible only in
vapour/mist form and thus an assessment is required to determine if conditions might
exist in the zone for the product to be in this state.
Although liquid contamination of wiring by most synthetic oil and hydraulic fluids (e.g.
skydrol) may not be considered combustible, it is a cause for concern if it occurs in a zone
where contamination causes significant adherence of dust and lint.
If the answer to this question is ‘No’, then no further action is required (Step 2), since the
density of the zone or the potential effects of fire in the zone has not changed.
Step 2: No further action is required.
Step 3: Perform an EZAP analysis.
If the answer to question 1 is ‘Yes’, then the only way to determine if existing EWIS
maintenance tasks are sufficient is to perform the EZAP for the SB or STC and compare
the results with the existing EWIS maintenance tasks (see Step 4).
Step 4: Is there an existing MRBR EZAP task(s) that is applicable and effective?
Once the SB or STC EZAP has been accomplished, a comparison of the derived
maintenance tasks can be made with the existing EWIS maintenance tasks. If the existing
tasks are adequate, then no further action regarding EWIS maintenance actions for the
STC is necessary.
Step 5: No further action is required since the existing EZAP-derived maintenance task is
adequate.
Step 6: Develop an appropriate task and incorporate it into the existing maintenance
programme.
These tasks should be incorporated into the operator’s existing maintenance programme.
[Amdt 20/4]
attention during inspection. Contaminated wire insulation that has visible cracking or breaches to the
core conductor can eventually arc and cause a fire. Wiring exposed to, or in close proximity to, any of
these chemicals may need to be inspected more frequently for damage or degradation.
When cleaning areas or zones of the aircraft that contain both wiring and chemical contaminants,
special cleaning procedures and precautions may be needed. Such procedures may include wrapping
wire and connectors with a protective covering prior to cleaning. This would be especially true if
pressure-washing equipment is utilised. In all cases the aircraft manufacturer recommended
procedures should be followed.
Waste system spills also require special attention. Service history has shown that these spills can have
detrimental effects on aircraft EWIS and have resulted in smoke and fire events. When this type of
contamination is found all affected components in the EWIS should be thoroughly cleaned, inspected
and repaired or replaced if necessary. The source of the spill or leakage should be located and
corrected.
Heat - Exposure to high heat can accelerate degradation of wiring by causing insulation dryness and
cracking. Direct contact with a high heat source can quickly damage insulation. Burned, charred or
even melted insulation are the most likely indicators of this type of damage. Low levels of heat can
also degrade wiring over a longer period of time. This type of degradation is sometimes seen on
engines, in galley wiring such as coffee makers and ovens, and behind fluorescent lights, especially the
ballasts.
[Amdt 20/4]
AMC 20-22
are not directly involved in the maintenance of EWIS, they have the potential to have an adverse
impact on EWIS. This can occur through inadvertent contact with EWIS during aeroplane
cleaning or when individuals perform unrelated maintenance that could impact the integrity of
EWIS. Mechanics leaving drill shavings on wire bundles is one example of how this could occur.
Some people prepare paperwork that guides mechanics, training this target group in EWIS
should help to ensure that proper attention is paid to EWIS issues.
This programme was developed for eight different target groups and may be used for the
minimum requirements for initial and recurrent training (see training matrix). Depending on the
duties, some may fall into more than one target group and, therefore, must fulfil all objectives
of the associated target groups. The target groups are:
a. Qualified staff performing EWIS maintenance.
These staff members are personnel who perform wiring systems maintenance and their
training is based on their job description and the work being done by them (e.g. avionics
skilled workers or technicians cat B2).
b. Qualified staff performing maintenance inspections on wiring systems.
These staff members are personnel who perform EWIS inspections (but not
maintenance), and their training is based on their job description and the work being
done by them (e.g. inspectors/technicians cat B2).
c. Qualified staff performing electrical/avionic engineering on in-service aeroplane.
These staff members are personnel who are authorised to design EWIS installations,
modifications and repairs (e.g. electric/avionic engineers).
d. Qualified staff performing general maintenance/inspections not involving wire
maintenance (LRU change is not considered wire maintenance).
These staff members are personnel who perform maintenance on aeroplane that may
require removal/reconnection of electrical connective devices (e.g.
inspectors/technicians cat A or B1).
e. Qualified staff performing other engineering or planning work on in-service aeroplane.
These staff members are personnel who are authorised to design mechanical/structure
systems installations, modifications and repairs, or personnel who are authorised to plan
maintenance tasks.
f. Other service staff with duties in proximity to EEWIS.
These staff members are personnel whose duties would bring them into contact/view of
aeroplane wiring systems. This would include, but not be limited to: Aeroplane cleaners,
cargo loaders, fuelers, lavatory servicing personnel, de-icing personnel, push back
personnel.
g. Flight Deck Crew.
(E.g. Pilots, Flight Engineers)
h. Cabin Crew.
3 APPLICABILITY
This AMC describes acceptable means, but not the only means, of compliance with the
appropriate certification, maintenance and operating regulations.
The information in this AMC is based on lessons learned by Aging Transport Systems Rulemaking
Advisory Committee (ATSRAC) Harmonised Working Groups, regulatory authorities,
manufacturers, airlines and repair stations. This AMC can be applied to any aeroplane training
programme.
4 RELATED DOCUMENTS
— Regulation (EC) No 216/20081
— Regulation (EC) No 1702/20032
— Regulation (EC) No 2042/20033
— EASA Certification Specification CS-25 Large Aeroplanes4
— EU-OPS Commercial Air Transportation (Aeroplanes)5
5 RELATED READING MATERIAL
a. EASA AMC-20
— AMC 20-21 Programme to Enhance Aeroplane Electrical Wiring Interconnection
System Maintenance
— AMC 20-23 Development of Electrical Standard Wiring Practices Documentation
b. FAA 14 CFR Parts
— Part 21, Certification Procedures for Products and Parts
— Part 25, Airworthiness Standards, Transport Category Aeroplanes
— Part 43, Maintenance, Preventive Maintenance, Rebuilding, and Alteration
— Part 91, General Operating and Flight Rules
— Part 119, Certification: Air Carriers and Commercial Operators
— Part 121, Operating Requirements: Domestic, Flag, and Supplemental Operations
— Part 125, Certification and Operations: Aeroplanes Having a Seating Capacity of 20
or More Passengers or a Maximum Payload Capacity of 6,000 pounds or More
— Part 129, Operations: Foreign Air Carriers and Foreign Operators of U.S.-Registered
Aircraft Engaged in Common Carriage
1
Regulation (EC) No 216/2008 of the European Parliament and of the Council of 20 February 2008 on common rules in the field of civil
aviation and establishing a European Aviation Safety Agency, and repealing Council Directive 91/670/EEC, Regulation (EC) No 1592/2002
and Directive 2004/36/EC (OJ L 79, 19.3.2008, p. 1).
2
Commission Regulation (EC) No 1702/2003 of 24 September 2003 laying down implementing rules for the airworthiness and
environmental certification of aircraft and related products, parts and appliances, as well as for the certification of design and
production organisations (OJ L 243, 27.9.2003, p. 6). Regulation as last amended by Regulation (EC) No 287/2008 (OJ L 87, 29.3.2008,
p. 3).
3
Commission Regulation (EC) No 2042/2003 of 20 November 2003 on the continuing airworthiness of aircraft and aeronautical products,
parts and appliances, and on the approval of organisations and personnel involved in these tasks (OJ L 315, 28.11.2003, p. 1). Regulation
as last amended by Regulation (EC) No 376/2007 of (OJ L 94, 4.4.2007, p. 18).
4
Executive Director Decision No 2003/2/RM of 14 October 2003 on certification specifications, including airworthiness codes and
acceptable means of compliance, for large aeroplanes («CS-25»). Decision as last amended by Executive Director Decision No
2008/006/R of 29 August 2008 (CS-25 Amendment 5).
5
Council Regulation (EEC) No 3922/91 of 16 December 1991 on the harmonisation of technical requirements and administrative
procedures in the field of civil aviation (OJ L 373, 31.12.1991, p. 4). Regulation as last amended by Regulation (EC) No 8/2008 of 11
December 2007 (OJ L 10, 12.1.2008, p. 1).
General Visual Inspection (GVI): A visual examination of an interior or exterior area, installation,
or assembly to detect obvious damage, failure or irregularity. This level of inspection is made
from within touching distance unless otherwise specified. A mirror may be necessary to
enhance visual access to all exposed surfaces in the inspection area. This level of inspection is
made under normally available lighting conditions such as daylight, hangar lighting, flashlight or
droplight and may require removal or opening of access panels or doors. Stands, ladders or
platforms may be required to gain proximity to the area being checked.
Lightning/High Intensity Radiated Field (L/HIRF) protection: The protection of aeroplane
electrical systems and structure from induced voltages or currents by means of shielded wires,
raceways, bonding jumpers, connectors, composite fairings with conductive mesh, static
dischargers, and the inherent conductivity of the structure; may include aeroplane specific
devices, e.g., RF Gaskets.
Maintenance: As defined in Regulation (EC) 2042/2003 Article 2(h) “maintenance means
inspection, overhaul, repair, preservation, and the replacement of parts, but excludes
preventive maintenance.” For the purposes of this advisory material, it also includes preventive
maintenance.
Maintenance Significant Item (MSI): Items identified by the manufacturer whose failure:
— could affect safety (on ground or in flight).
— is undetectable during operations.
— could have significant operational impact.
— could have significant economic impact.
Needling: The puncturing of a wire’s insulation to make contact with the core to test the
continuity and presence of voltage in the wire segment.
Stand-alone General Visual Inspection (GVI): A GVI which is not performed as part of a zonal
inspection. Even in cases where the interval coincides with the zonal inspection, the stand-alone
GVI shall remain an independent step within the work card.
Structural Significant Item (SSI): Any detail, element or assembly that contributes significantly
to carrying flight, ground, pressure, or control loads and whose failure could affect the structural
integrity necessary for the safety of the aeroplane.
Swarf: A term used to describe the metal particles, generated from drilling and machining
operations. Such particles may accumulate on and between wires within a wire bundle.
Zonal Inspection: A collective term comprising selected GVI and visual checks that are applied
to each zone, defined by access and area, to check system and powerplant installations and
structure for security and general condition.
7 BACKGROUND
Over the years there have been a number of in-flight smoke and fire events where
contamination sustained and caused the fire to spread. Regulators and Accident Investigators
have conducted aircraft inspections and found wiring contaminated with items such as dust,
dirt, metal shavings, lavatory waste water, coffee, soft drinks, and napkins. In some cases, dust
has been found completely covering wire bundles and the surrounding area.
Research has also demonstrated that wiring can be harmed by collateral damage when
maintenance is being performed on other aircraft systems. For example, a person performing
25. Inspection criteria and standards for wire and wire bundles X
26. Wire bundle installation practices X X
27. Typical damage and areas found (aeroplane specific) X X
28. Maintenance and repair procedures X X
29. Sleeving X X
30. Unused wires - termination and storage X X
31. Electrical bonding and grounds X X
F – CONNECTIVE DEVICES
Know or demonstrate the procedures to identify, inspect, and find the correct repair for
typical types of connective devices found on the applicable aeroplane.
32. General connector types and identification X X
33. Cautions and protections X X
34. Visual inspection procedures X X
35. Typical damage found X X
36. Repair procedures X X
G – CONNECTIVE DEVICE REPAIR
Demonstrate the procedures for replacement of all parts of typical types of connectors
found on the applicable aeroplane.
37. Circular connectors X
38. Rectangular connectors X
39. Terminal blocks - modular X
40. Terminal blocks - non-modular X
41. Grounding modules X
42. Pressure seals X
[Amdt 20/4]
C – INSPECTION
Know the different types of inspections, human factors in
inspections, zonal areas and typical damages.
13. General visual inspection (GVI), detailed inspection X X
(DET), special detailed inspection (SDI), and zonal
inspection, and their criteria and standards
14. Human factors in inspection X
15. Zonal areas of inspection X
16. Wiring system damage X X Low Low Low
level level level
D – HOUSEKEEPING
Know the contamination sources, materials, cleaning and
protection procedures.
E – WIRE
Know or demonstrate the correct identification of different
wire types, their inspection criteria and damage tolerance,
repair and preventative maintenance procedures.
23. Wire identification, type and construction X
24. Insulation qualities and damage limits X
25. Inspection criteria and standards of wire and wire X
bundles
26. Wire bundle installation practices X
27. Typical damage and areas found (aeroplane specific) X X X Low Low Low
level level level
28. Maintenance and repair procedures X
29. Sleeving X
30. Unused wires - termination and storage X
31. Electrical bonding and grounds X X X
Bond
F – CONNECTIVE DEVICES
Know or demonstrate the procedures to identify, inspect,
and find the correct repair for typical types of connective
devices found on the applicable aeroplane.
32. General connector types and identification X
33. Cautions and protections X
34. Visual inspection procedures X
35. Typical damage found X
36. Repair procedures X
[Amdt 20/4]
e. Loop impedance
7 LRU Replacement - General Practices
a. Different retention devices
b. Certification considerations (e.g. CAT 2/CAT3 Landing)
c. LRU re-racking procedures
d. “No Fault Found” data (aeroplane specific)
e. Built-in test equipment (BITE)
MODULE C: INSPECTION
1 OVERVIEW
Through Module C, the instructor lays the groundwork for safe, effective maintenance and
repair of aeroplane wiring systems, by teaching the skills of inspection so as to identify wiring
system damage. The instructor may vary the depth and scope of the topics to be covered,
depending on the type of aeroplane to be maintained and skills of the persons.
2 OBJECTIVES
After this module is complete, the person is able to demonstrate the following skills:
a. Know the different types of inspections: General Visual Inspection (GVI), Detailed
Inspection (DET), Zonal Inspection and Enhanced Zonal Analysis Procedure (EZAP).
b. Know the criteria and standards of inspection so that the person knows which tools are
used to ensure inspection procedures and standards are achieved, which leads to all
defects being found.
c. Know the effects of fatigue and complacency during inspection and how to combat these
effects (Human Factors).
d. Know the specific zonal inspection requirements related to system affiliation and
environmental conditions.
e. Recognise typical wiring system damage, such as hot gas, fluid contamination, external
mechanically induced damage, chafing, corrosion, signs of overheating of wire, wire
bundles, connective and control device assemblies.
3 STRATEGIES
Normal classroom lecture can be used for the majority of the training. ATA 117 video and colour
photos of actual wiring system damage could be used to show typical problems found on the
aeroplane. Examples of discrepancies should be made available to the student. AMC 20-21,
Programme to Enhance Aeroplane EWIS Maintenance is recommended as a source of typical
aeroplane wiring installations and areas of concern.
MODULE C – INSPECTION
1. Special Inspections
a. General Visual Inspection (GVI)
b. Detailed Inspection (DET)
c. Zonal Inspection
d. Enhanced Zonal Analysis Procedure (EZAP)
2. Criteria and Standards
a. Tools
b. Criteria/standards
c. Procedures of inspection
3. Human Factors in Inspection
a. Fatigue
b. Complacency
4. Zonal Areas of Inspection
a. Zonal areas of inspection
b. Zonal inspection procedures and standards
5. Wiring System Damage
a. Swarf/FOD/metal shavings
b. External mechanically induced damage
c. Hot gas
d. Fluid contamination
e. Vibration/chafing
f. Corrosion
g. Signs of overheating
MODULE D: HOUSEKEEPING
1 OVERVIEW
Through Module D, the instructor lays the groundwork for safe, effective maintenance and
repair of aeroplane EWIS, by teaching housekeeping strategies, so as to keep the EWIS free of
contamination. The Instructor may vary the depth and scope of the topics to be covered,
depending on the type of aeroplane to be maintained and skills of the persons.
2 OBJECTIVES
After this module is complete, the person is able to demonstrate the following skills:
a. Recognise external contamination and other damage due to external environmental
conditions.
b. Know the aeroplane internal contamination sources so that inspection processes can be
effectively carried out and contamination damage easily recognised.
c. Recognise other possible contamination sources.
d. Know the planning procedures to be followed, on EWIS areas in different parts of the
aeroplane.
e. Know the protection procedures and processes to protect the EWIS during maintenance
and repair.
f. Know the process of cleaning wiring systems during maintenance and repair.
3 STRATEGIES
Normal classroom lecture can be used for the majority of the training. ATA 117 video and colour
photos of actual EWIS contamination could be used to show typical problems found on the
aeroplane. Relevant Aeroplane Maintenance Manual and/or Chapter 20 Wiring Practices
procedures should be used. The ATSRAC Task Group 1, Non-Intrusive Inspection Final Report
could be used to identify typical housekeeping issues. AMC 20-21, Programme to Enhance
Aeroplane EWIS Maintenance is recommended as a source of typical aeroplane wiring
installations and areas of concern.
MODULE D – HOUSEKEEPING
1 Aeroplane External Contamination Sources
a. De-ice fluids
b. Water and rain
c. Snow and ice
d. Miscellaneous (e.g. cargo/beverage spillage)
e. Air erosion
2 Aeroplane Internal Contamination Sources
a. Hydraulic oils
b. Engine and APU oils
c. Fuel
d. Greases
MODULE E: WIRE
1 OVERVIEW
Through Module E, the instructor lays the groundwork for safe, effective maintenance,
alteration and repair of aeroplane EWIS by teaching wire selection and inspection strategies.
The Instructor may vary the depth and scope of the topics to be covered, depending on the type
of aeroplane to be maintained and skills of the persons.
2 OBJECTIVES
After this module is complete, the person is able to demonstrate the following skills:
a. Demonstrate the procedure used to identify specific wire types using the aeroplane
manuals.
b. Know from approved data different insulation types and their relative qualities.
c. Know the inspection criteria for wire and wire bundles.
d. Know the standard installation practices for wire and wire bundles (aeroplane specific).
e. Know typical damage that can be found (aeroplane specific).
f. Demonstrate the repair procedures for typical damage found on the student’s type of
aeroplane.
g. Demonstrate the procedures to fitting differing types of sleeving (aeroplane specific).
h. Know the procedures for termination and storage of unused wires.
i. Know the correct installation practices for electrical bonds and grounds (aeroplane
specific).
3 STRATEGIES
Normal classroom lecture can be used for the majority of the training with hands-on practice
for Section 6. Chapter 20 Wiring Practices, Wiring Diagram Manual and WDM Lists should be
made available to the class to ensure hands-on use of the manual so that wire identification,
inspection, installation and repair procedures can be fully explored. Examples of wire
discrepancies should be made available to the student. The ATSRAC Task Group 1, Intrusive
Inspection Final Report could be used to identify typical wire issues. AMC 20-21, Programme to
Enhance Aeroplane EWIS Maintenance is recommended as a source of typical aeroplane wiring
installations and areas of concern.
MODULE E – WIRE
1 Identification, Type and Construction
a. Wire type codes – alphanumeric
b. Wire type codes – specification and standard part number
c. Wire type codes – specified wire and alternate
d. Manufacturer identification
2 Insulation Qualities
a. Types of insulation
b. Typical insulation damage and limitations
c. Carbon arcing
3 Inspection Criteria and Standards of Wire and Wire Bundles
a. Inspection of individual wiring
b. Inspection of wire bundles
4 Wire Bundle Installation Practices
a. Routing
b. Segregation rules
c. Clearance
d. Clamp inspection
e. Clamp removal and fitting
f. Conduit types and fitting
g. Raceways
h. Heat shields and drip shields
5 Typical Damage and Areas Found (aeroplane specific)
a. Vibration
b. Heat
c. Corrosion
d. Contamination
e. Personnel traffic passage
6 Maintenance and Repair Procedures
a. Wire damage assessment and classification
b. Approved repairs - improper repairs
c. Shielded wire repair
d. Repair techniques
e. Terminals and splices
f. Preventative maintenance procedures
7 Sleeving
a. Identification sleeves
b. Shrink sleeves
c. Screen braid grounding crimp sleeves
d. Screen braid grounding solder sleeves
8 Unused Wires - Termination and Storage
[Amdt 20/4]
AMC 20-23
1
Regulation (EC) No 216/2008 of the European Parliament and of the Council of 20 February 2008 on common rules in the field of civil
aviation and establishing a European Aviation Safety Agency, and repealing Council Directive 91/670/EEC, Regulation (EC) No 1592/2002
and Directive 2004/36/EC (OJ L 79, 19.3.2008, p.1).
2 Commission Regulation (EC) No 1702/2003 of 24 September 2003 laying down implementing rules for the airworthiness and
environmental certification of aircraft and related products, parts and appliances, as well as for the certification of design and
production organisations (OJ L 243, 27.9.2003, p. 6). Regulation as last amended by Regulation (EC) No 287/2008 (OJ L 87, 29.3.2008,
p.3).
3 Commission Regulation (EC) No 2042/2003 of 20 November 2003 on the continuing airworthiness of aircraft and aeronautical products,
parts and appliances, and on the approval of organisations and personnel involved in these tasks (OJ L 315, 28.11.2003, p. 1). Regulation
as last amended by Regulation (EC) No 376/2007 of (OJ L 94, 4.4.2007, p. 18).
1 Executive Director Decision No 2003/2/RM of 14 October 2003 on certification specifications, including airworthiness codes and
acceptable means of compliance, for large aeroplanes («CS-25»). Decision as last amended by Executive Director Decision No
2008/006/R of 29 August 2008 (CS-25 Amendment 5).
2 Council Regulation (EEC) No 3922/91 of 16 December 1991 on the harmonisation of technical requirements and administrative
procedures in the field of civil aviation (OJ L 373, 31.12.1991, p. 4). Regulation as last amended by Regulation (EC) No 8/2008 of 11
December 2007 (OJ L 10, 12.1.2008, p. 1).
d. Reports
— Aging Transport Systems Rulemaking Advisory Committee, Task 1 and 2, Aging
Systems, Final Report
http://www.mitrecaasd.org/atsrac/final_reports/Task_1&2_Final%20_August_20
00.pdf
— Aging Transport Systems Rulemaking Advisory Committee, Task 3, Final Report
http://www.mitrecaasd.org/atsrac/final_reports/Task_3_Final.pdf
— Aging Transport Systems Rulemaking Advisory Committee, Task 4, Final Report,
Standard Wiring Practices
http://www.mitrecaasd.org/atsrac/final_reports/Task_4_Final_Report_Sept_200
0.pdf
— Transport Aircraft Intrusive Inspection Project, (An Analysis of the Wire
Installations of Six Decommissioned Aircraft), Final Report, The Intrusive Inspection
Working Group, December 29, 2000
http://www.mitrecaasd.org/atsrac/intrusive_inspection.html
— Aging Transport Systems Rulemaking Advisory Committee Task 7, Final Report,
Electrical Standard Wire Practices Manual (ESWPM)
http://www.mitrecaasd.org/atsrac/final_reports/Task_7_Final_Report-10-31-
2002.pdf
e. Other Documents
— ATA Specification 117 (Wiring Maintenance Practices/Guidelines)
— FAA Policy Statement Number ANM-01-04: System Wiring Policy for Certification
of Part 25 Airplanes, June 25, 2001
6 DEFINITIONS
Consumable materials: Materials consumed during the maintenance or repair of EWIS which
are not an eventual component of the EWIS.
Drip loop: The practice of looping a wire or wire bundle to provide a point lower than the
adjacent connector for moisture to collect.
Electrical Wiring Interconnection System (EWIS): See CS 25.1701.
Legacy document: An organisation’s ESWPM existing prior to the adoption of the requirements
of H25.5(a)(2) of Appendix H to CS-25.
Master Breakdown Index (MBI): An index developed to supplement a legacy document. An MBI
provides a means of finding information without the need for reformatting the legacy SWPM.
An example of an MBI is presented at the end of paragraph 9 of this AMC.
Separation: Defined as either spatial distance, or physical barrier, between wiring from adjacent
structure, systems or wiring; or the practice of installing wiring supporting redundant or multi-
channel systems.
Standard practices: Industry-wide methods for repair and maintenance of electrical wire, cable
bundles and coaxial cables. Procedures and practices for the inspection, installation and
removal of electrical systems components including, but not limited to: wire splices, bundle
attachment methods, connectors and electrical terminal connections, bonding/grounding, etc.
The definition of a new layout and chapter format may require each organisation with an
existing ESWPM to reformat and to republish using the standardised format. Whether the
organisation produces a stand-alone manual or provides the electrical standard practices as
Chapter 20 of a wiring diagram manual, the resultant reorganisation would cause a significant
economical impact for both the authoring organisation and their end-users.
To address this concern, a conversion tool, identified in the last paragraph of this chapter, was
devised which takes the following variables into account:
— Effects on manufacturers’ current technical document editorial policy as it exists in
current legacy documents.
— Costs resulting from an immediate major manual overhaul.
— Inconvenience to end-users who are accustomed to the format they are currently using.
When using a traditional paper format ESWPM, the most efficient method of retrieving
standard procedures and maintenance information has traditionally been to search in:
— the table of contents (TOC) and/or
— the indexes (i.e., alphanumerical index and/or numerical index, as available).
The ease and speed with which information may be found with these methods relies heavily on
the quality of the TOC and/or the indexes. For aircraft maintenance technicians needing to
locate and extract the pertinent and applicable data necessary to perform a satisfactory design
modification or maintenance action, finding relevant data may be time-consuming.
When using an electronic format, a search engine can often be used. This allows the user to
bypass the TOC or indexes in finding the needed procedure or data. By searching with such
alternative methods, a user can find information without needing to know the rules, such as
ATA references, governing assignment of the subject matter to its place in the TOC.
The use of a conversion tool, identified as a Master Breakdown Index (MBI) is one method of
achieving a common format until existing legacy documents can be physically altered or
digitised to an electronic format. The intent of the MBI is to supplement the TOC and existing
indexes by providing to users a method of searching existing documents using topical
information rather than by part number, alphabetic subject, or Chapter-Section-Subject
reference. The arrangement of the MBI duplicates the standardised format described in
Paragraph 7 of this AMC, but does not require complete rearrangement of legacy documents
to achieve a common format. The MBI acts as a conversion key used to effectively convert an
existing document arrangement into the proposed arrangement. In essence the MBI duplicates
in paper form for legacy documents the electronic search engine for HTML-based documents.
This is an example of an MBI which could be used to mitigate the need for legacy documents to
be reformatted to achieve the standardised format described above:
APPEARS IN THIS
GROUP MAJOR TOPIC
DOCUMENT AS SUBJECT
GENERAL DATA SAFETY PRACTICES 20-10-10
AIRPLANE ENVIRONMENTAL AREAS 20-20-12
CONSUMABLE MATERIALS 20-00-11
WIRING MATERIALS 20-10-13
COMMON TOOLS 20-00-13
ELECTRICAL WIRING EWIS PROTECTION DURING MAINTENANCE 20-10-20
INTERCONNECT EWIS CLEANING 20-10-20
[Amdt 20/4]
[Amdt 20/4]
AMC 20-24
1 ED-126: “Safety, Performance and Interoperability Requirements Document for ADS-B-NRA” Application
2 ED-78A: Guidelines for approval of the provision and use of Air Traffic Services supported by Data communications
3 Other, requirements compliant, ADS-B transmit systems (e.g. VDL Mode 4) are expected to be covered through separate regulatory
material, as appropriate.
1
Refer to sections 8.3.3, 8.3.5 and 8.8.2.
In cases where position quality indicators are not consistent with actual position
quality (e.g., due to uncompensated latency in position transmissions), the
implementing ATSP might:
— treat the higher quality indicator encodings as an advised lower one (e.g.
NUC=7 may be treated as NUC=5) or,
— consider, for separation purpose, a quality indicator more stringent than the
one stated in ED-126 (e.g. NUC =5 rather than NUC=4).
5.1.2 Encoding of NUC Quality Indicator (DO-260 compliant transponders)
In order to mitigate the encoding of the NUC quality indicator based on accuracy
quality information (HFOM) in the case of the unavailability of the GPS RAIM
function (i.e. unavailability of HPL information), the implementing ATSP may, for
instance, rely on the analysis of the frequency and duration of the unavailability of
the RAIM function (as part of the local safety assessment).
5.1.3 Transmission of generic emergency indicator only
In order to mitigate the transmission of only the generic emergency indicator (and
not also the discrete codes selected by the flight crew), It is assumed that
appropriate operational procedures have been established by the implementing
ATSP and that pilots and controllers have been trained in their use.
5.1.4 Communications Service Provider (CSP)
In case of CSPs providing (part of) the ground surveillance data communication
services (operation of ADS-B ground stations and/or surveillance data networks),
the CSP is committed to provide communication services to ATSPs with the
expected Quality of Service as defined in a specific Service Level Agreement.
The Service Level Agreement is bilaterally agreed between the CSP and an ATSP.
The terms of reference of the Service Level Agreement are consistent with the
performance requirements of the ED-126 document.
5.2 Aeronautical Information Service
Each State publishes in its AIP/NOTAM, or equivalent notification, information related to
the surveillance provisions, schedule, relevant procedures and confirmation of
compliance with ED-126.
6 SYSTEM DESCRIPTION
The basic concept of ADS-B involves the broadcasting of surveillance information from aircraft
via a data link.
To support the ADS-B-NRA application, the overall ADS-B avionics system (in the following
referred to as “ADS-B System”) would need to provide the following functions:
— Adequate surveillance data provision capability;
— ADS-B message processing (encoding and generation);
— ADS-B message transmission (1090 MHz ES airborne surveillance data-link);
Whereas the latter two functions are incorporated in the 1090 MHz ES ADS-B transmit system,
the surveillance data provision is realised through various on-board surveillance data sources
(e.g. horizontal position source, barometric altimetry, ATC transponder control panel).
The horizontal position accuracy and integrity requirements of the ADS-B-NRA application are
associated with quality indicators which form part of the air-to-ground ADS-B message
exchange. The interconnecting avionics architecture is part of the ADS-B System.
7 FUNCTIONAL CRITERIA
Note: ICAO and EUROCAE/RTCA interoperability references, including aspects of range and
resolution of the various data items listed hereafter, for both ED-102/DO-260 and DO-260A
equipment-based ADS-B transmit systems, are presented in Appendix 4.
7.1 In line with ED-126 (section 4), the ADS-B System needs to meet the following surveillance
data transmission requirements, as a minimum:
— A unique ICAO 24 bit aircraft address (contained within each ADS-B message
transmission);
— Horizontal Position (latitude and longitude);
— Horizontal Position Quality Indicator(s) (position integrity for both ED-102/DO-260
and DO-260A based ADS-B transmit systems, as well as accuracy for DO-260A
based ADS-B transmit systems);
— Barometric Altitude;
— Aircraft Identification;
— Special Position Identification (SPI);
— Emergency Status and Emergency Indicator;
— Version Number (in aircraft operational status message, if avionics are DO-260A
compliant).
7.2 In line with ED-126 (section 4), it is recommended that the ADS-B System meets the
following optional surveillance data transmission requirement:
— Ground Velocity.
