Beyond Settler and Native As Political Identities Overcoming The Political Legacy of Colonialism MAHMOOD MAMDANI
Beyond Settler and Native As Political Identities Overcoming The Political Legacy of Colonialism MAHMOOD MAMDANI
Beyond Settler and Native As Political Identities Overcoming The Political Legacy of Colonialism MAHMOOD MAMDANI
My starting point is the generation that inherited Africa’s colonial legacy. Our
generation followed on the heels of nationalists. We went to school in the colo-
nial period and to university after independence. We were Africa’s first gener-
ation of postcolonial intellectuals. Our political consciousness was shaped by
a central assumption: we were convinced that the impact of colonialism on our
societies was mainly economic. In the decade that followed African political
independence, militant nationalist intellectuals focused on the expropriation of
the native as the great crime of colonialism. Walter Rodney wrote How Europe
Underdeveloped Africa.1 But no one wrote of how Europe ruled Africa.
We were convinced that political economy was the most appropriate tool to
come to analytical grips with the colonial legacy. The great contribution of un-
derdevelopment theorists was to historicize the construction of colonial mar-
kets and thereby of market-based identities. The popularity of political econo-
my spread like a forest fire in the post-independence African academy precisely
because it historicized colonial realities, even if in a narrowly economic way.
Political economy provided a way of countering two kinds of colonial pre-
sumptions, embedded in various theories of modernization.2 The first was that
colonial cultures were not grounded in historical processes. The second was
that colonial contact marked the beginning of a history for these societies, since
colonialism was presumed to have animated them culturally, economically, and
politically.
The limits of political economy as a framework for political analysis began
to surface in the face of postcolonial political violence, for political economy
could only explain violence when it resulted from a clash between market-
based identities—either class or division of labor. From this point of view, po-
litical violence had to be either revolutionary or counterrevolutionary. In the
face of political violence that cut across social classes rather than between
them—violence that was neither revolutionary nor counterrevolutionary but
simply nonrevolutionary, violence animated mainly by distinctions crafted in
colonial law rather than sprouting from the soil of a commodity economy—ex-
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651
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652 mahmood mamdani
planations rooted in political economy offered less and less analytical clarity.
This limit provided an opening for a second coming of cultural explanations of
political conflict, most obviously those addressing the political resurgence of
ethnicity.
My objective here is to try to understand the spread of nonrevolutionary po-
litical violence by breaking from widely held culturalist assumptions in two
ways. First, I will argue that the process of state formation generates political
identities that are distinct not only from market-based identities but also from
cultural identities. Second, faced with a growing tendency to root causes of vi-
olence in cultural difference—now ominously called a clash of civilizations3 —
I will differentiate between cultural and political identities.
To return to the time of Rodney, it strikes me that none of us—neither na-
tionalists nor Marxists—historicized the political legacy of colonialism, of the
colonial state as a legal/institutional complex that reproduced particular polit-
ical identities. The tendency was to discuss agency in an institutional void, by
focusing on how it was harnessed to the colonial project; Marxists called the
agents “compradors” and nationalists called them “collaborators.” Both be-
moaned “tribe” and “tribalism” as colonial concoctions, while assuming “race”
and “racism” to exist as something real, in a positivist sense. It was said that
ethnicity was cultural and race biological. Neither Marxists nor nationalists
tried to historicize race and ethnicity as political identities undergirded and re-
produced by colonial institutions—perhaps because neither had yet managed
sufficient analytical distance from that legacy. Because our emphasis on agency
was to the exclusion of institutions, we failed to historicize agency, to under-
stand the extent to which colonial institutions did shape the agency of the col-
onized.
The question of institutions of rule has surfaced only recently, in the face of
a breakdown of political institutions and an eruption of internal conflict. In the
West, it has stimulated an entire genre of literature, generally called the litera-
ture on state collapse.4 When I first heard of the crisis of governance in post-
colonial Africa being referred to as a state collapse, I was a bit suspicious. I re-
membered the tradition from Aristotle to Hegel that considered the capacity for
state life as the peak of human historical achievement. I also remembered the
Hamitic hypothesis, which took all evidence of state-building in Africa as the
influence of Hamites, considered as black but not Negro. And I remembered
that the rationale for colonialism was always the need for tutelage, given that
Africans were said to lack the capacity to build stable states and a durable law
and order.
On second thought, however, I realized that these Africanists do have a point.
There is a state collapse. But the point they have is too general. It is not just any
state that is collapsing; it is specifically what remains of the colonial state in
Africa that is collapsing. True, Africa’s political institutions are in crisis. But
which institutions are these? If we look at the crisis closely, we will recognize
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overcoming the political legacy of colonialism 653
at its heart the institutional legacy of colonial rule, particularly the political in-
stitutions of colonial rule.
