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PHEM Basic Level Training Participants Module Final Draft

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Basic Level Public Health Emergency

Management Training Module

Participant Modules

October 2012
Basic Level Public Health Emergency
Management Training Module

Participant Modules

Module 1: Introduction to the modules


Module 2: Early warning and Surveillance
Module3: Public Health Emergency Response
Module 4: Public Health Emergency Preparedness
Module 5: Recovery from Public Health Emergency
Abbreviations
ANGT Adult Nasogastric Tube
CRF Case Fatality rate
DERF-R Daily Epidemic Reporting Format for Region
DERF-W Daily Epidemic Reporting Format for Woreda
EHNRI Ethiopian Health and Nutrition Research Institute
EPRP Emergency Preparedness and response plan
FETP Field Epidemiology Training Program
HEW Health Extension Worker
ICT Information Communication technology
IDSR Integrated Disease Surveillance and Response
IV Intra venous
MOH Ministry of Health
ORS Oral rehydration salt
PEA Post Epidemic Assessment
PHEM Public Health Emergency management
PHEMC Public Health Emergency Management Committee
PNGT Pediatric Nasogastric Tube
RRT Rapid Response Team
TTC Tetracycline
WHO World Health Regulation
Acknowledgment
The Ethiopian Health and Nutrition Research Institute (EHNRI) would like to express its
gratitude to all those who has been working towards the preparation of this training
module. EHNRI would also like to thank Center for Diseases Prevention and Control
(CDC), Ethiopian Public Health Association (EPHA), World Health Organization (WHO),
United Nation Children’s Fund (UNICEF) and Addis Ababa University School of Public
Health for their technical contribution. Finally, we extend our gratitude to UNICEF and
CDC for financial support.
Lists of Development Team
Dr. Daddi Jima, MD, MPH (EHNRI)
Mr. Abdi Ahemed, BSc, MPH (EHNRI)
Mr. Abyot Bekele, BSc, MPH (EHNRI)
Dr. Zegeye Hailemariam, DVM, MPH (FETP)
Dr. Getahun Aynalem, MD, MPH (CDC-FITP)
Dr. Getnet Mitike, MD, MPH, PhD (AAU-School of Public Health)
Mr. Alemayehu Bekele, BSc, MPH (EPHA-FETP)
Mr. Getachew Haile, BSc, MPH (UNICEF)
Dr. Esrael Tareke, MD, MPH (WHO)
Dr. Lucy Boulanger, MD (CDC-FITP)
Dr. Adamu Adissie, MD, MPH, MA (AAU-School of Public Health)
Dr. Nigusie Deyassa, MD, MPH, PhD (AAU-School of Public Health)
Table of Contents
Abbreviations ................................................................................................................ 3
Acknowledgment........................................................................................................... 4
Lists of Development Team .......................................................................................... 5
Table of Contents .......................................................................................................... 6
Pre and Post Test .......................................................................................................... 8
1.1 Introduction .................................................................................................... 13
1.2 Learning objectives ....................................................................................... 14
1.3 Content ........................................................................................................... 14
1.3.1 Purpose of the modules .......................................................................... 14
1.3.2 Scope of the modules ............................................................................. 14
1.3.3 Objectives of the course ......................................................................... 15
1.4 Target group for the course .......................................................................... 15
1.5 How to use the modules ................................................................................ 15
1.6 Learning methods and Resources ............................................................... 16
1.6.1 Teaching Methods: .................................................................................. 16
1.6.2 Teaching Resources................................................................................ 16
1.7 Duration of the training.................................................................................. 16
1.8 Monitoring and evaluation............................................................................. 17
1.9 Updating the modules and availing them .................................................... 17
1.10 References ...................................................................................................... 17
Module 2: Early Warning, Surveillance and Field Epidemiology ............................ 18
2.1 Introduction .................................................................................................... 18
2.2 Learning objectives ....................................................................................... 19
2.3 Learning methods and Resources ............................................................... 19
2.3.1 Teaching Methods: .................................................................................. 19
2.3.2 Teaching Resources................................................................................ 19
2.4 Content of the Module ................................................................................... 20
2.4.1 Definitions of Terms: ............................................................................... 20
2.4.2 Epidemiological concepts in public health ........................................... 21
2.4.3 Early warning and surveillance .............................................................. 22
2.5 Practical Exercises ........................................................................................ 28
Module 3: Public Health Emergency Response....................................................... 30
3.1 Introduction .................................................................................................... 30
3.2 Learning Objectives ....................................................................................... 30
3.3 Teaching Methods and Resources ............................................................... 30
3.3.1 Teaching Methods ................................................................................... 30
3.3.2 Teaching resources ................................................................................. 30
3.4 Contents of the module ................................................................................. 31
3.4.1 Definition of Terms .................................................................................. 31
3.4.2 Purpose of Outbreak Investigation ........................................................ 31
3.4.3 When to Conduct an investigation ......................................................... 31
3.4.4 Steps of Outbreak Investigation ............................................................. 32
3.4.5 Monitoring and Evaluation...................................................................... 32
3.5 Practical Exercises ........................................................................................ 33
Module 4: Public Health Emergency Preparedness ................................................. 38
4.1 Introduction .................................................................................................... 38
4.2 Learning Objectives ....................................................................................... 38
4.3 Teaching methods and resources ................................................................ 38
4.3.1 The main methods include: .................................................................... 39
4.3.2 Teaching Learning Resources ............................................................... 39
4.4 Content of the module ................................................................................... 39
4.4.1 Coordination and collaboration ............................................................. 39
4.4.2 Vulnerability assessment and risk mapping ......................................... 40
4.4.3 Preparing an epidemic preparedness and response plan ................... 44
4.4.4 Capacity Building .................................................................................... 45
4.4.5 Monitoring and Evaluation of PHEM preparedness ............................. 46
4.5 Practical Exercises ........................................................................................ 47
Module 5: Recovery from Public Health Emergency................................................ 49
1.1 Introduction .................................................................................................... 49
1.2 Learning Objectives ....................................................................................... 49
1.3 Teaching Methods and Resources ............................................................... 49
1.3.1 Teaching Methods ................................................................................... 49
1.3.2 Teaching resources ................................................................................. 49
1.4 Contents of the module ................................................................................. 50
1.4.1 Definition of Terms .................................................................................. 50
1.4.2 Purpose of Recovery from Public Health Emergencies ...................... 51
1.4.3 When to Conduct recovery activities ..................................................... 51
1.4.4 Scope and challenge ............................................................................... 51
1.4.5 Post Epidemic Assessment and its interventions ................................ 51
1.4.6 Monitoring and Evaluation of Recovery and Rehabilitation ................ 52
1.5 Practical Exercises ........................................................................................ 52
Pre and Post Test
Full name _____________________________________
Code _________________________________________
I. Read the following questions and choose the correct answer within 30 minute.
Multiple answers are possible.

1. Which of the following activities is NOT part of preparedness?


A. Capacity Building
B. Detecting the pattern of the epidemic
C. Coordination and collaboration
D. Planning for risk mapping
E. Planning for identified risks
2. A vulnerability assessment provides:
A. A means to inform decision makers about the needs of preparedness at different
levels
B. A tool to initiate public health emergency preparedness plan
C. The basis for monitoring trends of risks
D. All
E. None

Use the following steps of an outbreak investigation for Question 1:


1. Analyze data by time, place, and person
2. Conduct a case-control study
3. Generate hypotheses
4. Conduct active surveillance for additional cases
5. Verify the diagnosis
6. Confirm that the number of cases exceeds the expected number
7. Talk with laboratorian about specimen collection
3. For an investigation of an outbreak, what is the logical conceptual order of the steps
listed above?
a. 1-2-3-4-5-6-7
b. 5-6-4-1-2-3-7
c. 6-5-3-1-2-7-4
d. 6-5-7-4-1-3-2
4. Which ways that a local health department uncovers outbreaks?
a. Performing descriptive analysis of surveillance data each week
b. Receiving calls from affected residents
c. Receiving calls from healthcare providers
d. Reviewing all case reports received each week to detect common features
5. A case definition during an outbreak investigation should specify:
a. Clinical features
b. Time
c. Place
d. Person
e. Hypothesized exposure
6. The key feature of an analytic (epidemiologic) study is: (Select only one answer)
a. Analysis by time, place, and person
b. Calculation of a risk ratio or odds ratio
c. Use of Epi Info to analyze the data
d. Presence of a comparison group
7. Disease control measures can be directed at the:
a. Agent
b. Source
c. Mode of transmission
d. Portal of entry
e. Host susceptibility

Use the information in the following paragraph and data in the table for Questions 22–
25.

An outbreak of gastrointestinal disease occurred 24-36 hours after people had attended
a wedding. Of the 203 attendees (including the bride and groom), 200 completed
questionnaires and 50 reported illness compatible with the case definition. Tabulated
food consumption histories are presented in the table below.

