Violence and Democracy
Violence and Democracy
Violence and Democracy
Series Editor
Ian Shapiro
Editorial Board
Russell Hardin Stephen Holmes Jeffrey Isaac
John Keane Elizabeth Kiss Susan Okin
Phillipe Van Parijs Philip Pettit
As the twenty-first century begins, major new political challenges have arisen at
the same time as some of the most enduring dilemmas of political association re-
main unresolved. The collapse of communism and the end of the Cold War reflect a
victory for democratic and liberal values, yet in many of the Western countries that
nurtured those values there are severe problems of urban decay, class and racial con-
flict, and failing political legitimacy. Enduring global injustice and inequality seem
compounded by environmental problems, disease, the oppression of women, racial,
ethnic and religious minorities, and the relentless growth of the world’s population.
In such circumstances, the need for creative thinking about the fundamentals of
human political association is manifest. This new series in contemporary political
theory is needed to foster such systematic normative reflection.
The series proceeds in the belief that the time is ripe for a reassertion of the
importance of problem-driven political theory. It is concerned, that is, with works
that are motivated by the impulse to understand, think critically about, and address
the problems in the world, rather than issues that are thrown up primarily in
academic debate. Books in the series may be interdisciplinary in character, ranging
over issues conventionally dealt with in philosophy, law, history and the human
sciences. The range of materials and the methods of proceeding should be dictated
by the problem at hand, not the conventional debates or disciplinary divisions of
academia.
Cambridge University Press has no responsibility for the persistence or accuracy of urls
for external or third-party internet websites referred to in this publication, and does not
guarantee that any content on such websites is, or will remain, accurate or appropriate.
For Bhikhu Parekh
Contents
1 Muskets, terrorists 15
2 Thinking violence 30
3 Civilisation 42
4 Barbarism? 54
5 Why violence? 89
7 Ethics 128
This essay is about violence, and the pity of violence. It dwells upon its
connections with democracy because unwanted physical interference
with the bodies of others, such that they experience pain and mental
anguish and, in the extreme case, death – violence, in a word – is the
greatest enemy of democracy as we know it. Violence is anathema to
its spirit and substance. This follows, almost by definition, because
democracy, considered as a set of institutions and as a way of life, is
a non-violent means of equally apportioning and publicly monitor-
ing power within and among overlapping communities of people who
live according to a wide variety of morals.1 Under democratic condi-
tions the means of decision-making are neither owned nor wielded pri-
vately. While its institutional forms are highly variable, democracy as
we know it today minimally requires public respect for others who are
equal but different, and such respect extends to their entitlement to
organise themselves into opposition to the powers that be. Democracy
requires citizens to stay alert, to open their eyes and their mouths –
to understand that societies of sheep typically beget governments
of wolves. It facilitates criticism of power. In principle, democracy
enables everybody to act at a distance from its power centres by means
of a functioning civil society that is independent of publicly account-
able governmental institutions; together, elected, responsible govern-
ment and the dispersal of power within civil society provide organised
protection from the fear or fact of injury or loss of life.
1
The pre-Greek origins, modern development and uncertain future of democracy,
including its variable and disputed meanings, are analysed in detail in my A History
of Democracy, in preparation.
2 v i o l e n c e a n d d e m o c r ac y
2
See Sven Reichardt, ‘Formen faschistischer Gewalt. Faschistische Kampfbünde
in Italien und Deutschen nach dem Ersten Weltkrieg’, Sociologus, 51 (2001),
pp. 55–88; and ‘Civil society and violence. Some conceptual reflections from an his-
torical perspective’, in John Keane (ed.), Civil Society: Berlin Perspectives (London
and New York 2004), forthcoming.
i n t ro d u c t i o n : s u r p l u s v i o l e n c e 3
3
Michael Doyle, ‘Kant, liberal legacies and foreign affairs’, in Philosophy and Pub-
lic Affairs, 12, 3–4 (1983), pp. 205–35, 323–53. Compare Melvin Small and J. David
Singer, ‘The war-proneness of democratic regimes’, in Jerusalem Journal of Interna-
tional Studies, 1, 4 (1976), pp. 50–69. The authors claim that between 1816 and 1965
58 per cent of inter-state wars were provoked by democracies – wars being defined
as violent conflicts claiming at least 1,000 lives. The claim is unconvincing, if only
because democracies are defined (poorly) as regimes in which just 10 per cent of the
population are enfranchised.
4
Quoted in the interview with Michael Foot, ‘Old Labour’, The Independent on
Sunday, London, 20 July 2003, p. 10 (the original dates from 1940).
i n t ro d u c t i o n : s u r p l u s v i o l e n c e 5
5
Hannah Arendt, On Violence (New York and London 1969); Judith Shklar, ‘Putting
cruelty first’, in Ordinary Vices (Cambridge, MA and London 1984), pp. 7–44.
8 v i o l e n c e a n d d e m o c r ac y
bad news: more than 1.6 million people suffer violent deaths every
year. Each day, on average, over 1,400 people are murdered; roughly
35 people are killed every hour as a result of armed conflict; one quar-
ter of the world’s women have suffered sexual violence by an ‘intimate
partner’.6 Such figures are grist to the mills of journalists working in
the field of communications media, especially television. Indulging
various motives, they help to cultivate the impression that our world
is becoming ever more violent, sometimes to the point where vio-
lence is represented as ‘natural’ – as an eerie constant of the human
condition. Proponents of violence have taken their cue and, seizing
the script, have risen to the occasion: as if to prove that humans are
dastardly creatures, works of violence have become works of art. The
explosions, fear, injury and death are carefully staged, for a world audi-
ence. And so we are living in times when, just as night follows day,
reports of violence flood in from all four corners of the earth. So too
does talk of ‘getting tough’ with violence and calls for ‘war’ against its
menacing forms. The old conviction, once expressed in the theory of
‘democratic zones of peace’, which supposed that advanced societies
like the United States and Britain are no longer seriously troubled by
violence, and that theories of violence are perforce losing their raison
d’être, is on the ground, wounded and shaking.
In emphasising the contingent and erasable character of vio-
lence, this essay reminds readers that the belief that violence is ‘nat-
ural’ – a deep-seated predisposition in every individual, or generative
of either the body politic or of the species as a whole – is both his-
torically specific and profoundly anti-democratic. So this essay meets
head-on the most sophisticated recent effort to speak of violence as
a universal feature of the human condition: René Girard’s La vio-
lence et le sacré (1972).7 Girard sets aside the several ways in which
6
World Report on Violence and Health (Geneva 2002); and
www.who.int/violence injury -prevention
7
Translated as René Girard, Violence and the Sacred (London 1988), especially ch. 1;
see also his contributions to René Girard et al., Violences d’aujourdhui, violence de
toujours (Lausanne 2000), pp. 13–26.
i n t ro d u c t i o n : s u r p l u s v i o l e n c e 9
8
See the stimulating comments by Robert M. Cover, ‘Violence and the word’, Yale
Law Journal, 95 (1986), pp. 1601–29, and the criticism of the ‘agencies of force’ of
actually existing democracies in Eldridge Cleaver, Soul on Ice (London 1968), p. 128:
‘They use force to make you do what the deciders have decided you must do . . . They
punish. They have cells and prisons to lock you up in. They pass out sentences. They
won’t let you go when you want to. You have to stay put until they give the word.
If your mother is dying, you can’t go to her bedside to say goodbye or to her graveside
to see her lowered into the earth.’
10 v i o l e n c e a n d d e m o c r ac y
9
Quoted in Philip Bobbitt, The Shield of Achilles. War, Peace and the Course of
History (London and New York 2002), p. 819.
i n t ro d u c t i o n : s u r p l u s v i o l e n c e 11
in new directions, above all to ask whether and to what extent violence
and its practitioners can be ‘de-natured’ – subordinated to democratic
institutions and ways of life. In this sense, Violence and Democracy
sets out to counter the rising feeling that our world is heading for
a fall, and that democracy may not survive for much longer. While
marshalling plenty of evidence that the new triangle of violence and
other forms of incivility may well prove the Cassandras right – that
democracy as we know it is in for a rough ride, or that it is bound to
be weakened or perhaps destroyed – Violence and Democracy insists
that that outcome is unnecessary. And so it encourages readers to
think boldly, to think in pain: to refuse politically to set aside the
animal-like pity that grips those who witness the physical violation
of others.
Muskets, terrorists
1
George Orwell, ‘You and the Atom bomb’, Tribune, 19 October 1945, reprinted in
Selections from Essays and Journalism: 1931–1949 (London 1981), p. 715.
16 v i o l e n c e a n d d e m o c r ac y
2
Eric Hobsbawm, ‘War and peace in the 20th century’, London Review of Books,
21 February 2002, pp. 16–18.
m u s k e t s , t e r ro r i s t s 17
mere words because people’s lives are trapped by ‘coups and revolu-
tions, civil and international wars, and internal massacres and bloody
repression’.3
The democratic peace thesis supposes not that violence is with-
ering away, but that it is an external problem, a threat emanating
from outside otherwise peaceful democratic institutions and ways of
life. The thesis is unconvincing. For citizens who today live in the
so-called democratic zone of peace, the world is not so neatly sub-
divided into peaceful and violent zones. The old rule that mature
democracies do not fight each other certainly applies, but that does
not mean that democracies can forget about violence, or consider it
a marginal phenomenon. The truth is that various trends are con-
niving to unsettle the comfortable image of a democratic peace.
Most of them, including the tightening links between the two worlds
forged by global arms production (currently valued at around US $40
billion per annum) and the violence-ridden drugs trades, are obvi-
ous. So too are the tensions aroused by the military supremacy of
the United States, and the enclaves of violent lawlessness – danger-
ous areas like the Strasbourg district of Neuhof, the Los Angeles sub-
urb of South Central or ravaged cities like Ahmadabad in Gujurat –
within nearly every urban area of the developed democratic world.
It could even be said, paradoxically, that life within the democratic
zone of peace feels more violent than elsewhere in the world, mainly
because within the democratic countries images and stories of vio-
lence move ever ‘closer’ to citizens who otherwise live in peace.
Violence feels omnipresent. Insurance companies remind potential
clients of the need for risk calculations and safety requirements.
Policing authorities advertise the dangers to citizens. The flourish-
ing private security business markets its wares. Campaigns to publi-
cise violence and to mobilise the criminal process (against rapists and
child molesters, for instance) compound this feeling that the world is
3
Max Singer and Aaron Wildavsky, The Real World Order: Zones of Peace/Zones of
Turmoil (Chatham, NJ 1993), ch. 1.
m u s k e t s , t e r ro r i s t s 19
4
Jeffrey Goldstein (ed.), Why We Watch: The Attractions of Violent Entertainment
(New York 1998).
20 v i o l e n c e a n d d e m o c r ac y
sects – which the modern state was supposed to crush, but which it
has manifestly failed to do.5
5
See Umberto Eco, ‘Living in the new Middle Ages’, in Faith in Fakes. Essays (London,
1986), pp. 73–85. The twentieth-century version of the medievalisation of violence
‘without Giotto, Dante, or the inspiration of Christ’ is traceable to Guiglielmo
Ferrero, Peace and War (London 1933), p. 96 (translation amended). It is developed
in new directions in Tanaka Akihiko, The New Middle Ages. The World System in
the 21st Century (Tokyo 2002), esp. ch. 7.
6
There is a vast literature on such forms of violence, which are analysed in more detail
below. See Robert Jackall’s thought-provoking study of disorder in New York, Wild
Cowboys: Urban Marauders and the Forces of Order (Cambridge, MA 1997) and my
Reflections on Violence (London and New York 1996), especially pp. 113–22.
7
The following section draws upon my Whatever Happened to Democracy? (London
2002).
m u s k e t s , t e r ro r i s t s 21
8
See the concluding interview in Pierre Hassner, La violence et la paix: De la bombe
atomique au nettoyage ethnique (Paris 1995), especially p. 383: ‘In the past, the
doctrine of deterrence matched the civil character of our societies: an invisible hand,
or abstract mechanism, took charge of our security, and we did not have to bother our
heads with it. But today the nuclear issue can no longer be considered in isolation, it is
inextricably mixed up with everything else.’ A more activist perspective is provided
by Helen Caldicott, The New Nuclear Danger (New York 2002).
9
Paul Hirst, War and Power in the 21st Century. The State, Military Conflict and the
International System (Oxford 2001), p. 39.
10
A classic reflection on the problem is Hans Morgenthau’s Politics Among Nations:
The Struggle for Power and Peace (New York 1954). Following the nuclear attack
on Japan, he claimed that the avoidance of a nuclear World War III required the
structural transformation of the anarchic territorial state system into a world state.
He saw that requirement as necessary, but as impossible to satisfy. No world state –
except one that was imposed in the aftermath of World War III – could be built unless
it was built upon a sense of world community nurtured by shared moral and political
values. Morgenthau concluded that such a world polity was unlikely, since no such
community of values was available, either in the present or in the foreseeable future.
Some observers, including the American ‘realist’ scholar Kenneth Waltz, have turned
Hans Morgenthau’s conclusions upside down, to argue that the gradual spread of
nuclear weaponry is more to be welcomed than feared, principally because the rising
dangers of accident or attack will spawn the growth of global self-restraint in all
matters nuclear. See Jonathan Schell, ‘The folly of arms control’, Foreign Affairs, 79,
5 (September/October 2000), pp. 29–30.
22 v i o l e n c e a n d d e m o c r ac y
11
The policy trends are analysed in Michael O’Hanlon, Technological Change and the
Future of Warfare (Washington 2000); E. A. Cohen, ‘A revolution in warfare’, Foreign
Affairs (March–April 1996), pp. 37–54; and in J. Arquilla and D. Ronfeldt (eds.),
In Athena’s Camp: Preparing for Conflict in the Information Age (Santa Monica
1997).
12
The Times, London, 10 February 2001, p. 16.
m u s k e t s , t e r ro r i s t s 23
uncivil war
And so to the second side of the triangle of violence: democracies
are today also threatened by the violence unleashed in uncivil wars.
These comprise armed conflicts that rip apart political institutions,
poison the institutions of civil society and fling their combatants into
self-preoccupation with survival.13 Examples of this second form of
violence are to be found in abundance, and include two decades of
fighting in the Sudan, fuelled by constant imports of arms that reach
the hands of state and non-state actors, who struggle to use these arms
in highly complex ways to kill and maim others in order to preserve or
acquire land, cattle, wealth and power. The conflict has resulted in the
death of at least 2 million people and another 4 million are refugees in
their own country – internally displaced people, in the jargon of the
INGO world.14
13
Uncivil wars are analysed in my Reflections on Violence, pp. 131ff. General remarks
about such forms of conflict are scattered throughout Gérard Prunier, The Rwanda
Crisis: History of a Genocide (New York 1995) and Fergal Keane, Season of Blood:
A Rwandan Journey (New York 1995), especially pp. 1–40, 161–98.
14
See Francis Deng, War of Visions (Washington, DC 1995); Abdelwahab El-Affendi,
For a State of Peace. Conflict and the Future of Democracy in Sudan (London 2002);
and the report by the International Crisis Group, God, Oil and Country. Changing
the Logic of War in Sudan (Brussels 2002).
m u s k e t s , t e r ro r i s t s 25
15
René Girard, Violence and the Sacred (London 1988), pp. 4–6, 8–10, 269–73; cf. the
fine study of the uncivil war in the Lebanon by Samir Khalaf, ‘The scares and scars
of war’, in Cultural Resistance. Global and Local Encounters in the Middle East
(London 2001), especially pp. 201–33.
m u s k e t s , t e r ro r i s t s 27
boast to journalists and judges that the butchers are actually heroes,
that the victims are fictions or that they deserved what they got – that
this was no crime against humanity.
apocalyptic terrorism
Every nook and cranny of the democratic world is today threatened
by a third form of violence: apocalyptic global terrorism. Terroristic
violence of this kind arguably dates from the early 1980s. Of course,
the phenomenon of terrorism – the word itself dates from the revo-
lutionary terrorisme of the period from March 1793 to July 1794 in
France – is much older.16 Its so-called ‘classical’ forms include opera-
tions that use (or threaten to use) violence to instil fear into others for
the purpose of achieving defined political goals. While states can cer-
tainly be terrorist, in the sense that they can use assassins and other
violent undercover agents to govern through their subjects’ fear of vio-
lent death, conventional terrorism of the non-state variety is typically
the work of fighters who are neither uniformed soldiers nor organised
in elaborate hierarchical command structures. They are trained in the
arts of handling explosives and light weaponry, usually within urban
areas. Unlike guerrillas, such as the Kenyan Mau Mau and the Algerian
FLN and today’s Revolutionary Armed Forces of Colombia (FARC),
conventional terrorists do not seek to occupy their enemy’s territory.
Even though they too use lightning attacks and swift retreats, terror-
ists have neither the numerical strength nor the military capacity nor
the will physically to defeat their opponents. Like rats in a sewer, they
operate in small and practically autonomous units within the more or
less invisible channels of the local civil society, in order to wear down
and demoralise their governmental enemy, whom they suppose –
ultimately, despite everything – to be capable of negotiation, con-
cession and retreat. New means of communication, such as mobile
phones and the Internet, definitely enable terrorists to widen and mul-
tiply their contacts into all-channel networks, all the while keeping
16
See Walter Laqueur, The Age of Terrorism (London 1987).
28 v i o l e n c e a n d d e m o c r ac y
17
Note Mussolini’s view of squad violence as a controlled medical experiment: ‘The
expeditions must always have the character of a just retaliation and a legitimate
reprisal. We do not make violence into a school, a system or, worse still, an aesthetic.
Violence must be generous, chivalric and surgical’ (quoted in Margherita G. Sarfatti,
Dux (Milan 1926), p. 250).
m u s k e t s , t e r ro r i s t s 29
18
See the remarks of Jürgen Habermas in Giovanna Borradori, Philosophy in a Time of
Terror. Dialogues with Jürgen Habermas and Jacques Derrida (Chicago and London
2003), p. 29: ‘partisans fight on familiar territory with professed political objectives
in order to conquer power. This is what distinguishes them from terrorists who are
scattered around the globe and networked in the fashion of secret services . . . The
terrorism we associate for the time being with the name “al-Qaeda” makes the iden-
tification of the opponent and any realistic assessment of the danger impossible. This
intangibility is what lends terrorism a new quality.’
Thinking violence
on violence
Can democracies survive this triangle of violence? Can they do any-
thing to attenuate, even eliminate, its globally destructive conse-
quences? Possible replies to such questions initially require greater
clarity about the troubled and troubling term ‘violence’. What exactly
is the meaning of this much-used, much-abused term?
Like all concepts in the human sciences, categories like vio-
lence are as dangerous as they are necessary. They can be fatal for the
imagination, in that they lull their users into a false sense of certainty
about the world, seducing them into thinking that they ‘know’ it like
the backs of their hands; on the other hand, without such categories,
thinking is swamped, sometimes drowned, by the world’s otherwise
unintelligible tides and waves and storms of events, people and things.
One way of escaping this dilemma, which undoubtedly grips political
thinking about violence, is to build a measure of indeterminacy into
the category of violence by defining it abstractly as an ‘ideal-type’ –
understanding it as an arbitrarily chosen, yet clearly defined term
that seeks to redescribe the world in order to attune our senses to
its complex political realities, marking them off as ‘significant’, as
‘problematic’ and therefore as worthy of our attention.
The task of clearly defining violence is complicated by the fact
that since the middle of the eighteenth century the term itself has
undergone a definite ‘democratisation’, by which I mean three things.
The scope of application of the term ‘violence’ has been broadened;
its meaning has come to be seen as heavily context-dependent and,
hence, as variable in time and space; in consequence of which the term
t h i n k i n g v i o l e n c e 31
1
Robert Muchembled, La violence au village: sociabilité et comportements populaires
en Artois du Xve au XVIIe siècle (Turnhout 1989), p. 9.
