Printed Antennas

Printed Antennas
Printed Antennas
Theory and Design
Edited by
Prof. Binod Kumar Kanaujia,
Dr. Surendra Kumar Gupta,
Dr. Jugul Kishor, and Dr. Deepak Gangwar
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Library of Congress Cataloging-in-Publication Data

Names: Kanaujia, Binod Kumar, editor.
Title: Printed antennas : theory and design / edited by Prof. Binod Kumar
Kanaujia, Dr. Surendra Kumar Gupta, Dr. Jugul Kishor and Dr. Deepak Gangwar.
Description: First edition. | Boca Raton, FL : CRC Press, 2021. | Includes
bibliographical references and index. | Summary: “Printed antennas have become
an integral part of next generation wireless communication and found to be commonly
used to improve system capacity, data rate, reliability, etc. This book covers theory,
design techniques, and the chronological regression of the printed antennas for various
applications”—Provided by publisher.
Identifiers: LCCN 2020024665 (print) | LCCN 2020024666 (ebook) |
ISBN 9780367420413 (hardback) | ISBN 9780367420451 (ebook)
Subjects: LCSH: Microstrip antennas. | Printed circuits.
Classification: LCC TK7871.67.M5 P756 2021 (print) | LCC TK7871.67.M5 (ebook) |
DDC 621.382/4—dc23
LC record available at https://lccn.loc.gov/2020024665
LC ebook record available at https://lccn.loc.gov/2020024666
ISBN: 978-0-367-42041-3 (hbk)

ISBN: 978-0-367-42045-1 (ebk)
Typeset in Times
by codeMantra
Contents
Preface......................................................................................................................vii
Editors ....................................................................................................................... ix
Contributors ........................................................................................................... xiii
Chapter 1 Basic Theory and Design of Printed Antennas .................................... 1

Dr. Shilpee Patil, Prof. Binod Kumar Kanaujia, and
Dr. Anil Kumar Singh
Chapter 2 Latest Trends in the Field of Printed Antennas.................................. 37

Dr. Anand Sharma
Chapter 3 Radiation Pattern Agility of Printed Antennas .................................. 75

Dr. Amit Bage and Surendra Kumar Gupta
Chapter 4 Band Hopping in Printed Antennas ................................................... 95

Dr. Surendra Kumar Gupta
Chapter 5 Pattern and Polarization Diversity in Antennas ............................... 123

Dr. Ashwani Kumar and Prashant Chaudhary
Chapter 6 Compact Printed Antenna Designs: Need for UWB

Communications .............................................................................. 165
Dr. Rakesh Nath Tiwari, Dr. Prabhakar Singh, and
Prof. Binod Kumar Kanaujia
Chapter 7 Circularly Polarized Printed Antennas ............................................ 213

Dr. Ganga Prasad Pandey and Dr. Dinesh Kumar Singh
Chapter 8 Special Techniques of Printed Antenna ........................................... 241

Dr. Dinesh Kumar Singh and Dr. Ganga Prasad Pandey
Chapter 9 Reconfigurable Printed Antennas .................................................... 287

Dr. Deepak Gangwar, Dr. Sachin Kumar,
Dr. Surendra Kumar Gupta, Ghanshyam Singh, and Ankit Sharma
v
vi Contents
Chapter 10 Dielectric Resonator-Based Multiple-Input Multiple-Output

(MIMO) Antennas............................................................................ 317
Gourab Das and Dr. Ravi Kumar Gangwar
Chapter 11 Advances in Patch Antenna Design Using EBG Structures ............ 363
Ekta Thakur, Dr. Naveen Jaglan, Prof. Samir Dev Gupta, and
Chapter 12 Design of Frequency Selective Surface (FSS)

Printed Antennas .............................................................................. 401
Kanishka Katoch, Dr. Naveen Jaglan, Prof. Samir Dev Gupta,
and Prof. Binod Kumar Kanaujia
Index ...................................................................................................................... 437
Preface
The demand for high data throughput and channel capacity in modern wireless com-
munication has been the primary motivation behind the development of printed
antennas. The printed antennas have become integral part of the next generation
wireless communication and are found to be commonly used to improve system
capacity, data rate, reliability, etc. In this book, theory, design techniques, and a
chronological regression of the printed antennas for various applications are covered.
The primary objective is to focus on the different techniques used by the researchers
for the design of printed antennas.
The printed antennas are highly in demand in communication engineering,
biomedical sciences, crop harvesting, energy harvesting, etc., which makes it
necessary for the students of colleges and universities worldwide to attain good
knowledge of theory and design of printed antennas. Also, this has caused a huge
interest among researchers and scientists to work on printed antennas. Although
the printed antennas are in practice from 1970 and a lot of research work has been
done in this field, the application areas of printed antennas are still increasing day
by day. The availability of books and other reference materials to the students and
researchers who wish to gain good knowledge about printed antennas and related
theories is limited.
This book will help the worldwide learners of antennas to understand the theories
of printed antennas and their applications. It will be useful in designing antennas and
making out future scope of work in this field. It presents most of the issues that are
directly related to the new age technologies in printed antennas. Even the researchers
in this field will be benefitted from the ready reference and techniques of research in
printed antennas included in this book.
The main objective of this book is to introduce the basic theory, analysis,
design, and developing techniques of printed antennas. Each chapter contains
simple and easy to understand analysis concepts of various types of printed
antennas and their characteristics. In addition, this book consists of a number of
graphical representations, values of design parameters, experimental results, and
references. An adequate number of topics are covered, so that the book will help
the students who wish to pursue bachelor/master degree, research, and career
in the field of antennas. Also, this book will provide the reader with the basic
conceptual knowledge about antennas along with the advanced techniques of
antenna design.
We, the editors, wish to acknowledge all the contributors and the publisher for
shaping this book. Many thanks go to all authors who provided their invaluable time
and suggestions during the completion of this book.
vii
viii Preface
MATLAB® is a registered trademark of The MathWorks, Inc. For product informa-

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Editors
Dr. Binod Kumar Kanaujia is a Professor in the
School of Computational and Integrative Sciences,
Jawaharlal Nehru University, New Delhi, where
he has been from August 2016. Before joining
Jawaharlal Nehru University, he was a Professor in
the Department of Electronics & Communication
Engineering in Ambedkar Institute of Advanced
Communication Technologies and Research (for-
merly Ambedkar Institute of Technology), Delhi,
from February 2011, and an Associate Professor from
2008 to 2011. Earlier, Dr. Kanaujia held the positions
of Lecturer from 1996 to 2005, Reader from 2005
to 2008, and Head of Department in Department of
Electronics & Communication Engineering, M.J.P.
Rohilkhand University, Bareilly, India. Prior to his career in academics, Dr. Kanaujia
was working as an Executive Engineer in the R&D division of M/s UPTRON India
Ltd.
Dr. Kanaujia did his B. Tech. in Electronics Engineering in KNIT Sultanpur,
India, in 1994. He did his M. Tech. and Ph.D. in 1998 and 2004, respectively, in
Department of Electronics Engineering, Indian Institute of Technology, Banaras
Hindu University, Varanasi, India. He was awarded Junior Research Fellowship by
UGC, Delhi, in the year 2001–2002 for his outstanding work in the electronics field.
He has a keen research interest in designing and modelling of microstrip antennas,
dielectric resonator antennas, left-handed metamaterial microstrip antennas, shorted
microstrip antennas, ultra-wideband antennas, reconfigurable and circularly polar-
ized antennas for wireless communication.
He is credited to publish more than 325 research papers with more than 2,600
citations with an h-index of 25 in several peer-reviewed journals and conferences. He
has supervised 50 M. Tech. and 25 Ph.D. research scholars in the field of microwave
engineering. He is a reviewer for several journals of international repute, i.e. IET
Microwaves, Antennas & Propagation, IEEE Antennas and Wireless Propagation
Letters, Wireless Personal Communications, Journal of Electromagnetic Wave and
Application, Indian Journal of Radio and Space Physics, IETE Technical Review,
International Journal of Electronics, International Journal of Engineering Science,
IEEE Transactions on Antennas and Propagation, AEU-International Journal of
Electronics and Communication, International Journal of Microwave and Wireless
Technologies, etc. Dr. Kanaujia has successfully executed 08 research projects spon-
sored by several agencies of Government of India, i.e. DRDO, DST, AICTE, and ISRO.
He is a member of several academic and professional bodies, i.e. IEEE, Institution
of Engineers (India), Indian Society for Technical Education, and the Institution
of Electronics and Telecommunication Engineers of India. Also, he serves as an
ix
x Editors
Associate Editor in AEU-International Journal of Electronics and Communications of

Elsevier, and IETE Technical Review of Taylor and Francis publishers.
Dr. Surendra Kumar Gupta did his Bachelor degree

in Electronics & Telecommunication Engineering
from Institution of Engineers (India), Kolkatta in
1994. He did his M.E. in Digital Systems in Motilal
Nehru National Institute of Technology Allahabad
(formerly MLNREC), India, in 1999. He did his Ph.D.
in Uttarakhand Technical University, Dehradun,
India, in 2015. He was associated as Quality
Assurance Services (Avionics) – Inspector with
Indian Air Force from July 1995 to January 2000. He
worked as Lecturer - Electronics & Communication
Engineering at Moradabad Institute of Technology,
Moradabad, India, from February 2000 to June
2002. Presently, he is a faculty with Department of
Electronics Engineering, Ambedkar Institute of Technology, Government of Delhi,
India, from July 2002. He has published two books for undergraduate courses. He
has authored/co-authored around 25 research papers in international journals/con-
ferences. His research interest includes computer-aided design, wireless communi-
cation, and microstrip antennas. He is a reviewer for several journals of national/
international repute, such as Taylor & Francis, and an Editorial Board Member of
Insight-Communication Journal. He is a life-time member of Indian Society of
Technical Education, India, and an Associate Member of Institute of Engineers,
India.
Having lived in a village in his childhood, he loves nature and like plantation and
its nurturing. He believes, for humanism, nature is the greatest asset and he wish to
strengthen nature in one or other form. He feels resources are to be shared among
the needy rather than utilized by an individual or a small group at advantage. He
believes, let others be happy to be happy. He works for PEACE.
Dr. Jugul Kishor is presently working as an Associate

Professor, JIMS Engineering Management Technical
Campus, Greater Noida, UP, India. Earlier, Dr. Kishor
worked as an Assistant Professor in the Department of
Electronics and Communication Engineering, National
Institute of Technology, Delhi, India. He also worked as
an Assistant professor in the Department of Electronics
and Communication Engineering, ITS Engineering
College, Greater Noida, UP, India. He received B. Tech.
degree in Electronics Engineering from Kamla Nehru
Institute of Technology, Sultanpur, India, in 2002,
M. Tech. degree in Microwave Electronics from
University of Delhi, India, in 2008, and Ph. D. degree
Editors xi
from Indian Institute of Technology (Indian school of Mines), Dhanbad, Jharkhand,

India, in 2017. He has been credited to publish more than 40 papers with various
reputed international journals and conferences with many citations and a high
h-index. He is also a reviewer of many peer-reviewed journals such as IEEE Access,
International Journal of RF and Microwave Computer-Aided Engineering, etc. He
is also a member of academic and professional bodies such as IEEE MTT-S, URSI,
etc. His research interests include designing and modelling of microstrip- and dielec-
tric resonator-based devices, and metamaterial-based antennas including circularly
polarized antennas and MIMO antennas.
Dr. Deepak Gangwar received his B. Tech. degree

from Uttar Pradesh Technical University, Lucknow,
India, in 2008, and his M. Tech. degree from Guru
Gobind Singh Indraprastha University, Delhi, India,
in 2011, and his Ph.D. degree in electronics engineer-
ing from IIT (ISM), Dhanbad, India. He is currently
an Associate Professor with Bharati Vidyapeeth’s
College of Engineering, New Delhi. His current
research interests include metamaterial-based anten-
nas, ultra-wideband antennas, metamaterial filters,
frequency-selective surfaces, metasurfaces, and RCS
reduction.
Contributors
Dr Shilpee Patil received her Ph.D. degree in
Electronics Engineering from AKTU (formerly
UPTU), Lucknow, India, in 2019, her Master of
Technology Degree in Digital Communication
from GGSIP University, Delhi, India, in 2009.
She received her B. Tech. degree in Electronics
& Communication Engineering from AKTU,
Lucknow, India. She is currently working as
an Associate Professor in the Department of
Electronics & Communication Engineering in
Noida Institute of Engineering & Technology,
Greater Noida, India. She has more than 10 years
of teaching & research experience. She has keen
research interest in design and modelling of microstrip antennas, circularly polar-
ized antennas, and slot antennas for wireless communication. She is a reviewer
of several journals of international repute, i.e. Journal of Electromagnetic waves
and Applications, Frequenz, International Journal of Electronics Letters. She has
published many research papers in international journals. She has attended vari-
ous training programmes in the area of electronics & communication engineering.
Dr. Anil Kumar Singh received his B. Tech. degree

in Electronics and Instrumentation Engineering from
M.J.P. Rohilkhand University, Bareilly, in 1999,
his M. Tech. degree in Instrumentation and Control
Engineering from NITTTR Chandigarh, India, in
2011 and his Ph.D. degree in Electronics Engineering
from IIT (ISM), Dhanbad, India, in 2016.
He worked in the department of Electronics and
Instrumentation Engineering, Institute of Engineering
and Technology, M. J. P. Rohilkhand University,
Bareilly, as an Assistant Professor from 28 September 2002 to 01 December 2016
and after that, has joined as an Associate Professor in the same department since
02 December 2016. He has published more than 40 papers in national and interna-
tional journals and conferences. His research interest includes design and analysis of
microstrip antennas. He is a life-time member of the Institution of Electronics and
Telecommunication Engineers.
He is a Member of the Antenna and Propagation Society and Communication
Society and Institute of Electrical and Electronics Engineers (IEEE), USA. He
is a reviewer of Progress in Electromagnetic Research, Microwave and Optical
Technology Letter, IEEE Access, International Journal of RF and Computer Aided
Engineering, International Journal of Antenna and Propagation, and several other
journals of repute.
xiii
xiv Contributors
Dr. Anand Sharma was born in Agra (UP), India,

in 1990. He received his B. Tech. in Electronics and
Communication Engineering from Uttar Pradesh
Technical University, Lucknow, India, in 2012 and
his M. Tech. in ECE from Jaypee University of
Engineering and Technology, Guna (MP), India. He
has completed his Ph.D. in Department of Electronics
Engineering from Indian Institute of Technology
(Indian School of Mines), Dhanbad, India, in
2018. Currently, he is an Assistant Professor in the
Department of Electronics and Communication
Engineering, Motilal Nehru National Institute of
Technology Allahabad, Prayagraj, UP, India. He has authored or co-authored over
80 research papers in international/national journals/conference proceedings.
His research interests include dielectric resonator antennas, MIMO antennas, and
microstrip antennas.
Dr Amit Bage completed B. Tech. in ECE from

Punjab Technical University, Jalandhar, India, in
2012, and PhD degree from Indian Institute of
Technology (Indian School of Mines), Dhanbad,
India, in November 2017. He joined SRM University
and worked as an Assistant Professor in the depart-
ment of Electronics & Communication Engineering,
from April 2018 to November 2018. He is work-
ing as an Assistant Professor in the Department
of Electronics and Communication Engineering,
National Institute of Technology, Hamirpur, India
from December 2018. In his area of specialization,
he is interested in electromagnetics and his recent
research activities have focused on microwave
antennas, microwave passive components, filtennas,
reconfigurable filters/antennas (memristor, varactor, and PIN diode). Dr. Bage has
authored more than 26 ‘papers in’ just refereed journals and conference papers. Dr.
Bage is an active member of IEEE and an associate member of IETE.
Contributors xv
Surendra Kumar Gupta has completed B.

Tech degree in Electronics and Communication
Engineering from Uttar Pradesh Technical University
of India, in 2013 and Master of Engineering degree in
Digital Communication from B.I.E.T, Jhansi, India, in
2017. After completing M.E., he joined as a Lecturer
in Department of Electronics Engineering at D.Y. Patil
Ramrao Adik Institute of Technology, Navi Mumbai,
India and Madan Mohan Malaviya University of
Technology, Gorakhpur, India. Presently, he is pur-
suing Ph.D. from National Institute of Technology,
Hamirpur, India. He has interest in microstrip antenna
design for microwave and millimeter wave communi-
cation. He has authored 7 research papers in referred
journal and conference.
Dr Ashwani Kumar received his B.Sc. (Hon.)

Electronics, M.Sc. Electronics, M. Tech. Microwave
Electronics, and Ph.D. degrees in 2000, 2004, 2006,
and 2014, respectively, from the University of Delhi,
Delhi, India. He was with the Department of Electrical
and Computer Engineering, University of Central
Florida, Orlando, Florida, USA, for his postdoctoral
research from 2016 to 2017. Currently, he is an Assistant
Professor at School of Engineering, Jawaharlal Nehru
University, New Delhi, India. Earlier, he was with the
Department of Electronics, Sri Aurobindo College,
University of Delhi, Delhi, India. His current research
interests include design and development of microwave
passive components such as microstrip filters, dielectric resonator-based filters, MIMO
antennas, UWB antennas, and circularly polarized antennas using metamaterials. He
is a Member of IEEE Microwave Theory and Techniques Society. He has published 75
journal and conference technical papers on filters and antennas.
xvi Contributors
Prashant Chaudhary received his B.Sc. (Hon.)

Electronics and M.Sc. Electronics in 2015 and 2017
from University of Delhi, Delhi, India. He is doing
PhD in Dept. of Electronic Science, Delhi University.
His research area of interest is planar antennas,
MIMO, circularly polarized antennas, metasur-
faces, magnetic substrates, and metamaterials. He is
a member of IEEE. He has published nine research
papers in journals and conferences.
Dr. Rakesh Nath Tiwari completed B.Sc. and M.Sc.

(Electronics) degree from University of Allahabad
and Deen Dayal Upadhyaya Gorakhpur University,
Gorakhpur, India in 2002 and 2004 respectively.
He received M.Tech. degree in Optical & Wireless
Communication Technology with Gold Medal
from Jaypee University of Information Technology,
Waknaghat, Solan, India in 2008. He has com-
pleted Ph.D from Uttarakhand Technical University,
Engineering, Dehradun, India, in August 2020. He
has published more than 25 papers in peer reviewed
International/National journals and conferences. He
is life member of Materials Research Society of India
(MRSI), and International Association of Engineers (IAENG). He is reviewer of many
reputed journals such as International Journal of RF and Microwave Computer-Aided
Engineering, Frequenz, PIER, etc. His research interest includes design and model-
ling of slot patch antennas, UWB antennas, circularly polarized microstrip antennas,
MIMO antenna, microwave/millimeter wave integrated circuits & devices.
Dr. Prabhakar Singh was born at village Semara,

Chandauli (UP), India, in 1984. He received his B.Sc.
and M.Sc. degrees from VBS Purvanchal University
in 2004 and 2006, respectively. He received his
Ph.D. degree from J.K. Institute of Applied Physics,
Department of Electronics and Communication,
University of Allahabad, India, in 2010. He taught B.
Tech. and M. Tech. students at Delhi Technological
University, Delhi, India, for 1 year from 2009 to
2010. He worked as an assistant professor at Bahra
University, Shimla Hills, Himachal Pradesh, India,
Contributors xvii
from 2010 to 2011. Presently, he is working as an Associate Professor at Galgotias

University, Greater Noida, India. He has published more than 65 research papers in
peer-reviewed international/national journals and conference proceedings with more
than 500 citations. He is a reviewer of many international and national journals. He
is presently working on broadband microstrip antennas, size miniaturization tech-
niques in patch antennas, UWB, MIMO designs, and photonic band gap antennas.
Dr Ganga Prasad Pandey, a senior member

IEEE, received his B. Tech. degree in Electronics
and Communication Engineering from Kamla
Nehru Institute of Technology, Sultanpur, UP, his
M. E. from Delhi College of Engineering (now
Delhi Technological University), Delhi, and his
PhD from Uttarakhand Technical University,
Dehradun. He worked as an Assistant Professor in
Maharaja Agrasen Institute of Technology, Delhi,
from January 2002 to September 2016 and then
joined Pandit Deendayal Petroleum University,
Gandhinagar. He has published more than 30 papers in reputed international jour-
nals and more than 15 papers in international/national conferences. He has guided
two PhD students, and currently, two PhD students are working under him. He
is working as a reviewer of several publishers such as Elsevier, Springer, PIER,
MOTL, etc. His current research interests include machine learning in antennas,
energy harvesting, ME-dipole, active, reconfigurable, frequency agile microstrip
antennas, and microwave/millimetre-wave integrated circuits and devices.
Dr. Dinesh Kumar Singh received his B.E. in

Electronics and Communication Engineering
from Kumaon Engineering College, Dwarahat,
Almora, in 2003. He has done M. Tech. in Digital
Communication from RGPV University, Bhopal,
India. He did his Ph.D. in Indian Institute of
Technology (ISM), Dhanbad, Jharkhand, India.
His area of interest is microwave engineering. He
is currently working as an Associate professor in
the Electronics and Communication Engineering
Department, GL Bajaj Institute of Technology
and Management, Greater Noida, UP, India. His
research interests include designing of high-gain,
compact, reconfigurable, fractal-shaped, circu-
larly polarized microstrip antennas, substrate integrated waveguides (SIW) and
magnetoelectric (ME) dipole antennas for modern communication system. He
has been credited to publish more than 20 papers with various reputed interna-
tional journals and conferences. He is also a reviewer of the AEU-International
Journal of Electronics and Communication, Electronics Letter.
xviii Contributors
Dr Sachin Kumar received his B. Tech. degree in