8 AIRWORTHINESS CONSIDERATIONS
8.1 Airworthiness Certification Objectives
For the purposes of the ADS-B-NRA application, the ADS-B System installed in the aircraft
needs to be designed to deliver data that satisfy the airborne domain requirements in
line with ED-126 Section 3.4, (Appendix 3 provides a summary for information purposes).
8.2 ADS-B System
8.2.1 The (overall) ADS-B System integrity level with respect to the processing of
horizontal position data and horizontal position quality indicators, covering the
processing (and data exchange) chain from horizontal position data source(s) to
ADS-B transmit data string encoding) needs to be 10-5/fh (refer also to Table 1 in
Appendix 3).
Note 1: this integrity level is required to adequately protect against the corruption
of horizontal position data and horizontal position quality indicators when applying
separation.
Note 2: These performance figures have been set for the “ADS-B out” function, to
be used in ADS-B NRA operations as laid down by the Operational Safety
Assessment in Annex C of ED 126.
associated position information only for lower quality indicator encodings1 (e.g.
NUC=5 or NAC=5) but not higher ones (e.g. NUC=7 or NAC=7). Such deviation from
the above target requirement need to be listed in the Aircraft Flight Manual (refer
to Section 9.3).
8.3.4 The value of the horizontal position quality indicators need to be based on the
integrity information for the encoding of the ED-102/DO-260 related NUC and the
DO-260A related NIC quality indicator, as related to the horizontal position
sources.
In addition, the encoding of the DO-260A NAC quality indicator needs to be based
on the accuracy information of the horizontal position sources.
8.3.5 In case of ED-102/DO-260 based ADS-B transmit systems, the NUC Quality
Indicator value need to be encoded based on the integrity containment radius2
only.
Permissible deviation for initial implementations:
For initial implementations, some GNSS position source based aircraft installations
may encode the NUC Quality Indicator on accuracy quality information (HFOM)
under rare satellite constellation circumstances leading to the temporary
unavailability of the integrity monitoring (RAIM) function (i.e. unavailability of
integrity containment radius calculation). Such deviation from the above target
requirement need to be listed in the Aircraft Flight Manual (refer to Section 9.3).
8.3.6 If the ADS-B transmit system does not have a means to determine an appropriate
integrity containment radius and a valid position is reported, then the Quality
Indicator (i.e. NUC or NIC) need to be encoded to indicate that the integrity
containment radius is unknown (i.e. NUC/NIC should be set to ‘zero’).
8.3.7 Transmitter antenna installation needs to comply with guidance for installation of
ATC transponders to ensure satisfactory functioning. (Also refer to ED-73B)
8.3.8 If more than one ADS-B transmit system is installed, simultaneous operation of
both transmit systems needs to be prevented.
8.4 Horizontal Position Data Sources
8.4.1 The requirements on horizontal position data sources are based on the ED-126
safety and performance assessments.
8.4.2 Components of horizontal position data sources external to the aircraft ADS-B
system (such as the GNSS space segment) fall outside these airworthiness
considerations. Such external components are assumed to operate in accordance
with their specified nominal performance3.
Nevertheless, failures of the external data source components are required to be
detected through on-board monitoring (as expressed in section 8.4.3).
1 This is a consequence of the definition of the quality indicator encoding describing an interval of values between a lower and an upper
bound (refer also to Appendix 4.2). For instance, a NUC=5 encoding expresses an upper bound of position accuracy quality indication of
0.3NM whilst a NUC=7 encoding expresses an upper bound of 0.05NM. Therefore, in case of e.g. the actual GNSS position source
performance, a NUC=5 encoding provides sufficient margin to also correctly express the effects of on-board uncompensated latency
whilst this is not the case for a NUC=7 encoding any more.
2 I.e. GNSS conformant HPL/HIL information.
3
For GNSS based systems, this includes satellite constellation aspects.
8.4.3 Any eligible horizontal position data source needs to meet the following minimum
requirements (refer also to Table 2 in Appendix 3):
— Correct encoding of quality indicator information in line with the actual
performance of the selected horizontal position data source(s), i.e. in
relation to position integrity containment bound (ED-102/DO-260 and DO-
260A ADS-B transmit systems) and position accuracy (DO-260A ADS-B
transmit systems);
— Position source failure probability: 10-4 per hour1;
— Position integrity alert failure probability, commensurate with the
performance characteristics of GNSS integrity monitoring2: 10-3 (per position
source failure event);
— Position integrity time to alert: 10 seconds.
8.4.4 If available and valid, integrity containment radius information should be provided
to the ADS-B transmit system from the position data source, or equivalent, on the
same interface as and together with each positional data.
8.4.5 If the integrity containment radius is not provided by the horizontal position data
source, the ADS-B transmit system may use other means to establish an
appropriate integrity containment radius3, provided a requirements compliant
integrity alert mechanism is available.
8.4.6 Use of GNSS Systems as Primary Position Data Source
8.4.6.1 GNSS is considered as primary horizontal position data source for the
provision of an acceptable accuracy and integrity performance in support of
the ATC separation services contained within the ADS-B-NRA application.
The ED-126 safety and performance assessments are based on the specified
performance and characteristics of GNSS systems, including receiver
autonomous integrity monitoring. Therefore, for GNSS systems as specified
in section 8.4.6.2, a safety and performance demonstration is not required.
8.4.6.2 If GNSS is used as a positional source, the GNSS system should be either
compatible with:
— ETSO C-129A, TSO C-129 or TSO C-129A; or
— ETSO C-145/C-146 or TSO C-145A/C-146A,
capable of delivering position data with a periodic interval of at least 1.2 s4.
8.4.6.3 For GNSS systems compatible with (E)TSO C-129 (any revision), it is highly
desired that the system incorporates Fault Detection and Exclusion
1
For GNSS based position sources, the failure occurs outside the aircraft system and is therefore expressed as per ATSU-hour. Proof of
compliance of alternative solely aircraft based sources should take this into account and might have to express the requirement as 10-5
per flight hour (i.e. for the en-route environment).
2 As realised through receiver autonomous integrity monitoring (RAIM), including its characteristics of increasingly less likely to fail for
position errors beyond the horizontal protection limit. Within ED-126, the position source failure is modelled as a bias error that equals
the integrity containment radius.
3 E.g. HPL/HIL based upon known RAIM protection threshold.
4 ETSO C-145/C146 provides additional capabilities compared with ETSO C129A such as: processing of GPS without Selective Availability,
processing of SBAS signals when available and Fault Detection Exclusion as a basic function. Therefore ETSO C145/146 usually provides
higher quality integrity values than ETSO C-129A equipment.
1 For instance, this need can be satisfied by means of dual independent altitude corrected sensors together with an altitude data
comparator (which may be incorporated and enabled in the ADS-B transmit system).
— For aircraft, which always operate with the same flight identification (e.g.
using registration as the flight identification) it may be programmed into
equipment at installation.
8.6.2 In case no ICAO flight plan is filed, the Aircraft Registration needs to be provided
to the ADS-B transmit system.
8.7 Special Position Identification (SPI)
For ATC transponder-based ADS-B transmit systems, the SPI capability needs to be
provided. The SPI capability should be integrated into the transponder functionality and
should be controlled from the transponder control panel.
8.8 Emergency Status/Emergency Indicator
8.8.1 When an emergency status (i.e. discrete emergency code) has been selected by
the flight crew, the emergency indicator needs to be set by the ADS-B transmit
system.
8.8.2 For ATC transponder-based ADS-B transmit systems, the discrete emergency code
declaration capability should be integrated into the transponder functionality and
should be controlled from the transponder control panel.
Permissible deviation for initial implementations:
For initial implementations, instead of the required transmission of the discrete
emergency codes 7500, 7600 and 7700 when selected by the flight crew, the
transmission of only the generic emergency indicator can satisfy this requirement.
Such deviation from the above target requirement needs to be listed in the Aircraft
Flight Manual (refer to Section 9.3).
8.9 Airworthiness Considerations regarding Optional Provisions
8.9.1 Ground Velocity (OPTIONAL)
Ground velocity, e.g. from an approved GNSS receiver, in the form of East/West
and North/South Velocity (including a velocity quality indicator) is recommended
to be provided.
8.9.2 Special Position Identification (SPI) (OPTIONAL)
For non-ATC transponder-based ADS-B transmit systems (i.e. installations based on
dedicated ADS-B transmitters), a discrete input or a control panel should be
provided to trigger the SPI indication.
8.9.3 Emergency Status/Emergency Indicator (OPTIONAL)
For non-ATC transponder-based ADS-B transmit systems (i.e. installations based on
dedicated ADS-B transmitters), a discrete input or a control panel should be
provided to indicate the emergency status (discrete emergency code).
8.9.4 Flight Deck Control Capabilities (OPTIONAL)
8.9.4.1 Means should be provided to the flight crew to modify the Aircraft
Identification information when airborne.
8.9.4.2 Means should be provided to the flight crew to disable the ADS-B function
on instruction from ATC without disabling the operation of the ATC
transponder function.
1
Refer to sections 8.3.3, 8.3.5 and 8.8.2.
g) Indication of ADS-B transmit capability within the ICAO flight plan but
only when the aircraft is certified according to this AMC;
h) Handling of data source errors (e.g. discrepancies between navigation
data sources) (refer to 10.2.3);
i) Incident reporting procedures;
j) Crew Resources Management and associated human factors issues.
10.4 Incident reporting
Significant incidents associated with ATC surveillance information transmitted by the
ADS-B data link that affects or could affect the safe operation of the aircraft will need to
be reported in accordance with EU-OPS 1.420 (or national regulations, as applicable).
10.5 Minimum Equipment List
The MEL will need to be revised to indicate the possibility of despatch of aircraft with the
ADS-B system unserviceable or partially unserviceable.
11 MAINTENANCE
11.1 Maintenance tests should include a periodic verification check of aircraft derived data
including the ICAO 24 bit aircraft address using suitable ramp test equipment. The check
of the 24 bit aircraft address should be made also in the event of a change of state of
registration of the aircraft.
11.2 Maintenance tests should check the correct functioning of system fault detectors (if any).
11.3 Maintenance tests at ADS-B transmit system level for encoding altitude sensors with
Gillham’s code output should be based on the transition points defined in EUROCAE ED-
26, Table 13.
11.4 Periodicity for the check of the ADS-B transmitter should be established.
12 AVAILABILITY OF DOCUMENTS
EASA documents are available from http://www.easa.europa.eu.
JAA documents are available from the JAA publisher Information Handling Services (IHS).
Information on prices, where and how to order is available on both the JAA web site www.jaa.nl
and the IHS web site www.avdataworks.com.
ICAO documents may be purchased from Document Sales Unit, International Civil Aviation
Organisation, 999 University Street, Montreal, Quebec, Canada H3C 5H7, (Fax: 1 514 954 6769,
e-mail: sales_unit@icao.org) or through national agencies.
EUROCAE documents may be purchased from EUROCAE, 102 rue Etienne Dolet, 92240
MALAKOFF, France, (Fax: 33 1 46556265). Web site: www.eurocae.org.
RTCA documents may be purchased from RTCA, Incorporated, 1828 L Street, Northwest, Suite
820, Washington, D.C. 20036-4001 U.S.A. Web site: www.rtca.org.
EUROCONTROL documents may be requested from EUROCONTROL, Documentation Centre,
GS4, Rue de la Fusee, 96, B-1130 Brussels, Belgium; (Fax: 32 2 729 9109 or web site
www.eurocontrol.int).
FAA documents may be obtained from Department of Transportation, Subsequent Distribution
Office SVC-121.23, Ardmore East Business Centre, 3341 Q 75th Avenue, Landover, MD 20785,
USA.
[Amdt 20/3]
Parameter Requirement
Horizontal Position and Horizontal Position Quality 10-5/fh
Indicator(s)
ADS-B System Continuity 2*10-4/fh
Horizontal Position Latency1 1.5 sec/95%
Table 1: Overall Minimum Airborne ADS-B System2 Requirements
Parameter Requirement
Horizontal Position Source
— Accuracy (95%) — 5 NM Sep: 926 m
— Integrity
Note: for DO-260 based ADS-B transmit systems, the related encoding of the horizontal position quality
indicator through the Navigation Uncertainty Category (NUC) effectively leads to a containment radius
requirement of 1NM for a 5 NM separation service.
Note: accuracy and integrity containment radius requirements are expressed here as guidance to
related horizontal position source regulation (refer to section 8.4).
Note: the containment bound requirements reflect the outcomes of both the collision risk assessment
(CAP) and time-to-alert assessment.
Note: the accuracy and integrity containment radius requirements have to be met by the horizontal
position source, taking into account the effects of on-board latency (if not compensated for).
An uncompensated latency of 1.5 seconds translates into a dilution in the order of 450 metres
(assuming an aircraft speed of 600 knots in en-route airspace). This value of 450 metres has to be
added to the actual performance of the horizontal position source(s), the sum of which has to be within
the required bounds.
The GNSS equipment specified in 8.4.6 meets the overall accuracy and integrity requirements, including
the effects of an uncompensated latency of maximum 1.5 second accumulated up to the time of
transmission.
1 Uncompensated delay measured from to the time of validity of position measurement until ADS-B transmission (i.e. at RF level).
2 As defined in section 6.
3
For GNSS based functions, expressed as an assumption of GNSS performance.
Parameter Requirement
Barometric Altitude — Accuracy: as per the installed sensors (refer to
section 8.5.2)
— Maximum Latency: 1 sec (as for SSR)
[Amdt 20/3]
The minimum set of parameters that should be provided to support the ADS-B-NRA application are
summarised in the following table extracted from ED-126:
Version 0 Version 1
BDS
Parameter ICAO Annex 10 Amendment 79,
register DO-260/ED102 DO-260A
VOL III, App to chap 5
Airborne Ground Velocity 0.9 §2.3.5 §2.2.3.2.6 §2.2.3.2.6
Table 6: Optional ADS-B-NRA Parameters
1 The notion of version “0” and “1” differentiates between DO-260/ED-102 and DO-260A transponders.
2 If provided by flight deck controls.
3 If provided by flight deck controls.
4 For special conditions under which the non-transmission of selected discrete emergency codes is allowed, refer to Section 8.8.2.
5
Only for D0-260A based ADS-B transmit systems.
— DO-260A: Navigation Accuracy Category (NACp) to express the position accuracy (as a 95
percentile), Navigation Integrity Category (NIC) to express the integrity containment radius and
Surveillance Integrity Level (SIL) to specify the probability of the true position lying outside that
containment radius without alerting.
Minimum acceptable NUC and NIC/NACp values in support of 5 NM ADS-B-NRA separation services,
based on the requirements summarised in Table 2 of Appendix 4, are as follows in line with the
“NIC/NACp to NUC” conversion table below.
NUC values (encoding based on HPL, with the accuracy requirements met by GNSS systems by design
and in line with the related NACp values in below conversion table):
— 5 NM separation: NUC = 4;
The corresponding NIC/NACp values are as follows.
— 5 NM separation: NIC = 4, NACp = 5,
The SIL value is established to SIL≥2 in line with the combination of the position source failure and
position integrity alert failure requirements, as summarised in Table 2 of Appendix 4.
Note 1: In case the SIL value is not output by the position data sources, it is recommended that the
ADS-B transmit system provides for the static setting of SIL as part of the installation procedure and as
demonstrated for the applicable position data source configuration.
Note 2: ED-126 provides, based on its reference collision risk analysis only, arguments for an equally
appropriate encoding of a SIL=2 as a matter of expressing the system integrity as well. As for the
presentation of the values presented in this document, it is at the discretion of the ATSP to decide upon
the appropriate threshold values required in support of the separation services in its airspace.
NUC (max Rc NM) NIC (max Rc NM) NACp (95% bound)
9 (0.003) 11 (0.004) 11 (3 m)
8 (0.01) 10 (0.013) 10 (10 m)
- 9 (0.04) 9 (30 m)
7 (0.1) 8 (0.1) 8 (0.05 NM)
6 (0.2) 7 (0.2) 7 (0.1 NM)
5 (0.5) 6 (0.6) 6 (0.3 NM)
4 (1.0) 5 (1.0) 5 (0.5 NM)
3 (2.0) 4 (2.0) 4 (1 NM)
- 3 (4.0) 3 (2 NM)
- 2 (8.0) 2 (4 NM)
2 (10) 1 (20) 1 (10 NM)
1 (20) 1 (20) 1 (10 NM)
0 (no integrity) 0 (> 20) 0 (unknown)
Table 7: NUC conversion to NIC and NACp
[Amdt 20/3]
AMC 20-25A
and its securing mechanism should not intrude into the flight crew
compartment space to the extent that they cause either visual or
physical obstruction of flight controls/displays and/or egress routes.
(e) Mechanical interference issues of the mounting device, either on the
side panel (side stick controller) or on the control yoke, in terms of full
and free movement under all operating conditions and non-
interference with buckles, etc. For yoke mounted devices,
(supplemental)-type-certificate-holder data should be obtained to
show that the mass inertia effect on column force has no adverse
effect on the aircraft handling qualities.
(f) Adequate means should be provided (e.g. hardware or software) to
shut down the portable EFB when its controls are not accessible by
the flight crew when strapped in the normal seated position. This
objective can be achieved through a dedicated installed resource
certified according to 5.1.1 (e.g. a button accessible from the flight
crew seated position).
5.1.1.2 Characteristics and placement of the EFB display
(a) Placement of the display
The EFB display and any other element of the EFB system should be
placed in such a way that they do not unduly impair the flight crew’s
external view during any phase of the flight. Equally, they should not
impair the view of or access to any flight-crew-compartment control
or instrument.
The location of the display unit and the other EFB system elements
should be assessed for their impact on egress requirements.
When the EFB is in use (intended to be viewed or controlled), its
display should be within 90 degrees on either side of each flight crew
member’s line of sight.
Glare and reflection on the EFB display should not interfere with the
normal duties of the flight crew or unduly impair the legibility of the
EFB data.
The EFB data should be legible under the full range of lighting
conditions expected in a flight crew compartment, including direct
sunlight.
In addition, consideration should be given to the potential for
confusion that could result from the presentation of relative
directions when the EFB is positioned in an orientation that is
inconsistent with that information. For example, it may be misleading
if the aircraft heading indicator points to the top of the display and
the display is not aligned with the aircraft longitudinal axis. This does
not apply to charts that are presented in a static way (e.g. with no HMI
mechanisation such as automatic repositioning), and that can be
considered to be similar to paper charts.
(b) Display characteristics
Guidelines that are intended primarily for use by the EFB system supplier should
address, at least, the following:
(a) A description of the EFB installed resources and associated limitations, if any.
For example, the:
(1) intended function, limitations of use, etc.;
(2) characteristics of the mounting devices, display units, control and
pointing devices, printer, etc.;
(3) maximum authorised characteristics (dimensions, weight, etc.) of the
portable parts of the EFB system that is supported by the mounting
devices;
(4) architectural description of the EFB provisions, including
normal/abnormal/manual/automatic reconfigurations; and
(5) normal/abnormal/emergency/maintenance procedures including the
allowed phases of the flight.
(b) Characteristics and limitations, including safety and security considerations
concerning:
(1) the power supply;
(2) the laptop battery; and
(3) data connectivity.
The guidelines should be available at least to the operator, its competent
authority, and EASA.
[Amdt 20/16]
AMC 20-29
e. Protection of Structure
Weathering, abrasion, erosion, ultraviolet radiation, and chemical environment (glycol,
hydraulic fluid, fuel, cleaning agents, etc.) may cause deterioration in a composite
structure. Suitable protection against and/or consideration of degradation in material
properties should be provided for conditions expected in service and demonstrated by
test and/or appropriate validated experience. Where necessary, provide provisions for
ventilation and drainage. Isolation layers are needed at the interfaces between some
composite and metal materials to avoid corrosion (e.g., glass plies are used to isolate
carbon composite layers from aluminium). In addition, qualification of the special
fasteners and installation procedures used for parts made from composite materials need
to address the galvanic corrosion issues, as well as the potential for damaging the
composite (delamination and fibre breakage) in forming the fastener.
f. Design Values
Data used to derive design values must be obtained from stable and repeatable material
that conforms to mature material and representative production process specifications.
This will ensure that the permitted variability of the production materials is captured in
the statistical analysis used to derive the design values. Design values derived too early
in the material’s development stage, before raw material and composite part production
processes have matured, may not satisfy the intent of the associated rules. Laminated
material system design values should be established on the laminate level by either test
of the laminate or by test of the lamina in conjunction with a test validated analytical
method. Similarly, design values for non-laminated material forms and advanced
composite processes must be established at the scale that best represents the material
as it appears in the part or by tests of material substructure in conjunction with a test
validated analytical method.
g. Structural Details
For a specific structural configuration of an individual component (point design), design
values may be established which include the effects of appropriate design features (holes,
joints, etc.). Specific metrics that quantify the severity of composite structural damage
states caused by foreign impact damage threats are needed to perform analysis (i.e., the
equivalent of a metallic crack length). As a result, testing will often be needed to
characterise residual strength, including the structural effects of critical damage location
and combined loads. Different levels of impact damage are generally accommodated by
limiting the design strain levels for ultimate and limit combined load design criteria. In
this manner, rational analyses supported by tests can be established to characterise
residual strength for point design details.
7. PROOF OF STRUCTURE – STATIC
The structural static strength substantiation of a composite design should consider all critical
load cases and associated failure modes. It should also include effects of environment (including
residual stresses induced during the fabrication process), material and process variability, non-
detectable defects or any defects that are allowed by the quality control, manufacturing
acceptance criteria, and service damage allowed in maintenance documents of the end product.
The static strength of the composite design should be demonstrated through a programme of
component ultimate load tests in the appropriate environment, unless experience with similar
designs, material systems, and loadings is available to demonstrate the adequacy of the analysis
supported by sub-component, element and coupon tests, or component tests to accepted
lower load levels. The necessary experience to validate an analysis should include previous
component ultimate load tests with similar designs, material systems, and load cases.
a. The effects of repeated loading and environmental exposure which may result in material
property degradation should be addressed in the static strength evaluation. This can be
shown by analysis supported by test evidence, by tests at the coupon, element or sub-
component level, as appropriate, or alternatively by relevant existing data. Earlier
discussions in this AMC address the effects of environment on material properties
(paragraph 6.d) and protection of structure (paragraph 6.e). For critical loading
conditions, three approaches exist to account for prior repeated loading and/or
environmental exposure in the full-scale static test.
(1) In the first approach, the full-scale static test should be conducted on structure
with prior repeated loading and conditioned to simulate the critical environmental
exposure and then tested in that environment.
(2) The second approach relies upon coupon, element, and sub-component test data
to determine the effect of repeated loading and environmental exposure on static
strength. The degradation characterised by these tests should then be accounted
for in the full-scale static strength demonstration test (e.g., overload factors), or in
analysis of these results (e.g., showing a positive margin of safety with design
values that include the degrading effects of environment and repeated load).
(3) In practice, aspects of the first two approaches may be combined to obtain the
desired result (e.g., a full scale static test may be performed at critical operating
temperature with a load factor to account for moisture absorbed over the aircraft
structure’s life). Alternate means to account for environment using validated tests
and analyses (e.g., an equivalent temperature enhancement to account for the
effect of moisture without chemically altering the material), may be proposed by
the applicant.
b. The strength of the composite structure should be reliably established, incrementally,
through a programme of analysis and a series of tests conducted using specimens of
varying levels of complexity. Often referred to in industry as the “building block”
approach, these tests and analyses at the coupon, element, details, and sub-component
levels can be used to address the issues of variability, environment, structural
discontinuity (e.g., joints, cut-outs or other stress risers), damage, manufacturing defects,
and design or process-specific details. Typically, testing progresses from simple
specimens to more complex elements and details over time. This approach allows the
data collected for sufficient analysis correlation and the necessary replicates to quantify
variations occurring at the larger structural scales to be economically obtained. The
lessons learned from initial tests also help avoid early failures in more complex full-scale
tests, which are more costly to conduct and often occur later in a certification programme
schedule.
(1) Figures 1 and 2 provide a conceptual schematic of tests typically included in the
building block approach for a fixed wing and tail rotor blade structures,
respectively. The large quantity of tests needed to provide a statistical basis comes
from the lowest levels (coupons and elements) and the performance of structural
details are validated in a lesser number of sub-component and component tests.
Detail and subcomponent tests may be used to validate the ability of analysis
methods to predict local strains and failure modes. Additional statistical
considerations (e.g., repetitive point design testing and/or component overload
factors to cover material and process variability) will be needed when analysis
validation is not achieved. The static strength substantiation programme should
also consider all critical loading conditions for all Critical Structure. This includes an
assessment of residual strength and stiffness requirements after a predetermined
length of service, which takes into account damage and other degradation due to
the service period.
Figure 2 - Schematic diagram of building block tests for a tail rotor blade.
loads and other requirements without repair (refer to allowable damage discussions in
paragraph 10.c(1)).
g. Major material and process changes on existing certified structure require additional
static strength substantiation (e.g., refer to Appendix 3).
8. PROOF OF STRUCTURE – FATIGUE AND DAMAGE TOLERANCE
The evaluation of composite structure should be based on the applicable certification
specifications identified in the type-certification basis. Such evaluation must show that
catastrophic failure due to fatigue, environmental effects, manufacturing defects, or accidental
damage will be avoided throughout the operational life of the aircraft. The nature and extent
of analysis or tests on complete structures and/or portions of the primary structure will depend
upon applicable previous fatigue/damage tolerant designs, construction, tests, and service
experience on similar structures. In the absence of experience with similar designs, Agency-
approved structural development tests of components, sub-components, and elements should
be performed (following the same principles discussed in paragraph 7.b and Appendix 3). The
following considerations are unique to the use of composite material systems and provide
guidance for the method of substantiation selected by the applicant. When establishing details
for the damage tolerance and fatigue evaluation, attention should be given to a thorough
damage threat assessment, geometry, inspectability, good design practice, and the types of
damage/degradation of the structure under consideration.
— Composite damage tolerance and fatigue performance is strongly dependent on
structural design details (e.g., skin laminate stacking sequence, stringer or frame spacing,
stiffening element attachment details, damage arrestment features, and structural
redundancy).
— Composite damage tolerance and fatigue evaluations require substantiation in
component tests unless experience with similar designs, material systems, and loadings
is available to demonstrate the adequacy of the analysis supported by coupons,
elements, and sub-component tests.
— Final static strength, fatigue, and damage tolerance substantiation may be gained in
testing a single component test article if sufficient building block test evidence exists to
ensure that the selected sequence of repeated and static loading yield results
representative of that possible in service or provide a conservative evaluation.
— Peak repeated loads are needed to practically demonstrate the fatigue and damage
tolerance of composite aircraft structure in a limited number of component tests. As a
result, metal structures present in the test article generally require additional
consideration and testing. The information contained in AMC 25.571 provides fatigue and
damage tolerance guidance for metallic structures.
a. Damage Tolerance Evaluation
(1) Damage tolerance evaluation starts with identification of structure whose failure
would reduce the structural integrity of the aircraft. A damage threat assessment
must be performed for the structure to determine possible locations, types, and
sizes of damage considering fatigue, environmental effects, intrinsic flaws, and
foreign object impact or other accidental damage (including discrete source) that
may occur during manufacture, operation or maintenance.
(a) Currently, there are very few industry standards that outline the critical
damage threats for particular composite structural applications with enough
detail to establish the necessary design criteria or test and analysis protocol
Figure 3 - Schematic diagram showing design load levels versus categories of damage severity.
occurs, the level of residual strength retained for the inspection interval is
sufficiently above limit load capability.
Category 3: Damage that can be reliably detected within a few flights of
occurrence by operations or ramp maintenance personnel without special
skills in composite inspection. Such damage must be in a location such that
it is obvious by clearly visible evidence or cause other indications of potential
damage that becomes obvious in a short time interval because of loss of the
part form, fit or function. Both indications of significant damage warrant an
expanded inspection to identify the full extent of damage to the part and
surrounding structural areas. In practice, structural design features may be
needed to provide sufficient large damage capability to ensure limit or near
limit load is maintained with easily detectable, Category 3 damage.
Structural substantiation for Category 3 damage includes demonstration of
a reliable and quick detection, while retaining limit or near limit load
capability. The primary difference between Category 2 and 3 damages are
the demonstration of large damage capability at limit or near limit load for
the latter after a regular interval of time, which is much shorter than the
former. The residual strength demonstration for Category 3 damage may be
dependent on the reliable short time detection interval. Some examples of
Category 3 damage include large VID or other obvious damage that will be
caught during walk-around inspection or during the normal course of
operations (e.g., fuel leaks, system malfunctions or cabin noise).
Category 4: Discrete source damage from a known incident such as flight
manoeuvres is limited. Structural substantiation for Category 4 damage
includes a demonstration of residual strength for loads specified in the
regulations. It should be noted that pressurised structure will generally have
Category 4 residual strength requirements at a level higher than shown in
figure 3. Some examples of Category 4 damage include rotor burst, bird
strikes (as specified in the regulations), tyre bursts, and severe in-flight hail.
Category 5: Severe damage created by anomalous ground or flight events,
which is not covered by design criteria or structural substantiation
procedures. This damage is in the current guidance to ensure the engineers
responsible for composite aircraft structure design and the Agency work
with maintenance organisations in making operations personnel aware of
possible damage from Category 5 events and the essential need for
immediate reporting to responsible maintenance personnel. It is also the
responsibility of structural engineers to design-in sufficient damage
resistance such that Category 5 events are self-evident to the operations
personnel involved. An interface is needed with engineering to properly
define a suitable conditional inspection based on available information from
the anomalous event. Such action will facilitate the damage characterisation
needed prior to repair. Some examples of Category 5 damage include severe
service vehicle collisions with aircraft, anomalous flight overload conditions,
abnormally hard landings, maintenance jacking errors, and loss of aircraft
parts in flight, including possible subsequent high-energy, wide-area (blunt)
impact with adjacent structure. Some Category 5 damage scenarios will not
have clearly visual indications of damage, particularly in composite
structures. However, there should be knowledge of other evidence from the
Figure 4 - Schematic diagram of residual strength illustrating that significant accidental damage with “no-growth” should
not be left in the structure without repair for a long time.
(a) The traditional slow growth approach may be appropriate for certain
damage types found in composites if the growth rate can be shown to be
slow, stable and predictable. Slow growth characterisation should yield
conservative and reliable results. As part of the slow growth approach, an
inspection programme should be developed consisting of the frequency,
Figure 5 - Illustrations of residual strength and damage size relationships for three different approaches to composite
structural damage tolerance substantiation
(4) The extent of damage for residual strength assessments should be established,
including considerations for the probability of detection using selected field
inspection procedures. The first four categories of damage should be considered
based on the damage threat assessment. In addition, Category 3 damage should
be detected in a walk-around inspection or through the normal course of
operations. Residual strength evaluation by component or sub-component testing
or by analysis supported by test evidence should be performed considering that
damage. The evaluation should demonstrate that the residual strength of the
structure will reliably be equal to or greater than the strength required for the
specified design loads (considered as ultimate), including environmental effects.
