Amber Guyger - Appellant's Brief
Amber Guyger - Appellant's Brief
Amber Guyger - Appellant's Brief
05-19-01236-CR
FIFTH COURT OF APPEALS
DALLAS, TEXAS
8/4/2020 2:34 AM
LISA MATZ
CLERK
v.
State of Texas, Appellee
Michael Mowla
P.O. Box 868
Cedar Hill, TX 75106
Phone: 972-795-2401
Fax: 972-692-6636
michael@mowlalaw.com
Texas Bar No. 24048680
Attorney for Guyger
1
I. Identity of Parties, Counsel, and Judges
Amber Renee Guyger, Appellant
2
II. Table of Contents
3
Guyger walked down the hallway of the fourth
floor towards what she thought was her
apartment ................................................................................. 34
4
Joshua Brown heard “two people meeting each
other” as though they were surprised to see
each other, and then heard two gunshots ......................... 53
X. Argument ...................................................................................... 68
5
death, she had the right to act in deadly force in
self-defense since her belief that deadly force
was immediately necessary was reasonable
under the circumstances. ...................................................... 68
Introduction........................................................................ 68
6
with remarkable similarities to Guyger’s
case—provides persuasive authority ............................ 99
Introduction...................................................................... 114
7
III. Table of Authorities
Cases
Bowen v. State, 640 S.W.2d 929 (Tex.Crim.App. 1982) ................ 110, 111
Cary v. State, 507 S.W.3d 761 (Tex.Crim.App. 2016)............. 72, 109, 113
8
Dyson v. State, 672 S.W.2d 460 (Tex.Crim.App. 1984)........................... 76
Hamel v. State, 916 S.W.2d 491 (Tex.Crim.App. 1996) .......... 76, 109, 113
Jackson v. Virginia, 443 U.S. 307 (1979) .......................... 70, 71, 110, 114
Jones v. State, 544 S.W.2d 139 (Tex.Crim.App. 1976) ..... 75, 82, 109, 113
Laster v. State, 275 S.W.3d 512 (Tex.Crim.App. 2009) .... 70, 71, 110, 114
9
Lincoln v. State, 307 S.W.3d 921 (Tex.App.-Dallas 2010,
no pet.) .......................................................................................... 107
Powell v. State, 194 S.W.3d 503 (Tex.Crim.App. 2006) ............ 72, 82, 113
Saxton v. State, 804 S.W.2d 910 (Tex.Crim.App. 1991) ......... 73, 109, 114
10
Schroeder v. State, 123 S.W.3d 398 (Tex.Crim.App.
2003) ..................................................................................... 116, 119
Winfrey v. State, 393 S.W.3d 763 (Tex.Crim.App. 2013) .. 72, 82, 109, 113
Statutes
11
Tex. Code Crim. Proc. Art. 42A.056 (2018) ........................................... 120
Tex. Code Crim. Proc. Art. 44.25 (2020) ................................. 70, 109, 113
Other Authorities
Rules
Tex. Rule App. Proc. 43.2 (2020) ............................................. 70, 109, 113
Constitutional Provisions
12
IV. Table of Appendix
• Jaggard v. Dickinson, 3 All ER 716 (1980), 1981 (QB) 527
13
To the Honorable Justices of the Court of Appeals:
v. Guyger, No. F18-99737 (204th Dist. Ct. Dallas Co.) in which Guyger
was convicted of Murder under Tex. Penal Code § 19.02(b)(1) & (2) (2018)
On November 30, 2018, Guyger was indicted for Murder under Tex.
Jean, and did commit an act clearly dangerous to human life by shooting
1The Clerk’s Record is cited as “CR” or “CR-Sealed” followed by the page number. The
Reporter’s Record is cited as “RR” or “RR-Supp-Xs” (Supplemental Exhibits Volumes)
or “RR-Supp-Sealed” (Supplemental Sealed Exhibits Volumes) followed by the
volume and page or exhibit number.
14
Jean with a firearm—a deadly weapon—and caused Jean’s death.
Voir dire occurred on September 13 and 23, 2019. (RR6; RR8). The
hearing the evidence, on October 1, 2019, the jury found Guyger guilty of
Murder under Tex. Penal Code § 19.02(b)(1) & (2) (2018) as charged in
A motion for new trial was not filed. On October 2 and 16, 2019,
court certified that this is not a plea-bargain case and that Guyger has
the right to an appeal. (CR. 2534). Thus, this Court has jurisdiction over
this appeal.
15
VI. Statement Regarding Oral Argument
Attorney for Guyger requests oral argument. This case has complex
facts and legal arguments, which are some criteria for oral argument.
possible within the confines of this Brief. However, if the Court believes
that its decisional process will be aided by oral argument, Attorney for
16
VII. Issues Presented
Issue 1: The evidence was legally insufficient to prove beyond
she entered her apartment and there was an intruder inside—and (2) her
mistaken belief negated the culpability for Murder because although she
intentionally and knowingly caused Jean’s death, she had the right to act
in deadly force in self-defense since her belief that deadly force was
17
VIII. Facts
Southside Flats Apartments
Southside Flats Apartments in Dallas has four floors with an
Jean had lived since June 2017 in apartment 1478 on the fourth floor,
had the same floor plan, and the kitchen, countertops, couches, and
RR17.SX33; DX32-DX38).
In the garage, the only indicator of the floor were signs in front of
the reserved parking signs and small black placards on the inside frames
SX83, SX261):
18
When one entered the apartments from the garage, there were no
indicators of the floor. (RR10.31). The garage and hallway on the third
stood where Guyger parked on the fourth floor facing the entryway into
the building, the view was indistinguishable from the same position on
19
After the incident, Southside Flats affixed floor numbers to the
entryways. (RR10.31-32).
The apartment locks open only with fobs that use RFID—radio
the fob, it blinks red. If it recognized it, it blinks green and allows entry.
do not lock—to enter. (RR9.276, 285). Once inside, one must engage the
(RR9.276-277, 285).
20
Regional manager Hollie Gibralter was not aware of issues with
her that when humidity was high, the door would not completely shut
working with the Crime Response Team (“CRT”), which focuses on drug
cases, assisting the DEA and FBI and apprehending fugitives. (RR8.156,
RR12.36-37, 55).
21
The days leading up to September 6, 2018
Between September 3-5, 2018, Guyger worked (RR9.166-168;
RR17.SX.19):
(RR9.289; RR17.SX40, p. 1). She arrived at work shortly before 7:47 a.m.
and undocked her bodycam. (RR9.27; RR17.SX24, p.1, line 8). Guyger
22
by detectives. (RR12.58-59). Guyger worked 5.8 hours of overtime—13.8
hours total.
SX24, p.3, line 61). At 9:38:37 p.m., Guyger received a call from Rivera,
which lasted until 9:55:21 p.m. (RR10.89). They spoke about work and
phone with Rivera when she pulled into the parking garage. (RR12.65).