Electronics & Communication Engineering from
Uttar Pradesh Technical University, Lucknow,
India, in 2009. He received his M. Tech. and
Ph.D. degrees in Electronics & Communication
Engineering from Guru Gobind Singh Indraprastha
University, Delhi, India, in 2011 and 2016, respec-
tively. At present, he is working as a Researcher
in School of Electronics Engineering, Kyungpook
National University, Daegu, South Korea. His
research interests include circularly polarized
microstrip antennas, reconfigurable antennas,
ultra-wideband antennas, defected ground struc-
tures, and microwave components.
Ghanshyam Singh received his B. Tech. in

Electronics and Communication Engineering
from UP Technical University (presently known
as Dr. A.P.J. Abdul Kalam Technical University),
Lucknow, Uttar Pradesh, India, in 2004. He
received his M. E. degree in Electronics and
Communication Engineering from National
Institute of Technical Teachers Training and
Research, Chandigarh, India, in 2013. He joined
the department of Electronics and Communication
Engineering, Feroze Gandhi Institute of
Engineering and Technology, Raebareli, as a
lecturer in 2007. Prior to joining academics, he
had worked as an Electronics Engineer in the
Railway Testing division of M/s Central Electronics Ltd (A Govt. of India, DSIR
Public Sector Enterprise). Currently, he is doing his PhD Degree in Electronics
Engineering in Dr. A.P.J. Abdul Kalam Technical University, Lucknow, India.
His research interest includes patch antennas, artificial electromagnetic materi-
als (LHMs/metamaterials), and reconfigurable and circularly polarized antennas
for wireless communication. He has been credited to publish five research papers
in peer-reviewed international journals and conferences.
Contributors xix
Ankit Sharma received his B. Tech. degree in

electronics and instrumentation engineering and
his M. Tech. degree in signal processing from the
Ambedkar Institute of Advanced Communication
Technologies and Research, Delhi, India, in 2008
and 2012, respectively. He is currently pursuing his
Ph.D. degree in microwave engineering with IIT
(ISM), Dhanbad, India. His current research inter-
est includes RCS reduction and gain enhancement of
antennas using metasurfaces.
Dr Ravi Kumar Gangwar received his B. Tech.

degree in electronics and communication engineer-
ing from Uttar Pradesh Technical University, in 2006,
and his PhD degree in electronics engineering from
IIT (BHU), Varanasi, India, in 2011. He is currently an
associate professor with the Department of Electronics
Engineering, Indian Institute of Technology (Indian
School of Mines), Dhanbad, India. He has authored or
co-authored over 160 research papers in international
journals/conference proceedings. His research interests
include dielectric resonator antennas, microstrip anten-
nas, and bioelectromagnetics. He has guided 10 PhD and 10 M. Tech. students. He has
completed four research and development projects related to dielectric resonator antennas
and their applications from various funding agencies such as DRDO, SERB (DST), and
ISRO. He is a member of the IEEE Antenna and Propagation Society and Communication
Society, the Institution of Engineers (MIE), India, and the Institution of Electronics and
Telecommunication Engineers (MIETE), India. He is a reviewer for IEEE Antenna
and Propagation Letters, IEEE Antennas and Propagation Magazine, IET Microwave
and Antenna Propagation, IET Electronics Letters, Progress in Electromagnetic
Research, the International Journal of RF Microwave and Computer Aided Engineering,
and the International Journal of Microwave and Wireless Technology.
Gourab Das was born in Kharagpur (WB), India,

in 1990. He received his B. Tech. in Electronics and
Communication Engineering from West Bengal
University of Technology (WBUT), Kolkata, India,
in 2012 and his M. Tech. in ECE from Indian
Institute of Technology (Indian School of Mines),
Dhanbad, India. He is currently pursuing his Ph.D.
as Senior Research Fellow (SRF) in Department of
Electronics Engineering from Indian Institute of
Technology (Indian School of Mines), Dhanbad,
India. He has authored or co-authored over 25
research papers in international/national journals/
xx Contributors
conference proceedings. His research interests include dielectric resonator anten-

nas, antenna arrays, and MIMO antennas. He is a reviewer for IEEE Antenna and
Propagation Letters, IET Microwave and Antenna Propagation, IET Electronics
Letters, International Journal of RF Microwave and Computer Aided Engineering,
and the Microwave and Optical Technology Letters.
Ekta Thakur is a Research Scholar in the Department

of Electronics and Communication Engineering
at Jaypee University of Information Technology,
Waknaghat, Solan, HP, India. She received her B.
Tech. degree from the Bahra University, India, in
the year 2014. She received her M. Tech. degree
from Jaypee University of Information Technology,
Waknaghat, HP, India, in the year of 2016. Her main
research interests include ultra-wideband antennas,
band-notched antennas, metamaterials, MIMO sys-
tems, electromagnetic band gap structures, and cir-
cularly polarized UWB antennas.
Dr Naveen Jaglan was born in 1989 and obtained

his B. Tech. (Hons.) and M. Tech. (Hons.) degrees in
Electronics and Communication Engineering from
Kurukshetra University, Kurukshetra, India, in 2009
and 2011, respectively. He obtained his Ph.D. disserta-
tion entitled “Design and Development of Microstrip
Antennas integrated with Electromagnetic Band
Gap structures” from Jaypee Institute of Information
Technology, Sec-62, Noida, UP, India, in June 2017.
He has authored/co-authored several research papers
in refereed international journals and conferences.
His research has included microwave communica-
tions, planar and conformal microstrip antennas
including array mutual coupling, artificial materials
(metamorphic, metamaterials), EBG, PBG, FSS, DGS, novel antennas, UWB anten-
nas, MIMO systems, numerical methods in electromagnetics, composite right-/left-
handed (CRLH) transmissions, and high-k dielectrics. His skills include modelling of
antennas and RF circuits with Ansoft HFSS/CST Microwave Studio/ADS Momentum
and taking measurements using vector network analyzer and anechoic chamber.
Contributors xxi
Prof. Samir Dev Gupta obtained his B.E.

(Electronics) from Bangalore University (University
Visvesvaraya College of Engineering, Bangalore),
M. Tech. (Electrical Engineering) from IIT Madras,
M.Sc. (Defence Studies) from Madras University, and
Ph.D. from JIIT Noida. He is currently designated as
Director and academic head of Jaypee University of
Information Technology (JUIT), Waknaghat, Solan,
HP, India. He has over three and a half decades of
work experience in the areas of avionics, communica-
tion, radar systems, and teaching at UG and PG levels.
His teaching career spans over 22 years and 6 months;
teaching at Institute of Armament Technology under
Pune University, Defence Research & Development Organization (D.R.D.O.), Air
Force Technical College (A.F.T.C.), Bangalore, and Advanced Stage Trade Training
Wing at Guided Weapon Training Institute, Baroda. His research interest is in the area
of conformal microstrip patch antennas for aircraft systems. His publications in refer-
eed journals and conferences are well cited. He has led and supervised highly qualified
and skilled engineering officers and technicians of I.A.F. in maintenance and opera-
tion of missile, radar, and communication systems. He has been associated at JIIT,
Noida, in students’ welfare and discipline as Associate Dean of Students and Chairman
Proctorial Board, respectively.
Kanishka Katoch is a research scholar in the

at Jaypee University of Information Technology,
Waknaghat, Solan, HP, India. She received her M.
Tech. degree from Jaypee University of Information
Technology, Waknaghat, Solan, HP, India, in 2017
and her B. Tech. degree from Himachal Pradesh
Technical University, India, in 2015. Dielectric reso-
nator antennas, UWB antennas, terahertz antennas, phased antenna arrays, metama-
terials, and frequency-selective surfaces are her area of research interest.
1 Basic Theory and Design
of Printed Antennas
Dr. Shilpee Patil
Noida Institute of Engineering & Technology, Greater Noida

Jawaharlal Nehru University, New delhi
Dr. Anil Kumar Singh

M. J. P. Rohilkhand University, Bareilly
CONTENTS
1.1 Evolution and Upcoming Growth of Printed Antennas ................................... 2
1.2 Features of Printed Antennas ........................................................................... 4
1.2.1 Feeding Techniques .............................................................................. 6
1.2.1.1 Coaxial Feeding ..................................................................... 6
1.2.1.2 Microstrip Feeding ................................................................ 7
1.2.1.3 Proximity-Coupled Feeding................................................... 8
1.2.1.4 Aperture-Coupled Feeding .................................................... 9
1.2.2 Performance Factors of Printed Antennas.......................................... 10
1.2.2.1 Radiation Pattern ................................................................. 10
1.2.2.2 Directivity ............................................................................ 10
1.2.2.3 Antenna Gain ....................................................................... 11
1.2.2.4 Bandwidth ............................................................................ 11
1.2.2.5 Polarization .......................................................................... 12
1.2.2.6 Axial Ratio ........................................................................... 13
1.3 Characteristics of Printed Antennas ............................................................... 13
1.3.1 Different Shapes of Printed Antennas ................................................ 14
1.3.2 General Characteristics of Basic Patches ........................................... 16
1.3.2.1 The Rectangular Patch ......................................................... 16
1.3.2.2 The Circular Patch ............................................................... 17
1.3.2.3 The Triangular Patch ........................................................... 18
1.3.2.4 Annular Ring Patch ............................................................. 18
1.4 Field of Applications for Printed Antennas .................................................... 20
1.4.1 Advantages and Disadvantages of Printed Antennas ......................... 22
1.5 Techniques Developed for Low-Profile Printed Antennas ............................. 22
1.5.1 Features of Printed Antenna Technology ........................................... 23
1.5.2 Basic Issues and Design Limitations .................................................. 23
1
2 Printed Antennas
1.6 Analysis Methods for Some Common Patches............................................... 26

1.6.1 Analysis of Rectangular Patch Antenna
by Transmission Line Model .............................................................. 26
1.6.2 Analysis of Circular Patch Antenna by Cavity Model ....................... 28
1.7 Special Measurement Techniques for Printed Antennas ................................ 30
1.7.1 Substrate Properties ............................................................................ 31
1.7.2 Connector Characterization ................................................................ 31
1.7.3 Measurements of Printed Lines and Networks................................... 32
1.7.4 Near-Field Probing.............................................................................. 33
1.7.5 Efficiency Measurement ..................................................................... 33
1.8 Summary Remarks ......................................................................................... 34
References ................................................................................................................ 34
1.1 EVOLUTION AND UPCOMING GROWTH

OF PRINTED ANTENNAS
Wireless communication is the latest emerging pillar in the field of communication.
It has reshaped the way of communication and connectivity. Its various applications
such as broadcast of information, personal communication, satellite communication
and mobile communication have notable merits such as simplicity in design, light
weight, easy execution and estimate. The progress in wireless local area networks
(WLANs), cell phone networks, satellite communication and other different wireless
networks shows the demand as well as interest in the distinctive area of informa-
tion technology and communication. Due to the blooming of advanced communica-
tion applications, there is a high demand of highly advanced and smart antennas,
which are regarded as the key for wireless technologies. For wireless technology, the
antenna with multiband operating property having high performance and features
such as easy to control, easily manufactured, light weight, and simple structure etc.
are preferred. Its two most interesting features are: physical simplification and flat
structure, which lead the printed antennas to be the common choice of designers
to assemble a printed antenna. Due to its engineering process, the simplest form of
printed antenna is micro-strip antenna. Now-a-days electronic circuits not only used
for a transmission line but also components such as filters, couplers, resonators, etc.
frequently use an open-wave guiding structure known as micro-strip.. The use of
micro-strip for constructing antennas is a new development, and an example of a
micro-strip antenna is shown in Figure 1.1. The conducting ground plane supports
the complete lower portion of the dielectric substrate, whereas the printed conducting
strip is placed at the upper portion of the dielectric substrate.
Designers worldwide are emphasizing the use of printed antenna, especially for
low profile radiators, as it is a traditional and well-established antenna. The remark-
able use of printed or micro-strip antennas in many established techniques makes it
more reliable. Because of the rapid growth and progress in the antenna technology
in a short duration of one to two decades, the historical evolution of the present-day
antenna has become significant and interesting to read. With the rapidly increas-
ing research and development and ever-growing research publications in the field
Basic Theory and Design of Printed Antennas 3
FIGURE 1.1 Basic configuration of a printed antenna.
of antenna, it would be worth saying that nowadays printed antennas have become
dominant among the family of antennas. Now the demand is for more inventive
printed antenna structures having reliable manufacturing approach. The main focus
area for the contemporary system is lower profile antennas with low cost and less
weight. However, the designer’s ability to regulate the process of manufacturing in a
controlled manner leads to effectively modelled structures and reduced costs of the
antenna. This book brings out the foremost concern of the designers and researchers
for having a detailed computer modelling of printed antennas due to the latter’s chal-
lenges in the antenna domain.
Initially, Greig and Englemann [1] reported a new technique for transmission
of kilo-mega range of waves and Deschamp [2] included the concept of microstrip
antenna origin which is one of link from various sources. At that time the originated
stripline structure emitting the undesirable radiations. To reduce the unwanted radia-
tions from the circuit, the size of the conducting strip and substrate dimensions were
reduced, which resulted in the creation of ‘microstrip’. The concept that the arrival of
the transistor was the turning point in the development of planar printed circuits had
been questionable, but the main attention was to develop such circuits and microwave
filters having low cost. Though less or no attention was given to the radiation loss,
the nature of the radiation from stripline circuits was taken into consideration by
Lewin [3]. Due to the development of new generation missiles, there was an urgent
demand for low profile printed antennas in the early 1970s; otherwise, the concept
of antenna was inactive, and there were only very few references [4–9] till that time.
During this time, the progress of the microstrip antenna concept intensified, and
there was a flow of numerous research publications in this field. There were many
workshops, and prominent work was done during this period. In 1979, a workshop of
utmost importance was held at Las Cruces, New Mexico [10]. Its proceedings were
taken into account and were published in a special edition of IEEE Transactions,
1981. Two most recommended books on microstrip antenna were published by Bahl
and Bhartia [11] in 1980 and James, Hall and Wood [12] in 1981. During that time,
another publication based on innovative and advanced development with a different
approach of flat antenna was reported as a research monograph by Dubost [13]. The
early 1980s was a crucial period for printed antenna, not only for the publications
but also for the practical applications and finally manufacturing. The specifications
of the substrate were tightened, and a broader range of products capable of working
in extreme ambient conditions were introduced by manufacturers. However, the cost
of substrate was still high.
4 Printed Antennas
The new methods were appreciated with feeders and elements being regarded as a
whole entity as they were essential, due to the problems that have arisen in connect-
ing feeders to patch circuits in a large array. To highlight the importance of different
choices that have been made in array topology, the latter elements were improved.
As the printed elements cannot be freely attached using feeders, the requirement of
an array structure has been made. Earlier discussion depicts that the demands of the
current system are the major factors in the enhancement of printed antennas. The con-
stantly emerging requirements for broader bandwidth in the communication systems
are the basic factors for evolution of the bandwidth enhancement techniques of printed
antennas, which is the field for growth. Recent awareness in this field is that of control-
ling the polarization characteristics of printed antennas, particularly in the domain
of radar applications. The idea of ‘active-array architecture’ is applicable in defence
systems where planar apertures have semiconductor packages integrated with radiating
elements, which have a facility to oppose mechanical beam scanning. The complete
concept is up to date, but the cost of these types of array is extremely high, which
forces us to think about the present and the upcoming future of these printed antennas.
The printed substrate technology, which has hardly been mentioned, remains to be an
important source of complex electromagnetic problems, which are easily processed in
university laboratories. Thus, there will be continuous flow and abundance of research
publications with industrial advancement running in parallel with two main aspects:
the hunt for mathematical models for prediction of realistic antennas with additional
precision and improvements in manufacturing by sharpening CAD techniques for cre-
ating advanced antennas to fulfil the demands of the new systems. The emphasis is
laid in the latter aspect that the conventional microwave antenna that was bulky out-
performed its counterpart conformal printed antenna that was thin. However, mostly
in aerospace domain many latest systems are made possible with the presence of the
concept of printed antennas. And thus, it is a key for new advanced systems arising
merely from the innovative antenna designs. In the future, the present trends can be
infused in the direction of integrating electronically beam-scanned arrays. Thus, many
radiators of conventional types placed on the surface of missiles, military aircraft,
military ships, land vehicles, etc., can be replaced by conformal printed antennas. But
innovative and advanced physical concepts are demanded rather than depending on the
software alone, as organizing and controlling the characteristics of co-polar and cross-
polar radiation patterns are difficult and complicated tasks. Therefore, the concept of
printed antennas seems a doorway to compatibility of the system and optimum place-
ment of sensors, thus implementing the several facets of conformability. It also explores
the techniques of signal processing for advanced computing and facilitates lower price,
semiconductor integration, and electronic control of radiation pattern. The unbeatable
scenario of the popularity of printed antenna theory is indeed with its frequent growth
for designing several electronic systems.
1.2 FEATURES OF PRINTED ANTENNAS

The printed antenna is a modern type of radiator. The basic configuration of printed
antenna contains two metallic layers of thickness less than the free space wavelength
‘λ 0’, of which the first is the radiating patch on one side of the dielectric substrate and
the second is the ground surface on the opposite side of the dielectric substrate, as
shown in Figure 1.1. Gold and copper are usually utilized for making the metallic
layers for patch or ground. In printed antenna, the patch outline is arbitrary in nature.
Different shapes such as rectangular, square, circular, triangular, equi-triangular and
annular ring are common in practice. As a feed, a coaxial cable or a stripline can
be used for guiding the electromagnetic energy under the patch from the source to
the end place. During this process, a fraction of the energy radiates into space from
the patch boundary. Between the metallic patch and the ground surface, a dielectric
substrate is placed. According to antenna necessity, various substrate material speci-
fications are present. As Balanis [14] showed, between the range of 2.2 ≤ εr ≥ 12 and
0.003 λ 0 ≤ h ≥ 0.05 λ 0 (where λ 0 is the free space wavelength), dielectric substrates of
different thicknesses having a wide range of dielectric constants (εr) are available.
Some descriptions of printed antenna are influenced to a great extent by substrate
height, such as the direct proportionality of impedance bandwidth to the substrate
height of the printed antenna. With a high value of dielectric constant, the antenna
attains a smaller size. For increasing the efficiency and radiation in space, the height
of the substrates with low εr is increased, while in microwave circuits, substrates
with a high value of dielectric constant and a small height are used. Some dielectric
materials with their properties are listed in Table 1.1.
The ground is the metallic section created on the opposite side of the patch placed
on the substrate. Some perturbed segments are introduced into the ground for better
antenna performance at desired specifications. The techniques of loading different
TABLE 1.1
List of Some Dielectric Materials and Their Properties
S. No. Dielectric Material Relative Permittivity Loss Tangent
1 Air 1.0006 0
2 FR4 epoxy 4.4 0.02
3 Bakelite 4.8 0.0002
4 Duroid 2.2 0.0009
5 Quartz glass 3.78 0
6 Foam 1.03 0
7 Polystyrene 2.55 0
8 Plexiglas 2.59 0.0068
9 Fused quartz 3.78 0
10 E glass 6.22 0.0023
11 RO4725JXR 2.55 0.0022
12 RO4730JXR 3 0.0023
13 Rogers RT/duroid 5870/5880 2.33/2.2 0.0012/0.0009
14 Teflon 2.1 0.001
15 Taconic CER-10 10 0.0035
16 Taconic RF-30 3 0.0014
17 Taconic RF-35 3.5 0.0018
6 Printed Antennas
shapes or slots into the ground plane were presented by Chen [15] and Gautam and
Kanaujia [16].
1.2.1 FEEDING TECHNIQUES

Figure 1.2 shows the design of a feeding network used to transmit the input energy
efficiently. An appropriate feeding technique is required to match the feed and the
patch, and it makes possible the transmission of the input energy from the feed line
to the patch.
There are several kinds of methods to feed a printed antenna and are explained
in this section. Some literature review gives details of the feeding methods. For
example, coaxial probe was explained by Fan and lee [17], microstrip line feed was
explained by Ramirez et al. [18], proximity coupling was explained by Tsang and
Langley [19], and aperture coupling was explained by Waterhouse [20], with their
own merits and demerits. To choose an appropriate feeding method for the design
of a particular type of antenna, several factors must be taken into consideration. The
feeding arrangement must be chosen such that it is simple and properly matches the
patch. The feeding networks are divided into two types: direct contact type and indi-
rect contact type. In the first one, the feed line is directly connected to the radiating
element, whereas in the second one, they are electromagnetically coupled to input
energy to the radiating element. As reported by Hsu and Wong [21], an indirect con-
tact type feeding method has been presented to lessen the problem of enhancement
of cross-polarization level that is generated from direct contact type feeding. The
mainly used direct contact type feeding techniques are coaxial feed and microstrip
feed. The aperture-coupled feed, proximity-coupled feed and co-planar waveguide
feed will come under the indirect contact type feeding. All these types of feeding
methods are explained in brief.
1.2.1.1 Coaxial Feeding

Coaxial feeding is mainly applied for transferring the input energy to the patch
of a printed antenna. It is the fundamental technique that is used for feeding the
microwave power. Figure 1.3 illustrates the coaxial probe feed arrangement with a
microstrip patch antenna. The coaxial probe in a coaxial feed system consists of two
conductors, of which the internal conductor is associated with the radiating element
of the antenna and the external conductor is associated with the ground plane. The
FIGURE 1.2 Variation of fringing fields.