There is also a second response to the crisis. It goes under the name of Pan-
Africanism. This tendency even has an organization by that name, called the
Pan-African Congress, with headquarters in Kampala patronized by the Yow-
eri Museveni government and, until recently, by the entire phalanx of what used
to be referred to as the “new generation” of Africa’s leaders: those from Rwan-
da, Ethiopia, Eritrea, and Libya. The Pan-Africanists believe that state crisis is
a crisis of colonial boundaries, because these boundaries were and are artifi-
cial—in the African case more so, since they were drawn up with a pencil and
a ruler on a map at a conference table in Berlin in the 1880s. Well, what would
be genuine boundaries? From this point of view the answer would be that they
would be “natural,” meaning they would not cut through ethnic boundaries. In
other words, the political map of Africa should have followed its cultural map.
I find two problems with this kind of argument. All boundaries are artificial;
none are natural. War and conquest have always been integral to state-building.
This was particularly the case before the era of the extraordinary mobility of fi-
nance capital, and certainly of the globalization that followed the collapse of
the Soviet bloc—a development that gave finance capital a truly global reach.
Before the era of mobile finance capital, shifting power relations often trans-
lated into shifting boundaries, with each new boundary being claimed more
natural than the previous one. With the growing power of finance capital, how-
ever, all boundaries became porous.
The real problem with this point of view is the assumption that cultural and
political boundaries should coincide, and that the state should be a nation-
state—that the natural boundaries of a state are those of a common cultural
community. Basil Davidson called this “the curse of the nation state,” but he
was never able to define the institutional nature of that curse.5 After arguing—
rightly, I think—that the curse led to the politics of ethnic cleansing in the
Balkans, he argued—wrongly, and illogically—that the problem in Africa was
that Europe ignored the ethnic map of Africa. Thereby, Davidson thought, Eu-
rope ignored Africa’s real traditions in drawing state boundaries. So he brought
us right back to the question of colonial boundaries.
I will argue differently from both these schools. The solution does not lie in
bringing back the Europeans to address “state collapse,” or even in “recolo-
nization” by presumably more benign Africans, as Ali Mazrui once suggested.6
Nor does the solution lie in redrawing Africa’s boundaries. For no matter how
much we redraw boundaries, the political crisis will remain incomprehensible
until we address the institutional—political—legacy of colonial rule.
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654 mahmood mamdani
ers in that they are enforced by the state, and then are in turn reproduced by in-
stitutions that structure citizen participation within the state.
The colonial state made a distinction in law between “race” and “ethnicity.”
This is the question I would like to begin with. What is the difference in law be-
tween a race and an ethnicity? Is it the difference between biology and culture,
between biological race and cultural ethnicity? Not really, if you take a closer
look. In indirect-rule Africa, only natives were said to belong to ethnic groups;
nonnatives had no ethnicity. Nonnatives were identified racially, not ethnical-
ly. There was in fact an entire racial hierarchy, with Europeans—meaning
whites—at the top, followed by “Coloureds,” then Asians, then Arabs, and then
Hamites (the Tutsi). Races were considered a civilizing influence, even if in dif-
ferent degrees, while ethnicities were considered to be in dire need of being
civilized.
The colonial state divided the population into two: races and ethnicities. Each
lived in a different legal universe. Races were governed through civil law. They
were considered as members, actually or potentially, of civil society. Civil so-
ciety excluded ethnicities. If we understand civil society not as an idealized pre-
scription but as a historical construct, we will recognize that the original sin of
civil society under colonialism was racism.
Ethnicities were governed through customary laws. While civil law spoke
the language of rights, customary law spoke the language of tradition, of au-
thenticity. These were different languages with different effects, even opposite
effects. The language of rights bounded law. It claimed to set limits to power.
For civic power was to be exercised within the rule of law, and had to observe
the sanctity of the domain of rights. The language of custom, in contrast, did
not circumscribe power, for custom was enforced. The language of custom en-
abled power instead of checking it by drawing boundaries around it. In such an
arrangement, no rule of law was possible.
Let me return to my basic point. Colonial law made a fundamental distinc-
tion between two types of persons: those indigenous and those not indigenous;
in a word, natives and nonnatives. My first observation—I will have a second
one later—is that rights belonged to nonnatives, not to natives. Natives had to
live according to custom. Nationalism was a struggle of natives to be recog-
nized as a transethnic identity, as a race, as “Africans,” and thus—as a race—
to gain admission to the world of rights, to civil society, which was a short form
for civilized society. Before going farther, I would like to take a closer look at
the two worlds: the world of the native and the world of the settler (which we
shall see was not always synonymous with “nonnative”), the world of ethnici-
ties and the world of races, the world of customary law and the world of civil
law.