23
As Guyger would have approached the entryway and elevator on
24
The entryway from the third floor of the garage had no indicators
Had Guyger entered the third floor and walked down the hallway, she
25
26
27
And Guyger would have arrived at her apartment 1378 and seen this
(RR10.40; RR17.DX61):
Dodge truck by backing into a spot in the direct sight of the entryway
From where Guyger exited her truck, there was nothing obvious
(RR17.SX175-SX176):
28
29
Guyger began walking towards what she thought was
the third-floor apartments
Guyger began walking towards what she thought was the third-
was in full police uniform, carrying her heavy vest, lunchbox, and
backpack in her left arm and using her left hand because she was taught
through police training to always keep free the hand on the side her
belt was a police radio, two handcuffs, her pistol (RR9.257-258; RR12.67-
30
31
32
33
As Guyger approached the entryway on the fourth floor, she would have
have seen apartment numbers on the mirrored glass to the left of each
door frame just as they are on the third floor (RR10.38; RR17.DX47):
34
Guyger would have seen this as she continued down the hallway of the
35
36
Guyger arrived at Jean’s apartment 1478, mistakenly
believing that it is her apartment
Guyger would have arrived at apartment 1478 (RR10.40; RR17.DX52):
37
When the exterior of Jean’s apartment 1478 is compared to Guyger’s
apartment 1378 (RR17.DX61), they are identical except for the red
other apartments, the numbers are not on the doors or immediately next
to them, but are on gold panels about a foot to the left of the doors, as
38
The outside of Jean’s apartment while standing to the left of the door:
39
The outside of Jean’s apartment while standing to the right of the door:
40
The outside of Guyger’s apartment while standing in front of the door:
41
The outside of Guyger’s apartment while standing to the left of the door:
42
The numbers are elevated and level with the top panel of the
doorframe, over a foot to the left of the doorframe. A person who is 5’6”
has to look up and to the left to see the apartment number. (RR12.178).
she pulled out her keys and placed the fob into the lock and turned it.
inside. (RR12.81). The door was cracked open and her turning the fob
caused the door to open more. (RR12.80, 82). While holding her
equipment in her left arm, she used it to fully open the door. (RR12.85-
86). This occurred in two seconds or less. Guyger was terrified, believing
that someone was inside her apartment. (RR12.82-83). She did not see a
43
towards Guyger at a fast pace. Believing she was in
mortal danger, Guyger fired two rounds at the figure
Guyger immediately saw a silhouette figure standing in the back of
the apartment. (RR12.84-85). The distance between the front door and
her pistol and yelled at the figure, “Let me see your hands. Let me see
your hands.” (RR12.85, 88). Guyger could not see the figure’s hands.
Guyger at a fast pace, yelling “hey, hey, hey.” (RR12.86, 88). Guyger
because she could not see his hands. (RR12.86). Guyger’s complete
Guyger fired two rounds—one round struck the south wall of Jean’s
apartment, and the other struck Jean about half an inch above his left
SX270). Jean fell to the ground, near the entryway into the bedroom, with
44
Guyger realized that she was not in her apartment and
did not know the person
Guyger walked to the kitchen counter. (RR12.89). That is when she
realized that she was not in her apartment because of the Ottoman in
the middle of the floor. (RR12.89-90). She noticed the light from the
television. (RR12.90). She did not know the person she had just shot.
(RR12.90).
Guyger shot because she thought the figure was going to kill her.
(RR12.124).
Guyger did not know where Jean was shot. (RR12.91). Guyger had never
officer, repeatedly said that she thought she was in her apartment, she
45
shot a guy thinking that she had entered her apartment and he was
inside, she thought she had parked on the third floor, and thought she
During the 9-1-1 call, the dispatcher asked Guyger where she was,
and Guyger did not know. (RR12.91). She had to go outside to look at the
went back to Jean and began performing a sternum rub, which she had
breathing. (RR12.93).
fucked up.” (RR10.90). Guyger sent these texts because she needed help,
and the first person she thought of was her partner Rivera. (RR12.95).
inside the main walkway of the apartment as shown by the two yellow
46
47
Officers and paramedics arrived at Jean’s apartment
Officers Lee and Blair responded to a “Signal 15”—officer assist—
began at 10:02:06, and they arrived 37 seconds into the video. (RR9.31-
33, 37-44; RR17.SX6). They were met outside the apartment by Guyger
at about 10:05 p.m., who guided them inside. (RR9.69; RR17.SX6 at 3:12).
Guyger was upset and very emotional. (RR9.69-70). Lee directed Guyger
away from the scene because it is best to get the involved officer away.
(RR9.70). Lee and Blair provided CPR to Jean, who was alive but not
Lee did not get blood on his hands while providing CPR. (RR9.71).
SX27-SX30). Officers Nguyen and Lopez also arrived, and Nguyen tried
for shock by elevating his feet to circulate his blood. (RR11.18-23, 28-29;
RR17.SX21, DX68-DX69).
48
Sergeant Valentine was next door at a 7-Eleven when she received
the call from dispatch at about 10:01 p.m. (RR9.97-101; RR17.SX10). She
others saw Guyger’s keys dangling in the doorway, with the fob inserted
downstairs and placed her in her squad car to seclude her until a
49
Fairleigh and other paramedics received the dispatch call at 10:02
took over at 10:08 p.m., continued CPR, and carried Jean on a stretcher
five minutes to get to the apartment because they were unable to locate
(RR9.181). Fairleigh left with Jean at 10:21 p.m. and took him to Baylor
his left pectoral region 15.25 inches below the crown of his head and 5.5
inches left of his anterior midline, or about 0.5 inches above his left
SX270). The round was recovered from the psoas, a muscle that runs
50
The round struck the left ventricle—the largest chamber of the
heart that pumps the most blood to the body. (RR10.179-180). This injury
with this injury contribute to blood pushed through the vascular system.
(RR10.193). The round was not redirected inside his body. (RR10.189).
(RR10.190; RR17.SX268).
Ballistics evidence
April Kendrick—supervisor of the firearm and toolmark unit at
pistol, but she was unable to confirm that the bullet came from that
admitted that the trajectory could have indicated that Jean was struck
gunshot residue (“GSR”) kits and detected GSR on the “inside door face”
of the “outside door right side” of Jean’s door; on the stucco of the outside
door, right side; on the inside of the door trim; and on the back of Jean’s
left hand, which Castro believes may have been transferred by another
51
person onto Jean’s hand. (RR10.147-158; RR17.SX282). Castro could not
state how far Guyger was from Jean when she fired. (RR10.159-160).
device that rotates 360X290 degrees vertically over the top and is used to
52
Adcock did not perform a trajectory analysis of the round that struck
Jean. (RR11.77). Adcock measured the length from the center of the
doorway to the area in the apartment where Jean’s feet were to be 13-15
feet. (RR11.108-109).
from Jean and was the witness nearest to what occurred. (RR9.223-225,
227, 238). Brown met Jean for the first time earlier that day and they
discussed how management came to their doors because they both were
53
Brown explained that after he arrived home that evening and as he
rounded the corner down the hall from his apartment—although he could
not make out exactly what was said—he heard “two people meeting each
other” as though they were surprised to see each other, and then heard
3 minutes later he looked through his peephole and saw Guyger on her
cellphone crying, saying that she “came into the wrong apartment.”
(RR9.236). Brown had never met Guyger; nor had he ever seen Guyger
Brown had lived in the building for about four months. (RR9.244).
Brown had entered the wrong floor “on a few occasions” and one time
blood that was drawn shortly after 3:00 a.m. on September 7, 2018
54
Corporal Richardson’s investigation
Corporal Richardson obtained the warrant for the search of Jean’s
with her fob inside the lock. (RR9.156). When Richardson inserted
Guyger’s fob into the lock, the light turned red. (RR.9.158). When he
which include: (1) auditory exclusion—where one may not hear at the
normal volume because of stress; (2) tunnel vision, when means that one
55
is focused only on what is directly in front of her and not on her periphery;
(3) short-term memory loss, which may be regained over time because
one’s mind is prioritizing tasks at that instant; and (4) a rapid heartrate
Ranger Armstrong knew that Guyger had tried to open Jean’s door
because her keys were dangling from the lock. (RR9.290). There was no
when the incident occurred were from a 50-inch television and a laptop
discovered that the strikeplate—where the throw for the deadbolt enters
to catch and secure the door—was bowed out, indicating that when the
strikeplate was installed, its screws had been overtorqued, causing the
56
57
The overtorqued strikeplate caused a crack inside the doorframe.
strikeplate was driven in too far, the gap between the wood and
strikeplate was exposed and the screws were torqued into the wood to the
point that the strikeplate was bowed into the area where the door throw
his team opened the door to Jean’s apartment numerous times, and each
time it did not completely close depending on the distance that the door
had been open before they let it go. (RR10.47, 50; RR17.SX26). The door
who showed Wallace how the door to his apartment would not close
58
holding the door open with her foot but walked away to check on her
child. (RR12.169-171). The door did not close because it was not “square”
with frame and the latch did not catch, which would have enabled Estes
• 23% of the tenants on floors three and four had gone to the
wrong door and inserted their fobs into the locks. (RR9.292-293;
RR10.42);
59
• 15% of all residents had gone to the wrong door and inserted
the entryway into the apartment building from the parking garage when
he was on the third floor was virtually identical to the same position
Lipscomb never noticed the roofline of the apartment building from the
One time after walking his dog, Lipscomb used the stairwell, and
in error ascended one flight of stairs to the second floor rather than two
flights to the third floor. (RR12.180). He had not consumed any alcohol.
his. (RR12.181-182, 188). He had not locked his door when he took his
60
dog for a walk. When he attempted to open the door to apartment 1200,
entered his apartment, he proceeded past the kitchen countertop and saw
was sitting on the couch and looked surprised to see him. (RR12.183-184).