FIGURE 1.3 Various feeding techniques.
internal conductor provides the matching of input impedance to the characteristic

impedance. Coaxial feeding has some benefits such as effortless design, easy fabri-
cation, easy matching and low radiation of spurious waves. On the other hand, the
coaxial feed has a drawback of the need for a high soldering precision. The problem
that arises when using a coaxial feed in an array structure is the requirement of mul-
tiple solder joints. As revealed by Sharma and Vishvakarma [22], the coaxial feed-
ing needs a longer probe when a thick substrate is utilized, which raises the surface
power and the feed inductance and typically gives a narrow bandwidth.
1.2.1.2 Microstrip Feeding

In microstrip feeding method, the metallic patch of an antenna is fed via a lesser
width of the microstrip line as compared to the patch in the same plane. As a result,
a single structure can be found for both the feeding and the patch. Microstrip feeding
has some benefits such as easy demonstration, easy matching and simple fabrica-
tion. Additionally, it is a decent decision to use this feeding in an antenna array feed
network. A lower bandwidth and generation of spurious radiation in the presence of
coupling between the patch and the microstrip line are the main disadvantages of this
type of feeding mechanism. Microstrip feed can be of the following types:
• Gap-coupled feed:
As shown in Figure 1.4a, the microstrip line of the feed is isolated from
the patch; an air gap is formed between the 50 Ω microstrip feed line and
8 Printed Antennas
FIGURE 1.4 Different types of microstrip feed lines; (a) Gap-coupled feed, (b) Two-layer
feed, (c) Inset feed, and (d) Direct feed.
the patch. The antenna has a disadvantage of coupling between the patch
and the 50 Ω of microstrip line of feed.
• Two-layer feed:
Figure 1.4b illustrates that the microstrip line of feed is again isolated
from the patch; the location of the feed point is sandwiched between the two
layers of the substrate.
• Inset feed:
As shown in Figure 1.4c, a thin line of microstrip is introduced within
the patch. In this type of microstrip feed method, the feed line is again iso-
lated from the patch. The position of the microstrip line of feed is the same
as that used in the coaxial feed. The 50 Ω microstrip feed line is surrounded
with an air gap till the feeding point. Further, the inset feed method is more
appropriate for an array of feeding networks.
• Direct feed:
As shown in Figure 1.4d, the microstrip line of feed is connected with
the edge of the radiating patch of the antenna. Direct feed method requires a
matching network to compensate for the impedance difference between the
patch and the 50 Ω microstrip feed line. A quarter-wavelength transformer
is commonly used as a matching network.
1.2.1.3 Proximity- Coupled Feeding

Figure 1.3 shows the structure of the proximity-coupled feed, which is one of the
recognized mechanisms of electromagnetic coupling. In this type of feed, the
input energy is transferred to the patch from the microstrip line via electromag-
netic coupling. The proximity-coupled feeding technique consists of a microstrip
line, a patch and two different substrates. In this structure, the patch is positioned
on the top side of one substrate and the microstrip feed line is placed in between
the two substrates of different properties. To analyse the performance of the patch
and the feed line individually, this method also provides various choices between
different dielectric substrates. The parameters of the two substrates cannot be
chosen to be the same to improve antenna operating features. The proximity-
coupled feed decreases spurious radiation and increases operating bandwidth. In
any case, it desires an exact arrangement between the two layers in multi-layer
designing.
1.2.1.4 Aperture- Coupled Feeding

Figure 1.3 illustrates the structure of the aperture- coupled feeding mechanism. Its
geometry contains a ground plane with an aperture slot sandwiched between two
dielectric substrates, of which one has a higher-value permittivity and the other
has a lower-value permittivity. The radiating patch is located at the outside of one
substrate, and the microstrip line is located at the outside of the other substrate.
The coupling of input energy between the patch and the feed line is achieved
through a small slot cut in the ground plane. Lai et al. [23] reported that in contrast
to other feeding techniques, the aperture-coupled feed does not produce spurious
radiation. To minimize the cross-polarization which is produced from symmetric
configuration, the coupling aperture of the slot is usually situated under the centre
of the radiating patch. The drawbacks of the aperture- coupled feed due to the
multi-layer fabrication are not easy to overcome, because the multi-layer geometry
increases the thickness of the antenna system. The advantage of this mechanism
is that it allows separate optimization of the feeding process and the radiating
patch. A small area of the slot must be chosen to decrease the radiation from the
ground surface. In contrast to the probe feed and microstrip line feed, a wide
bandwidth is obtained from the aperture- coupled feed with improved polarization
purity as reported in [23]. The features of various feed techniques are illustrated
in Table 1.2.
TABLE 1.2
Features of Various Feed Techniques
Proximity-
Coaxial Probe Microstrip line Coupled Feed Aperture-Coupled
Features Feed Technique Feed Technique Technique Feed Technique
Spurious radiation Large spurious Large spurious Minimum spurious Less spurious
radiation radiation radiation radiation
Reliability Low reliability High reliability Moderate Moderate reliability
reliability
Fabrication process Requirement of Easily fabricated Alignment Alignment required
soldering and required
drilling process
Matching Moderate Easily matched Moderate Moderate
impedance
Impedance 2%–5% 2%–5% 13% 2%–5%
bandwidth
10 Printed Antennas
1.2.2 PERFORMANCE FACTORS OF PRINTED ANTENNAS

The performance of an antenna has been evaluated by several factors that explain the
antenna radiation properties, circuit properties or other properties. Such factors of
the antenna are its impedance bandwidth, gain, directivity, efficiency, axial ratio and
power capability. The performance enhancement of an antenna signifies the improve-
ment in one or more than one factor, among which the following are important.
1.2.2.1 Radiation Pattern

The definition of radiation pattern as reported by IEEE Standards [24] is ‘the spatial
allocation of a quantity that characterizes the electromagnetic field vectors gener-
ated by antenna’. Radiation pattern is also defined by Balanis [25] that is explain in
terms of the position of observers a regular arc draw by a line or surface throughout
all direction of radiation of antenna. The radiation pattern is represented in terms
of 2D/3D space allocation of power flux density, field strength, radiation intensity,
directivity, phase or polarization. An isotropic antenna is not feasible, but may be
applied in the process of comparison with practical antennas to evaluate their perfor-
mance, as a reference antenna. As shown in Figure 1.5, the radiation pattern gives the
information about antenna beam width, side lobes’ features and antenna resolution.
The beam width of an antenna is often defined in two terms: The first is the half-
power beam width (HPBW), and the second is the first null beam width (FNBW).
The half-power beam width provides an angular separation of the points having the
half-power from the maximum power. In decibels, this means the points at −3 dB
with respect to the maximum. The first null beam width provides an angular distance
between the first nulls at the side of the main lobe of the radiation pattern.
1.2.2.2 Directivity
As we know, an antenna’s directivity which is expressed in dBi is defined as the
radiation of power in a particular direction. The directivity of an antenna is equal
to the antenna gain, if the antenna radiation efficiency is 100%. The directivity of
a patch is estimated easily because its efficiency is greater than 90%. The radiating
edge of the patch placed above the ground surface is working as two radiating slots.
The directivity increases by 3 dB due to the overall radiation present above the patch
of the antenna. By this, we achieve an excellent front-to-back ratio, where the maxi-
mum radiation takes place above the patch and the minimum at the other side of the
FIGURE 1.5 Antenna beam width representations.

patch. The directivity increases as we move from lower elevations to the broadside
direction. The ‘dBi’ is used when the directivity of an antenna is measured relative
to an isotropic antenna. It is also measured with respect to a dipole antenna which
has 2.15 dBi of directivity, which is more than that of an isotropic element which has
no directivity. The ‘dBd’ is used when the directivity is measured with respect to a
dipole antenna.
1.2.2.3 Antenna Gain

The antenna gain is a key performance value which is measured in terms of the anten-
na’s directivity and radiation efficiency. As the radiation efficiency never reaches
the maximum, the gain of an antenna always has lower values than the directivity.
Antenna efficiency is another important parameter which is most often used to mea-
sure losses in antennas and is defined as the ratio of the radiated power to the input
power of the antenna. The input power is transformed into the radiated power, and
it is mostly dissipated within the antenna by means of metal conduction, magnetic
loss and dielectric loss. Surface wave power is also a transformed portion of the input
power of the antenna. At the boundaries of the substrate, surface waves that travel
within the substrate are partially radiated and reflected back. Surface waves are
mostly generated when a thick substrate or a substrate with a large dielectric constant
is used. When air is used as a dielectric, surface waves are not excited. Presently,
various techniques are available to minimize the excitation of surface waves.
1.2.2.4 Bandwidth
Antenna bandwidth (BW) is stated as ‘the range of usable frequencies within which
the performance of the antenna reaches to a specified standard with respect to some
characteristic’. The bandwidth is the range of frequencies from the lower side to the
higher side of the operating frequency of the operating band. The bandwidth of an
antenna demonstrates a standing wave ratio less than 2:1. The values of performance
factors of an antenna such as input impedance, axial ratio, gain, and radiation char-
acteristics are found to influence the desired antenna bandwidth. Various other defi-
nitions are available to realize the importance of the bandwidth, such as impedance
bandwidth, directivity/gain bandwidth, electronic efficiency bandwidth, polarization
bandwidth, and axial ratio bandwidth.
• Impedance bandwidth:
The term impedance bandwidth is the frequency range in which the
antenna gets a matching impedance relative to a given reference impedance.
The quality factor ‘Q’, feed types and various other parameters of a printed
antenna affect the antenna impedance bandwidth. The demerit of dipole and
half-wave printed antennas is their typical restricted impedance bandwidth,
which is between 1% and 3%.
• Directivity/gain bandwidth:
The term directivity/gain bandwidth is the frequency range over which
the antenna obtains the requirement of definite values of directivity/gain.
• Efficiency bandwidth:
It is the range of frequency where the antenna exhibits a defined efficiency.
12 Printed Antennas
• Polarization bandwidth:
It is the frequency range over which the printed antenna achieves the
requirement of a suitable co-polarization/cross-polarization ratio.
• Axial ratio bandwidth:
It is the range of frequency in which the quality of the circularly polar-
ized waves of an antenna is explained. Polarization bandwidth and axial
ratio bandwidth are related to each other.
The bandwidth of narrowband antennas in percentage [14] is expressed as ‘the

ratio of the frequency range over that all desired specifications are achieved to the
centre frequency’. The mathematical expression is as follows:
fmax − fmin
BW(%) = ⋅ 100 (1.1)
fo
where fmax represents the higher frequency, fmin represents the lower frequency, and fo
represents the centre frequency.
1.2.2.5 Polarization
The term polarization is stated as the orientation of electric field vectors in an elec-
tromagnetic field. If the orientation of electric field vectors is in single plane, linear
polarization is achieved. The fundamental patch of an antenna mostly generates lin-
early polarized waves in which the orientation of the electric field falls in one direc-
tion. There are two cases obtained in linear polarization, i.e. vertical polarization
and horizontal polarization. In the first case, the orientation of electric field vectors
is in vertical plane, and in the second case, the orientation of electric field vectors is
in horizontal plane. The earth’s surface is taken the reference for the orientation of
field vectors.
If the orientation of electric field vectors forms a circle in space relative to time
for a specific point, then it is known as circularly polarized radiation produced by the
time-harmonic waves for that point. Circular polarization is achieved if the electric
field vectors produce two orthogonal linear modes. The magnitude of the two modes
of electric field should have the same value, and the time phase difference of the two
modes should be odd multiples of 90°. Numerous applications such as satellite com-
munication are not suitable with the concept of linear polarization. In such cases,
circular polarization is appropriate because of its sensitivity to the orientation of the
antennas. The fundamental theory of the circularly polarized printed antennas is the
variation of electric fields in orthogonal planes such as x- and y-directions with equal
amplitude. The outcome of the circularly polarized waves is achieved by the parallel
excitation of two modes in orthogonal directions. It is clear that the excitation of one
mode has a phase delay of 90° with the other mode. An antenna with circular polar-
ization can be either right-hand circularly polarized or left-hand circularly polarized.
To obtain a maximum power from the surroundings, the polarization sense should be
the same for both the receiver and the transmitter antennas. If the antenna polariza-
tion is 90° out of phase with the field polarization, no power has been taken out by
the antenna from the surroundings.
In real world, a perfect antenna is not feasible for linear or circular polarization.
If a wave is not linearly or circularly polarized, then it means that it is elliptically
polarized. If the orientation of electric field vectors forms elliptical loci in space rela-
tive to time for a specific point, then it is known as elliptically polarized radiation
produced by the time-harmonic waves at that point. However, an antenna is accom-
plished with the elliptical polarization property if the vectors of electric field produce
two orthogonal linear modes of unequal amplitude.
The factor polarization sense is also used for characterization of each polariza-
tion. Polarization sense for a linearly polarized antenna is illustrated by the tilt angle
of the electric field vectors. It is classified as 90° vertical, 0° horizontal, and ± 45°
slanted. Polarization sense for a circularly polarized antenna is illustrated by the
direction of tip movement of the electric field vector. It is classified as clockwise
(RHCP) and counterclockwise (LHCP).
1.2.2.6 Axial Ratio

The term axial ratio (AR) is used as an essential feature for polarization measure-
ment of an antenna. It is generally defined as ‘the ratio of electric fields in orthogonal
planes’. The axial ratio of an elliptically polarized wave is explained as ‘the ratio
between minor and major axes of the ellipse’ and it is equal to [14]
major axis
AR = (1.2)
minor axis
The value of axial ratio for an elliptically polarized wave is greater than one (> 0 dB).
The value of axial ratio varies from one to infinity. An antenna radiating linearly
polarized waves having one of the components of electric field with zero magnitude
achieves the value of axial ratio that tends to infinity. If the values of minor and major
axes are equal, then the antenna achieves ideally circularly polarized waves. That
means a circularly polarized wave consists of two orthogonal electric field compo-
nents (90° out of phase) of equal amplitude. In that case, the value of axial ratio is
achieved as one (or 0 dB).
The axial ratio is frequently used for the characterization of the polarized waves
of a circularly polarized antenna. For circularly polarized antenna, axial ratio is 3 dB
or higher and axial ratio bandwidth is the frequency range over which axial ratio is
less than or equal to 3 dB. Degradation in these values occurs when signal moves
away from the main beam width of the antenna.
1.3 CHARACTERISTICS OF PRINTED ANTENNAS

The technology of printed circuit which is used for the development of circuit compo-
nents, transmission lines and radiating elements of electronic systems is completely
responsible for the development of printed antennas. Similar to the technology of
printed circuit, the technology of integrated circuit presents various other advantages
such as low profile, lightweight, low cost and conformability. A narrow bandwidth
that arises from the concept of a resonant cavity which is the area under the patch
14 Printed Antennas
with a high quality factor is the major drawback. In this section, some important
features of printed antennas are investigated.
1.3.1 DIFFERENT SHAPES OF PRINTED ANTENNAS

A number of shapes of printed radiators and array elements are reported by design-
ers. These are frequently available to designers with a verified checklist. In this sec-
tion, details of various shapes of printed elements along with an outline sketch and
source information are summarized.
Figure 1.6 illustrates some principal shapes of radiating patches for improved
performance of a printed antenna. The circular sector shape and the annular ring
sector shape of the patches were investigated by the cavity model in [26]. In this
paper, the impedance and resonant frequency were explained in detail, but there was
no explanation regarding the performance of bandwidths or radiation pattern. Star-
shaped patch radiators are explained theoretically in [27] due to their good symmetry
property with higher-order modes. Palanisamy and Garg [28] presented circular ring,
rectangular ring and H-shaped patches and achieved performances similar to that of
fundamental shapes.
Various other patch variants are investigated and suggested in [12]. Similarly,
these shapes are also supposed to give the same performance as the fundamental
shapes. A collection of some other patch variants are illustrated in Figure 1.7.
The fundamental shapes of patches for single-feed antennas are illustrated in
Figure 1.8. A simple construction for circular polarization is achieved by a single-
point feeding. A variety of geometrical distortions are presented to obtain the phase
shift of 90° between two excited modes, some of which are as follows:
• Patch with rectangular shape [29].

• Patch with square notch [30].
• Patch with square slot [31].
FIGURE 1.6 Variants on principal shapes.
FIGURE 1.7 Various other feasible shapes.

FIGURE 1.8 Different patch shapes for circular polarization.
FIGURE 1.9 Thick patches for wideband operation.
• Disc-shaped patch with square notch [32].

• Square patch with truncated corner [33].
• Elliptical patch [34].
• Pentagonal patch [35].
The basic configuration of patches for wideband operation of an antenna is illustrated

in Figure 1.9. As presented in [36], a lower value o dielectric constant (εr = 1.0) and a
higher value of substrate’s height (h/W > 0.1) are used to achieve bandwidths greater
than 10%. Otherwise, thinner substrates also achieve a broad bandwidth of up to 30%
by using external matching circuits as represented in [37]. Patches with thick sub-
strates experience the problem of impedance matching that is overcome by using the
matching gaps in the probe [12] or patch [38]. For wide bandwidth applications, patch
shaping like steps, conical depression and curved depression as shown in Figure 1.10
is also a good technique.
16 Printed Antennas
FIGURE 1.10 Different shapes of patches.
FIGURE 1.11 Parasitic patches.
Another technique to achieve wide bandwidths is the stacking of multiple patches.

In the design of a stack antenna, the upper patch is electromagnetically coupled to the
parasitic patches. Figure 1.11 illustrates some examples of stack antennas with feed
lines of coaxial probe and microstrip line, which are designed using a base substrate
of alumina (εr = 10).
Parasitic patches are also arranged in co-planar patches that are characterized
as thin resonators. The additional patches in a parasitic co-planar configuration are
placed either gap-coupled or line-coupled to different shapes of patches. Otherwise,
to achieve a wideband patch, gap coupling is preferred for coupling thin parasitic
patches. Various arrangements of parasitic co-planar patches are illustrated in
Figure 1.12.
1.3.2 GENERAL CHARACTERISTICS OF BASIC PATCHES

1.3.2.1 The Rectangular Patch
The basic shape of a radiating patch that is frequently used for designing a microstrip
patch antenna is ‘rectangular’ and is shown in Figure 1.13. In this figure, the length
and width of the rectangular patch are denoted by a in x-direction and b in y-direction,
respectively. A cavity is assumed under the rectangular patch for the analysis of the
rectangular patch. The expression of the electric field in the resonant mode is given by
Er = Eocos ( nπx /a ) ⋅ cos ( mπy /b ) (1.3)
where n or m = 0, 1, 2 …
The resonant frequency is expressed as follows:
(
fnm = knm ⋅ c 2π ε r ) (1.4)
FIGURE 1.12 Different configurations of parasitic co-planar patches.
FIGURE 1.13 Rectangular patch antenna.
where knm is the mth zero of the derivatives of the Bessel function of order n and c is
the speed of light. For a rectangular patch, knm is expressed by
=⎛ 2 ⎞ +⎛ 2 ⎞
2 nπ mπ
knm (1.5)
⎝a ⎠ ⎝ b ⎠
Detailed explanation of various characteristics of a rectangular-shaped patch antenna

is presented in [39–41].
1.3.2.2 The Circular Patch

As shown in Figure 1.14, the characterization of the circular patch configuration is
done by a single parameter, that is radius a. With this opinion, the circular patch is
the simplest geometry compared to the other shapes of patches that consist of more
than one parameter to explain them. As it consists of only one parameter, its math-
ematical analysis is done by using Bessel functions.
The expression of electric field in a TMnm resonant mode in the cavity under the
circular patch is given by,
Es = Eo Jn ( knm R ) cos n Ψ (1.6)
where R is the radial coordinate and ν is the azimuthal coordinate. Eo is the arbitrary
constant, Jn is the Bessel function of the first kind of order n, and knm is the mth zero of
the derivatives of the Bessel function of order n and, for circular patch, it is expressed by
knm = X nm a
18 Printed Antennas
FIGURE 1.14 Geometry of a circular patch.
The resonant frequency is expressed as follows:
c
fnm = X nm ⋅ (1.7)
2πa ε r
The value of Xnm for the TM11 fundamental mode is 1.841. The detailed documenta-
tion of circular patch microstrip antennas is presented in [42, 43].
1.3.2.3 The Triangular Patch

In recent times, antennas with a triangular-shaped patch have been in more demand
due to the advantage of their small size. The fabrication process of a conventional
triangular-shaped patch antenna is very simple. Figure 1.15 illustrates the geometry
of the coaxial probe-fed triangular patch antenna.
A triangular-shaped patch antenna is designed to overcome the limitations of the
earlier rectangular and circular patch antennas. The development of geometrical the-
ory of the resonance frequencies and Q-factors for different types of antennas with
triangular-shaped patches is presented in [44]. This theory is based on the electric
field inside the cavity under the triangular patch. The analysis of these triangular-
shaped patches is performed by the cavity model.
The various triangular shapes include 45°-45°-90°, 30°-60°-90° and 60°-60°-60°
equilateral triangular patches. In contrast to the basic shapes of the patches that are
studied earlier, there is only a brief analysis of these triangular-shaped patches in
[45–47].
Schelkunoff [48] provided all the solutions for the fields in an equi-triangular
waveguide with perfect electric walls.
1.3.2.4 Annular Ring Patch