Customary Law
In the indirect-rule state, there was never a single customary law for all natives.
For customary law was not racially specific; it was ethnically specific. It made
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overcoming the political legacy of colonialism 655
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656 mahmood mamdani
purposes of “development.” So the cycle of life went on. The chief combined
in his hands executive, legislative, judicial, and administrative powers. When
he faced the peasant, his fingers closed and the hand became a clenched fist.
When we returned to Kampala from our district tours, we began to meet of-
ficials at the Ministry of Local Government. The single most enduring impres-
sion I carried away with me was how different the Ministry of Local Govern-
ment was from every other ministry that I knew of. Every line ministry—be it
the ministry of education, finance, agriculture, industry, or health—was func-
tionally specific except for one, the Ministry of Local Government. Its concerns
included primary—but not secondary—education, feeder—but not major—
roads, primary—but not hospital—health, and so on. The Ministry of Local
Government was like a state within the state. I realized that this was the min-
istry for peasants. It was the heart of the colonial state.
The third common thing about customary law was the great emphasis on cor-
poral punishment. You could almost say that the very definition of a customary
authority was an authority that had the customary right to use force to coerce
subjects to follow custom. I wonder to what extent this may also apply to Sharia
law in the colonial context. I think there is great need to historicize Sharia law,
for even if God’s law may not change historically, its application by humans on
earth is susceptible to change. I think we need particularly to look at two as-
pects of Sharia law in the postcolonial context: the fusion between the execu-
tive and the judiciary, to the exclusion of judicial interpretation (ijtihad ), and
the growing emphasis on Hudud, that is, corporal punishment.
Civic Law
While ethnicities were demarcated horizontally and were said to represent a
cultural diversity, races were differentiated vertically and were said to reflect a
civilizational hierarchy. Some races were said to be more civilized than others,
and therefore were said to have a claim to higher rights. While each ethnicity
was said to have its own customary law, races were constituted within a single
legal domain, that of civil law, except that civil law was full of discriminations;
there were citizens of different categories, some real, others virtual.
My second observation is that the distinction between races and ethnicities
was not the same as the distinction between colonizers and colonized. The hi-
erarchy of races included both colonizers and colonized. Similarly, the colo-
nized divided into those indigenous and those not; in other words, whereas all
natives were colonized, not all nonnatives were colonizers. The hierarchy of
race included master races and subject races. Who were the subject races of
indirect-rule Africa? They were the Indians of East, Central and Southern
Africa, the Arabs of Zanzibar, the Tutsi of Rwanda and Burundi, and the
“Coloureds” of Southern Africa. The distinction between subject races and sub-
ject ethnicities is worth grasping. While both were colonized, the former were
a fraction of the latter. Subject races were either nonindigenous immigrants, like
the Indians of East, Central and Southern Africa, or they were constructed as
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overcoming the political legacy of colonialism 657
nonindigenous by the colonial powers, such as, for example, the Tutsi of Rwan-
da and Burundi. In contrast, subject ethnicities were indigenous. Finally, sub-
ject races usually performed a middleman function, in either the state or the
market, and their position was marked by petty privilege economically and
preferential treatment legally.
The distinction between subject races and subject ethnicities recalls another
distinction drawn in a different context by Malcolm X. This is the distinction
between the “Field Negro” and the “House Negro,” the former in the field and
the latter in the mansion. This distinction too was marked by petty privilege and
preferential treatment and, as a consequence, had its own ideological effects.
As Malcolm X put it, when the master was sick, the House Negro would mim-
ic the master—“We sick”—and when the master was tired, “We tired.”
Precisely because the legal category “nonnative” included both master races
and subject races, it is important to distinguish “nonnative” as a legal identity
from “settler” as a political identity. To my knowledge, the law never spoke of
settlers, only of nonnatives. “Settler” was rather a political libel hurled by na-
tives at master races, not subject races. The notion of “settler” distinguished
conquerors from immigrants. It was an identity undergirded by a conquest state,
a colonial state.8 In the course of time, anticolonial nationalism would splinter
into two distinct, even contradictory tendencies. Radical nationalism would
identify settlers with conquerors, whereas conservative nationalism would
identify them with all immigrants. In this latter category would belong the 1959
Revolution in Rwanda and the 1963 Revolution in Zanzibar.