2
These reflections on violence and democratisation necessarily prompt questions
about whether or not it is justified to speak of violence by humans against the living
creatures of the biosphere. Reasons of space prevent proper treatment of the sub-
ject, although as far as I can see there are no good reasons in principle why the
concept of violence being developed here should be confined to human affairs.
The growing public sensitivity to ‘cruelty to animals’ in democratic countries is
probably symptomatic of the long-term historical shift that is taking place in favour
of extending the term ‘violence’ into fields of life previously ruled by other descrip-
tors. Normatively speaking, non-violent campaigns and laws against single-minded,
cold-blooded violence against nature are on balance to be welcomed, if only because
they problematise the ugly callousness of vivisection practices that extend back into
the nineteenth century (see Frances Power Cobbe, The Modern Rack: Papers on Vivi-
section (London 1889) and Albert Leffingwell, The Vivisection Controversy: Essays
and Criticisms (London 1908)). Proud of its achievements and potentials, vivisec-
tionism came dressed in the uniform of hubris, and not surprisingly the claim of the
animal experimenters that science and industry required freedom from inspection,
ethical judgement and legal controls helped prepare the ground, historically speaking,
for respectable and often well-intentioned doctors performing hideous experiments
upon helpless human beings (see Alexander Mitscherlich and Fred Mielke, Doctors
of Infamy: The Story of the Nazi Medical Crimes (New York 1949)).
32 v i o l e n c e a n d d e m o c r ac y
3
Natalie Z. Davis, ‘The rites of violence’, in her Society and Culture in Early Modern
France: Eight Essays (Stanford 1975), pp. 152–87.
4
Clifford Geertz, ‘Deep play: notes on a Balinese cockfight’, in his The Interpretation
of Culture: Selected Essays (New York 1973), pp. 412–53; and Julius R. Ruff, Violence
in Early Modern Europe (Cambridge and New York 2001), ch. 5.
t h i n k i n g v i o l e n c e 33
the past several decades with the emergence of talk of ‘domestic vio-
lence’, stalking, ‘road raging’ and ‘bullying’ of children.5
Such trends are to be welcomed, even if they unavoidably com-
plicate efforts to think more deeply about the relationship between
violence and democracy. So how can such efforts best proceed? Are
there rules for thinking prudently about violence? Certainly, compli-
cations should be seen as no stranger to reflections on violence. Given
the potency of the term – its capacity to throw light on the strengths
and vulnerabilities of democratic institutions and ways of life – it
should be handled with care and modesty, even with a sense of irony.
And especially in the face of attempts to dismiss it as a uselessly mud-
dled category, as Robert Paul Wolff tried to do from a philosophically
anarchist perspective,6 there is a strong prima facie reason for holding
to its narrowest possible core meaning, untainted by loose metaphor-
ical allusions (as when a standard or treaty is said to be ‘violated’
or somebody suffers a ‘violent convulsion’, or shakes ‘violently’, or
hears their speech acts called ‘violent’ because they are passionate
or immoderate). Other rules for thinking about violence are worth
observing. While efforts to define violence should acknowledge the
importance and power of intentional action, they should not be tied
too closely to any one particular motivation. Definitions of violence
that draw upon references, say, to ‘Man’s sinfulness’ or to ‘aggressive
instincts’ should be rejected, for the plain truth (as the following pages
show) is that people can be violent for a bewildering variety of reasons.
Violence should also not be thought of as the opposite of legality, as
merely the ‘unlawful’ exercise of physical force (as Sidney Hook once
put it) ‘the illegal employment of methods of physical coercion for
5
Robert Darnton, The Great Cat Massacre and Other Episodes in French Cultural
History (London 1984), ch. 2; Wini Breines and Linda Gordon, ‘The new scholarship
on family violence’, Signs: Journal of Women in Culture and Society, 8, 3 (Spring
1983), pp. 490–553; and Liz Margolies and E. Leeder, ‘Violence at the door: treatment
of lesbian batterers’, Violence against Women, 1 (1995), pp. 139–57.
6
Robert Paul Wolff, ‘On violence’, Journal of Philosophy, 66 (October 1969),
pp. 601–16.
34 v i o l e n c e a n d d e m o c r ac y
7
Quoted in K. W. Grundy and M. A. Weinstein, The Ideologies of Violence (Columbus,
OH 1974), p. 12. Compare the retort of Herbert Marcuse against legalist definitions
of violence (New York Times Magazine, 27 October 1968, p. 90): ‘Thanks to a kind
of political linguistics, we never use the word violence to describe the actions of the
police, we never use the word violence to describe the actions of the Special Forces
in Vietnam. But the word is readily applied to the actions of students who defend
themselves from the police, burn cars or chop down trees.’
t h i n k i n g v i o l e n c e 35
8
Johan Galtung, ‘Violence, peace and peace research’, Journal of Peace Research, 6
(1969), p. 168; see also his ‘Cultural violence’, Journal of Peace Research, 27, 3 (1990),
pp. 291–305.
9
See Begoña Aretxaga, ‘Dirty protest: symbolic overdetermination and gender in
Northern Ireland ethnic violence’, in Catherine Besteman (ed.), Violence. A Reader
(Houndsmills and New York 2002), pp. 169–92.
36 v i o l e n c e a n d d e m o c r ac y
10
See Jean Claude Pressac and Robert-Jan Van Pelt, ‘The machinery of mass murder
at Auschwitz’ and Andrzej Strzelecki, ‘The plunder of victims and their corpses’, in
Yisrael Gutman and Michael Berenbaum, Anatomy of the Auschwitz Death Camp
(Bloomington 1994), pp. 183–245, 246–66; and Omer Bartov, Murder in Our Midst:
The Holocaust, Industrial Killing, and Representation (New York 1995).
11
Michel Foucault, Discipline and Punish (London 1977).
12
Birinder Pal Singh, Violence as Political Discourse (Shimla 2002), p. 32.
13
‘Noise. That’s the first word that comes into my mind when I think of the last
ten years’, writes David Grossman of the Israeli–Palestinian conflict in Death as a
Way of Life. Israel Ten Years After Oslo (New York 2003), p. vii. ‘So much noise.
38 v i o l e n c e a n d d e m o c r ac y
Gunshots and shouts, incendiary words and mournful laments, and explosions and
demonstrations, and heaps of clichés and special broadcasts from the scenes of terror-
ist attacks, and calls for revenge and the throb of helicopters above and the screeching
sirens of ambulances and the frantic rings of the telephone after each incident.’
14
Elaine Scarry, The Body in Pain: The Making and Unmaking of the World (New
York 1985).
15
Aristotle, Politics, bk. 1, ch. 2, 1253a, and bk. 7, ch. 2, 1324b.
t h i n k i n g v i o l e n c e 39
16
Ibid., bk. 7, ch. 2, 1324b; cf. bk. 7, ch. 14, 1333a–4a.
17
John Keane, Public Life and Late Capitalism (Cambridge 1984); ‘Structural transfor-
mations of the public sphere’, in Margaret Scammell and Holli Semetko (eds.), The
Media, Journalism and Democracy (Aldershot and Burlington, VT 2000), pp. 53–74;
and On Communicative Abundance (London 1999).
40 v i o l e n c e a n d d e m o c r ac y
end of their fall. They are no longer on the streets. They are no longer
on the food ration lists, not in the water and bread queues, no longer
in their beds, kitchens or in the arms of their loved ones. They are
just a blood-stained body covered in ants and flies. They are a shallow
grave dug in a park or a corpse in a sports stadium, perhaps a twisted
heap in the desert, or a motionless hulk on a stone slab – end of story.
Civilisation
1
The following discussion presupposes some familiarity with my Global Civil Soci-
ety? (Cambridge and New York 2003); Democracy and Civil Society. On the Predica-
ments of European Socialism, the Prospects for Democracy, and the Problem of
Controlling Social and Political Power (London and New York 1998); Civil Society
and the State. New European Perspectives (London and New York 1998); and Civil
Society: Old Images, New Visions (London and Stanford 1998).
c i v i l i s at i o n 43
2
All quotations are from Ernest Gellner, Conditions of Liberty. Civil Society and its
Rivals (London 1994).
44 v i o l e n c e a n d d e m o c r ac y
incivility
Gellner’s positive characterisation of civil society as a realm of free-
dom correctly highlights its basic value as a condition of democracy.
Where there is no civil society there cannot be citizens with capacities
46 v i o l e n c e a n d d e m o c r ac y
3
These quotations are drawn from several leading sources of ‘civil society purism’, as
discussed in my Global Civil Society?, especially pp. 57ff.
c i v i l i s at i o n 47
4
The quotations are respectively from letters written by Jonathan Swift to the Rev-
erend Thomas Sheridan (Market-hill, 2 August 1728); to Alexander Pope (Dublin,
August 1726); to Miss Esther Vanhomrigh (7 August 1722); and to Dean John Bran-
dreth (30 June 1732), in The Correspondence of Jonathan Swift, ed. Harold Williams,
5 vols. (Oxford, 1962–72), vol. III, p. 296; ibid., p. 158; vol. II, p. 433; and vol. IV, p. 34.
Joseph McMinnis, Jonathan’s Travels. Swift and Ireland (Belfast and New York 1994)
is a good account of Swift’s life from a traveller’s viewpoint.
c i v i l i s at i o n 49
and love, not only be freed from the threat of violence – from inci-
vility – but also become a source of human pleasure. Men are not
naturally violent. They can learn to shake hands. Their aggression
may be overcome by artificial conventions, such as ‘refined’ speech,
‘polite’ manners, ‘effeminate’ styles of dress (wigs with long curls,
jewels, ribbons, sinously high-heeled pumps), all of which serve to
distance individuals from uncivil habits variously dubbed ‘rustic’,
‘crude’, ‘rude’ or ‘unpolished’. During this period, the French verb
civiliser was used to name this process. Civiliser is ‘to bring to civility,
to make manners mild and civil’ under ‘good government’ and ‘good
laws’.5 Mirabeau’s L’Ami des hommes ou Traité de la population
(1756), the first French text to use the new-fangled word civilisation,
added that those who enjoyed a reputation for civility were consid-
ered exemplars of ‘confraternity’ or sociabilité; they were ‘polished’
men whose hearts had been softened, deflected from the temptations
of taking violent revenge against others.
Within this literature, there was by no means general agree-
ment that resistance to incivility was a good thing. The cultivation of
civility as an antidote to incivility bred controversy. There were, for
example, abundant complaints about the hypocrisy of civility, in par-
ticular because of the role it played in masking the conniving egoism
and violence of men with a reputation for refined manners. Mahatma
Gandhi’s famous remark that the idea of British civilisation would
be a good one stands towards the end of a long line of complaints
of this sort, of which Novalis’s complaint about the ‘wild civilised
barbarism’ of Europe, Diderot’s comments on the ‘insulting polite-
ness’ of those on high, and Jean-Jacques Rousseau’s sarcastic attack
on Hobbes and modern civil societies are among the most famous.
‘I open the books on Right and on ethics; I listen to the professors
5
See Edmond Huguet, Dictionnaire de la langue française du seizième siècle (Paris
1925), vol. II, p. 302; and also the various entries around ‘Zivilisation’ in Deutsches
Wörterbuch von Jacob Grimm und Wilhelm Grimm (Leipzig 1956), vol. XV,
pp. 1723–38.
50 v i o l e n c e a n d d e m o c r ac y
6
Jean-Jacques Rousseau, ‘Fragments of an essay on the state of war’ (written circa
1752), in A Lasting Peace through the Federation of Europe and the State of War
(London 1917), pp. 124–5. (The original is reprinted in C. E. Vaughan (ed.), Political
Writings of J. J. Rousseau, vol. I, pp. 293–307.)
c i v i l i s at i o n 51
7
The boomerang effects of European civility upon Europe itself are examined in Claude
Rawson, ‘Savages noble and ignoble: natives, cannibals, third parties, and others
in South Pacific narratives by Gulliver, Bougainville, and Diderot, with notes on
the Encyclopédie and on Voltaire’, Eighteenth-Century Life, 18 (November 1994),
pp. 168–97. Some nineteenth-century developments are examined in Catherine Hall,
Civilising Subjects. Metropole and Colony in the English Imagination, 1830–1867
(Cambridge 2002).
52 v i o l e n c e a n d d e m o c r ac y
have learned to make war under the stipulations of treaties and car-
tels, and trust to the faith of an enemy whose ruin we meditate.’
Civilised societies are guided by the principle of ‘employing of force,
only for the obtaining of justice, and for the preservation of national
rights’.8
8
Adam Ferguson, An Essay on the History of Civil Society (Edinburgh 1767), especially
pt. I, sect. 4 (‘Of the principles of war and dissension’), pp. 29–37, pt. 2 (‘Of the history
of rude nations’), pp. 112–64; and pt. 3, sect. 6 (‘Of civil liberty’), pp. 236–56.
Barbarism?
state violence
Among the weaknesses of Ferguson’s type of eighteenth-century inter-
pretation of the problem of violence and civil society is its more or
less secret commitment to an evolutionary or teleological understand-
ing of history as a process of transformation from ‘rude’ societies to
‘civilised’ societies. Although Ferguson worried about the possible
relapse into barbarism,1 his overall approach presumed that modern
times are superior to earlier eras of rudeness, exactly because – the
point is important for contemporary democracies – violence is poten-
tially removable from significant areas of social and political life. The
presumed evolutionary spiral is explicit in the works of Scottish col-
leagues of Ferguson – such as James Dunbar’s Essays on the History
of Mankind in Rude and Cultivated Ages (1780) and John Logan’s
Elements of the Philosophy of History (1781) – who both treat of vio-
lence as the antithesis of civil society and assume, optimistically, that
violence is on the wane in modern civil societies.
In its time, this presumptuous optimism helped to kill off old
perceptions about the eternal cycles of violence in human affairs.2 Its
1
Adam Ferguson, An Essay on the History of Civil Society (Edinburgh 1767), pt. 6,
sects. 3–4 (‘Of the corruption incident to polished nations’), pp. 382–401.
2
An example is the poem by Ihean de Mehune cited in George Puttenham, The
Arte of English Poesie (London 1589), pp. 173–4: ‘Peace makes plenty, plenty makes
pride,/ Pride breeds quarrel, and quarrel brings warre:/ Warre brings spoile, and spoile
povertie,/ Povertie pacience, and pacience peace:/ So peace brings warre and warre
brings peace.’
b a r b a r i s m ? 55
3
John Keane, Global Civil Society? (Cambridge and New York 2003).
4
See C. Haroche, ‘La civilité et la politesse – des objets négligés de la sociologie poli-
tique’, Cahiers internationaux de sociologie, 94 (1993), pp. 97–120. The key work of
Norbert Elias referred to here is Über den Prozess der Zivilisation. Soziogenetische
und psychogenetische Untersuchungen, 2 vols. (Basel 1939).
56 v i o l e n c e a n d d e m o c r ac y
5
Examples include Julius R. Ruff, Violence in Early Modern Europe 1500–1800
(Cambridge and New York 2001); and Eric A. Johnson and Eric H. Monkkonen (eds.),
The Civilisation of Crime: Violence in Town and Country since the Middle Ages
(Urbana 1996).
6
Michel Foucault, Discipline and Punish. The Birth of the Prison (London 1977).
7
V. A. C. Gatrell, The Hanging Tree. Execution and the English People, 1770–1868
(Oxford 1994).
58 v i o l e n c e a n d d e m o c r ac y
8
Hartmut Kaelble, Europäer über Europa: die Entstehung des europäischen Selbst-
verständnisses im 19. und 20. Jahrhundert (Frankfurt am Main and New York 2001).
9
Elias, Uber den prozess der Zivilisation, vol. I, p. 63; and ‘Zivilisation’, in B. Schäfers
(ed.), Grundbegriffe der Soziologie, 3rd edn (Opladen 1992), pp. 382–7. On the more
general problem of the transferability of his theory of the civilising process see
Stephen Mennell, Norbert Elias: An Introduction (Oxford 1992), pp. 232–3.
b a r b a r i s m ? 59
10
E. P. Thompson, ‘The moral economy of the English crowd in the eighteenth
century’, Past and Present, 50 (1971), pp. 77–136.
11
George Orwell, ‘Rudyard Kipling’, Collected Essays and Journalism: 1940–1943
(London 1981), p. 581.
b a r b a r i s m ? 61
12
Elias, Uber den Prozess der Zivilisation, vol. II, p. 435.
13
Jean-Jacques Rousseau, ‘A lasting peace through the Federation of Europe (1756)’,
in A Lasting Peace through the Federation of Europe and the State of War (London
1917), p. 95.
62 v i o l e n c e a n d d e m o c r ac y
14
Charles Tilly, ‘War making and state making as organized crime’, in Catherine Beste-
man, Violence. A Reader (Houndsmills and New York 2002), pp. 35–60.
b a r b a r i s m ? 63
1919 Treaty of Versailles. Pressured by the peace treaty, the Berlin gov-
ernment ordered the withdrawal of German troops out of the Baltic
region. Many resentful Freikorps refused. They stayed and carried on
fighting, not against the Red Army, which had already retreated, but
against reorganised Estonian and Latvian troops backed by British war-
ships. The barbarism that ensued is illustrated by Elias by means of a
citation from the diary of a Freikorps officer:
We fired into surprised crowds, and raged and shot and struck and
hunted. We drove the Latvians across the fields like rabbits and set
fire to every house and blasted every bridge to dust and cut every
telegraph pole. We threw the corpses into the wells and threw in
hand grenades. We killed whoever we captured, we burned
whatever would burn. We saw red, we no longer had any human
feelings in our hearts. Wherever we had camped, the ground
groaned under our destruction. Where we had stormed, where
formerly houses had stood, there now lay rubble, ashes, and
glimmering beams, like abscesses in the bare fields. A huge trail
of smoke marked our paths. We had ignited a huge pile of wood,
which burned more than dead matter. On it burned our hopes, our
desires, the bourgeois tablets, the laws and values of the civilised
world, everything that we had dragged along with us as
moth-eaten rubbish, the values and faith in the things and ideas
of the time that had abandoned us. We pulled back, boasting,
exhilarated, loaded with booty.15
15
Norbert Elias, ‘Violence and civilisation. The state monopoly of physical violence
and its infringement’, in John Keane (ed.), Civil Society and the State. New European
Perspectives (London and New York 1988), pp. 196–7 (my translation).
64 v i o l e n c e a n d d e m o c r ac y
devoured not only democracy, but all remnants of civility, along with
their subjects. What began as illegal punitive expeditions into a civil
society perceived as diseased and in need of amputation ended up (in
the case of totalitarianism) as ‘medicalised killing’: mass murder in
the form of state-organised sterilisation and euthanasia programmes
and the use of ovens and gas chambers, lethal injections and concen-
tration camps, all for the purpose of ridding the polity of so-called
‘human ballast’ (Ballastexistenzen).16 Future moralists, political his-
torians and philosophers will no doubt debate whether organised state
murder was worse than random terrorist killings on a global scale.
Whatever they decide, hopefully they will not let posterity forget the
most bizarre cases of extreme violence by (would-be) officials of the
modern state: the systematic rape of women by soldiers, often with
terrified local men forced at gunpoint to look on; the ritual mutilation
of victims, such as cutting off their noses, breasts, ears or penises; and
the practice of forcing members of a family group at knife- or gunpoint
to kill each other (slowly) in turn, or even to force parents to maim or
kill or hack their children to pieces, and to cook and eat the prepared
dish prior to their own execution.17
These cases of violence are profoundly antithetical to civil
society and democracy. They are grotesque reversals of Claude Lévi-
Strauss’s dictum that ‘primitive’ cultures are anthropophagic (they
‘devour’ their adversaries) while modern civilisations are anthropo-
emic (they segregate, evict, marginalise or ‘vomit’ their adversaries).