As we know, the attraction towards the rectangular- and the circular-shaped
patches is more than the other shapes of the patches. However, the annular ring
patch also gained great attention and is a widely studied patch [49–53]. A number
FIGURE 1.15 Triangular patch configuration.
FIGURE 1.16 Annular ring patch antenna.
of attractive features are related to annular ring patches. The size is consider-
ably small than that of the circular patch when both are operated in the low-
est mode for a given operating frequency. In application to arrays, an annular
ring patch reduces the problem of the grating lobe by placing its elements more
densely. Another possible feature is that a dual-band compact antenna [11] can
be obtained by merging an additional microstrip element, such as a circular disc,
inside the aperture of the annular ring. It can be switched between different modes
by adjusting the ratio of outer to inner radii of the annular ring. As compared
to other patches with the same dielectric thickness, it achieves a large imped-
ance bandwidth by operating in one of the higher- order broadside modes, such
as TM12. The annular ring patch antenna is analysed by using the cavity model
and the spectral domain technique in the Fourier–Hankel transform domain. The
geometry of an annular ring patch antenna is shown in Figure 1.16. The inner and
outer radii of the annular ring patch are denoted by a and b, respectively. Various
performance factors that are analysed by the cavity model for rectangular, cir-
cular, equi-triangular and annular ring patch antennas are compared and listed
in Table 1.3.
20 Printed Antennas
TABLE 1.3
Comparison between Performance Factors of Different Shapes of Patch
Antennas (εr = 2.32, t = 1.59 mm, f = 2 GHz)
Performance Rectangular Equi-
Factors Patch (a = 1.5b) Circular Patch triangular Annular Ring (b = 2a)
Radiation TM10 TM11 TM10 TM11 TM12
3 dB beam 102°/85° 100°/80° 100°/88° 103°/81° 30°/47°
width:
E-plane/H-
plane
First side lobe N/A N/A N/A N/A −6 dB/N/A
level:
E-plane/H-
plane
Directivity (dB) 7.0 7.1 7.1 7.1 10.9
Efficiency (%) 87 94 87 86 97
Gain (dB) 6.1 6.8 6.2 6.1 10.6
Bandwidth (%), 0.7 1.1 0.78 0.70 3.8
2:1 VSWR
Physical a = 49.2 mm a = 49.2 mm a = 65.7 mm b =18.4 mm b = 89 mm
dimensions b = 32.8 mm a = 9.2 mm a = 44.5 mm
Area (mm2) 161 243 181 106
1.4 FIELD OF APPLICATIONS FOR PRINTED ANTENNAS

The printed antennas are mostly recognized for their robust design, high perfor-
mance, ease of fabrication and wide usage in multiple applications such as medical
purposes, satellite communication and military systems including rockets, aircrafts,
missiles, etc. Today, printed antennas are extensively used in a number of applica-
tions in all the fields of wireless communication. Finally, after a great research on
printed antennas, they have become capable of replacing the conventional antennas
in a large number of applications. Some of the main applications of printed antennas
are discussed below:
• Mobile communication:
Mobile communication requires portable devices with lightweight, low-
cost, small-sized antennas to make them compact. The selection of the best
printed antenna completely fulfils these requirements. Mobile applications
consist of many areas such as portable apparatus of small size, cell phones,
ultra-high-frequency (UHF) pagers and vehicles such as car, ships and
planes.
• Satellite communication:
To meet the basic needs of radiation patterns of satellite communi-
cation, that is circular polarization, single- or double-feed points are
applied to the square or circular patch antenna. The printed antennas

radiate circularly polarized waves and show flexible designing prop-
erties; hence, it is mostly applicable for satellite communication. The
planar printed antenna array may be used to transmit from satellite
station by replacing the usual parabolic reflector antenna in satellite
communication.
• Global positioning system:
Initially, Global Positioning System (GPS)-based satellite systems are
applicable only for military systems, but currently, GPS is utilized for
huge commercial purposes in various fields. GPS tracks the accurate path
and position of vehicles such as cars, planes and ships. In L-band, dual
frequencies are used to transmit and receive the signals from a GPS satel-
lite and by several receivers on the earth, respectively. To receive a signal
from a GPS satellite, a circularly polarized antenna is required. These
days printed antennas with a high-permittivity substrate material for GPS
are used.
• Radio frequency identification:
The radio frequency identification (RFID) has many applications in
multiple fields, such as identification, mobile communication, transporta-
tion, logistics systems, manufacturing process, medical purposes and many
tracking applications. The RFID arrangement consists of a transponder and
a transceiver with working frequency range from 30 Hz to 5.8 GHz, based
on its uses.
• Direct broadcast satellite system:
Several countries utilize direct broadcasting satellite system (DBS)
to provide television and radio services. Because of the bulky geometry,
a high-gain (~33 dB) parabolic-shaped reflector antenna that is utilized to
receive the waves at ground gets affected by snow and rain. Therefore, a
direct broadcast receiver requires an array of printed antennas with circu-
lar polarization characteristics. The array of printed antennas must be of
small size, easy to install, less expensive and uninfluenced by atmospheric
conditions.
• Antenna for pedestrian:
Compact antennas for pedestrians remove a great limitation of used
space. A low-profile, small-structure antenna with a low weight is nor-
mally installed in the portable pocket devices. Printed antennas are greatly
applicable for pedestrians, even though it has a disadvantage that a printed
antenna with a small structure leads to worst performance.
• Radar applications:
Varieties of printed antennas are designed by many researchers with
proper gain and beam width for the radar applications, which include naval
radar, remote sensing and surveillance radar. An array of printed antennas
may also be utilized to attain the required gain and beam width. A number
of electrical devices for sensing the speed and direction of ocean waves and
for searching the underground soil grades require synthetic aperture radar
method.
22 Printed Antennas
1.4.1 ADVANTAGES AND DISADVANTAGES OF PRINTED ANTENNAS

Printed antennas have several advantages as compared to basic microwave antennas.
Therefore, they are used in multiple applications over a broad range of frequency,
~100 MHz to ~50 GHz. Some great advantages of the printed antennas in contrast to
basic microwave antennas are listed:
• They are of lightweight, small volume and short profile with planner con-
figuration that is suitable for conformability.
• Antenna fabrication cost is very less, which is necessary for mass production.
• Thin designing is possible, creating no problem to the aerodynamics of host
aerospace vehicles.
• Easy installation is possible on missiles, rockets and satellites without any
major modifications.
• Antenna scattering region is very small.
• Linear and circular polarizations are possible with some modifications in
the position of feed.
• Dual or multiple bands are easily achieved by antennas.
• They show compatibility with integrated and modern designs.
• Simultaneous fabrication of the designed antenna with feed lines and match-
ing networks is possible.
On the other hand, the list of some disadvantages of the printed antennas in contrast
to basic microwave antennas is as follows:
• Generally, the outcome of printed antennas is narrow bandwidth.

• They have lower antenna gain due to losses.
• Half-plane radiation happens in most of the printed antennas.
• The maximum gain (~20 dB) is limited due to practical reasons.
• They have degraded performances of end-fire radiation.
• Isolation between the feed and the radiating elements is inappropriate.
• Surface waves are present.
• Power handling capability is low.
However, by following some practices, we can significantly decrease the effects of

these disadvantages. For example, by carefully designing and fabricating the anten-
nas, we can suppress or eliminate the excitation of surface waves.
1.5 TECHNIQUES DEVELOPED FOR LOW-

PROFILE PRINTED ANTENNAS
In the last decade, the use of parasitic patches in printed antennas gained huge atten-
tion for numerous applications in communication and navigation systems. To achieve
a narrow bandwidth (>5%) and moderate gain from 15 to 25 dB, a microstrip patch
antenna is the best choice. However, the necessary massive production of printed
antennas for wide bandwidth and better control of radiation characteristics requires
divergence in substrate parameters and manufacturing tolerances. Hence, to achieve

the design specifications for an antenna, a simple and accurate analysis of radiating
elements is required. The theoretical explanation of the basic-shaped patches and
slots is done by the spectral domain approach, while the cavity or transmission line
model is used for the analysis purpose. To design planar arrays, a detailed knowledge
of various properties such as mutual coupling effect, directivity and losses of the
linear sub-arrays of printed antennas is required. For designing the array of printed
antennas, easy formula and analysis are explored. 2D arrays having a sub-array with
non-identical elements, for example cross-fed geometry, are appropriate for cheaper
antennas.
1.5.1 FEATURES OF PRINTED ANTENNA TECHNOLOGY

The printed antenna is the latest candidate in the field of antenna engineering. The
printed antenna is fit for the latest applications because of its advanced features.
Table 1.4 [12] illustrates the various performance factors that are significant and
essential for designing an antenna for some specified applications. Table 1.5 illus-
trates all the operational and manufacturing considerations [12] which are in the
equal demand, and these considerations are broadly relevant to the application. It is
understandable that a new feature, i.e. production of thermal noise at the receiver-
side antenna, related mainly to large lossy microstrip arrays is not appropriate for
the basic antennas. Similarly, power handling, material effects, such as the use of
new materials, mechanical and electrical stability of materials, and inter-modulation
effects are basically related to the microstrip patch antennas.
1.5.2 BASIC ISSUES AND DESIGN LIMITATIONS

To realize the basic issues and design limitations of printed antennas, a study of
qualitative outline without examining specific designs in detail has been performed.
A slotted triplate and cavity-backed printed antennas define the relation between the
TABLE 1.4
Checklist of Performance Factors for Antenna Design [12]
Performance Factor Design Constrains
Matching impedance Input terminals are perfectly matched with the feed
Major lobe Gain of the antenna and beam width consideration
Side lobes Controlled among required envelopes
Polarization Controlled cross-polar behaviour
Circular polarization Controlled elliptical behaviour of waves
Efficiency Controlled power in antenna design
Aperture efficiency Relation between illumination distribution, gain and radiation pattern
Bandwidth Characteristics of input impedance
System demands Profile limitation
24 Printed Antennas
TABLE 1.5
Manufacturing and Development Considerations [12]
S. No. Manufacturing Considerations
1. Effects of noise in receiver side
2. Transmitter-side power handling capability
3. Near-field hazardous condition for human resources
4. Ambient temperature and humidity of environment
5. Effects of electrostatic charge for space use
6. Effects of wind speed, vibration, ice, snow, rain
7. Effects of lightning strikes
8. Sunlight exposure
9. Controlled aerodynamic and weather shields
10. Mechanical and electrical tolerances in manufacture
11. Sensitivity to manufacturing tolerances for design development
12. Effects of corrosion and creep in metals
13. Effects of inter-modulation in materials
14. Mechanical and electrical stability of materials
bandwidth and the height of the substrate. It defines that the bandwidth decreases
with the decrease in the distance of separation between the radiating patch and the
ground plane. Therefore, thick antennas have a large bandwidth. An antenna band-
width is stated as the frequency range in which the condition of matching input is
suitable, but the performance limitations of radiation pattern may also dictate the
antenna bandwidth. On this basis, one may expect the bandwidth of the very thin
printed antennas to be further reduced and this is definitely the case. An explanation
is provided by the well-known super-gain concepts [54], which relate the antenna size
to its bandwidth. The printed antenna occupies less volume than the cavity-backed
antennas, and hence, a less bandwidth can be expected.
Printing of the feed structure on the substrate combined with the radiating ele-
ment is the next concerning issue. A small amount of power which is coupled through
one feeder to another due to surface wave action in the dielectric substrate and some
additional losses are been introduced by the feeder lines. Due to this, controlling
the distribution of antenna aperture and therefore side lobe level becomes difficult.
However, the direct radiation from the feeders on the microstrip substrate results in
the further degradation of radiation pattern. Therefore, there is a need for various
screened feeder structures to be used in the requirement of modest side lobe levels
until other methods are found. A substrate surrounds the microstrip radiating ele-
ment by which the surface waves are supported, and a little amount of power at each
radiator is injected into the substrate, which is different from that of a slot antenna.
The control on the side lobes can be further exaggerated by scattering of these sur-
face waves at the boarder of the substrate.
At last, the mechanical tolerances are the major factors in limiting the precision
of the lean microstrip structures due to which the amplitude distribution and aper-
ture phase are controlled during manufacturing. The tolerance on the electrical and
mechanical parameters of the material such as substrate ageing, temperature, etc

are been added to the later part. The antennas backed with a thicker cavity having
air gaps require a highly intricate assembly during manufacturing, but are hardly
affected by the electrical and mechanical tolerances.
The antenna designers are well known that the performance achieved from an
array of waveguide travelling waves is broadly dependent on the accuracy with which
the waveguide itself is designed and manufactured. A parallel feeding method is not
so much critical for use in design, but at that time, some factors such as cost, size
and weight are adversely affected. It is obvious that the accuracy to which the aper-
ture distribution of all the flat-plate antennas can be designed is also dictated by the
design of their respective transmission line structures. The design of printed anten-
nas therefore largely centres on the transmission line properties of microstrip lines.
However, there is a main problem with microstrip in as much that no exact design
equations exist in simple closed mathematical form. For instance, the field behav-
iour within a rectangular metal waveguide can be rigorously expressed in terms of
simple trigonometric formula; the more difficult waveguide problem of the effect of
rough metal surfaces, deformed sides, the presence of holes and obstacles, etc., can
be analysed with a degree of accuracy sufficient for component design [55]. To obtain
the field structure in the microstrip line with a precision demanded by most design
specifications, it is necessary to compute equations involving extensive mathematical
series, but this in turn leaves some doubt about the resulting numerical accuracy and
somewhat defeats the object from a precision design standpoint. The characterization
of discontinuities in microstrip lines such as steps, tapers and bends can be assessed
at a low frequency using quasi-static techniques which embody the assumption that
the radiation effects can be completely neglected. Consequently, the resulting data
are of very limited use in printed antenna design, giving at best some indication of
how to shorten the line lengths to tune up radiating elements.
The purpose of this segment is to elaborate the existing design issues and limita-
tions for printed antenna analysis. To our knowledge, still certain basic properties of
printed antennas are concentrating on their merits and demerits, and therefore, the
design challenges of the future are represented as follows.
As compared to the conventional antennas, the printed antennas consist of many
differences. Some of them are having two degrees of freedom, being used in very
thin topology and the ability to be designed in any shape inside the boundary of x-
and y-axes. One of the most wearisome properties is the ‘loss’, which is encountered
in the connecting elements of feeders of thin conducting strip applied in large arrays.
The loss that occurs in the radiating elements is also a problem for various applica-
tions. The result of using a thin substrate is the limited bandwidth achieved by radiat-
ing elements. Actually, a thin substrate used in printed antennas acts as an intrinsic
high-Q resonator. Another problem is the generation of surface waves, which is not
ignored by deploying foam-type substrates. In demand of low side lobe levels and
cross-polarization, the presence of surface waves distorts the radiation pattern. Some
problems are generated by compromising the manufacturing of assembly of simple
and single co-planar structure of printed antennas. The last one is the high cost of
the substrate materials that provide mechanical and electrical stability during opera-
tion. Otherwise, the cost of the substrate is an inherent feature of a printed antenna
26 Printed Antennas
manufacturing process. To understand the importance of future advancement scope

of printed antennas, the above basic issues and limitations are highlighted.
1.6 ANALYSIS METHODS FOR SOME COMMON PATCHES

To realize the different antenna radiation characteristics such as input impedance,
gain, efficiency, radiation pattern and polarization, the analysis becomes compli-
cated due to the inherent characteristics of the printed antennas, such as heteroge-
neous dielectric medium, inhomogeneous boundary conditions, narrow frequency
band and different types of feed technique. Thus, a trade-off is created between the
complexity of the methods and the accuracy of the result. The analysis of printed
antennas and consequences of its physical insight are explained by various methods.
The antenna analysis may be performed by using different analysis models such
as transmission line model (TLM), generalized TLM, lossy TLM, cavity model,
generalized cavity model and multi-port network model (MNM). The transmission
line model is the simplest technique to give a better physical insight into a designed
antenna. It has been mostly useful for designing rectangular shapes of patches. It
has also some fundamental drawbacks of neglecting field deviations along the radi-
ating edges. By using the cavity model which is more complicated than the trans-
mission line model, these fundamental drawbacks may be overcome. But it is not
easy for the modelling of coupling. However, it provides an exact solution with a
great accuracy.
A detailed comparison between different models is illustrated in Table 1.6 [56].
As depicted in the table, it can be easily summarized that the cavity model is the most
prominent analytical method for basic configurations.
1.6.1 ANALYSIS OF RECTANGULAR PATCH ANTENNA

BYTRANSMISSION LINE MODEL
The transmission line model is the best suited method for analysing the rectangu-
lar- or square-shaped patch antennas and will be discussed in this segment. In this
method, an antenna with a basic structure including a radiating patch, a dielectric
substrate and a metallic ground plane is required. This method is applied on the
microstrip line-fed or probe-fed printed antennas as illustrated in Figures 1.17 and
1.18, respectively [57]. Assumed dimensions of the conducting patch for the fun-
damental mode are a length of ‘L’, a width of ‘W’ and a thickness of ‘t’, as shown
in figures. The patch conductor has a conductivity σ with the rms surface error ep.
This analysis method considers infinite dimensions for the dielectric substrate of
length Ls, width Ws, and thickness h, which is placed in the plane of the radiating
patch. The relative permittivity of the dielectric substrate and the loss tangent are
denoted by εr and δ, respectively. The configuration of the substrate contains one
homogeneous layer or multiple layers with different characteristics. Dimensions of
the ground plane named with Lg and Wg may extend up to infinity for the analysis
purpose. However, it has a thickness tg with conductivity σ and rms surface error e.
Figure 1.17 shows an antenna fed by a microstrip line of width Wf and length Lf.
TABLE 1.6
Evaluation of Different Analysis Models for Printed Antennas [56]
Generalized
Transmission Generalized Lossy Cavity Cavity
Application Line Model TLM TLM Model Model MNM
Patch shapes Rectangular Separable Arbitrary Regular Separable Separable
analysed only geometry shape shapes geometry geometry
Thickness of Thin Thin Thin Thick Thin Thin
substrate
Feed category Microstrip Microstrip Almost Microstrip Microstrip Microstrip
edge, probe edge, probe all types edge, edge, probe edge,
probe, probe,
aperture proximity
coupling coupling
Stacked No No Yes Yes No No
antenna
Applicable to Yes Yes No No No Yes
arrays
Circularly No Yes No Yes Yes Yes
polarized
antenna
Mutual Explicitly Explicitly Implicitly Implicitly Implicitly Explicitly
coupling included included included included included included
between
edges
FIGURE 1.17 Detailed configuration of a rectangular patch antenna.
The aspect ratio W/h elaborates the cross-sectional geometry of the microstrip line
for feed purpose. Furthermore, a high value of aspect ratio W/h considers a patch
antenna as a microstrip line.
Figure 1.18 illustrates a transmission line analysis model for a printed antenna
with rectangular patch. The cross sections AA′ and BB′ as shown in Figure 1.18
28 Printed Antennas
FIGURE 1.18 Rectangular patch antenna with transmission line model.
FIGURE 1.19 An equivalent transmission line model for a probe-fed rectangular patch
antenna.
correspond to an open-ended termination with aspect ratio W/h of microstrip line of

feed. Figure 1.19 represents a modified equivalent transmission line model in case of
a coaxial probe feed.
1.6.2 ANALYSIS OF CIRCULAR PATCH ANTENNA BY CAVITY MODEL

The basic structure of a circular printed antenna is shown in Figure 1.20. In the
structure, a circular patch of radius a is supported by a substrate of height h. The
FIGURE 1.20 Geometry of a circular patch antenna.
feed is provided at (ρ 0, φ 0). ρ and φ are the radial and angular coordinates, respec-
tively. The solution to the wave equation for a circular disc is calculated by using
the polar coordinate system. Because the substrate height h is very less than λ 0, the
waves do not travel towards the z-direction. As a result, the substrate consists of only
the z-component of the electric field and the fundamental ρ and φ components of
the magnetic field. The current vectors are normal to the edge of the circular patch
and tend to zero at the edge. Therefore, the tangential component of the magnetic
field vectors at the edge of the circular patch is minor. With these assumptions, the
microstrip disc is modelled as a cylindrical cavity, bounded at its top and bottom by
electric walls and on its edge by a cylindrical magnetic wall. Thus, the fields within
the dielectric region of the microstrip cavity, corresponding to TMnm modes, can be
determined by solving the wave equation for a cavity.
The wave equation for a circular printed antenna without any current source is
written as follows:
(∇ 2
)
+ k2 E = 0 (1.8)
εr
where k = 2.π.
λo
The electric field in the cylindrical cavity must satisfy the above wave equation
and the magnetic wall boundary condition. The solution of the wave equation in
cylindrical coordinates is as follows:
Ez = Eo Jn k ρ cos(nϕ ) (1.9)
where Jnkρ are the Bessel functions of order n. Because E has only the z-component
and ∂/∂z = 0, the magnetic field components become
j ∂ Ez jn
Hρ = =− Eo Jn k ρ sin(nϕ ) (1.10)
ωμρ ∂ϕ ωμρ
30 Printed Antennas
− j ∂ Ez − j n
Hϕ = = Eo Jn k ρ cos(nϕ ) (1.11)
ωμ ∂ρ ωμ
where the prime sign denotes differentiation with respect to kρ, the argument. The
other field components E ρ, E φ and Hz are zero inside the cavity.
The magnetic field boundary condition at the wall is defined as
Hϕ ( ρ = a ) = 0
At the edge of the circular disc, the surface current Jρ must vanish; that is, Hφ is zero
at ρ = a.
Hence, Jn′ ( knm a ) = 0 = Jn′ ( X nm )
where Xnm is the mth zero of the derivatives of the Bessel function of order n. Therefore,
to configure every mode, a radius is defined to give a result in a resonance equivalent
to the zeros of the derivatives of the Bessel function. Table 1.7 lists a few values of the
lower-order modes of Xnm in ascending order. From the value of Xnm for the various
modes given in the table, one infers that the mode for the value of n = m = l has the
smallest resonance frequency and is named as the dominant mode.
The modal expansion method is used for calculating the input impedance of the
antenna as presented in [58].
The configuration of a circular-shaped patch antenna with their radiation properties
among the basic printed antennas is extensively examined by designers. Assumptions
for analysing circular patch antennas by this method are infinite dimensions of the
substrate and the ground plane. Therefore, the obtained results are approximated and
not influenced by the size of substrate and the dimension of the ground plane. The
accuracy of the outcomes totally depends on the type of application. The impedance
characteristic of the radiating patch depends on the parameters of the patch because
of its highly resonant features. The infinite size of the ground plane has a negligible
effect on the patch. Therefore, the patch itself determines the near-field radiation. On
the other hand, at the back side of the antenna, manipulation in the radiation at broad
angles is realized due to the fixed dimensions of the substrate and the ground plane.
1.7 SPECIAL MEASUREMENT TECHNIQUES

