Snow 2016
Snow 2016
Snow 2016
Maria LaRusso, Ha Yeon Kim, Robert Selman, Paola Uccelli, Theo Dawson,
Stephanie Jones, Suzanne Donovan & Catherine Snow
To cite this article: Maria LaRusso, Ha Yeon Kim, Robert Selman, Paola Uccelli, Theo Dawson,
Stephanie Jones, Suzanne Donovan & Catherine Snow (2016): Contributions of Academic
Language, Perspective Taking, and Complex Reasoning to Deep Reading Comprehension,
Journal of Research on Educational Effectiveness, DOI: 10.1080/19345747.2015.1116035
Article views: 18
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Reading Comprehension
Maria LaRusso1,2, Ha Yeon Kim1, Robert Selman1, Paola Uccelli1, Theo Dawson3, Stephanie
2
Strategic Education Research Partnership, Washington, DC, USA
3
Lectica, Inc., Northampton, Massachusetts, USA
Address correspondence to Maria LaRusso, Harvard University, Larsen Hall 313A, 14 Appian
Abstract
Deep reading comprehension refers to the process required to succeed at tasks defined by the
Common Core State Literacy Standards, as well as to achieve proficiency on the more
challenging reading tasks in the Program for International Student Assessment (PISA)
framework. The purpose of this study was to test the hypothesis that three skill domains not
O'Reilly, Weeks, Sabatini, Steinberg & Halderman, 2014) is designed to reflect students' abilities
to evaluate texts, integrate information from an array of texts, and use textual evidence to
formulate a position, all features of deep reading comprehension. We tested the role of academic
language, perspective taking, and complex reasoning in explaining variance in end-of-year GISA
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scores, controlling for beginning-of-year scores and student demographics. All three predictors
explained small, but significant, amounts of additional variance. We suggest that these three skill
Keywords
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Reading comprehension is undeniably the literacy challenge of the 21st century. A half-
century of systematic research has provided strong guidance to instruction in word reading
accuracy and fluency (NICHD, 2000). Whereas U.S. students perform well in international
comparisons at grade four (Martin & Mullis, 2013) when these technical reading skills are the
prime determinant of successful performance, they perform relatively poorly by high school
when comprehension tasks are more challenging (NCES, 2015). Unfortunately, research has
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generated much less consensus about either the cognitive processes involved in or the best
In a notable exception to this generalization, the simple view of reading (SVR) has
achieved widespread acceptance. The SVR (Gough & Tunmer, 1986) is, simply, that
comprehension is the product of decoding and oral language comprehension. In other words, any
text that a student can understand orally also can be understood through reading, if decoding of
words in that text does not form a barrier. This view had the important effect of directing
dozens of studies, most of which have generally confirmed the predictions of the simple view,
English (e.g., Savage, 2001) and other languages (e.g., Gentaz, Sprenger-Charolles, Theurel, &
Colé, 2013; Ho, Chow, Wong, Waye & Bishop, 2012), second language readers of English (e.g.,
Erdos, Genesee, Savage & Haigh, 2010, Farnia & Geva, 2013; Proctor, August, Carlo & Snow,
2006), and children with a variety of language and cognitive disabilities (e.g., Catts, Adlof &
Weismer, 2006; Palikara, Dockrell & Lindsay, 2011). These various studies have operationalized
the key variables, decoding, oral comprehension, and reading comprehension, in a variety of
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ways, and most have been conducted with students reading at or below grade four level, a level
at which comprehension is assessed using fairly simple texts and relatively low-inference
comprehension items. In fact, decoding skill has been shown to explain a large percent of the
variance on many of the widely used comprehension assessments, especially for younger readers
Despite its success, the SVR has been criticized for its failure to recognize the role of
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broader cognitive abilities that are strongly related to comprehension, including memory and
word knowledge (Carrroll, 1993), IQ (e.g., Tiu, Thompson & Lewis, 2003), efficiency (Høien-
Tengesdal & Høien, 2012), and fluency (Silverman, Speece, Harring & Ritchey, 2013),
particularly in accounting for older students' reading (Macaruso & Shankweiler, 2010).
Furthermore, the SVR encounters limitations when extended to explaining performance on the
literacy tasks of adolescence, the comprehension outcomes defined as expected of all students by
the Common Core State Standards (CCSS; NGA, 2010), and the content-area-specific challenges
to comprehension described by those studying disciplinary literacy (Goldman, 2012; Goldman &
Snow, 2015; Lee, 2004; Shanahan, Shanahan & Misischia, 2011). It is these limitations that led
deep reading comprehension. The comprehension tasks encountered in secondary school, higher
education, and many employment settings require acquisition of knowledge, integration of newly
acquired with pre-existing conceptual structures, analysis and critique of texts and their sources,
and synthesis across multiple texts and sources. We hypothesize that success at these deep
reading tasks are, in turn, dependent on abilities in three domains that go well beyond decoding
and oral comprehension: academic language, perspective taking, and complex reasoning.
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The purpose of the study presented here is to report the first findings testing this
hypothesis about the predictors of deep reading comprehension. The findings derived from a
study conducted under the Reading for Understanding initiative, in the context of a larger effort
though, we focus on examining relations among predictors and outcomes among students who
did not receive the intervention, rather than testing intervention effects. We start by exploring the
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characteristics of deep reading comprehension and ways of assessing it, and then go on to review
prior research supporting the relationship of academic language, perspective taking, and complex
reasoning to comprehension.