Yet – this is their most disturbing feature – these cases do not represent
a lapse into ‘traditionalism’ or ‘tribalism’. It is a big mistake to sup-
pose that such grotesque violence is somehow ‘beneath’ and ‘below’
otherwise modern and civilised and democratic standards. The fact is
16
Robert Jay Lifton, ‘Medicalised killing in Auschwitz’, Psychoanalytic Reflections
on the Holocaust: Selected Essays, ed. S. A. Luel and P. Marcus (New York 1984),
especially pp. 14–19.
17
All of these practices are documented in K. B. Wilson, ‘Cults of violence and counter
violence in Mozambique’, Journal of Southern African Studies, 18, 3 (September
1992), pp. 527–82.
b a r b a r i s m ? 65
that they are quintessentially modern, and not only because of their
implication in the struggle for territorially bound state power. They
are illustrations of the thoroughly modern, rational-calculating use
of violence as a technique of terrorising and demoralising whole pop-
ulations, of preventing them from engaging in organised or thought-
out resistance. An extreme version of this cunning use of exemplary
violence to cow and control the state’s subjects is symbolised by the
Central African Republic regime operated by Jean-Bedel Bokassa, him-
self renowned for doing by day what civilised human beings fear by
night: ordering on one occasion the murder of fellow ministers, politi-
cians, officials and army officers; personally murdering several dozen
children who were disappeared after protesting against school uni-
forms; and using the structures of armed state power to practise can-
nibalistic rites, in the process (according to the rumours) filling his
Kologa Palace fridges with human corpses stuffed with rice in prepa-
ration for eating.18
barbarism
It is tempting, in the face of such cruelty, to draw the pessimistic con-
clusion that democratic institutions and civil societies have about as
much chance of long-term survival as a snow-flake in hell. Surely they
cannot escape either today’s triangle of violence or the violent grip of
the armed sovereign state, within whose shadows each newborn child
is today expected to do within a few years what is virtually impossi-
ble: to acquire a civilised sense of shame and self-control which it
took European populations many centuries to develop, and then only
imperfectly?
Zygmunt Bauman’s sophisticated Modernity and the Holo-
caust (1993) reinforces this pessimistic line of questioning.19 Previous
18
See Brian Titley, Dark Age. The Political Odyssey of Emperor Bokassa (Quebec City
1997).
19
Zygmunt Bauman, Modernity and the Holocaust (Oxford 1993), especially
pp. 12–18, 27–30, 107–11.
66 v i o l e n c e a n d d e m o c r ac y
20
Norbert Elias, The Germans: Power Struggles and the Development of Habitus in
the Nineteenth and Twentieth Centuries (Cambridge 1996), pp. 302, 308.
68 v i o l e n c e a n d d e m o c r ac y
21
See my remarks on Bauman’s critique of ethics in Global Civil Society?, pp. 199–200.
b a r b a r i s m ? 69
overkill
The proposition that modern civility equals barbarity has another
weakness. It obscures the point that the modern civilising process
contains several potentially productive – if highly dangerous – con-
tradictions. The most obvious is the frightening development of tech-
niques of total war and universal violence that threaten overkill: the
capacity to overwhelm all political institutions and to reduce to zero
their power of securing their subjects’ lives against the ravages of vio-
lence. The problem of overkill needs to be built in to democratic think-
ing and politics, and not just because it is a fishbone in the throat of
irresponsible political power. The process of overkill is an ultimate
problem because it has the potential to eliminate politics by killing
many millions of the earth’s species, perhaps even to exterminate
homo sapiens itself.
All weapons of violence tend towards overkill, of course. From
the beginning, the weapons invented and used by humans – the rock,
spear, javelin, dart, arrow – bestowed a form of power to produce
effects out of all proportion to the means employed. That power trans-
formed hominids into humans by enabling them to become the first
sizeable creatures on earth to effect change by committing acts of vio-
lence at a distance – and so surviving and exploiting even the largest
land animals. Humans became what they threw. The arts of manipu-
lating fire and the later means of killing at a distance – the crossbow,
the trebuchet, Greek fire – greatly added to the stock of human pow-
ers to be violent. The invention of gunpowder, by the Chinese, at
the end of the first millennium BCE, proved to be especially impor-
tant. It facilitated the rise of the so-called gunpowder empires, such
as those of the Ottomans, Russians and Mughals.22 European powers
embraced gunpowder as if it were a new love; they wielded its charms
and cruelties against various enemies, especially in the New World,
22
An excellent short survey of the history of weaponry is to be found in Alfred W.
Crosby, Throwing Fire: Projectile Technology Through History (Cambridge and New
York 2002).
70 v i o l e n c e a n d d e m o c r ac y
where (as Montaigne put it) ‘the lightning flashes of our cannons, the
thundering of our harquebuses’23 had both propaganda purposes and
killing effects.
The harnessing of gunpowder for more destructive ends – for
the development of weapons with a potentially global reach – brought
human beings into contact, for the first time, with the possibility
of total war. Mechanised total war is an invention of the late eigh-
teenth century, but it only reached perfection – and the height of self-
contradiction – during the long twentieth century of violence that
is now behind us. In the era of triangular violence, it is most defi-
nitely still with us. Born on the high seas in all-devouring confronta-
tions, in which the aim is skilfully to destroy one’s opponents and
their equipment completely, total war, according to Admiral Friedrich
Ruge, aimed ‘at destroying the honour, the identity, the very soul of
the enemy’. During the 1930s, Lieutenant-General von Metsch agreed:
‘In total war, everything is a front!’24
It evidently never occurred to von Metsch to consider whether
war, or at least certain types of war, would still be possible in a world
flooded with weapons with a universal reach. Here is the question
that escaped him: are there weapons which, if used by their respec-
tive combatants, would necessarily catapult us, say, from the early
nineteenth-century world of Colonel Shrapnel testing his deadly new
fragmenting shell on the wildlife of Foulness Island, into a world in
which weapons of war potentially render (certain forms of) war obso-
lete, simply because human beings could no longer survive their dev-
astating effects?
The history of the development of modern weapons systems was
from the outset pregnant with this possibility that violence so begets
violence that it threatens the utility of violence. Michael Howard’s
23
Michel de Montaigne, The Complete Essays (London 1987), p. 1030.
24
Cited in Paul Virilio, Speed and Politics. An Essay on Dromology (New York 1986),
p. 75. See also Jan Patočka’s classic essay, ‘Wars of the twentieth century and the
twentieth century as war’, in Heretical Essays in the Philosophy of History (Chicago
and La Salle 1996), pp. 119–37.
b a r b a r i s m ? 71
25
Michael Howard, War in European History (London, Oxford and New York 1976),
pp. 11–12.
26
See W. Deist (ed.), The German Military in the Age of Total War (Leamington Spa
1985), p. 123.
72 v i o l e n c e a n d d e m o c r ac y
27
See my ‘Maralinga’s afterlife’, The Sunday Age, Melbourne, 11 May 2003, pp. 1–3.
28
Max Singer and Aaron Wildavsky, The Real World Order. Zones of Peace/Zones of
Turmoil (Chatham, NJ 1993), pp. 60–76.
b a r b a r i s m ? 73
29
John Keane, ‘Fear and Democracy’, in Kenton Worcester et al. (eds.), Violence and
Politics: Globalization’s Paradox (New York and London), pp. 226–43.
b a r b a r i s m ? 75
confronting civil society from the outside has deep and multiple his-
torical roots. They cannot be traced here, but worth examining in
more detail are three types of pacification strategy, each of which is
vital to democracy and its future.
philadelphia
One such pacification strategy is represented by the various consti-
tutional experiments that aim to counter the so-called Westphalian
model of inter-state power. According to this model, whole regions
and ultimately the globe itself must perforce be divided territorially
among sovereign states enjoying a monopoly of the means of violence.
Each state is left free to enter into irenic agreements with others, or to
make war on those states it declares to be an enemy. For a succession of
relatively neglected political analysts, stretching from Pufendorf and
Althusius through to Paine, Calhoun, von Seydel and Jean Monnet,
this model of inter-state power has never deserved to be hegemonic.
Some of them have pointed to constitutional alternatives, including
the old Swiss Confederation that survived from the later medieval
period until 1789, the United Provinces of the Netherlands that lasted
from 1579 to 1795, and the German Bund between the years 1815 and
1866. Each of these regimes, it is worth noting, was guided by the
broad aim of developing a type of supra-state government founded
upon a foedus or treaty among states, whose rulers and ruled would
see a distinct advantage: the practical transcendence of a system of
sovereign states prone constantly to war and rumours of war.
The Philadelphian model, born of the American colonists’ strug-
gle against the British and implemented as the United States of Amer-
ica between the establishment of the Union (1781–89) and the Civil
War (1861–65), is an example of this alternative trend. It is impor-
tant to the subject of democracy and violence, and not only because
the United States is now the most powerful democracy on earth. The
whole point of the Philadelphia experiment was to constitutionalise
the means of violence in such a way that the unaccountable qual-
ity of state violence and the bellicose anarchy among states typical
b a r b a r i s m ? 77
30
See Gerald Stourzh, Alexander Hamilton and the Idea of Republican Government
(Stanford, CA 1970); Daniel H. Deudney, ‘The Philadelphian system: sovereignty,
arms control, and balance of power in the American states-union, circa 1787–1861’,
International Organization, 49, 2 (Spring 1995), pp. 191–228; and my account of
Thomas Paine’s advocacy of federalism in the new American republic in Tom Paine:
A Political Life (New York and London 1995), ch. 7.
31
Among the best recent discussions of the origins of the Americans’ right to retain
violent weapons are Joyce Lee Malcolm, To Keep and Bear Arms: the Origins of
an Anglo-American Right (Cambridge, MA 1994); Stephen P. Halbrook, That Every
Man Be Armed: The Evolution of a Constitutional Right (Albuquerque 1984); and, on
the republican genealogy of the right to bear arms, Lois G. Schwoerer, ‘No Standing
Armies!’ The Antiarmy Ideology in Seventeenth Century England (Baltimore 1974).
78 v i o l e n c e a n d d e m o c r ac y
32
Further details of the development of a global political/legal system of ‘cosmocracy’
are found in my Global Civil Society?
33
Gary T. Bass, Stay the Hand of Vengeance. The Politics of War Crimes Tribunals
(Princeton and Oxford 2000).
34
G. M. Gilbert, Nuremberg Diary (New York 1947), p. 4.
b a r b a r i s m ? 79
35
Gérard Prunier, The Rwanda Crisis: History of a Genocide (New York 1997), p. 355.
See also Martha Minow, Between Vengeance and Forgiveness: Facing History after
Genocide and Mass Violence (Boston 1998) and the remarks of Hannah Arendt to
Karl Jaspers (17 August 1946), in their Correspondence, 1926–1969 (New York 1992),
p. 54: ‘It may be essential to hang Göring, but it is totally inadequate. That is,
this guilt, in contrast to all criminal guilt, oversteps and shatters any and all legal
systems. That is the reason why the Nazis in Nuremberg are so smug.’
80 v i o l e n c e a n d d e m o c r ac y
justice should be done lest the world should perish (fiat justitia ne
pereat mundus).36
Torture
The twentieth-century rethinking of the Westphalian model has con-
centrated not only on constitutionalising and reducing the quantity
and types of violence within the world of inter-state relations. Driven
by the democratic maxim that states are bellicose the more that they
exercise power violently over their subjects at home, international
constitutional efforts have also concentrated on the domestic ‘pacifi-
cation’ of states. The Council of Europe, founded in 1949 with three
key objectives – pluralist democracy, commitment to the rule of law
and the protection of human rights – is something of a prototype of
this strategy, since for the first time anywhere in the world it sought,
in the following year, to codify these objectives in the European Con-
vention of Human Rights, and to provide mechanisms for enforcing
them effectively.
Observance of these objectives is considered the key condi-
tion of a state’s membership of the Council of Europe. Unlike most
supranational organisations, admission to it is not automatic. Appli-
cant states must first accept both its Statute (which embodies the
three objectives) and scrutiny of their laws and practices to establish
whether in fact the objectives are being fulfilled. Yet the Council’s
role in defending individuals’ rights, regardless of their formal citizen-
ship status, goes well beyond scrutinising individual states’ laws and
practices at the time of entry. Membership also entails a continuous
obligation to observe these rights, which the Council seeks to ensure
by means of specific enforcement procedures, including the prospect
of a member state, after the exhaustion of domestic remedies, being
taken to the quasi-judicial European Commission and the European
Court of Human Rights in Strasburg. Among the unusual features
of the enforcement process is that violations of human rights, such
36
See the 1994 Report to the United Nations of the International Criminal Tribunal
for the former Yugoslavia in ICTY Yearbook 1994 (New York 1994), p. 87.
b a r b a r i s m ? 81
civility politics
Efforts to democratise the means of governmental violence are not
exclusively concentrated within the spheres of government. They
82 v i o l e n c e a n d d e m o c r ac y
also arise from below, from within the overlapping civil societies
that make up the global civil society that is emerging. These non-
governmental public initiatives aim to problematise the arbitrary use
of violence – and to place stricter limits upon its use by armed gov-
ernmental institutions.
Whether these initiatives succeed, or to what degree they suc-
ceed, is not at issue here. The important point is that since the birth
of the anti-slavery movement at the end of the eighteenth century – a
movement that fed publicly upon the deep tensions within the pre-
vailing language of ‘natural law’ that was used to justify slavery37 –
the world has begun to witness the growth, for the first time on any
scale, of what might be called a civility politics, that is, organized cit-
izens’ initiatives that seek to ensure that nobody ‘owns’ or arbitrarily
uses the means of state violence against civil societies at home and/or
abroad. Those (like Elias and Bauman) who ignore this new politics of
civility are usually attached, sometimes without recognising it, to an
image of the modern territorial state first sketched by Hobbes. That
image was revived last century in Carl Schmitt’s fascist interpretation
of the modern state as ‘the mortal God’, as the first artificial product
of the modern technological world, as a humanly invented mecha-
nism of command that leads the struggle, if necessary by means of
violence, against all domestic and foreign competitor powers, actual
or potential.38
This view of the state as a mortal God is becoming unrealis-
tic. Recent citizens’ efforts to publicise and to denounce the use of
rape as a weapon of war, to call for the abolition of landmines and
for squeezes upon the arms trade, to argue the illegality of nuclear
weapons in such bodies as the International Court of Justice, even
to block the detonation of these weapons by direct action, serve as
a reminder that ‘peace’ is now of concern not only to statesmen,
37
Robert M. Cover, Justice Accused. Antislavery and the Judicial Process (New Haven
and London 1975).
38
Carl Schmitt, Der Leviathan in der Staatslehre des Thomas Hobbes (Hamburg
1938).
b a r b a r i s m ? 83
39
Peter Brock, Pacifism in Europe to 1914 (London 1972) and Martin Ceadel, The Ori-
gins of War Prevention. The British Peace Movement and International Relations
1730–1854 (Oxford 1996).
40
The following is a brief summary of John Keane, ‘Civil society and the peace move-
ment in Britain’, Thesis Eleven, 8 (1984), pp. 5–22.
84 v i o l e n c e a n d d e m o c r ac y
within the peace movement began rapidly to swell, this old doctrine of
MAD had given way to a new and undoubtedly more dangerous official
policy – counterforce – whose newly miniaturised and more precise
arsenals were packaged in the language of ‘Air–Land Battle’, ‘flexible
response’, ‘surgical strikes’ and (in the Soviet version) ‘defence through
war-fighting’. In the course of four decades, in other words, research
and development and strategic deployment of weapons had moved
from H-bombs and ABMs, through multiple warheads and MIRVs
(multiple independently targeted warheads) to ‘first strike’ and ‘flexi-
ble’ weapons such as neutron bombs, SS2Os, and cruise and Pershing
missile systems.
This development of ‘tactical weapons’ was seen by most within
the movement to have lowered the threshold separating nuclear from
conventional arms. The doctrine of counterforce supposed, contrary to
von Clausewitz, that war, even nuclear war, could be free of ‘friction’,
and therefore restricted and winnable. It was this so-called ‘moderni-
sation’ of nuclear weapons policy that the movement sensed to be
perilous. The process of ‘deterrence’ was seen widely to be unstable,
leading to preparations for a type of war that would be qualitatively
different, and certainly worse, than the old European wars of Napoleon
or Frederick II. The claim (defended in the early 1980s by Atlanticists)
that the policy of deterrence had ‘kept the peace since ’45’ was there-
fore rejected as an apology for what E. P. Thompson, the movement’s
most famous publicist, called exterminist tendencies. Détente was
seen as synonymous with the steady increase of more ‘advanced’ and
ever more dangerous and decadent weapons, whose level of sophisti-
cation and hyper-complexity rendered them vulnerable to mechanical
and ‘human’ failures. The famous 1958 warning of Bertrand Russell
that some unforeseen circumstance might spark off a worldwide catas-
trophe was widely felt. The movement saw détente as equivalent to
an incumbent Prime Minister who vowed publicly to press the but-
ton when pushed into a corner. It associated the word détente with
a tottering-on-the-brink pattern of pseudo-negotiation and struggle
for ‘advantage’ and ‘superiority’ between the superpowers, in which
86 v i o l e n c e a n d d e m o c r ac y
(as the failed Geneva INF and START talks indicated) negotiations
and arms control agreements were at best momentary pauses within
a wider process of arms proliferation and military posturing. Under
pressure from détente, many within the movement believed, exis-
tence was beginning to degenerate into the state of nature described
by Hobbes. There developed a sense that the constant rearmament
associated with the ‘modernisation’ of nuclear (and chemical and bio-
logical) weapons was an endless struggle for power that could only
ever end in death organised on a mass scale.
This was one key reason why civil society networks in Britain
began in this period to rouse themselves. Large sections of the popula-
tion began to lose trust in the official image of ‘deterrence’, which they
criticised and resisted as a codeword for rearmament, as a new ideol-
ogy of state power. Détente, the supposed easing of tensions among
states and citizens, had the effect of producing a generalised anxi-
ety about the visible increase in the scope and power of the nuclear
state and its new and improved weapons – like ground-launched cruise
missiles that must be fired from civilian areas, or Trident submarines
2,500 times more destructive than one Hiroshima bomb. Such pub-
lic anxiety was evident, for instance, in the widespread belief at the
time that nuclear war was probable within the next decade. It was
also apparent in the panicky outrage produced by the government’s
‘civil defence’ circulars, which emphasised the need for the state to
control the sick, starving and dying survivors of a nuclear attack
through commissioners with dictatorial powers, armed police, special
courts and internment camps. The whole process of anxiety produc-
tion was summed up in the mixture of laughter and fear catalysed
by the 1980 Home Office pamphlet Protect and Survive – a pam-
phlet which brought the subject of nuclear war into the heart of civil
society by instructing every household, in ‘humane’ and surgically
precise language, how to survive a nuclear war by taking down its
curtains, stocking up on batteries and mechanical clocks, crouching
under tables and stairways, and tuning in to the BBC, to be told what
to do next.
b a r b a r i s m ? 87
1
Plato, The Republic, 8, sect. 563a, in B. Jowett (ed.), The Dialogues of Plato (New
York 1897); Polybius, The General History of Polybius (London 1756), bk. 6, sect. 9.
90 v i o l e n c e a n d d e m o c r ac y
2
Reinhart Koselleck, Kritik und Krise. Eine Studie zur Pathogenese der bürgerlichen
Welt (Munich 1959).
w h y v i o l e n c e ? 91
about them. These forces not only ensure that statistical ‘facts’ about
violence are always and necessarily ‘fictitious’ (a point well noted by
criminologists). These forces also cast doubt upon the claim of Elias
and others that ‘civilised’ societies forget their historical origins, that
they take for granted their own civility, as if it were ‘natural’.