Food Item Ate Specified Food Did Not Eat Specified Food

Ill Well Total Ill Well Total

Cake 46 138 184 4 12 16

Kitfo 45 55 100 5 95 100

Tibs 10 1 11 40 149 189

8. Which study design is most appropriate for this investigation?


a. Descriptive study
b. Case Control
c. Cohort
9. The most appropriate measure of association for these data is the:
a. Odds ratio
b. Risk ratio
10. Which food is the most likely culprit?
a. Cake
b. Kitfo
c. Tibs
d. Can’t determine from the data presented.
e. Must be more than one food
11. Public health surveillance includes which activities (multiple answer is possible)?
a. Data collection
b. Data analysis
c. Data interpretation
d. Data dissemination
e. Disease control
12. Routine analysis of notifiable disease surveillance data at the state health
department might include looking at the number of cases of a disease reported this
week . . . (multiple answers is possible)
a. And during the previous 2–4 weeks
b. And the number reported during the comparable weeks of the previous 2–5 years
c. Simultaneously by age, race, and sex of the patient
d. By county.
e. By county, divided by each county’s population (i.e., county rates)
13. One week, a state health department received substantially more case reports of a
disease in one county than had been reported during the previous 2 weeks. No
increase was reported in neighboring counties. Possible explanations for this
increase include which of the following (multiple answer is possible)?
a. An outbreak in the county
b. Batch reports
c. Duplicate reports
d. Increase in the county’s population
e. Laboratory error
14. The primary reason for preparing and distributing periodic surveillance a summary is
which of the following (multiple answers is possible)?
a. Document recent epidemiologic investigations
b. Provide timely information on disease patterns and trends to those who need to
know it
c. Acknowledge/motivate the contributions of those who submitted case report

II. Answer the following questions


1. What is public health surveillance? __________________________________
__________________________________________________________________
__________________________________________________________________
_____________________

2. Write at list three purposes of public health surveillance?


a. _______________________________________________
b. _______________________________________________
c. _______________________________________________
3. List all immediately reportable diseases under Ethiopian surveillance
a. _______________________________________________
b. _______________________________________________
c. _______________________________________________
d. _______________________________________________
e. _______________________________________________
f. _______________________________________________
g. _______________________________________________
h. _______________________________________________
i. _______________________________________________
j. _______________________________________________
k. _______________________________________________
l. _______________________________________________
m. _______________________________________________
4. List the steps of outbreak investigation
a. _______________________________________________
b. _______________________________________________
c. _______________________________________________
d. _______________________________________________
e. _______________________________________________
f. _______________________________________________
g. _______________________________________________
h. _______________________________________________
i. _______________________________________________
j. _______________________________________________
5. Woreda ‘X’ has a population of 100,000. The proportion of children aged 6-59
months in the woreda is 15%. The woreda has low measles vaccination coverage
is 50% in the last couple of years. The measles attack rate is 2% in children 6 -59
months of age. Fifty percent of the cases among the children were with severe
measles.
A. Calculate the expected number of measles cases and severe measles cases in
children for the woreda.
B. Calculate the amount of Vitamin A capsule 100,000 IU and TTC eye ointment (2
tubes per child) and paracetamol syrup 125mg/5ml needed for uncomplicated
measles. Please consider 15% wastage factor.
Module 1: Introduction to the Modules
1.1 Introduction
Since the past decade, the African region has faced challenges with new diseases,
conditions and events that resulted in revision of public health priorities. Although
communicable diseases have predominated as the leading cause of illness, death and
disability in African setting, non-communicable diseases such as hypertension and
diabetes are emerging as threats to the well-being of its communities. For instance the
lessons learned from the emergence of pandemic influenza have casted the importance
of building a strong surveillance system at the grass root level involving community
surveillance. In recent years, the concept of one health through the integration of
human and animal health surveillance has become a high priority for many countries
demonstrating the relevance of extending multi sectoral and multidisciplinary approach.
Moreover, the adoption of the International Health Regulations (2005) by countries in
the African region including Ethiopia has underscored the need to strengthen national
core capacities for surveillance and response across all health systems.

In Ethiopia the ability to detect problems and respond to health emergencies through
proper surveillance system has been largely limited. As a result prevention and control
of epidemics was weak and this was partly due to lack of skilled personnel. The Federal
Ministry of Health identified Public Health Emergency Management as one of the core
processes for intervention during its Business Process Reengineering exercise.
PHEM is designed to ensure rapid detection of any public health threats, preparedness
related to logistic and fund administration, and prompt response to and recovery from
various public health emergencies in Ethiopia. It is the process of anticipating,
preventing, preparing for, detecting, responding to, controlling and recovering from
consequences of public health threats in order that health and economic impacts are
minimized. In view of this, PHEM guideline was developed as a working document.

In order to address the human resource needs of PHEM, the Federal Ministry of Health
in collaboration with partners established the Ethiopia Field Epidemiology Training
Program (FETP) in 2009. Based on the lessons learned from other successful
programs over the globe, the pyramidal model has been adopted and tailored to the
needs of the country. Hence, the advanced training is designed and given at the top of
the pyramid for addressing human resource needs at higher level. However, it is
realized that the advanced training could not address the high demand for human
resource at all levels of the PHEM system of Ethiopia. Therefore, PHEM has designed
the basic level training to strengthen the capacity of the PHEM system at Woreda and
zone level where there is a huge gap in implementing its activities.
The training strategy in the modules has been adapted from the experiences and
materials in field epidemiology programs, PHEM and the WHO IDSR guidelines.
Generally, the modules of the training course introduce you to:
1. The objectives of Public Health Emergency Management (PHEM)
2. The objectives for this training course and how to participate in the course
3. How to apply the skills learned in the course to implement the activities of PHEM

1.2 Learning objectives


By the end of the training, you will be able to
• Describe the background for developing each of the modules
• Acquire knowledge and skill related to the the objectives of the course and types
of training modules
• Familiarize yourselves with the purpose of the modules, scope, and be able to
use of the modules and training methods and resources
1.3 Content
1.3.1 Purpose of the modules
The purpose of the PHEM modules is to provide guidance on how to implement the
designed Public Health Emergency Management using the skills and knowledge of the
basics of field epidemiology training at woreda level which is the lowest functional unit.
The modules are designed in such a way that they serve to capacitate all midlevel
public health professionals. The public health system, stakeholders and partners who
take part in public health emergency management and in the implementation of the new
approach are taken into consideration when designing the training curriculum.
1.3.2 Scope of the modules
The training will equip and extend opportunities for you and other health workers to
obtain knowledge and skills of PHEM through sharing knowledge. As a trainee you will
be able to use the data you collect from the system, detect and respond to priority
diseases, risks, conditions and events and thereby contributing to reduction of the
burden of illness, death and disability in the Ethiopian Communities.
As indicated in the PHEM guideline, the modules emphasize and include nine major
health risks:
These include:
• Epidemics of communicable diseases
• Drought conditions with malnutrition
• Food contamination
• Flood
• Pandemic influenza
• Diseases that affect people during conflicts and in displaced populations
• Accidents including chemical spills
• Earthquake and volcanic eruptions
• Bioterrorism
1.3.3 Objectives of the course
The training will enable you to:
• strengthen capacity in recognizing and responding to public health emergencies
during the pre-emergency phase
• strengthen the early warning & surveillance system and conduct effective
surveillance activities
• Introduce modern multi hazard approach and PHEM system specific to
protection, prevention and response.
• improve the use of information for detecting, investigating and responding to
public health threats and recovery
• improve the flow and use of surveillance information throughout the health
system
• manage coordination and collaboration with partners and stakeholders to avoid
crisis and catastrophes through mobilizing resources and capacity building
• acquire basic skills learn in applied epidemiology i.e. : 1) how to plan for,
conduct, interpret the results of the investigation, and communicate the results to
those with a need to know; 2) the application of descriptive epidemiology (time,
place, person, agent, transmission, host, and environment) to investigating
disease in communities; 3) the application of analytic epidemiology as
appropriate to developing data in the field, including how to collect the data,
analyze the data, and interpretation of the data; 4) the application of the
descriptive epidemiology and analytic epidemiological data to developing control
and prevention measures
In this course, you have an opportunity to know and use skills that are relevant to
carrying out PHEM activities especially at the zonal and woreda level.
1.4 Target group for the course
The training is intended to build the skills and knowledge of the Public Health
Emergency Management teams at woreda and zonal level with special emphasis on
woreda PHEM staff, surveillance officers/focal points and health facilities. Therefore the
modules will help to improve your knowledge and practice at your working environment
in PHEM. Public health officers, environmental health technologists, laboratory
technologists, nurses and others who are assigned as focal points at the woreda health
system including personnel at health facilities are target groups for the training.
1.5 How to use the modules
In order to meet the training objectives, the course consists of 5 modules. These
include: Module 1 Introduction, Module 2 Early warning & Surveillance, Module 3
Response, Module 4 Preparedness and Module 5 Recovery. The modules are
interrelated to one another and are provided in sequence for a complete understanding
of PHEM with the provision of concepts of Basic Field Epidemiology. Hence, each
preceding module is a prerequisite for the subsequent module. Each module consists of
learning objectives, course content, training methods, exercises or case studies,
reference materials and subject specific guidelines or modules for further reading. You
are expected to attend all the sessions, do all the exercises, read the participant
modules and reference materials as instructed in the modules.
1.6 Learning methods and Resources
The learning approach follows that of an adult learning indicating that it is learner-
centered. You are expected to share your experiences and challenges in the PHEM
system for obtaining maximum benefit from the course.
1.6.1 Teaching Methods:
• Lecture with discussion by facilitators
• Exercises (individual and group)
• Case studies
• Reading assignments (Individual and group reading)
• Mentorship during on-job-training
1.6.2 Teaching Resources
• PHEM guideline
• Specific reference materials/guidelines
• Other reading materials
• Case studies
• PHEM data
• PowerPoint slides
• Video films
• Pictures
• Computer
• Flipchart
• Markers
• White or black board
1.7 Duration of the training
The training has two parts. Part I, the intensive phase is a 07-day training that requires
classroom-based teaching -learning and dedicated time for undergoing through the 5
modules of the training. Part II is an on-job training which is part and parcel of the
PHEM activities in the respective woredas. This phase of the training is assisted by
mentors who are experts in the field epidemiology including the respective PHEM staff.
Two different outputs are expected from the on-job training (E.g. surveillance data
analysis and outbreak investigation or woreda health profile or any other combination
suggested by mentors). The outputs will be presented and delivered to zonal or regional
PHEM with approval of the respective mentors. A description of the mentorship is
provided as part of the participant modules.

