Relational Freedom
Relational Freedom
Relational Freedom
Faculty and Training and Supervising Analyst, William Alanson White Institute;
Adjunct Clinical Professor and Supervisor, NYU Postdoctoral Program in Psycho-
therapy and Psychoanalysis.
Submitted for publication June 24, 2012.
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1
Making this point always requires adding a proviso. It is not as if the mind is
empty of content until the process of formulation creates it. But the content that
preexists formulation remains to be given an explicit shape, and can take on any one
of a number of such shapes that exist within the constraints that limit the valid
possibilities for articulation in any particular instance. Regarding reality and its
constraints, see the text, just below.
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2
If we do not restrict attention to the formulations of the interpersonal school,
many other writers could be added to this list, notably relational analysts (e.g., Aron,
Benjamin, Davies, Hoffman, Ogden), a number of whom are also identified with
interpersonal psychoanalysis and are therefore not cited here but in the text. Other
contributors are object relations theorists and other Middle School writers (Fairbairn,
Winnicott, Guntrip, Balint, and so on); self psychologists and intersubjectivists
(Stolorow, Lachmann, and their colleagues); students of development (Beatrice
Beebe; Daniel Stern, including the work of the Boston Change Process Study Group);
and neo-Kleinians and Bionians (see footnote 4). Contributors to field thinking also
include Freudian writers such as James McLaughlin and Hans Loewald. The signifi-
cance of Loewald’s work in this regard is not often recognized, but note Mitchell’s
observation (2000): “Perhaps the central feature of Loewald’s revisions of Freudian
theory is his shifting the locus of experience, the point of origination, from the indi-
vidual to the field within which the individual comes into consciousness. . . . In the
beginning, Loewald says over and over again, is not the impulse: in the beginning is
the field in which all individuals are embedded” (p. 35).
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3
By specifying both conscious and unconscious involvement, I mean to empha-
size that the interpersonal field should not be understood to exclude object relations.
This point has often been misunderstood, and as a consequence the interpersonal field
has been mischaracterized in sociological terms. In interpersonal psychoanalysis,
social phenomena and the unconscious mind have always been understood to be
reciprocal and interpenetrating. Neither is meaningful without the other, and each is
the context in which the other gains its significance. Interpersonal relations are simul-
taneously provocations or reasons for internal, individual, unconscious events and
reflections of those same events. See, for instance, Sullivan 1940, 1953; Levenson
1972, 1983, 1991; Bromberg 1998, 2006, 2011.
4
The conception of the field described in this paragraph is influenced not only
by interpersonal and relational writers, but also by neo-Kleinian and Bionian theorists
of the field (Baranger and Baranger 2009; Chianese 1997; Civitarese 2008, 2012;
Ferro 2009; Ferro and Basile 2009; Brown 2011). Racker (1968) might also be
included in this group. This is not the place to compare the understandings of the field
held by interpersonal/relational and neo-Kleinian/Bionian analysts. Two recent
papers (Stern in press a,b) take up those comparisons.
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5
For a related but different relational view of dissociation and enactment, see
Davies 1996, 1997, 1998, 1999, 2004.
6
There is a significant degree of overlap here with the concept of projective
identification, at least when projective identification is used defensively. But there are
differences, too. For a comparison, see Stern 2010, pp. 17–18.
7
The Barangers’ work has recently drawn renewed international attention. Their
most influential paper was first published in Spanish in 1961–1962, and then revised
in 1969. This revised version was published in English for the first time in 2008, and
a volume of their papers was published in English in 2009.
8
But it is also true that, precisely because enactments (and bastions and nuclei
of resistance) inhibit the free unfolding of the future, their resolution is one of the
most important influences liberating the future to unfold more freely than the past
did. This point is made explicitly in both literatures (see, e.g., Stern 2004; Ferro
2006).