This last point can be toughened, for all known forms of civil
society are plagued by endogenous sources of incivility. On empiri-
cal grounds alone, it is imperative to reject simple-minded, ‘purist’
accounts of civil society as havens of sub-tropical calm. True, civil
societies as we know them generate socialising conflicts. Antago-
nisms and cooperation tend to form a durable helix, in that through
their disagreements civilians learn that social life consists in recipro-
cal concessions. Civilians rub along together by learning more about
each other; they cotton on to the arts of mutual adjustment and of har-
monising expectations.3 Yet despite these socialising trends, incivility
is also chronically produced by all known civil societies. Incivility is
one of their limits and, hence, a permanent thorn in the side of the
goal of creating a fully ‘civilised’ civil society. ‘Gradually violence
on the part of the existing powers will diminish and obedience to
the laws will increase’, predicted Kant when reflecting on the advan-
tages of republican government and civil society: ‘There will arise
in the body politic perhaps more charity and less strife in legal dis-
putes, more reliability in keeping one’s word, and so on, partly due to
love of honour, partly out of well-understood self-interest.’4 The pre-
sumed or implied positively teleological relationship between civil
societies and violence in this formulation is unwarranted. Civil soci-
eties, contrary to Kant, are not necessarily synonymous with the drift
3
R. J. Rummel, Understanding Conflict and War (Beverly Hills and London 1981),
vol. V, p. 32.
4
Immanuel Kant, ‘Welchen Ertrag wird der Fortschritt zum besseren dem Men-
schengeschiecht abwerfen?’ (1798), in Der Streit der Facultäten in drey Abschnit-
ten, in Schriften zur Anthropologie, Geschichtsphilosophie, Politik und Pädagogik
(Darmstadt 1975), pt. 2, sect. 2, p. 365.
92 v i o l e n c e a n d d e m o c r ac y
5
Claus Offe, ‘Moderne “Barbarei”: Der Naturzustand im Kleinformat’, in Max Miller
and Hans-Georg Soeffner (eds.), Modernität und Barbarei. Soziologische Zeitdiag-
nose am Ende des 20. Jahrhunderts (Frankfurt 1996); and Stephen Mennel, ‘Decivil-
ising processes. Theoretical significance and some limits of research’, International
Sociology (1990), pp. 205–23.
w h y v i o l e n c e ? 93
6
Thomas Hobbes, ‘Preface to the Reader’, Philosophical Rudiments concerning Gov-
ernment and Society (London 1651) and Leviathan, or The Matter, Forme, and Power
of a Common-Wealth Ecclesiastical and Civill (London 1651), pt. 1, ch. 14.
7
Peter Gay, The Cultivation of Hatred. The Bourgeois Experience, Victoria to Freud
(London 1994).
94 v i o l e n c e a n d d e m o c r ac y
physically or visually distance the violent from the violated. And yet
when seeking to understand why individuals are violent it is clear that
a distinction needs to be drawn between two different types of micro-
level or ‘human nature’ explanations. Stretching from St Augustine
to Freud, each seeks to trace the causes of violence to human nature
itself.
There are first of all those ahistorical ‘hard’ ontologies that sup-
pose that Man is essentially wicked (as in Machiavelli’s claim that all
men at all times are ‘ungrateful, changeable, simulators and dissim-
ulators, runaways in danger, eager for gain’8 ). Such ontologies have
difficulty side-stepping institutionally based explanations that help
to account for why and how individuals and, indeed, whole societies,
are from time to time pacific, sometimes for extended periods. Then,
secondly, there are those ‘softer’ ontologies that admit that although
‘human nature’ tends to be perverted, or even naturally bloodthirsty,
it can, under certain institutional circumstances, be diverted or har-
nessed into pacific ways. William James’s proposal that the world
would become a safer place if its youth were drafted into mining coal,
manning ships, building skyscrapers, washing dishes and laundering
clothes, is an example of this ‘soft’ form of ontology. So too is the
eighteenth-century (but originally premodern) formulation that civil
societies are handcuffed (as Mirabeau put it) to a tragic ‘natural cycle
from barbarism to decadence by way of civilisation and wealth’.9
The trouble with ‘human nature’ approaches to violence is not
only that they tend to paralyse policy innovations by implying, ulti-
mately, that little or nothing can be done to stem the floods of vio-
lence that periodically sweep away the protective walls of civility
that maintain peace among citizens, but it is also difficult to substan-
tiate them in either theoretical or empirical/interpretative terms. In
8
Niccolò Machiavelli, The Prince, in Machiavelli. The Chief Works and Others, trans.
Alan Gilbert, 3 vols (Durham, NC 1965), vol. I, p. 62.
9
William James, ‘The moral equivalent of war’, in Memories and Studies (New York
1912), pp. 262–72, 290; Honoré-Gabriel Riqueti, Comte de Mirabeau, L’Ami des
hommes ou Traité de la population (Paris 1756), p. 176.
w h y v i o l e n c e ? 95
both their ‘hard’ and ‘soft’ forms, attempts to explain violence with
sole reference to the meanness of ‘human nature’ are forced to admit
of the explanatory importance of socio-institutional factors. Broadly
speaking, two different types of explanations are available.10 One of
them (already examined in the discussion of the legacy of the work
of Elias and Bauman) points to the exogenous factors – the world’s
system of armed territorial government – that stir up violence and
produce the implosion and breakdown of civil societies. The other
type of explanation insists that violence on a limited or extended
scale derives primarily from the historically specific organising princi-
ples of civil society itself. Here another important distinction should
be drawn: between capitalism-centred explanations and more com-
prehensive civil society-centred explanations of why these societies
tend to generate from within themselves various types of threatening
violence.
The most influential example of the former is Marx’s empha-
sis on the conflict potential of the wage-labour/capital relationship.
The modern bourgeois era, Marx pointed out, is unique because it
effects a separation of government from social forms of stratifica-
tion. It sub-divides the human species for the first time into social
classes; divorces individuals’ legal status from their socio-economic
role within civil society (bürgerliche Gesellschaft); and sunders each
individual into private egoist and public-spirited citizen. By contrast,
feudal society had a directly ‘political’ character. The main elements
of civil life (property, the household, forms of labour) assumed the
form of landlordism, estates and corporations. The individual mem-
bers of feudal society enjoyed no ‘private sphere’; their fate was bound
up inextricably with the network of interlocking ‘public’ organisa-
tions to which they belonged. The ‘throwing off of the political yoke’ is
a distinguishing mark of modern bourgeois orders, according to Marx.
Civil society, the realm of private needs and interests, waged labour
10
Compare the differently formulated account of these types of explanation in Kenneth
N. Waltz, Man, the State and War: A Theoretical Analysis (New York, 1959).
96 v i o l e n c e a n d d e m o c r ac y
11
See my Democracy and Civil Society. On the Predicaments of European Socialism,
the Prospects for Democracy, and the Problem of Controlling Social and Political
Power (London and New York 1988 [1998]), pp. 57–64, 215–28.
w h y v i o l e n c e ? 97
12
Norbert Elias, ‘Introduction’, in Norbert Elias and Eric Dunning, Quest for Excite-
ment. Sport and Leisure in the Civilising Process (Oxford and Cambridge, MA 1993),
p. 41.
98 v i o l e n c e a n d d e m o c r ac y
13
Arthur Miller, The Misfits (London 1961), p. 51; cf. his ‘The bored and the Violent’,
in Shalom Endleman (ed.), Violence in the Streets (London 1969), pp. 270–9. A dif-
ferent version of the boredom theory is suggested in Hannah Arendt’s The Origins
of Totalitarianism (Cleveland 1958), p. 82, where late nineteenth-century Parisian
high society developed a fascination with ‘underworlds’, the bizarre, the dangerous.
w h y v i o l e n c e ? 99
14
Hannah Arendt, On Violence (New York and London), pp. 65–6.
w h y v i o l e n c e ? 101
the population of US gaols is black; and why one black man in five is
incarcerated – even though black people represent only around 12 per
cent of the overall population.
The creation and humiliation of losers should worry the friends
of civil society because there is plenty of psychoanalytic evidence that
in certain circumstances humiliation encourages violent responses,
sometimes directed by the downtrodden against themselves.15 Con-
sider one randomly chosen case: that of Charles Starkweather (about
whose crimes the movie Badlands was made). Starkweather grew up
in poverty and family neglect in small-town Nebraska, where in early
1958 he killed and mutilated eleven people in a week-long shoot-
ing spree. Bow-legged, of unprepossessing physical appearance and red
hair, he was known locally as ‘garbage man’. His autobiography, writ-
ten just before his execution, explains that well before the murders he
committed he had felt himself to be garbage, a loser. His self had long
ago died – an experience so intolerable that as a man he preferred his
own and others’ physical death to the humiliation he had experienced
as ‘life’.16
The dynamics linked to cases like Starkweather’s are often
bizarre, and tragic. Broken object relations with parents during early
childhood, especially the experience of neglectful mothers, or fathers
who are absent, sometimes produces a condition far worse than emo-
tional sadness: it results in the failure of subjects to mentalise their
own selves or the mental selves of those around them. Those who fail
15
The literature is vast, and contested. A sample of the best includes James Gilligan,
Preventing Violence (London 2000); Adam Jukes, ‘Violence, helplessness, vulnerabil-
ity and male sexuality’, Free Associations, 4:1, 29 (1993), pp. 25–43 and Rosine Perel-
berg (ed.), Psychoanalytic Understanding of Violence and Suicide (London 1999).
Note that humiliation can slake a thirst for violence within whole societies, as in
the nationalistic ‘militarism of the little people’ that developed in Germany during
the late nineteenth century. See Thomas Rohkrämer, Der Militarismus der ‘kleinen
Leute’. Die Kriegervereine im deutschen Kaiserreich 1871–1914 (Munich 1990).
16
James M. Reinhardt, The Murderous Trail of Charles Starkweather (Springfield, IL
1960), pp. 49–50: ‘The people I murdered had murdered me. They murdered me slow
like. I was better to them. I killed them in a hurry.’
102 v i o l e n c e a n d d e m o c r ac y
17
See the account, which is based upon source materials from newspapers, criminal
archives and popular ballads, by V. A. C. Gatrell, The Hanging Tree. Execution and
the English People, 1770–1868 (Oxford 1994). The nineteenth-century development
of unbridled newspaper sensationalism of acts of violence – the insistence on the
hot currency of the news, claims for the unique ferocity of murders, the reportage
of gruesome details – is traced in Thomas Boyle, Black Swine in the Sewers of
Hampstead: Beneath the Surface of Victorian Sensationalism (New York 1989). The
Weimar fetish of violence against women is documented in Maria Tatar, Lustmord.
Sexual Murder in Weimar Germany (Princeton 1995).
18
Sigmund Freud, ‘The uncanny’ (1919), in The Standard Edition of the Complete Psy-
chological Works, ed. James Strachey (London 1955), vol. XVII, pp. 219–52. Among
the interesting recent discussions of death and the uncanny are Walter Kendrick,
The Thrill of Fear: 250 Years of Scary Entertainment (New York 1991).
w h y v i o l e n c e ? 105
child murder
The pleasurable experience of witnessing ‘virtual’ acts of violence is
one thing. The actual violence committed against others within civil
society is another matter. The key point is that within all civil soci-
eties there are times and places in which civilians experience psychic
confusion and social fatigue, even the feeling that life (as the Russians
say) is an empty lawless space (prostranstvo) founded on humiliation.
Under such conditions, these civilians begin to harbour resentments
and grudges. In desperation, they may be tempted to avenge their
humiliation, confusion and frustration – to expose the hypocrisy they
see around them – by taking it out on others physically. One exam-
ple should suffice to illustrate the micro-violence hidden away in the
interstices of civil society – the case of child murder within house-
holds.
Although the use of violence as a means of resolving differ-
ences with others, like charity, typically begins at home, child mur-
der understandably remains a strange and disturbing phenomenon.
The officially recorded number of child murders in countries such as
106 v i o l e n c e a n d d e m o c r ac y
19
See the National Clearinghouse on Child Abuse and Neglect Information, Child
Maltreatment 1996: Reports from the States to the National Center on Child Abuse
and Neglect (Washington, DC 1996); R. W. Zalar et al., ‘Domestic violence’, New
England Journal of Medicine, 342 (11 May 2000), pp. 1450–3; and Gerald L. Rowles,
‘Domestic violence’, http://www.dadi.org/dvca glr.htm
w h y v i o l e n c e ? 107
20
See, for example, Peter C. Hoffer and N. E. H. Hull, Murdering Mothers: Infanti-
cide in England and New England, 1558–1803 (New York 1981); René Leboutte,
‘Offense against family order: infanticide in Belgium from the fifteenth through the
early twentieth centuries’, Journal of the History of Sexuality, 2 (1991), pp. 159–85;
and Keith Wrightson, ‘Infanticide in European history’, Criminal Justice History, 3
(1982), pp. 1–20.
108 v i o l e n c e a n d d e m o c r ac y
[T]he dead tree gives no shelter, the cricket no relief and the dry stone
no water . .
T. S. Eliot (1922)
1
When using the old-fashioned adjective ‘uncivil’, it should be clear that I am not refer-
ring to the various forms of action, originally described by Henry David Thoreau’s
On the Duty of Civil Disobedience (1849), as civil disobedience, that is, vigorous acts
of deliberate law-breaking, or extroverted acts of disputed legality, whose stated aim
is to bring before a public either the alleged illegitimacy or ethical or political inde-
fensibility of certain government laws or corporate or state policies. So understood,
civil disobedience is not synonymous with incivility, even though such disobedience
is often denounced as ‘uncivilised’ or ‘lawless’ or violent by those who fear, or who
disapprove of it. Thoreau himself publicly defended a decision not to pay taxes to a
government which sanctioned slavery, while Mahatma Gandhi, who did more than
anybody in the twentieth century to popularise the strategy of civil disobedience,
helped forcibly to obstruct British imperial government. In each case, and in sub-
sequent cases when civil disobedience has been used as a strategy of agitation for
change, those who engage in acts of provocation and confrontation are deliberately
committed to non-violence, both as a means of contesting illegitimate power and for
the purpose of strengthening the institutions of civil society.
110 v i o l e n c e a n d d e m o c r ac y
2
The formulation first appeared in Raymond Aron’s Le grand schisme (Paris 1948) and
was reiterated, shortly before Aron’s death, in Les dernières annels du siècIe (Paris
1984).
3
Pierre Hassner, ‘La guerre et la paix’, in La violence et la paix. De la bombe atomique
au nettoyage ethnique (Paris 1995), pp. 23–61.
112 v i o l e n c e a n d d e m o c r ac y
4
The various works by J. K. Zawodny on ‘unconventional warfare’ well illustrate
this approach. See, for example, his two-volume Men and International Relations:
Contributions of the Social Sciences to the Study of Conflict and Integration (San
Francisco, CA 1966); his essay, ‘Unconventional warfare’, American Scholar, 31
(1962), pp. 384–94; and his edited collection, Unconventional Warfare, in Annals
of the American Academy of Political and Social Science, 341 (Philadelphia 1962).
u n c i v i l wa r s 113
Creveld and others,5 according to whom the end of the Cold War has
hastened the decay of conventional armies and the classificatory grid
of territorial states. Our era sees the plunge towards what Kaplan calls
‘a jagged-glass pattern of city-states, shanty-states, nebulous and anar-
chic regionalisms’. The heartlands of Europe and other metropolitan
regions fall under the shadow of ‘low-intensity conflict’ (van Creveld),
or what Enzensberger calls ‘molecular civil war’ (molekularer
Bürgerkrieg). This local violence in Solingen, Tower Hamlets, Val–
Fourré, Rio de Janeiro, Los Angeles and Marseilles disturbingly par-
allels the large-scale wars of the former Soviet Union, Africa, Asia and
Latin America. Every carriage on a city’s underground, says Enzens-
berger, can become a miniature Bosnia. To that observation could
be added other examples; for instance, the shanty towns of Rio de
Janeiro’s Death Triangle, where drug barons and their gunmen impose
curfews, decide when people come and go, who lives and who dies,
and generally determine who gets what, when; and violent places like
Route 66, a stretch of highway winding from Monticello, Utah, to
Gallup, New Mexico, which was bedevilled some years ago by hit-
and-run killings, body dumpings and a crazed killer named the Mad
Trucker, whom local police suspected ran people over for sport.
When they unfold on a large scale, such conflicts are not
understandable through conventional categories like class struggle,
youth revolt or national liberation. It would also be a scandalous
euphemism to call them civil wars. While conventionally organised
bloody civil wars no doubt persist, at least some of today’s battle
zones are best described as a new type of conflict best called uncivil
war. These wars display disturbingly new common characteristics.
Most striking is the way in which the protagonists of violence prac-
tise asymmetric violence. They outwit top-heavy, clumsy and expen-
sively equipped conventional armies by wielding their own reasonably
5
Hans Magnus Enzensberger, Aussichten auf den Bürgerkrieg (Frankfurt am Main
1993); Martin van Creveld, The Transformation of War (New York and Toronto 1991),
especially pp. 1–32, 192–227; Robert D. Kaplan, ‘The coming anarchy’, The Atlantic
Monthly, 273, 2 (February 1994), pp. 44–76.
u n c i v i l wa r s 115
6
Ernest Gellner, Muslim Society (Cambridge 1981), pp. 36–69.
116 v i o l e n c e a n d d e m o c r ac y
7
Pierre Clastres, Recherches d’anthropologie politique (Paris 1980), pp. 206, 232, 237,
234. See also Alfred Adler, ‘La guerre et l’État primitif’, in Miguel Abensour (ed.),
L’esprit des lois sauvages. Pierre Clastres ou une nouvelle anthropologie politique
(Paris 1987), pp. 98–9, 111–12.
8
Niccolò Machiavelli, The Prince, in A. Gilbert (trans.), Machiavelli. The Chief Works
and Others, 3 vols (Durham, NC 1965), vol. I, p. 66.
9
Johannes Althusius, Politica Methodice digesta atque exemplis sacris et profanis
ilustrata (Herborn 1603), ed. and trans, and with an introduction by Frederick S.
Carney as Politics Methodically Set Forth and Illustrated with Sacred and Profane
Examples (Indianapolis 1995), ch. 35, sect. 10, p. 188.
u n c i v i l wa r s 117
conditions; of special importance for him was the need to observe the
primacy of ‘moral forces’ and ‘the intelligence of the personified state’
over the violence of war.
In at least some of today’s uncivil wars, large and small, all these
sober restrictions covering the ground rules of war are swept aside.
Alibis abound, to be sure, but the law of battle is straightforward:
kill, rape, pillage, burn, destroy everything that moves, breathes or
twitches. Emblematic of this violence without structure and limits –
of pure violence operating as both means and end – are grisly inner
urban disputes. Youths are stabbed to death in a row over drugs. A cou-
ple is murdered, then dismembered. Unidentified victims are dowsed
in petrol and set on fire. In uncivil wars, analogously, the summary
murder and counter-murder of innocents takes place on a large scale.
The systematic hunting down and massacre of people like animals
in Rwanda by killers who had emptied their heads and hearts of all
thought and all heart-felt morals typify this trend. The Rwandan case
shows that when everything is up for grabs, uncivil wars can ulti-
mately degenerate into genocide – organised violence that deliberately
aims physically to annihilate a targeted group. For this to happen,
uncivil violence must be well organised. It must have access to the
organisational means of killing people in large numbers (thankfully,
this condition is sometimes undermined by the sheer recklessness
of uncivil war). It was not because of its ‘primitiveness’ or ‘back-
wardness’ that the Rwandan people – both Tutsi and opposition Hutu
– suffered genocide. Their fate, on the contrary, was helped by the
technical preconditions of unlimited murder: a well-organised civil
service, a small, tightly controlled land area, reasonably good commu-
nications and a self-disciplined population capable under pressure of
forgetting the meaning of civility.10 Given these conditions, the thorns
of incivility spread on a frightful scale. A survivor of the Interahamwe
recalled:
10
Gérard Prunier, The Rwandan Crisis. History of a Genocide (London 1998).