1.8 Monitoring and evaluation


Indicators for monitoring and evaluation of the PHEM activities are included in each
module. Therefore you are expected to study and use them as part of the training and
activities of PHEM at the woreda including zonal and regional level.

In addition to PHEM monitoring, the progress of the training will be evaluated on daily
basis in order to improve the quality of the training and solve day-to-day problems.
Specific forms are prepared that will be filled by the participants at the end of the daily
activities.
1.9 Updating the modules and availing them
The modules will be live and updated regularly. When there are some changes of
policies concepts and practices it is the responsibility of course facilitators and program
owners to include updated versions in the PowerPoint presentations as well as including
corresponding references and guidelines for the updates.
The modules would be printed and provided to each participant in hard and soft copies.
1.10 References
1. Federal Democratic Republic of Ethiopia, EHNRI – PHEM, Public Health Emergency
Management: Guidelines for Ethiopia, February 2012, Addis Ababa, Ethiopia. Pp 1-
5.
2. The WHO, Regional Office for Africa, Integrated Disease Surveillance and
Response: District Level Training Course, July 2011. Pp 3-11.
3. WHO, International Health Regulation, 2005.
Module 2: Early Warning, Surveillance and Field
Epidemiology
2.1 Introduction
Early Warning is a process with set of defined activities that helps to provide
advance information of an incoming threat in order to facilitate the adoption of
measures to reduce its potential health impact.

The purpose of early warning is to enable the provision of timely and effective
information to the public and to responders, through identified institutions that allow
preparing for effective response or taking action to avoid or reduce risk.

Surveillance is the process of gathering, analyzing, and dissemination of


information for the purpose of proper planning, implementation, and evaluation of
health services/interventions. It is also defined as “Information for Action”. A
functional disease surveillance system is essential for defining problems and taking
action. Proper understanding and use of this essential epidemiological tool (public
health surveillance) helps health workers at the woreda and health units to set
priorities, plan interventions, mobilize and allocate resources, detect epidemics
early, initiate prompt response to epidemics, and evaluate and monitor health
interventions. It also helps to assess long term disease trends.

Field Epidemiology in Public Health Practice - is the study of the distribution and
determinants of health-related states or events in specified populations, and the
application of this study to the control of health problems. The term Field Epidemiology
is sometimes used to describe the application or practice of epidemiology in the field to
address public health issues by carrying out simple data collection, analysis, and
reporting in support of surveillance and epidemiologic investigations. The skills that you
will learn in applied epidemiology will be: 1) how to plan for, conduct, interpret the
results of the investigation, and communicate the results to those with a need to know;
2) the application of descriptive epidemiology (time, place, person, agent, transmission,
host, and environment) to investigating disease in communities; 3) the application of
analytic epidemiology as appropriate to developing data in the field, including how to
collect the data, analyze the data, and interpretation of the data; 4) the application of the
descriptive epidemiology and analytic epidemiological data to developing control and
prevention measures. Applied epidemiology is best learned by doing, which is actually
conducting an investigation

For this modules the emphesise is on the concepts of basic epidemiology and the
following functions of surveillance:
• Identifying priority disease and conditions for surveillance
• Reporting priority disease and conditions under surveillance
• Data analysis, interpretation and communication of findings
2.2 Learning objectives
The general objective:
The general objective of this training is as Woreda PHEM officers you will have the
opportunity to acquire basic skills for the activities involved in surveillance and
disease control. You will gain appropriate knowledge and skills for using data to
identify report and analyze priority diseases, conditions and events and thereby help
for response and control. You are expected to share your experiences and
challenges in the PHEM system for obtaining maximum benefit from the training
program.

The specific objectives:

• Identify cases and events of public health importance


• Report suspected cases or conditions or events of public health importance
• Analyze and interpret data on priority diseases and events
By the end of this module, you will be able to:
• Explain the basic concepts of applied epidemiology
• Describe early warning and surveillance systems
• Identify priority diseases and conditions for surveillance and define reportable
disease based on standard and community case definitions
• Identify sources of information for event base surveillance
• Describe laboratory based surveillance
• Describe reporting of priority diseases, conditions, and events under surveillance,
• Perform surveillance data analysis, interpretation, and communicate results
2.3 Learning methods and Resources
The learning approach follows that of an adult learning indicating that it is learner-
centered. You are expected to share your experiences and challenges in the PHEM
system for obtaining maximum benefit from the course.
2.3.1 Teaching Methods:
• Lecture with discussion by facilitators
• Exercises (individual and group)
• Case studies
• Reading assignments (Individual and group reading)
• Mentorship during on-job-training
2.3.2 Teaching Resources
• Participants training module for early warning and surveillance
• PHEM guideline
• Case studies
• PHEM data
• PowerPoint slides
• Pictures
• Computer
• Flipchart
• Markers
• White or black board
2.4 Content of the Module
• Definitions of Terms
• Epidemiological concepts in public health
• Early warning and surveillance

2.4.1 Definitions of Terms:

Attack rate: The number of new cases during specified period divided by the number of
persons at risk

Case definition: A set of criteria used to decide if a person has particular disease or if
the case can be considered for reporting and investigation.

Case-Fatality Rates (CFR): Then number of disease from specified disease divided by
total number of cases from that specific disease.

Completeness of a report: The number of health facilities reported by that week


divided by total number of health facilities expected to report.

Distribution: Frequency and pattern by time place and person.

Epidemiology: The study of the distribution and determinants of health related states in
populations.

Incidence: The number of new cases or events for a given time interval divided by the
total population at risk.

Morbidity rate: The number of diseases occurring in a population in a specific period


(usually a year) divided by the number of persons at risk of being sick during that period

Mortality rate: The number of deaths occurring in a population in a specific period


(usually a year) divided by the number of persons at risk of dying during that period.
Prevalence: The number of cases of disease or event at a specific time divided by the
proportion at risk at that time.

Threshold: The level or marker that should be reached to indicate that something
should happen or change.

2.4.2 Epidemiological concepts in public health


What is epidemiology?

Epidemiology is the study of the distribution and determinants of disease in human


populations.

What are epidemiological concepts and Principles?

The core concepts and principles that guide the discipline of epidemiology are:

• Health events and diseases are not randomly distributed in a population, but
rather that they occur according to a pattern or patterns of some sort.
• Observing and recording these patterns allows us to identify the determinants, or
causes, of health events and diseases.
• The focus is not on individuals, but rather on entire populations, in which the
distribution and determinants of events and diseases are studied.
• Epidemiology uses rates to compare distributions and determinants of events
and diseases among populations of different sizes, providing the basis for the
development of public health prevention and control programs.

What are rates commonly used in Epidemiology?

The three key rates commonly used in public health are:


• Mortality rates - relates the frequency of these deaths to the size of the
population, allowing comparison of the mortality occurrence in populations of
different sizes.
• Incidence rates – New cases in a time period divide by total number people at
risk
• Prevalence - is the proportion of the population that has a certain disease or
characteristic at one point in time.

What do we mean by distribution?

There are four aspects distribution:


1. The first aspect is the burden of the disease —”how many persons are
affected?” although numbers, or counts, are the raw data from which we
begin, usually describing the burden of disease in terms of an incidence or
mortality rate or prevalence is preferable.
2. The second aspect of the distribution of a disease is the question “who is
getting the disease, or who are the persons affected?” in basic descriptive
epidemiology we often use information readily available from disease reports,
vital statistics, or other sources (such as age, race, gender, or sometime
marital status) to describe who is getting the disease or experiencing the
event.
3. Third, we describe disease or health in terms of place—“where are the
affected persons?” This description can be as broad as noting in which
woredas the disease rates are highest.
4. Finally, we ask questions about the disease in relation to time—”when are
persons most commonly affected or when is the disease most common, and
is the frequency or distribution changing over time?”

The answers to these epidemiological questions about a disease or event can be


useful in many ways; they can provide us with information to better predict and
therefore provide a response to outbreaks, and can also provide clues to the
determinants, or causes, of a disease.

2.4.3 Early warning and surveillance


What is Early Warning and Public Health Surveillance?

• Early Warning
o Is the identification of a public health threat by closely and frequently
monitoring identified indicators and predicting risk it poses on the health of
the public and the health system
• Public Health Surveillance
o Systematic collection of information on a specific disease or other health-
related event
o Must occur on an ongoing basis with sufficient accuracy and
completeness for data analysis
o Utilization of information for disease prevention and control

What are the major indicators of early warning system?

• An increase in the number of cases beyond expected/occurrence of outbreaks


• Unexplained morbidity and mortality
• Malnutrition
• Evidence of increase in zoonotic disease and/or related vectors
• Environmental changes such as air pollution, water quality change, contamination
• Drought, flood, severe weather (metrological information)
• Agricultural events such as reduced harvest, occurrence of pets or disease
• Refugees, internally displaced people, disruption of health services, and
infrastructure
• Important industrial accidents, chemical spills etc.