It was then that he realized he had walked into the wrong apartment.
(RR12.184).
could not differentiate between the third and fourth floors unless she
Several times, Martinez’s fob would not work, and she had to complain
Amy Rose had lived on the third floor in apartment 1380 for about
61
floor. (RR12.201). She walked all the way to what she thought was her
apartment before she realized she was on the wrong floor. (RR12.202).
76). However, Lee explained that if he entered his own home and
believed that there was an intruder inside, he would not treat it like a
burglary call but would use deadly force if he perceived a deadly threat.
62
Ranger Adcock confirmed that when faced with a deadly threat,
not use a taser when faced with a deadly situation because tasers are a
force situation or in an enclosed area because the spray does not have
herself—he made sure that he could see her hands because “hands are
hysterical, and crying, and kept repeating that she thought she had
began performing CPR. (RR12.211). Blair did not get blood on his hands
while performing CPR. (RR12.213). Blood got on Blair’s hands only when
officers, and would seek cover and concealment unless confronted the
63
discovers an intruder, he would immediately confront the intruder.
(RR12.217). Only if he had not entered his residence would he wait for
cover. (RR12.222-223).
SX260). Jones drove to the fourth floor and parked. (RR9.252). Jones saw
Guyger drive her white truck fast around the corner and park on the
fourth floor. (RR9.253, 260). Jones had never seen a uniformed officer on
the fourth floor. (RR9.253-255). A few minutes after Jones entered his
apartment.” (RR9.258).
64
Taydra Jones had lived in apartment 1482 for about four months,
television and speaking on the phone, she heard two gunshots in quick
succession. (RR10.97). She peered through the peephole of her door and
months, across the hall and one door down from Jean. (RR10.105-106,
Hughes had a problem with her door because when it was humid
due to rain, the deadbolt would not enter the socket because the
124-127). This forced her to pull the door to lock it. (RR10.124, 127).
Hughes had parked on the wrong floor two times. (RR10.113). Once
she parked on the third floor by mistake and walked to apartment 1339—
65
“river rocks” colored doormat near her apartment and believed that the
RR10.120-121, 145; RR17.SX76). Hughes put her fob into the lock of
apartment 1339, and only when it flashed “red” did she realize that she
was on the wrong floor. (RR10.123, 128). Hughes did not look at the
apartment number on the glass to the left of the door before she inserted
Alyssa Kinsey had lived in apartment 1480 next door to Jean for
Facetime, she heard “a very loud sort of metallic sound...like two parts to
one noise...,” which she realized were two gunshots in quick succession.
(RR10.133-134). Kinsey looked through her peephole and could not see
anything but heard a female call 9-1-1. (RR10.133). Once when Kinsey
was on the phone, she parked in error on the third floor, believing she
Shanel Bly had lived in apartment 1384 for about two years, three
66
IX. Summary of the Arguments
In Issue 1, Guyger argues that the evidence was legally insufficient
this Court to reverse the Judgment and sentence and: (1) per Issue 1,
acquit her of Murder; or (2) in the alternative per Issue 2, acquit her of
67
X. Argument
Issue 1: The evidence was legally insufficient to prove
beyond reasonable doubt that Guyger committed
Murder because (1) through mistake, Guyger formed a
reasonable belief about a matter of fact—that she
entered her apartment and there was an intruder
inside—and (2) her mistaken belief negated the
culpability for Murder because although she
intentionally and knowingly caused Jean’s death, she
had the right to act in deadly force in self-defense since
her belief that deadly force was immediately necessary
was reasonable under the circumstances.
Introduction
Mark Twain wrote that “[T]ruth is stranger than fiction, but it is
Twain, Following the Equator: A Journey Around the World, ch. 15, p.
156, AMS Press (1897). What happened to Mr. Jean was awful and could
the absurd design of the building and its attached garage, and the
regarded police officer returning home after working nearly 14 hours that
68
entered her apartment 1378, she would have been justified in shooting
the intruder. She would not have even had to yell at the intruder to show
But Guyger did not enter her apartment. She entered Jean’s
reasonable mistake of fact that it was her apartment and an intruder was
inside. What happened to Jean was awful. But it was not Murder under
any theory of Tex. Penal Code § 19.02(b). Guyger asks this Court to
acquittal.
S.W.3d 512, 517 (Tex.Crim.App. 2009); Jackson v. Virginia, 443 U.S. 307,
316-319 (1979); Wise v. State, 364 S.W.3d 900, 903 (Tex.Crim.App. 2012)
(same); U.S. Const. Amend. V; U.S. Const. Amend. XIV. When measuring
legal sufficiency, rather than use the charge given to the jury, “[t]he
69
are used...” Malik v. State, 953 S.W.2d 234, 240 (Tex.Crim.App. 1997);
Musacchio v. United States, 136 S.Ct. 709, 715 (2016) (When a jury
instruction sets forth the elements of the charged crime but incorrectly
trier of fact, an appellate court must “uphold the verdict unless a rational
court find that the evidence is insufficient, the court should reverse the
conviction and enter a judgment of acquittal. Tex. Code Crim. Proc. Art.
70
(Tex.Crim.App. 2013) (regardless of whether dog-scent lineup evidence
guilt are reasonable based on the cumulative force of all the evidence in
the light most favorable to the jury’s verdict. Hooper, 214 S.W.3d at 13.
71
Standard of review for legal insufficiency when a
defensive claim is asserted
When a defensive claim like self-defense is asserted, the standard
of review for legal sufficiency is the same except that the defendant bears
the burden to produce evidence supporting the claimed defense, while the
To decide under Saxton whether the jury would have found: (1) the
72
doubt, a court examines the totality of the evidence. Vodochodsky v.
instructions. First, the contained the definitions for the mens rea of
intent and knowledge (CR.2557-2558) per Tex. Penal Code § 6.03(a) & (b)
(2018) but were missing the definition for the mens rea of Criminal
Negligence per Tex. Penal Code § 6.03(d). The instructions should also
Third, the instructions contained the definition for the mens rea of
recklessness per Tex. Penal Code § 6.03(c) in error. (CR.2560). This will
be explained in Issue 2, but only the mens rea for criminal negligence
73
When deadly force in self-defense is justified
A person is justified in using nondeadly force “when and to the
person’s actions from her standpoint. Ex parte Drinkert, 821 S.W.2d 953,
required, and the person may use force to protect against an apparent
raises the issue of apparent danger, in instructing the jury on the law of
self-defense a court must tell it that a person has a right to defend from
apparent danger to the same extent as he would had the danger been
74
real—provided he acted upon a reasonable apprehension of danger as it
appeared to him from his standpoint at the time); see also Torres v. State,
State, 809 S.W.2d 556, 559 (Tex.App.-Dallas 1991) (A person has the
(Tex.Crim.App. 1984). In Dyson, the TCCA held that since the defendant
used deadly force, there must be some evidence to satisfy Tex. Penal Code
§§ 9.31 and 9.32, so the evidence must show that the defendant
Id. at 463. That the defendant was not in fact attacked by his brother is
from apparent danger to the same extent as he would (have) had the
75
danger been real; provided he acted upon a reasonable apprehension of
intentional act against the complainant and assert that the act was
justified under the circumstances—or at least not challenge that the act
Houston [14th Dist.] 2003, no pet.) (To raise self-defense, the defendant
force:
76
(2) when and to the degree the person reasonably believes the
or aggravated robbery.