FOR PRINTED ANTENNAS
This section describes some specific measurement techniques that are basically
helpful in the development of structure and fabrication procedure of printed anten-
nas rather than standard measurement techniques. There are two basic categories
TABLE 1.7
Roots of Jn′ ( knm a ) = 0
Mode (n, m) 0,1 1,1 2,1 0,2 3,1 4,1 1,2
Root (Xnm or knma) 0 1.84118 3.05424 3.83171 4.20119 5.317 5.331
in which the importance of these measurements exists [59, 60]. The first one is the
impedance measurements, and the second one is the pattern measurement of the
printed antenna. The first one covers the complex value of reflection coefficient
or equivalent input impedance characteristics at the antenna terminals. Other
various radiation characteristics such as gain, beam width, side lobe levels and
polarization effects are describes under the second category. The noise figure and
efficiency measurements are achieved by both categories. Some specific measure-
ment techniques are recommended only to supplement the measurements of the
input impedance and the radiated field. Various factors are present to stimulate
the use of these techniques. One of them is the use of undefined dielectric mate-
rials or the use of multi-layer substrates with dissimilar properties. Other one
is the complex analytical problems that are produced due to transition occurs
into the printed network by various transmission lines or a waveguide to main
radiator. The next one is applied to the network of large arrays with a complicated
feed. Some specific measurement techniques such as time- domain reflectometry
(TDR), probing the near field and direct efficiency measurement are used to deter-
mine the properties of such arrays.
1.7.1 SUBSTRATE PROPERTIES

The dielectric constant ‘εr’ and the loss tangent ‘tan δ’ are the two basic measurable
physical properties based on which substrates are commercially supplied. All physi-
cal properties are generally specified at a lower value of frequency, e.g. 1 MHz, and
at a specified frequency of operation such as 10 GHz. The surface resistivity ‘Rs’ of
the metallic cladding is one more important physical property that is formulated with
respect to the conductivity σc,
1
⎛ 2πf μ 0 ⎞ 2
Rs = ⎜ ⎟ (1.12)
⎝ 2σ c ⎠
where the frequency is denoted by f and the vacuum permeability is denoted by μ 0

(= 4 π × 10 −7 in SI units). There are different cases in which the measurements of the
printed antenna are achieved. The first case arises at higher frequencies; at that time,
the substrate is tested by the manufacturer. The second case arises in mass produc-
tion that requires a high accuracy and reproducibility. Another case arises in the
production of multi-layer substrates that are arranged by placing foam plates with a
space between the dielectric layers.
1.7.2 CONNECTOR CHARACTERIZATION

The losses by generation of radiation or by surface waves occur due to the disconti-
nuity of the currents in the transition area of the printed networks. Those transitions
are formed between the printed antenna to the transmitter or receiver modules or to
the coaxial or waveguide terminals which is working as a measurement tools. The
32 Printed Antennas
main disadvantage of the transition is its reactive nature that gives unwanted reflec-
tions because this resonant frequency may be altered. However, a degradation in
the performance of antenna occurs due to the passing of all radiated power through
the transition. The most commonly used transition occurs in between the coaxial
line and the microstrip line, and is achieved by the soldering of the extended inner
conductor of the coaxial probe to the printed radiator. This type of transition is
appropriate for thin substrates that contain less discontinuity, and many connec-
tors are available commercially for this application. Some other transitions such
as striplines, slotlines and transition between microstrip lines and waveguides are
also of our interest.
1.7.3 MEASUREMENTS OF PRINTED LINES AND NETWORKS

Previous sections presented the properties of the antenna substrate and the
effects of the feed connector briefly. This section describes the measurement
of the printed lines and basic configurations of feed networks. Initially, three
fundamental parameters of the printed lines as described in [61] are presented
as follows:
a. The relation between the effective dielectric constant εeff and the propaga-
tion constant β is formulated by
β = K o ( ε eff )
1/2
(1.13)
where the wave number of the free space is represented by ko.

b. αc and αd are the ohmic and the dielectric parts of the attenuation factor α,
respectively.
c. Zc is the characteristic impedance of the transmission line.
After that, analyse all the characteristics related to the structures of the printed
antenna applied in the feed network, such as bends, T-junctions, variation in width
and cross-junctions. All these structures actually show different types of disconti-
nuity that produces reflections and losses. These effects are generally measured by
quantitative or by equivalent electrical circuit modelling. The power splitters and
delay lines are the fundamental elements that are frequently considered. The main
disadvantage of the measurement by network analyser is its performance achieved
with or without automatic error correction in the frequency domain. The network
analysis of the printed circuits consists of the main problem of coaxial or wave-
guide forms of test ports and standard calibration units. Therefore, printed lines
are measured through transitions.
There are various solutions available for network analysis, of which one is the
use of outstanding connectors (VSWR of about 1.01). To separate the resonance of
connectors and the device under test, the use of a pair of tested devices is another
solution. The next practical solution is the use of resonators consisting of devices
under test.
1.7.4 NEAR-FIELD PROBING

The near-field measurement of a printed antenna is a particular type of pattern
measurement that is applied in the region of the radiating aperture of the printed
antenna. In case of expensive and impossible execution of far-field measurements
such as high-gain antennas and mounted antennas and secure measurement for
all weather conditions, this type of measurement is applicable. In this measure-
ment, a scanning probe identifies the near field in a given surface (planar, cylindri-
cal or spherical). To achieve the required far-field results, analytical or numerical
methods are used for the analysis of the results of near-field measurement. Some
common reviews based on near-field measurements are presented in [62–65]. They
consist of scanning methods, data analysis methods and error correction methods
that are used to measure the errors generated by probes. To understand the distri-
bution of the field on the aperture of an antenna, near-field scanning is essential,
which means near-field measurement must be precise and probe effects are not
ignored on the measured field. The near-field probing of printed antennas is one
such application, which is applied at a distance of millimetres from the printed
antenna. It also works as a diagnostic tool for the designing and manufacturing
of the antenna. To find out local defects, asymmetric feed networks and excitation
points of the radiator and to develop a report of the distribution of current, near-
field probing is very helpful.
1.7.5 EFFICIENCY MEASUREMENT

The main causes of the low efficiency of printed antennas are the dissipation losses,
ohmic losses and radiation losses in the feeding network, inherent properties of the
dielectric, and surface wave excitation in the substrate material. These constraints
are not good for large arrays operated at high frequencies with a long and complex
feed network. It is difficult to know the contribution of fraction of different losses
that are responsible for the reduction in the gain of the printed antenna. A receiver
with low noise is the best solution for maintaining variation between dissipation
and radiation losses. At the time of dissipation losses, it works like an attenuator
and decreases the overall noise figure of the system. However, radiation losses do
not affect the noise figure, but noise is generated by the side lobes. Another solution
to create differences between the losses is the use of a plastic cover that is placed
in front of the antenna.
Here we focus on the simple technique used for describing the measurement of
antenna efficiency that is achieved by power efficiency measurement. The overall
power efficiency is stated as the ratio of the total radiated power to the input power
at the terminals of the antenna. The formulated expression of efficiency is given in
terms of gain and efficiency:
PR 4π ∫ P (θ , ϕ ) sin θ dθ dϕ gain

η= = = (1.14)
Pin Pin directivity
34 Printed Antennas
1.8 SUMMARY REMARKS

This chapter elaborated on the basics of printed antennas with a concise presen-
tation on various feeding techniques and their essential parameters that are used
in the postulation. The objective of the chapter was to discuss what new printed
antennas contribute compared to others. This chapter also described the character-
istics of printed antennas, features of basic patches, and advantages and disadvan-
tages of printed antennas with their general applications. Techniques developed for
low-profile printed antennas and the features of printed antenna technology were
explained in detail. Fundamental issues and design limitations of printed antennas
were also explored in this chapter. After explaining the design methodology of a
printed antenna, this chapter was completed with a short report on the special mea-
surement techniques for printed antennas. The techniques reported for measurement
in this chapter will be very helpful in the processes of designing and manufacturing
of printed antennas with different issues. These techniques are recommended for
the enhancement of the basic process of measurement of far field and for improved
analysis of networks.
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2 Latest Trends in the Field
of Printed Antennas
Dr. Anand Sharma
Motilal Nehru National Institute of Technology, Allahabad
CONTENTS
2.1 Introduction .................................................................................................... 37
2.2 Latest Research Areas in the Field of Printed Antennas ................................ 38
2.2.1 High-Gain Printed Antennas .............................................................. 38
2.2.2 Super-Wideband Printed Antennas..................................................... 46
2.2.3 Printed Antennas with Circular Polarization (CP) Features .............. 53
2.2.4 ECC Reduction in MIMO Printed Antenna ....................................... 59
2.2.5 Printed Antenna with Low RCS Value ............................................... 65
2.2.6 Printed Antenna Design for 5G Applications ..................................... 67
2.3 Conclusion ...................................................................................................... 70
References ................................................................................................................ 71
2.1 INTRODUCTION
Printed antennas are a very important part of today’s wireless communication.
It is because of their inherent qualities such as compactness, conformability to
planar and non-planar surfaces and easy mountability to Monolithic Microwave
Integrated Circuits (MMICs) [1]. Two or three decades before, researchers mainly
focused on the bandwidth enhancement, generation of multiple frequency bands
in a single radiator, and size reduction of printed radiators [2–4]. Now, the wire-
less communication technology is exponentially growing. Different wireless
devices such as mobile phones, hand-held computers and multimedia devices
are being used by millions of users at a time. In this era of wireless commu-
nication, we are talking about 5G or 6G technology, which requires not only a
high data rate but also an efficient spectrum utilization. Now, wireless technol-
ogy is moving towards high frequencies for getting more and more bandwidth as
well as a high data rate. Due to the frequency increment, metallic losses are so
large, which in turn reduces the antenna gain. That is why today’s research is also
being focused on getting a higher gain. Another important research area in the
field of printed antennas is the designing of super-wideband antennas, which are
also helpful to get a higher data rate in both indoor and outdoor communication
systems. Designing of printed antennas with circular polarization features is a
hot research topic in the field of microwave antennas. It is because of their wide
requirement in the field of satellite communication for maintaining the transmitter
37
38 Printed Antennas
and receiver orientation independent. In the current scenario, antenna engineers

focus on the designing of an efficient MIMO antenna for getting a higher data rate
and maintaining the link reliability. For that purpose, envelope correlation coef-
ficient (ECC) parameter is targeted by researchers. Frequency-selective surface-
based Fabry–Perot cavity method is highly effective in the case of ECC (using
far-field parameters) reduction.
In this chapter, the latest research trends in the case of printed antennas are dis-
cussed. It is divided into six subsections: (i) discussion on the latest techniques for
enhancing the gain of printed antennas; (ii) MIMO-based printed antennas with RCS
reduction features; (iii) design requirements of printed antennas for 5G applications;
(iv) different techniques of circular polarization development; (v) design procedure
of super-wideband antennas; and (vi) ECC reduction techniques in the case of printed
MIMO antennas.
2.2 LATEST RESEARCH AREAS IN THE FIELD

OF PRINTED ANTENNAS
2.2.1 HIGH-GAIN PRINTED ANTENNAS
Gain is the very important parameter of any antenna. One can say that it is a figure
of merit for any antenna. It is a well-known fact that an antenna is a passive ele-
ment. Then, the question is what the significance of the term gain of an antenna is.
Actually, the antenna gain basically indicates how much input power is converted
into radiated power in some specific direction. We measure the enhancement (gain)
in radiated power in a particular direction with respect to hypothetical antennas such
as isotropic antennas. Antenna gain is directly related to the efficiency as well as the
directivity of the radiator ( G = η D ) [5].
This has been a highly attractive topic of research in the field of antennas for
several decades. The reason for attraction can be easily understood by the Friis
equation [5]:
2
⎛ λ ⎞
Pr = PG
t t Gr ⎜
⎝ 4πR ⎟⎠
(2.1)
From eq. (2.1), it can be said that the received power (Pr) can be improved by enhanc-
ing the gain of transmitting (Gt) and receiving antennas (Gr) without enhancing the
transmitted power (within the given range). Nowadays, due to strict government
regulations, one cannot enhance the transmitting power for getting a better range or
signal power. So, gain enhancement has become a hot topic of research in the past
few decades. A low value of gain (2.0–3.0 dBi) is a big problem in the case of con-
ventional printed antennas because of high metallic losses and lesser directivity [1].
Today’s communication world is moving towards higher frequencies, which makes
the problem of low gain more and more dominant. Therefore, in order to get the full
advantages of printed antennas (i.e. along with compactness), it is very important to
develop some techniques for getting a higher gain value.
Latest Trends in Field of Printed Antennas 39
The research on gain enhancement, in the case of printed antennas, has started
three to four decades ago. There are large numbers of techniques available in the lit-
erature for the enhancement of gain of printed antennas. As the relationship between
directivity and gain suggests, there are two ways to get a better gain value: either by
increasing the radiating power density in some specific direction or by reducing the
losses associated with the antenna. In 1985, D.R. Jcakson and N.G. Alexopoulos, two
US-based researchers, invented a new technique for the gain enhancement with the
help of a superstrate [6]. Figure 2.1 shows the arrangement proposed by the afore-
mentioned researchers.
In this technique, a very high permittivity substrate is used in the antenna struc-
ture, which reduces the half-power beam width of the antenna ⎛⎜ θ h ∝
1 ⎞
⎝ ⎟ and
Gain ⎠
makes the pattern more directive. It is helpful to get a better gain value. This phe-
nomenon can be understood mathematically as follows [6]:
1
−
⎡ πHε 2 ⎤ 2
θ hpbw =⎢ ⎥ (2.2)
⎣ λ 0 ε 1μ 2 ⎦
In eq. (2.1), ‘ε2’ and ‘ε1’ are the permittivity of the superstrate and the antenna
substrate, respectively. ‘μ2’ and H are the permeability of the superstrate and the
thickness of the antenna substrate, respectively. In this technique, a very high permit-
tivity superstrate ( ε r > 100 ) with low loss has been used. Such types of materials are
impractical. Therefore, H.Y. Yang and N.G. Alexopoulos revised the technique and
used a multi-superstrate arrangement in place of a single superstrate. They arranged
the multiple superstrates in two ways, i.e. electric–magnetic–electric (type-1 reso-
nance) and magnetic–electric–magnetic (type-2 resonance) [7]. Figure 2.2 shows the
E-plane pattern for type-1 and type-2 resonances with two, four and six layers of
dielectric. In both the cases, the gain value increases largely. Type-2 resonance pro-
vides a better gain value as compared to type-1 resonance. But, the superstrate method
suffers from two drawbacks, i.e. reduction in bandwidth and increased antenna thick-
ness. In 1988, R.Q. Lee and K.F. Lee proposed the concept of an electromagnetically
coupled microstrip radiator antenna for gain improvement [8]. Figure 2.3 displays
the proposed concept graphically. They took the idea from the Yagi–Uda antenna,
FIGURE 2.1 Gain enhancement of printed antenna with superstrate technique [6].

40 Printed Antennas
FIGURE 2.2 E-plane pattern for type-1 and type-2 resonances with two, four and six layers
of dielectric [7].
FIGURE 2.3 Multilayer electromagnetically coupled microstrip antenna [8].
where parasitic directors are used to improve the directivity and gain. An electro-
magnetically coupled microstrip antenna is generally divided into three regions: The
first region is used to enhance the bandwidth, the second region is used for radiation
purposes, and the third region is used for gain enhancement. All these classifications
are based on the separation between the fed patch and the parasitic directors. The
authors fed the patch with the fundamental TM01 mode. Two parasitic patches are
placed above the driven element at a distance of 0.35λ and 0.82λ, respectively, for
the enhancement of directivity. Figure 2.4 displays the 2D far-field variation in both
principle planes with single-patch, two- and three-layer electromagnetically coupled
antennas. Figure 2.4 clarifies that the maximum directivity is obtained with three
layers in broadside direction. This technique enhances the gain value from 4.7 to
10.6 dBi with less than 1.0% reduction in bandwidth. In E-plane, the beam width is
reduced from 103° to 30°, and it is reduced from 70° to 35° in H-plane.
FIGURE 2.4 Far-field pattern in E- and H-planes with single-patch, two- and three-layer
EMCP [8].
FIGURE 2.5 (a) 3 × 3 U-slot array antenna layout; (b) gain and efficiency variation [9].
Printed array antennas are also an important technique for gain enhancement, in
which a 3-dB power divider is used to feed the different radiating elements. This feed
arrangement provides the current distribution in the same phase in each radiating
element. The coupling between radiating elements is also less in the array antenna
design. This method is able to give a large gain value without (or sometimes mini-
mally) affecting the impedance bandwidth.
Chen et al. proposed two different U-shaped slot-loaded patch array antenna
arrangements, i.e. 3 × 2 array and 3 × 3 array. Figure 2.5 shows the geometrical lay-
out of the 3 × 2 U-shaped slot array and the gain variation of the given array. As the
authors move from the 3 × 2 array to the 3 × 3 array arrangement, the value of gain
is increased by 1.8 dBi. Similarly, the bandwidth also increases by 14%–20%. This
antenna arrangement is able to get a maximum gain value of 19.4 dBi [9]. The losses
associated with the feed line are more in the array case, which in turn reduces the
efficiency of the antenna at higher frequencies.
Another important way of gain enhancement is the loading of meta-material-based
resonating structure with the printed radiating structure. The loading of the
42 Printed Antennas
meta-material structure enhances the refractive index of the substrate electrically,

which will bend the radiation beam in certain direction (as per Snell’s law). It will
enhance the directivity of the antenna, which in turn enhances the gain value. This
concept was well used by Wang et al. in 2014. They used H-shaped resonating struc-
tures periodically at the top of the antenna substrate. The value of refractive index,
after applying resonating structures, is calculated as follows [10]:
⎡ 1
n=
1
k0 d
cos −1 ⎢
⎣ 21
2 S
(1 − S112 + S21
2
)⎤⎥⎦ (2.3)
The antenna design and its gain variation are shown in Figures 2.6 and 2.7, respec-
tively. The antenna is designed vertically above the ground plane. An H-shaped
FIGURE 2.6 Vertical printed antenna with H-shaped resonating structure [10].
FIGURE 2.7 Gain and frequency variation with and without H-shaped resonating structure [10].
resonating structure is used to enhance the gain value. This phenomenon improves
the gain value by more than 5.0 dBi. The loading of frequency-selective surfaces
(FSS) over the printed antenna is also an important and latest technique in the field
of gain enhancement. Frequency-selective surfaces are periodic arrangements of
unit cells. This type of structure is placed over the printed antenna, which makes a
cavity-like structure. EM waves strike the FSS and are reflected back to the antenna.
Finally, a radiation beam leaks through the FSS. This beam has a high directivity,
which in turn improves the gain value [11].
Shalini et al. proposed a FSS-loaded dual-band slot antenna with an improved
gain, which is displayed in Figure 2.8. In the aforementioned antenna design, the
FSS is designed in such a way that it can be used for both the operating frequency
ranges. After applying the FSS structure, the value of gain is improved by 8.0
dBi in the working frequency range [12]. Figure 2.9 presents the gain variation
with and without the use of frequency-selective surfaces. From Figure 2.9, it can
be observed that the gain value is enhanced by 6–7 dBi in both the frequency
ranges.
However, in FSS technique, the gain improvement is large as compared to other
discussed methods, but it affects the main advantage of the printed radiators, i.e.
compactness. Therefore, Prateek Juyal and L. Shafai proposed a printed radiator
with an improved gain value with no (or very little) effect on the antenna size. The
authors proposed the superposition of two modes in order to enhance the directivity
and gain with less effect on physical size. Initially, they added the radiation in TM11
and TM13 modes. These modes are created by two circular discs placed in a staked
configuration. The circular discs are arranged by size in such a way that both modes
have the same resonant frequency. In this antenna design, the value of gain is about
13.06 dBi [13]. But, the staked configuration still creates the problem of size. In order
to overcome it, the same authors proposed a new printed antenna based on the same
concept, i.e. superposition of two modes (TM12 and TM14 modes), but the radiators
are placed in the same plane. In this case, the value of gain is larger, i.e. 15 dBi [14].
Antenna geometry of the staked configuration and the single-layer configuration is
shown in Figure 2.10.
FIGURE 2.8 FSS-loaded printed antenna with improved gain value [12].