The statistical significance of reliable sub-component and detail residual strength
assessments may include conservative methods and engineering judgment. It
should be shown that stiffness properties have not changed beyond acceptable
levels.
(a) For the no-growth, slow growth, arrested growth approaches, residual
strength testing should be performed after repeated load cycling. All
probabilistic analyses applied for residual strength assessments should
properly account for the complex nature of damage defined from a thorough
damage threat assessment. Conservative damage metrics are permitted in
detection procedures will be needed for all damage types identified by the
threat assessment, including a wide range of foreign object impact threats,
manufacturing defects, and degradation caused by overheating.
Degradation in surface layers (e.g., paints and coatings) that provide
structural protection against ultraviolet exposure must be detected. Any
degradation to the lightning strike protection system that affects structural
integrity, fuel tank safety, and electrical systems must also be detected.
(b) Visual inspection is the predominant damage detection method used in the
field and should be performed under prescribed lighting conditions. Visual
inspection procedures should account for access, time relaxation in impact
damage dent depth, and the colour, finish and cleanliness of part surfaces.
(2) Inspection. Visual indications of damage, which are often used for composite
damage detection, provide limited details on the hidden parts of damage that
require further investigation. As a result, additional inspection procedures used for
complete composite damage characterisation will generally be different from
those used for initial damage detection and need to be well documented. Non-
destructive inspection performed prior to repair and destructive processing steps
performed during repair must be shown to locate and determine the full extent of
the damage. In-process controls of repair quality and post-repair inspection
methods must be shown to be reliable and capable of providing engineers with the
data to determine degradation in structural integrity below ultimate load capability
caused by the process itself. Certain processing defects cannot be reliably detected
at completion of the repair (e.g., weak bonds). In such cases, the damage threat
assessment, repair design features and limits should ensure sufficient damage
tolerance.
(3) Repair. All bolted and bonded repair design and processing procedures applied for
a given structure shall be substantiated to meet the appropriate requirements. Of
particular safety concern are the issues associated with bond material
compatibilities, bond surface preparation (including drying, cleaning, and chemical
activation), cure thermal management, composite machining, special composite
fasteners, and installation techniques, and the associated in-process control
procedures. The surface layers (e.g., paints and coatings) that provide structural
protection against ultraviolet exposure, structural temperatures, and the lightning
strike protection system must also be properly repaired.
(4) Documentation and Reporting. Documentation on all repairs must be added to the
maintenance records for the specific part number. This information supports
future maintenance damage disposition and repair activities performed on the
same part. It is recommended that service difficulties, damage, and degradation
occurring to composite parts in service should be reported back to the design
approval holder to aid in continuous updates of damage threat assessments to
support future design detail and process improvements. Such information will also
support future design criteria, analysis, and test database development.
c. Substantiation of Repair
(1) When repair procedures are provided in Agency approved documents or the
maintenance manual, it should be demonstrated by analysis and/or test that the
method and techniques of repair will restore the structure to an airworthy
condition. Repairable damage limits (RDL), which outline the details for damage to
(2) Fire protection and flammability has traditionally been considered for engine
mount structure, firewalls, and other powerplant structures that include
composite elements. Additional issues critical to passenger safety have come with
the expanded use of composites in wing and fuselage structures for large
aeroplanes. Existing regulations do not address the potential for the airframe
structure itself to be flammable. Wing and fuselage applications should consider
the effects of composite design and construction on the resulting passenger safety
in the event of in-flight fires or emergency landing conditions, which combine with
subsequent egress when a fuel-fed fire is possible.
(3) The results of fire protection and flammability testing with structural composite
parts indicate dependence upon overall design and process details, as well as the
origin of the fire and its extent. For example, the overall effects of composite
fuselage structures exposed to fire may be significantly different when the fire
originates within the cabin, where it can be controlled by limiting the structure’s
contribution to spreading the fire, than when the fire occurs exterior to the
fuselage after a crash landing, where fuel is likely to be the primary source for
maintaining and spreading the fire. The threat in each case is different, and the
approach to mitigation may also be different. In-flight fire safety addresses a fire
originating within the aircraft due to some fault, whereas post-crash fire safety
addresses a fuel fed pool fire external to the aircraft. Special conditions are
anticipated for large aeroplanes with fuselage structure subjected to both in-flight
and post-crash fire conditions. Large aeroplane wing structure will need to have
special conditions for post-crash fire conditions.
(4) For an in-flight fire in large aeroplanes, it is critical that the fire not propagate or
generate hazardous quantities of toxic by-products. In-flight fires have been
catastrophic when they can grow in inaccessible areas. Composite fuselage
structure could play a role different from traditional metal structure if the issue is
not addressed.
(5) Metallic large aeroplane fuselage and wing structures have established a
benchmark in fire protection that can be used to evaluate specific composite wing
and fuselage structural details. Exterior fire protection issues associated with
composite structure must include the effects of an exterior pool fire following a
survivable crash landing. Fuselage structure should provide sufficient time for
passenger egress, without fire penetration or the release of gasses and/or
materials that are either toxic to escaping passengers or reduce visibility (smoke
density) or could increase the fire severity. Furthermore, these considerations
must be extended to wing and fuel tank structure, which must also be prevented
from collapse and release of fuel (including consideration of the influence of fuel
load upon the structural behaviour. For large aeroplanes, the standards of
CS 25.856(b) provide the benchmark to establish the required level of safety.
(6) The exposure of composite structures to high temperatures needs to extend
beyond the direct flammability and fire protection issues to other thermal issues.
Many composite materials have glass transition temperatures, which mark the
onset of reductions in strength and stiffness that are somewhat lower than the
temperatures that can have a similar effect on equivalent metallic structure. The
glass transition temperature of most composite materials is further reduced by
moisture absorption. The reduced strength or stiffness of composites from high
temperature exposures must be understood per the requirements of particular
applications (e.g., engine or other system failures). After a system failure and/or
known fire, it may be difficult to detect the full extent of irreversible heat damage
to an exposed composite structure. As a result, composite structures exposed to
high temperatures may require special inspections, tests, and analysis for proper
disposition of heat damage. All appropriate damage threats and degradation
mechanisms need to be identified and integrated into the damage tolerance and
maintenance evaluation accordingly. Reliable inspections and test measurements
of the extent of damage that exists in a part exposed to unknown levels of high
temperatures should be documented. Particular attention should be given to
defining the maximum damages that likely could remain undetected by the
selected inspection procedures.
c. Lightning Protection
Lightning protection design features are needed for composite aircraft structures.
Current Carbon fibre composites are approximately 1,000 times less electrically
conductive than standard aluminium materials, and composite resins and adhesives are
traditionally non-conductive. Glass and aramid fibre composites are non-conductive. A
lightning strike to composite structures can result in structural failure or large area
damage, and it can induce high lightning current and voltage on metal hydraulic tubes,
fuel system tubes, and electrical wiring if proper conductive lightning protection is not
provided. Aircraft lightning protection design guidance can be found in the FAA Technical
Report “Aircraft Lightning Protection Handbook” (See Appendix 1 2.a). The lightning
protection effectiveness for composite structures should be demonstrated by tests or
analysis supported by tests. Such tests are typically performed on panels, coupons,
subassemblies, or coupons representative of the aircraft structure, or tests on full
aircraft. The lightning test waveforms and lightning attachment zones are defined in
EUROCAE ED-84 and ED-91. Any structural damage observed in standard lightning tests
should be limited to Category 1, 2 or 3, depending on the level of detection. This damage
is characterised and integrated into damage tolerance analyses and tests as appropriate.
Small simple aeroplanes certified under CS-23 for VFR use only may be certified based on
engineering assessment, according to AC 23-15A. The effects of composite structural
repairs and maintenance on the lightning protection system should be evaluated. Repairs
should be designed to maintain lightning protection.
(1) Lightning Protection for Structural Integrity
(a) The composite structural design should incorporate the lightning protection
when appropriate for the anticipated lightning attachment. The extent of
lightning protection features depends on the lightning attachment zone
designated for that area of the aircraft. Lightning protection features may
include, but are not limited to, metal wires or mesh added to the outside
surface of the composite structure where direct lightning attachment is
expected.
(b) When lightning strikes an aircraft, very high currents flow through the
airframe. Proper electrical bonding must be incorporated between
structural parts. This is difficult to achieve for moveable parts (e.g., ailerons,
rudders and elevators). The electrical bonding features must be sized to
conduct the lightning currents or they can vaporise, sending the high
currents through unintended paths such as control cables, control rods, or
hydraulic tubes. Guidance for certification of lightning protection of aircraft
structures can be found in EUROCAE ED-113.
from a wide variety of causes. Also, colloquially, an area of separation between two laminae in the
finished laminate (in this case the term “delamination” is normally preferred).
Discrepancy: A manufacturing anomaly allowed and detected by the planned inspection procedure.
They can be created by processing, fabrication or assembly procedures.
Element: A generic part of a more complex structural member (e.g., skin, stringers, shear panels,
sandwich panels, joints, or splices).
Environment: External, non-accidental conditions (excluding mechanical loading), separately or in
combination, that can be expected in service and which may affect the structure (e.g., temperature,
moisture, UV radiation, and fuel).
Factor(s):
— Life (or Load) Enhancement Factor: An additional load factor and/or test duration applied to
structural repeated load tests, relative to the intended design load and life values, used to
account for material variability. It is used to develop the required level of confidence in data.
— Life Scatter Factor: Same as Life/Load Enhancement Factor.
— Overload Factor: A load factor applied to a specific structure test which is used to address
parameters (e.g., environment, a short test pyramid, etc.) not directly addressed in that test.
This factor is usually developed from lower pyramid testing addressing such parameters.
Heterogeneous: Descriptive term for a material consisting of dissimilar constituents separately
identifiable; a medium consisting of regions of unlike properties separated by internal boundaries.
Intrinsic Flaw: Defect inherent in the composite material or resulting from the production process.
Manufacturing Defect: An anomaly or flaw occurring during manufacturing that can cause varying
levels of degradation in structural strength, stiffness and dimensional stability. Those manufacturing
defects (or permissible manufacturing variability) allowed by the quality control, manufacturing
acceptance criteria are expected to meet appropriate structural requirements for the life of the
aircraft part. Other manufacturing defects that escape detection in manufacturing quality control
should be included in a damage threat assessment and must meet damage tolerance requirements
until detected and repaired.
No-Growth Approach: A method that requires demonstration that the structure, with defined flaws
present, is able to withstand appropriate repeated loads without detrimental flaw growth for the life
of the structure.
Primary Structure: The structure which carries flight, ground, or pressurisation loads, and whose
failure would reduce the structural integrity of the aircraft.
Point Design: An element or detail of a specific design which is not considered generically applicable
to other structure for the purpose of substantiation, e.g., lugs and major joints. Such a design element
or detail can be qualified by test or by a combination of test and analysis.
Slow Growth Approach: A method that requires demonstration that the structure, with defined flaws
present, is able to withstand appropriate repeated loads with slow, stable, and predictable flaw
growth for the life of the structure, or beyond appropriate inspection intervals associated with
appropriate damage detectability.
Structural Bonding: A structural joint created by the process of adhesive bonding, comprising of one
or more previously-cured composite or metal parts (referred to as adherends).
material equivalency sampling tests to be completed at the base of the test pyramid, whilst
more significant changes will require more extensive investigations, including possibly a new
structural substantiation.
a. Any of the following situations requires further investigation of possible changes to a
given composite structure:
(1) Case A: A change in one or both of the basic constituents, resin, or fibre (including
sizing or surface treatment alone) would yield an alternate material. Other changes
that result in an alternate material include changes in fabric weave style, fibre
aerial weight and resin content.
(2) Case B: Same basic constituents, but any change of the resin impregnation method.
Such changes include: (i) prepregging process (e.g., solvent bath to hot melt
coating), (ii) tow size (3k, 6k, 12k) for tape material forms with the same fibre areal
weight, (iii) prepregging machine at the same suppliers, (iv) supplier change for a
same material (licensed supplier).
(3) Case C: Same material, but modification of the processing route (if the modification
to the processing route governs eventual composite mechanical properties).
Example process changes of significance include: (i) curing cycle, (ii) bond surface
preparation, (iii) changes in the resin transfer moulding process used in fabricating
parts from dry fibre forms, (iv) tooling, (v) lay-up method, (vi) environmental
parameters of the material lay-up room, and (vii) major assembly procedures.
b. For each of the above cases, a distinction should be made between those changes
intended to be a replica of the former material/process combination (Case B and some
of Case C) and those which are “truly new material” (Case A and some of Case C). So, two
classes are proposed:
(1) “Identical materials/processes” in cases intended to create a replica structure.
(2) “Alternative materials/processes” in cases intended to create truly new structure.
c. Within the “identical materials/processes” class, a sub-classification can be made
between a change of the prepregging machine alone at the supplier and licensed
production elsewhere. For the time being, a change to a new fibre produced under a
licensed process and reputed to be a replica of the former one, will be dealt with as an
“alternative material/process”.
d. Some minor changes within the class representing identical materials/processes may not
interact with structural performances (e.g., prepreg release papers, some bagging
materials, etc.) and should not be submitted to the Agency as part of the change.
However, the manufacturers (or the supplier) should develop a proper system for
screening those changes, with adequate proficiency at all relevant decision levels. Other
minor material changes that fall under Case B may warrant sampling tests to show
equivalency only at lower levels of building block substantiation.
e. Case C changes that may yield major changes in material and structural performance
need to be evaluated at all appropriate levels of the building block tests to determine
whether the manufacturing process change yields identical or alternate materials.
Engineering judgment will be needed in determining the extent of testing based on the
proposed manufacturing change.
f. Case A (alternative material) should always be considered as an important change, which
requires structural substantiation. It is not recommended to try a sub-classification
according to the basic constituents being changed, as material behaviour (e.g., sensitivity
to stress concentrations) may be governed by interfacial properties, which may be
affected by either a fibre or a resin change.
7. Substantiation Method. Only the technical aspects of substantiation are addressed below.
a. Compliance Philosophy. Substantiation should be based on a comparability study
between the structural performances of the material accepted for type certification, and
the second material. Whatever the modification proposed for a certificated item, the
revised margins of safety should remain adequate. Any reduction in the previously
demonstrated margin should be investigated in detail.
(1) Alternative Material/Process: New design values for all relevant properties should
be determined for any alternate material/process combination. Analytical models
initially used to certify structure, including failure prediction models, should be
reviewed and, if necessary, substantiated by tests. The procurement specification
should be modified (or a new specification suited to the selected material should
be defined) to ensure key quality variations are adequately controlled and new
acceptance criteria defined. For example, changing from first to second generation
of carbon fibres may improve tensile strength properties by more than 20% and a
new acceptability threshold will be needed in the specification of the alternate
material to ensure the detection of quality variations.
(2) Identical Material: Data should be provided that demonstrates that the original
design values (whatever the level of investigation, material or design) remain valid.
Statistical methods need to be employed for data to ensure that key design
properties come from the same populations as the original material/process
combination. Calculation models including failure prediction should remain the
same. The technical content of the procurement specification (Case B) should not
need to be changed to properly control quality.
b. Testing.
(1) The extent of testing needed to substantiate a material change should address the
inherent structural behaviour of the composite and will be a function of the
airworthiness significance of the part and the material change definition. For
example, the investigation level might be restricted to the generic specimens at
the test pyramid base (refer to figures in paragraph 7) for an identical material, but
non-generic test articles from higher up the pyramid should be included for an
alternative material. Care needs to be taken to ensure that the test methods used
yield data compatible with data used to determine properties of the original
structure.
(2) The testing that may be required for a range of possible material and/or process
changes should consider all levels of structural substantiation that may be affected.
In some instances (e.g., a minor cure cycle change), possible consequences can be
assessed by tests on generic specimens only. For other changes, like those
involving tooling (e.g., from a full bag process to thermo-expansive cores), the
assessment should include an evaluation of the component itself (sometimes
called the “tool proof test”). In this case, an expanded NDI procedure should be
required for the first items to be produced. This should be supplemented – if
deemed necessary – by “cut up” specimens from a representative component, for
physical or mechanical investigations.
c. Number of Batches.
(1) The purpose for testing a number of batches is the demonstration of an acceptable
reproducibility of material characteristics. The number of batches required should
take into account: material classification (identical or alternative), the investigation
level (non-generic or generic specimen) the source of supply, and the property
under investigation. Care should be taken to investigate the variation of both basic
material and the manufacturing process.
(2) Existing references (e.g., The Composite Materials Handbook (CMH-17) Volumes 1
and 3, FAA Technical Report DOT/ FAA/AR-03/19), addressing composite
qualification and equivalence and the building block approach, provide more
detailed guidance regarding batch and test numbers and the appropriate statistical
analysis up to laminate level. Changes at higher pyramid levels, or those associated
with other material forms, e.g., braided VARTM (Vacuum-Assisted Resin Transfer
Moulding) structure, may require use of other statistical procedures or engineering
methods.
d. Pass/Fail Criteria. Target pass/fail criteria should be established as part of the test
programme. For strength considerations for instance, a statistical analysis of test data
should demonstrate that new design values derived for the second material provide an
adequate margin of safety. Therefore, provision should be made for a sufficient number
of test specimens to allow for such analysis. At the non-generic level, when only one test
article is used to assess a structural feature, the pass criteria should be a result acceptable
with respect to design ultimate loads. In the cases where test results show lower margins
of safety, certification documentation will need to be revised.
e. Other Considerations. For characteristics other than static strength (all those listed in
AMC 20-29, paragraphs 8, 9, 10 and 11), the substantiation should also ensure an
equivalent level of safety.
[Amdt 20/6]
AMC 20-42
2. APPLICABILITY
This AMC applies to manufacturers of products and parts, and to design approval holders (DAHs)
that apply for:
— the type certification of a new product (i.e. an aircraft, engine or propeller);
— a supplemental type certificate (STC) to an existing type-certified product;
— a change to a product;
— the approval of a new item of equipment or a change to equipment to be used in an ETSO
article. In such a case, an ETSO article may contain one or more security measures. Those
security measures may be assigned a security assurance level (SAL). Credit can be taken
for those security measures and their associated SALs by the design organisation approval
holder (DOAH), depending on the information system security risk assessment of the
product;
— the certification of other systems or equipment that provide air service information
whose certification is required by a national regulation;
— the approval of products and parts of information systems that are subject to potential
information security threats and that could result in unacceptable safety risks.
3. REPLACEMENT
Reserved.
4. GENERAL PRINCIPLES
(a) The information systems of the products, parts or equipment identified in Section 2
should be assessed against any potential intentional unauthorised electronic interaction
(IUEI) security threat and vulnerability that could result in an unsafe condition. This risk
assessment is referred to as a ‘product information security risk assessment’ (PISRA) and
is further described in Section 5 of this AMC.
(b) The result of this assessment, after any necessary means of mitigation have been
identified, should be that either the systems of the product or part have no identifiable
vulnerabilities, or those vulnerabilities cannot be exploited to create a hazard or generate
a failure that would have an effect that is deemed to be unacceptable against the
certification specification and the acceptable means of compliance including industry
standards for the product or part considered.
(c) When a risk needs to be mitigated, the applicant should demonstrate, as described in
Section 5, that the means of mitigation provide sufficient grounds for evaluating that the
residual risk is acceptable. The means of mitigation should be provided to the operators
in a timely manner.
(d) Once the overall risk has been deemed to be acceptable, the applicant should, if
necessary, develop instructions as described in Section 9, to maintain the information
security risk of the systems of the product or part at an acceptable level, after the entry
into service of the product or part.
45 To address the assumptions about external factors like organisations, processes, etc., see reference in ED-202A.
6. RISK ACCEPTABILITY
Acceptable/Unacceptable Risk: whether or not a risk is unacceptable depends on the context
and the criteria that are considered for the certification of the affected product or part. The risk
may be acceptable in some cases and unacceptable in others. For example, a threat condition
that has a potential major safety effect, as defined in CS xx.1309, may be not acceptable in the
context of CS-25 products depending on the level of threat and the associated threat scenario.
The same safety risk may be acceptable for products that are certified under CS-29.
7. REPORTING
The operator of a product or part should report any information security occurrences to the
designer of this product or part or the aircraft TC/STC holder, in a manner that would allow a
further impact analysis and corrective actions, if appropriate. If this impact analysis identifies
the potential for an unsafe condition, the designer of that product or part should report it to the
competent authority in a timely manner. For example, for organisations to which Regulation
(EU) No 748/2012 applies, the reporting should be done in accordance with point 21.A.3A of
Annex I (Part 21) to that Regulation.
46 Commission Regulation (EU) No 748/2012 of 3 August 2012 laying down implementing rules for the airworthiness
and environmental certification of aircraft and related products, parts and appliances, as well as for the certification
of design and production organisations (OJ L 224, 21.8.2012, p. 1) (https://eur-lex.europa.eu/legal-
content/EN/TXT/?qid=1574094487050&uri=CELEX:32012R0748).
assurance process), and develop the appropriate procedures to maintain the security
effectiveness after the product or part enters into service.
When an in-service occurrence is reported, the applicant should consider the possibility that it
originated from an IUEI and should take any required corrective action accordingly. If an IUEI
has generated an unsafe condition, then information about the occurrence, the investigation
results and the recovery actions should be reported to EASA in accordance with point 21.A.3A
of Annex I (Part 21) to Regulation (EU) No 748/2012.
According to Article 2(7) of Regulation (EU) No 376/201447, an occurrence is defined as any
safety-related event which endangers, or which, if not corrected or addressed, could endanger
an aircraft, its occupants or any other person, and includes, in particular, any accident or serious
incident. Article 4 of the same Regulation requires the applicant to report to EASA any
occurrence that represents a significant risk to aviation safety.
The applicant should also assess the impact of new threats that were not foreseen during
previous product information security risk assessments (PISRAs) of the systems and parts of the
product. If the assessment identifies an unacceptable threat condition, the applicant should
notify the operators and the competent authority in a timely manner of the need and the means
to mitigate the new risk (or the absence of a risk).
Guidance on continued airworthiness can be found in EUROCAE ED-203A/RTCA DO-356A and
ED-204/RTCA DO-355.
10. DEFINITIONS
The terminology used in this AMC is consistent with the glossary provided in document
EUROCAE ER 013 AERONAUTICAL INFORMATION SYSTEM SECURITY GLOSSARY.
[Amdt 20/18]
47 Regulation (EU) No 376/2014 of the European Parliament and of the Council of 3 April 2014 on the reporting, analysis
and follow-up of occurrences in civil aviation, amending Regulation (EU) No 996/2010 of the European Parliament and of
the Council and repealing Directive 2003/42/EC of the European Parliament and of the Council and Commission
Regulations (EC) No 1321/2007 and (EC) No 1330/2007 (OJ L 122, 24.4.2014, p. 18) (https://eur-lex.europa.eu/legal-
content/EN/TXT/?uri=CELEX%3A32014R0376).
AMC 20-115D
e. This AMC establishes guidance for using existing ED-12B/DO-178B processes for new
software development.
f. This AMC also establishes guidance for transitioning to ED-12C/DO-178C when making
modifications to software previously approved using ED-12/DO-178, ED-12A/DO-178A, or
ED-12B/DO-178B.
2. APPLICABILITY
This AMC applies to applicants, design approval holders (DAHs), and developers of airborne
systems and equipment containing software to be installed on type-certified aircraft, engines,
and propellers, or to be used in ETSO articles.
3. REPLACEMENT
This AMC replaces and cancels AMC 20-115C, Software Considerations in Airborne Systems and
Equipment Certification, 12 September 2013.
4. BACKGROUND
a. ED-12C/DO-178C, Appendix A, Section 3, provides a summary of the differences between
ED-12C/DO-178C and ED-12B/DO-178B. The EUROCAE and RTCA Inc. documents listed in
subparagraph 1.b. of this AMC provide guidance for establishing software life cycle
planning, development, verification, configuration management, quality assurance and
certification liaison processes to be used in the development of software for airborne
systems. The guidance provided in these documents is in the form of:
1. objectives for software life cycle processes;
2. activities that provide a means for satisfying the objectives; and
3. descriptions of the evidence indicating that the objectives have been satisfied.
b. The technical content of this AMC is, as far as practicable, harmonised with Federal
Aviation Administration (FAA) AC 20-115D, which is also based on ED-12C/DO-178C.
5. USING ED-12B/DO-178B PROCESSES AND PROCEDURES FOR NEW SOFTWARE DEVELOPMENT
a. Applicants who have established software development assurance processes using ED-
12B/DO-178B may continue to use those processes (including tool qualification
processes) for new software development and certification projects, provided that the
following criteria are met:
1. The software development assurance processes are shown to have no known
process deficiencies, such as those discovered during internal or external audits or
reviews, or identified in open problem reports (OPRs), resulting in non-satisfaction
of one or more ED-12B/DO-178B objectives. Evidence of resolution and closure of
all process-related OPRs and of all process-related audit or review findings may be
requested.
2. The processes were previously used to develop software that was used in a certified
product at a software level at least as high as the software level of the software to
be developed.
3. If model-based development (MBD), object-oriented technology (OOT), or formal
methods (FMs) are to be used, existing processes incorporating these methods
should have been evaluated and found to be acceptable by EASA on a previous
certified project. These processes should have been developed in accordance with
EASA guidance specific to the technique, such as that contained in an associated
certification review item (CRI) or a published certification memorandum (CM).
Do you want
to declare equivalence to Yes
ED-12C?
See 9(b)(7)(c).
Note: references to RTCA documents are intentionally omitted for formatting purposes.
1. The applicant should assess the legacy software to be modified or reused for its
usage history from previous installations. If the software has safety-related service
difficulties, airworthiness directives, or OPRs with a potential safety impact on the
proposed installation, the applicant should establish plans to resolve all related
software deficiencies. Prior to modifying or reusing the legacy software, the
applicant should correct any related development process deficiencies, such as
those discovered during internal or external audits or reviews, or identified in OPRs
resulting in non-satisfaction of one or more ED-12B/DO-178B objectives. Evidence
of resolution and closure of all process-related OPRs and of all process-related audit
or review findings may be requested.
2. The system safety process assigns the minimum development assurance level
based on the severity classifications of failure conditions for a given function. The
ED-12B/DO-178B software levels are consistent with the ED-12C/DO-178C software
levels. However, ED-12/DO-178 and ED-12A/DO-178A were published prior to the
establishment of the software levels addressed in ED-12B/DO-178B and
ED-12C/DO-178C. The applicant should use Table 1 to determine whether their
legacy software level satisfies the software level assigned by the system safety
process for the proposed installation. A ‘✓’ in the intersection of the row and
column indicates that the legacy software level is acceptable. For example, legacy
software with development assurance for ED-12A/DO-178A software Level 2 can
be considered to satisfy software Levels B, C, and D. A blank indicates that the
software level is not acceptable. Therefore, the ED-12A/DO-178A software
developed for software Level 2 would not be acceptable where software Level A is
required.
Assigned Legacy software level per Legacy software level per Legacy software Level
software ED-12B ED-12A per ED-12
level A B C D 1 2 3 Critical Essential Non-Essential
A ✓ ✓ ✓
B ✓ ✓ ✓ ✓ ✓
C ✓ ✓ ✓ ✓ ✓ ✓ ✓
D ✓ ✓ ✓ ✓ ✓ ✓ ✓ ✓
a. If the legacy software was developed at software level ‘Essential’ using ED-
12/DO-178 and was previously accepted by the certification authority as
acceptable for software Level B, it remains acceptable for the new project. If
the ED-12/DO-178 legacy software was not previously assessed, or the
software level is not acceptable, then the applicant should upgrade the
software development baseline, including all processes and procedures (as
well as tool qualification processes), using Section 12.1.4 of ED-12C/DO-
178C, and ED-215/DO-330.
b. If the legacy software was developed using ED-12A/DO-178A, and the
software level is not acceptable, the applicant should upgrade the software
development baseline, including all processes and procedures (as well as tool
qualification processes), using Section 12.1.4 of ED-12C/DO-178C, and ED-
215/DO-330.
b. If the applicant’s legacy software was previously approved using ED-12B/DO-178B, and
they do not intend to declare equivalence to satisfying ED-12C/DO-178C, the applicant
can either:
1. use their ED-12B/DO-178B tool qualification processes for qualifying new or
modified tools in support of modifications to ED-12B/DO-178B legacy software, or
2. update their tool qualification processes and qualify the tool using ED 215/DO-330,
referring to Table 2 of this document for determining the required TQL; the
applicant may then declare their qualified tool as satisfying ED-215/DO-330.
c. If the applicant’s legacy software was previously approved using ED-12B/DO-178B, the
applicant intends to declare equivalence to satisfying ED-12C/DO-178C, and has ED-
12B/DO-178B legacy tools that need to be qualified, the applicant should follow the
guidance of this subparagraph.
1. ED-12C/DO-178C establishes five levels of tool qualification based on the tool use
and its potential impact on the software life cycle processes (see Section 12.2.2 and
Table 12-1 of ED-12C/DO-178C). However, ED-12C/DO-178C does not address the
use of tools previously qualified according to the ED-12B/DO-178B criteria. For a
tool previously qualified as an ED-12B/DO-178B development tool or verification
tool, the applicant should use Table 2 below to determine the correlation between
the ED-12B/DO-178B tool qualification type and the ED-12C/DO-178C tool criteria
and TQLs.
Table 2 — Correlation between ED-12B/DO-178B tool qualification type
and ED-12C/DO-178C tool criteria and TQLs
or static analyses alone may not be appropriate; it may be a good practice to implement
such runtime protection mechanisms for the other software levels as well.
c. The use of FMs in accordance with ED-216/DO-333 may enhance the detection of runtime
errors.
[Amdt 20/14]
AMC 20-128A
These documents can be obtained from the Society of Automotive Engineers, Inc., 400
Commonwealth Drive, Warrendale, Pennsylvania, 15096.
5 BACKGROUND.
Although turbine engine and APU manufacturers are making efforts to reduce the probability of
uncontained rotor failures, service experience shows that uncontained compressor and turbine
rotor failures continue to occur. Turbine engine failures have resulted in high velocity fragment
penetration of adjacent structures, fuel tanks, fuselage, system components and other engines
on the aeroplane. While APU uncontained rotor failures do occur, and to date the impact
damage to the aeroplane has been minimal, some rotor failures do produce fragments that
should be considered. Since it is unlikely that uncontained rotor failures can be completely
eliminated, CS-23 and CS-25 require that aeroplane design precautions be taken to minimise the
hazard from such events.
a. Uncontained gas turbine engine rotor failure statistics are presented in the Society of
Automotive Engineers (SAE) reports covering time periods and number of uncontained
events listed in the table shown below. The following statistics summarise 28 years of
service experience for fixed wing aeroplanes and do not include data for rotorcraft and
APUs:
No. of Events
Report No. Period Total Category 3 Category 4
AIR1537 1962–75 275 44 5
AIR4003 1976–83 237 27 3
AIR4770 (Draft) 1984–89 164 22 7
TOTAL 676 93 15
The total of 676 uncontained events includes 93 events classified in Category 3 and 15
events classified in Category 4 damage to the aeroplane. Category 3 damage is defined as
significant aeroplane damage with the aeroplane capable of continuing flight and making
a safe landing. Category 4 damage is defined as severe aeroplane damage involving a
crash landing, critical injuries, fatalities or hull loss.