S.W.3d 592, 606-607 (Tex.Crim.App. 2018), the person’s belief under Tex.
or aggravated robbery;
77
(2) did not provoke the complainant; and
provocation alone; (2) to resist an arrest or search that the person knows
is being made by a peace officer; (3) if the person consented to the exact
use unlawful force against the person; or (5) if the person sought an
with the complainant while the person was unlawfully carrying a weapon
78
Through mistake, Guyger formed a reasonable
belief about a matter of fact—that she entered her
apartment and there was an intruder inside—and
her mistaken belief negated the culpability for
Murder because although she intentionally and
knowingly caused Jean’s death, she had the right
to act in deadly force in self-defense since her
belief that deadly force was immediately
necessary was reasonable under the
circumstances
If Guyger had entered her apartment 1378 on the third floor, she
would have been justified shooting who she reasonably believed was an
intruder. Guyger’s belief that her use of deadly force was immediately
Code § 9.32(b), Braughton, 569 S.W.3d at 606-607, and Tex. Penal Code
(1) knew or had reason to believe that the intruder: (A) unlawfully
and with force entered—or was attempting to enter unlawfully and with
79
Guyger’s use of force had she entered her apartment would have not
reasonably believing that she was entering her apartment. This fits
squarely within the defense of mistake of fact under Tex. Penal Code §
intruder inside—and
(2) her mistaken belief negated the culpability for Murder because
although she intentionally and knowingly caused Jean’s death, she had
the right to act in deadly force in self-defense under Tex. Penal Code §
9.32(b) and Braughton , 569 S.W.3d at 606-607, and deadly force was
80
A rational jury would have concluded that Guyger
was reasonable in her belief that she entered her
apartment, saw an intruder who did not show his
hands, and was justified in using deadly force in
self-defense
The mistake-of-fact defense must be based on a reasonable belief
was reasonable in her belief that she entered her apartment and was
entered her apartment and saw what she believed was an intruder—was
defendant of the offense charged, and the defendant would still be guilty
defendant believed).
danger was not required, and Guyger was entitled to use deadly force
81
Guyger was entitled to the mistake-of-fact instruction since it was raised
2008).
occurred was a clear mistake of fact and Guyger acted reasonably under
the circumstances:
officer. (RR8.161, 198). Between September 3-5, 2018, she worked 30.25
2. Shortly after she left work at 9:38 p.m., Guyger received a call
from Rivera, which lasted until 9:55 p.m. (RR10.89). They spoke about
work and Rivera’s Boy Scout activities with his children. (RR12.63-64).
Guyger was on the phone with Rivera when she pulled into the parking
82
garage (RR12.65). Speaking on the phone while driving is an everyday
on are signs in front of the reserved parking signs and small black
third and fourth floor of the garage approaching the entry into the
4. In error, Guyger drove to the fourth floor and parked her truck
by backing into a spot that was in the direct line of sight of the entryway
SX175-SX176);
6. Guyger exited her truck and began walking towards what she
thought was the third floor (RR12.70-71), which was the result of her not
83
7. Guyger was in full police uniform (RR9.257-258), carrying in
her left hand and arm her heavy vest, lunchbox, and backpack because
she was trained to keep her right hand—on the side where her firearm is
radio, two handcuffs, her pistol, a taser, two additional magazines for her
DX76). Guyger was carrying a lot of equipment for a woman with a small
many people;
only clues distinguishing it from the third floor were the vase by
hallways look alike, and the apartment numbers are on mirrored glass to
the left of each door frame, out of one’s direct line of sight while looking
84
9. Except for the doormat, the outsides of apartments 1378 and
1478 are identical. (RR10.40). Like all the apartments, the numbers are
not on the doors or immediately next to the doors but are on an elevated
gold panel about a foot to the left of the doors. (RR9.215; RR10.216, 228,
and to the left to see the number, and Guyger is 5’3”. (RR9.284; RR12.76,
10. Guyger had no drugs or alcohol in her system so she was not
11. Guyger walked to what she thought was her apartment based
on the door’s location in the hallway, which was reasonable since Jean
12. When Guyger arrived to what she thought was her apartment
1378, she inserted her fob into the lock and turned it left. (RR9.107-108,
“red” because the lock did not recognize the fob. (RR9.158, 210-211).
However, the door was cracked open and her turning the fob caused the
door to open more. (RR12.80, 82). This is critical because had Jean’s lock
85
been installed properly or the door had been locked, Guyger would not
13. Guyger’s description of how the door opened and was not
(4) Because the bottom of the strikeplate was driven too far
into the doorframe, the gap between the wood and strikeplate was
exposed and the screws were torqued into the wood to the point
where the strikeplate was bowed into the area where the door throw
86
completely close depending on the distance that the door had been
14. Guyger heard loud shuffling and someone walking inside the
15. While holding her equipment in her left arm, she used it to
fully open the door. (RR12.85-86). This occurred in two seconds or less.
Guyger was terrified, believing that someone was inside her apartment.
(RR12.82-83). This shows how little time Guyger had to react while
16. She did not see a light on inside and it was dark inside.
light were from the 50-inch television and a laptop on the ottoman in
87
Once inside, her belief that she was in her apartment was still reasonable
since 1378 and 1478 had the same floor plan, and the kitchen,
person Guyger thought was an intruder was 10 inches taller than her
and nearly twice her size, which would terrify any reasonable person;
18. The distance between the front door and the back of the
pulled her pistol and yelled at the figure, “Let me see your hands. Let me
see your hands.” (RR12.85, 88). Guyger could not see the figure’s hands.
towards Guyger at a fast pace, yelling “hey, hey, hey.” (RR12.86, 88). Jean
see a suspect’s hands since “hands are what’s gonna hurt you.”
88
(RR12.206-210). Guyger thus reacted based on her training and common
sense;
by Brown, who heard “two people meeting each other” as though they
21. Guyger believed she was in mortal danger because: (1) of the
circumstances, and (2) she could not see his hands. (RR12.86). Her
“double tap” as she was trained—one struck the south wall, and the other
struck Jean about 0.5 inches above his left nipple. (RR10.174-179, 189,
22. Guyger fired because she thought an intruder was inside what
she thought was her apartment was going to kill her. (RR12.89). Guyger
intended to shoot to kill and was trained to shoot suspects in the torso
(RR8.202; RR12.124);
23. Jean fell near the entryway into the bedroom, his feet in front
89
24. GSR was detected on the “inside door face” of the “outside door
right side” of Jean’s door; on the stucco of the outside door, right side; and
casings fell in the kitchen-area, just inside the main walkway. (RR10.65,
237; RR17.SX.106, SX140). This confirms that Guyger fired from where
she said;
25. Guyger walked to the kitchen counter and realized that she
was not in her apartment because of the Ottoman in the middle of the
floor. (RR12.89-90). She noticed the light from the television. (RR12.90).