Literacy tasks envisioned in the CCSS (NGA, 2010) include reading to collect textual
evidence in support of a claim, inferring word meanings from close reading of text, integrating
information about a topic from multiple texts, and reading to critique others' arguments (e.g., 6th-
8th grade literacy in history/social studies reading standards 1, 4, and 8 respectively). Such tasks
are considered good preparation for the college- and career-ready literacy challenges toward
which the Common Core standards build. These challenges also are reflected in the expectations
of the 2012 Program of International Student Assessment (PISA) Reading Framework, which
Tasks at this level typically require the reader to make multiple inferences, comparisons
and contrasts that are both detailed and precise. They require demonstration of a full and
detailed understanding of one or more texts and may involve integrating information
from more than one text. Tasks may require the reader to deal with unfamiliar ideas, in
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the presence of prominent competing information, and to generate abstract categories for
interpretations. Reflect and evaluate tasks may require the reader to hypothesize about or
critically evaluate a complex text on an unfamiliar topic, taking into account multiple
criteria or perspectives, and applying sophisticated understandings from beyond the text.
A salient condition for access and retrieve tasks at this level is precision of analysis and
fine attention to detail that is inconspicuous in the texts. (OECD, 2013, p.79)
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The difficulty of preparing students to be highly proficient at literacy tasks like those required by
PISA and the CCSS is clear from the finding that only 0.8% of U.S. high school students tested
by PISA perform at this level. So the questions that arise are what instructional approaches might
help students meet these challenges, and what skills those 0.8% possess that less skilled students
lack.
strategies, the approach endorsed by the National Reading Panel (NICHD, 2000). At least before
the advent of professional development and curricula aligned with the CCSS, there was little
insistence in most U.S. schools that students grapple with critically evaluating complex texts on
unfamiliar topics, generating abstract categories for interpretation, or sifting through competing
information. Perhaps the primary locus for actual training in tasks like these in U.S. K-12
education has been Advanced Placement history and literature courses (Young & Leinhardt,
One reason that deep reading comprehension has received so little instructional attention may be
skills. Emphasizing deep comprehension may require features that have traditionally been
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such as the use of multiple texts and the option of open-ended responses with unconstrained
interpreting performance on deep reading comprehension assessments may require ancillary test
data, for example, an evaluation of respondents' background knowledge about the topic.
Fortunately for the program of research reported on here, novel and much more informative
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assessments have been made possible by the expansion of digital capabilities. For example,
(O'Reilly & Sabatini, 2013; Sabatini & O'Reilly, 2013; Sabatini, O'Reilly, & Deane, 2013). In
the study reported here, we use the GISA as our outcome measure of deep reading
comprehension (see Methods for a fuller description of the test and its psychometric properties).
Hypotheses about the specific skills that need to be added to the SVR to explain deep reading
comprehension derive from a variety of sources: an analysis of deep reading tasks, evidence
about what professional historians, scientists, and literary analysts do when reading, evidence
about factors that increase processing load while reading, and hints derived from the content of
the brief review that follows, we suggest how these various sources contributed to generating the
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Academic language
Academic language is now widely cited as a literacy challenge for many students. Precise
definitions or conceptualizations of academic language have varied widely (Snow & Uccelli,
2009), and in the practice and professional development literature academic language is still
often primarily identified with use of “academic vocabulary,” itself a construct based on corpus
analysis (Coxhead, 2000) rather than theory. There is a long history of research within
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sociolinguistics and discourse analysis documenting the ways in which written language differs
from oral and formal registers differ from informal, all of which are relevant to defining the
endpoints of the continuum from casual to academic language. Key features of academic
language, described by Halliday (1987, 1993), Schleppegrell (2001, 2007), Scarcella (2003), and
others, include reduction in use of subject pronouns and action verbs; increase in
nominalizations, passives, embedded relative clauses; and lexicalized discourse, stance and
epistemic markers. These features have been shown to increase processing burden during reading
(Carpenter & Just, 1989), in particular for readers who have not encountered them frequently.
and linguistic usages that might well be unfamiliar and puzzling to their students (e.g.,
Schleppegrell, Achugar & Oteiza, 2004; Schleppegrell & deOliveira, 2006). The close reading
practices encouraged by the CCSS teaching guidelines also may be useful in focusing student
attention on the academic language structures in their texts. Instruction in writing often provides
students with model texts and sentence starters that display how academic language is used. To
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outcomes.
Perspective taking
Particularly when reading literary narratives and history, a great challenge is to recognize
that different actors have different experiences of the same events. The ability to understand and
evaluating actions. Chall‟s (1983) stage theory of reading development identified stage five,
which she associated with the high school years, as the stage of multiple perspectives, and a long
perspective-taking (Leverage, Mancing, Schweickert & William, 2011). The relevant empirical
literature, on the other hand, is scattered, in part because the construct of perspective-taking has
been variously operationalized as theory of mind (Pelletier, 2006), narrative empathy (Keen,
2007), social cognition (Shantz, 1982), or social information processing (Donahue, 2001).