My main concern in this article is the following: how does this institutional
inheritance, with its legally enforced distinctions between races and ethnicities,
civil law and customary law, rights and custom, subject races and subject eth-
nicities, play out after colonialism?
postcolonial dilemmas
I will speak of three postcolonial dilemmas. The first arises from the growing
tendency for indigeneity to become the litmus test for rights under the post-
colonial state, as under the colonial state. The second dilemma arises from the
fact that we have built upon this foundation and turned indigeneity into a test
for justice, and thus for entitlement under the postcolonial state. The third
dilemma arises from the growing tendency to identify a colonially constructed
regime of customary law with Africa’s authentic tradition.
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658 mahmood mamdani
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overcoming the political legacy of colonialism 659
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660 mahmood mamdani
The history of entitlements has gone through two phases. In the first phase,
entitlements were at the expense of subject races. Africa’s worst internal vio-
lence in the postcolonial period has targeted those defined as subject races un-
der colonialism. This was true both of the Tutsi of Rwanda in the “social revo-
lution” of 1959 and of the Arabs of Zanzibar in the Zanzibar Revolution of
1963. It was also true, though to a lesser extent, of the Asians of Uganda in
1972. The difference between these two types of cases lies in the following:
Where the subject races made a bid for power, as in Zanzibar in 1963 and in
Rwanda in 1959 –1963 and 1994, they were slaughtered. Where their demand
was seen to be for the protection of privilege and not a quest for power, they
met a response disenfranchising them, as in the case of the Ugandan Asians,
which went as far as including expulsion.
The response of the subject races has been diverse. During the constitution-
al discussions in Uganda in the early 1990s, the Ugandan Asians who had re-
turned demanded that they be listed in the new constitution as one of Uganda’s
ethnic groups. Not surprisingly, this bid for indigeneity was seen by many as at
the minimum an attempt to get legal protection against any future expropria-
tion, and maximally to get access to land as an ethnic home. Also not surpris-
ingly, it was rejected. The returning Arabs of Zanzibar opted for a different way
to secure the same objective: they gave full support to liberalization and priva-
tization, and thereby to narrowing the scope of citizenship-based action against
them. The Boers of South Africa have taken both the Ugandan Asian and the
Zanzibar Arab routes: the mainly Afrikaner poor have agitated for an ethnic
homeland, complete with a customary home, and their own native authority that
can enforce its own customary law, while the rich have pinned their hopes on
liberalization and privatization as their salvation from majority demands for
justice. Certainly the most tragic and troubling response comes from the Tutsi
of Rwanda. Like the Israelis after the Holocaust, the Rwandan Tutsi also seem
to have reached a conclusion that is more of a cul-de-sac: their conclusion is
that there can be no survival without power, that the only durable peace possi-
ble is an armed peace.
It is the second phase in the development of the culture of entitlement as a
form of justice that shows the real dilemma of turning indigeneity into the ba-
sis for entitlement. In this phase, conservative African regimes—the bearers of
mainstream nationalism—have succeeded in redividing yesterday’s natives
into postcolonial settlers and postcolonial natives. The dilemma of indigeneity
as the legal basis for entitlement is perhaps best illustrated by the Nigerian case.
I am referring specifically to the ethnic character of the Nigerian federation, as
embodied in the constitutional provision that key federal institutions—univer-
sities, civil service, and, indeed, the army—must reflect the “federal character”
of Nigeria. This means that entrance to federal universities, to the civil service,
and to the army is quota driven. Where quotas are set for each state in the Nige-
rian federation, only those indigenous to the state may qualify for a quota. This
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overcoming the political legacy of colonialism 661
means that all Nigerians resident outside their ancestral home are considered
nonindigenous in the state in which they reside. The effective elements of the
Nigerian federation are neither territorial units called states, nor ethnic groups,
but those ethnic groups that have their own states.
The ethnic character of the Nigerian federation has an outcome that rein-
forces two tendencies. First, given the way “federal character” is defined, every
ethnic group in Nigeria is compelled sooner or later to seek its own ethnic home,
its own native authority, its own state in the Nigerian federation. Second, with
each new state, the number of Nigerians defined as nonindigenous in all its
states continues to grow. The cumulative outcome is to intensify the contradic-
tion between economic and political processes. I return to my original formu-
lation: the more the economy dynamizes, the more the polity disenfranchises.
The irony and the tragedy are that our postindependence political arrangement
disenfranchises those most energized by the commodity economy. Once the law
makes cultural identity the basis for political identity, it inevitably turns eth-
nicity into a political identity.