She realized that she did not know the person. (RR12.90). This prompted
26. At 9:59 p.m., while holding her cellphone in her right hand,
operator that she is an off-duty DPD officer, repeatedly stated that she
thought she was in her apartment, she shot a guy thinking that he was
90
an intruder, she thought she had parked on the third floor, and she
occurred and that she reasonably believed that she was entering her
when he looked for the wound and touched it. (RR12.211-213). This
91
31. During the 9-1-1 call, the dispatcher asked Guyger where she
was, and Guyger did not know. (RR12.91). Guyger had to go outside to
(RR12.92). She went back to Jean and began performing a sternum rub,
measures, did not know where she was, and entered Jean’s apartment
by mistake;
These texts show her panicked state of mind and confirm that she
(RR9.70; 108-111);
34. Guyger’s use of force was reasonable because when faced with
110). Although Guyger had a taser, officers are trained to not use them
92
when faced with a deadly situation. (RR11.109). Although Guyger had
in an enclosed area because the spray does not have enough room to
disperse. (RR11.110);
responding to a burglary call but was entering what she thought was her
intruder inside, he would not treat it like a burglary call but would use
late at night with the lights turned off. (RR9.76-77). This eliminates
speculation that the person Guyger thought was an intruder may have
93
been an employee. Further, employees do not appear unannounced late
stress; (2) tunnel vision, when means that one is focused only on what is
directly in front of her and not on her periphery; (3) short-term memory
loss, which may be regained over time because one’s mind is prioritizing
tasks at that instant; and (4) a rapid heartrate due to stress (RR13.48-
49);
38. It is not clear whether Jean knew there was a problem with
his lock and door. But he had not reported this security issue to
high, the door would not completely shut because of the way the strike
94
39. Other tenants had problems with their doors not closing, like
which did not close because it was not “square” with frame and the latch
did not catch, which would have enabled one to open it from the hallway
(RR12.169-171), and Hughes’s door, whose deadbolt would not enter the
socket because the strikeplate was installed unevenly with the deadbolt,
which forced her pull the door to lock it. (RR10.110-111; 124-127);
wrong floor or went to the wrong apartment at least once. Some had done
23% of the tenants on floors three and four had gone to the
wrong door and inserted their fobs into the locks. (RR9.292-293;
RR10.42);
95
76 tenants—47% of them—on floors three and four had
wrong door and inserted their fobs into the locks. (RR9.293;
RR10.42).
42. Kinsey parked on the wrong floor once while speaking on her
phone. (RR10.137-138);
43. Brown had entered the wrong floor “on a few occasions” and
one time while on the wrong floor—the third floor—walked to the wrong
1337. (RR9.244-245);
44. Hughes had parked on the wrong floor of the garage two
times. (RR10.113). Once she parked on the third floor by mistake and
not notice a distinctive “river rocks” colored doormat near her apartment
and believed that the vase was added recently. (RR10.120-121). Hughes
put her fob into the lock to apartment 1339, and only when it flashed
96
“red” did she realize that she was on the wrong floor. (RR10.123, 128).
Hughes did not look at the apartment number on the glass next to the
fourth floor. (RR12.196). She could not differentiate between the third
wrong hall on the wrong floor. (RR12.198). Several times, her fob would
not work. (RR12.191-192). One time when she was home, a smelly,
(RR12.201). She walked to what she thought was her apartment door
(RR12.173-174);
97
described how the entryway into the building on the third
RR17.SX251, DX79);
rather than two flights to the third floor. (RR12.180). He had not
door when he had left, and when he attempted to open the door to
98
experienced law enforcement officer—was investigating, knew what had
confusing that even Armstrong made the same mistake as Guyger and
missed a few signals—the vase on the third floor that was not on the
fourth floor, the red doormat in front of Jean’s apartment, and the one-
mistake, she believed that the vase in was added recently. (RR10.120-
121). On her petite 5’3” frame, Guyger was carrying lots of equipment.
Guyger simply missed the vase, doormat, and the one-digit-off apartment
number. A rational jury cannot base its decision on these minor clues—
distinct factual points that prove that what occurred was a clear
99
Apparently, the precise factual situation here has never occurred.
can enter the wrong home, commit a crime believing that that her actions
the three divisions of the United Kingdom’s High Court of Justice. See
2, 2020.
Green. Id. The homes were “externally identical properties.” Id. Nearly
100
Google images of 35 Carnach Green—regular and zoomed:
101
Google images of 67 Carnach Green—regular and zoomed:
102
Guyger asks this Court to take judicial notice of these Google maps. Tex.
Rule Evid. 201(b) & (d) (2020); Bradley v. State, 564 S.W.2d 727, 732
courts to take judicial notice of matters that are not disputed and are
Reagan, 49 S.W.2d 414, 416 (Tex. 1932). A court may also take judicial
notice of maps on Google. City of Austin v. Leggett, 257 S.W.3d 456, 466,
Jaggard did not know Raven and had no prior contact with her.
Jaggard, Id. at 717. Heyfron told Jaggard that she had his “consent at
any time to treat his property as if it was her own.” Id. By entering what
own home. One evening at 10.45 p.m., Jaggard was intoxicated, so she
entered the garden and was ordered by Raven to remove herself. Id.
103
Jaggard broke the window in the hallway and the window in the back
Jaggard argued that she had a genuine belief she was breaking into
67 Carnach Green and that her relationship with Heyfron was such
that she had his consent to do so. Id. The trial court concluded that
although believed she was breaking into 67 Carnach Green, this belief
was “not a genuine and honest mistake because it was induced by a state
The High Court determined that Jaggard was entitled to rely on the
believing that the owner of the property Jaggard thought she broke into
isolated one subjective element, in the shape of honest belief, and has
given it separate treatment” (in the statute). Id. Thus, it is the honesty
104
of the mistaken belief that matters—rather than its reasonableness—
since the Court must consider the defendant’s “...actual state of belief,
not the state of belief (that) ought to have existed.” Id. Thus, the issue
is whether the belief was honest and not its “intellectual soundness.” Id.
mistake of fact.
of-fact defense. In Jaggard, the High Court found that although Jaggard
the identity of the home she broke into since they were “externally
met Raven.
floor and apartment as other residents of the building had done, and
105
The evidence was legally insufficient to prove
Murder under Tex. Penal Code § 19.02(b)(1)
Murder under Tex. Penal Code § 19.02(b)(1) requires evidence
the result.” Tex. Penal Code § 6.03(a) (2018). A defendant acts knowingly
if she was “aware that her conduct was reasonably certain to cause the
S.W.2d 92, 94-95 (Tex.Crim.App. 1978); Lincoln v. State, 307 S.W.3d 921,
before, during and after the commission of the offense and may rely on
106
design to do the prohibited act.” Guevara v. State, 152 S.W.3d 45, 49
Russell v. State, 665 S.W.2d 771, 776 (Tex.Crim.App. 1983) (The evidence
is sufficient “if the conclusion [of guilt] is warranted by the combined and
Intent may be inferred from circumstantial evidence like acts, words, and
the conduct of the defendant. Id.; see also Patrick v. State, 906 S.W.2d
481, 487 (Tex.Crim.App. 1995) (Intent may be inferred from the acts,
words, and conduct of the defendant, or the extent of the injuries and the
relative size and strength of the parties. It may also be inferred by the
When this Court considers all the events occurring before, during
intruder was inside. She intended to shoot to kill, but that was how she
107
was trained, and shooting to kill is reasonable if an intruder is in one’s
S.W.3d at 50. She was frightened and reasonably believed that her life
danger from her standpoint, and she was entitled to use deadly force to
protect against this apparent danger. Jones, 544 S.W.2d at 142; Hamel,
meaning of the evidence and is not adequate. Cary, 507 S.W.3d at 766.
that Guyger committed Murder under Tex. Penal Code § 19.02(b)(1). The
108
S.W.3d at 509; Jackson, 443 U.S. at 316-319; Laster, 275 S.W.3d at 517.
Guyger asks this Court to reverse the Judgment and sentence and enter
a judgment of acquittal. Tex. Code Crim. Proc. Art. 44.25; Tex. Rule App.