118 v i o l e n c e a n d d e m o c r ac y
Then at about 10.00 a.m. the killing began, with machetes and
masus . . . The whole place was completely surrounded, the
church, the hospital, the trading centre. No-one could escape. If
people fled in a group, they threw a grenade at them. Then they
searched the dead bodies for money. I survived a grenade attack.
I fell though I was not wounded. I hid in a corner. My husband
had already been killed . . . At about 2.00 p.m. the attackers left
to attack the trading centre. The dead bodies were just too many.
The place was red. Blood was flowing like water. I could see
babies suckling the breasts of their dead mothers.11
11
Testimony by Clementina Murorunkwere, 13 June 1994, reprinted in the African
Rights report, Rwanda: Death, Despair and Defiance (London 1994), p. 258.
u n c i v i l wa r s 119
Waste lands
It is important to try to be clear about the self-destructiveness of the
perpetrators of bloody violence – about the ways in which their absurd
ventures into the land of violence effectively call into question both
the efficacy and the legitimacy of violence as a weapon in power strug-
gles, at least on this scale. Uncivil wars not only take away life in the
present, they have life-threatening effects for both those who outlive
the conflict and those who are yet to be born. Uncivil wars rule from
the grave. Uncivil wars threaten the pact, emphasised by Edmund
120 v i o l e n c e a n d d e m o c r ac y
Burke, between the dead, the living and the unborn, and they therefore
destroy the future possibility of a civil society protected by democratic
government. This is true in several ways.
War has often been described as good for business, and there is
no doubt that war profiteering remains a chronic feature of armed con-
flicts around the world – the octopus-like arms trade being the apogee
of the whole business. Yet there is a long tradition of modern argu-
ment, stretching back well into the eighteenth century, that insists
that war is often bad for business, that violence produces decadent
forms of investment, and that war tends to destroy the infrastructure
of market economies, including the civility that is a basic prerequi-
site of commodity production and exchange. ‘I must confess’, wrote
David Hume, ‘when I see princes and states fighting and quarrelling,
amidst their debts, funds, and public mortgages, it always brings to
my mind a match of cudgel-playing fought in a China shop.’12 This
old thesis that stagnation or pauperisation is the offspring of incivility
arguably remains pertinent in the face of all-out uncivil war, which
undoubtedly diverts resources into unproductive, mafia-type activi-
ties like corruption and criminality. These in turn weaken or wreck
the possibility of developing or sustaining a dynamic economy that
can enable ‘taxation states’ to form, and civilians to live well.
The economic pillaging of war-torn uncivil societies like Sierra
Leone, Lebanon and Algeria not only serves as a reminder that mar-
kets function well only when they are embedded within a robust
civil society. The inverse rule applies with a vengeance. Uncivil war
perversely highlights the point that where there is no civil soci-
ety there cannot be markets, exactly because market economies are
directly dependent upon a dense and delicate forest of non-violent civil
institutions, whose contingent patterns of social solidarity, norms of
reciprocity and civic engagement are vital for ensuring flows of infor-
mation about technological developments; a general awareness of the
12
David Hume, ‘Of public credit’, in Essays, Moral, Political, and Literary, ed. T. H.
Green and T. H. Grose (London 1898), p. 396.
u n c i v i l wa r s 121
13
Robert D. Putnam, Making Democracy Work. Civic Traditions in Modern Italy
(Princeton 1993), pp. 152–62.
122 v i o l e n c e a n d d e m o c r ac y
14
Ernst Jünger, In Stahlgewittern (Berlin 1929), pp. 114–15.
15
Edmund Burke, A Letter to John Farr and John Harris, Esqrs., Sheriffs of the City of
Bristol, on the Affairs of America (1777), p. 203.
u n c i v i l wa r s 123
solidarity with, and against, other civilians. The violated are afraid of
being frightened. They are gripped with fear of ceasing to be them-
selves. They experience nightmares in a void. Words often fail them,
or burn their mouths when they try to speak about their plight. The
afraid are haunted by the ghosts of violence, which appear and reap-
pear as extreme trauma syndromes, or as sickening fears of perma-
nent disablement or probable death (as in the so-called ‘Gulf War Syn-
drome’ of weight loss, chronic allergies, seizures and cancers that may
have been triggered by the cocktails of vaccinations and anti-nerve
gas drugs issued to troops subsequently engaged in Operation Desert
Storm). Then there are the long-term inner fears that trouble the indi-
vidual on a random basis. There is a big body of literature describing
the low self-esteem, the self-destructiveness caused by humiliation,
and willingness to project violence onto others, of many children who
have witnessed violence or who have been beaten during childhood.
It is also well known that women who have been raped, or men who
have been attacked and robbed on the street, suffer occasional night-
mares or daytime fits of panic, or uncontrolled weeping. During and
after uncivil war, such symptoms are experienced far more intensely
and for longer periods, certainly well after the objective conditions
of violence have disappeared. If and when peace comes, individuals
carry uncivil war within them. They experience no joy in ‘victory’ or
‘peace’.
Clinical evidence from the war in Bosnia, although still impres-
sionistic, documents some of these effects, some of which are some-
times enigmatic, including many cases of women who have been
raped, but who – it sounds unbelievable at first – sometimes find
that fact among the most understandable and therefore least trou-
bling of their worries. These women are instead traumatised by their
separation from their children, deeply disturbed by witnessing their
husbands shot dead outside their homes, or shattered by the expe-
rience of queuing several hours for water, carrying buckets of it up
flights of stairs to their makeshift apartment in a bombed-out hotel –
only to fall victim to the snipers’ trick of waiting until the woman
124 v i o l e n c e a n d d e m o c r ac y
Landmines
Uncivil strife normally leaves in its trail another deadly legacy: whole
populations and vast tracts of land saturated with unused or unex-
ploded weapons that can prove to be far greater killers in times of peace
than in times of war. Uncivil wars dissolve the distinction between
war and peace; peace becomes smouldering war, full of daily reminders
of the persistence of violence. Unexploded mines are a symbol of this
persistence of violence long after formal agreements to stop it have
been made.17
A gift of the twentieth century to posterity, landmines are of
course not new. Designed as a response to the tank during World War I,
they were used extensively in World War II, especially in Russia and
Poland. Yet these landmines were large and heavy objects. They were
time-consuming to lay, easily detectable and used mainly against spe-
cific military targets. Mines were designed to maim or kill enemy
troops, to slow their movement, and to protect military installations,
troops, civilians and territory. During the 1960s, technical advances
made them smaller, lighter and cheaper – the popular P4 MK2 weighs
16
Robert Jay Lifton, The Future of Immortality and Other Essays for a Nuclear Age
(New York 1987), p. 24.
17
The following draws upon the well-documented reports provided by the Arms
Project of Human Rights Watch and Physicians for Human Rights, Landmines.
A Deadly Legacy (New York, Washington, Los Angeles, London 1993) and
http://www.icbl.org
u n c i v i l wa r s 125
less than 3 ounces and costs only a few American dollars. That fact,
combined with their delayed-action potential, fostered the perception
that they could be used offensively, as inexpensive and efficient means
of controlling the movement of populations, terrorising them, empty-
ing the countryside, creating refugee flows and literally crippling the
opposing forces. What took a World War II battalion all day to put in
place now took a matter of minutes. Laos and Cambodia saw the first
large-scale attempts to scatter mines at random; by 1979, when the
Soviet Union invaded Afghanistan, landmines had become a standard
offensive weapon, distributed as ‘scatterables’ with ease over wide
areas by artillery, rocket or plane.
Mines soon became big business. While accurate figures remain
difficult to obtain, by the mid-1990s there were some 50 different
models, manufactured by around 100 companies in at least 48 differ-
ent countries; the principal producers and exporters were the United
States, Italy, Germany, China, Egypt, Singapore, and Pakistan. The
consequent ease with which landmines could be procured, especially
by cash-starved armies, made their use a standard feature of uncivil
wars, with macabre consequences. In Kurdistan, more than half of the
total expenditure on health still goes on treating and caring for the
victims of mines. In Cambodia, there are reportedly more than 30,000
amputees in a population of 8 million. As elsewhere, more than half
of the victims are boys and girls blown up while engaged in the rural
tasks they have always performed – taking flocks to graze pastures,
collecting water and firewood – or while playing. In the early days
of the war in Soviet-occupied Afghanistan, playful children, before
they knew better, were even attracted to the small, brightly painted,
air-delivered mines, nicknamed ‘butterflies’ or ‘green parrots’. Dur-
ing the 1990s, before the American overthrow of the Taliban govern-
ment, an estimated 10 million unexploded mines littered the country,
destroying a good part of its irrigation system and, consequently, the
population’s self-sufficiency in food. In Angola, where uncivil war
raged for more than three decades, famine spread through districts
too heavily mined to be cultivated. And in war-ravaged Mozambique,
126 v i o l e n c e a n d d e m o c r ac y
use, but not production or sale. Although the provisions of the most
recent anti-landmine treaty convention (1997) are intended to dimin-
ish landmine use against civilians, it contains no effective enforce-
ment mechanisms and ignores the fundamental problem of temporal
randomness inherent in mine warfare: the way in which mines effec-
tively outlast their military utility and place civilians at risk, typi-
cally on a long-term basis. In the meantime, mine clearance remains
a primitive process, with no ‘silver bullets’ in sight. Paradoxically,
sophisticated anti-handling devices, often with electronic sensors or
microchips, increase the risk to de-miners. ‘Most mine-clearing tools
are glorified farm implements’, observes The Bulletin of the Atomic
Scientists, and ‘a man with a stick is still the most common instru-
ment’.18 Needless to say, the hand removal of mines is dangerous and
time-consuming, especially given that the people doing it have little
idea of the type or location of the mines. The strong political temp-
tation, especially in regions exhausted by war, is therefore to forget
the whole dirty business – and violently to suffer its consequences in
so-called peacetime.
18
Jim Wurst, ‘Ten million tragedies, one step at a time’, The Bulletin of the Atomic
Scientists (July/August 1993), p. 20.
Ethics
social pacification
Is it ever justified to use violence to prevent or to reduce violence? Are
there circumstances in which the creation, or defence, of democracy
should be attempted by violent means? More generally, is it plausible
to speak of a democratic ethic of violence?
Such questions are back on the political agenda, in no small
measure because even though all wars are nasty, some wars – uncivil
wars like those in southern Sudan and Chechenya, Liberia and the
Lebanon – have proved to be nastier than most. Marked by reckless
and random killing without either mercy or ruth, they produce a trail
of destructive effects that ripple through the wider world. Uncivil wars
show just how easily collective strife can erupt in otherwise peaceful
and vibrant societies with an impressive history of viable pluralism;
and how this strife can degenerate into a random and reckless violence
that has a logic all of its own. And – the darkest point of all – uncivil
wars show how difficult it is to define and master the arts of social
pacification and democracy-building once the unrestricted killing of
anybody who can be harmed and killed has broken out.
If uncivil wars were confined to specific zones of the earth, away
from the hubs and spokes of the globalising world as we know it, they
would be of marginal interest to most people. But uncivil wars are not
like that. They are not easily contained within geographic bounds.
Uncivil wars are hunting and training grounds for gun-runners, merce-
naries, profiteers and terrorists who operate on a global scale. Refugees
stream from their infected battle zones; businesses disinvest from
their wrecked economies; other non-governmental organisations are
e t h i c s 129
1
Through a striking and hopeful image, Samir Khalaf’s account of the difficulties of
regenerating civil society institutions (Civil and Uncivil Violence in Lebanon (New
York 2002) p. 323) points to the metaphorical importance of the traditional figure of
the Lebanese makari, the wandering peddler known locally for the tales and tidbits
that he brings back from the wider world.
132 v i o l e n c e a n d d e m o c r ac y
ways. It demands, in other words, that they can control their venge-
ful impulses, that they are capable of sociability and therefore have
in their hearts the ability to trust and be loyal to others – to be so
loyal, in fact, that they feel strong enough to stand up to others and
to organise against them.
Why are civil society institutions so difficult to build or rebuild
in the aftermath of uncivil war, we may ask? There are various reasons.
Business firms are often reluctant to play the role of economic wizards
by taking risks and investing in the social and economic infrastructure
wrecked by uncivil violence. When they do invest, quick profits often
result in kitsch. The Hard Rock Café and Pizza Hut nestle among
the public monuments, mosques and shops ruined by bazookas and
cluster bombs, but the resulting bourgeois culture of conspicuous con-
sumption is often paper thin. In the absence of genuine markets and
a vibrant middle class, business has no genuinely socialising effects.
It merely reinforces the public mood of lethargy and disengagement.
And when those requirements are satisfied, business investment often
tears at the shreds of the social fabric that somehow survived the cru-
elty of uncivil war. Fashionable hotels, luxury apartments and other
high-rise global hang-outs come to stand side-by-side with squalid
backyards and dilapidated homes; threatened by gentrification, poor
squatters are forced to defend their ground against rich speculators
and squads of police wielding truncheons, tear gas and water cannon,
or much more lethal weapons.
Meanwhile, in matters of post-war relief and rehabilitation, non-
governmental organisations (NGOs) can and do have mixed effects.
Compared with governments, NGOs are often flexible and innova-
tive, low cost and responsive to grass roots pressures. But their ‘civil-
ising’ effects do not happen spontaneously or automatically. For one
thing, the task of rebuilding a civil society from the ground upwards
is no substitute for the parallel task of building effective and legit-
imate governmental structures, which is why – as the fate of tiny
Lebanon in the hands of inter-Arab and superpower rivalries so tragi-
cally shows – relief and development work is frequently scuppered by
e t h i c s 133
local warlords and armed gangs, private armies and occupying forces.
The Washington-style invaders’ new method of minimising their own
casualties in part by using Gurkhas – native auxiliaries like the Alba-
nian Kosovo Liberation Army or the Afghan Northern Alliance – is
also no solution. It succours military force and warlords at the expense
of civilian government.
Then there are the socially distorting effects of NGO pro-
grammes. Observers usually pay too little attention to this, but a
careful examination of many post-war reconstruction efforts clearly
highlights another rule: to the extent that the sustained development
of civil society relies upon NGOs as conduits for aid money and tech-
nical support, it often turns them into hostages of fortune, with mixed
dividends. Donor funding can (but not always) overwhelm or distort
the goal of creating a civil society. It tends to create local organisa-
tions that are self-centred and blessed with power that is publicly
unaccountable, partly because they are so heavily dependent on their
donors; and partly because the staff of these NGOs (as the South
African joke has it) En-J-Oy all sorts of privileges otherwise denied
those living in misery around them.
triage?
Uncivil wars are the quintessence of incivility, and the mind-boggling
cruelty they produce highlights the clash between might and demo-
cratic right. Democracies (ideally conceived) are polities which culti-
vate a dynamic plurality of more or less equal forms of life that can be
held publicly accountable to others thanks to citizens’ access to insti-
tutions like independent communications media, periodic elections
and a vibrant civil society. Seen in this ‘ideal-typical’ way, democra-
cies dispense with First Principles. They cultivate a broad variety of
morals that in turn suppose and require citizens’ commitment to a
positive ethic: the mutual obligation to live and to let others live, to
regard them as equals, to cultivate institutions of civil society that are
protected and nurtured by publicly open and accountable government.
Democracy is the friend of multiple moralities. It stands for a universe
134 v i o l e n c e a n d d e m o c r ac y
2
Hans Magnus Enzensberger, Aussichten auf den Bürgerkrieg (Frankfurt am Main
1993), p. 90.
136 v i o l e n c e a n d d e m o c r ac y
3
Stanley Hoffmann, ‘Delusions of world order’, New York Review of Books, 9 April
1992, p. 37. See my discussion of global civil society and cosmocracy in Global Civil
Society? (Cambridge and New York 2003).
e t h i c s 137
Civil violence?
The spirit of Enzensberger’s reflections on violence arguably continue
where Brecht left off, not with his ideological (Marxian) certainties but
by using a poetic form of the strategy of Verfremdung, in which the
observable is poked and prodded and labelled with disturbing and con-
flicting understatements, always with a feel for the ‘torment of choos-
ing’ and awareness of the need for making judgements about what is
to be done. That emphasis on judgement indicates why Enzensberger
does not assume that his word is the last on the subject of violence,
and why further reflection on the same theme is not only warranted,
but required. There is certainly plenty of room, theoretically and polit-
ically, for contesting his claims, especially by widening the scope of
his concerns (as this essay on violence and democracy is attempting)
and by extending, sometimes to the limits, his rather vague proposals
for coming to terms with the problem of the destructiveness of uncivil
war.
From the perspective of democratic politics, Enzensberger’s
emphasis upon judgement is important. But while in a democracy
the recognition of complexities, dilemmas and aporia is indeed essen-
tial, Enzensberger’s defence of the principle of triage is only a begin-
ning. His essay gives voice to the working maxim so far adopted in
this essay: that involuntary death by violence is a scandalous vio-
lation of the ground rules of any civil society, especially one that
4
Hans Magnus Enzensberger, ‘Der Krieg, wie’, in Kiosk. Neue Gedichte (Frankfurt am
Main 1995), p. 8.
e t h i c s 139
5
See the interview with Jan Kavan in Michael Randle, People Power: The Building of a
New European Home (Stroud 1991), p. 153. The background political circumstances
are detailed in my Václav Havel: A Political Tragedy in Six Acts (London and New
York 2000), pp. 200–33.
140 v i o l e n c e a n d d e m o c r ac y
accidents or grossly uncivil acts, death for around 80 per cent of citi-
zens in the developed world has been transformed into a more or less
distant destination along a long, winding and predictably downhill
road called delayed degenerative disease.6 Death loses its sting, but
so too does the perfectly worded suicide note of Charlotte Perkins
Gilman: ‘I have preferred chloroform to cancer.’
Suicide seems irrational. It gets the cold shoulder. True, the
corpses of those who take their own lives are no longer dragged, beaten
and mutilated, through the streets by a braying crowd who gather to
watch and taunt their ignominious burial alongside a lonely stretch
of highway. Yet those who suicide still incur the prejudice of clini-
cians who think them manic or depressive; the contempt of moral-
ising clergy who judge them evil; and the mercenary processing of
life insurance agents who look unfavourably on their heirs, some-
times frustrating their inheritances. Few people seem to understand
that, under circumstances that are not chosen, death can be rationally
chosen, that one’s life can serve to affirm a life well lived before the
deterioration of the body sets in, bringing with it physical or emo-
tional damage that appears to the subject as worse than death itself.
That at least is the case of those who champion physician-assisted
death or voluntary euthanasia in circumstances of terminal illness.
Still fewer seem to understand Jan Palach’s personal conviction that
a noble death is always preferable to an ignoble life. Under despotic
conditions, suicide is of course a consciously willed but not freely
chosen decision. Those who choose to end their lives would probably
not do so in the absence of a conquering power. Yet in such contexts,
suicide arguably serves to distinguish a citizen from a subject. As
Shakespeare’s Antony pointed out, suicide sends a clear message to
friends and foes alike: ‘I am conqueror of myself.’
Any democratic consideration of the ethics of violence must
also confront the possibility that there are times and places when the
6
A good survey of the history and changing attitudes towards death by suicide is
Margaret Pabst Battin, Ethical Issues in Suicide (Englewood Cliffs, NJ 1995).