The law thus penalizes those who try to fashion a future different from the past
by mechanically translating cultural into political identities. We need to recog-
nize that the past and the future overlap, as do culture and politics, but they are
not the same thing. Cultural communities rooted in a common past do not neces-
sarily have a common future. Some may have a diasporic future. Similarly, po-
litical communities may include immigrants, and thus be characterized by cul-
tural diversities, even if there is a dominant culture signifying a history shared by
the majority. The point is that political communities are defined, in the final analy-
sis, not by a common past but by a resolve to forge a common future under a sin-
gle political roof, regardless of how different or similar their pasts may be.
Our challenge is to define political identities as distinct from cultural identi-
ties, without denying that there may be a significant overlap between the two.
One way of doing so is to accent common residence over common descent—
indigeneity—as the basis of rights. For initiatives that tried to make this shift,
we would need to turn to the second, and militant, variant of nationalism. It is
militant nationalism that tried to deethnicize the colonial political legacy and
thereby repudiate the notion that indigeneity should be the basis of rights. Mil-
itant nationalist initiatives were taken from both the seat of power and from
oppositional standpoints. The key experiences, in my view, were those of Tan-
zania under the leadership of Julius Nyerere and the National Resistance
Movement during its guerilla struggle in Uganda from 1981 to 1986.
Our final challenge is also to rethink our notion of custom, for the idea of
“custom” is closely tied to the idea of “native.”
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662 mahmood mamdani
power. Neither custom nor sources of custom are singular. Both are plural, mul-
tiple, and diverse. If custom is to have any meaning, its reproduction has to be
more through consent than through coercion. My point is that every living tra-
dition grows; it has both a past and a future. Consensus can only be born of con-
flict. The idea of custom as some kind of geological fossil from the past, one
that cannot be questioned or changed, is one point of view. This point of view
has been key to identifying, buttressing, and salvaging a domestic authoritari-
anism as an authentic tradition.
Colonially crafted customary authority had two big African homes in the
colonial period. One was Nigeria; the other was South Africa. While the apartheid
struggle tended to debunk customary authority as antidemocratic, the postapart-
heid transition has kept custom intact, as “customary” homes, “customary” au-
thorities, and “customary” rights. Having at first dismissed this legacy as “anti-
democratic,” the African National Congress has turned to embracing the regime
of the customary as “tradition.” As a result, postapartheid South Africa has a
dual legal structure—as did apartheid South Africa. While the new government
has deracialized civil law, civil society, and civil rights, it still works with an
ethnicized “customary” law enforced by an ethnicized native authority. If the
legal definition of nonnatives was as citizens governed under civic law and of
natives as tribespersons governed under customary law, would it be an exag-
geration to say that the postapartheid transition has given us a nonracial apart-
heid?
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overcoming the political legacy of colonialism 663
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664 mahmood mamdani
that we must define political identity, political rights, and political justice first
and foremost in relation to indigeneity. Let us reconsider the colonial legacy
that each of us is either a native or a settler. It is with that compass in hand that
we must fashion our political world.
In sum, I suggest we go beyond the conventional thought that the real crime of
colonialism was to expropriate the indigenous, and consider that colonialism per-
petrated an even greater crime. That greater crime was to politicize indigeneity,
first as a settler libel against the native, and then as a native self-assertion.
notes
1. Walter Rodney, How Europe Underdeveloped Africa (Dar-es-Salaam: TPH, 1971).
2. Immanuel Wallerstein, “The Uses of Racism,” London Review of Books 22,10 (18
May 2000):11–14.
3. See, e.g., Samuel Huntington, The Clash of Civilizations and the Remaking of
World Order (New York: Simon and Schuster, 1996).
4. See, William I. Zartman, Collapsed States: The Disintegration and Restoration of
Legitimate Authority (Boulder, Colo.: L. Rienner, 1995).
5. Basil Davidson, The Black Man’s Burden: Africa and the Curse of the Nation-State
(New York: Times Books, 1992).
6. Ali Mazrui, “Decaying Parts of Africa Need Benign Colonization,” International
Herald Tribune, 4 Aug. 1994; also see, CODESRIA Bulletin 2, (Dakar: CODESRIA,
1994).
7. Mahmood Mamdani, Citizen and Subject: Contemporary Africa and the Legacy
of Late Colonialism (Princeton: Princeton University Press, 1996).
8. See Mahmood Mamdani, “When Does a Settler Become a Native? Reflections on
the Colonial Roots of Citizenship in Equatorial and South Africa.” Inaugural Lecture,
University of Cape Town, New Series no. 208, 13 May 1998.
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