Kessler and Donahue (2008) found that performance on a measure of students' social
information processing, in particular their ability to encode social cues, predicted processing of
character perspectives relevant to understanding a short story‟s surprise ending. Fewer than half
of seventh and eighth grade readers fully understood the surprise, a finding Kessler and Donahue
tentatively attribute to the difficulty of resolving the perspectives of three characters with
social information processing skills may explain the particular comprehension difficulties of
students with learning disabilities, and the unexpectedly good comprehension of second language
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learners still struggling with reading proficiency (Pelletier, 2006). Gardner and Smith (1987)
defined the development of perspective taking within a Piagetian perspective, as increase in the
capacity to acknowledge reciprocal relationships; whereas they found that perspective taking
Achievement Test, they did find perspective-taking skills to be significantly correlated with deep
inadvertently misleads another, good readers have to keep track of what both characters know.
Younger readers/listeners often attribute what they themselves know about the location of
objects or contents of a container to characters who have not had access to that information in the
narrative (Biancarosa, 2006; Lynch & van den Broek, 2007). Biancarosa demonstrated that better
comprehenders slow down when reading sentences that imply characters' access to concealed
information, suggesting strongly that good readers keep better track of characters' perspectives
than poor readers. These rather simple challenges to perspective taking presage the difficulty
older readers have in understanding that there are multiple defensible positions on many
questions, that people hold those opinions for reasons that have to do with their own life
experiences, and that understanding another‟s point of view neither requires nor excludes
Complex reasoning
The third skill hypothesized to relate to deep reading comprehension has to do with the
complexity of students' epistemic thought--- their reasoning about inquiry, evidence, truth,
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knowledge, reasoning, conflict, and deliberation. It has been characterized as the ability to think
effectively about complex issues that have no single correct answer, such as those involving
relationships among food sources, breeding seasons, climatic conditions, and risks of predation
that determine growth or decline of a population within a particular biome. Problems like these
involve multiple statistical and transactional connections among events and consequences.
Reading an explanation of the carbon cycle, or the decline of the Roman Empire, or the long
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period of stagflation recently experienced by Japan requires understanding and evaluating claims
made with varying degrees of certainty about multiple, interlocking influences. Evidence that
abundant in teacher reports, and in the workarounds content area teachers introduce -- lectures,
Early research on children‟s and adolescents' reasoning focused on the changes, described
by Piaget, that occurred from concrete formal operational thinking, theorized to begin at about
age 11 or 12 and marked by the ability to use hypothetical and deductive reasoning, among other
abstract skills (Inhelder & Piaget, 1958). Later work undertaken by Carey (1985), Vosniadou
(2013) and diSessa (1988) has focused on the nature of the conceptual change that has to occur --
that is not so much on the reasoning process itself as the knowledge structures that students have
to reason with. Much of the relevant work uses a confusing mix of overlapping terms and
concepts, such as complex reasoning, scientific reasoning, argumentation, critical thinking and
scientific thinking, among others. Most of the research has focused on how these capacities
develop, with surprisingly few studies examining how reasoning skills relate to other
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developmental outcomes. Nonetheless, it is clear that complex reasoning develops over the
course of the lifespan in a sequence of increasingly complex levels (Perry, 1970), and relates
However, research has shown that reasoning skills are often deficient or lacking for both
children and adults (e.g., Kuhn, 1991) and that classroom practices that promote argumentation
are rare (Newton, Driver, and Osborne, 1999). Studies in science education found that students
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struggle with several aspects of reasoning and argumentation, such as finding adequate evidence
to support a claim, integrating contradictory evidence, and challenging the claims made by others
(Bell, 2004; Cavagnetto, Hand, & Norton-Meier, 2010; Evagorou, Jimenez-Aleixandre, &
Osborne, 2012; Jimenez-Aleixandre & Pereiro-Munoz, 2002; Sandoval & Milwood, 2005).
practices, such as inquiry-based instruction (e.g., Gerber, Cavallo & Marek, 2001; Kuhn, 1997)
and implementation of classroom strategies for teaching argumentation (Osborne, Erduran, &
Simon, 2004). While it seems obvious that students need reasoning skills to navigate texts
such as those frequently encountered in the middle grades and higher, there has been little
research examining the relationship between reasoning and reading comprehension. In the
context of science literacy, however, there has been research demonstrating that students have
insufficient skills to evaluate and infer meaning from media reports about science (Norris &
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This study is designed to test the hypothesis that academic language, perspective taking, and
We collected data on academic language, perspective taking, and complex reasoning skills as
well as on deep reading comprehension performance from students in grades four through seven
the control group, we start with analyses relating academic language and perspective taking to
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deep reading comprehension, controlling for demographic variables and grade. We then present a
more exploratory model that includes the complex reasoning measure, which for technical
Methods
This study utilizes data from an IES-funded evaluation of Word Generation (WG), a
research-based academic language program for middle school students designed to teach novel
vocabulary and literacy through language arts, math, science, and social studies classes. The WG
and control conditions. The first cohort began in 2011 and participated for three years, and the
second cohort began in 2012, participating for two years. Data for the present study are from
control schools only (n = 12), in the second year of the study, after both cohorts were enrolled.