44 Printed Antennas
FIGURE 2.9 Gain variation with and without using frequency-selective surface over the
printed radiator [12].
FIGURE 2.10 Dual-mode printed antenna configuration: (a) staked geometry [13]; (b)
single-layer geometry [14].
The current wireless communication world has a wide requirement of a large data
rate for rapidly increasing data traffic. To fulfil such type of requirement, mm-wave
spectrum has been utilized by the wireless communication engineers. At mm-wave
spectrum, a wide bandwidth is available as compared to lower frequencies, which
is helpful to get a higher data rate. But, at mm-wave frequencies, metallic losses are
very high, which in turn reduces the antenna gain effectively. As discussed above,
the gain of an antenna can be enhanced by several ways, such as the use of reflec-
tors and antenna arrays. But, at mm-wave frequencies, these techniques are not used
because of certain reasons. For example, the use of reflectors along with radiators
limits the impedance bandwidth and the frequency of operation is sensitive to the
gap between the reflector and the antenna. Antenna arrays are not very effective
at mm-wave frequency because they suffer from a large feed loss. Recently, a new
technique has been developed, i.e. substrate integrated waveguide (SIW) antenna,
for gain enhancement at mm-wave frequencies. SIW structure consists of two metal-
lic plates separated by a dielectric material. The two metallic plates are connected
through conducting vias. The conducting vias connect the surface current of upper
and lower metallic plates in order to maintain guiding structures. SIW antennas work
based on the principle of leaky wave antennas such as waveguide antenna. Leaky
wave antennas generally have a high directivity. The feed network loss is minimum
in the case of SIW antennas. This is the main reason for getting a high gain value.
Wahab et al. proposed an aperture-coupled microstrip antenna design at 60.0 GHz.
The aperture is fed by substrate integrated waveguide. The authors discussed two
different antenna designs based on aperture orientation: (i) transverse slot and (ii)
longitudinal slot. Figure 2.11 displays the antenna design, its reflection coefficient,
and gain variation. In both the configurations, the antenna gain is about 6.0 dBi at
FIGURE 2.11 Millimetre-wave microstrip antenna: (a) radiator geometry; (b) reflection
coefficient; (c) gain and efficiency variation [15].
46 Printed Antennas
FIGURE 2.12 SIW antenna at mm waves: (a) antenna geometry; (b) reflection coefficient
variation; (c) gain variation [16].
60.0 GHz [15]. Similarly, M. Asaadi and A. Sebak proposed a high-gain low-profile
circularly polarized SIW antenna. In this antenna design, periodically arranged slots
are excited by SIW. Figure 2.12 shows the SIW-based antenna design, its reflection
coefficient features and antenna gain variation. This radiator gives approximately
16.0 dBi gain at 28.0 GHz frequency [16].
2.2.2 SUPER-WIDEBAND PRINTED ANTENNAS

Currently, the wireless communication mainly focuses on the development of devices
with a high data rate. In order to get this feature, wideband radiators are widely uti-
lized. Ultra-wideband antennas are also used to achieve the higher data rate with
a least prerequisite of effective energy [17]. Federal Communication Commission
(FCC) has set the bandwidth range of UWB antennas as 3.1–10.6 GHz [18]. Some
other reports said that an antenna with more than 500 MHz impedance bandwidth or
more than 20% bandwidth can be considered as an UWB antenna [19]. UWB anten-
nas are highly used in remote sensing, imaging and wireless PAN. Though the UWB
antennas are capable of supporting such a large bandwidth, the power transmission
is much less for the applications at lower frequency ranges such as ISM bands. This
type of antennas also suffers from low signal acquisition time [20]. That is why
UWB radiators are mainly applicable for indoor or short-distance communications.
In order to overcome this drawback, the super-wideband antenna (SWB) comes into
the picture. This type of radiator is applicable for both indoor and outdoor com-
munications. In different research articles, super-wideband antennas are defined as
an antenna with a decade bandwidth (VSWR < 2), or one can say that the afore-
mentioned condition must be fulfilled for the bandwidth ratio of 10:1 [21]. Due to
the support for such a large impedance bandwidth, SWB antennas are widely used
as sensing radiators in cognitive radios, wireless LAN, satellite communication,
personal communication service and so on. Generally, the performance of super-
wideband antennas are analysed with the assistance of bandwidth dimension ratio
(BDR). This parameter provides information on the percentage bandwidth provided
per unit electrical area. A high value of BDR indicates that the antenna has achieved
a wider impedance bandwidth within the compact area. It can be calculated by using
the following formula [22]:
B.W. (%)
BDR = (2.4)
λ L × λw
In the above equation, λL and λw are the electrical length and width of the radiator. A
lower cut-off frequency is used to calculate λL and λw.
Okas et al. proposed a moderately segmented circular monopole for super-
wideband applications [23]. The geometrical layout of the aforementioned printed
super-wideband is displayed in Figure 2.13. In the proposed antenna design, the
authors used three different concepts in order to achieve the super-wideband features:
i. The use of notch-loaded elliptical ground plane in place of simple partial

ground plane reduces the effective capacitance, which is in turn helpful to
give a wide impedance bandwidth.
ii. Tapering of the microstrip line gradually changes the impedance value,
which is helpful to get a wider impedance bandwidth.
iii. By cutting an elliptical slot in the segmented circular monopole, the electri-
cal length is increased, which in turn expands the BDR.
After following all these steps, the authors are capable of working within the
frequency range of 0.96–10.9 GHz with a bandwidth ratio of 11.35:1. Figure 2.14
FIGURE 2.13 Antenna design of super-wideband circular monopole antenna [23].

48 Printed Antennas
FIGURE 2.14 VSWR variation of super-wideband circular monopole antenna [23].
FIGURE 2.15 Modified rectangular monopole antenna: (a) antenna structure; (b) VSWR
variation [24].
displays the VSWR of the segmented circular monopole. In this way, it can be con-
sidered as a super-wideband antenna.
Okas et al. designed a modified rectangular monopole for super-wideband appli-
cations. This antenna design is conceptually similar to that in Ref. [23], but in place
of slot, a butterfly-shaped rectangular monopole is used to improve the electrical
length of the radiator. Figure 2.15a and b shows the modified rectangular mono-
pole for super-wideband antennas and its VSWR variation. After seeing VSWR fea-
tures, it can be said that the aforementioned radiator is working in between 0.96 and
13.98 GHz [24].
The main problem of the above-mentioned radiator is that it provides an unstable
far-field pattern and a poor ratio of co-polarization to cross-polarization as the fre-
quency increases. The same research group identified this problem and solved it by
proposing a perturbed square monopole stimulated by coplanar waveguide (CPW).
The antenna design of the truncated square monopole is shown in Figure 2.16a.
In the aforementioned antenna design, the use of a modified square monopole and
truncated ground plane is helpful to achieve SWB characteristics. Figure 2.16b
displays the VSWR features of the modified square monopole antenna. This radia-
tor works in the frequency range of 0.95–13.8 GHz. In this antenna design, the
authors truncated the top corners of the square monopole. In this radiator, the cur-
rent density is very less at the top corner of a super-wideband antenna. Therefore,
any modification in this section of the antenna does not create much effect on the
reflection coefficient features of the proposed antenna. The truncation of upper
corners reduces the diffraction and scatters the radiated power, which results in a
stable radiation pattern with a good ratio of co-polarization to cross-polarization
even at high frequencies [25].
Singhal et al. proposed a fractal geometry-based super-wideband printed
antenna, which is shown in Figure 2.17a. The authors used the Sierpinski fractal
geometry on the hexagonal-shaped monopole radiator. By using fractal geometry
(with increasing number of iterations), the authors achieved a better impedance
matching at high frequencies. The hexagonal-shaped monopole is also helpful to
obtain a gradual change in impedance and to get a better bandwidth [26]. The
operating frequency range of this radiator is 3.4–37.4 GHz, which is displayed in
Figure 2.17b. This article also identified and explained the very important concept
FIGURE 2.16 Truncated square monopole: (a) the fabricated antenna; (b) VSWR variation [25].
FIGURE 2.17 Sierpinski fractal geometry-based SWB antenna: (a) the fabricated proto-
type; (b) reflection coefficient variation [26].
50 Printed Antennas
FIGURE 2.18 Gain and efficiency variation of Sierpinski fractal geometry-based SWB
antenna [26].
FIGURE 2.19 Hexagonal geometry-based monopole antenna: (a) the fabricated prototype;

(b) reflection coefficient variation [27].
that as the frequency increases, the antenna gain increases exponentially. On the
other hand, the antenna efficiency decreases at the higher frequencies. This phe-
nomenon is shown in Figure 2.18. The efficiency decreases due to the increment
in the ohmic losses (I2 R losses). The increment in gain is due to the increment in
electrical aperture with frequency [1].
The same research group again designed a fractal geometry-based super-wideband
antenna. It is shown in Figure 2.19a. In this antenna structure, the authors used asym-
metric coplanar waveguide feeding, which allows the creation of higher-order modes
in the antenna design and reduces the frequency difference between them. In this
antenna design, a circular slot is cut in between the hexagonal-shaped monopoles.
Due to the absence of current density at the central portion of monopole, it does not
create any effect on |S11|. This modification only reduces the value of lower cut-off
frequency by enhancing the electrical length [27]. Its |S11| feature confirms that the
given fractal antenna operates over the frequency range of 2.75–71 GHz, as shown
in Figure 2.19b.
Siahcheshm et al. proposed an inverted triangular metallic monopole. The authors also
used CPW feed to excite the monopole. It also includes two rectangular slots. Figure 2.20a
displays the fabricated prototype of the inverted triangular metallic monopole [28]. It
operates over the frequency range of 3.05–35 GHz, which is shown in Figure 2.20b.
But, this article did not discuss anything about gain and time-domain analysis of the
given antenna. Chen et al. proposed an egg-shaped monopole fed with an asymmetrical
microstrip line in order to get a super-wide bandwidth. The authors have cut the fractal
geometry on the ground plane in order to reduce the electric current on the ground plane
and improve the impedance matching at lower frequencies [22]. Its geometry is displayed
in Figure 2.21a. However, in this article, the antenna size was very large concerning the
bandwidth obtained (1.44–18.8 GHz). Its return loss is displayed in Figure 2.21b. That is
why its BDR (2735) is smaller as compared to other proposed radiators.
FIGURE 2.20 Inverted triangular monopole-based SWB antenna: (a) the fabricated proto-
type; (b) reflection coefficient variation [28].
FIGURE 2.21 Egg-shaped microstrip line-fed monopole antenna: (a) antenna structure;
(b) return loss variation [22].
52 Printed Antennas
In the case of designing of a super-wideband antenna, the time-domain (TD)

analysis is also as important as the frequency-domain analysis [29]. In SWB radia-
tors, we are dealing with pulses of picosecond order. With the help of time-domain
analysis, one can easily verify that the received pulses are in synchronization
with the transmitted pulses [30]. Okas et al. gave the time-domain analysis for
the modified square monopole antenna [25]. For that purpose, they carried out
the analysis on two different parameters: (i) fidelity factor and (ii) group delay. In
order to analyze all these parameters, first, one has to design two different radiator
arrangements, i.e. face-to-face and side-by-side arrangements. They are presented
in Figure 2.22.
Fidelity factor indicates the similarity content between the transmitted and
received pulses. It can be calculated with the assistance of the following formula-
tion [31]:
∞
⎡ ⎤
⎢
Fidelity Factor = MAX ⎢ ∞
∫ −∞
x ( t ) y ( t + T ) dT
∞
⎥
⎥ (2.5)
⎢
∫ x ( t ) dt
∫ y ( t ) dt ⎥
2 2
⎢⎣ −∞ −∞ ⎥⎦
In eq. (2.13), x (t) and y (t) are the transmitted and received signals, respectively. The
higher the value of the fidelity factor (FF) is, the more is the correlation between
the transmitted and received signals. It means for a high value of FF, we get less
distortion. Figure 2.23 displays the normalized transmitted and received pulses in
both the configurations of antenna geometry, as discussed in Ref. [25]. After seeing
Figure 2.23, it can be said that the correlation of pulses is high in the face-to-face
configuration as compared to the side-by-side configuration.
Group delay is simply the time taken for the signal to reach the receiving antenna
from the transmitting antenna. It gives the information about the phase distortion. It
can be calculated by using the following formula [31]:
dφ ( w )
τ g ( w) = − (2.6)
dw
‘ϕ’ and ‘w’ denote the phase response and angular frequency, respectively. If the
group delay is less than 1.0 ns, then the phase variance is linear in the far-field area.
Figure 2.24 shows the group delay variation for both provisions discussed in Ref.
[25]. Group delay variation is approximately 1.0 ns for both provisions.
FIGURE 2.22 Arrangements of radiators for TD analysis: (a) side by side; (b) face to
face [25].
FIGURE 2.23 Transmitted and received pulses in side-by-side and face-to-face configura-

tions [25].
FIGURE 2.24 Group delay variation in side-by-side and face-to-face configurations [25].
In the case of super-wideband antennas, currently researchers focus on getting a

higher bandwidth dimension ratio within the compact physical area. Another impor-
tant current research area in the field of SWB antennas is to get a stable radiation
pattern at higher frequency of operations.
2.2.3 PRINTED ANTENNAS WITH CIRCULAR POLARIZATION (CP) FEATURES

Design and analysis of a wideband/multiband circularly polarized printed radia-
tor is a hot research topic because of its capability of maintaining the orienta-
tion independency between transmitter and receiver. Before going into details
of circularly polarized antennas, it is important to know about its theoretical
background. Polarization is simply defined as the orientation of electric field. It
can be classified into three categories: (i) linear polarization, (ii) circular polar-
ization and (iii) elliptical polarization. Circular and linear polarizations are the
54 Printed Antennas
FIGURE 2.25 Different types of polarization.
special cases of elliptical polarization [1]. Figure 2.25 shows the orientation of

E-field in all three cases.
For a plane wave travelling in the z-direction, the net electric field (E) will have, in
general, a component in both the x- and y-directions. Let us suppose that
E x = E1cos ( wt ) (2.7)
EY = E2cos ( wt + ∅ 0 ) (2.8)
After solving eqs. (2.7) and (2.8), we get the following equation:
E y Ex  E  
2
= cos ϕ 0 −  1 −  x   sin ϕ 0 (2.9)

E2 E1   E1  
Now, we take the square of eq. (2.9) and rearrange the equation:
2 2
 E x   2E x E y  E 
cosϕ 0 +  y  = ( sin ϕ 0 )
2
− (2.10)
 E1   E1E2   E2 
From eq. (2.10), it is found that the wave is elliptically polarized in general, where the
phase and magnitude change with time. If the phase is zero degree, then the polariza-
tion becomes linear polarization. On the other hand, if ϕ 0 = ± 90° and E x = E y = E0 ,
then eq. (2.10) becomes
( Ex )2 + ( E y ) = ( E0 )2
2
(2.11)
Eq. (2.11) is the equation of a circle. So, it can be said that for creating CP waves
inside any radiator, it is required to generate orthogonal modes with equal amplitudes
and phase quadrature. Generally, for the identification of circular polarization, one
has to check the parameter known as the axial ratio. Axial ratio is defined as the ratio
of the major axis to the minor axis of the locus of net electric field at a particular
point when time goes and mathematically [1],
Major axis length E 
AR = = 20 log  max  dB (2.12)
Minor axis length  Emin 
For circularly polarized waves, the value of axial ratio is ideally equal to zero in
logarithmic scale. But, for practical cases, less than 3-dB axial ratio is preferable for
CP antennas.
In the recent wireless communication world, circularly polarized antennas are
more vibrantly used. It is because of their inherent qualities such as orientation
independency and better performance in bad weather conditions. Currently, a wide
research on multiband, wideband, dual-/triple-sense circularly polarized printed
antennas is underway. While designing CP antennas, two necessary conditions must
be fulfilled: (i) generating the dual orthogonal degenerated modes and (ii) 90° phase
shift in between the modes [1].
Liang et al. proposed a dual-band CP printed antenna for wireless LAN and
WIMAX applications. It is designed with the assistance of two eccentric rings of
different sizes and fed with a metallic arc between them. Each ring is accountable
for one frequency band. The resonant frequency of the eccentric ring is calculated by
using the following formula [32]:
v0
fr = (2.13)
3.14 ( r1 + r2 ) ε re
ε re = 1 + q ( ε r − 1) (2.14)
In eqs. (2.13) and (2.14), v0, r1, r 2 and ‘q’ are the speed of light, the radii of the two
circular rings and the correction factor, respectively. The calculation method of
correction factor is radius of the ring [32]. With the help of arc, the fundamental
TM11 mode is created inside the metallic ring. Due to radius variation of the inner
and outer eccentric rings, TM11 mode is split into two degenerated modes in phase
quadrature. The sense of polarization is also controlled by changing the radius
[32]. Figure 2.26 displays the geometrical layout as well as |S11| and the axial ratio
variation of the dual-band CP printed antenna. It is working in the 2.1–3.6 GHz
frequency band.
Wang et al. proposed a tri-band CP antenna with the assistance of two non-
concentric annular slots, which is fed by an L-shaped microstrip line. Figure 2.27
displays the tri-band CP slot antenna as well as its |S11| and the axial ratio features.
It is working in three different frequency bands, i.e. 1.16–1.27, 1.55–1.59 and 2.0–
2.62 GHz. This antenna design is basically used in Global Positioning System and
Compass Navigation Satellite System. The inner and outer annular slots are individu-
ally accountable for the lower and middle frequency bands. On the other hand, the
coupling between the inner and outer ring slots gives rise to the upper operating band.
The L-shaped microstrip line with a serial step impedance transformer provides bet-
ter impedance matching as well as CP waves in three different frequency bands [33].
The aforementioned antenna is a right-handed circularly polarized printed radiator.
By taking the mirror image of the L-shaped feed line, RHCP is converted into LHCP.
Multiband CP antennas are widely used in wireless communication because they
provide better SNR as compared to a wideband antenna. In modern days, there is a
wide requirement of dual-/triple-sense antennas because they provide a high trans-
mission capacity.
56 Printed Antennas
FIGURE 2.26 Dual-band CP circular eccentric rings printed antenna: (a) geometrical lay-
out; (b) |S11| characteristics; (c) axial ratio variation [32].
In 2017, Xu et al. proposed a triple-sense CP slot antenna. In this antenna design,

an S-shaped lot is fed by an L-shaped microstrip line. Figure 2.28 shows the geo-
metrical layout, its |S11| and the axial ratio features. The aforementioned antenna
structure operates over two frequency ranges, i.e. 2.34–3.66 and 4.55–9.55 GHz. CP
waves are created in three different frequency ranges, i.e. 2.40–3.45, 4.65–7.27 and
8.13–8.66 GHz. Out of the three CP frequency ranges, the lower and upper frequency
bands are due to the S-shaped slot, while the middle one is due to the L-shaped
metallic strip. The S-shaped slot creates clockwise rotation of E-field (RHCP) in first
and third bands, while the L-shaped metallic strip produces anticlockwise rotation
of E-field (LHCP) in middle band. The conversion of rectangular to S-shaped slot
along with the L-shaped microstrip line is helpful to create degenerated orthogo-
nal mode with 90° phase shift. This antenna design is quite appropriate for WLAN
and X-band applications [34]. Kandasamy et al. proposed a truncated square-shaped
slot antenna for dual-band wireless applications. A split ring resonator was used on
the bottom side of the substrate. Truncated square-shaped slot and split ring-shaped
FIGURE 2.27 Tri-band CP printed antenna with two eccentric slots with L-shaped strip
line: (a) geometrical layout; (b) |S11| characteristics; (c) axial ratio variation [33].
resonator are accountable for the lower and upper frequency bands, respectively [35].
Figure 2.29 displays the CP-based square slot antenna geometry, its |S11| features and
gain/axial ratio variation. The resonant frequency of the slot is determined with the
help of the following equation [1]:
v0 2
fslot = (2.15)
2L 1 + εr
In eq. (2.15), ‘L’ is the length of the square-shaped slot. Similarly, the resonant fre-
quency of the split ring resonator is obtained by using the following formula [36]:
1 LT C0
fSRR = (2.16)
2π 4
In eq. (2.16), LT and C0 are the total inductance and the ring resonator. The connec-
tion between the split ring resonator and the truncated square-shaped slot is account-
able for the CP waves’ upper and lower frequency bands, respectively. Due to the
wide slot, the back-radiation is quite high. It will reduce the gain of the antenna. To
58 Printed Antennas
FIGURE 2.28 Triple-sense S-shaped slot antenna with CP wave: (a) geometrical layout; (b)
|S11| characteristics; (c) axial ratio variation [34].
overcome this problem, the authors used a metallic cavity at the back. It enhanced the
gain value by approximately 2.5 dBi in both the frequency bands [35].
Wideband CP antennas are also widely used because of their ability to provide a
better data rate. Ellis et al. proposed a very simple wide rectangular slot antenna fed
by a simple microstrip line. Figure 2.30 displays the geometrical layout and |S11|/axial
ratio features of the aforementioned antenna. In this wideband CP antenna design,
a horizontal stub is used with the wide rectangular slot. Perturbing the horizontal
stub from the ground plane is used to generate CP waves. This antenna structure is
working over the frequency range of 3.5–9.25 GHz with a fractional bandwidth of
90.2%. It has the CP features over the frequency range 4.6–6.9 GHz [37]. Recently,
Chao Sun has designed a compact UWB printed (approx. 85% fractional bandwidth)
CP antenna. Figure 2.31 shows the layout, |S11| and the axial ratio features of the
UWB CP antenna. Along with UWB features, the proposed antenna is compact in
size (0.5 × 0.5 λ0) and has unidirectional radiation property. In this antenna design, a
wide impedance bandwidth is obtained by combining five different modes, i.e. TM10,
TM20, TM30, TM40 and TM50. One to four feed networks with 0°, 90°, 180° and 270°
phase differences were used to give CP waves from 2.2 to 5.5 GHz [38].
FIGURE 2.29 Square-shaped slot antenna: (a) antenna design; (b) |S11| variation; (c) gain
and axial ratio variation [35].
2.2.4 ECC REDUCTION IN MIMO PRINTED ANTENNA