142 v i o l e n c e a n d d e m o c r ac y
trenton
And yet – the qualification is perplexing – there is still plenty of
counter-evidence that there are times and places when acts of col-
lective violence serve to lift the spirits of the unfree and unjustly
7
Jock McCulloch, Black Soul, White Artifact. Fanon’s Clinical Psychology and Social
Theory (Cambridge and New York 1983), especially pp. 93–5.
144 v i o l e n c e a n d d e m o c r ac y
treated, to give them the courage to stand against those who violate
them, even to triumph without proceeding to massacre their con-
quered opponents. Consider the following example of how character
can be positively transformed by civil violence: the American Revo-
lutionary struggle against the British during the 1770s.
The conflict in the American colonies was something of a pro-
totype of the early modern form of collective resistance to despotism,
backed by force of arms. True, it was neither a war of national libera-
tion nor a struggle for ‘democracy’, simply because the revolutionar-
ies thought of themselves as republicans concerned to put an end to
popish despotism. And unlike the total wars that followed the French
revolution, it is also true that the American struggle for independence
was a part-time war. The struggle for territory and military supremacy
was subordinated to the battle for the hearts and minds of the popu-
lation. Soldiers took time off from battle. That is why, even when the
American forces were unsure of survival, let alone victory, its troops
found time to recuperate from their duties without immediate fear of
being dragged away by their British enemies.
Compared with most modern revolutions, it is also true that the
American upheaval was self-restrained. It witnessed comparatively
small amounts of physical violence, even in the form of threats. The
general tactic of smoking out loyalists from the nooks and crannies of
civil society by means of purgative rituals such as taking and publish-
ing names, oath taking and threats to confiscate property was widely
practised at the local community level, and with considerable suc-
cess.8 The tactic of turning suspected loyalists into social outcasts
was designed to avoid violence and counter-violence. It effectively
confronted loyalists with two choices: to conform, or to leave. No
more than one loyalist in eight left the United States, but many more
chose to switch localities, most of them unharmed by violence.
8
John W. Shy, ‘Force, order, and democracy in the American Revolution’, in The Amer-
ican Revolution: Its Character and Limits, ed. Jack P. Greene (New York and London
1987), pp. 78–9.
e t h i c s 145
9
The ethical and legal issues of whether individuals have a positive right of self-
defence and, if so, whether and in which ways there ought to be limits upon the
exercise of this right, is explored in Suzanne Uniacke, Permissible Killing. The Self-
Defence Justification of Homicide (Cambridge and New York 1994).
10
A fuller account of the background context, details and symbolic significance of the
battle for Trenton is presented in my Tom Paine: A Political Life (New York and
London 1995), ch. 5.
146 v i o l e n c e a n d d e m o c r ac y
the conflict, the more glorious the triumph.’ After nightfall, through
a storm of hail and sleet, the American troops were ferried in flat-
bottomed boats across the Delaware. They inched towards Trenton.
Some of them left trails of blood in the snow from their bandaged or
bare feet. Their officers prodded them during halts to keep them from
plummeting into an icy sleep from which they might never awake. By
daybreak, the troops had reached the outskirts of Trenton. That day,
26 December, had been chosen because, one of Washington’s aides
remarked, the Hessian mercenaries occupying the town were known
to ‘make a great deal of Christmas in Germany’ and would proba-
bly be sick from a surfeit of raucous dancing, schnapps and beer. The
American gamble paid handsome dividends. Colonel Johann Gottlieb
Rahl, the German commander at Trenton, was caught in his night-
shirt. He was later mortally wounded in the heavy street fighting
that erupted. By nightfall, the Hessians had been routed; 1,000 men
were taken prisoner and, to the Americans’ delight, nearly all the
enemy stores, including fine German swords and 40 hogsheads of
rum, were captured. Trenton was won. Thanks to the musket, the grip
of the British Empire on America was loosened – with political and
social consequences that are still felt today, in all four corners of the
earth.
Violent episodes like the battle of Trenton force a reconsidera-
tion of the claim, famously defended by Hannah Arendt, that power
and violence have nothing in common. ‘Violence can destroy power; it
is utterly incapable of creating it’, she writes, adding that the category
of power should be reserved for peaceful associations of citizens who
deliberately speak and act in concert.11 Violence is by nature instru-
mental, Arendt continues. Like all means, it always and everywhere
requires guidance and justification, which in turn presupposes a group
of people thinking and acting in terms of the distinction between
means and ends. Arendt admits that in practice violence and power are
commonly intertwined, but her purist insistence on their theoretical
11
Hannah Arendt, On Violence (New York and London 1969), pp. 44–56.
e t h i c s 147
division and the primacy of the latter over the former easily lends
itself to pacifist misinterpretation; it overlooks those cases (such as
the American struggle for Trenton) in which violence and power are
positively related; and it underestimates the various ways in which the
outcome of the violent confrontation of armed power groups acting
in concert is often decided not only by power-boosting ‘morale’, but
also by the timing, luck, ferocity and skill with which their weapons
are deployed against each other. Violence can indeed destroy power
relationships (as happens in despotic regimes, as Montesquieu pointed
out), just as power relationships can sometimes stop violence in its
tracks. But out of the barrel of a gun violence can also create bonds
of solidarity, power relationships in Arendt’s sense, where none had
existed before.
revolutionary violence
The propensity, in some circumstances, of violence to raise hopes,
to stimulate awareness that things could be otherwise, and to gal-
vanise actors’ sense that they are all in the same boat has tempted
some modern thinkers to glorify violence. George Sorel’s Réflexions
sur la violence (1908), the classic revolutionary syndicalist recipe for
dramatically toppling the state by means of a mass social movement
from below, is a striking example of this modern fetish of violence.
Réflexions sur la violence is so intoxicated with the elixir of
violence that – in retrospect – it arouses the suspicion that it is wil-
fully blind to the basic incompatibility between the respective organ-
ising principles of violence (the potential annihilation of others) and
democracy (the open tolerance of differences).12 The political context
in which the tract was written obviously differs from our own. Amidst
the growing involvement of socialist movements in party politics, and
12
Georges Sorel, Réflexions sur la violence (Paris 1908). The following quotations are
my own translations from the third edition (Paris 1912), which includes ‘Apologie
de la violence’, first published in Matin (18 May 1908). Sorel’s earliest sketch of
a theory of syndicalist violence appears in Insegnamenti sociali della economia
contemporanea, written in 1903, but published only in 1906, pp. 53–5.
148 v i o l e n c e a n d d e m o c r ac y
13
See Henriette Roland-Holst, Generalstreik und Sozialdemokratie (Dresden 1902),
especially pp. 53–69; and Phil H. Goodstein, The Theory of the General Strike from
the French Revolution to Poland (Boulder 1984).
e t h i c s 149
of the party form or the party system. This process crystallises in the
actual drama of the general strike, which Sorel, in a telling compari-
son, likened to a Napoleonic battle that crushes its adversary outright.
The general strike of workers makes it clear, Sorel concluded, that
only two historical options remain open to the socialist movement:
either bourgeois decadence or the violent struggles of the proletariat
to seize productive property and (note Sorel’s reductionism) to abolish
the state.
anti-par ty politics
Parallels have sometimes been drawn between Sorel’s revolutionary
syndicalism and the strategy of anti-party politics that developed in
central-eastern Europe between the Prague Spring and the so-called
‘velvet’ revolutions of 1989. Notwithstanding their wholly different
political vocabularies, it is true that the protagonists of anti-party poli-
tics shared with the Sorelian strategy a deep antipathy to party politics
and to state power. But there the parallel ended. The differences are
not just of historical interest. They are worth examining because they
tell us much about how, under difficult political circumstances, demo-
cratic ways of life can successfully problematise violence, to the point
where it becomes possible to envisage a polity that neither relies upon
violence as the ultimate weapon in politics nor considers (in Sorel’s
words) violence ‘beautiful and very heroic’.
To begin with, most public defenders of the strategy of anti-party
politics (representatives of groups such as Solidarność and Charta 77)
were deeply suspicious of ideological myths. They rejected the Sore-
lian assumption that a single revolutionary class, arising out of the
heart of civil society, could ever embody la volonté générale. Anti-
party politics – it is summarised here in ideal-typical terms – was
a pluralistic and not a monistic type of opposition. That was why –
again in contrast to Sorel – it rejected the myth of the abolition or
withering away of the state. A democratic society, one containing and
openly valuing many different, often tensely related interests, was
seen to require a framework of governing institutions, which can help
e t h i c s 151
14
Sorel, Réflexions sur la violence, p. 161.
15
Adam Michnik, ‘Letter from the Gdansk Prison’, The New York Review of Books,
18 July 1985, p. 44.
152 v i o l e n c e a n d d e m o c r ac y
16
Adam Michnik, ‘Towards a Civil Society: Hopes for Polish democracy’, an inter-
view with Erica Blair (John Keane), Times Literary Supplement, 19–25 February
1988, reprinted in Letters from Freedom. Post-Cold War Realities and Perspectives
(Berkeley and London 1998), pp. 96–113 (at p. 107).
17
The experience of omnipresent violence was expressed sharply during this period in a
well-known Polish anecdote, dating back to the early 1950s, when sections of Polish
industry were restructured to produce arms. A father badly needed a pram for his
newborn child. Unable to find one anywhere in the shops of Warsaw, he approached
a friend, who happened to be working in a factory which manufactured prams – or
so he thought. The friend promised to fetch him a pram, piece by piece. Each day,
the pram factory worker brought his friend bits and pieces, carefully smuggled out
of the factory by stuffing them into his heavy winter overcoat. A fortnight later, the
two friends decided that they now had a complete set of parts. But, the anecdote ran,
when they came to assemble the bits and pieces they found that they had actually
built a machine-gun.
e t h i c s 153
judging violence
What is the relevance, if any, of this way of thinking about violence
for democratic politics? The principled commitment of the demo-
cratic opposition in central-eastern Europe to the strategy of non-
violence arguably highlighted the advantages of pacifist strategies, at
least under certain conditions. To begin with, principled pacifism,
insofar as it complements the plurality of identities that add zest to
a democracy, is certainly a legitimate way of life for subjects enjoy-
ing a government-protected civil society. Haunted by a world that is
full of violence, principled pacifism adds to citizens’ sense that they
have a choice, that this world contains options – that it is dangerous
and, hence, in principle, in need of the democratisation and reduction
of surplus violence, even the elimination of all violence. Partly the
non-violent option does this by ringing alarm bells. Pacifism warns
against the unpredictable effects and unintended consequences of the
strategic reliance upon violent means. And – trapped within a tri-
angle of violence – it heaps doubt upon each and every version, old
and new, of the doctrine of the ‘final conflict’ or ‘victory in the war
against terrorism’. It rejects as dangerous nonsense talk of ‘final solu-
tions’, or of wars ‘to end all wars’ or of violence to ‘end violence’.
It disbelieves chatter about ‘the final revolutionary struggle’ to unite
humanity – or the contemporary doctrines that certain instruments
of destruction are so frightening that they will never be used, or that
they are so perfect they are safe to use. The principled commitment to
non-violence emphasises that violence is incompatible with democ-
racy – that it is anti-social. For this reason, as Martin Luther King Jr
often pointed out when defending pacifism as a tension-creating
strategy, non-violent resistance also operates as a utopia, signalling
to the present or future citizens of any democracy that a world in
which there is less violence or no violence is thinkable, perhaps even
achievable.18
18
See, for example, King, ‘Letter from Birmingham City Jail (April 16, 1963)’, in James
Melvin Washington (ed.), A Testament of Hope. The Essential Writings of Martin
e t h i c s 155
Luther King Jr. (San Francisco 1986), p. 291: ‘we must see the need of having non-
violent gadflies to create the kind of tension in society that will help men [sic] to rise
from the dark depths of prejudice and racism to the majestic heights of understanding
and brotherhood’.
19
Ample evidence of these effects of non-violent public action is cited in Gene Sharp,
The Politics of Nonviolent Action (Boston 1973); and Frederic Solomon and Jacob
R. Fishman, ‘The psychosocial meaning of nonviolence in student civil rights activ-
ities’, Psychiatry, 25 (1964), pp. 227–36.
20
M. K. Gandhi, Non-Violent Resistance (Satyagraha) (New York 1951), pp. 77–90;
Martin Luther King, Jr., ‘Letter from Birmingham City Jail’; and Aung San Suu Kyi,
The Voice of Hope (London 1997).
156 v i o l e n c e a n d d e m o c r ac y
The fact that those who use violence are often themselves vio-
lated, such that violence kills off the potential democrat in both the
violator and the violated, is often downplayed by the intellectual crit-
ics of pacifism. They prefer instead to point out that the dogmatic com-
mitment to an ultimate goal grounded in a First Principle, of which
religious or moral (as distinct from tactical) pacifism is an example,
often produces philosophical and political muddles that are incom-
patible with democratic politics. These critics of dogmatic pacifism
have a point, broached in Orwell’s jibe that following the war against
Nazism there was a question that ‘every pacifist had a clear obliga-
tion to answer . . . “What about the Jews? Are you prepared to see
them exterminated? If not, how do you propose to save them without
resorting to war?”’21 Orwell was right to ask this question – and he
was right as well to point out one absurd consequence of Gandhi’s
particular brand of pacifism, which rested upon the teaching that God
exists and that the world of solid objects is an illusion to be escaped
from: his recommendation that German Jews should have committed
collective suicide in order to draw the world’s attention to their plight.
Gandhi found himself trapped in moral tangles more frequently
than is usually realised by his latter-day supporters and critics alike.
Non-violence (ahimsā) was for him required of a world suffused by the
eternal Divine. Within this earthly order, each individual is endowed
with a unique self (swabhāva) and her or his own unique truth (sat),
which implies that all people are required to respect the truths of other
selves. Hence, the principle of non-violence means ‘active love’ of
others: protecting them from harm or destruction and promoting their
well-being. Non-violence serves as an absolute and indivisible norm.
21
George Orwell, ‘Reflections on Gandhi’, Selections from Essays and Journalism:
1931–1949 (London 1981), p. 838. Note Orwell’s addition: ‘If you are not prepared to
take life, you must often be prepared for lives to be lost in some other way. When in
1942, Gandhi . . . urged non-violent resistance against a Japanese invasion, he was
ready to admit that it might cost several million deaths’ (ibid.). The best account of
Gandhi’s richly suggestive but poorly coordinated theory of non-violence is Bhikhu
Parekh, Colonialism, Tradition and Reform, revised edition (New Delhi 1999),
chs. 4–3.
e t h i c s 157
22
Raghavan Iyer, The Moral and Political Writings of Mahatma Gandhi (Oxford 1987),
vol. 2, p. 432.
23
Gandhi’s remarks are cited in Bhikhu Parekh, Colonialism, Tradition and Reform,
revised edition (New Delhi 1999), pp. 147–51.
158 v i o l e n c e a n d d e m o c r ac y
24
Max Weber, ‘Politik als Beruf’, in Gesammelte Politische Schriften, ed. Johannes
Winckelmann (Tübingen 1958), p. 540.
e t h i c s 159
25
Martin Kramer, ‘Sacrifice and “self-martyrdom” in Shi’ite Lebanon’, Terrorism and
Political Violence, 3, 3 (Autumn 1991), pp. 30–47.
160 v i o l e n c e a n d d e m o c r ac y
and an open and equal civil society provide a viable and potent ethic
that treats these institutions as both a necessary precondition and
consequence of moral pluralism.26 That ethical commitment to plu-
ral forms of life implies that there is an elective affinity – but not
an absolute law-like bond – between non-violence and democracy.
From a democratic perspective, violence is ‘bad’, but not always so.
Violence can be deemed ‘good’ only when it serves as an effective
means of creating or strengthening a peaceful civil society secured by
publicly accountable political-legal institutions. Democracy requires
commitment to the rule that violence is only justified when it serves
to reduce or eradicate violence. The converse rule applies: consid-
ered as a means to a designated end, violence can be considered ‘bad’
insofar as it both contradicts that end, veers out of control or results
in growing quantities of surplus violence within the specific social
context or wider body politic in which it is used. One implication
of this rule is clear: the development, stockpiling or use of nuclear
weapons is always bad. So too are ‘dirty bombs’ and biochemical
weapons – as are hand-held guns that swarm like locusts through a
community.
Formulated in this way, democratic reasoning is not wedded
dogmatically to pacifist strategies – despite the fact that democracy
thrives on non-violence and points ultimately to a world without vio-
lence. This of course begs the question of when and where violence
is legitimate under democratic conditions – of how to spot the times
when it is justified to use certain forms of violence for particular pur-
poses against one’s designated opponents. This question cannot be
answered formulaically. It can be answered only tentatively and by
means of decisions that are formulated and applied within the unique
conditions of specific temporal and spatial contexts.
Such an approach – in effect, the commitment to the politics
of democratising violence in all its forms – most certainly does not
26
See the longer discussion of ethics and morals in the final section of my Global Civil
Society? (London 2003).
162 v i o l e n c e a n d d e m o c r ac y
mean that anything goes, or that the practical use of violence and
considerations about the ethics of violence are subject to the laws of
blindness and arbitrariness. On pragmatic grounds alone, a democratic
ethic of measured violence is opposed unconditionally to weapons
that have ‘overkill’ effects. Besides, the decision to use or to refrain
from using violence is subject to normative restraints. It is a mat-
ter of judgement in the philosophical sense. Judgement, the learned
capacity to choose courses of action in contexts riddled with com-
plexity, is among the chief democratic arts. It relies neither on the
rules of deduction or induction nor the conjectural thinking of abduc-
tion. Judgement avoids flights of fancy as much as it shuns practi-
cal reason in the Kantian sense. Practical reason ‘reasons’ by telling
actors what to do and what not to do. It lays down the law in the
language of imperatives, like ‘Thou shalt not kill’, or ‘An eye for an
eye’.
Judgement avoids categorical imperatives that instruct those
who act always to act in such a way that the criteria of their acts can
become a general law. Judgement tacks between the unique and the
general. It is neither ‘reflective’ nor ‘determinant’ (to use the highly
questionable distinction drawn by Kant to describe decisions that
derive general rules from the particular, or derive the particular from
the general, respectively27 ). Judgement instead involves the recogni-
tion that the practical choice of how to act in any context must be
guided by the appreciation of its particularity. Another way of putting
that recognition is to say that judgement entails the recognition that
this context is unique or different from what we are used to, and
that therefore we need to compare and to contrast it with previous or
contemporaneous situations that more or less resemble the particular
situation at hand.
27
The distinction between die reflektierende Urteilskraft and die bestimmende
Urteilskraft is developed in Immanuel Kant’s introduction to Kritik der Urteils-
kraft, in Werkausgabe, ed. Wilhelm Weischedel (Frankfurt am Main 1974), vol. X,
sect. 5.
e t h i c s 163
georg elser
The need to recognise that we know that we do not know what is
to be done, that decisions require judgements, and that judgements
lie within the field of force between the particular and the general,
are quintessential features of the art of judgement that, paradoxically,
rescue it from mere arbitrariness. In matters of violence, from a demo-
cratic perspective, we can say that the most plausible working maxim
is: the decision to use or not to use violence for political or social ends,
whether in the household or on the battlefield, is always risky, and
plagued by ongoing confusion and unintended consequences, some
of which sometimes quite unpredictably contradict the stated pur-
pose for which violence was considered the appropriate or effective
means. Ethical judgements about the utility and effects of violence
are therefore necessary. In matters of violence, to be sure, defenders
of a civil society and publicly accountable government must recog-
nise that violence normally – but not always – contradicts and erodes
civility. But before putting this precept on a pedestal, they must also
recognise that the most dangerous thing confronting citizens is not
that they will violate or be violated, or kill or be killed. Far worse
is their abstention from making judgements about violence by sur-
rendering blindly or sheepishly to the prevailing means of violence
and extant relationships of armed or potentially armable power. In
matters of violence, the friends of democracy should not forget Georg
Elser: the humble quarryman who came within 10 minutes of blasting
Adolf Hitler to smithereens in Munich’s Bürgerbräu-Keller, and who
understood well that those who flow with the tide risk ending up on
the rocks of the devils’ islands.