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the impression that the “ground” from which the “spring” emerges is
solid and unmoving. But I am taking the position that unbidden experi-
ence emerges from the possibilities allowed and prohibited by the inter-
personal field, which is in constant flux. And so, while each person’s
unbidden experience can indeed be conceived as a continuous stream, as
William James (1890) may have been the first to note, what the stream
grows from is something much more complex than the earth. It is hard
even to imagine the kind of mobile geometry that might represent the
process, although the emergent processes of nonlinear dynamic systems
offer interesting possibilities.
Let me review what I have said to this point. Therapeutic action
depends on our freedom to allow ourselves novel, unbidden experience.
But the particular novel formulation that appears in our mind is just one
of the possibilities that can be created from any moment’s unformulated
experience. We therefore need to conceptualize the process by which that
particular formulation becomes the one that arrives in consciousness.
That process, I have claimed, depends on the conscious and unconscious
events of the interpersonal field. Therapeutic action has to do with the
creation and emergence of unbidden formulations of experience from the
nexus of influences that is the interpersonal field.
Now let me add the third and final piece of the puzzle, and, for my
purposes in this essay, the most significant part of what I want to say.
R E L AT I O N A L F R E E D O M
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enactments (Stern 2004). One stops and attends to such experiences, ask-
ing oneself what can be learned about what lies behind them.
Enactments are a subcategory of the broader class of field rigidities
that inhibit the freedom to experience. Enactments, that is, are extreme
examples of these inhibitions; but in any analyst’s daily work there are
many, many other, milder constrictions in the field, and they need to be
relaxed, too. Since dissociative enactments are one kind of field constric-
tion, we can use what we know about them to think more broadly about
encouraging relational freedom.
Our goal in relaxing milder constrictions of the field is the same in
kind as our goal in working with dissociative enactment: we want to do
whatever is possible to become aware of, and then loosen, constricted
interaction, thereby promoting therapeutic action by unlocking the capac-
ity of relatedness to serve as the crucible for the unbidden. But because
these events—this relaxation of relatedness—embody an emergent qual-
ity of the relatedness itself, it is impossible to specify in advance a tech-
nique to accomplish it. Events arise from within the analytic relationship
in a way that simply cannot be predicted. And so we can almost never
describe exactly what needs to be done to expand relational freedom.
Such episodes can be encouraged by our openness to the unexpected (an
openness that is always and necessarily only partial), but only that much
is possible. There can be no prescriptive theory of technique (see Tublin
2011). We do our best to court surprise. We attend to affective snags and
chafing, and we allow ourselves to feel the clinical relatedness so deeply
that its subtle possibilities for growth affect us in ways we do not neces-
sarily even formulate in so many words. Our affective involvement and
thoughtful study of our own experience is all we can contribute.
Sometimes the process of expanding relational freedom takes place
as the result of interpretation; but more often in my experience—in the
illustration I am about to offer, yes, but also in most instances in my work
in which relational freedom has expanded—the change is better described
as a relational effect, a kind of groping, by one or both participants in the
treatment, toward affectively charged meaning, meaning that may or may
not eventually be expressed in words. It often appears that verbal inter-
pretation is the source of therapeutic action, because when new under-
standings do come about verbally, the words are often surprising, grip-
ping, powerful. And sometimes verbal interpretation is mutative, of
course, as I have already made a point of saying. But I believe that, usu-
ally, the key event has already taken place by the time a new verbal
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that encroaches and the one that expands creatively into new experience
and expresses itself in a joint creation—the field. And so we cannot say
that relational freedom is chosen in any sense at all; we must say instead
that it emerges. In relational terms, no part of freedom can be made to
happen.9
There are myriad discussions of the subject of freedom in the psy-
choanalytic literature, but given constraints of space, which I am already
stretching, I must be content for the time being to examine only the ques-
tions I have raised about free association and evenly hovering attention.
I particularly regret not being able to carry out a comparison between my
views and those presented by Symington (1983) in his classic article on
the analyst’s “act of freedom” as agent of therapeutic change.