During this 28 year period there were 1,089.6 million engine operating hours on
commercial transports. The events were caused by a wide variety of influences classed as
environmental (bird ingestion, corrosion/erosion, foreign object damage (FOD)),
manufacturing and material defects, mechanical, and human factors (maintenance and
overhaul, inspection error and operational procedures).
b. Uncontained APU rotor failure statistics covering 1962 through 1993 indicate that there
have been several uncontained failures in at least 250 million hours of operation on
transport category aeroplanes. No Category 3 or 4 events were reported and all failures
occurred during ground operation. These events were caused by a wide variety of
influences such as corrosion, ingestion of de-icing fluid, manufacturing and material
defects, mechanical, and human factors (maintenance and overhaul, inspection error and
operational procedures).
c. The statistics in the SAE studies indicate the existence of many different causes of failures
not readily apparent or predictable by failure analysis methods. Because of the variety of
causes of uncontained rotor failures, it is difficult to anticipate all possible causes of failure
and to provide protection to all areas. However, design considerations outlined in this
AMC provide guidelines for achieving the desired objective of minimising the hazard to an
aeroplane from uncontained rotor failures. These guidelines, therefore, assume a rotor
failure will occur and that analysis of the effects of this failure is necessary. These
guidelines are based on service experience and tests but are not necessarily the only
means available to the designer.
6 TERMINOILOGY.
a. Rotor. Rotor means the rotating components of the engine and APU that analysis, test,
and/or experience has shown can be released during uncontained failure. The engine or
APU manufacturer should define those components that constitute the rotor for each
engine and APU type design. Typically rotors have included, as a minimum, discs, hubs,
drums, seals, impellers, blades and spacers.
b. Blade. The airfoil sections (excluding platform and root) of the fan, compressor and
turbine.
c. Uncontained Failure. For the purpose of aeroplane evaluations in accordance with this
AMC, uncontained failure of a turbine engine is any failure which results in the escape of
rotor fragments from the engine or APU that could result in a hazard. Rotor failures which
are of concern are those where released fragments have sufficient energy to create a
hazard to the aeroplane.
d. Critical Component. A critical component is any component whose failure would
contribute to or cause a failure condition which would prevent the continued safe flight
and landing of the aeroplane. These components should be considered on an individual
basis and in relation to other components which could be damaged by the same fragment
or by other fragments from the same uncontained event.
e. Continued Safe Flight and Landing. Continued safe flight and landing means that the
aeroplane is capable of continued controlled flight and landing, possibly using emergency
procedures and without exceptional pilot skill or strength, with conditions of considerably
increased flightcrew workload and degraded flight characteristics of the aeroplane.
f. Fragment Spread Angle. The fragment spread angle is the angle measured, fore and aft
from the centre of the plane of rotation of an individual rotor stage, initiating at the engine
or APU shaft centreline (see Figure 1).
g. Impact Area. The impact area is that area of the aeroplane likely to be impacted by
uncontained fragments generated during a rotor failure (see Paragraph 9).
h. Engine and APU Failure Model. A model describing the size, mass, spread angle, energy
level and number of engine or APU rotor fragments to be considered when analysing the
aeroplane design is presented in Paragraph 9.
7 DESIGN CONSIDERATIONS.
Practical design precautions should be used to minimise the damage that can be caused by
uncontained engine and APU rotor fragments. The most effective methods for minimising the
hazards from uncontained rotor fragments include location of critical components outside the
fragment impact areas or separation, isolation, redundancy, and shielding of critical aeroplane
components and/or systems. The following design considerations are recommended:
a. Consider the location of the engine and APU rotors relative to critical components,
systems or areas of the aeroplane such as:
(1) Any other engine(s) or an APU that provides an essential function;
(2) Pressurised sections of the fuselage and other primary structure of the fuselage,
wings and empennage;
(3) Pilot compartment areas;
(4) Fuel system components, piping and tanks;
(5) Control systems, such as primary and secondary flight controls, electrical power
cables, wiring, hydraulic systems, engine control systems, flammable fluid shut-off
valves, and the associated actuation wiring or cables;
(6) Any fire extinguisher system of a cargo compartment, an APU, or another engine
including electrical wiring and fire extinguishing agent plumbing to these systems;
(7) Engine air inlet attachments and effects of engine case deformations caused by fan
blade debris resulting in attachment failures;
(8) Instrumentation essential for continued safe flight and landing;
(9) Thrust reverser systems where inadvertent deployment could be catastrophic; and
(10) Oxygen systems for high altitude aeroplanes, where these are critical due to
descent time.
b. Location of Critical Systems and Components. Critical aeroplane flight and engine control
cables, wiring, flammable fluid carrying components and lines (including vent lines),
hydraulic fluid lines and components, and pneumatic ducts should be located to minimise
hazards caused by uncontained rotors and fan blade debris. The following design practices
should be considered:
(1) Locate, if possible, critical components or systems outside the likely debris impact
areas.
(2) Duplicate and separate critical components or systems, or provide suitable
protection if located in debris impact areas.
(3) Protection of critical systems and components can be provided by using airframe
structure or supplemental shielding.
These methods have been effective in mitigating the hazards from both single and
multiple small fragments within the ± 15 impact area. Separation of multiplicated
critical systems and components by at least a distance equal to the 1/2 blade
fragment dimension has been accepted for showing minimisation from a single high
energy small fragment when at least one of the related multiplicated critical
components is shielded by significant structure such as aluminium lower wing skins,
pylons, aluminium skin of the cabin pressure vessel, or equivalent structures.
Multiplicated critical systems and components positioned behind less significant
structures should be separated by at least a distance equal to the 1/2 blade
fragment dimension, and at least one of the multiplicated critical systems should
be:
(i) Located such that equivalent protection is provided by other inherent
structures such as pneumatic ducting, interiors, bulkheads, stringers, or
(ii) Protected by an additional shield such that the airframe structure and shield
material provide equivalent shielding.
(4) Locate fluid shut-offs and actuation means so that flammable fluid can be isolated
in the event of damage to the system.
(5) Minimise the flammable fluid spillage which could contact an ignition source.
(6) For airframe structural elements, provide redundant designs or crack stoppers to
limit the subsequent tearing which could be caused by uncontained rotor
fragments.
(7) Locate fuel tanks and other flammable fluid systems and route lines (including vent
lines) behind aeroplane structure to reduce the hazards from spilled fuel or from
tank penetrations. Fuel tank explosion-suppression materials, protective shields or
deflectors on the fluid lines, have been used to minimise the damage and hazards.
c. External Shields and Deflectors. When shields, deflection devices or aeroplane structure
are proposed to be used to protect critical systems or components, the adequacy of the
protection, including mounting points to the airframe structure, should be shown by
testing or validated analyses supported by test data, using the fragment energies supplied
by the engine or APU manufacturer or those defined in Paragraph 9. For protection
against engine small fragments, as defined in Paragraph 9, no quantitative validation as
defined in Paragraph 10 is required if equivalency to the penetration resistant structures
listed (e.g. pressure cabin skins, etc.) is shown.
8 ACCEPTED DESIGN PRECAUTIONS.
Design practices currently in use by the aviation industry that have been shown to reduce the
overall risk, by effectively eliminating certain specific risks and reducing the remaining specific
risks to a minimum level, are described within this paragraph of the AMC. Aeroplane designs
submitted for evaluation by the regulatory authorities will be evaluated against these proven
design practices.
a. Uncontrolled Fire.
(1) Fire Extinguishing Systems. The engine/APU fire extinguishing systems currently in
use rely on a fire zone with a fixed compartment air volume and a known air
exchange rate to extinguish a fire. The effectiveness of this type of system along
with firewall integrity may therefore be compromised for the torn/ruptured
compartment of the failed engine/APU. Protection of the aeroplane following this
type of failure relies on the function of the fire warning system and subsequent fire
switch activation to isolate the engine/APU from airframe flammable fluid (fuel and
hydraulic fluid) and external ignition sources (pneumatic and electrical). Fire
extinguishing protection of such a compromised system may not be effective due
to the extent of damage. Continued function of any other engine, APU or cargo
compartment fire warning and extinguisher system, including electrical wiring and
fire extinguishing agent plumbing, should be considered as described in
Paragraph 7.
(2) Flammable Fluid Shut-off Valve. As discussed above, shut-off of flammable fluid
supply to the engine may be the only effective means to extinguish a fire following
an uncontained failure, therefore the engine isolation/flammable fluid shut-off
function should be assured following an uncontained rotor failure. Flammable fluid
shut-off valves should be located outside the uncontained rotor impact area. Shut-
off actuation controls that need to be routed through the impact area should be
redundant and appropriately separated in relation to the one-third disc maximum
dimension.
(3) Fire Protection of Critical Functions. Flammable fluid shut-off and other critical
controls should be located so that a fire (caused by an uncontained rotor event) will
not prevent actuation of the shut- off function or loss of critical aeroplane
functions. If shut-off or other critical controls are located where a fire is possible
following an uncontained rotor failure (e.g. in compartments adjacent to fuel tanks)
then these items should meet the applicable fire protection guidelines such as ISO
2685:1992 or AC 20-135.
(4) Fuel Tanks. If fuel tanks are located in impact areas, the following precautions
should be implemented:
(i) Protection from the effects of fuel leakage should be provided for any fuel
tanks located above an engine or APU and within the one-third disc and
intermediate fragment impact areas. Dry bays or shielding are acceptable
means. The dry bay should be sized based on analysis of possible fragment
trajectories through the fuel tank wall and the subsequent fuel leakage from
the damaged fuel tank so that fuel will not migrate to an engine, APU or other
ignition source during either – flight or ground operation. A minimum drip
clearance distance of 10 inches (254 mm) from potential ignition sources of
the engine nacelle, for static conditions, has been acceptable (see Figure 2).
(ii) Fuel tank penetration leak paths should be determined and evaluated for
hazards during flight and ground phases of operation. If fuel spills into the
airstream away from the aeroplane no additional protection is needed.
(4) Thrust reverser systems. The effect of an uncontained rotor failure on inadvertent
in-flight deployment of each thrust reverser and possible loss of aeroplane control
shall be considered. The impact area for components located on the failed engine
may be different from the impact area defined in Paragraph 6. If uncontained
failure could cause thrust reverser deployment, the engine manufacturer should be
consulted to establish the failure model to be considered. One acceptable method
of minimisation is to locate reverser restraints such that not all restraints can be
made ineffective by the fragments of a single rotor.
d. Passenger and Crew Incapacitation.
(1) Pilot Compartment. The pilot compartment of large aeroplanes should not be
located within the ± 15° spread angle of any engine rotor stage or APU rotor stage
that has not been qualified as contained, unless adequate shielding, deflectors or
equivalent protection is provided for the rotor stage in accordance with Paragraph
7c. Due to design constraints inherent in smaller CS-23 aeroplanes, it is not
considered practical to locate the pilot compartment outside the ±15° spread angle.
Therefore for other aeroplanes (such as new CS-23 commuter category aeroplanes)
the pilot compartment area should not be located within the ±5° spread angle of
any engine rotor stage or APU rotor stage unless adequate shielding, deflectors, or
equivalent protection is provided for the rotor stage in accordance with Paragraph
7c of this AMC, except for the following:
(i) For derivative CS-23 category aeroplanes where the engine location has been
previously established, the engine location in relation to the pilot
compartment need not be changed.
(ii) For non-commuter CS-23 category aeroplanes, satisfactory service
experience relative to rotor integrity and containment in similar engine
installations may be considered in assessing the acceptability of installing
engines in line with the pilot compartment.
(iii) For non-commuter new CS-23 category aeroplanes, where due to size and/or
design considerations the ± 5° spread angle cannot be adhered to, the pilot
compartment/engine location should be analysed and accepted in
accordance with Paragraphs 9 and 10.
(2) Pressure Vessel. For aeroplanes that are certificated for operation above 41,000
feet, the engines should be located such that the pressure cabin cannot be affected
by an uncontained one- third or intermediate disc fragment. Alternatively, it may
be shown that rapid decompression due to the maximum hole size caused by
fragments within the ± 15° zone and the associated cabin pressure decay rate will
allow an emergency descent without incapacitation of the flightcrew or passengers.
A pilot reaction time of 17 seconds for initiation of the emergency decent has been
accepted. Where the pressure cabin could be affected by a one-third disc or
intermediate fragments, design precautions should be taken to preclude
incapacitation of crew and passengers. Examples of design precautions that have
been previously accepted are:
(i) Provisions for a second pressure or bleed down bulkhead outside the impact
area of a one- third or intermediate disc fragment.
(ii) The affected compartment in between the primary and secondary bulkhead
was made inaccessible, by operating limitations, above the minimum altitude
where incapacitation could occur due to the above hole size.
(iii) Air supply ducts running through this compartment were provided with non-
return valves to prevent pressure cabin leakage through damaged ducts.
NOTE: If a bleed down bulkhead is used it should be shown that the rate of pressure
decay and minimum achieved cabin pressure would not incapacitate the crew, and
the rate of pressure decay would not preclude a safe emergency descent.
e. Structural Integrity. Installation of tear straps and shear ties within the uncontained fan
blade and engine rotor debris zone to prevent catastrophic structural damage has been
utilised to address this threat.
9. ENGINE AND APU FAILURE MODEL.
The safety analysis recommended in Paragraph 10 should be made using the following engine
and APU failure model, unless for the particular engine/APU type concerned, relevant service
experience, design data, test results or other evidence justify the use of a different model.
a. Single One-Third Disc fragment. It should be assumed that the one-third disc fragment has
the maximum dimension corresponding to one-third of the disc with one-third blade
height and a fragment spread angle of ± 3°. Where energy considerations are relevant,
the mass should be assumed to be one-third of the bladed disc mass and its energy, the
translational energy (i.e., neglecting rotational energy) of the sector travelling at the
speed of its c.g. location as defined in Figure 3.
b. Intermediate Fragment. It should be assumed that the intermediate fragment has a
maximum dimension corresponding to one-third of the bladed disc radius and a fragment
spread angle of ± 5°. Where energy considerations are relevant, the mass should be
assumed to be 1/30 of the bladed disc mass and its energy the transitional energy
(i.e. neglecting rotational energy) of the piece travelling at rim speed (see Figure 4).
c. Alternative Engine Failure Model. For the purpose of the analysis, as an alternative to the
engine failure model of Paragraphs 9a and b, the use of a single one-third piece of disc
having a fragment spread angle ± 5° would be acceptable, provided the objectives of
Paragraph 10c are satisfied.
d. Small Fragments. It should be assumed that small fragments (shrapnel) range in size up to
a maximum dimension corresponding to the tip half of the blade airfoil (with exception of
fan blades) and a fragment spread angle of ± 15°. Service history has shown that
aluminium lower wing skins, pylons, and pressure cabin skin and equivalent structures
typically resist penetration from all but one of the most energetic of these fragments. The
effects of multiple small fragments should also be considered. Penetration of less
significant structures such as fairings, empennage, control surfaces and unpressurised
unpressurized skin has typically occurred at the rate of 2½ percent of the number of
blades of the failed rotor stage. Refer to paragraph 7b and 7c for methods of minimisation
of the hazards. Where the applicant wishes to show compliance by considering the energy
required for penetration of structure (or shielding) the engine manufacturer should be
consulted for guidance as to the size and energy of small fragments within the impact
area.
For APUs, where energy considerations are relevant, it should be assumed that the mass
will correspond to the above fragment dimensions and that it has a translational energy
level of one percent of the total rotational energy of the original rotor stage.
e. Fan Blade Fragment. It should be assumed that the fan blade fragment has a maximum
dimension corresponding to the blade tip with one-third the blade airfoil height and a
fragment spread angle of ± 15°. Where energy considerations are relevant the mass
should be assumed to be corresponding to the one-third of the airfoil including any part
span shroud and the transitional energy (neglecting rotational energy) of the fragment
travelling at the speed of its c.g. location as defined in Figure 5. As an alternative, the
engine manufacturer may be consulted for guidance as to the size and energy of the
fragment.
f. Critical Engine Speed. Where energy considerations are relevant, the uncontained rotor
event should be assumed to occur at the engine or APU shaft red line speed.
g. APU Failure Model. For all APU's, the installer also needs to address any hazard to the
aeroplane associated with APU debris (up to and including a complete rotor where
applicable) exiting the tailpipe. Paragraphs 9g(1) or (2) below or applicable service history
provided by the APU manufacturer may be used to define the size, mass, and energy of
debris exiting that tailpipe. The APU rotor failure model applicable for a particular APU
installation is dependent upon the provisions of CS-APU that were utilised for receiving
approval:
(1) For APU's where rotor integrity has been demonstrated in accordance with CS-APU,
i.e. without specific containment testing, Paragraphs 9a, b, and d, or Paragraphs 9c
and 9d apply.
(2) For APU rotor stages qualified as contained in accordance with CS-APU, historical
data shows that in-service uncontained failures have occurred. These failure modes
have included bi-hub, overspeed, and fragments missing the containment ring
which are not addressed by the CS-APU containment test. In order to address these
hazards, the installer should use the APU small fragment definition of Paragraph 9d
or substantiated in-service data supplied by the APU manufacturer.
10 SAFETY ANALYSIS.
The numerical assessment requested in Paragraph 10c(3) is derived from methods previously
prescribed in ACJ No. 2 to CS 25.903(d)(1). The hazard ratios provided are based upon evaluation
of various configurations of large aeroplanes, made over a period of time, incorporating practical
methods of minimising the hazard to the aeroplane from uncontained engine debris.
a. Analysis. An analysis should be made using the engine/APU model defined in Paragraph 9
to determine the critical areas of the aeroplane likely to be damaged by rotor debris and
to evaluate the consequences of an uncontained failure. This analysis should be
conducted in relation to all normal phases of flight, or portions thereof.
NOTE: APPENDIX 1 provides additional guidance for completion of the numerical analysis
requested by this paragraph.
(1) A delay of at least 15 seconds should be assumed before start of the emergency
engine shut down. The extent of the delay is dependent upon circumstances
resulting from the uncontained failure including increased flightcrew workload
stemming from multiplicity of warnings which require analysis by the flightcrew.
(2) Some degradation of the flight characteristics of the aeroplane or operation of a
system is permissible, provided the aeroplane is capable of continued safe flight
and landing. Account should be taken of the behaviour of the aeroplane under
asymmetrical engine thrust or power conditions together with any possible damage
to the flight control system, and of the predicted aeroplane recovery manoeuvre.
(3) When considering how or whether to mitigate any potential hazard identified by
the model, credit may be given to flight phase, service experience, or other data, as
noted in Paragraph 7.
b. Drawings. Drawings should be provided to define the uncontained rotor impact threat
relative to the areas of design consideration defined in Paragraphs 7a(1) through (10)
showing the trajectory paths of engine and APU debris relative to critical areas. The
analysis should include at least the following:
(1) Damage to primary structure including the pressure cabin, engine/APU mountings
and airframe surfaces.
NOTE: Any structural damage resulting from uncontained rotor debris should be
considered catastrophic unless the residual strength and flutter criteria of ACJ
25.571(a) subparagraph 2.7.2 can be met without failure of any part of the
structure essential for completion of the flight. In addition, the pressurised
compartment loads of CS 25.365(e)(1) and (g) must be met.
(2) Damage to any other engines (the consequences of subsequent uncontained debris
from the other engine(s), need not be considered).
(3) Damage to services and equipment essential for safe flight and landing (including
indicating and monitoring systems), particularly control systems for flight, engine
power, engine fuel supply and shut-off means and fire indication and extinguishing
systems.
(4) Pilot incapacitation, (see also paragraph 8 d(1)).
(5) Penetration of the fuel system, where this could result in the release of fuel into
personnel compartments or an engine compartment or other regions of the
aeroplane where this could lead to a fire or explosion.
(6) Damage to the fuel system, especially tanks, resulting in the release of a large
quantity of fuel.
(7) Penetration and distortion of firewalls and cowling permitting a spread of fire.
(8) Damage to or inadvertent movement of aerodynamic surfaces (e.g.. flaps, slats,
stabilisers, ailerons, spoilers, thrust reversers, elevators, rudders, strakes, winglets,
etc.) and the resultant effect on safe flight and landing.
c. Safety Analysis Objectives. It is considered that the objective of minimising hazards will
have been met if:
(1) The practical design considerations and precautions of Paragraphs 7 and 8 have
been taken;
(2) The safety analysis has been completed using the engine/APU model defined in
Paragraph 9;
(3) For CS-25 large aeroplanes and CS-23 commuter category aeroplanes, the following
hazard ratio guidelines have been achieved:
(i) Single One-Third Disc Fragment. There is not more than a 1 in 20 chance of
catastrophe resulting from the release of a single one-third disc fragment as
defined in Paragraph 9a.
(ii) Intermediate Fragment. There is not more than a 1 in 40 chance of
catastrophe resulting from the release of a piece of debris as defined in
Paragraph 9b.
(iii) Multiple Disc Fragments. (Only applicable to any duplicated or multiplicated
system when all of the system channels contributing to its functions have
some part which is within a distance equal to the diameter of the largest
bladed rotor, measured from the engine centreline). There is not more than
1 in 10 chance of catastrophe resulting from the release in three random
directions of three one-third fragments of a disc each having a uniform
probability of ejection over the 360° (assuming an angular spread of ±3°
relative to the plane of the disc) causing coincidental damage to systems
which are duplicated or multiplicated.
NOTE: Where dissimilar systems can be used to carry out the same function (e.g.
elevator control and pitch trim), they should be regarded as duplicated (or
multiplicated) systems for the purpose of this subparagraph provided control can
be maintained.
The numerical assessments described above may be used to judge the relative
values of minimisation. The degree of minimisation that is feasible may vary
depending upon aeroplane size and configuration and this variation may prevent
the specific hazard ratio from being achieved. These levels are design goals and
should not be treated as absolute targets. It is possible that any one of these levels
may not be practical to achieve.
(4) For newly designed non-commuter CS-23 aeroplanes the chance of catastrophe is
not more than twice that of Paragraph 10(c)(3)(i), (ii) and (iii) for each of these
fragment types.
(5) A numerical risk assessment is not requested for the single fan blade fragment,
small fragments, and APU and engine rotor stages which are qualified as contained.
d. APU Analysis For APU's that are located where no hazardous consequences would result
from an uncontained failure, a limited qualitative assessment showing the relative
location of critical systems/components and APU impact areas is all that is needed. If
critical systems/components are located within the impact area, more extensive analysis
is needed. For APUs which have demonstrated rotor integrity only, the failure model
outlined in Paragraph 9g(1) should be considered as a basis for this safety assessment. For
APU rotor stages qualified as contained per CS–APU, the aeroplane safety analysis may be
limited to an assessment of the effects of the failure model outlined in Paragraph 9g(2).
e. Specific Risk The aeroplane risk levels specified in Paragraph 10c, resulting from the
release of rotor fragments, are the mean values obtained by averaging those for all rotors
on all engines of the aeroplane, assuming a typical flight. Individual rotors or engines need
not meet these risk levels nor need these risk levels be met for each phase of flight if
either:
(1) No rotor stage shows a higher level of risk averaged throughout the flight greater
than twice those stated in Paragraph 10c.
NOTE: The purpose of this Paragraph is to ensure that a fault which results in
repeated failures of any particular rotor stage design, would have only a limited
effect on aeroplane safety.
the exposure exists only during a particular phase of flight e.g., during take-off. The
proportional risk of engine failure during the particular phases of flight is given in
SAE Papers referenced in Paragraph 4d. See also data contained in the CAA paper
"Engine Non-Containments – The CAA View", which includes Figure 6. This paper is
published in NASA Report CP-2017, "An Assessment of Technology for Turbo-jet
Engine Rotor Failures", dated August 1977.
1.0 GENERAL
1.1 The design of aeroplane and engine systems and the location of the engines relative to
critical systems and structure have a significant impact on survivability of the aeroplane
following an uncontained engine failure. CS 23.903(b)(1) and 25.903(d)(1) of the EASA
Certification Specifications (CS) require that design precautions be taken to minimise the
hazard to the aeroplane due to uncontained failures of engine or auxiliary power unit
(APU). AMC 20-128A provides guidance for demonstrating compliance with these
requirements.
1.2 As a part of this compliance demonstration, it is necessary to quantitatively assess the risk
of a catastrophic failure in the event of an uncontained engine failure. This User’s Manual
describes an acceptable method for this purpose.
1.3 The objective of the risk analysis is to measure the remaining risk after prudent and
practical design considerations have been taken. Since each aeroplane would have unique
features which must be considered when applying the methods described in this manual,
there should be some flexibility in the methods and procedures.
1.4 It is a preferred approach to use these methods throughout the development of an
aeroplane design to identify problem areas at an early stage when appropriate design
changes are least disruptive. It is also advisable to involve the European Aviation Safety
Agency (EASA) in this process at an early stage when appropriate interpretation of the
methodology and documentation requirements can be established.
1.5 It should be noted that although the risk analysis produces quantitative results, subjective
assessments are inherent in the methods of the analysis regarding the criticality of specific
types of aeroplane component failures. Assumptions for such assessments should be
documented along with the numerical results.
1.6 Aeroplane manufacturers have each developed their own method of assessing the effects
of rotor failure, as there are many ways to get to the same result. This User’s Manual
identifies all the elements that should be contained in an analysis, so that it can be
interpreted by a person not familiar with such a process.
1.7 The intent of this manual therefore is to aid in establishing how an analysis is prepared,
without precluding any technological advances or existing proprietary processes.
1.8 AMC 20-128A makes allowance for the broad configuration of the aeroplane as such
damage to the structure due to rotor failure generally allows for little flexibility in design.
System lay-out within a rotor burst zone, however, can be optimized.
1.9 Damage to structure, which may involve stress analysis, generally can be analyzed
separately, and later coordinated with simultaneous system effects.
1.10 For an analysis of the effects on systems due to a rotor failure the aeroplane must be
evaluated as a whole; and a risk analysis must specifically highlight all critical cases
identified which have any potential to result in a catastrophe.
1.11 Such an analysis can then be used to establish that reasonable precautions have been
taken to minimise the hazards, and that the remaining hazards are an acceptable risk.
1.12 A safety and a risk analysis are interdependent, as the risk analysis must be based on the
safety analysis.
The safety analysis therefore is the starting point that identifies potential hazardous or
catastrophic effects from a rotor failure and is the basic tool to minimise the hazard in
accordance with the guidelines of AMC 20-128A.
1.13 The risk analysis subsequently assesses and quantifies the residual risk to the aeroplane.
2.0 SCOPE
The following describes the scope of analyses required to assess the aeroplane risk levels against
the criteria set forth in Paragraph 10 of AMC 20-128A.
2.1 Safety
Analysis is required to identify the critical hazards that may be numerically analyzed
(hazards remaining after all practical design precautions have been taken).
Functional criticality will vary by aeroplane and may vary by flight phase.
Thorough understanding of each aeroplane structure and system functions is required to
establish the criticality relative to each fragment trajectory path of the theoretical failure.
Assistance from experts within each discipline is typically required to assure accuracy of
the analysis in such areas as effects of fuel tank penetration on leakage paths and ignition
hazards, thrust level control (for loss of thrust assessment), structural capabilities (for
fuselage impact assessment), aeroplane controllability (for control cables impact
assessment), and fuel asymmetry.
2.2 Risk
For each remaining critical hazard, the following assessments may be prepared using the
engine/APU failure models as defined in Paragraph 9 of AMC 20-128A:
a. Flight mean risk for single 1/3 disc fragment.
b. Flight mean risk for single intermediate fragment.
c. Flight mean risk for alternate model (when used as an alternate to the 1/3 disc
fragment and intermediate fragment).
d. Multiple 1/3 disc fragments for duplicated or multiplicated systems.
e. Specific risk for single 1/3 disc fragment and single intermediate fragment.
f. Specific risk for any single disc fragment that may result in catastrophic structural
damage.
The risk level criteria for each failure model are defined in Paragraph 10 of AMC 20-128A.
3.0 FUNDAMENTAL COMPONENTS OF A SAFETY AND RISK ANALYSIS
3.1 The logical steps for a complete analysis are:
a. Establish at the design definition the functional hazards that can arise from the
combined or concurrent failures of individual systems, including multiplicated
systems and critical structure.
b. Establish a Functional Hazard Tree (see Figure 1), or a System Matrix (see Figure 2)
that identifies all system interdependencies and failure combinations that must be
avoided (if possible) when locating equipment in the rotor burst impact area.
In theory, if this is carried out to the maximum, no critical system hazards other
than opposite engine or fuel line hits would exist.
c. Establish the fragment trajectories and trajectory ranges both for translational and
spread risk angles for each damage. Plot these on a chart or graph, and identify the
trajectory ranges that could result in hazardous combinations (threats) as per the
above system matrix or functional hazard analysis.
d. Apply risk factors, such as phase of flight or other, to these threats, and calculate
the risk for each threat for each rotor stage.
e. Tabulate, summarize and average all cases.
3.2 In accordance with AMC 20-128A the risk to the aeroplane due to uncontained rotor
failure is assessed to the effects, once such a failure has occurred.
The probability of occurrence of rotor failure, as analyzed with the probability methods
of AMC 25.1309 (i.e. probability as a function of critical uncontained rotor failure rate and
exposure time), does not apply.
3.3 The total risk level to the aeroplane, as identified by the risk analysis, is the mean value
obtained by averaging the values of all rotor stages of all engines of the aeroplane,
expressed as Flight Mean Risk.
4.0 ASSUMPTIONS
4.1 The following conservative assumptions, in addition to those in Paragraphs 10(a)(1), (2)
and (3) of AMC 20-128A, have been made in some previous analyses. However, each
aeroplane design may have unique characteristics and therefore a unique basis for the
safety assessment leading to the possibility of different assumptions. All assumptions
should be substantiated within the analysis:
a. The 1/3 disc fragment as modeled in Paragraph 9(a) of the AMC 20-128A travels
along a trajectory path that is tangential to the sector centroid locus, in the
direction of rotor rotation (Refer to Figure 3).
The sector fragment rotates about its centroid without tumbling and sweeps a path
equal to twice the greatest radius that can be struck from the sector centroid that
intersects its periphery.
The fragment is considered to possess infinite energy, and therefore to be capable
of severing lines, wiring, cables and unprotected structure in its path, and to be
undeflected from its original trajectory unless deflection shields are fitted.