Participants
The participants in this study included 2933 students in with 124 classrooms (grades 4-7),
from diverse backgrounds reflecting the demographics of the urban and semi-urban communities
of the schools (51% female, 40% Black, 28% White, 3% Asian, 27% Latino, 1% Native
American/Pacific Islander, 1% Mixed Race/Other, 83% eligible for free/reduced price lunch, 8%
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English language learners (ELLs), and 14% with special education classification (Table 1). The
study had “exempt status” and no consent process was required because assessments were
Measures
instrument designed to assess core academic language skills (CALS) in grades four to eight.
CALS refer to the constellation of high-utility language skills that correspond to linguistic
features prevalent in oral and written academic discourse across school content areas, but that are
clauses; markers of organization in argumentative texts, such as first, on the other hand) (Uccelli,
Phillips Galloway, Barr, Meneses, & Dobbs, 2015). Each CALS-I form consists of a 50-minute
paper and pencil test that includes eight tasks: Connecting Ideas, Tracking Themes, Organizing
Epistemic Stance Markers, and Understanding Metalinguistic Vocabulary. Tasks assess students'
The development of the CALS-I was based on an extensive literature review, followed by
an iterative design process that unfolded in the following sequence: a task design phase, and pre-
pilot study, a series of qualitative and quantitative pilot studies, an expert review panel, and a
norming phase (for more information, Uccelli, Barr, Dobbs, Phillips Galloway, Meneses, &
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Sánchez, 2014; Uccelli et al., 2015). Two forms of the CALS-I were used in this study: CALS-I-
Form 1 designed for grades four to six (α = .90, number of items = 49) and CALS-I-Form 2 for
for grades seven and eight (α = .86, number of items = 46). The items that were not scored
dichotomously as correct/incorrect were rescaled to be between 0 and 1 so all items were equally
weighted in estimating the total score. Using Rasch item response theory analysis, factor scores
that analyzes a participant‟s written short answer responses to standard questions across social
situations that commonly occur in middle schools. The SPTAM assesses the way individuals, at
grade four and up, take multiple individuals' perspectives into account when responding to
perspective taking refers to the skills people can draw upon to “read” the social world, e.g.,
through print text, through social discourse, and in the navigation of complex social relationships
and civic participation. A coding manual is used to assess the expression of three performative
social skills (acts): the acknowledgement of those parties relevant to the situation described in the
scenario, the articulation of the thoughts and feelings of selected parties acknowledged therein,
and the positioning of those scenario-based actors, depending upon their roles, circumstances,
contexts, cultural background, and motivations. In this analysis, articulation and positioning
scores are used. A validation study of the SPTAM found evidence of good internal reliability
(alphas for the three scales, acknowledgment, articulation and positioning were .80, .83, and .70),
with construct validity confirmed by the findings that girls and older participants exhibited better
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performance than boys and younger students, and that the SPTAM exhibited a negative
association with aggressive interpersonal strategies and small to moderate associations with
academic language and with basic reading skills (Diazgranados, Selman & Dionne, in press). In
the present study, we utilize only the articulation and positioning scales. Acknowledgment, while
also important, captures a more basic perspective taking competency while the articulation and
positioning scales reflect more advanced perspective-taking skills needed by early adolescents to
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Complex reasoning
Based on King and Kitchener‟s (1994) work, Lectica, Inc. built a set of developmental
assessments that measure the complexity of complex reasoning skills in children and adults,
referred to collectively as reflective judgment (RFJ) tasks. The version used in this study is the
RFJ001 which, like all forms of the RFJ, assesses the way individuals apply what they know
about inquiry, evidence, truth, knowledge, reasoning, conflict, and deliberation to the solution of
typically a complex but familiar conflict that has no correct answer. Students write responses to a
series of questions designed to elicit strategies for deciding on an answer to the conflict. Scores
on the RFJ001, like scores for all of Lectica‟s assessments (Dawson & Stein, 2008, 2011),
represent levels on Fischer‟s dynamic skill scale, a lifespan scale of increasing hierarchical
complexity (Fischer 1980, 2008; Fischer & Bidell, 2006). Responses are
scored with low-inference rubrics in which each choice is associated with a phase (on fourth of a
developmental level) on the skill scale. Previous research has shown that the RFJ is sensitive to
developmental differences, and reliably measures complex reasoning skills, that are
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distinguishable from literacy skills (Dawson, 2014; Dawson & Stein, 2012). Based on the results
of a confirmatory Rasch item response analysis of 3,754 performances spanning nine phases,
Dawson (2014) has reported a person separation reliability of .91 with an estimated alpha of .94.
computer-based assessments that use scenarios, technology, and reading strategies to motivate
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students, to model skilled reading, and to help disentangle key areas for improvement. In a
scenario-based assessment design, students are given a plausible purpose for reading (e.g., decide
if a wind farm is a good idea for your community) and a collection of source materials (e.g.,
Example scenarios include having students imagine that they are preparing to lead a class
discussion or that they are part of a study group. Sources are written by a variety of authors that
include a range of perspectives and levels of credibility on the issue in question. As such,
students are expected to evaluate, integrate and synthesize the materials in order to make a
decision, or solve the problem outlined in their original purpose for reading. Because the sources
are thematic, and the materials are sequenced to build up students' understanding of the topic,
deeper questions can be asked of the student that not only taps their basic understanding (what
the text is about), but also their ability to apply what they read to different contexts, situations
and perspectives.