One last point before going on to my clinical illustration, a point I
cannot overemphasize: relational freedom is created and reflected as
much in the analyst’s experience as in the patient’s. From a relational
psychoanalytic perspective it is axiomatic that patient and analyst are
each routinely and continuously involved with one another, both con-
sciously and unconsciously.
C L I N I C A L I L L U S T R AT I O N
9
Although a discussion of Hoffman’s relational critique of free association and
evenly hovering attention (2006) would take me too far afield here, I subscribe to his
argument that accepting free association and evenly hovering attention as the basic
functions of our work implies the denial of three things: the patient’s agency, the
patient’s and the analyst’s interpersonal influence, and the patient’s share of
responsibility for co-constructing the analytic relationship. In fact, one might say that
the concept of relational freedom is one way to imagine living in a psychoanalytic
world in which these denials do not exist, and in which, therefore, free association
and evenly hovering attention are not the key concepts that they remain for most
analysts today.
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wife and children, though it has its difficulties (I will detail those in a
moment) is warm and intimate.
And so William’s worry about becoming unimportant to his family
was unnecessary, at least as far as reality was concerned. Jan did not
resent his work, though she was often impatient and sometimes quite
angry about William’s need for ceaseless reassurance of her love for him.
It was also obvious that William’s children felt proud of their father’s
success, secure in their attachment to him, and quite happy to see him off
to work in the morning. No, the problem was William’s self-criticism—
and the nature of his relatedness to his parents.
William worried that he would reproduce his parents’ narcissistic
relationship with him, in which a great deal of the interaction between
them and him was intended to demonstrate his parents’ love and generos-
ity. That would have been difficult enough for William; but the more
significant purpose of these expressions of affection and concern from
William’s parents was to harvest appreciation and gratitude, so that Wil-
liam’s father and mother could feel affirmed in their role as parents.
There were endless presents for the grandchildren, for instance, for which
not only the children, but also William and his wife, were expected to be
impressed and grateful. Never mind that the gifts were never matched to
what the children really wanted. The gifts and the children’s wants were
so poorly matched, in fact, that the children seemed to take it for granted
that the presents were nothing more than reasons that they needed to say
thank you. On one hand, William resented and battled the narcissism of
his parents, while on the other he unconsciously identified with this way
of being. As a result, in his relationship with his wife and children, Wil-
liam tried to avoid a narcissistic investment in his own life that would
compromise his relationship to them and, simultaneously and unwit-
tingly, sometimes put his wife and children in the same emotional posi-
tion his parents had put him—which is to say, a position in which Wil-
liam needed his wife and kids to appreciate him for his generosity and
goodness and felt frustrated and resentful if that response was not forth-
coming. When he saw all this clearly, especially his resentment, he felt
guilty and ashamed. William was quite authentically warm and generous,
while also angling for his family’s affirmation in ways he disapproved of
whenever he understood himself to be acting on these motives. He was
anxious when he worried about his selfishness, and he was resentful
when he felt his family withheld the affirmation he needed.
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down the street, their backs to him, perhaps fifty yards ahead. He was
struck with a sudden, intense melancholy, seeing them together like that.
They seemed to be natural in one another’s company, and here he was,
alone and apart from them, looking at them walking away from him.
I felt William’s wistful sense of being left behind, and I found myself
thinking about the months after the auto accident all those years ago, and
about his surgeries and recuperation, first in the hospital and then at the
rehabilitation facility. For some reason, I imagined what it would have
been like for him at the end of each day, when friends and family would
leave him alone in his room. I imagined that as they left he was some-
times in pain and frightened about the future. I had no idea then, nor do
I now, why this was my association, but the thought was unbidden and
very clear. I had no idea if my thought bore any relation to his experience
all those years ago, but I did know that I wanted to tell him about it. I said,
“I don’t know exactly why, but when I think of you looking down the
street like that, after Jan and the kids, I think of you in the hospital after
the accident and what it could have felt like to you whenever your friends
and family left you there at the end of the day, when they went home for
the night. I thought that being left alone like that could have been pretty
terrible, especially when you didn’t really know whether you were going
to be okay, and that maybe that feeling is something that’s been missing
from our talking about that time in your life. Maybe being left behind
with that pain and fear was pretty awful.”