However, protective shielding or an engine being impacted may be assumed to
have sufficient mass to stop even the most energetic fragment.
b. The probability of release of debris within the maximum spread angle is uniformly
distributed over all directions.
c. The effects of severed electrical wiring are dependent on the configuration of the
affected system. In general, severed wiring is assumed to not receive inadvertent
positive voltage for any significant duration.
d. Control cables that are struck by a fragment disconnect.
e. Hydraulically actuated, cable driven control surfaces, which do not have designated
“fail to” settings, tend to fail to null when control cables are severed. Subsequent
surface float is progressive and predictable.
f. Systems components are considered unserviceable if their envelope has been
touched. In case of an engine being impacted, the nacelle structure may be
regarded as engine envelope, unless damage is not likely to be hazardous.
g. Uncontained events involving in-flight penetration of fuel tanks will not result in
fuel tank explosion.
h. Unpowered flight and off-airport landings, including ditching, may be assumed to
be not catastrophic to the extent validated by accident statistics or other accepted
factors.
i. Damage to structure essential for completion of flight is catastrophic (Ref. AMC 20-
128A, Paragraph 10.b(1)).
j. The flight begins when engine power is advanced for takeoff and ends after landing
when turning off the runway.
5.0 PLOTTING
5.1 Cross-section and plan view layouts of the aeroplane systems in the ranges of the rotor
burst impact areas should be prepared, either as drawings, or as computer models
These layouts should plot the precise location of the critical system components, including
fuel and hydraulic lines, flight control cables, electric wiring harnesses and junction boxes,
pneumatic and environmental system ducting, fire extinguishing; critical structure, etc.
5.2 For every rotor stage a plane is developed. Each of these planes contains a view of all the
system components respective outer envelopes, which is then used to generate a cross-
section. See Figure 4.
5.3 Models or drawings representing the various engine rotor stages and their fore and aft
deviation are then generated.
5.4 The various trajectory paths generated for each engine rotor stage are then superimposed
on the cross-section layouts of the station planes that are in the range of that potential
rotor burst in order to study the effects (see Figure 5). Thus separate plots are generated
for each engine rotor stage or rotor group.
To reduce the amount of an analysis the engine rotor stages may also be considered as
groups, as applicable for the engine type, using the largest rotor stage diameter of the
group.
5.5 These trajectory paths may be generated as follows and as shown in Figure 6:
a. Two tangent lines T1 are drawn between the locus of the centroid and the target
envelope.
b. At the tangent line touch points, lines N1 and N2 normal to the tangent lines, are
drawn with the length equal to the radius of the fragment swept path (as also
shown in Figure 1).
c. Tangent lines T2 are drawn between the terminal point of the normal lines and the
locus of the centroid. The angle between these two tangent lines is the translational
risk angle.
5.6 The entry and exit angles are then calculated.
5.7 The initial angle of intersection and the final angle of intersection are recorded, and the
trajectories in between are considered to be the range of trajectories in which this
particular part would be impacted by a rotor sector, and destroyed (i.e. the impact area).
The intersections thus recorded are then entered on charts in tabular form so that the
simultaneous effects can be studied. Refer to Figure 8.
Thus it will be seen that the total systems’ effects can be determined and the worst cases
identified.
5.9 If a potentially serious multiple system damage case is identified, then a more detailed
analysis of the trajectory range will be carried out by breaking the failure case down into
the specific fore-aft spread angle, using the individual rotor stage width instead of
combined groups, if applicable.
6.0 METHODOLOGY – PROBABILITY ASSESSMENT
6.1 Those rotor burst cases that have some potential of causing a catastrophe are evaluated
in the analysis in an attempt to quantify an actual probability of a catastrophe, which will,
in all cases, depend on the following factors:
a. The location of the engine that is the origin of the fragment, and its direction of
rotation.
b. The location of critical systems and critical structure.
c. The rotor stage and the fragment model.
d. The translational trajectory of the rotor fragment,
e. The specific spread angle range of the fragment.
f. The specific phase of the flight at which the failure occurs.
g. The specific risk factor associated with any particular loss of function.
6.2 Engine Location
The analysis should address the effects on systems during one flight after a single rotor
burst has occurred, with a probability of 1.0. As the cause may be any one of the engines,
the risk from each engine is later averaged for the number of engines.
The analysis trajectory charts will then clearly show that certain system damage is unique
to rotor fragments from a particular engine due to the direction of rotation, or, that for
similar system damage the trajectory range varies considerably between engines.
A risk summary should table each engine case separately with the engine location
included.
6.3 Rotor Element
The probability of rotor failure is assumed to be 1.0 for each of all rotor stages. For the
analysis the individual risk(s) from each rotor stage of the engine should be assessed and
tabled.
6.4 Translational Risk Angle
The number of degrees of included arc (out of 360) at which a fragment intersects the
component/structure being analyzed. Refer to Figure 6 and Figure 7.
6.5 Trajectory Probability (P)
The probability of a liberated rotor fragment leaving the engine case is equal over 360 ,
thus the probability P of that fragment hitting a system component is the identified
Translational Risk Angle ɸ in degrees °, divided by 360, i.e.
𝑃 = 𝜙/360
or
𝜙1 − 𝜙2
360
6.6 Spread Angle
If the failure model of the analysis assumes a (fore and aft) spread of ± 5°, then the spread
angle is a total of 10°. If a critical component can only be hit at a limited position within
that spread, then the exposure of that critical component can then be factored according
to the longitudinal position within the spread angle, e.g.:
𝜓2 − 𝜓1
𝑠𝑝𝑟𝑒𝑎𝑑 𝑎𝑛𝑔𝑙𝑒
If a component can only be hit at the extreme forward range of +4° to +5°, then the factor
is .1 (for one degree out of 10).
6.7 Threat Window
The definition of a typical threat window is shown in Figure 7.
6.8 Phase of Flight
Certain types of system damage may be catastrophic only during a specific portion of the
flight profile, such as a strike on the opposite engine during take-off after V1 (i.e. a
probability of 1.0), while with altitude a straight-ahead landing may be possible under
certain favourable conditions (e.g. a probability of less than 1.0). The specific case can
then be factored accordingly.
6.8.1 The most likely time for an uncontained rotor failure to occur is during take-off,
when the engine is under highest stress. Using the industry accepted standards for
the percentage of engine failures occurring within each flight phase, the following
probabilities are assumed:
Take-off before V1 35%
6.8.2 The flight phase failure distribution above is used in the calculations of catastrophic
risk for all cases where this risk varies with flight phase.
𝐷𝑝 = 𝑃 𝑓𝑙𝑖𝑔ℎ𝑡 𝑝ℎ𝑎𝑠𝑒 %
100
6.9 Other Risk Factors
Risks such as fire, loss of pressurization, etc., are individually assessed for each case where
applicable, using conservative engineering judgment. This may lead to a probability of
catastrophe (i.e., risk factor) smaller than 1.0.
6.9.1 The above probabilities and factors are used in conjunction with the critical
trajectory range defined to produce a probability of the specific event occurring
from any random rotor burst.
This value is then factored by the "risk" factor assessed for the case, to derive a
calculated probability of catastrophe for each specific case.
Typical conditional probability values for total loss of thrust causing catastrophic
consequences are:
Phase Dp Risk
T.O.–V1 to first power reduction 0.20 1.0
Climb 0.22 0.4
Cruise 0.14 0.2
Descent 0.03 0.4
Approach 0.02 0.4
6.10 All individual case probabilities are then tabled and summarised.
6.11 The flight mean values are obtained by averaging those for all discs or rotor stages on all
engines across a nominal flight profile.
The following process may be used to calculate the flight mean value for each Failure
Model:
a. Establish from the table in Figure 8 the threat windows where, due to combination
of individual damages, a catastrophic risk exists.
b. For each stage case calculate the risk for all Critical Hazards
c. For each stage case apply all risk factors, and, if applicable, factor for Flight Phase-
Failure distribution
d. For each engine, average all stages over the total number of engine stages
e. For each aeroplane, average all engines over the number of engines.
7.0 RESULTS ASSESSMENT
7.1 An applicant may show compliance with CS 23.903(b)(1) and CS 25.903(d)(1) using
guidelines set forth in AMC 20-128A. The criteria contained in the AMC may be used to
show that:
a. Practical design precautions have been taken to minimise the damage that can be
caused by uncontained engine debris, and
b. Acceptable risk levels, as specified in AMC 20-128A, Paragraph 10, have been
achieved for each critical Failure Model.
7.2 The summary of the applicable risk level criteria is shown in Table 1 below.
Table 1 Summary of Acceptable Risk Level Criteria
Requirement Criteria
Average 1/3 Disc Fragment 1 in 20
Average Intermediate Fragment 1 in 40
Average Alternate Model 1 in 20 @ ± 5 degree Spread Angle
Multiple Disc Fragments 1 in 10
Any single fragment (except for structural damage) 2 x corresponding average criterion
AMC 20-136
Part 23, Airworthiness Standards: Normal, Utility, Acrobatic, and Commuter Category
Airplanes
§ 23.867 Electrical bonding and protection against lightning and static electricity
§ 23.901 Installation
§ 23.954 Fuel system lightning protection
§ 23.1301 Function and installation
§ 23.1309 Equipment, systems, and installations
§ 23.1306 Electrical and electronic system lightning protection
§ 23.1529 Instructions for continued airworthiness
2. RTCA. You can get copies of RTCA/DO-160G, Environmental Conditions and Test
Procedures for Airborne Equipment, from RTCA, Inc., 1150 18th Street NW, Suite
910, Washington, D.C. 20036. Telephone: +1 202 833 9339, Fax +1 202 833 9434,
Website: http://www.rtca.org.
This document is technically equivalent to EUROCAE ED-14G. Anywhere there is a
reference to RTCA/DO-160G, EUROCAE ED-14G may be used.
3. SAE International. You can get copies of the following documents from SAE
Customer Service, 400 Commonwealth Drive, Warrendale, PA 15096-0001.
Telephone: +1 724 776 4970, Fax: 724-776-0790, Website: www.sae.org.
ARP 4754A, Guidelines for Development of Civil Aircraft and Systems. This document
is technically equivalent to EUROCAE ED-79A. Anywhere there is a reference to ARP
4754A, EUROCAE ED-79A may be used.
ARP 4761, Guidelines and Methods for Conducting the Safety Assessment Process
on Civil Airborne Systems and Equipment.
ARP 5412B, Aircraft Lightning Environment and Related Test Waveforms. This
document is technically equivalent to EUROCAE ED-84A. Anywhere there is a
reference to ARP 5412A, EUROCAE ED-84A may be used.
ARP 5414A, Aircraft Lightning Zoning. This document is technically equivalent to
EUROCAE ED-91. Anywhere there is a reference to ARP 5414A, EUROCAE ED-91 may
be used.
ARP 5415A, User’s Manual for Certification of Aircraft Electrical/Electronic Systems
for the Indirect Effects of Lightning.
ARP 5416A, Aircraft Lightning Test Methods. This document is technically equivalent
to EUROCAE ED-105A. Anywhere there is a reference to ARP 5416A, EUROCAE ED-
105A may be used.
ARP 5577, Aircraft Lightning Direct Effects Certification. This document is technically
equivalent to EUROCAE ED-113. Anywhere there is a reference to ARP 5577,
EUROCAE ED-113 may be used.
5. BACKGROUND
a. Regulatory Applicability. The certification specifications for aircraft electrical and
electronic system lightning protection are based on the aircraft’s potential for lightning
exposure and the consequences of system failure. The regulations require lightning
protection of aeroplane/rotorcraft electrical and electronic systems with catastrophic,
hazardous, or major failure conditions for aeroplane/rotorcraft certificated under CS-25
and 29. The requirements also apply to CS-23 aeroplanes and CS-27 rotorcraft approved
for operations under instrument flight rules. Those CS-23 aeroplanes and CS-27 rotorcraft
approved solely for operations under visual flight rules require lightning protection of
electrical or electronic systems having catastrophic failure conditions.
b. Regulatory Requirements. Protection against the effects of lightning for aircraft electrical
and electronic systems, regardless of whether these are ‘indirect’ or ‘direct’ effects of
lightning, are addressed under CS 23.1306, 25.1316, 27.1316, and 29.1316. The terms
‘indirect’ and ‘direct’ are often used to classify the effects of lightning. However, the
regulations do not, and are not intended to, differentiate between the effects of lightning.
The focus is to protect aircraft electrical and electronic systems from effects of lightning.
The regulations listed in this paragraph introduce several terms which are further
explained below, including:
2. Determine the lightning voltage and current transient waveforms and amplitudes
that can appear at the electrical and electronic equipment interface circuits for
each system identified in paragraph 6.c. The lightning transients may be
determined in terms of the wire bundle current, or the open circuit voltage and the
short circuit current appearing at system wiring and equipment interface circuits.
The voltage and current transient waveforms and amplitudes are dependent upon
the loop impedances of the system and its interconnecting wiring.
g. Establish Equipment Transient Design Levels (ETDLs) and aircraft Actual Transient Levels
(ATLs)
The regulations in CS 23.1306, CS 25.1316, CS 27.1316, and CS 29.1316 define
requirements in terms of functional effects that are performed by aircraft electrical and
electronic systems. From a design point of view, lightning protection for systems is shared
between protection incorporated into the aircraft structure and wiring, and protection
incorporated into the equipment. Therefore, requirement allocations for the electrical
and electronic system lightning protection can be based on the concept of ETDLs and ATLs.
1. Determine and specify the ETDLs for the electrical and electronic equipment that
make up the systems to be assessed. The ETDLs set qualification test levels for the
systems and equipment. They define the voltage and current amplitudes and
waveforms that the systems and equipment must withstand without any adverse
effects. The ETDLs for a specific system depend on the anticipated system and
wiring installation locations on the aircraft, the expected shielding performance of
the wire bundles and structure, and the system criticality.
2. The ATLs are the voltage and current amplitudes and waveforms actually generated
on the aircraft wiring when the aircraft is exposed to lightning, as determined by
aircraft test, analysis, or similarity. The difference between an ETDL and an ATL is
the margin. Figure 1 shows the relationship among the ATL and the ETDL. The
aircraft, interconnecting wiring, and equipment protection should be evaluated to
determine the most effective combination of ATLs and ETDLs that will provide
acceptable margin. Appropriate margins to account for uncertainties in the
verification techniques may be required as mentioned in paragraph 8.i. of this AMC.
3. Typically, the applicant should specify the ETDLs prior to aircraft certification
lightning tests or analyses to determine the aircraft ATLs. Therefore, the expected
aircraft transients must be based upon results of lightning tests on existing aircraft,
engineering analyses, or knowledgeable estimates. These expected aircraft
lightning transient levels are termed Transient Control Levels (TCLs). The TCLs
voltage and current amplitudes and waveforms should be specified based upon the
expected lightning transients that would be generated on wiring in specific areas of
the aircraft. The TCLs should be equal to or greater than the maximum expected
aircraft ATLs. The TCLs for a specific wire bundle depend on the configuration of the
aircraft, the wire bundle, and the wire bundle installation. The aircraft lightning
protection should be designed to meet the specified TCLs.
h. Verify compliance with the requirements
1. The applicant should demonstrate that the systems comply with the applicable
requirements of CS 23.1306, CS 25.1316, CS 27.1316, or CS 29.1316.
2. The applicant should demonstrate that the ETDLs exceed the ATLs by the margin
established in their certification plan.
3. Verification may be accomplished by tests, analyses, or by demonstrating similarity
with previously certified aircraft and systems. The certification process for Level A
systems is contained in paragraph 8. The certification process for Level B and C
systems is contained in paragraph 9.
4. The applicant should submit their certification plan in the early stages of the
programme to the Agency for review. Experience shows that, particularly with
aircraft using new technology or those that have complex systems, early agreement
on the certification plan benefits both the applicant and the Agency. The plan
should define acceptable ways to resolve critical issues during the certification
process. Analyses and test results during the certification process may warrant
Item Discussion
Description of Describe the systems’ installation, including unusual or unique features; the system failure
systems condition classifications; the operational aspects; lightning attachment zones; lightning
environment; preliminary estimate of ETDLs and TCLs; and acceptable margins between ETDLs
and ATLs.
Description of Describe how to verify compliance. Typically, the verification method chosen includes similarity,
compliance method analytical procedures, and tests. If using analytical procedures, describe how to verify them.
(See paragraph 8.d.)
Acceptance criteria Determine the pass/fail criteria for each system by analysing how safe the system is. During this
safety analysis, assess the aircraft in its various operational states; account for the failure and
disruption modes caused by the effects of lightning.
Test plans Each test undertaken as part of the demonstration of compliance should be appropriately
planned. The applicant can decide if test plans are separate documents or part of the
compliance plan. Test plans should state the test sequence.
7. EFFECTS OF TRANSIENTS
Lightning causes voltage and current transients to appear on equipment circuits. Equipment circuit impedances and
configurations will determine whether lightning transients are primarily voltage or current. These transient voltages
and currents can degrade system performance permanently or temporarily. The two primary types of degradation
are component damage and system functional upset.
a. Component damage
This is a permanent condition in which transients alter the electrical characteristics of a circuit. Examples of
devices that may be susceptible to component damage include:
on a specific aircraft. ETDLs that exceed the ATLs by an acceptable margin should be
established. In general, the ETDLs for equipment in a complex system will not be the same
for all wire bundles connecting them to other equipment in the system. The applicant may
use results of lightning tests on existing similar aircraft, engineering analyses, or
knowledgeable estimates to establish the appropriate system’s ETDLs. While specific
aircraft configurations and system installations may lead to ETDLs that have amplitudes
and waveforms different than those defined in EUROCAE ED-14G, Section 22, ETDLs are
often specified using the information from Section 22. The ETDLs must exceed the ATLs
by an acceptable margin.
c. Determine the ATLs using aircraft tests
See SAE ARP 5415A, User’s Manual for Certification of Aircraft Electrical/Electronic
Systems Against the Indirect Effects of Lightning, and EUROCAE ED-105A for guidance on
how to determine the ATLs.
d. Determine the ATLs using analysis
See SAE ARP 5415A for guidance on how to analyse aircraft to determine the ATLs.
Acceptance of the analysis method choosen will depend on the accuracy of the method.
The applicant should confirm their analysis method accuracy using experimental data, and
gain agreement of their analysis approach from the Agency.
e. Determine the ATLs using similarity
1. Theuse of similarity to determine the ATLs may be used when:
a. there are only minor differences between the previously certified aircraft
and system installation and the aircraft and system installation to be
certified; and
b. there is no unresolved in-service history of problems related to lightning
strikes to the previously certified aircraft.
2. If significant differences are found that will affect the aircraft ATLs, the applicant
should perform more tests and analyses to resolve the open issues.
3. To use similarity, the applicant should assess the aircraft, wiring, and system
installation differences that can adversely affect the system’s susceptibility. When
assessing a new installation, consider the differences affecting the internal lightning
environment of the aircraft and its effects on the system. The assessment should
cover:
a. aircraft type, equipment locations, airframe construction, structural
materials, and apertures that could affect attenuation of the external
lightning environment;
b. system wiring size, length, and routing; wire types (whether parallel or
twisted wires), connectors, wire shields, and shield terminations;
c. lightning protection devices such as transient suppressors and lightning
arrestors; and
d. grounding and bonding.
4. Similarity cannot be used for a new aircraft design with new systems.
f. Determine the transient levels using ED-14G, Section 22, Guidance for Level A displays
only
1. The applicant may select ETDLs for their Level A display system using guidance in
this section, without specific aircraft test or analysis. Level A displays involve
functions for which the pilot will be in the loop through pilot–system information
exchange. Level A display systems typically include the displays; symbol generators;
data concentrators; sensors (such as attitude, air data, and heading sensors);
interconnecting wiring; and associated control panels.
2. This approach should not be used for other Level A systems, such as control
systems, because failures and malfunctions of those systems can more directly and
abruptly contribute to a catastrophic failure event than display system failures and
malfunctions. Therefore, other Level A systems require a more rigorous lightning
transient compliance verification programme.
3. Information in Table 3 should be used to evaluate aircraft and system installation
features in order to select the appropriate ETDLs for the system. Table 3 defines
test levels for ETDLs, based on EUROCAE ED-14G, Section 22, Tables 22-2 and 22-3.
The applicant should provide the Agency with a description of their aircraft and
display system installation features and compare these to the information in Table
3 to substantiate the ETDL selected for their aircraft and Level A display system
installation. When selecting ETDLs using guidance provided in Table 3, an
acceptable margin between the anticipated ATLs for display system installations is
incorporated in the selected ETDLs.
Table 3 — Equipment transient design levels — Level A displays
EUROCAE ED-14G
Section 22 Display system installation location
Level
Level 5 Use this level when the equipment under consideration, its associated wire bundles, or
other components connected by wiring to the equipment are in aircraft areas exposed
to very severe lightning transients. These areas are:
— areas with composite materials whose shielding is not very effective;
— areas where there is no guarantee of structural bonding; and
— other open areas where there is little shielding.
The applicant can also use this level to cover a broad range of installations.
The applicant may need higher ETDLs when there are high current density regions on
mixed conductivity structures (such as wing tips, engine nacelle fin, etc.) because the
system wiring may divert some of the lightning current. If the applicant is the system
designer, measures should be applied to reduce the need for higher ETDLs.
Level 4 Use this level when the equipment under consideration, its associated wire bundles, or
other components connected by wiring to the equipment are in aircraft areas exposed
to severe lightning transients. These areas are defined as outside the fuselage (such as
wings, fairings, wheel wells, pylons, control surfaces, etc.).
Level 3 Use this level when the equipment under consideration, its associated wire bundles,
and other components connected by wiring to the equipment are entirely in aircraft
areas with moderate lightning transients. We define these areas as the inside metal
aircraft structure or composite aircraft structure whose shielding without
improvements is as effective as metal aircraft structure. Examples of such areas are
avionics bays not enclosed by bulkheads, cockpit areas, and locations with large
apertures (that is, doors without electromagnetic interference (EMI) gaskets, windows,
access panels, etc.).
Current-carrying conductors in these areas (such as hydraulic tubing, control cables,
wire bundles, metal wire trays, etc.) are not necessarily electrically grounded at
bulkheads. When few wires exit the areas, either use a higher level (that is, Level 4 or 5)
for these wires or offer more protection for these wires.
Level 2 Use this level when the equipment under consideration, its associated wire bundles,
and other components connected by wiring to the equipment are entirely in partially
protected areas. We define these areas as the inside of a metallic or composite aircraft
structure whose shielding is as effective as metal aircraft structure, if you take measures
to reduce the lightning coupling to wires.
Wire bundles in these areas pass through bulkheads, and have shields that end at the
bulkhead connector. When a few wires exit these areas, use either a higher level (that
is, Level 3 or 4) or provide more protection for these wires. Install wire bundles close to
the ground plane to take advantage of other inherent shielding from metallic structures.
Current-carrying conductors (such as hydraulic tubing, control cables, metal wire trays,
etc.) are electrically grounded at all bulkheads.
Level 1 Use this level when the equipment under consideration, its associated wire bundles,
and other components connected by wiring to the equipment are entirely in well-
protected aircraft areas. We define these areas as electromagnetically enclosed.
3. If the applicant is unsure how the differences will affect the systems and installations, they should
perform more tests and analyses to resolve the open issues.
4. The applicant should assess every system, even if it uses equipment and installation techniques that
have a previous certification approval.
5. The use of similarity should not be used for a new aircraft design with new systems.
transients are those external to the fuselage, areas with composite structures showing poor
shielding effectiveness, and other open areas.
e. The applicant should provide the Agency with a description of their aircraft and system
installation features to substantiate the EUROCAE ED-14G, Section 22, levels selected for their
system.
Margin: The difference between the equipment transient design levels and the actual transient
level.
Multiple burst: A randomly spaced series of bursts of short duration, low amplitude current
pulses, with each pulse characterised by rapidly changing currents. These bursts may result as
the lightning leader progresses or branches, and are associated with the cloud-to-cloud and
intra-cloud flashes. The multiple bursts appear most intense when the initial leader attaches to
the aircraft. See EUROCAE ED-84A.
Multiple stroke: Two or more lightning return strokes during a single lightning flash. See
EUROCAE ED-84A.
Transient Control Level (TCL): The maximum allowable level of transients that appear at the
equipment interface circuits because of the defined external environment.
b. Acronyms
AC: Advisory Circular
AMC: Acceptable Means of Compliance
ARP: Aerospace Recommended Practice
ATL: Actual Transient Level
CS: Certification Specification
ETDL: Equipment Transient Design Level
EASA: European Aviation Safety Agency
EUROCAE: European Organization for Civil Aviation Equipment
FAA: Federal Aviation Administration
ICA: Instructions for Continued Airworthiness
TCL: Transient Control Level
[Amdt 20/13]
AMC 20-152A
1 PURPOSE
1.1 This AMC describes an acceptable means, but not the only means, for showing compliance
with the applicable airworthiness regulations for the electronic hardware aspects of airborne
systems and equipment in product certification or ETSO authorisation. Compliance with this
AMC is not mandatory, and an applicant may elect to use an alternative means of compliance.
However, the alternative means of compliance must meet the relevant requirements, ensure
an equivalent level of safety, and be approved by EASA on a product or ETSO article basis.
1.2 This AMC recognises EUROCAE ED-80, Design Assurance Guidance for Airborne Electronic
Hardware, dated April 2000, and RTCA DO-254, Design Assurance Guidance for Airborne
Electronic Hardware, dated 19 April 2000.
1.3 This AMC describes when to apply EUROCAE ED-80/RTCA DO-254, and it supplements
EUROCAE ED-80/RTCA DO-254 with additional guidance and clarification for the development
of custom devices, including the use of commercial off-the-shelf (COTS) intellectual property
(IP), for the use of COTS devices and for the development of circuit board assemblies (CBAs).
The additional guidance and clarifications are provided in the form of objectives. The applicant
is expected to describe the process and activities to satisfy the objectives of this AMC.
Note: EUROCAE ED is hereafter referred to as ‘ED’; RTCA DO is hereafter referred to as ‘DO’.
Where the notation ‘ED-80/DO-254’ appears in this document, the referenced documents are
recognised as being equivalent.
1.4 This AMC does not address the Single Event Effects (SEE) aspects or the assessment of
the hardware susceptibility to SEE. AMC SEE aspects are usually addressed through a
certification review item (CRI), and further guidance may be found in EASA CM-AS-004 Issue
01, issued 8 January 2018.
However, the Plan for Hardware Aspects of Certification may still be used to document the
certification considerations for SEE.
2 APPLICABILITY
This AMC may be used by applicants, design approval holders, and developers of airborne
systems and equipment containing airborne electronic hardware (AEH) to be installed on
type-certified aircraft, engines, and propellers. This applicability includes the developers of
ETSO articles.
This AMC is applicable to AEH that contributes to hardware development assurance level (DAL)
A,
DAL B, or DAL C functions.
When an objective is not applicable to a specific hardware DAL, the applicability restriction is
directly indicated within the objective text with the following convention, for instance ‘For DAL
A hardware, …’ For AEH contributing to hardware DAL C functions, only a limited set of
objectives applies.
Even though there is a benefit in having a structured development process that ensures a
proper flow-down of requirements to the hardware and the fulfilment by the hardware of the
intended function, the use of this AMC is not required for AEH contributing to hardware DAL D
functions. Appendix B provides some clarifications that may be used to ensure that the DAL D
hardware performs its intended function.
3 DOCUMENT HISTORY
This document is the initial issue of AMC 20-152. This initial issue, jointly developed with FAA,
is intentionally set at Revision A.
4 BACKGROUND
This AMC is related to the development of custom devices in AEH, including the use of
commercial off-the-shelf intellectual property (COTS IP) within custom devices, the use of COTS
devices, and the development of circuit board assemblies (CBAs). Each of these topics is
organised with:
— background information dedicated to each major topic,
— applicability, and
— sections where objectives are described and uniquely identified.
A unique identifier for each objective is defined with a prefix and an index number (i) as follows:
— for the development of custom devices, the identifier is ‘CD-i’;
— for the use of COTS IP in custom devices, the identifier is ‘IP-i’;
— for the use of COTS devices, the identifier is ‘COTS-i’;
— for the development of CBAs, the identifier is ‘CBA-i’.
Objectives are also differentiated from the rest of the text by formatting in italics.
The applicant should document in the Plan for Hardware Aspects of Certification (PHAC), or
any other related planning document, the process and activities that the applicant intends to
perform to satisfy the objectives of this AMC. The PHAC, as well as those related planning
documents, should be submitted for certification.
— number of state machines, number of states and state transitions per state machine,
and
— independence between the state machines.
The applicant may propose other or additional criteria for the technical assessment of
simplicity.
When an item cannot be classified as simple, it should be classified as complex. However, note
that an item constructed entirely from simple items may itself be complex.
Objective CD-1
For each custom device, the applicant should document in the PHAC or any related planning
document:
1. the development assurance level,
2. the simple or complex classification, and
3. if a device is classified as simple, the justification based on the simple classification
criteria.
Sections 5.5.2.4 and 5.5.2.5 of this document also apply to the verification process for simple
custom devices.
The life-cycle data for simple devices can be combined with other hardware data.
If tools are used for the simple custom device development process, the objectives or
clarifications of those objectives described in Section 5.8 of this document are also applicable.
When the applicant intends to reuse a previously developed simple device, ED-80/DO-254
Section 11.1 and the clarifications provided in Section 5.9 of this document should be used.
If the applicant intends to use COTS IP, the objectives or clarifications of those objectives
described in Section 5.11 of this document are also applicable.
Objective CD-3
The applicant should validate all the custom device requirements by following the ED-80/DO-
254 validation process (ED-80/DO-254 Section 6). This validation activity covers both derived
and non-derived requirements.
For DAL A and B development, validation activities should be performed with independence.
Note: ED-80/DO-254 Appendix A defines acceptable means for establishing independence.
Detailed design is the process of generating, from the conceptual design and the requirements,
a hardware description language (HDL) or analogue representation of the design, constraints
for the implementation (e.g. timing constraints, pinout, I/O characteristics), and the hardware–
software interface description.
ED-80/DO-254 introduces design reviews in Section 6.3.3.2. A design review is considered to
be an essential step during the detailed design process (ED-80/DO-254 Section 5.3) supporting
the implementation process, and complementing requirements-based verification.
Objective CD-4
For hardware DAL A or DAL B, the applicant should review the detailed design with respect to the design
standards, and review the traceability between the detailed design and the custom device requirements,
in order to demonstrate that the detailed design covers the custom device requirements, is consistent
with the conceptual design, and is compliant with the hardware design standards.
For hardware DAL C, the applicant should demonstrate that the detailed design satisfies the hardware
design standards.
5.5.2.3 Implementation Review
Within a custom device development process, tools are used to convert the detailed design data into
the physical implementation. While ED-80/DO-254 does not explicitly address it, a review of the design
tool reports (e.g. synthesis and place and route reports) is necessary to ensure that the execution of the
tool to generate its output was performed correctly.