What are the two components of early warning system?

1. Indicator-based surveillance refers to structured data collected through routine


integrated disease surveillance, nutritional and laboratory surveillance.
2. Event-based surveillance refers to unstructured data gathered from sources such
as media reports, community concern, and rumours etc.

Objectives of Surveillance:

What are the objectives of public health surveillance?

• To detect epidemics/outbreaks so that they can be controlled in a timely manner,


• To predict epidemics so that health services can plan to respond, prevent where
possible, treat and control priority diseases,
• To monitor trends of priority diseases in order to facilitate policy decision,
• To evaluate an intervention so that effective and efficient actions/policies are
identified and supported.

What are the definitions of disease surveillance for different health levels?

Surveillance is the ongoing, systematic collection, analysis, and interpretation of health


data. It includes the timely dissemination of the resulting information to those who need it
for action. Surveillance is also used for planning, implementation, and evaluation of
public health practices at any level of the health system. There are several types of
surveillance used in disease programs:
• Health facility or community-based surveillance: a term to describe when a
particular location is the focus of surveillance activities
• Sentinel surveillance: a health facility or reporting sit designated for early warning of
pandemic or epidemic events. The site is usually designated because it is
representative of an area or is in an area of likely risk for a disease or condition of
concern.
• Laboratory-based surveillance: surveillance conducted at laboratories for detecting
events or trends that may not be seen as a problem at other locations
• Disease-specific surveillance: This is surveillance that involves activities aimed at
targeted health data for a specific disease.

What are the core functions of surveillance?

The PHEM Guidelines for Ethiopia (2012) presents a comprehensive vision of a disease
surveillance and response system. In PHEM, all levels of the health system are involved
in surveillance activities for responding to priority diseases and conditions. These
activities include the following core functions:
• Identify cases and events
• Report suspected cases, conditions or events to the next level
• Analyze and interpret findings
• Investigate and confirm suspected cases, outbreaks or events
• Prepare to respond to public health events
• Respond to public health events
• Communicate with and provide feedback to health workers and the community
• Evaluate and improve the system.
Core Functions of Surveillance

Detection Reporting

Response
Investigation
Interpretation

Analysis Confirmation
7

What is the impact of early and late detection of an outbreak?

Early detection can have a major impact in reducing the numbers of cases and deaths
during an outbreak.

The surveillance system will ideally have detected an outbreak in the early stages. Once
an outbreak occurs, investigation will be required to:
• Confirm the outbreak,
• Identify all cases and contacts,
• Detect patterns of epidemic spread,
• Estimate potential for further spread,
• Determine whether control measures are working effectively.

The impact of EARLY detection and response in reducing the disease burden caused
by an outbreak in an emergency situation is WIDE OPPORTUNITY FOR CONTROL.

What is the reporting periodicity of surveillance data in Ethiopia?

The identified 20 disease and conditions in Ethiopia are classified in the PHEM
guideline in to two reporting periods depending on their epidemic potential, diseases
targeted for elimination and eradication (see table 2.2)

Immediate reporting: Currently 13 diseases are identified to be reported immediately


to next reporting level. Notification of the suspected identified outbreak should be
notified to the next level within 30 minutes as follows:
• From community or health post or health centre to woredas health office within
30 minutes,
• From Woreda health office to zone/region within another 30 minutes,
• From Zone to regional within another 30 minutes,
• From Region health bureau to Federal level within another 30 minutes,
• MOH to WHO within 24 hrs of detection,
You can report the information verbally or by telephone, radiophone or use an electronic
methods such as email, fax, mobile short message service, tall free call service (a
service doesn’t charge you when you call and accessible 24 hr a day. The number for
this service at Federal level is 971. Official reporting using Case Based Reporting
format or line listing should follow immediately.

Weekly reporting: Currently 7 diseases and conditions are identified to be reported


weekly to the next reporting level in Ethiopia. Reporting of the total number of cases and
deaths seen within a week (Monday to Sunday) and should be reported to the next level
as follows:
• Health facilities report data from Monday to Sunday to Woreda every Monday till
midday;
• Woredas to zone/region every Tuesday till midday;
• Zone to region every Wednesday till midday;
• Region to EHNRI every Thursday,
• EHNRI to WHO every Friday.

What are the reporting data tools of surveillance?

Different reporting tools are developed to facilitate the reporting of the identified
diseases and conditions to be utilized at different levels of the health system. These
include:
• Weekly reporting form for health post / HEW
• Weekly reporting format for other levels)
• Daily epidemic reporting format for Woreda (DERF-W)
• Daily epidemic reporting format for Region (DERF-R)
• Case based reporting format (CRF) for many diseases
• AFP case investigation form
• Guinea worm case based reporting format
• Guinea worm line list
• Influenza case based reporting format
• Line list (for all diseases)
• Rumor log book for suspected epidemics (for any type of public health rumors).

Page 32 Table3- 4 of the PHEM guideline shows different formats to be used by


different levels of the health system and periodicity of reporting.

Surveillance data analysis, interpretation


Measuring events, such as disease or health events through data analysis, is at the
heart of public health surveillance and resource allocation. One of the simplest methods
of measuring is just simply counting. However, simple counts often do not provide all of
the information needed to understand the relationship of a health event to the
population in which the event occurred. Counts alone are also insufficient for describing
the characteristics of a population and for determining risk.

The key is to relate the frequency of an event to an appropriate population. For this
purpose we use:

• Ratios - A ratio is obtained by dividing one quantity by another. For example, to


find the ratio of woreda x women ages 65 and older to woreda x men ages 65
and older, we would divide the number of women by the number of men.,
• Proportions - A proportion is a ratio in which the numerator is included in the
denominator.
• Rates - Rates measure the frequency at which a health event occurs over a
period of time. Later, we’ll go through examples of how rates are calculated, but
for now, let’s just say that a rate is a numerator divided by a denominator times a
standard unit of population size (like 100 or 1000 or 100,000 people). A rate
represents the burden of disease or other health related outcome during a
specific time period.

The four measures of disease frequency or severities that are commonly used in public
health are: Prevalence, incidence, mortality, and case-fatality.
2.5 Practical Exercises
Case Study 1:
1. In a country X, in 2004, 44,770 residents died and the country’s population was
6,207,046 that year. Calculate the mortality rate for country X?
2. From Meskerem 1 to Pagumen 5 in 2003, there were 586 cases of new cases of
measles diagnosed in Woreda X, and the Woreda population 935,670 that year.
What is the incidence rate of measles in Woreda X in 2003?
3. In Woreda Y there were 20,000 residents living with diabetes, and the total
population that year was 663,661. What is the prevalence of diabetes in Woreda
Y?
4. Bases on your experience of reporting diseases and conditions under surveillance in
your Woreda:
a What diseases or conditions do you report to the next level immediately or
weekly?
b How do you report immediately and weekly data to the next level?
c Is there a standard form that you use?
d What methods of communication do you normally use for immediately or
weekly reporting?
5. Have you ever needed to report an unusual event or cluster due to an unknown
cause? What were the signs and symptoms that you reported?
6. Use the information on your 1st case (Worknesh) above fill in the cases based
reporting format (CRF) on page 109 of the PHEM gridline.
7. What other different reporting tools are being used in your woreda to facilitate the
reporting of identified diseases and conditions to the next level?
8. The reportable 20 disease and conditions in Ethiopia are classified in to two
reporting periods depending on their epidemic potential, diseases targeted for
elimination and eradication (see page 23 and 30).
a. What steps and procedures do you follow for immediate reporting:
b. What steps and procedures do you follow for weekly reporting:

Case Study 2:

A number of Meningococcal Meningitis cases are being reported from 2 adjacent health
posts in your woreda which has a total of 1 government hospital, 2 government health
centres, 34 health posts, 2 missionary health centres, and 1 police hospital. The same
week 35 health facilities reported to you on time. The number of Meningococcal
Meningitis cases were; week1 it was 4; week2 also 4, week3=3; week4=4; week5=5;
week6=7; week7=8; week8=10; week9=9; week10=8 and week11=6. The
Meningococcal Meningitis cases were 40 males and 28 females. There age groups
were: 0-4 years were 8. 5-14 years were 20, 15-30 years were 25, and 15 were above
30 years old. 38 were from Kebele X and 30 were from Kebele Y. The total population
of the 2 kebeles where the report come from is 27000 (Kebele X=15,000, Kebele
Y=12,000). From the information given:

1. Before you analyze the Meningococcal Meningitis cases you received for your
Woreda, you need to check the completeness of the data. Calculate the
completeness of the report?
2. On which day of the week (timeliness) do you have to report your Woreda
meningitis cases to the Zonal health department?

3. Draw a line graph showing the trend of Meningococcal Meningitis cases in your
Woreda?
4. Bases on the above data do you suspect an outbreak of Meningococcal Meningitis
cases in your Woreda? If yes what is your justification?
5. Calculate the attack rate of Meningococcal Meningitis for Kebele X, Y and your
Woreda as a whole?
a. Analyze the meningitis data of your Woreda by place, person and time.
b. Place – Calculate the percentage and rates of meningitis by the two kebeles
and compare?
c. Person – Calculate the percentage and rates of meningitis by age groups and
sex in your Woreda and compare?
d. Time – Compare the number of meningitis cases reported in your Woreda by
week of report and draw a histogram and compare?