William responded by bursting into tears. He sobbed on and off for
the remainder of the session. We said very little about content, except to
agree on two things: William’s feelings of being left alone and behind
were indeed crucial, but had never before really been formulated in just
that way; and the episode that had taken place earlier in the session, when
I suggested that maybe William should have called me the night before,
had somehow made possible what happened later in the session. In this
case, the loosening between us seems to have begun with me and not with
him. I am not sure why that was, though I have some thoughts about it
that I will describe in a moment. Nor do I know, for that matter, whether,
if we followed the sequence backward in time, we might find some way
in which it appeared that it was not me but William who had initiated the
process. I suspect, actually, that trying to establish which participant sets
off such sequences is an exercise in futility. Sometimes it appears that one
participant initiates the sequence, sometimes it appears to be the other;
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but it is hard to imagine that the relation between the appearance of prior-
ity and its reality is anything other than complex and ambiguous.
In any case, when I told William that maybe he should have called
me the night before, something released or relaxed in me. Something in
me opened to him. I felt in that moment an unalloyed sense of wanting to
be there for William, uncomplicated by any reservation. I had felt the
depth of his need, and in that simple suggestion that maybe he should
have called me I had responded to that need with a depth that (I felt)
matched his own. I have mentioned that, despite the fact that William
frequently had company during the recuperation that followed the acci-
dent, he had not really had a witnessing presence during that terrible time
(see Stern 2009a,b, 2010, 2012). Something changed in that respect dur-
ing this session, and the change continued over time in William’s life,
both with me and with others. After this session he found himself able to
talk about his accident and his recuperation with his wife and close
friends in ways that previously he could not—and of course that differ-
ence in the way he could talk about it reflected a difference in the way he
experienced it. In finding our way to the possibility of knowing this part
of his experience together, William and I brought a new intensity and
depth of feeling to the way he occupied this part of his life.
These events between William and me are an example of what I
mean by an expansion of relational freedom. Perhaps now it is clear why
I have also said that such an expansion is not usually accomplished by
interpretation, and often not by any kind of verbal understanding at all.
Relational freedom is usually something we grope toward. It is some-
times the result of one person serving as witness for the other. The out-
come is that the way is opened to unbidden experience of other kinds, as
the way was opened for me, in this instance, to imagine something
entirely new and unbidden about William’s experience after his accident.
Note that, as I have already claimed, the new unbidden experience that
came about as a consequence of the relaxation of the clinical process
cannot be described (at least not without an effort of imagination—see
the paragraph that immediately follows this one) as the unbidden symbol-
ization of the transference-countertransference exchange most relevant to
the appearance of the new relational freedom. What came to light was
something else, something that no doubt bears some meaningful relation
to the relaxation of clinical process that provoked it, but that cannot be
reduced to its representation.
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C O N S T R I C T I O N , R E L A X AT I O N , A N D
R E L AT I O N A L F R E E D O M
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10
Samuel Gerson (1996, 2004) has explored a similar area of clinical work under
the rubric “intersubjective resistance.”
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turn, would have made William feel just a bit tighter about these things
himself, resulting in a kind of subtly inhibited quality in the atmosphere.
The possibility of William’s shame was, I believe, ever present. All of
this (again, if I am right) was obscured by a seamless quality in our deal-
ings with one another, a quality that, by allowing us to keep these issues
blunted or dampened, protected both of us from direct exposure to our
subtle awkwardness with one another.