Proc. 43.2(c).
bodily injury and committed an act “clearly dangerous to human life” that
cause the death of the complainant. So long as the act alleged is within
the range of acts that a jury could reasonably conclude were clearly
dangerous to human life, the State will prove the element of “clearly
(Tex.Crim.App. 1982); see also Nevarez v. State, 847 S.W.2d 637, 642
human life”:
109
• The operation of a motor vehicle at a high rate of speed with
knowledge that a person was clinging to the door. Nevarez, 847 S.W.2d
at 642;
Depauw v. State, 658 S.W.2d 628, 633 (Tex.App.-Amarillo 1983, pet. ref.);
and killing one because the shooter wanted to show “who was boss.”
• Holding the victim down while another person hits him with
a stick, then kicks and stomps him. Smith v. State, No. 05-10-01555-CR,
110
2012 Tex.App.LEXIS 2323 (Tex.App.-Dallas, March 23, 2012) (mem.
opinion); and
numerous times in the head and abdomen. Amis v. State, 87 S.W.3d 582,
where no adequate cause can explain the action other than a malicious
act that is intended to inflict such severe injuries on the target person
that death would most likely result). This is not what occurred here.
Guyger cites above only a few cases she found, but in none of them
was the defendant found guilty of Murder under Tex. Penal Code §
had more than adequate cause that justified her actions. Shooting at an
intruder who is in your home is not murder because one has legal
111
justification to do so. The fact that she was reasonably mistaken about
the apartment and the intruder does not change this legal conclusion.
When this Court considers all events occurring before, during and
believed she entered her apartment and an intruder was inside. Guyger’s
was shooting an intruder in her home. Guevara, 152 S.W.3d at 50. She
was frightened and reasonably believed that her life was in danger. No
danger from her standpoint, and Guyger was entitled to use deadly force
meaning of the evidence and is not adequate. Cary, 507 S.W.3d at 766.
112
Under Saxton, 804 S.W.2d at 913-914, Guyger met her burden of
that Guyger committed Murder under Tex. Penal Code § 19.02(b)(2). The
S.W.3d at 509; Jackson, 443 U.S. at 316-319; Laster, 275 S.W.3d at 517.
Guyger asks this Court to reverse the Judgment and sentence and enter
a judgment of acquittal. Tex. Code Crim. Proc. Art. 44.25; Tex. Rule App.
Proc. 43.2(c).
113
Issue 2: In the alternative, Guyger requests that this
Court acquit her of Murder, convict her of Criminally
Negligent Homicide, and remand for a new hearing on
punishment.
Introduction
Guyger incorporates here the arguments in Issue 1. The State never
were that Guyger’s error was not reasonable. Because Guyger was not
paying attention, the State asserted that she did not act reasonably.
included offenses of Murder because they meet the two-part test for an
738, 750 (Tex.Crim.App. 2002) (two-part test); Tex. Code Crim. Proc. Art.
114
included offense of Murder); Burnett v. State, 865 S.W.2d 223, 228
relate to the result of her conduct. Schroeder v. State, 123 S.W.3d 398,
or the result will occur. Tex. Penal Code § 6.03(c) (2018) (emphasis
from the person’s standpoint. Id.; see Bowden v. State, 166 S.W.3d 466,
115
because leaving young children alone at night in a room with a blocked
window with a burning candle inside a home with only one door and no
care per Tex. Penal Code § 6.03(c)]. As explained in Lewis v. State, 529
See also Aliff v. State, 627 S.W.2d 166, 171 (Tex.Crim.App. 1982) (same)
and Stadt v. State, 182 S.W.3d 360, 364 (Tex.Crim.App. 2005) (same).
without a legitimate reason shoots and kills another, the person acted
recklessly because she consciously created the risk and was aware of
the risk surrounding the conduct—that a person may be shot and killed.
116
See also Robertson v. State, 109 S.W.3d 13, 14, 21 (Tex.App.-El Paso
2003, no pet.) (defendant had a grand mal seizure and crashed his vehicle
should not have been driving because of his history of past automobile
struck and killed a bicyclist on the grassy section. The defendant acted
Guyger did not consciously create the risk that Jean would be
shot and killed. To conclude that she did is implausible. Guyger did not
floor one is on—causing many to park on the wrong floor, including even
the wrong apartments. Nor did Guyger run the clown-show management
117
allowed smelly, toothless men to obtain fobs and enter the apartments of
women. (RR12.193).
At most, Guyger was inattentive and missed three clues: the vase,
the left of the door. As the TCCA observed in Schroeder, 123 S.W.3d at
aware of the risk any more than other tenants. Even the State did not
claim that she was aware of this risk. The State merely claimed that her
actions leading to Jean’s door and after she entered his apartment were
and should have noticed the clues. Thus, Guyger cannot be guilty of
Manslaughter.
creation or the failure to perceive the risk. Tex. Penal Code § 19.05
118
criminal negligence). The risk must be of a nature and degree that the
from the person’s viewpoint. Tex. Penal Code § 6.03(d); Montgomery, 369
Guyger’s shooting Jean caused his death; (2) Guyger should have been
aware that there was a substantial and unjustifiable risk of death from
her conduct since she did not paying close enough attention to her
surroundings and missed the clues of the vase, red doormat, and one-
digit-off apartment number; and (3) Guyger’s failure to perceive the risk
was a gross deviation from the standard of care an ordinary person would
192-193. Per Nash v. State, 664 S.W.2d 343, 344 (Tex.Crim.App. 1984),
119
The Court should reverse the Judgment and
sentence, acquit Guyger of Murder, convict her of
Criminally Negligent, and remand for a new trial
on punishment
Criminally Negligent Homicide is a state jail felony [Tex. Penal
more than two years or less than 180 days. Tex. Penal Code § 12.35(a)
top of the range for a third-degree felony. However, Guyger is eligible for
probation from the jury for Criminally Negligent Homicide per Tex. Code
supervision), and Tex. Code Crim. Proc. Art. 42A.056 (2018), the
to Guyger. Thus, this Court should reverse the Judgment and sentence,
120
XI. Conclusion
Guyger prays that this Court reverse the Judgment and sentence
and: (1) per Issue 1, acquit her of Murder; or (2) in the alternative, per
Respectfully submitted,
Michael Mowla
P.O. Box 868
Cedar Hill, TX 75106
Phone: 972-795-2401
Fax: 972-692-6636
michael@mowlalaw.com
Texas Bar No. 24048680
Attorney for Guyger
121
XIII. Certificate of Compliance
I certify that this document complies with the: (1) type-volume
limitations because it is computer-generated and does not exceed 15,000
words. The word-count feature of Microsoft Word shows this document
contains 14,975 words except in the: caption; identity of parties, counsel,
and judges; table of contents; table of authorities; statement regarding
oral argument; statement of the case, procedural history, and
jurisdiction; issues presented; signature; certificate of service; certificate
of compliance, and appendix; and (2) typeface requirements because it
was prepared using Microsoft Word in 14-point font.
122
Appendix
Jaggard v Dickinson
Overview | [1981] QB 527, | [1980] 3 All ER 716, | [1981] 2 WLR 118, 72 Cr App Rep 33, [1980] Crim LR
717, 124 Sol Jo 847
Criminal law — Damage to property — Property belonging to another — Belief of accused — Belief that
owner would have consented to damage to property — Belief honestly held but induced by drunkenness —
Whether belief induced by drunkenness a defence to charge of damage to property — Criminal Damage Act
1971, s 5(2)(3) .
The appellant, late at night and while drunk, broke two windows and damaged a curtain in another person's house
while attempting to break into the house believing it to be the house of a friend in the same street. The two houses
were identical and the appellant's relationship with the friend was such that she had his consent to treat his house
as if it was her own. The appellant was charged with damaging property belonging to another without lawful excuse,
contrary to s 1(1)a of the Criminal Damage Act 1971. At the hearing in the magistrates' court she relied on the
defence afforded by s 5(2) and (3)b of the 1971 Act, namely that she honestly believed that she had a lawful excuse
for damaging the property in question because, as a result of her drunkenness, she believed that she was breaking
into her friend's house and that he would have consented to her breaking in and causing the damage. The
magistrates held that she was not entitled to rely on the defence in s 5(2) because her belief that she had a lawful
excuse was induced by her drunkenness. Accordingly they convicted her. She appealed. On the appeal the
prosecutor contended that since drunkenness did not negative the mens rea required for an offence under s 1(1),
because it was an offence of basic intent, and absence of lawful excuse was an element of that offence,
drunkenness could not be relied on to support a defence under s 5(2).