6. Draw
a. A bar graph by age group
b. A pie chart by sex
7. How do you interpret the finding?
8. How do you communicate about your finding with Your Woreda RRT?
Module 3: Public Health Emergency Response
3.1 Introduction
Public health emergency response comprises from case investigation to result
communication. Rapid response limits the number of cases and geographical spread,
shortens the duration of the outbreak and reduces fatalities. These benefits not only
help save resources that would be necessary to tackle public health emergencies, but
also reduce the associated morbidity and mortality. It is therefore important to
strengthen epidemic response, particularly at woreda and community levels.

Public health emergency response has to be initiated upon receipt of an alert or rumor,
or detection of a deviation of the disease trends from the expected trend while
performing weekly surveillance data analysis.
3.2 Learning Objectives
At the end of this training module you will be able to:
• Define cluster, outbreak, and epidemic
• List the reasons that health agencies investigate reported outbreaks
• List and describe the steps in the investigation of an outbreak
• Draw and interpret an epidemic curve
• Calculate the appropriate measure of the association from two by two table
• Identify Interventions of specific outbreak
• Communicate findings of outbreak investigation in scientific way

3.3 Teaching Methods and Resources


3.3.1 Teaching Methods
• Brainstorming
• Lecture presentation
• Exercises
• Group presentations
3.3.2 Teaching resources
• Participants Basic Level PHEM Training Module
• PHEM guideline
• LCD projector
• Computer
• Flip chart
• Marker
• Notebook and pen
3.4 Contents of the module
The major contents of this module are the following:
• Definition of Terms
• Purpose of outbreak investigation
• When to conduct an outbreak investigation
• Steps of outbreak investigation
• Monitoring and Evaluation
• Practical Exercises

3.4.1 Definition of Terms


Epidemic: the occurrence of more cases of disease than expected in a given area
or among a specific group of people over a particular period of time. Usually, the
cases are presumed to have a common cause or to be related to one another in
some way
Outbreak: epidemic limited to localized increase in the incidence of disease
Cluster: aggregation of cases in a given area over a particular period without regard
to whether the number of cases is more than expected
3.4.2 Purpose of Outbreak Investigation
• Verify the outbreak or the public health event and risk.
• Identify and treat additional cases that have not been reported or recognized.
• Collect information and laboratory specimens for confirming the diagnosis.
• Identify the source of infection or cause of the outbreak.
• Describe how the disease is transmitted and the populations at risk.
• Select appropriate response activities to control the outbreak or the public
health event
• Communication

3.4.3 When to Conduct an investigation


Conduct an outbreak investigation when:
• A report of a suspected epidemic of an immediately notifiable disease is
received,
• An unusual increase is seen in the number of deaths during routine analysis of
data,
• Alert or action thresholds have been reached for specific priority diseases,
• Communities report rumors of deaths or about a large number of cases that are
not being seen in the health facility,
• A cluster of deaths occurs for which the cause is not explained or is unusual (for
example, an adult death due to bloody diarrhea).
It is important that after receiving the alert report the Woreda PHEM Committee or
Taskforce need to be activated. Note that woreda should aim to initiate investigation
of the suspected outbreaks within three hours.

3.4.4 Steps of Outbreak Investigation


In investigating an outbreak it is an important to follow the following steps. However,
in reality it might not follow the steps mentioned
1. Prepare for fieldwork
2. Establish the existence of an outbreak
3. Verify the diagnosis
4. Define and identify cases
5. Analyze data collected in terms of time, place and person
6. Develop hypotheses
7. Evaluate hypotheses
8. Refine hypotheses and carry out additional studies
9. Implement control and prevention measures
10. Communicate findings

Read the detail of these steps from PHEM guideline section 4 (Page 49-67).

3.4.5 Monitoring and Evaluation


As woreda PHEM Officer you have to closely monitor and evaluate the response
activities during emergency to ensure the effectiveness of the intervention and to
support resource mobilization efforts. Read the detail from PHEM Guideline page 87-
88.
What elements are to be monitored for response activities?

The following are some of the elements to be monitored:


• Disease trends in order to assess the effectiveness of the response measures,
the extension of the outbreak and risk factors
• Resources assessment of the rational utilization, adequacy and sufficiency and
determination of additional needs
• Effectiveness of the response: case fatality rate, incidence rate
• Implementation status of the identified intervention activities (program coverage,
safe water coverage, immunization, hygiene and sanitation activities, public
communication and education, ITNs distribution, etc.

What are the key monitoring indicators for public health emergency response?

Monitoring indicators for public health emergency response


• Proportion of rumors of PHE verified within 3 hours of initial notification
• Percentage of woredas with functional RRTs
• Percentage of out breaks that have been investigated within 48 hours
• Percentage of outbreaks that have CFR within the accepted norm
• Proportion of suspected outbreaks of epidemic prone diseases in which lab
confirmation are completed according to the guideline
• Proportion of PHE with prevention and control measures initiated within 48 hours
of identification of risks and characterization of threats
• Percentage of out breaks contained with an acceptable containment time (as per
specific guidelines recommendation)
3.5 Practical Exercises
In this exercise, you will read about an outbreak and the steps that were taken to
investigate it and then answer the questions that follow each section. Your facilitator
may suggest that participants do this exercise in pairs or small groups of 3 to 4 people.
Case study 1
Scenario 1: A suspected outbreak of a food borne disease which occurred after
attending a wedding ceremony on morning of Tir 27, 2003 in a small town X was
reported to your Woreda health office on the same day in the afternoon. The patients
present with vomiting, diarrhea and abdominal pain.
1. As Woreda PHEM Officer what first actions do you take?
2. What is the composition of the team that you need to send to the field to investigate
the situation? Why?
Scenario 2: The Woreda RRT who went to the site (town X) has found the list
of25cases who have the symptoms mentioned above form Health Center record and 5
more cases by searching among of most of the attendants of the wedding ceremony.
Part of the line list of the suspected cases is as follows.
Time of Abdominal
SN Name Town Sex Age Vomiting Diarrhea Others
onset pain
1 GK X F 20 7:30 1 1 1 0
2 PG X M 44 8:00 1 1 1 0
3 JK X M 7 8:30 1 0 1 1
4 WL X F 47 8:45 1 0 1 0
5 WW X F 10 8:45 1 0 1 1
6 OM X M 13 8:45 1 1 1 0
7 SO X F 20 7:30 1 1 1 0
8 OD X F 39 7:30 1 1 1 0
9 ER X F 17 7:30 1 0 1 0
10 DS X M 44 7:00 1 1 1 0
11 LK X M 46 8:30 0 1 1 0
12 RE X M 38 9:00 1 0 1 0
13 LO X M 40 8:00 0 1 1 0
14 KO X F 60 8:00 1 0 1 0
15 PO X M 22 7:00 0 1 1 0
16 DE X F 28 8:45 0 1 1 0
17 GS X F 20 7:30 1 1 1 0
18 FK X F 44 7:00 0 1 1 0
19 NU X M 7 8:00 1 0 1 1
20 PQ X F 47 7:30 1 0 1 0
21 KS X M 40 8:30 1 0 1 0
22 KA X F 40 8:00 0 1 1 0
23 NK X F 20 7:30 0 1 1 0
24 HD X M 24 8:00 1 1 1 0
25 XE X M 22 7:00 1 1 1 0
26 MA X M 20 6:00 1 0 1 0
27 ER X F 50 8:30 1 1 1 0
28 BN X M 26 7:30 1 0 1 0
29 MZ X F 16 7:00 1 0 1 0
30 MX X M 10 8:30 1 0 1 1

3. What could be the case definition that was used by the Woreda RRT? What
information helped them to generate case definition?

4. Draw an epidemic curve of the outbreak and tell the type of “source of outbreak” it
was.
5. What further information the RRT need to collect to know the possible source of
infection?
6. To identify the cause of the outbreak what kind of the samples and at least how
many samples the RRT should collect? To which laboratory they could send?
Scenario 3: The Woreda RRT was informed that 80 people attended the wedding. The
teams managed to interview 72 of them, 30 met the case definition. All cases ate from 7
items served at wedding. The investigation team identified the number of wedding
attendees those ate and did not eat from each food items according to the table below.

Exposed to People Who Ate People Who Did not Eat RR


Ill Not Ill Total AR (%) Ill Not Ill Total AR (%)
(a) (b) (c = (d = a/c) (e) (f) (g = e+f) (h = e/g) (d/h)
a+b)
Doro wat 7 35 42 7 23 30
Kitfo 10 26 36 8 28 36
Kurt (Beef) 8 36 44 6 22 28
Tibs 5 45 50 4 18 22
Rice 8 33 41 7 24 31
Fruits cocktail 6 22 28 9 35 44
Mixed salad 20 11 31 3 38 41

7. To test the association between exposure and the illness, what kind of analytical
study is more appropriate? What is the appropriate measure of the association?
8. Calculate the attack rate for all food items.
9. Which food item shows the highest attack rate?
10. Is the attack rate low among persons not exposed to that item?
11. Calculate and interpret the relative risk for each food items?
12. Which items were associated with the illness? Interpret it
13. If the lunch was served at 6:30 and the source of the outbreak is mixed salad, what
could be the possible explanation for the case happened at 6:00?
Case Study 2
Scenario 1: On 17 Meskerem 2004, the health officer working in Y Health Center
reported one death associated with acute watery diarrhea and vomiting. By 20
Meskerem, the health officer reported 6 cases and 3 deaths to you, as Woreda PHEM
Officer, by telephone. Since 2 weeks ago, you also have previous report that there was
a confirmed cholera outbreak in neighboring Woreda X.