assessment. In a typical GISA assessment, there are a number of simulated authority figures
(e.g., teacher) and peers (e.g. students). The simulated teacher is designed to clarify expectations
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and provide hints that encourage desired responses. Simulated peers also may serve a similar
function, but sometimes the test taker is asked to comment on the simulated peer‟s understanding
of the sources that may contain misconceptions or errors in reasoning. Adding the simulated peer
responses allows the test designer to more effectively target metacognitive and self-regulatory
behaviors that encourage deeper understanding and perspective taking. This strategic approach to
reading also is facilitated by adding a range of empirically supported reading strategies as tasks
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(e.g., summarization, use of graphic organizers, questioning). The reading strategies serve to
GISA batteries cover a range of content areas, including science, social studies, and
English language arts. Presented with a specific purpose for reading, students are then provided
materials that are focused on a common topic and that include a variety of text types that
students regularly encounter (e.g., expository texts, fiction, e-mail, web pages, and blogs).
Students advance through the materials in a structured way that enables them to: produce
evidence of complex mental models of text content; organize what they read; and synthesize
what they have learned to satisfy their original purpose for reading.
Though it is a relatively new instrument and more nuanced evaluations are ongoing, the
GISA is appropriate for a wide range of ability levels, and can reliably measure a range of “21st
century” reading skills that go beyond those assessed in more traditional, low-inference
comprehension assessments (O'Reilly, Weeks, Sabatini, Halderman, & Steinberg, 2014; Sabatini,
O'Reilly, Halderman & Bruce, 2014a, b). ETS reported results from a study of middle school
students administered the organic farming version of the GISA that revealed adequate
psychometric properties (Sabatini, O'Reilly, Halderman & Bruce, 2014), including Internal
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consistency (alpha) reliability (0.89) and split half reliability (.76), with each half of the test
showing adequate alpha reliability (α = 0.80 and α = 0.82 respectively). Test-retest reliability
was r (283) = .87 and there was no significant difference in mean scores. The GISA also
demonstrated a strong concurrent validity with more conventional reading comprehension tests,
as well as component reading subtests. For this study, the following versions of the GISA were
administered: Deserts (4th & 5th grade, Fall 2012), Satellites (4th & 5th grade, Spring 2013),
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Organic Farming (6th & 7th grade, Fall 2012) and Wind Power (6th & 7th grade, Spring 2013).
Although the GISA is currently designed to produce a single score, the items and tasks in these
forms in principle measure a skills including evaluation of websites, distinguishing claims and
organizers, analogical thinking, and learning. Scores are reported on a common, cross form scale
based on a large-scale study conducted by the ETS research team. Scaling used a concurrent,
multi-group approach, with a two-parameter logistic IRT model (2PL) for form pairs.
Analysis Plan
Preliminary analysis
Table 2 presents means, standard deviations, and correlation coefficients for the main
variables of interest. Spring GISA scores (our measure of deep reading comprehension) were on
average higher than, and were highly associated with, fall GISA scores, r = .72, p < .001. In
addition, spring GISA scores were associated with the hypothesized predictors of GISA,
including the two perspective taking scores---perspective articulation (r = .38, p < .001) and
positioning (r = .30, p < .001) as well as complex reasoning scores (r = .52, p < .001), and
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academic language (r = .68, p < .001). Predictors of reading comprehension were positively
Missing information
The initial analytic sample for this study included students who attended the participating
control schools during the 2012-2013 school year and took any of the assessments administered
in this school year (n = 2933). Among the participants fewer than 3% were missing demographic
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receiving special education 1%). The rates of missingness were larger for the student assessment
data, ranging from 12% to 25%. Specifically, GISA scores were not available from 17% of the
participants in both fall and spring; the perspective-taking scores (15%) and CALS (12%) had
slightly lower rates of missingness, whereas 25% of the complex reasoning scores were missing.
To maintain consistency across analytic models with respect to degrees of freedom and
allow comparison between models, only participants with complete data on the main predictor
variables (demographic characteristics, fall deep comprehension scores, perspective taking skills,
and academic language scores) were included in the primary models (n = 1965). Compared to the
full sample, this final sample was more likely to include white students (c2 = 4.38, p < .05),
compared to the full sample, and less likely to include students who were black (c2 = 6.61, p =
.01), mixed/other race (c2 = 6.49, p = .01), English language learners (c2 = 10.45, p = .001), and
Because of the large proportion of missing information, complex reasoning was explored
in a separate set of exploratory models, in which only the subsample with complete complex
reasoning scores (n = 1615) was included. Compared to the final sample above, this exploratory
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sample was even more likely to be white (c2 = 34.98, p < .001) and Latino (c2 = 3.49, p > .05),
but less likely to include students who are black (c2 = 60.84, p < .001), eligible for free/reduced-
price lunch (c2 = 5.58, p < .05), or eligible for special education (c2 = 17.38, p < .001)
The high rate of missingness in assessments is not unexpected, given that 10-46% of
students switch schools within one academic year in the participating schools, which primarily
serve low income communities. In addition to high student mobility, there is an impact of student
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Multilevel models
Research questions were tested using a series of multi-level models to address the nested
structure of the data (i.e., children nested in classrooms and schools), using STATA xtmixed
procedure. In all models, continuous variables were group mean centered within classrooms, as
the main interest of the current study is to examine relations between individual students'
academic-related skills and their reading comprehension performance. This approach allows
unbiased estimates of relations between variables at the individual level and produces the most
accurate estimates of the slope variance (Enders & Tofighi, 2007; Raudenbush & Bryk, 2002).