Objective CD-5
When tools are used to convert the detailed design data into the physical implementation, the applicant
should review the design tool reports (e.g. synthesis and place and route reports) to ensure that the tool
executed properly when generating the output.
Objective CD-6
Each verification case and procedure should be reviewed to confirm that it is appropriate for the
requirements to which it traces and that the requirements are correctly and completely covered by the
verification cases and procedures.
While it is recommended to test the implementation in its intended operational environment (i.e. by a
physical test), verification using the post-layout netlist may be necessary to complement the verification
of the implementation for certain requirements (e.g. features not accessible from the I/O pins of the
device, timing, abnormal conditions, or robustness cases). In such cases, the coverage of the
requirements by means other than a physical test should be justified.
The requirement to capture the activities in ED-80/DO-254 Section 5.1.2 Item 4.g introduces the need
for the requirements to address signal timing characteristics under normal- and worst-case conditions.
Nevertheless, ED-80/DO-254 does not explicitly address the necessity to verify the performance of the
device under all possible (best-case and worst-case) timing conditions that could possibly occur during
the operation of the device.
The following objective clarifies the need to take into account the variation of the environmental
conditions (temperature, voltage, etc.) during the evaluation of the timing performance of the design,
as well as the semiconductor device process variations.
Objective CD-7
The applicant should verify the timing performance of the design accounting for the temperature and
power supply variations applied to the device and the semiconductor device fabrication process
variations as characterised by the manufacturer of the semiconductor device.
Note: Static timing analysis (STA) with the necessary timing constraints and conditions is one of the
possible means of compliance with this objective for the digital parts of custom devices.
Objective CD-8
For DAL A or DAL B hardware, the abnormal and boundary conditions and the associated expected
behaviour of the design should be defined as requirements.
assessment of the completeness of the requirements-based testing activities or the effectiveness of the
requirement coverage.
Objective CD-9
For hardware DAL A or DAL B, where HDL code coverage is used to perform elemental analysis
(ED-80/DO-254 Appendix B Section 3.3.1), the applicant should define in the planning documents the
detailed coverage criteria of the HDL code elements used in the design. The criteria should ensure
coverage over the various cases of the HDL code elements used in the design (e.g. branches, conditions,
etc.). Any non-covered case or element should be analysed and justified.
Note: Code coverage might need to be complemented by additional analysis for any hardware items that
are identified as not covered by the code coverage analysis, in order to complete the elemental analysis
of all elements. This situation may occur in the use of some COTS IP instantiations.
ED-80/DO-254 — Figure 11-1 Item 2 — Identify the Process the Tool Supports
When identifying the design or verification process that the tool supports, it is important to also identify
what purpose or activity within the hardware development process the tool satisfies. While assessing
the tool limitations, evidence of formal assessment of the tool problem reports is not required if the tool
output has been completely and independently assessed.
Objective CD-10
When the applicant intends to independently assess a tool output, the applicant should propose an
independent assessment that verifies the tool output is correct. The independent assessment should
justify that there is sufficient coverage of the tool output. The completeness of the tool assessment should
be based on the design/implementation and/or verification objectives that the tool is used to satisfy.
ED-80/DO-254 — Figure 11-1 Item 4 — Is the Tool a Level A, B or C Design Tool or a Level A or B
Verification Tool?
ED-80/DO-254 Figure 11-1 Item 4 of the tool assessment/qualification flow excludes the need for
activities for tools ‘used to assess the completion of verification testing, such as in an elemental analysis’.
The last statement is misleading regarding the intent of code coverage tools used for elemental analysis.
As stated in Section 5.7 of this document, ‘when a code coverage tool is used for elemental analysis, it
does not represent an assessment of the completeness of the requirements-based testing activities or
the effectiveness of the requirement coverage’.
It is therefore necessary to provide some further clarifications.
— This document recognises the Figure 11-1 Item 4 exclusion of tool assessment/qualification
activities for code coverage tools only when they are used to assess whether the code has been
exercised by requirements-based testing/simulations (elemental analysis).
— If test cases or procedures are automatically generated by a tool and this tool uses coverage to
determine the completion of the requirements verification, then the tool should be considered to
be a verification tool to answer the question raised in Figure 11-1 Item 4.
ED-80/DO-254 — Figure 11-1 Item 5 — Does the Tool have Relevant History?
In ED-80/DO-254, the supporting text for Figure 11-1 Item 5 can be misinterpreted to suggest that when
the tool has been previously used, no further tool assessment is necessary. Item 5 should be understood
to mean that the applicant will provide sufficient data and justification to substantiate the relevance and
credibility of the tool history.
Objective CD-11
When the applicant intends to claim credit for the relevant history of a tool, sufficient data should be
provided as a part of the tool assessment to demonstrate that there is a relevant and credible tool history
to justify that the tool will produce correct results for its proposed use.
5.11.1 Background
IP refers to design functions (design modules or functional blocks, including IP libraries) used
to design and implement a part of or a complete custom device such as a PLD, FPGA, or ASIC.
IP is considered to be commercial off-the-shelf intellectual property, i.e. ‘COTS IP’, when it is a
commercially available function, used by a number of different users, in a variety of
applications and installations. Custom IP, developed for a few specific aircraft equipment, is
not considered to be COTS IP.
COTS IP are available in various source formats. COTS IP are categorised as Soft IP, Firm IP, or
Hard IP based on the stage in the custom device design flow where the IP is instantiated. A
function can be a combination of source formats and each part needs to be addressed.
Definitions for Soft IP, Firm IP, and Hard IP can be found in Appendix A ‘Glossary’.
Figure 1 shows a ‘simplified’ design flow of a PLD, FPGA, or ASIC, and where Soft IP, Firm IP,
and Hard IP are located in the design flow.
The availability of a COTS IP does not guarantee that it is suitable to be used in a custom device
for aircraft systems. Some COTS IP may have been developed using ED-80/DO-254, and will
therefore have the necessary life-cycle data to demonstrate satisfaction of ED-80/DO-254.
However, most COTS IP are not developed to meet aviation development assurance standards
and, therefore, there are risks associated with their use in a custom device for aircraft systems
or equipment.
The risks of using COTS IP may include:
— Incomplete or missing documentation/data regarding:
— the behavioural operation of the COTS IP,
— how to integrate it into the design;
— Insufficient verification performed by the COTS IP provider;
— Deficient quality of the COTS IP.
The potential for design errors may be increased by the lack of development assurance and/or
by insufficient service experience.
Possible design errors within COTS IP or in the use of COTS IP may lead to a failure mode. Risk
factors for these types of errors include:
— Unknown level of rigour of the COTS IP design and verification process;
— Misalignment between the intended usage of the COTS IP by the IP provider and the
usage in the custom device by the IP user;
— Incomplete or missing details regarding the detailed operation of the COTS IP;
— Incorrect integration of the COTS IP with the rest of the custom device design;
— Integrator lacking expertise with the function of the IP.
Additionally, the COTS IP user completes the development of the integrated COTS IP up to the
physical implementation of the device. The COTS IP user may introduce a design error while
completing the physical implementation of the COTS IP because of the user’s incomplete
knowledge of the internal design of the COTS IP.
Objective IP-1
The applicant should select a COTS IP that is considered to be an acceptable solution, based on
at least the following criteria:
1. The IP is technically suitable for implementing the intended function;
2. The description of the COTS IP architecture or IP design concept provides an
understanding of the functionality, modes, and configuration of the IP. The description
should also include an understanding of the source format or combination of source
formats of the COTS IP;
3. The availability and quality of data and documentation allow the understanding of all
aspects of the COTS IP functions, modes, and behaviour, and enable the integration and
verification of the COTS IP (e.g. datasheets, application notes, user guide, knowledge of
errata, etc.);
4. Information exists for the IP user to be able to create the physical implementation of the
COTS IP (e.g. synthesis constraints, usage and performance limits, physical
implementation, and routing instructions);
5. It can be demonstrated that the COTS IP fulfils its intended function.
— The COTS IP: the purpose is to ensure that the COTS IP is verified, addressing the risk
identified from the IP-2 Item 3 objective;
— Its implementation: the purpose is to ensure that the COTS IP still performs its allocated
function, and that no design errors have been introduced by the design steps performed
by the applicant (e.g. synthesis/place and route);
— Its integration within the custom device: the purpose is to ensure that the COTS IP has
been properly connected, configured, and constrained within the custom device.
The strategy may accomplish more than one aspect within a common verification step.
This section identifies a general objective for the verification of COTS IP used in a custom
device, enabling various verification approaches.
Objective IP-4
The applicant should describe in the hardware verification plan, PHAC, or any related planning
document, a verification strategy that should encompass all three of the following aspects:
1. The verification of the COTS IP itself, addressing the risk identified from the IP-2 Item 3
objective;
2. The verification of the COTS IP after the design steps performed by the applicant
(e.g. synthesis/place and route);
3. The verification of the integrated COTS IP functions within the custom device.
Note 1: Reliable and trustworthy test data, test cases or procedures from the COTS IP provider
may be used as part of the verification strategy to satisfy this objective.
Note 2: If the COTS IP implements functions based on an industry standard, proven
standardised test vectors verifying compliance with the standard may be used in the
verification strategy of the COTS IP.
Note 3: The verification strategy covers at a minimum the used functions of the COTS IP and
ensures that the unused functions are correctly disabled or deactivated and do not
interfere with the used functions.
depending on the COTS IP function and the visibility of the functions supported by the IP at
the custom device level.
Depending on the extent of requirements-based testing as a part of the chosen verification
strategy of the COTS IP, the level of detail and the granularity of the AEH custom device
requirements may need to be refined to specifically address the COTS IP functions and the
implementation of the COTS IP.
In addition, requirements should be captured to encompass all the necessary design detail
used to connect, configure, and constrain the COTS IP and properly integrate it into the AEH
custom device.
Objective IP-6
The requirements related to the allocated COTS IP functions should be captured to an extent
commensurate with the verification strategy.
In addition, derived requirements should be captured to cover the following aspects associated
with the integration of the COTS IP into the custom device design:
1. COTS IP used functions (including parameters, configuration, selectable aspects);
2. Deactivation or disabling of unused functions;
3. Correct control and use of the COTS IP, in accordance with the data from the COTS IP
provider.
When the applicant chooses a verification strategy (see Section 5.11.3.3.2) that solely relies
on requirements-based testing, the ‘extent commensurate with the verification strategy’
corresponds to a complete requirement capture of the COTS IP following ED-80/DO-254.
Regarding the validation aspects, the COTS IP requirements should be validated as a part of
the validation process of the AEH custom device.
5.11.3.5 Verification
The applicant should ensure that the COTS IP is verified as a part of the overall custom device
verification process per ED-80/DO-254 and based on the verification strategy for the COTS IP
that has been described in the PHAC or a related planning document.
For the requirements-based verification part, the applicant should satisfy ED-80/DO-254
Section 6.2 for the verification of the requirements related to the COTS IP (see Section 5.11.3.4
above). This can be performed as a part of the overall custom device process, therefore there
is no separate objective.
Objective IP-7
For COTS IP used in DAL A or DAL B hardware, the applicant should satisfy ED-80/DO-254
Appendix B.
The applicant may choose safety-specific analysis methods to satisfy Appendix B on the COTS
IP function and its integration within the custom device functions. This safety-specific analysis
should identify the safety-sensitive portions of the COTS IP and the potential for design errors
in the COTS IP that could affect the hardware DAL A and DAL B functions in the custom device
or system.
For unmitigated aspects of the safety-sensitive portions of the IP, the safety-specific analysis
should determine which additional requirements, design features, and verification activities
are required for the safe operation of the COTS IP in the custom device.
Any additional requirements, design features and/or verification activities that result from the
analysis should be fed back to the appropriate process.
6.1 Background
COTS devices continue to increase in complexity and are highly configurable. COTS devices
provide ‘off-the-shelf’ already developed functions, some of which are highly complex. Their
development and production processes undergo a semiconductor industry qualification based
on their intended market (consumer, automotive, telecom, etc.). Their usage by the aerospace
industry provides additional integration and higher performance capabilities than were
possible in the past.
The design data for these COTS devices is usually not available to the COTS user. Since these
devices are generally not developed for airborne system purposes, assurance has not been
demonstrated that the rigour of a COTS manufacturer’s development process is
commensurate with the aviation safety risks.
ED-80/DO-254 introduces a basis for the development assurance for the use of COTS devices
in Section 11.2 ‘COTS components usage’. This section states that ‘the use of COTS
components will be verified through the overall design process, including the supporting
processes’.
Since ED-80/DO-254 was released in the year 2000, the number of functions embedded and
integrated in a single COTS device has significantly increased. Functions which were previously
split into various components, making the interface between those components accessible for
verification, are now embedded within a single chip. While there are clearly some benefits of
integrating more functions within a device, the increased level of integration makes it difficult
for the user to verify the different hardware functions in the device due to lack of access to
the interfaces between functions. Since these devices are more complex and highly
configurable than the older separate devices, the risk is greater that the COTS device will not
achieve the intended function in particular use cases over the required operating conditions.
Furthermore, some additional assurance is needed because design errors may still be
discovered after the COTS device is released to the market, or when an applicant extends the
use of the device beyond the manufacturer’s specifications.
For complex COTS devices, it is impractical to completely verify all possible configurations of
the device, and it is difficult to identify all potential failures.
Objective COTS-1
The applicant should assess the complexity of the COTS devices used in the design according to
the high-level criteria of Section 6.3, and document the list of relevant devices (see Note 1),
including the classification rationale, in the PHAC or any related hardware planning document.
Note 1: The applicant is not expected to assess the complete bill of material to satisfy the
above objective, but only those devices that are relevant for the classification,
including devices that are at the boundary between simple and complex. The resulting
classification (simple or complex) for those devices that are at the boundary and those
that are definitely complex should be documented.
Note 2: A classification rationale is required for those devices that are at the boundary
(meeting a part of the high-level criteria) and are classified as simple.
Some examples of classification are provided in the GM Appendix for illustration.
Objective COTS-2
The applicant should ensure that an electronic component management process (ECMP) exists
to address the selection, qualification, and configuration management of COTS devices. The
ECMP should also address the access to component data such as the user manual, the
datasheet, errata, installation manual, and access to information on changes made by the
component manufacturer.
As part of the ECMP, for devices contributing to hardware DAL A or B functions, the process for
selecting a complex COTS device should consider the maturity of the COTS device and, where
risks are identified, they should be appropriately mitigated.
Note: Recognised industry standards describing the principles of electronic component
management may be used to support the development of the ECMP. See Appendix B.
Objective COTS-3
When the complex COTS device is used outside the limits of the device manufacturer’s
specification (such as the recommended operating limits), the applicant should establish the
reliability and the technical suitability of the device in the intended application.
Objective COTS-4
If the microcode is not qualified by the device manufacturer or if it is modified by the applicant,
the applicant should ensure that a means of compliance for this microcode integrated within
the COTS device is proposed by the appropriate process, and is commensurate with the usage
of the COTS device.
Note: The PHAC (or any other related planning document) should document the existence of
the microcode and refer to the process (hardware, software, system) where it is addressed.
Objective COTS-5
The applicant should assess the errata of the COTS device that are relevant to the use of the
device in the intended application, and identify and verify the means of mitigation for those
errata. If the mitigation means is not implemented in hardware, the mitigation means should
be fed back to and verified by the appropriate process.
Note: The above objective refers to any mitigation means (such as hardware, software, system,
or other means).
Objective COTS-6
The applicant should identify the failure modes of the used functions of the device and the
possible associated common modes, and feed both of these back to the system safety
assessment process.
Objective COTS-7
The applicant should ensure that the usage of the COTS device has been defined and verified
according to the intended function of the hardware. This also includes the hardware–software
interface and the hardware to (other) hardware interface.
When a COTS device is used in a hardware DAL A or B function, the applicant should show that
unused functions of the COTS device do not compromise the integrity and availability of the
COTS device’s used functions.
Note 1: For unused functions of the COTS device, it is recommended that an effective
deactivation means is used and verified, when available.
Note 2: Verification should be performed at an appropriate level (hardware, software,
equipment).
ED-80/DO-254 Section 10.3.2.2.4 introduces hardware/software (HW/SW) interface data,
which can be used as a reference to define the software interface data of the COTS device.
Some additional consideration should be given to the critical configuration settings. Those are
defined as the settings that are deemed necessary by the applicant for the proper usage of the
hardware, which, if inadvertently altered, could change the behaviour of the COTS device,
causing it to no longer fulfil the hardware intended function.
Objective COTS-8
If the complex COTS device contributes to DAL A or B functions, the applicant should develop
and verify a means that ensures an appropriate mitigation is specified in the event of any
inadvertent alteration of the ‘critical configuration settings’ of the COTS device.
Note: The mitigation means might be defined at the hardware, software, or system level, or a
combination of these. The mitigation means may also be defined by the safety assessment
process.
Objective CBA-1
The applicant should have a process to address the development of CBAs that contain complex
custom devices or complex COTS devices, in order to ensure that the CBA performs its intended
function. The process should include requirements capture, validation, verification, and
configuration management activities, and ensure an appropriate flow-down of requirements.
See Appendix B for additional information.
Note: The applicant’s process to address the development of the CBA may be defined together
with the equipment process, when relevant.
9 AVAILABILITY OF DOCUMENTS
(a) EASA Certification Specifications (CSs) and Acceptable Means of Compliance
(AMC) may be downloaded from the EASA website: www.easa.europa.eu
(b) FAA Advisory Circulars (ACs) may be downloaded from the FAA website:
www.faa.gov
(c) EUROCAE documents may be purchased from:
European Organisation for Civil Aviation Equipment
102 rue Etienne Dolet, 92240 Malakoff, France
Telephone: +33 1 40 92 79 30, Fax: +33 1 46 55 62 65
(Email: eurocae@eurocae.net, website: www.eurocae.net)
(d) RTCA documents may be purchased from:
RTCA, Inc.
1150 18th Street NW, Suite 910, Washington DC 20036, USA
(Email: info@rtca.org, website: www.rtca.org)
Appendix A — Glossary
Abnormal conditions: conditions that are inconsistent with specified normal operating
conditions.
Airborne electronic hardware: an electronic ‘hardware item’ (see ED-80/DO-254 for definition
of ‘hardware Item’), intended to be installed in airborne equipment/systems.
Batch: a manufacturing lot of a semiconductor device that is reproduced using the same
semiconductor fabrication process.
Commercial off-the-shelf (COTS) device: a device, integrated circuit or multi-chip module
developed by a supplier for a wide range of customers (not restricted to airborne systems),
whose design and configuration is controlled by the supplier or an industry specification. A
COTS device can encompass digital, analogue, or mixed-signal technology. COTS electronic
components are generally developed by the semiconductor industry for the commercial
market, not particular to the airborne domain. These devices have widespread commercial use
and are developed according to the semiconductor manufacturer’s proprietary development
processes.
COTS device usage: definition of the used and unused functions that are implemented in the
device. This is further defined as an exhaustive list of conditions/constraints (such as
configuration settings, usage rules, protocol, timing constraints, input–output (I–O) interface,
and addressing schemes) associated with the performance characteristics of the used COTS
functions. Respecting the defined usage of the COTS will ensure the expected performance of
the device for a given set of constraints.
Commercial off-the-shelf intellectual property (COTS IP): intellectual property (IP) refers to
design functions (design modules or functional blocks, including IP libraries) used to design
and implement a part of or a complete custom device such as a PLD, FPGA, or an ASIC.
Intellectual property is considered to be ‘COTS IP’ when it is a commercially available function
used by a number of different users in a variety of applications and installations. In this
document, the terminology ‘a/the COTS IP’ refers to a piece of hardware that is COTS IP per
this definition. COTS IP is available in various source formats:
(a) Soft IP
Soft IP is COTS IP defined as register transfer level (RTL) code, captured in an HDL such as
Verilog or VHDL, that may be readable or encrypted. It is instantiated by the IP user within
the custom device HDL code or by selecting the COTS IP function in a library. Soft IP will
be synthesised, placed and routed in the AEH custom device.
In this document, the terminology ‘a/the Soft IP’ refers to a piece of hardware that is
Soft IP per this definition.
(b) Firm IP
Firm IP is COTS IP defined as a technology-dependent netlist. It is instantiated within the
custom device netlist (inserted by the user, called from a library, or selected by the user
as a library function). Firm IP will be placed and routed in the AEH custom device.
In this document, the terminology ‘a/the Firm IP’ refers to a piece of hardware that is
firm IP per this definition.
(c) Hard IP
Hard IP is COTS IP defined as a physical layout (stream, polygon, GDSII format, etc.).
Hard IP is instantiated by the IP user during the physical design layout stage; alternatively,
Hard IP is embedded into the silicon of the FPGA/PLD by the FPGA provider/device
manufacturer.
In this document, the terminology ‘a/the Hard IP’ refers to a piece of hardware that is
Hard IP per this definition.
Complex COTS device maturity: a complex device is mature when the risk of an unintended
function or misbehaviour is low. The risk of anomalous behaviour decreases as a device is
widely used and device errata are documented and communicated to the users of the device.
Critical configuration settings: those configuration settings that the applicant has determined
to be necessary for the proper usage of the hardware, which, if inadvertently altered, could
change the behaviour of the COTS device, causing it to no longer fulfil its intended function.
Development assurance for use of COTS device: all the planned and systematic activities
conducted to provide adequate confidence and evidence that the complex COTS device safely
performs its intended function under its operating conditions.
Hardware design assurance level of a function: refer to ED-80/DO-254 Table 2-1 for the
definition of DAL A, B, C and D functions.
Hybrid device: an integrated circuit combining different semiconductor dies and passive
components on a substrate.
IP libraries: ‘IP libraries’ used in the COTS IP definition refers to all submodules, sub-blocks, or
other design subfunctions that are formally/commercially made available by a COTS IP
provider and intended for integration within a COTS IP by the COTS IP user. However, Macro
Cells for FPGAs or Standard Cells for ASICs are not considered to be IP libraries, hence they are
not related to the COTS IP topic referred to in this document.
Microcode: this term often refers to a hardware-level set of instructions. It is typically stored
in the COTS device’s high-speed memory, and microcode instructions are generally translated
into sequences of detailed circuit-level operations. Microcode may be used in general-purpose
microprocessors, microcontrollers, digital-signal processors, channel controllers, disk
controllers, network interface controllers, network processors, graphics processing units, and
other hardware. A Basic Input/Output System (BIOS) is an example of microcode, which is used
to initialise microprocessor input and output process operations.
Mixed-signal device: a device that combines digital and analogue technologies.
Note: a note in this document is supporting information used to provide explanatory material,
emphasise a point, or draw attention to related items which are not entirely within context.
Objective: an objective in this document is a requirement for development assurance that
should be met to demonstrate compliance with the applicable airworthiness requirements.
Previously developed hardware (PDH): a custom-developed hardware device that has been
installed in an airborne system or equipment either approved through EASA type certification
(TC/STC) or authorised through ETSOA.
Qualification of a device: SAE EIA-STD-4899 defines component qualification as ‘The process
used to demonstrate that the component is capable of meeting its application specification
for all the required conditions and environments.’ Component qualification results in a
‘qualified device.’ Note that the use of ‘qualification’ is not intended to refer to ED-14/DO-160
environmental qualification testing.
6. Identification of the test bench source code and scripts, including the versions;
7. Hardware life-cycle data items and their versions as defined in ED-80/DO-254
Table A-1;
8. Archive and release media (e.g. for the source data);
9. Instructions for building a PLD programming file or ASIC netlist;
10. Instructions for loading the bitstream file into the target PLD or FPGA hardware;
11. Reference to the HECI; and
12. Data integrity checks for the PLD programming file (n/a for ASICs).
B.2.1.5 Additional Information for Objective CD-9 on Recognition of HDL Code Coverage
Method
For Objective CD-9, the applicant determines the code coverage criteria that support the code
coverage method. The applicant should define criteria covering the hardware description
language (HDL) code elements that are used in the design and exercising the various cases of
HDL code. The following items suggest the type of criteria that could be used to cover the HDL
logic. These criteria are still to be translated into the specific metrics proposed by the chosen
code coverage tools:
1. Every statement has been reached;
2. All the possible branch directions have been exercised;
3. All the conditions expressed in a statement or for taking a branch have been exercised;
4. Every state of a finite state machine (FSM) and every state transition has been exercised.
B.2.1.6 Additional Information for Objective CD-10 on Tool Assessment and Qualification
As described in Objective CD-10, in a context where the applicant plans to use a verification
tool for a DAL A or B custom device, or a design tool for a DAL A, B or C custom device, the
applicant can choose to provide confidence in the use of the tool through an independent
assessment of the tool outputs.
Example:
Custom device development using the following tools:
— Design tools: synthesis tools, layout tools, programming file generation tools;
— Verification tools: simulation tools, STA tools.
Confidence in design tools can be gained through the fact that the outputs from the design
tools are independently verified by post-layout simulation and physical tests during
requirements-based testing. No further tool assessment is needed.
Confidence in verification tools can also be gained through independent assessment.
For instance, physical tests, either by rerunning part of the simulation test sequences or
retesting the requirements, allow confirmation of the results generated via the simulation test
cases or procedures. The following criteria can be used to determine whether the tool can be
independently assessed using this approach:
— a significant and representative set of custom device requirements is covered by both
simulation and physical tests; and
— the results for the simulation and the physical test of the same requirement are
equivalent.
Another example of independent assessment can be to rerun simulation tests on a dissimilar
simulation tool and compare the results obtained from each simulation tool to ensure their
equivalence.
Generally, independent assessment of the tool outputs is the preferred method for tool
assessment.
When the applicant largely covers custom device requirements through physical tests, it
reinforces the confidence in the tools.
B.2.1.7 Additional Information for Objective CD-11 on Tool Assessment and Qualification
When the applicant intends to present tool history to claim credit for tool assessment,
Objective CD-11 expects the applicant to provide sufficient data and justification to
substantiate the relevance and credibility of the tool history.
In general, the tool history is applicable to a specific version of the tool, because it is difficult
to determine whether different versions or releases of the same tool constitute the same tool.
If using a different version of the tool compared with the one that has a relevant tool history,
the applicant would then be expected to analyse the differences between the tool versions to
ensure that the tool history is relevant to the version of the tool used.
A list of characteristics/criteria that can be part of the relevant history data of the tool includes:
— The similarity of the tool operational environment in which the tool service history data
was collected to the one used by the applicant;
— The stability/maturity of the tool linked to the change history of the tool;
— The service experience of the custom devices developed using the tool;
— The tool has a good reputation and is well supported/maintained by the tool supplier;
— The number of tool users is significant;
— The tool has already been used in the applicant’s company on certified developments
without raising any major concerns;
— The list of errata is available and shows that these errata do not impact the use of the
tool in the development of the particular custom device.
If the tool has not been used by the applicant’s company in the frame of another custom device
development, it is preferable not to use the tool history for assessing the tool, and instead to
conduct an independent assessment approach.
B.2.1.8.1 Clarification of Objective IP-2 on Assessment of the COTS IP Provider and COTS IP
Data
that are also available. This assessment and availability of external sets of procedures
support the applicant in defining an acceptable verification strategy.
B.2.1.8.2 Clarification of Objective IP-4 on Verification Strategy for the COTS IP Function
The COTS IP assessment should determine the extent to which the COTS IP provider verified
their IP. This verification could vary from IP with no/little verification performed to IP that is
delivered with detailed life-cycle data. The amount of verification performed by the IP provider
will drive the applicant’s verification strategy.
Taken together, the verification performed by the COTS IP provider and the verification
performed by the applicant in the integrated device shows complete verification of all the used
functions of the COTS IP. Thus, if there is little verification data from the COTS IP provider, the
applicant will need to do more verification activities to verify the functionality of the IP. If
extensive data is provided, then the applicant may only need to show the proper
implementation and integration of the IP within the custom device. This activity may be
supported by the use of the COTS IP provider’s test cases, or by proven test vectors for a COTS
IP performing a standardised interface function.
The verification strategy describes the verification data delivered with the COTS IP, as well as
the verification data to be developed by the applicant. The verification activities proposed by
the applicant should address any missing items from the data delivered with the COTS IP and
ensure the proper implementation and integration of the IP within the custom device.
B.2.1.8.3 Clarification of Objective IP-6 on the Requirements for the COTS IP Function and
Validation
Depending on the need for requirements-based testing as a part of the chosen verification
strategy for the COTS IP, the level of detail and the granularity of the AEH custom device
requirements may need to be extended to particularly address the COTS IP function and
further design steps of the COTS IP.
When custom device requirements need to be refined to capture the COTS IP functions per
the verification strategy, it will be performed using all the documentation and design data
available. The requirement capture process will encompass all the IP functions, including the
means to deactivate any unused functions.
The following aspects could be captured as derived requirements:
1. Error or failure mode detection and correction behaviour performed by the IP;
2. Design constraints that control the interaction of the IP with the rest of the design of
the custom device;
3. Configuration parameters or settings used to alter or limit the functions provided by the
IP;
4. Controlling or deactivating unused features or characteristics of the design;
5. Design constraints to properly perform the implementation and mitigate the use of the
IP features, modes, and design characteristics with known failures or limitations; for
DAL A and DAL B, the behaviour of the IP during robustness conditions, boundary
conditions, failure conditions, and abnormal inputs and conditions;
6. The mitigation of known errata that would adversely affect the correct operation of the
function.
When the applicant chooses a verification strategy that solely relies on requirements-based
testing, a complete requirement capture of the COTS IP following ED-80/DO-254 is necessary.
It is recommended that this activity should begin with a thorough understanding of the COTS
IP architecture, and both its used and unused functions. The applicant could propose a method
in the Plan for Hardware Aspects of Certification (PHAC) for determining and assessing the
completeness of the requirements capture process, in order to guarantee that the
requirements cover all the used functions and the deactivation means for the unused ones (for
non-interference with the used functions).
B.2.2.1 Additional Information for COTS Section 6.3 and Objective COTS-1 on COTS
Complexity Assessment
The applicant should assess the complexity of the COTS devices used in the design and produce
the list of all the complex COTS devices. This list of complex COTS devices is expected to be
known at an early stage and documented in the PHAC, or delivered together with the PHAC. It
is understood that the list may evolve during development, and the list should be made
available to the regulatory authority once the parts selection process is completed.
As stated in AMC 20-152A, the applicant is not expected to assess the complete bill of material
to meet Objective COTS-1, but only those devices that are relevant for the classification,
including devices that are on the boundary between simple and complex. The assessment and
the resulting classification (simple or complex) for those devices that are on the boundary and
classified as simple would be documented in a life-cycle data item that is referred to in the
PHAC and HAS.
The following examples provide some characteristics of complex and simple devices for
illustration, and on which the complexity assessment is performed by applying the generic
criteria identified in Section 6.3. These examples are provided for illustration only. Other
combinations of characteristics will occur in actual projects.