The delicate and often dangerous process of context-bound judg-
ing, exemplified here by the brave action of Georg Elser, is of interest
not only to political philosophers. There is evidence that it is of con-
cern as well to citizens who themselves routinely practise judgement
calls within actually existing democracies, as has been demonstrated
in an early study by Janie Ward of everyday conceptions of violence
164 v i o l e n c e a n d d e m o c r ac y
28
Janie Victoria Ward, ‘Urban adolescents’ conceptions of violence’, in Carol Gilligan
et al. (eds.), Mapping the Moral Domain (Cambridge, MA 1988), pp. 175–200.
Ten rules for democratising
violence
No example is so dangerous as that of violence employed by
well-meaning people for beneficial objects.
thinking remedies
Greater clarity about the ethics of violence is important for democratic
politics. So too is the careful consideration of the means that can be
used legitimately to reduce or to prevent surplus violence. Every effort
to reduce or rid the world of violence must try to prevent the fetish
or ‘aestheticisation’ of violence. Attention must instead be paid to
the degree of compatibility between the chosen means and the end
in sight, and to the possible or probable unintended consequences of
a chosen course of action. Nietzsche’s wise advice should be heeded:
‘Whoever fights monsters, should see to it that in the process they do
not become a monster. And when you look long into an abyss, the
abyss also looks into you.’1 The democratisation of violence addition-
ally requires greater sensitivity to the repertoire of viable strategies
for eliminating violence in the world around us. Their type and num-
ber is bewilderingly broad. Towards the non-violent end of the spec-
trum are all those ‘soft’ means, including civil disobedience, ‘truth
and reconciliation’ tribunals, psychotherapy and the due process of
law backed by the threat of punishment. Harder means include the
police use of pepper spray and rubber bullets, secret surveillance and
government-enforced amnesties for handing in weapons. The toughest
means – the calculated use of violence, sometimes in ferocious quanti-
ties, to repel violence through warfare – are the most life-threatening,
both for people and democratic institutions. Decisions about whether
1
Friedrich Nietzsche, Beyond Good and Evil, trans. Walter Kaufmann (New York
1966), p. 89 (translation altered).
166 v i o l e n c e a n d d e m o c r ac y
don’t work and judgements are as necessary as they are fraught with
potentially evil consequences. Yet while detailed policy proposals and
political tactics remain ineluctably context-dependent, careful reflec-
tion upon the subject of violence and democracy can usefully clar-
ify and highlight their probable advantages and disadvantages. In the
dirty business of violence, given just how threatening it can be for
democracy, political thinking should especially concentrate on defin-
ing what counts as surplus violence and what should not be done – and
on sketching the corresponding ways of thinking and acting that tend
to ensure that such mistakes are avoided. For this purpose, efforts to
democratise violence can profitably rely on rules that serve as guides
to action in specific contexts. Although these democratic rules are
by definition prudential rather than providential, they can have pos-
itively democratic effects. For citizens and policymakers alike, ten
such rules are especially pertinent.
The first rule: always try to understand the motives and context
of the violent. The methods of dealing effectively with incivility in
its milder or murderous forms necessarily vary not only according to
time and place; the methods need to be tailored as well to the form and
motives of the violence to be resisted, or dispensed with. Sometimes
distinctions about the forms and motives of the violent are difficult
to draw, and not only because motives melt away when violence is
bureaucratised. Some violence is so dastardly that motives at first
seem irrelevant. Any person with democratic instincts easily feels at
least an ounce of empathy with the narrator of Jorge Semprun’s The
Long Voyage: ‘There’s no point trying to understand the S.S.; it suffices
to exterminate them.’2 Similar blood vengeance impulses – ‘flog ‘em,
’ang ’em’ – reportedly surface among audiences watching prime-time
television treatments of violence that is shocking in its cruelty. The
instincts aroused by such coverage tend to reinforce the impression of
sameness – that it’s the same old violence and that those responsible
are ‘sick’ and in need of the cell, or a few seconds on the electric chair.
2
Jorge Semprun, The Long Voyage (Toronto 1964), p. 71.
168 v i o l e n c e a n d d e m o c r ac y
3
Hans Toch and Kenneth Adams, The Disturbed and Violent Offender (New Haven
and London 1989).
4
James Gilligan, Violence: Reflections on Our Deadliest Epidemic (London 2000), p. 9.
t e n r u l e s f o r d e m o c r at i s i n g v i o l e n c e 169
5
Jacques Derrida, ‘Force of law: the “Mystical Foundations of Authority”’, Cardozo
Law Review, 11, 919 (1990), pp. 927–45.
170 v i o l e n c e a n d d e m o c r ac y
[‘la force sans la justice est tyrannique. La justice sans force est
contredite, parce qu’il y a toujours des méchants; la force sans la
justice est accusée. Il faut donc mettre ensemble la justice et la
force; et pour cela faire que ce qui est juste soit fort, ou que ce qui
est fort soit juste].
Derrida draws from Pascal the observation that violence and law are
twins, then transforms that proposition into the generative claim that
within any context the emergence of systems of law and justice is
always attended by the exercise of violence; no violence, no legal
judgements, no justice. Insinuating that social and political life can
never be rid of violence, and that foolish are those who think other-
wise, Derrida’s deconstructionism ignores its own warnings against
the ontologisation of violence. ‘The very emergence of justice and
law’, he concludes, ‘the rounding and justifying moment that insti-
tutes law implies a performative force, which is always an interpre-
tative force . . . Its very moment of foundation or institution . . . [is] a
coup de force . . . that in itself is neither just nor unjust.’
Vernacular descriptions of ‘human nature’ as naturally or essen-
tially violent are equally problematic. Exactly because democratic
ways of life inflate and probe the sense that human nature is con-
tingent, the resort to lugubrious accounts of so-called ‘human nature’
is undemocratic. Such pessimistic ontologies suffer from a short and
t e n r u l e s f o r d e m o c r at i s i n g v i o l e n c e 171
6
Ashley Montagu, The Human Revolution (Cleveland and New York 1965), p. 24: ‘The
violences that have been attributed to his original nature have, in fact, been acquired
predominantly within the relatively recent period of man’s cultural evolution.’
172 v i o l e n c e a n d d e m o c r ac y
7
From the documentary film, Baader-Meinhof. In Love with Terror (London 2002).
8
Michel Wieviorka, ‘French politics and strategy on terrorism’, in Barry Rubin (ed.),
The Politics of Counterterrorism: The Ordeal of Democratic States (Washington, DC
1990), pp. 61–90.
t e n r u l e s f o r d e m o c r at i s i n g v i o l e n c e 173
9
Richard Posner, ‘The most punitive nation. A few modest proposals for lowering
the US crime rate’, Times Literary Supplement, number 4822 (1 September 1995),
pp. 3–4.
10
See Frank E. Zimring and Gordon Hawkins, Incapacitation: Penal Confinement
and the Restraint of Crime (Oxford and New York 1995), a well-known study that
concludes that California’s tripling of its prison population in the 1980s affected
the rate of violent crime insubstantially – 0.007 homicides and 0.055 rapes per
prisoner-year – if at all.
t e n r u l e s f o r d e m o c r at i s i n g v i o l e n c e 175
against either their own or other populations are not exempted from
this chain reaction, which often produces a new political division
much worse than that between rich and poor: the cleavage between
the torturable and the non-torturable classes. ‘Every society which
feels itself threatened by dissent’, Pierre Vidal-Naquet pointed out
during the French military campaign against Algerian independence,
‘can quite easily, today or tomorrow, tolerate a sporadic or systematic
use of torture . . . Whatever its nature, all dissent can push the modern
state, however liberal it may be, to the use of torture.’11
A third rule: resist the drift towards authoritarian ‘law and
order’ strategies by firmly reminding politicians, judges, the police
and military that governmental efforts to reduce violence cannot suc-
ceed unless civility and freedom are cultivated at the level of civil
society. Many activist supporters of democracy understandably worry
about the general erosion of civil freedoms that normally accompa-
nies military and police action and the setting up of new security
bureaucracies, like the new Department of Homeland Security in
the United States. They worry as well about the despotic, aggres-
sive and racist effects of attempts to counter grisly terrorist attacks
through clenched-fist military operations, like the Israeli army’s 2002
Operation Defensive Shield, a silver-tongued phrase for describing
the criminal-like invasion, occupation and destruction of Palestinian
cities.12 Arms and calls to arms breed hubris. Civilian life does not
take kindly to the loss of sleep and frayed nerves induced by strip
searching; or by helicopter gun ships chopping the air above the heads
of frightened urban residents; or the tightening of visa regulations and
airport security; or by flag-waving and talk of the need for perma-
nent war against evil. Political power may well grow out of the barrel
of guns, but the velvet power of civil institutions thrives on perma-
nent decommissioning of weapons, responsible exercises of power and
strategies of social pacification.
11
Pierre Vidal-Nacquet, La torture dans la Republique: essai d’histoire et de politique
contemporaines (1954–1962) (Paris 1972), pp. 175 and 14.
12
David Grossman, Death as a Way of Life. Israel Ten Years After Oslo (New York
2003).
176 v i o l e n c e a n d d e m o c r ac y
13
See Peter Singer, Corporate Warriors (Ithaca and London 2003); Gary T. Marx, Civil
Disorder and the Agents of Social Control (Irvington 1993), and Undercover Police
Surveillance in America (New York 1988).
14
Janice E. Thomson, Mercenaries, Pirates, and Sovereigns. State-Building and
Extraterritorial Violence in Early Modern Europe (Princeton 1994).
178 v i o l e n c e a n d d e m o c r ac y
15
See Winifred Tate, ‘Paramilitaries in Colombia’, The Brown Journal of World Affairs,
8, 1 (Winter/Spring 2001).
16
These events are documented in the Amnesty International report, Political
Violence in Colombia: Myth and Reality (London 1994).
t e n r u l e s f o r d e m o c r at i s i n g v i o l e n c e 179
17
These various trends are examined in my Global Civil Society? (Cambridge and
New York 2003).
t e n r u l e s f o r d e m o c r at i s i n g v i o l e n c e 181
18
The quotations are my translations from Jean-Jacques Rousseau, Considérations
sur le Gouvernement de Pologne, et sur sa réformation projetée (Geneva 1782).
Rousseau had evidently planned a work on a scheme for a partial federation among
the smaller states of Europe, and had at one time intended to include it in the Contrat
social. He handed a fragment to a French friend, d’Antraigues, who destroyed it in
a panic; see C. E. Vaughan (ed.), The Political Writings of J. J. Rousseau (Cambridge
1915), vol. II, pp. 135–6.
19
Cited in Robert Pfaltzgraff (ed.), The Greens of West Germany (London 1983), p. 4.
182 v i o l e n c e a n d d e m o c r ac y
20
Qiao Liang and Wang Xiangsui, Unrestricted Warfare (Beijing 1999).
t e n r u l e s f o r d e m o c r at i s i n g v i o l e n c e 183
21
The emancipation of holy places in Jerusalem and Mecca is a favourite theme of
Osama bin Laden. ‘The ruling to kill the Americans and their allies – civilians and
military – is an individual duty for every Muslim who can do it in any country . . . in
order to liberate the al-Aqsa mosque [in Jerusalem] and the Holy Mosque [in Mecca]’
(Statement: Jihad against Jews and Crusaders [February 23, 1998], in Barry Rubin
and Judith Colp Rubin (eds.), Anti-American Terrrorism and the Middle East (Oxford
and New York 2002), p. 150).
22
Among the earliest accounts of this recent trend is Edward Said, Covering Islam:
How the Media and the Experts Determine How We See the Rest of the World
(London 1981).
184 v i o l e n c e a n d d e m o c r ac y
democratic right and duty from the Qur’an, the Traditions of the
Prophet and contemporary experience. Al-Fanjari, following the exam-
ple of Rifa’ah Rafi Al-Tahtawi, the pioneer of cultural westernisa-
tion in Egypt, says that every age adopts a different terminology to
convey the concepts of democracy and freedom. What is called free-
dom in Europe is exactly what in Islam is called justice (‘adl), truth
(haqq), consultation (shura) and equality (musawat). Al-Fanjari says
‘the equivalent of freedom in Islam is kindness or mercy (rahmah)
and that of democracy is mutual kindness (tarahum)’.23 He goes on
to remind his readers that in the Qur’an the Prophet is instructed to
show leniency and forgiveness in the very same verse as he is ordered
to consult the believers in the affairs of the community. The Prophet
is reported to have said in turn that God ‘has laid down consultation
as a mercy for His community’. It follows from this interpretation
that Islam, contrary to its Orientalist denigrators, is indeed compat-
ible with democracy because there is no place in it for arbitrary rule
by one man or group of men. The basis of all decisions and actions
of Islamic government should not be individual whim and caprice,
but the shari’ah – the body of interpreted regulations drawn from the
Qur’an and the Traditions.
Al-Ghannouchi adds that Islam passes another test of democ-
racy, in that it satisfies the requirement that any government should
reckon in all its decisions with the wishes of the ruled. In listing the
qualities of a good believer, the Qur’an mentions shura (consultation)
23
Ahmad Shawqi al-Fanjari, Al-hurriyat’ as-siyasiyyah fi’l Islam (Kuwait 1973), pp. 31,
34, cited in Hamid Enayat, Modern Islamic Political Thought (Austin 1988), p. 131.
The following comments on Al-Ghannouchi are drawn from my interview with him
on the subject of violence (London, April 2003). See as well ‘The Islamic movement
and violence’, Makalet (1983/4); and ‘The efficiency of using violence to establish an
Islamic state’, in Al-harakah al-Islamiyya wa Manhaj at-Iaghyir (London 2000). His
theory of Islamic democracy is further examined in Azzam Tamimi, Rachid Ghan-
nouchi – A Democrat within Islamism (Oxford and New York 2002). See also John
L. Esposito, Islam and Democracy (New York 1996). A detailed historical survey
of the complex traditions of Islamic thinking about violence is provided in Khaled
Abou El Fadl, Rebellion and Violence in Islamic Law (Cambridge and New York
2001).
t e n r u l e s f o r d e m o c r at i s i n g v i o l e n c e 185
and ijima’ (consensus) and in turn places them on the same footing
as compliance with God’s order, saying the prayers and payment of
the alms tax. It follows from this principle of legitimate power, argues
Ghannouchi, that even in contexts where the application of shari’ah is
difficult or impossible, Muslims should work for shura, which implies
joining with ‘secular’ forces in opposing corrupt and violent dictator-
ships everywhere. Standing tall against despotic power, speaking truth
straight to its face, aware of the attendant dangers: this is the highest
form of jihad.
This type of argument about the democratic potential of Islam
deserves global attention. Wherever Muslims are living in significant
numbers, democratic Islam is a potential force for civility, mutual
toleration and power-sharing, exactly because it challenges both the
dogma that the teachings of Islam are essentially ‘fundamentalist’
and its insulting corollary, that all Islamists are gun-wielding power-
mongers.24 Yet arguably Islam can be seen widely as a force for non-
violent power-sharing only if it can successfully handle a strategic
dilemma: how to craft democratic institutions when confronted with
violent opposition, both from within and without its ranks.
Nearly a third of the world’s Muslim believers live in countries
in which they can never hope to become a numerical majority of the
population. In those countries, India, for example, Islamists have cer-
tain (overlapping) political options. They can turn their backs upon
the world (living apolitically as pietist communities, in accordance
with Sayyid Qutb’s instruction that there is an abyss between Islam
and the world which is spanned not by a bridge enabling a meeting
half-way between the two, but one that allows for the ‘godless’ people
of the jahiliyya to cross over to the ‘true believers’ of Islam). Muslims
can also live their faith by caring little for the immediate non-Muslim
‘unbeliever’ society around them and instead bonding with other
Muslims elsewhere in the wider world (the strategy of the Jama’at al
24
John Keane, ‘Power-sharing Islam?’, in Azzam Tamimi (ed.), Power-Sharing Islam?
(London 1993), pp. 15–31.
186 v i o l e n c e a n d d e m o c r ac y
you do’ (5; 8). Well and good. But especially in contexts where their
opponents do not abide by the power-sharing rules of democracy –
violent dictatorships are still predominant within the heartlands of
the Muslim world – Islamists find themselves outwitted, censored,
beaten up, arrested, executed, or forced into exile. Under such cir-
cumstances, which are today the norm for most followers of Islam in
the region stretching from Morocco to Malaysia, does this mean that
the vision of a democratic government infused with the principles of
Islam is both a contradiction in terms and a practical impossibility? Or
can an Islamic polity be achieved only if Islamists are prepared to aban-
don the democratic method temporarily to attain power by violence
in the pious hope that an Islamic government so formed will return to
the practice of parliamentary power-sharing once Islam has assumed
control? Needless to say, this second alternative contains tragic possi-
bilities: a movement for democracy that resorts to despotic methods
to achieve its goals will not remain a democratic movement for long.
Its chosen means will devour its chosen ends. And yet – here is the
painful dilemma – the first alternative, that of clinging to parliamen-
tary democratic procedures under all circumstances, may well doom
Islam to a permanent political wilderness: to a land of hostility and
war against Islam.
The transition to democracy dilemma sometimes becomes
acute. A disturbing example of its failed resolution is Algeria during
the 1990s; between 1992 and 2000, more than 100,000 people were
killed after the military-dominated High Committee of State voided
the country’s first multiparty general elections in December 1991,
when the Front Islamique du Salut (FIS) won an absolute majority of
votes. The military’s intervention led to thousands of disappearances,
the brutal punishment of its opponents and to the general terrorisa-
tion of the rest of society. Its violence was matched by the retaliatory
violence of certain Islamist factions, notably the supporters of the
Armed Islamic Group (GIA). Specialising in the art of waging hit-
and-run attacks against civilians and security forces, GIA militants
regarded democracy as a kind of jahiliyya, whose violent terror had to
be combated, tooth and nail, with bombings, guerilla ambushes, and
188 v i o l e n c e a n d d e m o c r ac y
25
Habib Sovaı̈dia, La sale guerre (Paris 2003); Human Rights Watch, Time for Reck-
oning: Enforced Disappearances in Algeria (www.hrw.org/reports/2003/Algeria
0203/)
26
René Girard, Le Bouc émissaire (Paris 1982), especially chs. 3 and 4.
t e n r u l e s f o r d e m o c r at i s i n g v i o l e n c e 189
27
Ibn Khaldun, The Muqaddimah. An Introduction to History (London 1958), vol. II,
ch. 3, sect. 35, p. 85.
28
From my interview with Grand Ayatollah Sayyed Muhammed Hussein Fadlallah
(Beirut), 9 December 2002.
190 v i o l e n c e a n d d e m o c r ac y
in countries such as Germany and the United States perhaps only one
rape in twenty is officially recorded through a publicly available crime
report. The figure may be higher among gays and lesbians. In hetero-
sexual relations, the rape of women by men goes unreported for a vari-
ety of reasons, among the most obvious of which is the sense of shame
at having been victimised in one of the most personal of crimes and
(in the case of rape within marriage) the financial penalties and child-
damaging consequences of calling a dastardly act by its right name.
But many who suffer the violence of rape complain about other factors
that are deemed equally, if not more, important: the loss of privacy
and the sense of being humiliated by medical and laboratory proce-
dures designed to establish the veracity of the victim’s allegations;
the misogyny of criminal justice officials who believe the charge of
rape is suspect because the woman herself has dressed or behaved in
ways that ‘invited’ sexual intercourse; and the consequent hell caused
to the victim by having to prove legally that she is innocent in the
attack that she has suffered.