In today’s communication world, engineers widely focus on getting a higher data
rate. According to the Shannon’s capacity formula, it can be achieved by two differ-
ent ways: (i) by enhancing the signal power level or (ii) by enhancing the bandwidth.
But, both the ways are not of practical use because it is very costly to purchase
a large bandwidth in the given spectrum. According to the Telecom Regulations,
the transmitting signal power cannot be increased beyond a certain level. A practi-
cal way to enhance the data rate is the use of multiple antennas on transmitter and
receiver sides [39]. It is nothing but a MIMO antenna system. In MIMO system, two
different techniques are utilized for improving the data rate as well as link reliability:
spatial diversity (the same data are transmitted and received by multiple radiators)
and spatial multiplexing (different data streams are sent by different radiators), which
is shown in Figure 2.32. It is quite helpful in the upcoming generations of wireless
60 Printed Antennas
FIGURE 2.30 Wideband circularly polarized printed antenna: (a) geometrical layout; (b)
|S11| characteristics; (c) axial ratio variation [37].
communication. In order to implement the MIMO system, it is required to design an

efficient MIMO antenna.
For designing an efficient MIMO antenna, the most important parameter is the
envelop correlation coefficient (ECC). It gives the information about the correlation
among various antenna ports. For the case of MIMO antenna, the value of ECC
(ρ) must be quite low (ρ < 0.2). ECC can be evaluated by two ways: (i) by using
S-parameters and (ii) by using far-field parameters. The formula for calculating the
ECC by using S-parameters is as follows [40]:
2
Si*,i Si , j + S *j ,i S j , j
ρS = (2.17)
( (
 1− S 2 + S 2
i ,i j ,i ))(1 − ( S j, j
2
+ Si , j
2
))
In the above equation, ‘i’ and ‘j’ denote the antennas ports. In the literature, there
are so many ways to reduce the value of ECC (by S-parameters). Wang et al. pro-
posed a two-port printed monopole MIMO antenna for mobile terminals. In order
to reduce the coupling between the ports and ECC value, the authors used a neu-
tralized line between the antenna ports. When any antenna of the MIMO antenna
FIGURE 2.31 Circularly polarized printed antenna with ultra-wideband: (a) geometrical
layout; (b) |S11| characteristics; (c) axial ratio variation [38].
FIGURE 2.32 MIMO antenna system: (a) spatial diversity; (b) spatial multiplexing.
62 Printed Antennas
system is stimulated, it persuades some current in the other antennas present in

the system. To reduce this current value, a metallic line is used. The length of the
neutralized line is selected in such a way that the phase of electric current inverts
when it moves from one port to another. Figure 2.33 shows the printed MIMO
antenna geometry with the neutralized line and its S-pa rameter variation. By using
the neutralized line, the value of ECC is less than 0.2 within the working frequency
range [41]. Khan et al. also proposed a dual-port printed MIMO antenna for wire-
less LAN application. With the help of parasitic elements, the authors were able
to get more than 15 dB isolation. Parasitic elements are not directly connected to
the feed structure. These elements generate the inverted field, which will cancel
each other and reduce the coupling between the antenna ports [42]. Figure 2.34
presents the two-port MIMO antenna with parasitic elements and its S-parameters.
This technique provides an ECC value less than 0.2 in working frequency range.
But, there are some flaws in this method of ECC evaluation. Eq. (2.17) is valid for
FIGURE 2.33 Two-port printed MIMO with neutralized line: (a) antenna geometry; (b)
S-parameters [41].
FIGURE 2.34 Two-port printed MIMO with parasitic elements: (a) antenna prototype; (b)
S-parameters [42].
lossless antennas, which does not happen generally, in practice. This equation does
not give the exact value of ECC if the coupling between ports is less or any other
object is present in between receiver and transmitter. Recently, M.S. Sharawi has
proved that the reduction in ECC (using far-field parameters) is very important in
the case of MIMO antennas [43].
It can be calculated with the assistance of the following formula [40]:
∫∫ ⎡⎣ A (θ ,φ) * A (θ ,φ)⎤⎦ dω
4π
i j
ρFar-field = (2.18)
∫∫ A (θ ,φ) ∫∫ A (θ ,φ)
2 2
i j
4π 4π
In eq. (2.18), Ai (θ , φ ) and A j (θ ,φ ) represent the far-field patterns for ‘i’ and ‘j’,
respectively. The value of ECC (using far-field parameters) is low, if the far-field
patterns obtained from different ports are complementary to each other. That
means a low value of ECC by using far-field parameters indicates a large cov-
erage area. For this purpose, Hassan et al. proposed a dual-port antenna along
with a Fabry–Perot cavity [44]. This cavity is made up of partially reflecting sur-
face (PRS) and is placed parallel to the dual-port radiating structure. PRS can be
designed using FSS superstrate. If the unit cells have the same dimensions in FSS,
then it will generate directive radiation pattern with no phase change. For the pur-
pose of tilted radiation pattern, unit cells are designed with variable dimensions.
In this case, the height of cavity (h) with respect to radiator is determined by the
following relation [45]:
λ
h = (θ PRS + θ G ) + 2 Nπ (2.19)
4π
In the above equation, ‘θ PRS ’ and ‘θ G ’ are the reflection phase of PRS and the
ground plane, respectively. For the purpose of tilted radiation pattern, the height
of PRS with respect to radiator is about ‘λ/2’. Figure 2.35 displays the antenna
geometry of the dual-port MIMO antenna with partially reflecting surface and its
radiation pattern. Figure 2.36 displays the S-pa rameter and ECC variation of the
aforementioned two-port MIMO printed antenna. From Figures 2.35 and 2.36,
two things are very clear: (i) The use of PRS tilts the pattern by 36° in comple-
mentary direction with port-1 and port-2, respectively, and (ii) in the presence
of PRS, the value of ECC is about zero in the working frequency range. Swapna
et al. proposed a three-port circular-shaped printed MIMO antenna with pat-
tern diversity. Figure 2.37 shows its layout and its S-parameter variation. FSS-
based reflecting surface is designed and places in such a way that the antenna
beam is tilted +25°, 0° and −25°, respectively, with different ports [46]. The
isolation among the three different ports is more than 15 dB in the working fre-
quency range. PRS structure also enhances the gain by 4.5 dBi in the working
frequency range.
64 Printed Antennas
FIGURE 2.35 Design of two-port printed MIMO antenna with PRS [44].
FIGURE 2.36 Different parameters of two-port MIMO antenna with PRS: (a) variation in
|S11|; (b) variation of |S12|; (c) variation of ECC [44].
FIGURE 2.37 Three-port printed MIMO antenna with pattern diversity: (a) antenna layout;
(b) S-parameter variation [46].
2.2.5 PRINTED ANTENNA WITH LOW RCS VALUE

Radar cross section (RCS) is one of the important parameters in stealth technology
which is widely used in military applications. That is why a low value of RCS is
necessary in the case of antenna designing. In early days, the reduction in RCS
was obtained by conventional methods such the use of ferrite substrate [47], radar-
absorbing materials [48] and resistive loads [49]. In the case of RCS reduction in
antennas, researchers have to face two major challenges: (i) the reduction in RCS in
the complete frequency band and (ii) maintaining the radiation property and reflec-
tion coefficient properties of the radiator after making the modifications to the refer-
ence antenna. RCS highly depends on the incident angle of EM wave, so maintaining
the RCS reduction approximately constant over a wide range of incident angles is
another challenge in this field. The use of frequency-selective surface (FSS) is a very
effective tool for reducing the RCS value along with maintaining the radiation prop-
erty and reflection coefficient properties. Boundary conditions on a FSS structure are
given as follows [50]:
Einc + Escat = Z s Iˆs (2.20)
where Escat and Einc are the scattered and incident electric fields. Z s and Js are the
surface impedance and surface current on the frequency-selective surface. In eq.
(2.20), if the surface impedance tends to zero, FSS acts as a perfect conductor and
reflects the entire incident wave. In a similar manner, if the surface impedance tends
to infinity, the FSS becomes transparent to EM waves. The FSS also provides another
advantage, i.e. less sensitivity to incident angle. In the FSS, the minimum reflection
conditions under TE polarization are calculated by using the following equation [51]:
Rmin = μsε s − ε s2sin 2θ i − μs2cos2θ i (2.21)

66 Printed Antennas
Similarly, the minimum reflection conditions under TM polarization are calculated

by using the following equation [51]:
Rmin = μs − ε ssin 2θ i − μsε s cos2θ i = 0 (2.22)
μs and εs are the permeability and permittivity of the FSS. θi and θt are the angles of
incident and transmission. Thummaluru et al. presented a FSS-based MIMO antenna
with RCS reduction feature. In this proposed antenna structure, dual-flag-shaped
printed radiators are designed on one side of the substrate and on the other side, the
FSS is placed. Figure 2.38 shows the fabricated geometry of the proposed structure
as well as S-parameters with and without the FSS. Figure 2.39 displays the RCS
variation of the given antenna in TE and TM polarizations at different angles of
incidence. A stable RCS reduction was achieved for up to 60° incident angle for TE
polarization and up to 45° incident angle for TM polarization [51].
In a similar manner, Ranjan et al. proposed a semicircular dual-port printed
antenna with a low RCS value. In this article, the RCS reduction was obtained by
using the frequency-selective surface at the ground plane [52]. Figures 2.40 and 2.41
FIGURE 2.38 Dual-port printed MIMO antenna with reduced RCS: (a) geometrical layout;
(b) |S11| characteristics [51].
FIGURE 2.39 RCS variation of dual-port printed MIMO antenna: (a) TE polarization; (b)
TM polarization [51].
FIGURE 2.40 Semicircular dual-port printed MIMO antenna’s fabricated structure: (a) top
view; (b) bottom view [52].
FIGURE 2.41 Analysis of semicircular dual-port printed MIMO antenna: (a) reflection
coefficient; (b) RCS variation [52].
present the antenna geometry, and its S-parameters and RCS features, respectively.
It is operating at single band of frequency, i.e. 7.5 GHz. A stable RCS reduction was
achieved for up to 45° in the operating frequency range [52].
In the aforementioned MIMO antenna, the EBG structure was used in between
the two radiators for getting an isolation of more than 20 dB. Gangwar et al. pro-
posed a wideband circularly polarized flag-shaped MIMO antenna, which is shown
in Figure 2.42. A FSS and a defected ground structure were used to reduce the RCS
value. The given printed radiator works efficiently over the frequency range of 3.7–
9.0 GHz. In the operating frequency range, the RCS was reduced by more than 25
dBsm [53]. The antenna gain is about 4.5 dBi within the operating frequency range.
2.2.6 PRINTED ANTENNA DESIGN FOR 5G APPLICATIONS

Fifth generation (5G) wireless communication mainly requires a high data rate, low
latency, efficient spectrum utilization and high coverage area. 5G wireless com-
munication mainly requires three different frequency bands: the lower-frequency
band (<1.0 GHz), the mid-frequency band (1–6 GHz), and the higher-frequency
68 Printed Antennas
FIGURE 2.42 Dual-port printed MIMO antenna with FSS and DGS: (a) geometrical layout;
(b) monostatic RCS in TE polarization; (c) monostatic RCS in TM polarization [53].
band (m m-wave frequencies). The higher data rate can be achieved by the MIMO
technology by enhancing the signal-to -noise ratio without enhancing the input
power. In the case of 5G technology, the data rate is not the only single concern.
One has to take care about the spectral efficiency, low latency as well as maximiz-
ing the number of users [54]. In order to achieve all these constraints, different
technologies are available, such as beam-forming, multi-input multi-output, smart
antennas, cognitive radio (CR) and full-duplex methods [55]. The combination of
CR technology along with MIMO antennas provides two important advantages: (i)
high data rate and (ii) better spectrum efficiency. In the CR system, the users are
divided into two parts: (i) primary users and (ii) secondary users. Primary users
are those who have bought the spectrum, and they can access the spectrum at any
instance of time. On the other hand, secondary users are active when primary users
are not using the spectrum. The CR technology makes the system able to identify
the unused part of the spectrum, so that secondary users use the idle part of the
spectrum. It increases the spectrum efficiency. In the CR system, two different
antennas are used: (i) sensing radiator and (ii) communicating radiator. The sens-
ing antenna is an ultra-wideband radiator that finds the action of primary users on
the spectrum. It also identifies the idle part of the spectrum that is not being used
by the primary users. On the other hand, the communicating radiator is a reconfig-
urable narrowband radiator. It allows the secondary users to start communicating
on the idle part of the spectrum. The integration of MIMO with CR technology is
the effective way of achieving the aim of 5G communication systems, i.e. high data
rate along with good spectral efficiency.
Hussain et al. proposed a MIMO antenna integrated with CR technology.
Figures 2.43 and 2.44 show the antenna geometry for cognitive radio application
and S-parameter variations, respectively. In this given antenna structure, the sensing
antenna works over the frequency range 0.7–7.65 GHz. The communicating antenna
is tuned over the frequency range of 1.77–2.51 GHz. The gain and efficiency of the
proposed antenna are also good over the working frequency range, i.e. 3.2 dBi and
81%, respectively [56].
In [56], the ground plane of communicating antenna works as a sensing antenna.
That is why sensing and communicating concurrently are not possible in such
type of design. Thummaluru et al. proposed a four-port MIMO antenna system for
5G communication system. It also integrates cognitive radio system with MIMO.
Figure 2.45 shows the geometrical layout of the proposed antenna structure [57]. In
this antenna structure, sensing and communication of secondary users occur simul-
taneously. The authors designed a wideband sensing antenna initially, whose range
is 2.3–5.5 GHz. Figure 2.46 displays the |S11| characteristics of the sensing and com-
municating antennas. After that, a narrowband communicating antenna is designed
FIGURE 2.43 Fabricated MIMO antenna integrated with CR technology [56].

70 Printed Antennas
FIGURE 2.44 |S11| Features of MIMO antenna integrated with CR technology: (a) sensing
antenna; (b) communicating antenna [56].
FIGURE 2.45 Geometrical layout of four-port MIMO antenna with CR system [57].
by using reconfigurable all-pass, band-pass and band-reject filters. Its range is from
2.5 to 4.2 GHz.
2.3 CONCLUSION
In this chapter, the latest research trends in the field of printed antennas were
discussed. In the recent world of wireless communication, most of the applica-
tions occur at mm-wave frequencies. Due to large metallic losses, antenna gain
is the main concern. So, researchers widely focus on the gain enhancement tech-
niques. Another important area of research in the field of printed antennas is
FIGURE 2.46 |S11| Characteristics: (a) sensing antenna; (b) interweave CR communicating

antenna; and (c) underlay CR communicating antenna [57].
RCS reduction. It is greatly being used in military applications. Designing super-

wideband antennas is also a hot research area because it provides a higher data
rate for both indoor and outdoor communication systems. Designing of compact
circularly polarized printed antennas is widely focused due to its frequent use in
satellite communication applications. Modern wireless communication is moving
towards 5G and 6G standards, where the communication system requires sev-
eral important features such as high data rate, high spectrum efficiency and low
latency. So, the integration of CR technology and beam tilting with MIMO printed
antennas is an important area of research. The main design steps and important
research articles related to all these latest research fields of printed antennas were
discussed.
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3 Radiation Pattern Agility
of Printed Antennas
Dr. Amit Bage and Surendra Kumar Gupta
National Institute of Technology, Hamirpur
CONTENTS
3.1 Introduction .................................................................................................... 75
3.2 Types of Reconfigurable Antennas ................................................................. 77
3.3 Microwave RF Switches ................................................................................. 78
3.3.1 PIN Diode Switches ............................................................................ 78
3.3.2 Varactor Diode .................................................................................... 79
3.3.3 Microelectromechanical Systems ....................................................... 80
3.4 PIN Diode-Based Reconfigurable Patch Antenna for Pattern Agility ........... 80
3.5 Conclusion ...................................................................................................... 91
References ................................................................................................................92
3.1 INTRODUCTION
In modern microwave and millimeter-wave communication systems, reconfigurable
antennas play an important role in both academics and industry. The reconfigurable
antennas increase the spectrum utilization by adjusting their frequency as well as
radiation pattern characteristics according to the system and surrounding environ-
ment requirements. An antenna can be reconfigurable by many parameters such as
radiation pattern, frequency and polarization or the combination of the above three.
In the modern era, the radiation pattern agility antennas play an important role and
are becoming more popular due to their quality and capacity increments in commu-
nication systems. The reconfigurable radiation pattern antenna has the capability to
control the direction of beam, which adds more flexibility to directionality. In addi-
tion, its ability to avoid noisy environments, improve security, mitigate multipath
effects, save power and better direct signals to the users’ end enhances the overall
performance of modern microwave and millimeter-wave communication systems.
The reconfigurable radiation pattern antennas also have the capability to reduce
noise coming from different directions by redirecting the null positions of their radi-
ation pattern. These techniques can be used in a bigger coverage area by redirecting
the main beam. These make the pattern-reconfigurable antenna of great demand and
applicable in the field of wireless communication, satellite communication, radar,
etc. The pattern agility has been achieved by using phased array antennas, which
are costly, too complex and too large in size [1,2]. The radiation pattern agility has
75
76 Printed Antennas
also been achieved by using microelectromechanical systems (RF MEMS) [3], PIN
diodes [4], varactors [5], ferrites and liquid crystals [6]. These different tuning mech-
anism elements can be inserted into different antenna configurations to achieve a
better performance.
In the above literature, various techniques have been found for achieving
the radiation pattern agility. In 1979, a pattern agility antenna is implemented
for the application of satellite communication [7]. The multiple shaped beam
reconfigurable antennas provide flexible coverage for several areas. Changing
the excitation, i.e., amplitude and phase, of the multiple feed arrays in offset
reflector optics provides beam shaping configuration. The antenna can be recon-
figured in six different beam angles. In 2006, J. Liang presented a radiation-
pattern-reconfigurable antenna for the ultra-wideband range. The antenna is a
combination of a monopole, a tapered slot structure and four diodes. The radia-
tion patterns of the monopole and the tapered slot structure are controlled by
the four diodes. The shape of the radiation pattern was maintained across all
the operating frequency ranges. The combination of a disk, a sector coupling, a
sector radiating element and four PIN diodes was used to rotate the main beam
in steps of 90° in azimuthal planes with 30° deflection in elevation planes [8].
The Yagi antenna element array is also pattern reconfigurable from broadside
to quasi- end-fire radiation by using PIN diodes [9]. The radiation pattern agility
has been achieved by using agile metamaterials [10]. The metamaterial agile has
been designed using agile lens which is a composition of two grids at which each
grid composed of two regions. The first region is the focusing zone in which the
parameters such as refraction index, size, shape and the position of the grid can
be controlled by external switching systems. With modifications in the focusing
zone, radiation pattern characteristics such as main lobe beam width and direc-
tion (pointing angle) in E- and H-planes can be controlled. The second region is
the lens body. The frequency tuning was achieved using a combination of four
reflective strips with the ground plane. An inverted-F driven element, comple-
mented by four reflective strips with variable grounding, was used to design a
pattern agility antenna. The radiation pattern characteristics were changed from
omnidirectional to directional using grounding reflectors [11]. In 2017, N. N.
Trong, L. Hall and C. Fumeaux presented a dual-pattern frequency-reconfigurable
patch antenna, which provides monopolar and broadside radiation patterns, and
its frequency band can be varied by using varactor diodes [12]. A single-feed
double- element antenna array that is reconfigurable in terms of both frequency
and pattern was introduced in [13]. The tuning mechanism was used to tune the
frequency between 2.15 and 2.38 GHz and the beam scanning between ±23°. The
combination of a monopole and patch antenna was also used to obtain frequency
and pattern agility, and the concept was proposed in [14]. The printed patch on
the upper layer was used for the lower resonant frequency, and the monopole
was designed at the bottom ground plane for the higher resonant frequency. The
antenna can be reconfigured between omnidirectional monopole radiator operat-
ing at 2.4 GHz and broad-side patch working at 5.5 GHz by controlling five PIN
diodes. Another frequency and pattern agility technique was introduced in [15].
Radiation Pattern Agility 77
The antenna was fed using a coaxial port, and it was a combination of three PIN
diodes and four slits. It is capable of reconfiguring its beam to different angles
between ±15°. Two symmetrical hexagonal split rings with a monopole branch
and eight PIN diodes were used for flexible frequency and radiation patterns in
[16]. In the proposed technique, the antenna resonant frequency can be switched
between 1.9 and 2.4 GHz with a pattern- changing capability in two directions.
In 2015 [17], an antenna having 6 symmetrical main radiators and 12 parasitic
elements was designed to achieve frequency and radiation pattern agility. The
three circular slots were etched in the circular ground patch and placed into the
midline of the microstrip feed line. By changing the diodes’ state, the radiation
patterns of the antenna can be changed to different angles at different resonant
frequencies. Since six radiation elements have been used, to achieve full cover-
age, the antenna pattern can be changed to different angles at 45° steps.
From the above literature, it can be seen that different methods for advanced
microstrip antennas with an improved performance have been developed and
reported. They are based on the use of with and without the lumped components,
with simple resonators, which act as resonating elements. Multiple resonant frequen-
cies were achieved by using a single microstrip antenna. The goal is to implement
radiation-pattern-reconfigurable antenna with improved performance characteris-
tics, compared to the above literature. The methods considered here for designing
are three-dimensional electromagnetic modeling, optimization and miniaturization.
In the design guidelines, easy implementation with simple design and experimental
verification are important aspects. The radiation pattern agility antennas considered
here can be used in various applications according to the requirements. The proposed
antenna design methods allow further improvements according to their future use.
We have investigated various microstrip antennas with radiation pattern agility, as
well, which might be suitable for miniaturization.
This chapter is organized as follows: Section 3.2 will briefly cover different types
of reconfigurable antennas, while Section 3.3 will provide the basic concepts of dif-
ferent radio frequency (RF) switching components. Section 3.4 will elaborate on the
design method of a radiation pattern agility antenna based on PIN diodes, explana-
tion of its modeling and its experimental validation. Sections 3.5 will introduce a
radiation-pattern-reconfigurable microstrip antenna using varactor diodes. Section
3.6 will focus on a monopole antenna with pattern agility based on MEMS. Section
3.7 provides the conclusions.
3.2 TYPES OF RECONFIGURABLE ANTENNAS