B.2.2.2 Additional Information for COTS Section 6.4.1 on the Electronic Component
Management Process (ECMP)
B.2.2.2.2 Clarification of Objective COTS-3 on Using a Device outside the Ranges of Values
Specified in its Datasheet
Establishing the reliability of a complex COTS device that is used outside its specification (its
recommended operating limits), as determined by the device manufacturer, is considered to
be difficult and might introduce risks that should be mitigated.
One process to qualify the device, called an ‘uprating’ process, could be applied to verify the
appropriate operation of the device itself and to guarantee that performance is achieved in
the target environment in all operating conditions over the lifetime of the equipment. This
uprating process focuses on the device itself and takes into account the different variations in
technology (variation in performance over different batches/over different dies). This uprating
process evaluates the performance of the device itself, so it is different from ED-14/DO-160
environmental qualification of equipment.
Thermal uprating is addressed in IEC/TR 62240-1. ‘It provides information to select
semiconductor devices, to assess their capability to operate, and to assure their intended
quality in the wider temperature range. It also reports the need for documentation of such
usage.’
It is understood that each case of uprating might follow a different process depending on the
‘uprated’ characteristics (the frequency, temperature, voltage, etc.) and the performance
guaranteed by the device manufacturer’s datasheet. For that reason, Objective COTS-3 is
separated from Objective COTS-2 and is only to be applied in cases of COTS device uprating.
IEC/TR 62240-1 states the following: ‘For each instance of device usage outside the
manufacturer's specified temperature range relevant data are documented and stored in a
controlled, retrievable format.’ This is considered to be a best practice for any uprating case
as evidence satisfying Objective COTS-3.
Note: When a simple COTS device is used outside its datasheet values, applying an uprating
process would be considered to be a best practice to ensure that the device functions properly
within the newly defined and intended environment/usage conditions.
In order to support the safety analysis process, this objective focuses on the failure effects and
not on their root causes. The hardware domain, knowing the detailed usage of the device,
starts by identifying the effects of failures of the device on the intended functions. This
information will be provided to the system safety process. When necessary, mitigation means
will be defined and verified by the appropriate domain or across the hardware, software, and
system domains.
While the applicant is expected to document the process to satisfy Objective COTS-6 in the
PHAC, the evidence would typically be captured in other documents that can be referred to in
the PHAC and ultimately in the HAS.
When a simple COTS device interfaces with software, complying with Objective COTS-6 is
considered to be a best practice.
[Amdt 20/19]
AMC 20-158
512-1800, fax 202-512-2250. Copies can also be requested from the Government Printing
Office (GPO), electronic CFR Internet website at http://www.gpoaccess.gov/cfr/.
c. FAA Advisory Circulars (ACs)
AC 20-158A, The Certification of Aircraft Electrical and Electronic Systems for Operation
in the High-Intensity Radiated Fields (HIRF) Environment.
AC 23.1309-1E, System Safety Analysis and Assessment for Part 23 Airplanes; and AC
25.1309-1A, SystemDesign and Analysis.
Copies of these ACs can be requested from the U.S. Department of Transportation,
Subsequent Distribution Office, DOT Warehouse M30, Ardmore East Business Center,
3341 Q 75th Avenue, Landover, MD 20785; telephone +1 301 322 5377. These ACs can
also be accessed via the FAA website:
http://www.faa.gov/regulations_policies/advisory_circulars/.
d. European Organization for Civil Aviation Equipment (EUROCAE). Copies of these
documents can be requested from EUROCAE, 102 rue Etienne Dolet, 92240 Malakoff,
France; Telephone: +33 1 40 92 79 30; Fax: +33 1 46 55 62 65; Website:
http://www.eurocae.net.
1. EUROCAE ED-107A, Guide to Certification of Aircraft in a High Intensity Radiated
Field (HIRF) Environment. ED-107A and SAE ARP 5583A, referenced in paragraph
3.f.1. below, are technically equivalent and either document may serve as the
‘User’s Guide’ referred to in this AMC.
2. EUROCAE ED-14G, Environmental Conditions and Test Procedures for Airborne
Equipment. This document is technically equivalent to RTCA/DO-160G. Whenever
there is a reference to RTCA/DO-160G in this AMC, EUROCAE ED-14G may also be
used.
3. EUROCAE ED-79A, Guidelines for Development of Civil Aircraft and Systems. This
document is technically equivalent to ARP 4754A. Whenever there is a reference
to ARP 4754A in this AMC, EUROCAE ED-79A may also be used.
e. Radio Technical Commission for Aeronautics (RTCA).
RTCA/DO-160G, Environmental Conditions and Test Procedures for Airborne Equipment.
This document is technically equivalent to EUROCAE ED-14G.
Copies of this document can be requested from RTCA, Inc., 1828 L Street NW, Suite 805,
Washington, DC 20036; Telephone: +1 202 833 9339; Website: http://www.rtca.org.
f. Society of Automotive Engineers (SAE International). Copies of the below documents
can be requested from SAE World Headquarters, 400 Commonwealth Drive, Warrendale,
Pennsylvania 15096-0001; Telephone: +1 724 776 4970; Website: http://www.sae.org.
1. SAE Aerospace Recommended Practice (ARP) 5583A, Guide to Certification of
Aircraft in a High Intensity Radiated Field (HIRF) Environment. SAE ARP 5583A and
ED-107A, referenced in paragraph 3.d.1. above, are technically equivalent and
either document may serve as the ‘User’s Guide’ referred to in this AMC.
2. SAE ARP 4754A, Guidelines For Development Of Civil Aircraft And Systems,
December 2010.
3. SAE ARP 4761, Guidelines and Methods for Conducting the Safety Assessment
Process on Civil Airborne Systems and Equipment, December 1996.
4. BACKGROUND
a. Aircraft protection. Concern for the protection of aircraft electrical and electronic
systems has increased substantially in recent years because of:
1. greater dependence on electrical and electronic systems performing functions
required for continued safe flight and landing of an aircraft;
2. reduced electromagnetic shielding afforded by some composite materials used in
aircraft designs;
3. increased susceptibility of electrical and electronic systems to HIRF because of
increased data bus and processor operating speeds, higher density integrated
circuits and cards, and greater sensitivities of electronic equipment;
4. expanded frequency usage, especially above 1 gigahertz (GHz);
5. increased severity of the HIRF environment because of an increase in the number
and radiated power of Radio Frequency (RF) transmitters; and
6. adverse effects experienced by some aircraft when exposed to HIRF.
b. HIRF environment. The electromagnetic HIRF environment exists because of the
transmission of electromagnetic RF energy from radar, radio, television, and other
ground-based, shipborne, or airborne RF transmitters. The User’s Guide (EUROCAE ED-
107A) provides a detailed description of the derivation of these HIRF environments.
5. DEFINITIONS
Adverse effect: HIRF effect that results in system failure, malfunction, or misleading information
to a degree that is unacceptable for the specific aircraft function or system addressed in the
HIRF regulations. A determination of whether a system or function is adversely affected should
consider the HIRF effect in relation to the overall aircraft and its operation.
Attenuation: Term used to denote a decrease in electromagnetic field strength in transmission
from one point to another. Attenuation may be expressed as a scalar ratio of the input
magnitude to the output magnitude or in decibels (dB).
Bulk Current Injection (BCI): Method of Electromagnetic Interference (EMI) testing that
involves injecting current into wire bundles through a current injection probe.
Continued safe flight and landing: The aircraft can safely abort or continue a take-off, or
continue controlled flight and landing, possibly using emergency procedures. The aircraft must
do this without requiring exceptional pilot skill or strength. Some aircraft damage may occur
because of the failure condition or on landing. For large aeroplanes, the pilot must be able to
land safely at a suitable airport. For CS-23 aeroplanes, it is not necessary to land at an airport.
For rotorcraft, the rotorcraft must continue to cope with adverse operating conditions, and the
pilot must be able to land safely at a suitable site.
Continuous Wave (CW): RF signal consisting of only the fundamental frequency with no
modulation in amplitude, frequency, or phase.
Coupling: Process whereby electromagnetic energy is induced in a system by radiation
produced by a Radio Frequency (RF) source.
Current injection probe: Inductive device designed to inject RF signals directly into wire bundles
when clamped around them.
Direct drive test: Electromagnetic Interference (EMI) test that involves electrically connecting
a signal source directly to the unit being tested.
Transfer function: Ratio of the electrical output of a system to the electrical input of a system,
expressed in the frequency domain. For HIRF, a typical transfer function is the ratio of the
current on a wire bundle to the external HIRF field strength, as a function of frequency.
Upset: Impairment of system operation, either permanent or momentary. For example, a
change of digital or analogue state that may or may not require a manual reset.
User’s Guide: Refers to SAE document ARP 5583A or EUROCAE document ED-107A.
6. APPROACHES TO COMPLIANCE
a. General. The following activities should be elements of a proper HIRF certification
programme. The iterative application of these activities is left to the applicant. Adherence
to the sequence shown is not necessary. The applicant should:
1. identify the systems to be assessed;
2. establish the applicable aircraft external HIRF environment;
3. establish the test environment for installed systems;
4. apply the appropriate method of HIRF compliance verification; and
5. verify HIRF protection effectiveness.
b. Identify the systems to be assessed
1. General. The aircraft systems that require HIRF assessment must be identified. The
process used for identifying these systems should be similar to the process for
demonstrating compliance with CS 23.1309, CS 25.1309, CS 27.1309, and CS
29.1309, as applicable. These sections address any system failure that may cause
or contribute to an effect on the safety of flight of an aircraft. The effects of an
encounter with HIRF, therefore, should be assessed in a manner that allows for the
determination of the degree to which the aircraft and its systems’ safety may be
influenced. The operation of the aircraft systems should be assessed separately
and in combination with, or in relation to, other systems. This assessment should
cover:
a. all normal aircraft operating modes, phases of flight, and operating
conditions;
b. all failure conditions and their subsequent effect on aircraft operations and
the flight crew; and
c. any corrective actions required.
2. Safety assessment. A safety assessment related to HIRF must be performed to
establish and classify the equipment or system failure condition. Table 1 provides
the corresponding failure condition classification and system HIRF certification
level for the appropriate HIRF regulations. The failure condition classifications and
terms used in this AMC are similar to those used in AC 23.1309-1E and AMC
25.1309, as applicable. Only those systems identified as performing or contributing
to functions the failure of which would result in Catastrophic, Hazardous, or Major
failure conditions are subject to HIRF regulations. Based on the failure condition
classification established by the safety assessment, the systems should be assigned
appropriate HIRF certification levels, as shown in Table 1. The safety assessment
should consider the common cause effects of HIRF, particularly for highly
integrated systems and systems with redundant elements. Further guidance on
3. Failure conditions. A safety assessment should consider all potential adverse effects due to
system failures, malfunctions, or misleading information. The safety assessment may show that some
systems have different failure conditions in different phases of flight; therefore, different HIRF
requirements may have to be applied to the system for different phases of flight. For example, an
automatic flight control system may have a Catastrophic failure condition for autoland, while
automatic flight control system operations in cruise may have a Hazardous failure condition.
c. Establish the applicable aircraft external HIRF environment. The external HIRF environments
I, II and III, as published in CS 23.1308, CS 25.1317, CS 27.1317, and CS 29.1317, are shown in Tables 2, 3 and
4 respectively. The field strength values for the HIRF environments and test levels are expressed in root mean
square (rms) units measured during the peak of the modulation cycle, which is how many laboratory
instruments indicate amplitude.
f. Verify the HIRF protection effectiveness. It should be demonstrate that the RF current on
system and equipment wire bundles and the RF fields on the system, created by the HIRF
environment, are lower than the equipment or system HIRF qualification test levels.
7. MARGINS
A margin is normally not necessary for HIRF compliance based on tests on the specific aircraft
model and system undergoing certification. However, when determining compliance based on
analysis or similarity, a margin may be required depending on the validation of the analysis or
similarity process. Where data have limited substantiation, a margin may be required
depending on the available justifications. The justification for a selected margin should be part
of the HIRF compliance plan set out in Chapter 8 below.
8. HIRF COMPLIANCE
a. HIRF compliance plan. An overall HIRF compliance plan should be established to clearly
identify and define HIRF certification requirements, HIRF protection development, and
the design, test, and analysis activities intended to be part of the compliance effort. This
plan should provide definitions of the aircraft systems, installations, and protective
features against which HIRF compliance will be assessed. The HIRF compliance plan
should be discussed with, and submitted to, the Agency for approval before being
implemented. If the aircraft, system, or installation design changes after the Agency’s
approval, a revised HIRF compliance plan should be submitted to the Agency for approval.
The HIRF compliance plan should include the following:
1. a HIRF compliance plan summary;
2. identification of the aircraft systems, with classification based on the safety
assessment as it relates to HIRF (see paragraph 6.b.2);
3. the HIRF environment for the aircraft and installed systems; and
b. Step 2 — Define aircraft and system HIRF protection. The applicant should define the
HIRF protection features that will be incorporated into the aircraft and system designs,
based on the HIRF environments that are applicable to their aircraft and its Level A
systems. Equipment, system, and aircraft HIRF protection design may occur before
aircraft-level tests are performed, and before the actual internal HIRF environment is
determined. Therefore, the equipment, system and aircraft HIRF protection design
should be based on an estimate of the expected internal HIRF environment. All aircraft
configurations that may affect HIRF protection, such as opened landing gear doors,
should be considered as part of the aircraft assessment (see Step 7).
c. Step 3 — System assessment decision. The applicant should determine whether to
perform integrated system HIRF tests on the Level A system, or whether to base the
system verification on previous integrated system HIRF tests performed on a similar
system. Aircraft and system tests and assessments need not be performed for the HIRF
environments above 18 GHz if data and design analysis show that the integrated system
tests results (see Step 5) satisfy the pass criteria from 12 GHz to 18 GHz, and that the
systems have no circuits that operate in the 18 GHz to 40 GHz frequency range.
d. Step 4 — Equipment test
1. Radiated and conducted RF susceptibility laboratory tests of ED-14G, Section 20,
may be used to build confidence in the equipment's HIRF immunity before
conducting integrated system laboratory tests in Step 5. The equipment should be
tested in accordance with the test levels (wire bundle currents and RF field
strengths) of ED-14G, Section 20, or to a level estimated for the aircraft and
equipment installation using the applicable external HIRF environment.
2. Equipment HIRF tests may be used to augment the integrated system HIRF tests
where appropriate. For equipment, whose HIRF immunity is evaluated as part of
the integrated system-level HIRF tests discussed in Step 5, the individual
equipment’s HIRF testing described in this step may be considered optional.
e. Step 5 — Integrated system test
1. Radiated and conducted RF susceptibility laboratory tests on an integrated system
should be performed for Level A systems. The HIRF field strengths and wire bundle
currents selected for this test should be based on the attenuated external HIRF
environment determined in the aircraft assessment (see Steps 10, 11, or 12). In
many cases, the integrated system test is performed before the aircraft assessment
is complete. In these cases, the integrated system test field strengths and currents
should be selected based on the expected aircraft attenuation or transfer function.
2. The installation details for the laboratory integrated system tests should be similar
to the installation in the aircraft. For example, the bonding and grounding of the
system, wire size, routing, arrangement (whether parallel or twisted wires),
connector types, wire shields, and shield terminations, and the relative position of
the elements to each other and the ground plane in the laboratory should match
closely the system installation on the aircraft to be certificated. For this reason, the
laboratory integrated system rig should have an EASA conformity inspection prior
to conducting any EASA certification credit testing.
3. The integrated system should be tested with the system operating, and should
include connected displays, sensors, actuators, and other equipment. To ensure
that the integrated system is tested when operating at its maximum sensitivity, the
system should be placed in various operating modes. If the connected equipment
is not related to the functions with Catastrophic failures, these items may be
simulated by test sets, if the test sets accurately represent the terminating circuit
impedance of the sensor. However, the connected equipment should meet the
appropriate HIRF requirements required for their failure condition classification.
4. The test levels should be selected based on the expected aircraft internal HIRF
environment determined through aircraft tests (see Step 10), generic transfer
functions and attenuation (see Step 11), or aircraft similarity assessment (see Step
12), using the applicable external HIRF environment. Integrated system test
procedures are described in detail in the User’s Guide (SAE ARP 5583A/EUROCAE
ED-107A).
5. Wire bundle current injection should be used for frequencies from 10 kHz to
400 MHz. RF currents are injected into the integrated system wiring via a current
transformer. Each wire bundle in the system should be injected and the induced
wire bundle current measured. If a system wire bundle branches, then each wire
bundle branch also should be tested. Simultaneous multi-bundle current injection
may be necessary on systems where there are redundant or multi-channel
architectures.
6. High-level radiated susceptibility tests should be used at frequencies greater than
100 MHz. The radiating antenna should be far enough away to ensure the total
volume of the equipment and at least half a wavelength of the wiring is
simultaneously and uniformly illuminated during the test.
7. Define the appropriate pass/fail criteria for the system, based on the system safety
assessment and the appropriate HIRF regulation. Any system susceptibility,
including system malfunctions, upset, or damage should be recorded and
evaluated based on these previously defined pass/fail criteria.
8. Using only the modulation to which the system under evaluation is most sensitive
may minimise the test time. The User’s Guide provides guidance on modulation
selection and suggested default modulations and dwell times.
9. The equipment tests in Step 4, using the techniques in ED-14G, Section 20,
normally are not sufficient to demonstrate HIRF compliance for Step 5. However,
for simple systems, these standard ED-14G, Section 20, tests may be sufficient if
paragraphs 9.e.2. and 3. of this step are met.
f. Step 6 — System similarity assessment
1. The integrated system HIRF tests performed for a system previously certified on
one aircraft model may be used to demonstrate system verification for a similar
system. Each system considered under the similarity approach needs to be
assessed independently even if it may use equipment and installation techniques
that have been the subject of a previous certification.
2. The system used as the basis for similarity must have been certified previously for
HIRF compliance on another aircraft model, and must have successfully completed
integrated system HIRF tests. Similarity assessment requires comparison of both
equipment and installation differences that could adversely affect HIRF immunity.
The assessment should consider the differences between the previously HIRF
certified system and the equipment circuit interfaces, wiring, grounding, bonding,
connectors, and wire-shielding practices of the equipment that comprises the new
system.
3. If the assessment finds only minimal differences between the previously certified
system and the new system to be certified, similarity may be used as the basis for
system-level verification without the need for additional integrated system tests,
providing there are no unresolved in-service HIRF problems related to the
previously certified system. If there is uncertainty about the effects of the
differences, additional tests and analyses should be conducted as necessary and
appropriate to resolve the uncertainty. The amount of additional testing should be
commensurate with the degree of difference identified between the new system
and the system previously certified. If significant differences are found, similarity
should not be used as the basis for system-level verification.
g. Step 7 — Aircraft assessment decision
1. Level A systems require an aircraft assessment. The aircraft assessment should
determine the actual internal HIRF environment where the Level A systems are
installed in the aircraft. The applicant should choose whether to use aircraft tests,
previous coupling/attenuation data from similar aircraft types (similarity), or, for
Level A display systems only, the generic transfer functions and attenuation in
Appendix 1 to this AMC. Alternately, the aircraft assessment may be a test that
exposes the entire aircraft with operating Level A systems to external HIRF
environments I, II, or III (Tables 2, 3, and 4 respectively), as appropriate, to
demonstrate acceptable Level A system performance.
2. Integrated display systems include the display equipment, control panels, and the
sensors that provide information to the displays. In some systems, the sensors also
provide information to Level A systems that are not displays. If the sensors also
provide information to Level A flight controls, the applicant must use actual
transfer functions and attenuation when demonstrating compliance for these
sensors and the flight controls.
3. Other methods for aircraft HIRF assessment, such as analysis, may be acceptable.
However, comprehensive modelling and analysis for RF field coupling to the
aircraft structure is an emerging technology. Therefore, analysis alone is currently
not adequate to demonstrate HIRF compliance for Level A systems and should be
augmented by testing.
4. If analysis is used to determine aircraft attenuation and transfer function
characteristics, test data should be provided to support this analysis. Any analysis
results should take into account the quality and accuracy of the analysis. Significant
testing, including aircraft level testing, may be required to support the analysis.
5. Aircraft and system tests and assessments need not be performed for the HIRF
environments above 18 GHz if data and design analysis show that the integrated
system tests results (see Step 5) satisfy the pass criteria from 12 GHz to 18 GHz,
and the systems have no circuits that operate in the 18 GHz to 40 GHz frequency
range.
h. Step 8 — Aircraft test decision
1. Various aircraft test procedures are available and accepted for collecting data for
aircraft HIRF verification. The two main approaches to aircraft testing are the
aircraft high-level test (see Step 9) and the aircraft low-level coupling test (see Step
10). The aircraft high-level field-illumination test involves radiating the aircraft at
test levels equal to the applicable external HIRF environment in the HIRF
regulations. Aircraft low-level coupling tests involve measuring the airframe
attenuation and transfer functions, so that the internal HIRF electric fields and
currents can be compared to the integrated system test levels.
2. Some test procedures may be more appropriate than others because of the size of the
aircraft and the practicality of illuminating the entire aircraft with the appropriate
external HIRF environment. The aircraft low-level coupling tests (see Step 10) may
be more suitable for testing large aircraft than the high-level field-illumination test
in Step 9, which requires illumination of the entire aircraft with the external HIRF
environment.
i. Step 9 — Aircraft high-level tests
1. The aircraft high-level field-illumination test requires generating RF fields external
to an aircraft at a level equal to the applicable external HIRF environment.
2. At frequencies below 400 MHz, the distance between the aircraft and the
transmitting antenna should be sufficient to ensure the aircraft is illuminated
uniformly by the external HIRF environment. The transmitting antenna should be
placed in at least four positions around the aircraft, typically illuminating the nose,
tail, and each wingtip. The aircraft should be illuminated by the antenna at each
position while sweeping the frequency range. Separate frequency sweeps should
be performed with the transmitting antenna oriented for horizontal and vertical
polarisation. The RF field should be calibrated by measuring the RF field strength
in the centre of the test volume before the aircraft is placed there.
3. At frequencies above 400 MHz, the RF illumination should be localised to the
system under test, provided all parts of the system and at least one wavelength of
any associated wiring (or the total length if less than one wavelength) are
illuminated uniformly by the RF field. Reflection planes may be needed to
illuminate relevant apertures on the bottom and top of the aircraft.
4. To ensure that the systems are tested when operating at their maximum
sensitivity, Level A systems should be fully operational and the aircraft should be
placed in various simulated operating modes.
5. The test time can be minimised by using only the modulation to which the system
under evaluation is most sensitive. In this case, the rationale used to select the
most sensitive modulation should be documented in the HIRF test plan as
discussed in paragraph 8.b.1. The User’s Guide provides guidance on modulation
selection and suggested default modulations and dwell times.
6. As an alternative to testing at frequencies below the first airframe resonant
frequency, it is possible to inject high-level currents directly into the airframe using
aircraft high-level direct-drive test methods. Aircraft skin current analysis should
be performed as described in the User’s Guide, or low-level swept-current
measurements should be made to determine the skin current distribution that will
exist for different RF field polarisations and aircraft illumination angles so that
these can be simulated accurately during this test. Aircraft high-level direct-drive
testing, although applicable only from 10 kHz to the first airframe resonant
frequency, is advantageous because it is possible to test all systems
simultaneously.
j. Step 10 — Aircraft low-level coupling tests
1. General
a. The aircraft low-level coupling tests include three different tests that cover
the frequency range of 10 kHz to 18 GHz (see Figure 2). Detailed descriptions
are available in the User’s Guide. Other techniques may be valid, but must
be discussed with and approved by the Agency before being used.
b. The low-level direct-drive test (see Step 10b, Figure 2) and the low-level
swept-current test (see Step 10c) are used for frequencies at or below
400 MHz. The low-level swept-field test (see Step 10d) is used for
frequencies at and above 100 MHz. There is an overlap of test frequencies
from 100 MHz to 400 MHz in the low-level swept-current test and the low-
level swept-field test. The division at 400 MHz is not absolute but rather
depends on when HIRF penetration of the equipment case becomes a
significant factor.
2. Steps 10a and 10b — Aircraft skin current analysis and low-level direct-drive test.
Low-level direct-drive tests in conjunction with skin current analysis should be used
to determine the transfer function between the skin current and individual
equipment wire bundle currents. The low-level direct-drive test is typically used for
frequencies from 10 kHz to the first airframe resonant frequency. For the low-level
direct-drive test to be applied successfully, a three-dimensional model of the
aircraft should be derived using aircraft skin current analysis. The three-
dimensional model can then be used to derive the aircraft's skin current pattern
for the applicable external HIRF environment. Guidance on skin current analysis is
in the User’s Guide. If the relationship between the external HIRF environment and
the skin current is known for all illumination angles and polarisation, either
because of aircraft skin current analysis or the use of the low-level swept-current
test, the skin current can be set up by direct injection into the airframe. The
resultant currents on the system wire bundles are measured with a current probe
and normalised to 1 V/m electric field strength so that they can be scaled to the
appropriate external HIRF environment. This test method has improved sensitivity
over the low-level swept-current test and may be necessary for small aircraft or
aircraft with high levels of airframe shielding.
3. Step 10c — Low-level swept-current test
a. The low-level swept-current test involves illuminating the aircraft with a low-
level external HIRF field to measure the transfer function between the
external field and the aircraft and equipment wire bundle currents. This test
is typically used in the frequency range of 500 kHz to 400 MHz. The transfer
function is resonant in nature and is dependent on both the aircraft
structure and the system installation. Because the transfer function relates
wire bundle currents to the external field, the induced bulk current injection
test levels can be related to an external HIRF environment.
b. The transmitting antenna should be placed in at least four positions around
the aircraft, typically the nose, tail, and each wingtip, with sufficient distance
between the aircraft and the transmitting antenna to ensure the aircraft is
illuminated uniformly. The aircraft should be illuminated by the antenna at
each position while sweeping the frequencies in the range of 500 kHz to 400
MHz. Separate frequency sweeps should be performed with the transmitting
antenna oriented for horizontal and vertical polarisation. The currents
induced on the aircraft wire bundles should be measured.
c. The ratio between the induced wire bundle current and the illuminating
antenna field strength should be calculated and normalised to a ratio of 1
V/m. This provides the transfer function in terms of induced current per unit
external field strength. Then the current induced by the applicable external
HIRF environment can be calculated by multiplying the transfer function by
the external HIRF field strength. The calculated HIRF currents for all
transmitting antenna positions for each aircraft wire bundle being assessed
should be overlaid to produce worst-case induced current for each wire
bundle. These worst-case induced currents can be compared with the
current used during the integrated system test in Step 5.
4. Step 10d — Low-level swept-field test. Low-level swept-field testing is
typically used from 100 MHz to 18 GHz. The test procedures for the low-level
swept-field test are similar to those used for the low-level swept-current
test; however, in the low-level swept-field test, the internal RF fields in the
vicinity of the equipment are measured instead of the wire bundle currents.
Various techniques can be used to ensure the maximum internal field in the
vicinity of the equipment is measured. Depending on the size of the aircraft
and the size of the aircraft cabin, flight deck, and equipment bays, multipoint
measurement or mode stirring can be used to maximise the internal field in
the vicinity of the equipment. See the User’s Guide for detailed low-level
swept-field test procedures.
k. Step 11 — Generic transfer functions and attenuation — Level A display systems only
1. Level A displays involve functions for which system information is displayed directly
to the pilot. For Level A display systems, the aircraft attenuation data may be
determined using generic attenuation and transfer function data. This approach
should not be used for other Level A systems, such as control systems, because
failures and malfunctions of those systems can more directly and abruptly
contribute to a Catastrophic failure event than do display system failures and
malfunctions; therefore, other Level A systems should have a more rigorous
method of HIRF compliance verification.
2. The integrated system test levels specified in Step 5 may be derived from the
generic transfer functions and attenuation for different types of aircraft.
Acceptable transfer functions for calculating the test levels are given in Appendix 1
to this AMC. Appendix 1 to this AMC also contains guidelines for selecting the
proper generic attenuation. The generic transfer functions show the envelope of
the currents that might be expected to be induced in the types of aircraft in an
external HIRF environment of 1 V/m. The current levels should be multiplied
linearly by HIRF environment I, II, or III, as appropriate, to determine the integrated
system test levels.
3. The internal HIRF electric field levels are the external HIRF environment divided by
the appropriate attenuation, in linear units. For example, 20 dB or a 10:1
attenuation means the test level is the applicable external HIRF environment
electric field strength reduced by a factor of 10.
4. The internal HIRF environments for Level A display systems can also be measured
using on-aircraft low-level coupling measurements of the actual system installation
(see Step 10). This procedure should provide more accurate information to the
user, and the test levels may be lower than the generic transfer functions or
attenuation, which are worst-case estimates.
l. Step 12 — Aircraft similarity assessment
1. The aircraft attenuation and transfer functions tests performed for a previously
certified aircraft may be used to support aircraft-level verification for a similar
aircraft model. The aircraft used as the basis for similarity must have been
previously certified for HIRF compliance, using HIRF attenuation and transfer
functions determined by tests on that aircraft.
2. The similarity assessment for the new aircraft should consider the aircraft
differences that could impact the internal HIRF environment affecting the Level A
systems and associated wiring. The comparison should consider equipment and
wiring locations, airframe materials and construction, and apertures that could
affect attenuation for the external HIRF environment.
3. If the assessment finds only minimal differences between the previously certified
aircraft and the new aircraft to be certified, similarity may be used to determine
aircraft attenuation and transfer functions without the need for additional aircraft
tests, providing there are no unresolved in-service HIRF problems related to the
existing aircraft. If there is uncertainty about the effects of the differences,
additional tests and analyses should be conducted as necessary and appropriate to
resolve the uncertainty. The amount of additional testing should be commensurate
with the degree of difference identified between the new aircraft and the aircraft
previously certified. If significant differences are found, similarity should not be
used as the basis for aircraft-level verification.
m. Step 13 — Assess immunity
1. The test levels used for the integrated system test of Step 5 should be compared
with the internal RF current or RF fields determined by the aircraft low-level
coupling tests (see Step 10), the generic transfer functions and attenuation (see
Step 11), or the aircraft similarity assessment (see Step 12). The actual aircraft
internal RF currents and RF fields should be lower than the integrated system test
levels. The applicant’s comparison method should be included in the HIRF
compliance plan. The method should enable a direct comparison between the
system test level and the aircraft internal HIRF environment at the equipment or
system location, using current for frequencies from 10 kHz through 400 MHz, and
using electric field strength for frequencies from 100 MHz through 18 GHz.
2. If the conducted RF susceptibility test levels used for the integrated system test
(see Step 5) were too low when compared with the aircraft-induced currents
determined in Steps 10b, 10c, 11 or 12, then corrective measures may be needed
(see Step 14). If the radiated RF susceptibility test levels used for integrated system
tests (see Step 5) were too low when compared with the aircraft internal fields
determined in Steps 10d, 11 or 12, then corrective measures may also be needed
(see Step 14).