There are various weapons for breaking down these barriers,
including tougher policing, better laws and ridding courtrooms of
misogynist judges. But arguably the factor that is most empowering
of those who suffer rape – initially encouraging them to do something
about their suffering – is greater publicity of the crime of rape itself.
Once upon a time, news of unwanted sexual violations of the body
was locally confined, and widely ignored by the political authorities,
who sometimes went out of their way to remind everybody that in
this or that case rape could not have resulted in pregnancy because
(so it was widely believed) orgasm was a precondition of concep-
tion and orgasm implied consent. Historians tell us that only two
rapes in the seventeenth century and six in the eighteenth century
were heard by tribunals in Amsterdam; that judges in Frankfurt only
heard two such cases between the years 1562 and 1695; that from
1650 to 1815 there were only forty accused rapists in Geneva; and
that the Parlement of Paris, the French appeals court with the widest
t e n r u l e s f o r d e m o c r at i s i n g v i o l e n c e 193
29
Julius R. Ruff, Violence in Early Modern Europe (Cambridge and New York 2001),
p. 141.
30
Cited in Anna Clark, Women’s Silence, Men’s Violence: Sexual Assault in England,
1770–1845 (London 1987), p. 25.
194 v i o l e n c e a n d d e m o c r ac y
31
See my Whatever Happened to Democracy? (London 2002).
t e n r u l e s f o r d e m o c r at i s i n g v i o l e n c e 195
of people around the world are sometimes so shaken that they speak to
others, donate money or time, draw their own conclusions, or support
the general principle that humanitarian intervention – the obligation
to assist someone in danger, as contemporary French law puts it – can
and should override the old crocodilian formula that might equals
right.32
What is most significant about public spheres and the politics of
pity they nurture is that they potentially contribute to the long-term
project of democratising violence in its various forms. By portraying
uncivil acts as deeply contingent, as ‘man-made’ events with culprits
and victims, they encourage audiences to live for a while in the sub-
junctive sense, to heighten their sense that the prevailing ‘laws’ of
society and government are far from ‘natural’, to see with their own
eyes that the shape of the world as it is partly depends on current
efforts to refashion it violently or non-violently, according to certain
power criteria. Understood in this rather old-fashioned way,33 pub-
lic spheres are a basic condition of reducing or eliminating incivility
and of minimising the chances of its recurrence. Within and among
countries striving to become or to remain democratic, they ought to
32
See my Global Civil Society? (Cambridge and New York 2003), pp. 166ff.
33
To link together violence and publicity is to rediscover and breathe new life into a
theme of political thought that is traceable – in the case of Europe – to the Roman
legal system, with its emphasis on the inviolability of peacefully negotiated agree-
ments and treaties (pacta sunt servanda). Its roots run deeper still, to the Greek
conviction that public life and violence had nothing in common, essentially because
men distinguish themselves from the animals by virtue of their capacity for speech
(lexis) and action (praxis) and, thus, by their propensity for publicly banding together
into a polis of citizens protected from physical violence by walls around their city.
The presumed tension between violence and public speech and action was a theme
subsequently revived and made a prominent feature of the struggle against despotic
states in the European region. The language of ‘the public’, ‘public virtue’ and ‘public
opinion’ was directed against monarchs and courts suspected of acting arbitrarily,
of abusing their power violently, and of furthering their ‘private’, selfish interests
at the expense of the realm. During the seventeenth and eighteenth centuries, the
normative ideal of the public sphere – a realm of life in which citizens invented
their identities under the shadow of state power – was especially popular among
republicans like the ‘Commonwealthmen’, who simultaneously looked back to the
Roman republic (and sometimes to the Greek polis) and forward to a world with-
out mean-spirited executive power, standing armies and bloody struggles caused by
clericalism.
198 v i o l e n c e a n d d e m o c r ac y
34
Such visions can develop illicitly even in contexts in which levels of violence have
reached extraordinary proportions – like those vast areas of occupied Europe in which
Hitler’s armies had conquered, or his allies were in control. Although during World
War II civilian efforts to protect victims and to thwart and sabotage the occupiers’
plans were not strong enough to defeat the enemy, the underground public opin-
ion that they cultivated ensured not only that Nazism and its allies were denied
legitimacy, in the face of terrible crimes, this public opinion also kept alive hopes
for a better future, as has been pointed out by Jacques Semelin, Unarmed Against
Hitler. Civilian Resistance in Europe, 1939–1943 (Westport, CT and London 1993),
especially ch. 6.
t e n r u l e s f o r d e m o c r at i s i n g v i o l e n c e 199
35
Marshall McLuhan and Quentin Fiore, War and Peace in the Global Village (Corte
Madera, CA 2001 [1968]), p. 134.
36
Jean Baudrillard, The Evil Demon of Images (Sydney 1998). Such claims seem to
belong less to media analysis than to the world of fictional literature. It is as if
200 v i o l e n c e a n d d e m o c r ac y
The dead lay face down in the mud, or emerged from shell holes,
peacefully, their hands on the edges of the holes, their heads
resting on their arms. The rats came and sniffed them. They
hopped from one to another. They chose the young ones first,
those without beards on their cheeks. They sniffed their cheeks,
then they settled down and began to eat the flesh between the nose
and the mouth, then the edges of the lips, then the unripe apples
of the cheeks. From time to time they passed their paws through
their whiskers to clean them. As for the eyes, they got them out
with little taps of their paws and licked out the eye-sockets; then
they bit into the eyes, as if they were little eggs, and chewed them
gently, their heads on one side, sucking out the juice.37
37
Jean Giono, Le grand troupeau (Paris 1951), pt. 2, sect. 3.
202 v i o l e n c e a n d d e m o c r ac y
They also often draw their own conclusions, usually by talking with
others about the programme format and the ‘story’ itself, as well as
the pros and cons of the violence in question.
The violence-as-entertainment thesis supposes that visual rep-
resentations of incivility are seamless texts that always overwhelm
those who sit still before them – dissolving ‘the audience’ into a
fictional nothingness. That rarely happens, not only for empirical
reasons (bitter controversies about violence still abound) but also
because the different types of textual representation of violence on
offer to audiences guarantee different types of audience response.
Some texts about violence are state-centred and subject heavily to
censorship; others are more or less journalist-centred or produced
from the points of view of the perpetrators or victims of violence;
and still others may be an eclectic mixture of some or all of these
possibilities. Not only that, but within each of these types of rep-
resentation of violence there is an observable ‘intention of the text’
(as Umberto Eco has put it) which tends to codetermine or divine
particular types of responses by the audiences who are exposed to
the images of violence. There is never just one definitive meaning
of any media account of a violent episode, and certainly not that of
the author of that account. There are always plausible or implausible
interpretations of what is communicated, that is, more or less per-
suasive judgements that are pre-structured by the form and content
of the media account itself. Some media narratives, the heavily cen-
sored British television coverage of the Malvinas War, for example,
encourage flag-waving and the glorification of violence by their audi-
ences. Other narratives, for instance slick televisual news coverage
of a rape or murder in the local community, may induce paralysing
shock or puzzlement or sickening depression that serves to contain an
audience’s responses within strictly defined limits. Still other nar-
ratives suppose that by so shocking their audiences they can be
encouraged to empathise with the violated – to engage not merely in
‘understanding’ the violated but also to ‘overstand’ the narratives, that
is, to engage in a kind of questioning of the facts behind the facts of the
t e n r u l e s f o r d e m o c r at i s i n g v i o l e n c e 203
in the ears of those who hear, its meanings infinitely suspended and
never fully decipherable. Crying cries out indefinitely to be heard, to
be understood, to be remedied.
The crying of those who have been violated sometimes – or
often – triggers questions about responsibility among those who see or
hear the grief of those who cry. Why and to what extent such a conver-
sion process takes place remains something of an enigma to political
analysts, and to publics at large. Empathy with the violated happens,
but why and when and for how long remains utterly unpredictable.
All that is known is that it happens, and – contrary to the violence-as-
entertainment thesis – to the extent that it does happen we can speak
of a potentially civilising dialectic hidden within the growing media
coverage of virtually all forms of violence. Communications media
encourage those who witness violence to have a sense of responsibil-
ity for the fate of the violated – to participate in the politics of pity.
The act of witnessing violence through the media can be accompanied
by several emotions, of which not only denial (‘I am not responsible
for these horrors’) and helpless confusion (‘What can I possibly do?’)
but also humility and guilt and shame are significant possibilities.
Rule number nine: for the sake of democracy, canvass support
everywhere for the civil virtues, the greatest of which is humility.
Understood as a political strategy and as a whole way of life, non-
violence is no good unless it is durable. It cannot be so unless the insti-
tutions of civil society, in which non-violent power-sharing among dif-
ferent groups is routinely practised, under the protection of publicly
accountable government, are lubricated by the ‘pre-political’ juices of
virtue. Those who think that talk of virtues is old-fashioned, or that it
is as moralising as a killjoy neo-conservative rounding on those who
like sex, and other freedoms, need to think again. Benedetto Croce’s
well-known warning that those who engage in politics should learn
to respect the power of the non-political, applies especially to democ-
racies, which require more than respect for the law, freedom of com-
munication and periodic elections in order to function well. They also
need democratically virtuous citizens.
t e n r u l e s f o r d e m o c r at i s i n g v i o l e n c e 205
38
Friedrich Nietzsche, Beyond Good and Evil, in the Complete Works of Friedrich
Nietzsche, ed. Oscar Levy (London 1964), vol. XII, aphorism 260, p. 229; and Benedict
de Spinoza, The Ethics, in Edwin Curley (ed.), A Spinoza Reader: The Ethics and
Other Works (Princeton, NJ 1994), vol. III, definition 26, p. 192.
206 v i o l e n c e a n d d e m o c r ac y
39
Augustine’s remark is cited in the entry ‘Humilité’, in Xavier Léon-Dufour et al.
(ed.), Vocabulaire de théologie biblique (Paris 1970); René Descartes, Les passions
de l’âme (Paris 1937 [1645–9]), pt. 3, art. 155, p. 102.
40
I am relying here on the suggestive formulations of Herbert Morris, ‘Guilt and
shame’, in On Guilt and Innocence (Berkeley and Los Angeles 1976); Gabriele
Taylor, Pride, Shame and Guilt (Oxford 1985); and Bernard Williams, Shame and
Necessity (Berkeley, Los Angeles and London 1993), especially ch. 4.
t e n r u l e s f o r d e m o c r at i s i n g v i o l e n c e 207
fate of those who have been violated. Those who are rendered guilty
by the act of witnessing (or committing) violence against others are
gripped by the feeling that they could easily disappear into a hole,
chased by the anger, resentment or indignation of the violated. Even
though their actions may not have directly caused the suffering of the
violated, the guilty feel as they do because an inner voice tells them
that they are indeed responsible. The guilty are haunted by the sound
within themselves of the voice of judgement. They feel permanent
regret at what they have done to others. That is why they themselves
often fear retaliatory punishment, or even inflict it upon themselves,
for instance by means of permanently deep-seated guilt.
In practice, the accomplices and witnesses of incivility often
mix together the emotions of guilt and shame, but that does not void
the distinction between them. Shame understandably arises in both
the audiences and perpetrators when witnessing scenes of violence,
but not simply because it is an emotion often connected with the
process of seeing and being seen. Unlike the experience of guilt, in
which the ego is neurotically haunted and paralysed by the cries and
blood of the violated, shame is initially the emotion of self-protection,
in which the whole being of the shamed person seems diminished, but
not obliterated.
When experiencing shame, audiences and perpetrators are
struck by their feeling of exposure to the violated, who themselves
are often less angry and resentful (as in guilt) than contemptuous,
derisive or dismissive of those who witness or inflict their plight. It
is as if those who cry out, or bleed, are looking back at those who are
watching and can see right through them, even though the audience
or the perpetrators themselves are seated in safety, before a control
panel, or far away in the comfort of living rooms and theatres. Those
who feel shame feel exposed to the wrong people at the wrong time.
Consequently, they are gripped by the desire to hide, or to hide their
faces, even the desire to switch off their television sets, or (like the
first American cinema audiences to witness footage of concentration
208 v i o l e n c e a n d d e m o c r ac y
camp victims and survivors41 ) to skulk from the room.42 They feel
shame not so much because of what they purportedly have done (as
in guilt) but because they are gripped by the intuition that the vio-
lence they have committed or witnessed falls contemptibly short of
the civilised standards they expect of themselves and others in the
world around them. Unlike the guilty, who wallow in their own guilt,
those who are ashamed, not surprisingly, often yearn to recover or
to improve themselves, even to bond or interact with the violated.
Caught with their pants down, the ashamed seek to decipher what
has happened to the violated and to understand themselves in rela-
tion to what has happened – sometimes for the purpose of rebuilding
both themselves and the world in which they and their offspring have
to live their future lives.
It is of interest that one of the first great twentieth-century nov-
els about power and violence, Kafka’s The Trial, ends with the theme
of shame and not guilt. It might have been expected that the death
scene, in which two officials stab Joseph K. twice through the heart in
a deserted moonlit quarry, constitutes the pardon, the end of the inter-
minable ordeal for the victim. Kafka refuses that ending by specifying
that the shame of it all survives. ‘Like a dog’, the victim splutters,
vomiting out his last words, as if he meant the shame of his mur-
der to outlive him, and to haunt posterity forever. The whole scene
is depressing, but here in literary form, surely, is a clue to one of
the vital emotional responses required of all thinking, judging, act-
ing democrats to the plagues and images of violence that blight their
lives. What will posterity remember democracies for? Propping up
dictators and having tea with totalitarians? The invention of concen-
tration camps and escape-proof prisons? Or the napalm bombs they
41
Robert Abzug, Inside the Vicious Heart: America and the Liberation of the Nazi
Concentration Camps (New York 1985), p. 170.
42
Compare the remarks of Erik Erikson, Childhood and Society, 2nd edn (New York
1963), pp. 252–3: ‘Shame supposes that one is completely exposed and conscious of
being looked at . . . One is visible and not ready to be visible; which is why we dream
of shame as a situation in which we are stared at in a condition of incomplete dress.’
t e n r u l e s f o r d e m o c r at i s i n g v i o l e n c e 209
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f u r t h e r r e a d i n g 213
Akihiko, Tanaka 19, 177 A Letter to John Farr and John Harris,
Al-Fanjari, Ahmad Shawqi 183, 188 Esqrs., Sheriffs of the City of
Al-hurriyat’ as-siyasiyyah fi’l Islam 184 Bristol, on the Affairs of America
Al-Ghannouchi, Rachid 183, 188, 189, 191 122
‘The efficiency of using violence to
establish an Islamic State’ 184 Carmichael, Stokely 11
‘The Islamic movement and violence’ Castoriadis, Cornelius 88
184 China 20, 23
Althusius, Johannes 116, 190 civil society 4, 42–3, 96–9
Politica Methodice digesta atque Ernest Gellner on 43–5
exemplis sacris et profanis ilustrata incompatibility of violence with 38
116 its role in American Revolution 144–6
American Revolution 144–6 rebuilding civil society 129, 130–2
Battle of Trenton 145–6 civil war 25, 112–13
anti-party politics 150–3 civilisation see ‘civilisation’ passim 42–52,
apocalyptic terrorism see terrorism 53
Arendt, Hannah 6, 7, 12, 100, 118, 146 civilising process according to Elias
Correspondence 1926–1969 (with Karl 55–6 see civility
Jaspers) 79 civility 3, 56
On Violence 6, 7, 100, 146 Zygmunt Bauman on 66–7
The Origins of Totalitarianism 98 Samuel Johnson on 42
Aristotle 38–9, 205 and modern state 60–2
on violence 38–9 civility politics 82, 90
Politica 38 civilising process according to Elias 55–6
Aron, Raymond 21, 111 dialectics of 105
Le grand schisme 111 rebuilding civil society 129, 130–2
Les dernières années du siècle 163 Clastres, Pierre 115
Augustine 11, 206 Recherches d’anthropologie politique
Aung, San Suu Kyi 155 116
Clausewitz, Carl von 22, 74, 116, 181
Baudrillard, Jean 199 Conrad, Joseph 10
The Evil Demon of Images 199 Council of Europe 80–1
Bauman, Zygmunt 65, 82 Croce, Benedetto 204
Modernity and the Holocaust 65
on civility 66–7 Darnton, Robert 31, 33
Benjamin, Walter 12 The Great Cat Massacre and Other
Zur Kritik der Gewalt 12 Episodes in French Cultural
Bergson, Henri-Louis 149 History 33
Bin Laden, Osama 11 De Vitoria, Francisco 19
Brecht, Bertolt 138 democracy 1
Burke, Edmund 119–20, 122 and Islamic politics 183–91
i n d e x 215
Hobbes, Thomas 62, 82, 92, 113, 122, 159 Levi, Primo 54
Leviathan, or the Matter, Forme, and Lévi-Strauss, Claude 64
Power of a Common-Wealth Logan, John 54
Ecclesiastical and Civill 93 Elements of the Philosophy of History
Philosophical Rudiments concerning 54
Government and Society 93
The History of The Causes of The Civil Machiavelli, Niccolò 94, 116
Wars of England, and of The The Prince 94, 116
Counsels and Artifices By Which Mao, Zedong 11
They Were Carried On From The Marx, Karl 10, 95–6
Year 1640 To The Year 1660 110 on civil society 95–6
Hook, Sydney 33 McLuhan, Marshall and Fiore, Quentin 198
Hume, David 120 War and Peace in the Global Village 199
‘Of public credit’ 120 Melville, Herman 5
Michels, Robert 148
incivility 46–53, 91–2, 97 and ‘civilisation’ Michnik, Adam 1, 151
42–53 Miller, Arthur 98
India 23 The Misfits 98
intervention 19, 129 see also Enzensberger Milošević, Slobodan 26
Islamic politics 183–91 Mirabeau, Comte de 49, 94
L’Ami des Hommes ou Traité de la
James, William 94 population 49, 94
‘The moral equivalent of war’ 94 Montesquieu, Baron de 147
Johnson, Samuel 42 Muchembled, Robert 31
on civility 42 on the role of violence 31
Jünger, Ernst 16, 122 La Violence au village: sociabilité et
In Stahlgewittern 122 comportements populaires en
Artois du XVe au XVIIe siècle 31
Kafka, Franz 38
The Penal Colony 38 national sovereignty, the end of 15, 19
The Trial 208 neo-medieval order 19–20, 102
Kant, Immanuel 91 ‘new middle ages’ see neo-medieval order
‘Welchen Ertrag wird der Fortschritt and under Eco, Sacco
zum besseren dem Niebuhr, Reinhold 6
Menschengeschiecht abwerfen?’ 91 Nietzsche, Friedrich 205
Kaplan, Robert 113, 115 Beyond Good and Evil 165, 205
‘The coming anarchy’ 114 non-governmental organisations 132–3 see
Khaldun, Ibn 11, 189 also civil society
The Muqaddimah. An Introduction to Novalis 49
History 189 nuclear weapons 15–16
King, Martin Luther 154, 155 as a threat to national sovereignty 15
‘Letter from the Birmingham City Jail’ first side of the triangle of violence
154, 155 20–4
Koselleck, Reinhart 90 in the post-Cold War world system
Kritik und Krise. Eine Studie zur 20–4
Pathogenese der bürgerlichen Welt Singer and Wildavsky 72–3
90
Orwell, George 15, 128, 156
League of Nations 78 ‘Reflections on Gandhi’ 156
Lenin, Vladimir I. 11 ‘You and the Atom Bomb’ 15
i n d e x 217