When I think back on it I feel that, for a few weeks prior to the epi-
sode I have recounted, I had a certain anticipatory awareness of all this,
a kind of orienting toward it, the way a flower turns to the sun. Without
having found any words to describe it, or even explicitly noticing it—and
certainly without having explicitly reflected on it—I was sensing certain
affective snags and chafings related to the tightness I have described. In
a less than conscious way, I was playing with these snags, noting them
and giving them increasingly free rein to gambol about in my mind. I
think I worked myself into a slightly different relation to these aspects of
our relationship, so that when I spoke to William about calling me on the
phone, I spoke from a state in which I was more relaxed about these
issues between us than I had been. I think the impact of my less inhibited
state registered on William. I think he might have felt, rightly, that when
I spoke I was just giving voice to a spontaneous thought. He could have
taken this impression from my tone of voice or my relaxed informality.
The very spontaneity of the remark, in fact, probably contributed to the
way it moved William. He could tell, I speculate, that what I said came
from my wish to comfort him and not from a technical prescription—
although it would be precisely my contention that the point here is that
these two kinds of response can be, and in this case were, indistinguish-
able. But of course, like me, William put none of these events or under-
standings into words prior to our later discussion of them.
As a consequence of this expansion of relational freedom and the
changes in the interpersonal field that fell into place as a result, we each
became spontaneously capable, in the presence of the other, of unbidden
experience we had not been capable of having before. I had the urge to
tell him he should have called me, and he could be moved by it; and then,
later on, I had the unbidden thought about his abandonment in the hospi-
tal; and again he could respond to it and allow himself the spontaneous
experience of being witnessed. William’s response to me was just as
much the result of a new relational freedom as my responses were: that
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is, the fact that I could offer William an experience of witnessing did not
necessarily mean that he would be able to accept it.
Or am I imagining this whole preparatory history? Maybe the epi-
sodes in that session happened pretty much the way they felt in the
moments in which they came together: all at once, without anything like
gradual development. Maybe events reached a tipping point and then just
toppled over into change, as we might characterize the events in the lan-
guage of nonlinear dynamic systems theory.
In either case, though, whether we are using a linear or a nonlinear
model of change, I am comfortable with the conclusion that all the events
I have described had to happen by themselves. They had to be unbidden.
William and I could not have made them happen, although it is certainly
fair to say that we wanted them to happen. Or at least he and I would
agree that we would have wanted them to happen, if, before their occur-
rence, we could have imagined them explicitly enough to make wanting
them possible. This was especially true of my part of the relatedness,
since I can’t imagine that I would have spoken as I did to William about
calling me without the hope, even if it was implicit, that what I said
would somehow be useful to him. Why else would anyone say such a
thing? I did not formulate what I am about to say in so many words; but
it seems to me, looking back at it, that I wanted to convey that I cared
about how William felt, and also that I wanted him to be able to feel
whatever he would feel in response to knowing this.
If someone had stopped me in that moment, asked me to spell out my
motive for wanting to tell William that maybe he should have called me,
and given me a few seconds to think, I suppose that I could have offered
some sort of coherent explanation. But I certainly wasn’t able to think
that clearly before I spoke. I couldn’t have, not in that moment, not the
way it unfolded. As I have said, even before we take account of our
unconscious involvement with our patients, which of course complicates
matters even further, our thoughts lag behind our conduct. Our capacity
for reflection is always at least a step behind our participation; and that
means that we psychotherapists often must make our decisions without
knowing exactly what we are doing. In such moments of choice, which
are so frequent that we cease even recognizing them, our experience is
not formulated and cannot be, at least not in time to serve as the basis for
our judgment about what to do next. We depend on our own analyses and
the rest of our training, and on our clinical experience, all of which are in
our bones. But in the end, even though our participation is educated, we
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are really just doing our best to find a response that is adequate to our
clinical and human purposes. We are feeling our way. We are courting
surprise. This particular moment with William did surprise me. And the
relatedness between us then opened in a way I could not have predicted.
REFERENCES
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