3. When comparing the current measured during low-level swept-current tests in
Step 10c with the current used during the integrated system tests in Step 5, there
may be differences. These differences may be due to variations between the actual
aircraft installation and the integrated system laboratory installation, such as wire
bundle lengths, shielding and bonding, and wire bundle composition. The worst-
case current signature for a particular wire bundle should be compared to the
current induced at the particular test level or equipment malfunction over discrete
frequency ranges such as 50 kHz to 500 kHz, 500 kHz to 30 MHz, and 30 MHz to
100 MHz. This comparison should be broken into discrete frequency ranges
because the resonant frequencies may differ between the integrated system tests
and the aircraft tests.
4. If the applicant used aircraft high-level tests (see Step 9) for aircraft HIRF
verification, it should be determined if there were any Level A system
susceptibilities. Any Level A system susceptibilities should be evaluated based on
the pass/fail criteria as established in the test plan (see paragraph 8.b.1). If the HIRF
susceptibilities are not acceptable, then corrective measures may be needed (see
Step 14).
5. HIRF susceptibilities that were not anticipated or defined in the test plan pass/fail
criteria may be observed during aircraft high-level tests or integrated system
laboratory tests. If so, the data collected during the HIRF compliance verification
process should be used to determine the effect of the HIRF susceptibility on the
aircraft systems and functions. The pass/fail criteria may be modified if the effects
neither cause nor contribute to conditions that adversely affect the aircraft
functions or systems, as applicable, in the HIRF regulations. The applicant should
provide an assessment of, and supporting rationale for, any modifications to the
pass/fail criteria to the Agency for approval. If the HIRF susceptibilities are not
acceptable, then corrective measures may be needed (see Step 14).
6. If the Level A systems show no adverse effects when tested to levels derived from
HIRF environment I or III, as applicable, then this also demonstrates compliance of
the system with HIRF environment II.
7. If the integrated system tests results (see Step 5) satisfy the pass criteria from 12
GHz to 18 GHz, and design analysis shows that the system has no circuits that
operate in the 18 GHz to 40 GHz frequency range, then this demonstrates by
analysis that the system is not adversely affected when exposed to HIRF
environments above 18 GHz. If these conditions are satisfied, further aircraft and
system tests and assessments above 18 GHz are not necessary.
8. Review the actual system installation in the aircraft and the system configuration
used for the integrated system test (see Step 5). If significant configuration
differences are identified, corrective measures may be needed (see Step 14).
9. Certain RF receivers with antennas connected should not be expected to perform
without effects during exposure to the HIRF environments, particularly in the RF
receiver operating band. Because the definition of adverse effects and the RF
response at particular portions of the spectrum depends on the RF receiver system
function, the applicant should refer to the individual RF receiver minimum
performance standards for additional guidance. However, because many RF
receiver minimum performance standards were prepared before implementation
of HIRF requirements, the RF receiver pass/fail criteria should be coordinated with
the Agency.
n. Step 14 — Corrective measures. Corrective measures should be taken if the system fails
to satisfy the HIRF immunity assessment of Step 13. If changes or modifications to the
aircraft, equipment, system or system installation are required, then additional tests may
be necessary to verify the effectiveness of the changes. The ED-14G, Section 20,
equipment tests, integrated system tests, and aircraft tests, in whole or in part, may need
to be repeated to demonstrate HIRF compliance.
o. Step 15 — HIRF protection compliance. The test results and compliance report should
be submitted to the Agency for approval as part of the overall aircraft type certification
or supplemental type certification process.
10. STEPS TO DEMONSTRATE LEVEL B AND C SYSTEM HIRF COMPLIANCE
a. Step 1 — System safety assessment. The applicant should determine the system failure
condition classification for the systems being certified on their aircraft using a system
safety assessment as discussed in paragraph 6.b.2. For systems classified with Hazardous
or Major failure conditions (Level B and C systems), the applicant should follow
compliance steps 2 through 8 listed below, as appropriate. These compliance steps are
also depicted in Figure 3 of this AMC, and are not necessarily accomplished sequentially.
For systems classified with Catastrophic failure conditions (Level A systems), the
compliance steps outlined in Chapter 9 should be followed.
b. Step 2 — Define aircraft and system HIRF protection. The applicant should define the
HIRF protection features that will be incorporated into the aircraft and system designs,
based on the HIRF environments that are applicable to their aircraft and its Level B and C
systems. Equipment, system, and aircraft HIRF protection design may occur before
aircraft-level tests are performed, and before the actual internal HIRF environment is
determined. Therefore, the equipment, system and aircraft HIRF protection design
should be based on an estimate of the expected internal HIRF environment.
c. Step 3 — Select compliance method. The applicant should determine whether to
perform equipment HIRF tests on the Level B and C systems, or whether to base
compliance on previous equipment tests performed for a similar system.
d. Step 4 — Equipment test
1. Level B and Level C systems do not require the same degree of HIRF compliance
testing as Level A systems and, therefore, do not require aircraft-level testing. ED-
14G, Section 20, laboratory test procedures should be used, using equipment test
levels defined in the regulations. The test levels used depend on whether the
system is categorised as Level B or C. Equipment HIRF test level 1 or 2, as applicable,
should be used for Level B systems. ED-14G, Section 20, Category RR, satisfies the
requirements of equipment HIRF test level 1. For equipment HIRF test level 2, the
applicant may use the approach in paragraph 9.k. to help determine acceptable
aircraft transfer function and attenuation curves for their Level B system.
Equipment HIRF test level 3 should only be used for Level C systems. ED-14G,
Section 20, Category TT, satisfies the requirements of equipment HIRF test level 3.
When applying modulated signals, the test levels are given in terms of the peak of
the test signal as measured by a root mean square (rms), indicating spectrum
analyser’s peak detector. See the User’s Guide (SAE ARP 5583A/EUROCAE ED-
107A) for more details on modulation.
2. Define the appropriate pass/fail criteria for the system, based on the system safety
assessment and the appropriate HIRF regulation (see paragraph 6.b.2). Any
susceptibility noted during the equipment tests, including equipment
malfunctions, upset, or damage, should be recorded and evaluated based on the
defined pass/fail criteria.
Generic transfer function normalised to 1 V/m for an aeroplane with a fuselage length of ≤ 25 m.
Generic transfer function normalised to 1 V/m for an aeroplane with a fuselage length of > 25 m and ≤ 50 m.
Generic transfer function normalised to 1 V/m for an aeroplane with a fuselage length of > 50 m.
Figure A1-6 — Generic attenuation values — All aircraft 100 MHz to 18 GHz
[Amdt 20/13]
AMC 20-170
An applicant may choose to apply this AMC for a system which would not fulfil the
conditions above. In that case, early discussions should take place between the applicant
and EASA in order to confirm whether this AMC should be followed or not.
1.3. Document overview
This document:
(a) provides an overview of and background information on IMA systems and on
concerns related to their certification (Section 2);
(b) presents the EASA policy for IMA certification by recognising the use of EUROCAE
document ED-124, Integrated Modular Avionics (IMA) Development Guidance and
Certification Considerations, as an acceptable means of compliance for the
development and certification of IMA systems. It also clarifies and amends the
intent, scope, and use of that document (in Section 3);
(c) introduces the incremental certification approach, and introduces the link to ETSO
authorisations (ETSOAs) (in Section 4);
(d) complements ED-124 with additional considerations on dedicated topics, such as
environmental qualification, open problem reports (OPRs), and configuration files
(in Section 5).
1.4. Documents to be used with this AMC
This AMC should be used together with the following documents. The applicable version
of the documents for a given project will be established in the certification basis or in the
applicable CRIs.
Reference Title
ED-124/DO-297 Integrated Modular Avionics (IMA) Development Guidance and
Certification Considerations
ED-79/ARP4754* Certification Considerations for Highly-Integrated or Complex Aircraft
Systems
ED-79A/ARP4754A Guidelines for Development of Civil Aircraft and Systems
ED-12()/DO-178()** Software Considerations in Airborne Systems and Equipment
Certification
ED-80/DO-254 Design Assurance Guidance for Airborne Electronic Hardware
ARP4761() Guidelines and Methods for Conducting the Safety Assessment Process
on Airborne Systems and Equipment
ED-14()/DO-160() Environmental Conditions And Test Procedures For Airborne
Equipment
ED-215/DO-330 Software Tool Qualification Considerations
* ED-79A should be used, unless ED-79 is the applicable document in a given project.
** Recommendations for software are developed in AMC 20-115().
1.5. Referenced material
1.5.1. Certification specifications (CS) and acceptable means of compliance (AMC)
Reference Title
CS XX.1301 Function and installation
CS XX.1302 Installed systems and equipment for use by the flight crew
CS XX.1309 Equipment, systems and installations
Reference Title
AC 23.1309-1() System safety analysis and assessment for Part 23 airplanes
AMC 25.1309 System design and analysis
AC 27.1309 Equipment, systems and installations
AC 29.1309 Equipment, systems and installations
CS XX.1322 Flight crew alerting
CS-E 50 Engine control system
AMC E 50 Engine control system
AMC 20-3 Certification of engines equipped with electronic engine control
systems
AMC 20-115() Software considerations for certification of airborne systems and
equipment
ETSO-2C153 Integrated Modular Avionics (IMA) platform and modules
ETSO-C214 Functional-ETSO equipment using authorised ETSO-2C153 IMA
platform or module
The applicable version of the documents for a given project will be established in
the certification basis or in the applicable CRIs.
1.5.2. Referenced documents
Reference Title
ED-94C Supporting information for ED-12C and ED-109A
Term Meaning
IMA system Consists of an IMA platform(s) and a defined set of hosted
applications. [ETSO-2C153]
Incremental The incremental certification process is the process by which EASA
certification agrees to grant compliance credit to IMA modules/platforms or
hosted applications considered independently, based on activities
performed at intermediate steps.
Intermixability The capability to intermix software and/or hardware of different
versions and/or modification standards. [ED-124]
Interoperability The capability of several modules to operate together to accomplish a
specific goal or function. [ED-124]
Module A component or collection of components that may be accepted by
themselves or in the context of an IMA system. A module may also
comprise other modules. A module may be software, hardware, or a
combination of hardware and software, which provides resources to
the IMA system hosted applications. [ED-124]
Module/ The action of setting some adjustable characteristics of the
platform module/platform in order to adapt it to the user context.
configuration By extension, the result of this action.
NOTE: A configuration table is one way but not the only way to
configure a module/ platform.
Partitioning Partitioning is ‘An architectural technique to provide the necessary
and robust separation and independence of functions or applications to ensure
partitioning that only intended coupling occurs.’ [ED-124]
Robust partitioning is a means for assuring the intended isolation in
all circumstances (including hardware failures, hardware and
software design errors, or anomalous behaviour) of aircraft functions
and hosted applications using shared resources. The objective of
robust partitioning is to provide a level of functional isolation and
independence equivalent to that of a federated system
implementation.
Platform A module or group of modules, including core software, that manages
resources in a manner sufficient to support at least one application.
[ED-124]
Resource Any object (processor, memory, software, data, etc.) or component
used by a processor, IMA platform, core software or application. A
resource may be shared by multiple applications or dedicated to a
specific application. A resource may be physical (a hardware device)
or logical (a piece of information). [ED-124]
Support Embedded software necessary as a complement to the operating
software system to provide general services such as contributing to the
intended function of resources sharing, handling hardware, drivers,
software loading, health monitoring, boot strap, etc. [ETSO-2C153]
Usage domain The usage domain of an IMA module is defined as an exhaustive list
of conditions (such as configuration settings, usage rules, etc.) to be
respected by the user(s) to ensure that the IMA module continues to
meet its characteristics. Compliance with the usage domain ensures
that:
the module is compliant with its functional, performance, safety and
environmental requirements specified for all implemented intended
functions;
the module characteristics documented in the user guide/manual
remain at the levels guaranteed by the manufacturer;
Term Meaning
the module remains compliant with the applicable airworthiness
requirements (including continuing airworthiness aspects).
[Adapted from ETSO-2C153, without reference to the ETSO Minimum
Performance Standard]
1.6.2. Abbreviations
Abbreviation Meaning
AEH airborne electronic hardware
AMC acceptable means of compliance
API application programming interface
ATA air transport association of America
CRI certification review item
CS certification specification
EASA European Aviation Safety Agency
ETSO European technical standard order
ETSOA European technical standard order authorisation
F-ETSO functional ETSO
HW hardware
IDAL item development assurance level
I/O input/output
IMA integrated modular avionics
LRU line replaceable unit
MMEL master minimum equipment list
OPR open problem report
RSC reusable software component
SOI stage of involvement
STC supplemental type certificate
SW software
TC type certificate
TQL tool qualification level
TSO technical standard order
TSOA technical standard order authorisation
2. Background
The use of IMA has rapidly expanded in the last two decades and is expected to progress even
more in the future in all types of products, parts and appliances. Additional guidance is hence
needed to address specific aspects at the application, component, platform, system, and aircraft
levels.
2.1. IMA overview
A representation of a simple IMA architecture is illustrated in Figure 1:
— Applications implementing several aircraft functions are hosted on the same
platform. Several applications (e.g. Applications 1.1 & 1.2) may contribute to the
same aircraft function.
— The platform consists of:
— It is not the intent of this AMC to cover the development processes for
aircraft functions, even if they are implemented by applications hosted in an
IMA system.
— In relationship with ED-124, it is not the intent of this AMC to cover:
— operational aspects of master minimum equipment lists (MMELs) (ED-
124 Chapter 3.9);
— considerations for continued airworthiness (ED-124 Chapter 6);
— the safety assessment process (ED-124 Chapter 5.1).
— The cybersecurity aspects (ED-124 Chapter 5.1.5.8) are not adequate, and
should be superseded by the applicable cybersecurity standards as defined
in the project certification basis.
— Regarding the incremental certification process presented in ED-124:
— the ‘letter of acceptance’ concept is not feasible in the EASA context.
The certification given by EASA is limited to only a specific aircraft type
certification (TC), or to a subsequent aircraft level certification of a
system change or in the frame of a supplemental type certificate
(STC), or granted through an ETSOA;
— the alternate concept of ‘reusable software component (RSC)’
acceptance as described in ED-124 Chapter 4, Table 4, with reference
to FAA AC 20-148, is not feasible in the EASA context as it makes use
of acceptance letters for software parts.
3.1.3. Clarification and use of ED-124
ED-124 defines a complete ‘end-to-end’ framework and a set of objectives to
support the certification of IMA systems, i.e. from the development of
software/airborne electronic hardware (SW/AEH) items to aircraft integration.
As it covers the complete development and certification of IMA systems, ED-124
may contain some objectives, activities and life cycle data similar to those that
apply to a federated architecture, and which may not be IMA-specific. Additionally,
some considerations in ED-124 may overlap or may be considered to be addressed
by other applicable guidance documents (e.g. ED-79).
The way in which ED-124 was written, e.g. by allocating objectives, activities and
life cycle data to the various ‘tasks’, should therefore not be interpreted:
— as imposing a unique scheme in terms of the project organisation,
sequencing of activities and expected life cycle data required to meet the
objectives; or
— as requesting the duplication of activities or life cycle data.
The following sections further explain the flexibility which is inherent in the ED-124
approach and which is fully recognised by EASA.
3.1.3.1. The ED-124 task framework
ED-124 structures the IMA development activities by tasks and objectives to
be achieved at the AEH/SW/module item level. This framework also suggests
a definition of roles and responsibilities of the different stakeholders
Figure 4 — Mapping between an IMA system and the ED-124 certification tasks
Among the considerations detailed in the ED-124 tasks, the key IMA
specificities are:
— Task 1: the need to develop resources/services to be shared by
applications and the adequate associated mechanisms
(partitioning, health monitoring, etc.), and the need to
document these resources, services and mechanisms for the
IMA platform users;
— Task 2: the need to characterise the applications in terms of
their resource usage and execution constraints, and the need
to verify that the applications satisfy the usage domain of the
platform;
— Task 3: the need to verify that the whole set of applications
complies with the platform usage domain, and the proper
implementation of the resource allocation and platform
configuration requests from the applications;
— Task 4: has little specificity in comparison with non-IMA
systems.
3.1.3.2. Relationship with other guidelines
In order to maximise the credit taken from other standards and existing
processes, two certification approaches based on the ED-124 tasks and
objectives are considered eligible to support an IMA system certification:
— when applicable, the tailoring and scope of the ED-124 tasks, or ED-124 life
cycle data;
— the work package allocated to each IMA stakeholder, including the design,
validation, verification and integration activities, including environmental
qualification under their responsibility and the credit claimed for the
incremental certification.
— The activities planned for the integration of the IMA system and its installation on
an aircraft with an emphasis on:
— the establishment of full or partial incremental credit gained from the
integration, validation and verification activities conducted at each stage of
the development, with their associated transition criteria. If a future step
cannot be planned by a stakeholder, who for instance would
— only perform the development of a function, the interface to future steps
and the assumptions made (e.g. on resources used) need to be identified;
— the credit expected from the characteristics of the IMA platform to
independently verify aircraft functions allocated or partially allocated to the
IMA system;
— the activities to be completed for the installation of an ETSO-2C153 or C214
article;
— the rationale for not performing some ground or flight tests when the IMA
system is installed on the aircraft.
— A description of the development and verification environments, with emphasis on
the tools used to generate data or automate the activities and the rationale for the
qualification or non-qualification of the tools.
Note: A dedicated IMA system certification plan may not be required provided that its
role is equivalently performed by a comprehensive set of documents in the applicant’s
data package.
4. Incremental certification process
As indicated in Section 3.1.2, the concepts of ‘letters of acceptance’ and of ‘reusable software
components (RSCs)’ are not compatible with the EASA system.
Furthermore, within the EASA system, there is currently no means to benefit from the
certification credit granted within a TC or an STC in the frame of another product certification.
Formal compliance credit can only be claimed from an ETSOA.
However, the lack of an ETSOA, or the absence of a letter of acceptance, does not prevent an
applicant from incrementally building confidence and demonstrating compliance of IMA
components during the development flow (as per the ED-124 task framework), nor does it
prevent the reuse of previous certification artefacts and activities for a new demonstration of
compliance.
The incremental certification process is the process to certify a product for which EASA agrees
to grant some credit to a component/module, application or system, before that module,
application or system is configured, integrated and certified as part of the final product. The
incremental certification process applies to the following approaches:
(a) Incremental component qualification: credit is taken from activities performed during
various steps of the development in order to reduce the effort during a subsequent phase
(e.g. verification activities). This qualification is mainly built up using the incremental
verification approach.
(b) Reuse: credit is taken from activities performed on components (modules, platforms,
applications) reused from other projects. This approach encompasses the components
reused from a previously approved TC or from legacy IMA systems.
(c) Compliance credit: formal credit is claimed from an ETSOA.
In all cases, the applicant should evaluate and substantiate the suitability and level of the credit
sought. Early coordination with EASA should be ensured.
Note: An ETSOA is not a mandatory step in the certification of an IMA system.
Demonstration of
Evidence supporting the
Approach compliance — Applicant activities
claim
responsibilities
(a) Incremental Under the full Full compliance Evidence of review and
component responsibility of the demonstration is acceptance by the
qualification applicant*. expected from the applicant, covering all
See paragraph applicant. objectives for which credit
4.1 is sought, including final
review reports (at
software, hardware,
platform, IMA system
level(s), as applicable).
(b) Reuse from Under the full Compliance Previous set of evidence.
previous TC responsibility of the demonstration may be Evidence of review and
See paragraph applicant*. tailored depending on acceptance by the
4.2 the agreement with applicant, covering all
EASA**. objectives for which credit
Note: Demonstration of is sought, including final
compliance for the IMA review reports (at
components may be software, hardware,
reduced (e.g. no platform, IMA system
software development level(s), as applicable).
and verification reviews
(SOI#2&3) as part of
Task 2).
(c) Compliance Shared between the: Compliance ETSOA
credit ETSO holder for the demonstration is
See paragraph scope covered by the reduced according to
4.3 ETSOA (e.g. the certification credit
module/platform); claimed from the ETSOA.
applicant* for the
completion of
integration and/or
installation activities.
** Discussions held on a case-by-case basis based on the information provided through the
certification plan.
Whatever the approach selected for the recognition of credit and the level of credit granted,
the applicant remains responsible for ensuring and for demonstrating that each component is
integrated and installed consistently with its function, interfaces, usage domain, and limitations.
4.1. Incremental component qualification
One main characteristic of IMA systems and the ED-124 task framework is that they allow
a high level of independence in the design and verification activities:
— between the functional level (application) and the resource level
(module/platform);
— between different applications (except for possible functional coupling between
applications).
In addition, Chapter 2.2.e of ED-124 introduces the concept of ‘composability’, where the
integration of a new application does not invalidate any of the verified requirements of
an already integrated application. When an IMA system is ‘composable’, credit can be
taken from its properties (e.g. robust partitioning) regarding two aspects:
— during the development of the application itself: credit may be taken from
module/platform development activities;
— during the integration and verification activities: credit may be taken from the
integration of the application and from the absence of impact on other already
verified and installed applications.
These principles drive a modular approach, which can be used to support an incremental
component qualification process, provided the following considerations are fulfilled:
— The applicant should define criteria and supporting evidence to demonstrate the
achievement of all objectives for which credit is sought.
— The applicant should assess, and record through a formal review, the achievement
and acceptance of a set of objectives for a given component. For instance, a final
software and hardware review (SOI#4) on the components of a module and the
acceptance of the corresponding software and hardware accomplishment
summaries could support the completion of ED-124 Task 1.
Depending on the framework and organisation, strict AMC 20-115() or ED-80 compliance
may not, on its own, be sufficient to show the achievement of a given task.
Complementary accomplishment summaries should be provided and encompassed in the
applicant’s review.
4.2. Reuse of components
The applicant remains fully responsible for the contents of the associated data, which
have to be assessed through the applicant’s activities as being reusable in the context of
the current certification project.
4.2.1. Reuse from a legacy IMA system
Components that were previously approved may be reused provided that the
applicant shows that the reuse of the component is appropriate. If changes are
necessary, a change impact analysis should be performed to identify the scope of
the changes and the necessary activities to re-engage in to cover the changes.
to comply with the AMC 20-115()1 guidance, including the process to ensure
intermixability and compatibility during the post-TC period as indicated in ED-124. In
particular, any parameter data item should be assigned the same software level as the
component using it.
5.3. Use of tools and the need for qualification
IMA system development may be supported by the use, at the system level, of tools in
order to eliminate, reduce, or automate the activities associated with the ED-124
objectives. If a tool could introduce an error or could fail to detect an error, and there are
no other alternative means to detect the issue, qualification of the tool is needed.
For instance, a tool may be used to generate and/or verify IMA configuration data and
may produce an erroneous configuration that is not necessarily easily detectable at a
subsequent integration/verification step.
The objectives of tool qualification are to:
— ensure an equivalent level of confidence to the non-automated process/activities;
— demonstrate that the tool complies, and its qualification is commensurate, with
the intended use.
Adequate guidance for tool qualification is provided in ED-215, Software Tool
Qualification Considerations, and should be followed when a tool is intended to be
qualified to support the IMA system development.
The following criteria should be used to determine the appropriate tool qualification level
(TQL), according to its intended use:
(a) Impact of the tool:
(1) Criterion 1: a tool whose output is part of the IMA system and thus could
introduce an error.
(2) Criterion 2: a tool that automates verification process(es) and thus could fail
to detect an error, and whose output is used to justify the elimination or
reduction of:
— verification process(es) other than that (those) automated by
the tool; or
— development process(es) that could have an impact on the IMA
system.
(3) Criterion 3: a tool that, within the scope of its intended use, could fail to
detect an error.
(b) IDAL of the IMA component supported by the tool:
Criteria
IDAL
1 2 3
A TQL-1 TQL-4 TQL-5
B TQL-2 TQL-4 TQL-5
C TQL-3 TQL-5 TQL-5
D TQL-4 TQL-5 TQL-5
1
Starting from AMC 20-115D.
AMC 20-189
1. PURPOSE
This AMC describes an acceptable means, but not the only means, for showing compliance with the
applicable airworthiness regulations for the management of open problem reports (OPRs) in ETSO
authorisations and type certification, for the system, software and airborne electronic hardware (AEH)
domains. Compliance with this AMC is not mandatory, and an applicant may elect to use an alternative
means of compliance. However, the alternative means of compliance must meet the relevant
requirements, ensure an equivalent level of safety, and be approved by EASA on a product or ETSO
article basis.
2. APPLICABILITYThis AMC may be used by applicants, design approval holders, and developers of
airborne systems and equipment to be installed on type-certified aircraft, engines, and
propellers. This AMC applies to all airborne electronic systems and equipment, including to the
software and AEH components contained in those systems, which could cause or contribute to
Catastrophic, Hazardous, or Major failure conditions.
3. BACKGROUND
3.1. Each of the system, software and AEH domains relies on problem report (PR) management to
ensure the proper management of open problem reports (OPRs) and to help ensure safe
products at the time of approval. However, the existing guidance on PR and OPR management
is inconsistent and incomplete across domains. Therefore, this AMC provides consistent
guidance across these domains for PR management, OPR management, stakeholder
responsibilities, reporting, and other aspects of OPR management. This AMC complements but
does not alleviate the project-applicable system, software and AEH guidance.
3.2. The technical content of this AMC has been jointly developed with the Federal Aviation
Administration (FAA), in order to harmonise as far as practicable.
4. DEFINITIONS
The PR management process is a key enabler for the management of OPRs. The PR management
process enables the consistent and timely management of problems encountered across the system,
software and AEH domains. Consequently, this process reduces the risk of a loss of visibility of critical
issues remaining at the time of approval.
5.1 A PR management process across the system, software and AEH domains should be established
and used during the development (both for initial certification and subsequent changes) of a
product or an ETSO article. The PR management process should address the review and
resolution of PRs that impact the transition to other development assurance processes.
5.2 A problem recorded after approval should also be managed through the PR management
process, and any related systemic process issues should be identified and corrected.
5.3 PRs that cannot be resolved by the current stakeholder should be reported in a manner that is
understandable to the affected stakeholders.
5.4 For PRs that may have an impact on other products or articles that are developed within an
organisation, a means should be established for sharing PR information so that any necessary
corrective actions can be taken.
6. OPR MANAGEMENT
An OPR management process, based on the PR management process, should be established across
the system, software and AEH domains, including the following process steps:
certificate (TC) / supplemental type certificate (STC) approval or European technical standard
order (ETSO) article authorisation, as applicable.
6.1.4 A stakeholder, other than the aircraft TC or STC applicant, should classify as ‘Significant’ any
OPR for which the classification may vary between ‘Functional’ and ‘Significant’, depending on
the installation.
7. STAKEHOLDER RESPONSIBILITIES
The levels of stakeholders include: item, equipment or ETSO article, system and product.
The actual stakeholders for a specific project depend on the project organisation.
7.1 PR management (per Section 5) should be performed by the stakeholder at each level. The
applicant has responsibility for the overall PR process for all the involved stakeholders.
7.2 OPR management (per Section 6) should be performed, at a minimum, at the ETSO article level,
at the level of each individual system within a product, and at the product level.
9. AVAILABILITY OF DOCUMENTS
(1) EASA Certification Specifications (CSs) and Acceptable Means of Compliance (AMC) may
be downloaded from the EASA website: www.easa.europa.eu
(2) FAA Advisory Circulars (ACs) may be downloaded from the FAA website: www.faa.gov
(3) EUROCAE documents may be purchased from:
European Organisation for Civil Aviation Equipment
9-23 rue Paul Lafargue
"Le Triangle" building
93200 Saint-Denis, France
Telephone: +33 1 49 46 19 65
(Email: eurocae@eurocae.net, website: www.eurocae.net)
(4) RTCA documents may be purchased from:
RTCA, Inc.1150 18th Street NW, Suite 910, Washington DC 20036, USA
(Email: info@rtca.org, website: www.rtca.org)
[Amdt 20/19]
AMC 20-1A The Certification of Aircraft Propulsion Systems Equipped AMC-20 Amdt 19
with Electronic Controls
AMC 20-2B The Certification of Essential APUs Equipped with Electronic AMC-20 Amdt 19
Controls
AMC 20-3B The Certification of Engines Equipped with Electronic AMC-20 Amdt 19
Engine Control Systems
AMC 20-4A Airworthiness Approval and Operational Criteria For the Cancelled
Use of Navigation Systems in European Airspace Designated
(By AMC-20 Amdt 17)
For Basic RNAV Operations
AMC 20-5 Airworthiness Approval and Operational Criteria for the use Cancelled
of the Navstar Global Positioning System (GPS)
(By AMC-20 Amdt 17)
AMC 20-6 rev 2 Extended Range Operation with Two-Engine Aeroplanes AMC-20 Amdt 7
ETOPS Certification and Operation
AMC 20-9 Acceptable Means of Compliance for the Approval of AMC-20 Amdt 1
Departure Clearance via Data Communications over ACARS.
AMC 20-10 Acceptable Means of Compliance for the Approval of Digital AMC-20 Amdt 1
ATIS via Data Link over ACARS.
AMC 20-11 Acceptable Means of Compliance for the Approval of use of Cancelled
Initial Services for Air Ground Data Link in Continental
(by AMC-20 Amdt 11)
Airspace
AMC 20-12 Recognition of FAA Order 8400.12a for RNP 10 Operations Cancelled
(By AMC-20 Amdt 17)
AMC 20-15 AMC 20-15 Airworthiness Certification Considerations for AMC 20 Amdt 8
the Airborne Collision Avoidance System (ACAS II) with
optional Hybrid Surveillance
AMC 20-24 Certification Considerations for the Enhanced ATS in Non- AMC-20 Amdt 3
Radar Areas using ADS-B Surveillance (ADS-B-NRA)
Application via 1090 MHZ Extended Squitter
AMC 20-25A Airworthiness consideration for Electronic Flight Bags AMC-20 Amdt 16
(EFBs)
AMC 20-26 Airworthiness Approval and Operational Criteria for RNP Cancelled
Authorisation Required (RNP AR) Operations
(By AMC-20 Amdt 17)
AMC 20-27A Airworthiness Approval and Operational Criteria for RNP Cancelled
APPROACH (RNP APCH) Operations Including APV BARO-
(By AMC-20 Amdt 17)
VNAV Operations
AMC 20-128A Design Considerations for Minimizing Hazards Caused by AMC-20 Initial issue
Uncontained Turbine Engine and Auxiliary Power Unit Rotor
Failure
AMC 20-136 Aircraft electrical and electronic system lightning protection AMC-20 Amdt 13
AMC 20-158 Aircraft electrical and electronic system high-intensity AMC-20 Amdt 13
radiated fields (HIRF) protection
[Amdt 20/19]