1. List all possible reasons that might justify initiation of an investigation?


2. How do you verify the existence of the outbreak?
3. List all materials you must have before deployed to field?
4. If the laboratory personnel have no this information so far, what kind of information
do you give so that he or she has to prepare to take all laboratory materials
required?
5. To whom do you talk after you arrived at affected site?
6. How do you verify the diagnosis?
Scenario 2: The Woreda RRT reached the site on 23 Meskerem and developed a
summary of information about cases and deaths that occurred during the outbreak. The
RRT identified a total of 33 cases and 8 deaths since the onset of the first case. To
have more information they talked to some patients in the community. Up on the
discussion, one of the patients told them that on 16 Meskerem 2004 one of their Kebele
resident was died of diarrhea and vomiting after returning back from funeral ceremony
of his relative in Woreda X. Following the funeral ceremony of his dead body on 18
Meskerem 2004,the cases were more expanded in the community by affecting new
villages.The RRT sent five stool specimens to regional public health laboratory, four of
them were tested positive for Vibrio-Cholera.
7. Q1. What prevention and control measures should RRT take at this stage? When?
8. How frequently should they communicate with Woreda Health Office?
Scenario 3: The RRT together with Kebele Administration, start providing health
education to the community at large, provide case management training for health
workers and established cholera treatment center (CTC) on 24 Meskerem. On Tikimt 3,
2004 heavy rain occurred and the area was flooded. Following this situation the number
of cases had been increasing and the RRT widely distribute water purification chemicals
and kebele administration together with HEW conduct social mobilization on latrine
construction, hand washing and utilization of water chemicals starting on Tikimt 6, 2004.
At the end of the outbreak the RRT identified and summarized a total of 113 cases with
14 deaths from four villages in which a total of 6176 population lives. Review the tables
below and then answer the questions that follow.

Village Population Case


Total Male Female Tota M F
l
Village A 1300 663 637 29 13 16
Village B 789 454 436 26 15 11
Village C 1987 526 505 39 16 23
Village D 2100 1071 1029 39 20 19
Total 6176 2714 2607 133 64 69
9. By looking at the table which village do you think is most affected?
10. Calculate crude and sex specific attack rates and interpret the findings? Which
Village is most affected?
11. Look at the following graph and interpret. Why most of the deaths happened at the
beginning of the outbreak? Why the trends is decreasing after 24-Meskerem? Why it
rises again on 5-Tikimt? Why do cases kept decreasing significantly after Tik-8?
What is the possible explanation for the occurrence of this outbreak?
12. To whom do you report the findings of the outbreak investigation and how?
13. Mention the major components of outbreak reporting format.
Module 4: Public Health Emergency Preparedness
4.1 Introduction
A public health emergency such as an acute outbreak or public health event calls for an
immediate response. Preparedness is defined as “the range of deliberate, critical tasks
and activities necessary to build, sustain, and improve the operational capability to
prevent, protect against, respond to, and recover from incidents”. Being prepared to
detect and respond to such an event is an essential role of the PHEM. Preparedness
helps the health workers, communities and individuals to effectively anticipate, respond
to, and recover from, the impacts of likely, imminent or current hazard events or
conditions
This module describes steps for organizing preparedness activities in the woreda/ zone.
Preparedness involves a range of players and partners engaging in initiatives that
promote health prevent and control diseases and conditions and protect people from the
consequences of health emergencies due to man-made and natural causes. Therefore,
preparedness is a responsibility shared by all levels of government sectors, private
sectors, not-for profit sectors, research and academic institutes, and professionals
associations. The way forward to implement sound preparedness measures is to
accomplish first and foremost a paradigm shift from managing emergencies to
managing risks. The aims of public health emergency preparedness include: Preventing
avoidable crisis and catastrophes; reducing morbidity, mortality and disability effects;
mobilizing and availing resources; minimizing disruption to health services; maintaining
business continuity as far as possible and reducing disruption to society as much as
possible
4.2 Learning Objectives
This module describes and allows you to practice the following skills:
1. identify government sectors and other partners, with respect to their areas of
intervention , functions and roles and responsibilities
2. identify focal points and mechanisms for coordination
3. explain the steps in vulnerability and risk mapping for public health events
4. describe the content of an epidemic preparedness and response plan
5. define capacity required for public health emergency preparedness
6. identify indicators to monitor and evaluate level of preparedness of PHEM
4.3 Teaching methods and resources
The learning approach follows that of an adult learning indicating that it is learner-
centered. You are expected to share your experiences and challenges in the PHEM
system for obtaining maximum benefit from the training program.
4.3.1 The main methods include:
• Lecture discussion by facilitators
• Exercises (individual and group)
• Case studies
• Reading assignments (Individual and group reading)
4.3.2 Teaching Learning Resources
• PHEM guideline
• LCD projector
• Flip Chart
• Markers
• Other reading materials
• Case studies
• PowerPoint slides
4.4 Content of the module
• Coordination and collaboration
• Vulnerability assessment and risk mapping
• Planning for identified risks
• Capacity building
• Monitoring and Evaluation
• Exercises
4.4.1 Coordination and collaboration
A coordinated disaster preparedness and response system is an essential condition for
effective management of public health emergencies. Horizontal coordination
addresses links between among different sectors and institutions at national, regional,
zone, woreda and kebele levels. Horizontal coordination also includes cross-border
coordination with neighboring countries and inter-regional, between zones or woredas
or kebeles within the country. Vertical coordination addresses the hierarchy from the
national level to the Kebele level. There is no need of creating new committee for
emergency preparedness. Instead, work within established structures and systems such
as Public Health Emergency Management Task Force, outbreak committee, or health
committee etc. This committee should be, as much as possible, led by the
correspondent administrative authority at different levels and will include representatives
from relevant sectors and institutions such as water, agriculture, health facilities,
universities, and partners to ensure comprehensive preparedness.
Coordination will be better managed if a committee or task force of all the stakeholders
is established. Existing structures at woreda and zonal level may include the following:
Public Health Emergency Management Committee: The Woreda-level public health
emergency management committees (PHEMC) work closely with their counterparts at
different levels to plan and monitor the implementation of public health emergency
plans. PHEMCs are coordinating committees composed of technical and non-technical
members from health and other sectors. The role of the PHEMC is to develop and
oversee the implementation of emergency preparedness and response plans, and
achievements of the PHEM unit.
PHEM – Technical committee: This committee focuses on information sharing,
technical issues and other interests to its member agencies. Participating members
represent selected sectors and partners working in the area of emergency.

Rapid Response Team: A Rapid Response Team is a technical, multi-disciplinary


team that carries out activities of emergency and epidemics Preparedness and
Response at different levels.
4.4.2 Vulnerability assessment and risk mapping
It is indispensable to undertake vulnerability assessment and risk mapping as essential
components of preparedness.

Vulnerability: The susceptibility of a community, service, or infrastructure to damage or


harm by a realized hazard or threat.

Vulnerability Assessment: A vulnerability assessment is a continuing, dynamic


process of assessing hazards and risks that threaten the population and the health
system and determining what can be done about it. Vulnerability assessments also
include a method of structured data collection geared towards understanding the levels
of potential threats, population likely to be affected, coping capacity, relief needs and
available resources to address them.

Risk: The probability of harmful consequences or expected loss (of lives, people
injured, economic activity disrupted or environment damaged) resulting from
interactions between natural or human induced hazards conditions.

Risk mapping of exposure and vulnerability including the physical, social, health,
economic and environmental dimensions; and the evaluation of the effectiveness of
prevailing and alternative coping capacities in respect to likely risk scenarios. For
example: Measles epidemic (hazard) in a community - The potential impact (and risk)
will depend on vulnerability based on the immunization level, nutrition status etc. Floods
(hazard) - the lower in altitude and closer to a river, the more susceptible to flooding.
Steps for conducting vulnerability assessment and risk mapping

Step 1: Contextualization
Contextualization is a matter of looking at the impact severity of hazards in the sector’s
area of concern. It needs to define the physical, social, environmental and statutory
environment within which the risk exists. It should take into account all the stakeholders
relevant to the risk management. It also requires describing the relevant characteristics
of the area for which the risk assessment is being completed as this will influence the
likelihood and the impact of an emergency on the community. The MOH may need to
consider some or all of the following aspects of its area, identifying emerging trends and
possible future events, in addition to recording the current situation: however this
module has only included the health aspect. For the details trainees are encouraged to
read the PHEM guideline from page 8-14.

For example: for assessing the context of health the following points need to be
considered
What is the current health status of the community? Does it have any particular
vulnerability in health terms (e.g. high level of chronic malnutrition, large population of
elderly people)? What health facilities are available in the area, and would they be able
to cope with the scale of event envisaged?

Step 2: Hazard identification


Each level of the health system should identify those hazards that, in its view, present
significant risks (i.e. could give rise to an emergency) in functional areas for which they
have lead responsibility

Step 3: Risk analysis


Assessing the likelihood of hazards
The likelihood of a hazard in a particular geographical area or function in Ethiopia may
vary .For example, the likelihood of an infectious disease epidemic in humans might
vary from place to place. Similarly the likelihood of flooding is very dependent on the
geography and hydrology of a particular area. While a national likelihood assessment
forms a useful starting point for a regional, zone or woreda level likelihood assessment,
each level needs to carry out their own assessment.