Full maximum likelihood estimation was used in order to handle missing data in the outcome
Because of the data limitation of the complex reasoning measure, we tested the research
question using two separate sets of models. The first set of models examined the role of
perspective taking skills and academic language with the full analytic sample (n = 1965). The
second analysis explored the additional role of complex reasoning with a subset of the larger
sample (n = 1615).
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Results
Prior to testing hypotheses, an unconditional (i.e., null) model (Table 3 Model 1) was
estimated, to determine the amount of variance within and between classrooms and between
schools in three-level models. The intraclass correlation coefficients (ICCs) of GISA scores were
.14 at the school level and .14 at the classroom level. This suggested the greatest variance in deep
reading comprehension scores was at the individual student level (.72), whereas the variance
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between classrooms and schools was large enough to be worth examining (>.10, Lee, 2000), with
design effects >2 for both classroom (2.92) and school level (2.24). Therefore we used three-
Models presented in table 3 tested the role of the two perspective-taking skills
(articulation and positioning) and academic language in predicting deep comprehension. Model 2
including the student covariates produced findings similar to those for the full sample, with sixth
(coefficient = 26.38, p < .001) and seventh (coefficient = 28.50, p < .001) grade showing
significantly steeper growth across one academic year than fourth graders, and fifth graders
showing a trend toward steeper growth (coefficient = 12.99, p = .07). Students who were low
income (coefficient = -10.98, p < .01), ELLs (coefficient = -20.22, p < .001), and in special
education (coefficient = -25.06, p < .001) had slower growth in their deep comprehension skills
than their peers in the subsample, echoing the findings for the full sample. These student
characteristics explained 45% of variance on GISA scores at the individual level (c2 = 853.73, p
< .001).
The role of complex reasoning is tested in Model 3. The results suggest that fall scores
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were a strong and positive predictor of spring deep comprehension scores (coefficient = 44.24, p
< .001). Inclusion of complex reasoning scores in the model explained an additional 2% of the
variance at the student level over and above the student covariates (versus Model 2, c2 = 43.17, p
< .001).
growth of deep reading comprehension over and above perspective taking and academic
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language skills (see model 4, for the results with the subsample). The findings reveal that fall
(coefficient = 18.01, p < .01), when perspective taking and academic language skills are
controlled for. Including complex reasoning scores in the model explained an additional .02% of
the variance compared to Model 4 (c2 = 6.94, p < .01). Overall, this final model including all
three predictors of reading comprehension (perspective taking, academic language, and complex
reasoning) and student covariates explained 52% of the total variance in deep comprehension at
Due to the constraints on the available data, we examined the role of complex reasoning
in predicting GISA in a separate set of models (Table 4). Model 1 presents the null model for the
subsample with available complex reasoning scores. This subsample had slightly smaller ICCs
on deep reading comprehension, .11 at the school level and .12 at the classroom level.
Model 2 including the student covariates produced findings similar to those for the full
sample, with 6th (coefficient = 25.91, p < .001) and 7th (coefficient = 28.46, p < .001) grade
showing significantly steeper growth across one academic year than 4th graders, and 5th graders
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showing a trend toward steeper growth (coefficient = 12.97, p = .07). Students who were low
income (coefficient = -11.09, p < .01), ELLs (coefficient = -20.35, p < .001), and in special
education (coefficient = -24.92, p < .001) had slower growth in their deep comprehension skills
than their peers in the subsample, echoing the findings for the full sample. These student
characteristics explained 45% of variance on GISA scores at the individual level (c2 = 845.85, p
The role of complex reasoning is tested in Model 3. The results suggest that fall scores
were a strong and positive predictor of spring deep comprehension scores (coefficient = 44.70, p
< .001). Inclusion of complex reasoning scores in the model explained an additional 2% of the
variance at the student level over and above the student covariates (versus Model 2, c2 = 43.40, p
< .001).