Held – Section 5(2) and (3) of the 1971 Act specifically required the court, when deciding whether there was an
honest belief that there was lawful excuse to damage property, to consider a defendant's actual state of belief, and
that belief could be honestly held within s 5(3) even though it was induced by intoxication. The magistrates were
therefore in error in deciding that the appellant could not rely on the defence under s 5(2) because she was drunk.
The appeal would therefore be allowed and the conviction quashed (see p 719 a b e j and p 720 a and d to f, post).
Director of Public Prosecutions v Majewski[1976] 2 All ER 142 distinguished.
NotesFor lawful excuse as a defence to a charge of damaging property, see 11 Halsbury's Laws (4th Edn) para
1310, and for cases on destroying or damaging property, see 15 Digest (Reissue) 1439–1440, 12,690–12,693.
For the effect of drink as a defence for crime, see 11 Halsbury's Laws (4th Edn) para 28, and for cases on the
subject, see 14(1) Digest (Reissue) 49–54, 232–259.
For the Criminal Damage Act 1971, ss 1, 5, see 41 Halsbury's Statutes (3rd Edn) 409, 412.
Page 2 of 5
Jaggard v Dickinson [1980] 3 All ER 716
Cases referred to in judgmentsDirector of Public Prosecutions v Majewski[1976] 2 All ER 142, [1977] AC 443,
[1976] 2 WLR 623, 140 JP 315, 62 Cr App R 262, HL, 14(1) Digest (Reissue) 54, 258.
Director of Public Prosecutions v Morgan[1975] 2 All ER 922, [1976] AC 182, [1975] 2 WLR 913, 139 JP 476, 61 Cr
App R 136, HL, 15 Digest (Reissue) 1212, 10,398.
[*717]
R v O'Driscoll (1977) 65 Cr App R 50, CA, Digest (Cont Vol E) 126, 251a.
R v Smith (David Raymond)[1974] 1 All ER 632, [1974] QB 354, [1974] 2 WLR 20, 138 JP 236, 58 Crim App R 320,
CA, 15 Digest (Reissue) 1439, 12,690.
R v Stephenson[1979] 2 All ER 1198, [1979] QB 695, [1979] 3 WLR 193, 143 JP 592, CA, Digest (Cont Vol E) 161,
12,692a.
Case statedThis was a case stated by justices for the County of Essex acting in and for the petty sessional division
of Thurrock in respect of their adjudication as a magistrates' court sitting at Grays, Essex.
On 12 October 1978 an information was preferred by the respondent, Detective Chief Inspector James Alexander
Dickinson, against the appellant, Beverley Anne Jaggard, that on 11 October 1978 at South Ockendon, Essex, she,
without lawful excuse, damaged two window panes and a length of net curtain belonging to Patricia Ann Reven
intending to damage them or being reckless whether they would be damaged, contrary to s 1(1) of the Criminal
Damage Act 1971.
The magistrates found the following facts. 35 Carnach Green, South Ockendon, which was occupied by Mrs Raven,
and 67 Carnach Green, South Ockendon, which was occupied by Ronald Frederick Heyfron, were externally
identical properties. The appellant did not know Mrs Raven and had no contact with her prior to the events giving
rise to the charge against the appellant. The appellant did know Mr Heyfron and their relationship was such that she
had his consent at any time to treat his property as if it was her own. At 10.45 pm on the day of the offence the
appellant was in state of self-induced intoxication and ordered a taxi to take her to 67 Carnach Green, Mr Heyfron's
property, but the taxi delivered her to 35 Carnach Green, Mrs Raven's property. She entered the garden of 35
Carnach Green and was ordered by Mrs Raven to remove herself. The appellant then broke the window in the
hallway of 35 Carnach Green and then broke the window in the back door of the premises, damaging a net curtain,
and gained entry to 35 Carnach Green.
The appellant contended that at the time she broke into 35 Carnach Green she had a genuine belief she was
breaking into 67 Carnach Green and that her relationship with Mr Heyfron was such that she had his consent to
break into 67 Carnach Green, and she relied on s 5(2) of the 1971 Act as affording her a defence to the charge.
The prosecutor contended that she could not rely on the defence in s 5(2) because the damaged property belonged
to someone other than Mr Heyfron and because the appellant was in a state of self-induced intoxication.
The magistrates were of the opinion that the appellant believed she was breaking into 67 Carnach Green but that
this belief was not a genuine and honest mistake because it was induced by a state of intoxication. Accordingly,
they convicted the appellant, fined her £20 and ordered her to pay costs of £10·4355 to the prosecutor.
The question for the opinion of the High Court was whether the magistrates were right in deciding that a defendant
charged with an offence under s 1 of the 1971 Act could not rely on the defence afforded by s 5 of that Act if the
belief relied on was brought about by a state of self-induced intoxication.
[*718]
Page 3 of 5
Jaggard v Dickinson [1980] 3 All ER 716
The facts set out in the case are short but striking. On the evening of 12 October 1978 the appellant had been
drinking. At 10.45 pm she engaged a taxi to take her to 67 Carnach Green, South Ockendon, a house occupied by
Mr R F Heyfron, a gentleman with whom she had a relationship such that, in the words of the magistrates, she had
his consent at any time to treat his property as if it was her own. Alighting from the taxi, she entered the garden but
was asked to leave by a Mrs Raven who was a stranger to her. Persisting, she broke the glass in the hallway of the
house. She then went to the back door where she broke another window and gained entry to the house, damaging
a net curtain in the process. At some time thereafter, in circumstances not described by the magistrates, it became
clear that the house was not 67 Carnach Green but 35 Carnach Green, a house of identical outward appearance,
occupied by Mrs Raven. The magistrates have found that the appellant did believe that she was breaking into the
property of Mr Heyfron but that this mistake was induced by a state of self-induced intoxication.
In these circumstances, the respondent prosecuted the appellant for an offence under s 1(1) of the 1971 Act which
reads as follows:
'A person who without lawful excuse destroys or damages any property belonging to another intending to destroy of
damage any such property or being reckless as to whether any such property would be destroyed or damaged shall be
guilty of an offence.'
At the hearing before the magistrates the appellant relied on the following provisions of s 5 of the Act:
'(2) A person charged with an offence to which this section applies shall, whether or not he would be treated for the
purposes of this Act as having a lawful excuse apart from this subsection, be treated for those purposes as having a lawful
excuse—(a) if at the time of the act or acts alleged to constitute the offence he believed that the person or persons whom
he believed to be entitled to consent to the destruction of or damage to the property in question had so consented, or would
have so consented to it if he or they had known of the destruction or damage and its circumstances …
'(3) For the purposes of this section it is immaterial whether a belief is justified or not if it is honestly held … '
It is convenient to refer to the exculpatory provisions of s 5(2) as if they created a defence whilst recognising that
the burden of disproving the facts referred to by the subsection remains on the prosecution. The magistrates held
that the appellant was not entitled to rely on s 5(2) since the belief relied on was brought about by a state of self-
induced intoxication.