Assessments of the likelihood of the hazards occurring within the next two years should
always be done .When assessing the likelihood of a hazard it is necessary to refer to
the description of an outcome of an incident. The outcome can be defined in various
ways. For flooding, it may be appropriate to talk in terms of the area flooded. For many
incidents it may be necessary to use numbers of fatalities or population affected.
Although both measures – area flooded and fatalities – are consequences of the
hazards, they are immediate or primary consequences that can be used as proxy
measures to describe the outcome of the hazard.
Assessing the impact of hazards
The potential impact of each hazard is assessed in four different categories, health,
social, economic, and environment. The health sector is primarily concerned with the
first category although other categories may have indirect impact (loss of income leads
to malnutrition for instance). Rating the severity of health impacts should make every
effort to back up what is a subjective judgment with evidence (for example measures
from a previous similar incident) and to record what assumptions have been made.
A risk graph will be created based on the calculation of impact and likelihood. The
hazards can be written in the next table to show the risk ranking.

level Descriptor Categories of Description of impact


Impact

1 Insignificant (likelihood Health risks Insignificant number of injuries or impact


over 2 years> 0.005%) on health

2 Minor (likelihood over 2 Health risks Small number of people affected, no


years> 0.05%) fatalities, and small number of minor
injuries with first aid treatment

3 Moderate (likelihood Health risks Sufficient number of fatalities with some


over 2 years> 0.5%) causality requiring hospitalization and
medical treatment. Activation of major
incident procedures in one or more
hospitals

4 Significant (likelihood Health risks Significant number of people in the


over 2 years> 5%) affected area impacted with multiple
fatalities, multiple serious or extensive
injuries. Significant hospitalization and
activation of major incident procedures
across a number of hospitals

5 Catastrophic (Likelihood Health risks Very large number of people affected


over 2 years> 50%) area (s) impacted with significant
number of fatalities, large number of
people requiring hospitalization with
serious injuries with long term effects

N.B. This example focuses only on health for a broader impact of hazard assessment;
you are advised to refer PHEM guideline, page 11.
Step 4: Risk Evaluation
Risk assessments are produced by combining the assessed likelihood and impact
scores of a hazard or threat by plotting them on a risk matrix. The preparation of a risk
matrix is an essential part of the risk assessment process. The formula used to combine
likelihood and impact scores varies from one risk assessment approach to another. The
guidance presented here is consistent with a number of the major standards and
consistent in the application of this risk matrix is essential if the results of the local risk
assessments are to be easily compared.

Very High Risk – these are classed as primary or critical risks requiring immediate
attention. They may have a high or low likelihood of occurrence, but their potential
consequences are such that they must be treated as a high priority.

High Risk – these risks are classed as significant. They may have high or low likelihood
of occurrence, but their potential consequences are sufficiently serious to warrant
appropriate consideration after those risks classed as ‘very high’.

Medium Risk – these risks are less significant, but may cause upset and inconvenience
in the short-term. These risks should be monitored to ensure that they are being
appropriately managed and consideration given to their being managed under generic
emergency planning arrangements.

Low Risk – these risks are both unlikely to occur and impact. They should be managed
using normal or generic planning arrangements and require minimal monitoring and
control unless subsequent risk assessments show a substantial change, prompting a
move to another risk category.
Figure 2-1Risk Matrix

Step 5: Risk Reduction


Risk assessments are not an end in themselves. Assessments allow their contingencies
activities on an objective basis and to measure the effect actions in reducing risk or
making response plans. Therefore at the risk reduction stage of the process, sectors
should prioritize their own risk reduction measures in accordance with the size of the
risks and the gaps in the capabilities priority will be expressed on a 1-5 scale with 1 as
the lowest priority and 5 as the highest risk priority.

The process of risk reduction has a number of stages that are described below:
• Assess the type and extent of the capabilities (equipment, trained staff, facilities,
plans) required for managing and responding to the hazards.
• Identify the capabilities that are already in place
• Identify the additional resources needed with a priority order keeping in mind the
economic reality of the region.
• Identify what other organizations may contribute.
• Align actions with what is available at hand and other organizations’ contributions
to minimize or fill gaps.

Step 6: Monitoring, reviewing and publishing


Risks and risk treatment programs should be reviewed regularly:
4.4.3 Preparing an epidemic preparedness and response plan
Planning is the theme of the whole emergency preparedness exercise. Plans should be
updated regularly especially following major incidents and mock exercises to include
lessons learned. The plans should form the basis of estimation of required resources for
predictable emergencies including training. It should be exercised periodically to ensure
that partners are familiar with the plan and able to execute their assigned role
The activities and steps in the process of planning include:
• Identify and convene preparedness planning team(s)/experts from different
sectors including partners,
• Coordinate and integrate all response and recovery agencies/organizations in the
planning process,
• Identify needs required to respond to potential emergencies,
• Discuss with partners to endorse and agree on their roles and responsibilities,
• Develop plans, to prevent, protect against, respond to, and recover from natural
and man-made disasters,
• Prepare monitoring mechanisms and tools to ensure preparedness plan is
operationalized,
• Ensure the integration of the plan in the sector regular plan.
4.4.4 Capacity Building
Capacity building activities shall be carried out in order to effectively mitigate, prepare
for identified risks, and respond to any occurrence of PHE events. The capacity building
activity could focus on establishing and/or strengthening system and human resource
needs related to PHEM: surveillance system, communication, laboratory and logistics.
4.4.4.1 Planning for Logistic
The logistic part focuses on stockpiling drugs, vaccines (buffer stocks), personal
protection equipment (PPE), emergency health kits, medical supplies required for
prevention and control of epidemics, and nutritional supplements. This has to be
augmented with securing funds for related operational activities.

4.4.4.2 System Development


• Strengthen the inflow of gathered information from all sources in a timely fashion,
• Develop/strengthen communication procedures, and systems that support
required communications with all levels,
• Provide ICT support to early warning sub process,
• Coordinate procurement and placement of communication systems based on a
gap analysis of requirements versus existing capabilities

4.4.4.3 Human resource needs


• The woreda health office identifies the health workers by profession, number and
placement.
• The woreda health office forecasts and conducts planning of the human resource
needs for emergency and identifies the gaps.
• Increases the proficiency of volunteers and staff performing collateral duties in
performing epidemiology investigation and mass prophylaxis support tasks
• Increase the number of physicians/health officers and other providers with
experience and/or skills in in the diagnosis and treatment of infectious, chemical,
or radiological diseases or conditions possibly resulting from a terrorism-
associated event who may serve as consultants during a public health
emergency
• Plan to mobilize additional human resource from other sources as deemed
necessary
• Provide appropriate training for the health workers and RRTs

4.4.5 Monitoring and Evaluation of PHEM preparedness


Measuring the level of preparedness of the PHEM system at different levels is critical to
know the capacity of the program to handle outbreaks and any other emergencies in
effective manner

Monitoring: It is a routine and continuous tracking of planned activities over the


process. This activity focuses on monitoring the implementation of identified activities
indicated in the sub-process. Operationalizing developed plans through exercising,
training, and real world events, and use after-action reports to support validation and
revision of operational and Epidemic Preparedness and Response Plan (EPRP) is also
a major activity that contributes to identifying flaws in our plan.
Evaluation: Assesses whether the objectives set are achieved or not.

Examples of monitoring indicators for preparedness

a. Coordination and collaboration


- Number of coordination forum activity reports
- Number of coordinated responses given to health emergencies
b. Vulnerability assessment and risk mapping
- List of hot spot areas identified by type of hazard
- Vulnerable groups identified by type of hazards
c. Planning
- Preparedness plan available
- Number of Rehearsal exercise per year
d. Capacity building
- Proportion of zones, and woredas with PHEM structure
- Number of need-based trainings conducted
- Proportion of ,zone, and woredas with available stockpile to cover
at least one month at lower levels
4.5 Practical Exercises
Exercise 4 .1: Coordination and Collaboration
In this exercise, you will share your experiences by answering the questions given
below. First document your individual experiences. Second share your experiences with
smaller group. Third each small group selects the best experience and present to the
larger group.
1. What is your experience in public health emergency?
2. What structures do exist with regard to collaboration and coordination?
3. Who should be included as members of the emergency management committee?
What will be their roles?
4. Who should the Woreda health Office send to the field to investigate? What was the
role of RRT?
5. What do you want to improve?