growth of deep reading comprehension over and above perspective taking and academic
language skills (see model 4, for the results with the subsample). The findings reveal that fall
(coefficient = 18.56, p < .01), when perspective taking and academic language skills are
controlled for. Including complex reasoning scores in the model explained an additional .02% of
the variance compared to Model 4 (c2 = 7.28, p < .01). Overall, this final model including all
three predictors of reading comprehension (perspective taking, academic language, and complex
reasoning) and student covariates explained 51% of the total variance in deep comprehension at
Discussion
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The goal of the study presented here was to provide a first test of the hypothesis that deep
take and understand social perspectives, and to engage in complex reasoning about challenging
problems. The findings support the credibility of the hypothesis. Academic language was the
important area of focus to prepare students for secondary school texts with their increasingly
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unfamiliar and challenging language (e.g., Schleppegrell, Achugar & Oteiza, 2004;
Schleppegrell & deOliveira, 2006). Both perspective articulation and positioning were found to
have relationships with deep comprehension, although when academic language is added to the
backgrounds, etc. This is aligned with Kessler and Donahue (2008)‟s work suggesting that early
Additional exploratory analyses from the present study indicate that complex reasoning is
also a significant predictor of deep comprehension. While previous research has shown complex
reasoning to be related to academic and verbal ability (Wood, 1997), we believe this is the first
study to demonstrate that complex reasoning predicts deep comprehension. While these analyses
were conducted with a reduced sample and are interpreted with caution, they do offer
preliminary evidence that complex reasoning may be important for the reading comprehension
tasks required of young adolescents. In addition, academic language and perspective positioning
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Taken together these findings on the roles of academic language, perspective-taking and
complex reasoning in deep comprehension suggest that, for students in grades four through
seven, we need to consider other models of reading comprehension beyond the SVR. In
particular, as students enter the middle grades and need to understand increasingly complex
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texts, decoding and oral language skill may be necessary but insufficient for reading
comprehension. Indeed the literature in support of the SVR has most often focused on younger
students and others have argued that the SVR neglects other skills, such as efficiency and
fluency, that may become more important for students as they reach the higher grades (Høien-
Tengesdal & Høien, 2012; Silverman, Speece, Harring & Ritchey, 2013; Macaruso &
Shankweiler, 2010). In addition, research on the SVR has utilized measures of reading
comprehension that assess a relatively basic level of reading comprehension, using relatively
simple texts and noninferential questions, while success in middle and high school requires
students to learn from more complex tests, across disciplines, and to interpret and analyze these
texts in more sophisticated ways. Our study is one of the first to employ a “deep comprehension”
assessment that incorporates a variety of textual sources and more challenging reading
comprehension tasks, such as evaluating and synthesizing materials and applying what has been
read to different contexts and perspectives. Thus, the results of this study demonstrate not only
that other reading related skills (e.g. academic language) are important in early adolescence, but
that such skills are important for the deep comprehension required of students in upper grade
classrooms
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This is, of course, only the first step in the analytic program testing this hypothesis; future
analyses should examine whether these three components predict reading comprehension beyond
the contributions of decoding and oral language. In future work we will conduct similar analyses
for a subsample of participants for whom we have measures of general vocabulary and decoding,
as well as fluency, and more traditional assessments of reading comprehension, including state
ELA tests, allowing us to more directly compare the SVR with our model of deep reading
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Our analysis of predictors of deep comprehension also included several key demographic
factors that deserve mention. After controlling fall deep reading comprehension scores, several
demographic variables predicted spring comprehension scores. Students who are eligible for free
or reduced lunch, English language learners, and/or have a special education classification scored
outcomes including reading comprehension are common (National Center for Education
Statistics, 2013; Reardon, Valentino, & Shores, 2012), there was no relationship between
students' racial/ethnic backgrounds and GISA comprehension scores. This is true for other recent
studies using the GISA (O'Reilly, Sabatini, Halderman, Bruce, Weeks & Steinberg, 2015).
Lastly, there was a significant effect for grade, with students in higher grades scoring
There are of course limitations to the analysis presented here. Missing data are a chronic
problem in school-based research, one that is exacerbated when the data derive from four distinct
digitally in elderly computer labs. Though we made every effort to reschedule testing sessions
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when absences were a significant problem, high school mobility rates and shifting class
Unfortunately, there is some suggestion in the pattern of missingness that the students whose
scores were omitted differed on demographic factors from those included in the final analytic
sample or subsample, a finding that requires on-going analysis. Fortunately, because the
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predictors reported here were assessed in only one wave of data collection, in a study in which
six waves are available on some participants and four on most, we will have the opportunity in
future analyses to pursue these same questions with additional waves of data, modeling growth
trajectories over as many as three years for both predictors and the outcome.
Another limitation is the lack of classroom and school level predictors (e.g., aggregated
student demographics) despite sufficient classroom and school level variance in deep
this analysis because of the challenges of multicollinearity among classroom and school level
demographics and because our focus in this paper is on student level questions. Future analyses
Despite these limitations, these results provide preliminary evidence that academic
language, perspective taking, and complex reasoning predict deep reading comprehension. This
finding has important implications for theories of reading comprehension and for designing
interventions to improve comprehension outcomes. These three predictive factors have not
efforts to manipulate these input factors, through curricular design and/or special interventions,
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and to assess impacts on reading comprehension outcomes will provide the ultimate test of their
The relevance of academic language, perspective taking, and complex reasoning to deep
content areas (history and science, as well as English language arts) understand these
phenomena. It is difficult to predict where students will struggle with the text or misinterpret
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author‟s intent without some understanding of academic language and perspective taking. Texts
encountered in history are inherently perspectival, and science texts demand following extended
lines of reasoning explained verbally. Teachers' sensitivity to these challenges will improve
Practices widely promoted as helping students reach the expectations of the Common
Core State Standards include close reading and assigning more complex texts. Our findings
suggest these practices are unlikely by themselves to be helpful to students struggling with
academic language, perspective taking, and complex reasoning, and might in fact lead to
frustration and reduced motivation. A better understanding of the processes underlying deep
reading comprehension will, we hope, generate approaches to instruction that directly address the
Acknowledgments
The authors contributed to this manuscript in various ways. LaRusso and Jones directed the
research and advised on the analytic strategy. Kim conducted the analyses. Selman, Uccelli and
Dawson developed assessments for the key predictors, perspective-taking, academic language,
and complex reasoning respectively. The manuscript was prepared primarily by Snow, LaRusso
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and Kim. Snow and Donovan were co-PIs. We would like to thank James Kim, Lowry Hemphill,
McCaila Ingold-Smith, Jen Winsor, Jill Joseph, Chris Barr, Emily Phillips Galloway, Silvia
Diazgranados and our many research assistants for their contributions to this research, as well as
Funding
The research reported here was supported by the Institute of Education Sciences, U.S.