In support of the conviction counsel for the respondent advanced an argument which may be summarised as
follows. (i) Where an offence is one of 'basic intent', in contrast to one of 'specific intent', the fact that the accused
was in a state of self-induced intoxication at the time when he did the acts constituting the actus reus does not
prevent him from possessing the mens rea necessary to constitute the offence: see Director of Public Prosecutions
v Morgan[1975] 2 All ER 922, [1976] AC 182, Director of Public Prosecutions v Majewski[1976] 2 All ER 142, [1977]
AC 443. (ii) Section 1(1) of the 1971 Act creates an offence of basic intent: see R v Stephenson[1979] 2 All ER
1198, [1979] QB 695. (iii) Section 5(3) has no bearing on the present issue. It does not create a separate defence,
but is no more than a partial definition of the expression 'without lawful excuse' in s 1(1). The absence of lawful
excuse forms an element in the mens rea: see R v Smith[1974] 1 All ER 632 at 636, [1974] QB 354 at 360.
Accordingly, since drunkenness does not negative mens rea in crimes of basic intent, it cannot be relied on as part
of a defence based on s 5(2).
Whilst this is an attractive submission, we consider it to be unsound, for the following reasons. In the first place, the
argument transfers the distinction between offences of specific and of basic intent to a context in which it has no
place. The distinction is
[*719]
material where the defendant relies on his own drunkenness as a ground for denying that he had the degree of
intention or reclessness required in order to constitute the offence. Here, by contrast, the appellant does not rely on
her drunkenness to displace an inference of intent or recklessness; indeed she does not rely on it at all. Her
defence is founded on the state of belief called for by s 5(2). True, the fact of the appellant's intoxication was
relevant to the defence under s 5(2) for it helped to explain what would otherwise have been inexplicable, and
hence lent colour to her evidence about the state of her belief. This is not the same as using drunkenness to rebut
an inference of intention or recklessness. Belief, like intention or recklessness, is a state of mind; but they are not
the same states of mind.
Can it nevertheless be said that, even if the context is different, the principles established by Majewski ought to be
applied to this new situation? If the basis of the decision in Majewski had been that drunkenness does not prevent a
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Jaggard v Dickinson [1980] 3 All ER 716
person from having an intent or being reckless, then there would be grounds for saying that it should equally be left
out of account when deciding on his state of belief. But this is not in our view what Majewski decided. The House of
Lords did not conclude that intoxication was irrelevant to the fact of the defendant's state of mind, but rather that,
whatever might have been his actual state of mind, he should for reasons of policy be precluded from relying on any
alteration in that state brought about by self-induced intoxication. The same considerations of policy apply to the
intent or recklessness which is the mens rea of the offence created by s 1(1) and that offence is accordingly
regarded as one of basic intent (see R v Stephenson). It is indeed essential that this should be so, for drink so often
plays a part in offences of criminal damage, and to admit drunkenness as a potential means of escaping liability
would provide much too ready a means of avoiding conviction. But these considerations do not apply to a case
where Parliament has specifically required the court to consider the defendant's actual state of belief, not the state
of belief which ought to have existed. This seems to us to show that the court is required by s 5(3) to focus on the
existence of the belief, not its intellectual soundness; and a belief can be just as much honestly held if it is induced
by intoxication as if it stems from stupidity, forgetfulness or inattention.
It was, however, urged that we could not properly read s 5(2) in isolation from s 1(1), which forms the context of the
words 'without lawful excuse' partially defined by s 5(2). Once the words are put in context, so it is maintained, it
can be seen that the law must treat drunkenness in the same way in relation to lawful excuse (and hence belief) as
it does to intention and recklessness, for they are all part of the mens rea of the offence. To fragment the mens rea,
so as to treat one part of it as affected by drunkenness in one way and the remainder as affected in a different way,
would make the law impossibly complicated to enforce.
If it had been necessary to decide whether, for all purposes, the mens rea of an offence under s 1(1) extends as far
as an intent (or recklessness) as to the existence of a lawful excuse, I should have wished to consider the
observations of James LJ, delivering thejudgment of the Court of Appeal in R v Smith[1974] 1 All ER 632 at 636,
[1974] QB 354 at 360. I do not however find it necessary to reach a conclusion on this matter and will only say that I
am not at present convinced that, when these observations are read in the context of the judgment as a whole, they
have the meaning which the respondent has sought to put on them. In my view, however, the answer to the
argument lies in the fact that any distinctions which have to be drawn as to the relevance of drunkenness to the two
subsections arises from the scheme of the 1971 Act itself. No doubt the mens rea is in general indivisible, with no
distinction being possible as regards the effect of drunkenness. But Parliament has specifically isolated one
subjective element, in the shape of honest belief, and has given it separate treatment and its own special gloss in s
5(3). This being so, there is nothing objectionable in giving it special treatment as regards drunkenness, in
accordance with the natural meaning of its words.
In these circumstances, I would hold that the magistrates were in error when they decided that the defence
furnished to the appellant by s 5(2) was lost because she was drunk at the time. I would therefore allow the appeal.
[*720]
DONALDSON LJ.
I agree, but in deference to the very careful arguments with which we have been assisted in this case, I would like
to express my own view, albeit briefly.
As I understand the law as expounded in R v Majewski[1976] 2 All ER 142, [1977] AC 443, where self-induced
intoxication in fact deprives an accused person of the mental ability to form a relevant intent but otherwise the
essential ingredients of the offence are proved, his liability to conviction will depend on whether the relevant intent
was a general, or basic, intent or a specific intent. If only a general or basic intent is required, the effects of the
intoxication cannot be relied on. Aliter, if a specific intent is required. The distinction between a general, or basic,
intent and a specific intent is that, whereas the former extends only to the actus reus, a specific intent extends
beyond it.
The actus reus in s 1(1) of the Criminal Damage Act 1971 consists of destroying or damaging the property of
another and the mens rea, consisting of an intent or recklessness and absence of lawful excuse, is co-extensive
(see R v Smith[1974] 1 All ER 632 at 636, [1974] QB 354 at 360 per James LJ). Accordingly this is a crime of basic
intent and was so held in R v O'Driscoll (1977) 65 Cr App R 50 at 55, where Waller LJ also pointed to the contrast
between s 1(1) and s 1(2), where a further and specific intent was required, namely an intent by the criminal
damage to endanger the life of another.
If, therefore, the 1971 Act had not contained s 5 there would be no problem. The appellant would have been rightly
convicted. The question for us, and so far as I know it is a completely novel question, is whether s 5 makes any
difference.
The law in relation to self-induced intoxication and crimes of basic intent is without doubt an exception to the
general rule that the prosecution must prove the actual existence of the relevant intent, be it basic or specific (see R
v Stephenson[1979] 2 All ER 1198 at 1204, [1979] QB 695 at 704 per Geoffrey Lane LJ). And in s 5 Parliament has
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Jaggard v Dickinson [1980] 3 All ER 716
very secifically extended what would otherwise be regarded as 'lawful excuse' by providing that it is immaterial
whether the relevant belief is justified or not provided that it is honestly held. The justification for what I may call the
Majewski exception, although it is much older than that decision, is said to be that the course of conduct inducing
the intoxication supplies the evidence of mens rea (see [1976] 2 All ER 142 at 150–151, [1977] AC 443 at 474–475)
per Lord Elwyn-Jones LC. It seems to me that to hold that this substituted mens rea overrides so specific a statutory
provision involves reading s 5(2) as if it provided that 'for the purposes of this section it is immaterial whether a
belief is justified or not if it is honestly held provided that the honesty of the belief is not attributable only to self-
induced intoxication'. I cannot so construe the section and I too would therefore allow the appeal.
Appeal allowed. Conviction quashed.
The court refused leave to appeal to the House of Lords but certified under s 1(2) of the Administration of Justice
Act 1960 that the following point of law of general public importance was involved in the decision: whether it is a
defence to a charge under s 1(1) of the Criminal Damage Act 1971 that a defendant, as a result of self-induced
intoxication, has an honest belief that a state of affairs exists that in all other respects constitutes a lawful excuse
within s 5(2)(a) and (3) of that Act.
Solicitors: Roberts-Morgan, Shaen, Roscoe & Co, Stanford-le-Hope (for the appellant); T Hambrey Jones,
Chelmsford (for the respondent).
End of Document
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