Exercise 4.2: Vulnerability assessment and risk mapping and planning


In this exercise, you will share your experiences by answering the questions given
below.
1. Document your individual experiences by listing risks in your woreda
2. Analyze the risks and prioritize using impact and likelihood table
3. Conduct risk evaluation using the risk matrix and develop EPRP plan.
4. Each small group selects the best exampled woreda and present to larger group
Exercise 4.3: Capacity Building
Your woreda has 8 kebeles, with a population as follow:-Kebele Aa= 45000, Bb= 35000,
Cc= 45000, Dd=50000, Ee= 30000, Ff=10000, Gg=80000, &Hh = 55000
The tables below provide a national assumption and can give you a general approach
on how to estimate of the amount of supplies needed according to the number of people
in area at risk. Construct a simple excel spread sheet to calculate the logistic, human
resource, operational budget and supplies that are required for your planning exercise.
AWD – General Assumption
At risk woredas = woredas affected at least once
Attack Rate = 0.2% (National attack rate) Depends on the region (you can calculate the
exact figure if you have previous data )
Severe cases= 20% (you can calculate the exact figure if you have previous data)
Adult = 85%
Children U5 = 15%
Pregnancy = 2%
RL = 120 bag per 20 severe cases
ORS sachet (for 1 liter each)= 650 sachets for 100 cases
Doxycycline = 3 capsules per one severely ill case
Amoxicillin, 250 mg/5ml susp, 100ml/bottle= one bottle for one severely ill CHILD case
Erythromycin, 250 mg= 12 capsuls for 1 severely ill Pregnant case
Tetracycline (TTc) , 250 mg= 24 capsules for 1 severely ill case
IV cannuala = one cannula for sever case
Scalp vein sets = one cannual for one sever case and 50% require it.
Adult Nasogastric Tube ( NGT) = one for one sever case, & 15% require it.
Pediatric Nasogastric Tube ( NGT) = One tube for one severe case, & 15% requir it
Large water dispensers with tap ( marked at 5 & 10 liter level) for making ORS soluation
in Bulk= 2 for every 100 patients
Bottles ( 1 liter) for ORS e.g empty IV bottles) = 20 for sever 100 patients
Bottles ( 0.5 liter) for ORS = 20 for sever 100 patients
Tumblers, 200 ml = 40 for every 100 patients
Wastage factor = 15%
CTC = 1 CTC with 10 bed. Bed occupancy rate 3 days

Table 2.1 Sample 'excel' worksheet to estimate required supplies for management
of cholera
AWD supply plan
Amoxicillin 250mg
RL/NS bag of Doxacycline 100 Tetracycline 20mg, Tetracycline 20mg,
Total Expected ORS [satchets] Zinc 20mg tablets disp.tab/PAC-100 PNGT ANGT IV Cannula Scalp Vein CTC
1000ml m, tab (Adults) tab (PW) tab (PW)
S. No Kebele Pop cases sever cases (children) (children)
A B C D E F G H I J K L M N O
E = B x 15% x 10 G = 3 x C x 85% H= C x 15% x 12 x I = C x 2% x 12 x J = C x 2% x 24 x K = 15% x C L = 85% x M= 1.15% x N= 0.5 x C
B=0.2% XA C = 20% X B D = 6.5 x B x1.15 F= C x 6 x1.15 O = C/100
1 x 1.15 x1.15 1.15 1.15 1.15 x 1.15 Cx 1.15 C x1.15
2
3
4
5
6
7
8
Total
Module 5: Recovery from Public Health Emergency
1.1 Introduction
Recovery is defined as the process of rebuilding, restoring, and rehabilitating the
community following an emergency, but it is more than simply the replacement of what
has been destroyed and the rehabilitation of those affected. It is a complex social and
developmental process rather than just a remedial process. The manner in which
recovery processes are undertaken is critical to their success. Recovery is best
achieved when the affected community is able to exercise a high degree of self-
determination.

The recovery phase should begin at the earliest opportunity following the onset of an
emergency, running in cycle with the response to the emergency. It continues until the
disruption has been rectified, demands on services have returned to normal levels, and
the needs of those affected have been met.

1.2 Learning Objectives


• Define recovery, rehabilitation and reconstruction
• Define major public health emergencies
• Understand post emergency assessment process
• Identify the possible intervention after public health emergencies

1.3 Teaching Methods and Resources


1.3.1 Teaching Methods
• Brainstorming
• Lecture presentation
• Exercises
• Group presentations
1.3.2 Teaching resources
• Participants Basic Level PHEM Training Module
• PHEM guideline
• LCD projector
• Computer
• Flip chart
• Marker
• Notebook and pen
1.4 Contents of the module
The major contents of this module are the following:
• Definition of Terms
• Purpose of Recovery from Public Health Emergencies
• When to Conduct recovery activities
• Scope and challenge
• Post Epidemic Assessment and its interventions
• Practical Exercises

1.4.1 Definition of Terms


Read the following definition of terms

Disaster: A disaster is a serious disruption of the functioning of a society, causing


widespread human, material, or environmental losses which exceed the ability of
affected society to copy using only its own resources. Disasters are often classified
according to their speed of onset (sudden or slow), or according to their cause (natural
or man-made).

Recovery: Recovery is defined as the process of rebuilding, restoring, and


rehabilitating the community following an emergency, but it is more than simply the
replacement of what has been destroyed and the rehabilitation of those affected. It is a
complex social and developmental process rather than just a remedial process. Actions
taken during the period following the emergency phase is often defined as the recovery
phase, which encompasses both rehabilitation and reconstruction. Recovery is a
complex and long running process that will involve many more sectors and participants.

Rehabilitation: It refers to the actions taken in the aftermath of a disaster to enable


basic services to resume functioning, assist victims’ self-help efforts to repair physical
damage and community facilities, revive economic activities and provide support for the
psychological and social wellbeing of the survivors. It focuses on enabling the affected
population to resume more-or-less normal (pre-disaster) patterns of life. It may be
considered as a transitional phase between immediate relief and more major, long-term
development.

Psychosocial Support: Psychosocial support is an approach to victims of disaster,


catastrophe or violence to foster resilience of communities and individuals. It aims at
easing resumption of normal life; facilitate affected people participation to their
convalescence and preventing pathological consequences of potentially traumatic
situations.
Major public health incident: It is defined as the occurrence of an outbreak or another
disaster which disrupted the social, cultural, and psychological integrity of the
community, interrupted health service provision or required additional health manpower
and requires attention of the health sector.

Post Epidemic Assessment: It is the process of determining the impact of a disaster


on a society. It is an interdisciplinary process undertaken in phases and involving on-
the-spot surveys and the collation, evaluation and interpretation of information from
various sources.

1.4.2 Purpose of Recovery from Public Health Emergencies


• To rebuild, restore, and rehabilitate the community following an emergency
• To reduce pathological consequences of potentially traumatic situations
• To identifying the extent of damage caused by an incident thorough conducting
post-event assessments
• To determining and providing the support needed to minimize future loss from a
similar event.
1.4.3 When to Conduct recovery activities
For the purpose of PHEM, the recovery phase is needed when a major public health
incident occur. When the emergency disrupted the social, cultural, and psychological
integrity of the community, interrupted health service provision or required additional
health manpower and requires attention of the health sector.

1.4.4 Scope and challenge


The scope of the recovery activities range from identifying the extent of damage caused
by an incident, conducting thorough post-event assessments and determining and
providing the support needed for recovery and restoration activities to minimize future
loss from a similar event.

The challenge is to find the right balance in restoring the system to its previous level
and how much better it needs to be rebuilt. This will depend on the status of
development of a country and what a country can afford to sustain. For a detail, read
page 68 on the PHEM guideline.

1.4.5 Post Epidemic Assessment and its interventions


The primary objective of assessment is to provide a clear, concise picture of the post-
disaster situation, to identify relief needs and to develop strategies for recovery. It
determines options for humanitarian assistance, how best to utilize existing resources,
or to develop requests for further assistance. Define the actions and resources needed
to reduce immediate threats to health and safety and to pre-empt future serious
problems. The assessment must also identify the local response capacity, including
organizational, medical, and logistical resources. The assessment must help decide
how best to use existing resources for relief. It must also identify the priorities of the
affected people themselves. Knowledge of base line data is essential to identify the
“starting point” for post-epidemic needs.

Read the following sections from PHEM Guideline (page 70-76)


• Health system framework
• Health sector PEA and analysis matrix
• Using the analytical matrix for the assessment and monitoring
• Managing the PEA process and its outputs
• Staffing requirements and logistics for PEA health team
• Data collection process, assessment tools, methods and indicators
• Capacity assessment
• Links to other sectors and cross cutting issues
1.4.6 Monitoring and Evaluation of Recovery and Rehabilitation
Read monitoring and evaluation section of recovery and rehabilitation from PHEM
Guideline page 89.

1.5 Practical Exercises


Case Study 1

Scenario 1: On 26 Nehase 2004 heavy rain fell in Town A. The rain fell for 24 hours
and the environment was over flooded. Hundreds of thousands of people were stuck in
office buildings, homes and bus stations around the town. The flood damaged living
houses, schools, health centers, bridges and disrupted businesses, traffic and
transportation, telephone and internet service. More than 100 people in and around the
town lost their lives while thousands were left homeless and stranded with no food and
supplies. Drinking water schemes were also damaged. Drug medical supply store was
destroyed and taken by flood. Finally, after huge social and economic disruption the
flood come back to normal. The town administration office reports the situation to
Woreda health office.

1. If you were Woreda PHEM officer, what first action you could take at this moment?
2. How you identify priority for recovery activities
3. If you need to conduct Post disaster assessment, list the possible steps you need to
follow?
4. Health center was disrupted and health service was interrupted by flood, what could
you do to continuous the service?
5. What kind of health threats you might suspect and why?
Scenario 2: as a result of health section post disaster assessment, a lot of losses were
identified. A total of 500 houses were destroyed and 2800 peoples were left without
house. 300 were severely wounded and 150 were lost their child. Approximately, more
than 100,000,000 birr economy was destroyed.

6. What kind of possible recovery activities you undertake?


7. How you undertake recovery activities?
8. What kind of reconstruction activities you suggest as part of development

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