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Partnership Institute and grant R305F100005 to Educational Testing Service as part of the
Reading for Understanding Research Initiative. The opinions expressed are those of the authors
and do not represent views of the Institute or the U.S. Department of Education.
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Variable %
Female 51%
Black 40%
White 28%
Asian 3%
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Latino 27%
Mixed/Other 1%
Grade 4 22%
Grade 5 23%
Grade 6 29%
Grade 7 26%
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M SD 1 2 3 4 5 6
4. Fall perspective positioning 0.61 0.41 0.30 *** 0.23 *** 0.29 *** -
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5. Fall Academic Language 0.30 1.04 0.68 *** 0.67 *** 0.46 *** 0.36 -
= 1610) 9.52 0.24 0.51 *** 0.50 *** 0.34 *** 0.26 *** 0.64 ***
***
p < .001
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Table 3 Predictors of spring GISA scores: Role of academic language and perspective taking (N =
1965)
Intercept 967.12 *** 7.65 962.15 *** 8.53 962.26 *** 8.50 957.16 *** 8.65 957.55 *** 8.63
Grade 6 26.20 *** 6.13 26.26 *** 6.24 24.82 *** 6.44 24.86 *** 6.49
Grade 7 28.03 *** 6.22 27.83 *** 6.34 27.04 *** 6.55 26.96 *** 6.59
Native
American/Pacific
Free/Reduced-
price lunch -11.93 *** 3.32 -11.53 *** 3.29 -8.36 ** 3.18 -8.39 ** 3.17
English
Language
Learners -22.64 *** 4.57 -20.67 *** 4.54 -14.30 *** 4.42 -13.83 ** 4.41
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Special
education -25.55 *** 3.50 -22.42 *** 3.52 -16.30 *** 3.43 -15.22 *** 3.44
Fall GISA scores 0.59 *** 0.02 0.56 *** 0.02 0.44 *** 0.02 0.43 *** 0.02
Fall perspective
Fall perspective
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Fall academic
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** ** ** **
6.8 27.6 6.8 27.7 7.2 27.4 7.2
Grade 7 28.5 *
6 2 * 8 9 * 4 8 * 3
- - 2.4 - 2.4 - + 2.4
Female 2.5
2.72 3.99 7 3.89 4 4.36 4
4.2 4.1 4.0 4.0
White 6.61 6.99 + 4.56 4.89
4 8 1 1
13.6 + 7.5 11.8 7.4 7.1 7.1
Asian 9.88 9.49
1 7 4 5 6 4
4.0 3.8 3.8
Latino 7.54 + 7.5 +
4 6.15 6.27
6 5 4
Native
American/P - 15. - 14. 14. - 14.
-1.1
acific 6.96 1 4.56 87 27 0.65 23
Islander
Mixed/Othe 14.1 11. 13.9 11. 12.3 11. 12.4 10.
r 2 67 5 48 3 01 2 99
Free/Reduc -
** 3.6 - ** 3.5 * 3.4 - * 3.4
ed-price 10.9 -7.1
3 9.66 8 4 6.88 4
lunch 8
English - ** - ** -
5.2 5.1 * 5.0 - +
Language 20.2 * 17.0 * 10.2 5
2 7 1 9.75
Learners 2 4 5
- ** - ** - ** - **
Special 3.9 3.9 3.8 3.8
25.0 * 22.1 * 14.1 * 13.8 *
education 9 5 6 6
6 9 8 6
** ** ** **
Fall GISA 0.0 0.0 0.0 0.0
0.6 * 0.54 * 0.43 * 0.42 *
scores 2 2 2 2
47
ACCEPTED MANUSCRIPT
ACCEPTED MANUSCRIPT
Fall
2.1 2.1
perspective 1.43 1.22
9 8
articulation
Fall
** 3.3 * 3.3
perspective 8.69 8.49
5 4
positioning
Downloaded by [Orta Dogu Teknik Universitesi] at 04:08 12 February 2016
Fall ** **
1.9 20.1 2.0
academic 21.9 * *
1 3 2
language
Fall **
44.2 6.6 18.0 ** 6.8
complex *
4 8 1 3
reasoning
Random
Variance Variance Variance Variance Variance
effects
School
560.59 456.62 459.47 460 460.17
level
Classroom
597.49 386.76 402.82 477.75 475.41
level
Student
3758.7 2066.31 2000.17 1831.51 1822.72
level
*
p < .05;
**
p < .01; ***p < .001
48
ACCEPTED MANUSCRIPT