The reconfigurable antennas can be divided into three categories:
1. Frequency reconfigurable
• Continuous-tuning reconfigurable antenna
• Coarse-tuning antenna
2. Radiation pattern reconfigurable
3. Polarization reconfigurable.
78 Printed Antennas
This section focuses on the first category, i.e., frequency-reconfigurable antenna,

in which a single antenna can be operated at different resonant frequencies by using
tuning elements such as varactors and PIN diodes. During the tuning of resonant
frequencies from one band to another band, the antenna radiation pattern charac-
teristics remain unchanged. The frequency-reconfigurable antennas are divided into
two categories, i.e., continuous-tuning reconfigurable antenna (the continuous tuning
is achieved by varying the bias voltage of the varactor diodes) and coarse-tuning
antenna, which is designed using PIN diodes. In coarse tuning, the switching mecha-
nism is used to operate at multiple frequency bands [18]. The second category is
based on pattern reconfigurability. In this type, the resonant frequency of the antenna
remains unchanged, while the radiation pattern can be changed according to the
requirements. The antenna can control its radiation pattern, i.e., main beam, in dif-
ferent directions. This type of pattern reconfigurability has recently been reported by
using different types of antenna feeding [19]. The third category is based on polariza-
tion reconfigurability, in which the polarization is switched between left-hand circu-
lar polarization (LHCP) and right-hand circular polarization (RHCP) [20].
3.3 MICROWAVE RF SWITCHES

The microwave and millimeter-wave antennas as well as filters can be reconfigured
using different RF switches. The frequency reconfigurability and radiation pattern
agility can be achieved using these RF switches:
1. PIN diode
2. Varactor diode
3. Microelectromechanical systems (MEMS)
3.3.1 PIN DIODE SWITCHES

A PIN diode is a P–N junction semiconductor diode in which an intrinsic layer
of high resistivity is sandwiched between the P and N regions. At microwave and
millimeter-wave, the diode operates as a variable resistor. It is most popular in micro-
wave circuit applications due to its low radio frequency (RF) loss, variation of junc-
tion capacitance with reverse bias voltages, high power handling capability and fast
switching time [21]. The construction and the symbolic representation of PIN diodes
are shown in Figure 3.1a and b.
The equivalent circuit models for the forward and reverse biases are shown in
Figure 3.2. In the forward- and reverse-biased circuits, the Ls is the lead induc-
tance, Ri is the intrinsic resistance, Ci is the intrinsic capacitance, Cp is the parasitic
capacitance, Cf is the fringing capacitance, and Rs is series resistance. PIN diodes
have widely been used in many switchable antennas and filters. In microwave and
millimeter-wave communication systems, PIN diodes are commonly used in micro-
wave front end switching devices, because they have attractive properties such as low
insertion loss, good isolation, ease of integration to PCB, fast switching speed and
low cost [22]. The drawback of PIN diodes is the nonlinearity for large signals, which
in turn limits their usage in high-power applications.
FIGURE 3.1 Construction of (a) PIN diode and (b) circuit symbol for PIN diode.
FIGURE 3.2 Equivalent circuit model for PIN diode: (a) forward bias and (b) reverse bias.
3.3.2 varacTor diode

A varactor diode corresponds to a variable reactor in which the reactance is varied
in a controlled manner varying the bias voltage. The varactor diodes have a very thin
depletion layer that acts as an insulator between the two terminals of the diode, i.e.,
P-region and N-region. The capacitance of the diode is generally 1/∞ to the square
root of the applied reverse bias voltage. The varactor diode is the most popular active
component used in microstrip filters and antennas for continuous frequency tuning.
In microwave and millimeter-wave communication systems, varactor diodes play an
important role in radio frequency applications where tuning is needed. The most
common applications of varactor diodes are parametric amplification, harmonic gen-
eration, mixing and detection. The circuit symbol and equivalent circuit model for a
varactor diode are shown in Figure 3.3.
In the equivalent circuit models, Rs is series parasitic resistance, Ls is mounting
parasitic inductance, Cp is packaging parasitic capacitance, and Cj is bias-dependent
capacitance. The variable capacitance Cj can be decreased by increasing the reverse
FIGURE 3.3 Varactor diode: (a) circuit symbol and (b) equivalent electrical circuit.
80 Printed Antennas
bias voltage across the diode, which makes the relationship nonlinear. Due to the
integration of varactor diodes into microstrip antennas, their efficiency and gain are
decreased, which is the major drawback of the varactor diodes. In order to improve
the bandwidth, the diode is placed at the radiating edges of a microstrip patch
antenna [23].
3.3.3 MICROELECTROMECHANICAL SYSTEMS

MEMS stands for microelectromechanical systems, which is an arrangement of
electromagnetic and mechanical systems. The MEMS switches have the combined
advantages of electromechanical and semiconductor technologies. The characteris-
tics of MEMS switches are similar to the switches, i.e., low power consumption,
low insertion loss and high isolation. The advantages of MEMS switches are their
small size, lightweight and low cost, similar to other semiconductor switches [24].
At microwave and millimeter wave, the integration of MEMS switches provides high
losses and limited power handling capability and they need expensive packaging to
protect them from adverse environmental conditions. In 1990 [25], MEMS switches
were proposed for use in antennas for reconfigurability. The MEMS has the ability to
alter the radiation pattern. For instance, the placement of MEMS into the feed section
of microstrip antennas provides beam-steering capability [26].
3.4 PIN DIODE-BASED RECONFIGURABLE PATCH

ANTENNA FOR PATTERN AGILITY
This section explains a single-feed square-ring patch antenna with reconfigurable
pattern. The antenna’s radiation pattern can be electronically reconfigured between
conical and broadside radiations at a fixed frequency. In order to achieve the redi-
rection of main beam, a square-r ing patch is used and four shorting walls are placed
at the edges. Two shorting walls are directly connected at the patch side, and the
remaining two are connected at the patch via a PIN diode. The PIN diode’s status is
used to control the antenna operation modes, i.e., monopolar plate mode and normal
patch [27]. The proposed antenna is shown in Figure 3.4. The proposed antenna is
designed on an FR4 printed circuit board having a thickness of 0.6 mm and permit-
tivity of 4.4. The dimensions of the square ring are 40 and 28 mm, and an inner rect-
angular patch is etched on the same face of the square patch. To support the patch,
four shorting walls are used at a height of 7 mm above the ground plane. When there
are no shorting walls, antenna radiates broadside pattern with x-directed polariza-
tion. The rectangular patch can be generated by a capacitive coupling strip and
used to excite TM11 mode of the square-ring microstrip patch antenna [28]. When
the shorting walls A and B are connected to the antenna, TM11 mode could not be
excited. This is because the two shorting walls are located at a position where the
field is null for the TM11 mode. These two shorting walls can be considered as a
monopolar plate patch antenna fed by gap coupling, which radiates conical patterns
[29]. When the antenna is operated in TM11 mode with dual-band characteristics,
the surface current flowing along the perimeter of the square patch is maximum
FIGURE 3.4 Geometry of the proposed pattern-reconfigurable square-ring patch antenna

[27].
and minimum at the positions of the shorting walls C and D. In the monopolar
plate patch with the dual-frequency characteristics, the resonant frequency can be
increased when the number of shorting walls is increased [30]. This reveals that the
monopolar plate patch mode has different resonant frequencies when the shorting
walls C and D are switched. The addition of shorting walls C and D makes the cur-
rent distribution on the square-ring patch become symmetrical, and consequently,
more uniform conical patterns across the entire azimuthal plane can be obtained
[31]. In order to achieve pattern reconfigurability between conical and broadside
radiation patterns, a pair of plastic packaged PIN diodes is used. The PIN diodes
are used to connect the square-ring patch and the shorting walls C and D. The DC
bias is supplied using thin wires as the square-ring patch is connected permanently
to the ground plane through the shorting walls A and B. Two coupling capacitors
are required to block the DC connection. The DC bias is provided through the sig-
nal feed line when the antenna is integrated with RF circuits. When the diode is
forward-biased, the diode is in ON state and each diode has an ohmic resistance
of 0.9 Ω and the current starts flowing through the diode. When the diode is in ON
state, the antenna operates in monopolar plate patch mode. On the other hand, when
82 Printed Antennas
FIGURE 3.5 Measured return loss for the proposed antenna when the PIN diodes are in ON
and OFF states [27].
FIGURE 3.6 Measured radiation patterns at 2,020 MHz for the proposed antenna when the
diodes are ON. (a) x–z plane, (b) y–z plane and (c) x–y plane [27].
the diode is in OFF state, the diode exhibits a capacitance of 0.2 pF that can be
regarded open at 2 GHz. In this case, the antenna operates in TM11 mode. The mea-
sured S11 is shown in Figure 3.5, which reveals that the operating bandwidths of the
two different modes overlap each other. The overlapped bandwidth is about 50 MHz
and centered at 2.02 GHz. The measured radiation patterns of the reconfigurable
patch antenna at the resonant frequency of 2.02 GHz in the x–z plane, (b) y–z plane
and (c) x–y plane are shown in Figure 3.6. The figure shows a monopole-like conical
radiation. The maximum power level is directed at an elevation angle θ = 50°, and
the antenna peak gain is about 2.5 dBi. Figure 3.7 shows that the main beam in the
x–z plane is tilted by an angle of 4° off z-axis, which could be due to the asymmetry
of the antenna structure. Apart from this, the antenna exhibits broadside radiation
patterns with a peak gain of 6.8 dBi.
FIGURE 3.7 Measured radiation patterns at 2,020 MHz for the proposed antenna when the
diodes are OFF. (a) x–z plane and (b) y–z plane [27].
The reconfigurable antennas play an important role in modern wireless commu-

nication systems. They have the ability to do multiple functions with a single com-
ponent. In the modern era, frequency, pattern and polarization reconfigurabilities are
becoming more popular [32]. With radiation pattern reconfigurability, a multiband
antenna has the capability to operate in different radiation patterns.
This section presents a reconfigurable radiation pattern, i.e., either broadside or
null-at-broadside radiation pattern in a relative continuous range of tuning frequency
of more than 20% [33]. The continuous tuning of frequency is achieved by using
a set of six varactor diodes. Only a single bias voltage is required to control the
six varactor diodes. The antenna design starts from a square patch with a row of
shorting vias in its center and is fed perpendicularly using a coaxial connector as
shown in Figure 3.8. Using the proposed configuration, two resonant modes with two
resonance frequencies can be excited simultaneously. In the regular TM100 z
mode
resonance, the antenna radiates exactly as a conventional microstrip antenna with a
broadside radiation pattern. Due to the presence of shorting vias, the antenna also
resonates at quasi-radial mode [34]. The radiation pattern is approximately omnidi-
rectional in the x–y plane due to the magnetic current loop.
The two resonant frequencies are controlled and reconfigured by varying the
reactance loaded at the two opposite sides of the patch. The schematic diagram of
the proposed antenna is shown in Figure 3.9. The antenna contains varactor diodes,
and they are connected periodically with the open-circuited stub. The open-circuited
stub is used as a transmission line and is used for additional impedance manipula-
tion [35]. The combination of the stub and varactor diodes is used for the tuning of
the antenna. The varactor diode capacitance is varied to increase or decrease the
resonance frequency. With an increasing varactor diode capacitance, the resonance
frequency is decreased. The first resonance frequency is for the TM100 z
mode, and
the second resonance frequency is for the monopole mode.
The radius of the shorting vias is very small; the resonance frequency for conven-
tional TM100z
mode is almost the same as the resonance frequency for a combination
84 Printed Antennas
FIGURE 3.8 Microstrip patch antenna with N shorting vias [33].
FIGURE 3.9 Proposed antenna configuration [33].
of varactors and stub-loaded single-quarter wave patch. The quarter-wave patch can
be considered as a half-mode substrate integrated waveguide cavity with two open
circuits in the y-direction, i.e., the travelling wave direction. Based on these analy-
ses, the resonance frequency can be calculated using these techniques [36]. Due to
the presence of shorting vias, the antenna also radiates in a quasi-radial monopole
mode.
The first resonance frequency of the TM100 z
mode is generally not affected by
the shorting vias. With an increasing or decreasing number of shorting vias, the sec-
ond resonance frequency of the monopole mode decreases. The simulated reflection
coefficient for different values of radii is shown in Figure 3.10. The second resonance
frequency of the monopole mode decreases when the radius of the vias is increased.
The radiation pattern of the antenna in monopole mode becomes more omnidirec-
tional, which is explained by the higher isolation of the TM100 z
mode from the patch
mode for larger frequency differences.
The normalized measured radiation patterns at three different tuning frequencies
with broadside and monopole configurations are shown in Figure 3.11. The figure
reveals that the patterns remain stable in the tuning range. The cross-polarization in all
the different conditions are below −12 dB. In the three different resonant frequencies,
the gains in the x–y plane are 5.1, 3.6 and 3 dB in omnidirectional radiation patterns.
FIGURE 3.10 Simulated S11 of the antenna for different values of d and N = 6 and the cor-
responding radiation pattern in the x–y plane for the monopole mode [33].
FIGURE 3.11 Normalized measured monopole and broadside patterns at frequencies 2.7, 3

and 3.5 GHz with different reverse voltages [33].
86 Printed Antennas
In the modern era, reconfigurable antennas are gaining lots of attention in micro-
wave and millimeter-wave communication systems. In modern communication
system architecture, the need for higher-data-rate, long-range wireless links is cur-
rently addressed by using ultra-wideband (UWB) and multiple-input multiple-output
antenna systems, and in these systems, it is necessary to remove multipath interfer-
ence and multipath fading phenomena. In wireless automotive services, an antenna
with omnidirectional radiation patterns is a better option for coverage, but it is not an
optimal solution. Due to this omnidirectional radiation pattern, the antenna systems
are affected by the temporal fading. To overcome these problems and increase chan-
nel capacity, the MIMO systems are introduced. The pattern-reconfigurable antennas
play an important role as they enable link budget optimization and provide an easy
way to reduce the interference and fading in multipath environments [37,38].
This section of the chapter focuses on the design and analysis of a pattern agility
antenna using microelectromechanical systems (MEMS). The MEMS switches are
generally used for switching purpose at only as circuit element in the antenna recon-
figurability [39]. An antenna with a single-turn square spiral is shown in Figure 3.12.
The antenna consists of a single-turn square spiral. The dimensions of the antenna
are 81 mm, and it is designed on Roger RT/Duroid 5880 with the resonant frequency
of 6.85 GHz.
In order to execute the antenna, an SMA connector probe is incorporated at the
interior end of the spiral. The outer end of the square spiral is connected to the ground
using a via with a diameter of 1.23 mm. In order to alter the electric field distribution
and reconfigure the radiation pattern, two MEMS SPST-R MSW100 switching ele-
ments are included in the design. To achieve end-fire configuration, switch-1 is closed
and switch-2 is kept open, and to achieve broadside configuration, switch-1 is kept
open and switch-2 is closed.
The operation of a MEMS switch is analogous to that of a field-effect transistor.
It utilizes the gate–source–drain configuration for two different switches. A direct
current (DC) of 90 V is applied as an operational voltage to the switch between the
gate and source terminals. During the ON state of the switch, the insertion loss is
FIGURE 3.12 Antenna geometry with the locations of the switches [39].

FIGURE 3.13 (a) Equivalent circuit in the locality of a switch and (b) stratified dielectric
configuration of the switch [39].
about 0.225 dB and the return loss is about 24 dB. The isolation between the source
and drain is about 16 dB in the OFF state. When the switch is in ON state, the device
behaves as a 50 Ω microstrip transmission line, and during the OFF state of the
switch, it behaves as a large capacitor.
The corresponding equivalent circuit is shown in Figure 3.13a. The cavity model
is used to analyze fundamental operation, and fringing electric field is used for the
radiation mechanism for the microstrip antenna [40]. The antenna structure can
also be viewed from the respective of equivalent model as microstrip line can sup-
port a standing quasi-transverse electric mode and switches can be modeled as a
transmission lines. Usually, the microstrip line with a characteristic impedance of
Z 0 = 145 Ω is necessary to provide a matching network with Z 0 = 50 Ω. The antenna
having a microstrip line with a lower characteristic impedance correlates with the
line widths, and this can limit the performance. The overall characteristic impedance
of the structure can be increased by removing the ground plane of the RF MEMS
switch. By removing the ground plane of the RF MEMS switch, a stratified dielectric
is created beneath the switch’s microstrip line with the antenna substrate, which is
shown in Figure 3.13b. By making these changes, the characteristic impedance of
the MEMS switch is increased, i.e., based on the mixture of dielectrics after surface
mounting of the modified switch. Based on the configuration, the modified charac-
teristic impedance of the switch becomes Z 0 ~ 250 Ω, which results in 50% reduc-
tion in the impedance mismatch. In order to remove the ground plane of the switch,
a 400 grit sandpaper was placed on a solid work surface and the switches were held
with tweezers and passed over the sandpaper, pressing gently, in a circular motion
(Figure 3.14).
A proper biasing network is designed to maintain the minimum overall com-
plexity and impedance properties. The microstrip line of the antenna connects
with source and drain. These connections can be viewed as three DC-isolated
microstrip lines:
1. The microstrip line connecting the probe feed line to s1.

2. The microstrip line connecting the d1 to s2.
3. The microstrip lines connecting the d2 to ground.
To isolate the actuation of the two MEMS switches, the same DC potential is applied
at the source and drain of both the switches. The bias is applied independently to the
88 Printed Antennas
FIGURE 3.14 Antenna including vias, lumped components, tuning and bias stubs, and sim-
plified switch model including thin wires over silicon chips to approximate the switches [39].
MEMS switches with their respective gate–source terminals. All the three microstrip
lines require a DC continuity with one another; due to these, the RF ground plane of
the antenna is chosen a DC power plane that has minimum effects on the antenna per-
formance. The first and second microstrip lines achieve DC continuity with the ground
plane using two high-impedance quarter-wavelength microstrip stubs, which share a
shorting via. This reduces the complexity, and these two high-impedance quarter-
wavelength microstrip stubs are situated around switch-1. The third microstrip line
maintains DC continuity with the ground plane through the use of a grounding via.
Therefore, two quarter-wavelength isolation lines create DC continuity between the
RF ground plane and all the three microstrip lines. The gate of the RF MEMS device
is isolated, and only minimal effort is needed to deliver the gate voltage.
A quarter-wavelength line terminated in parallel combination of a grounded 1 pF
chip capacitor and 100 KΩ resistor connected to the DC source was used. This stub
is designed for the effective electrical length of the capacitor. Using the basic trans-
mission line equations, it can be found that the parallel combination of the grounded
capacitor with the high-impedance resistor and the connection to the DC bias source
will be dominated by the short circuit at the capacitor.
In turn, this short circuit will appear as an open circuit at the gate terminal and
limits RF leakage on the gate. This eliminates the need for extra vias that affect the
radiation pattern performance. Based on this bias configuration, when the switch-1
is in ON state and the switch-2 is in OFF state, the end-fire configuration can be
achieved, and when the switch-1 is in OFF state and the switch-2 is in ON state, the
broadside radiation pattern can be achieved.
FIGURE 3.15 Measured broadside configuration radiation patterns of the two primary
elevation cut-planes using the Radant RF MEMS switches [39].
FIGURE 3.16 Simulated broadside configuration radiation patterns of the two primary
elevation cut-planes using the switch model [39].
Three sets of end-fire and broadside radiation patterns are shown in Figures 3.15–
3.20. Figure 3.15 reveals that the simulated and measured broadside radiation pat-
terns are almost identical, with a simplified switch model, i.e., Figure 3.16. The
figure also shows that they are very close to those of the antenna with ideal switches,
i.e., Figure 3.17, with slightly higher cross-polarization levels. Figure 3.18 shows
that the end-fire radiation pattern is very close to that of the simulated antenna
with the simplified switch model, i.e., Figure 3.19, and is slightly distorted from
the ideal end-fire while still maintaining the characteristic null at broadside, i.e.,
Figure 3.20.
90 Printed Antennas
FIGURE 3.17 Measured broadside configuration radiation patterns of the two primary
elevation cut-planes using ideal switches [39].
FIGURE 3.18 Measured end-fire configuration radiation patterns of the two primary eleva-
tion cut-planes using Radant RF MEMS switches [39].
FIGURE 3.19 Simulated end-fire configuration radiation patterns of the two primary eleva-
tion cut-planes using the switch model [39].
FIGURE 3.20 Measured end-fire configuration radiation patterns of the two primary eleva-
tion cut-planes using ideal switches [39].
3.5 CONCLUSION
In conclusion, an affordable chapter has been presented, which allows the reader to
find an overview of the radiation pattern agility techniques, shapes and approaches
appreciating the influence and the impact of the pattern agility antenna. Indeed, in
this chapter, the radiation pattern agility was achieved using different reconfigurable
switching components such as PIN diodes, varactor diodes and MEMS. In addition
92 Printed Antennas
to the advantages of pattern agility described at the beginning of the chapter, a dedi-
cated part providing the other advantages of the compact pattern agility antenna,
which are desirable for emerging wireless and mobile communications, was also
presented.
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4 Band Hopping in
Printed Antennas
Ambedkar Institute of Technology, Delhi
CONTENTS
4.1 Introduction .................................................................................................... 95
4.2 Theory of MOS Loaded CMSA with an Airgap ............................................ 97
4.2.1 Metal Oxide Semiconductor ............................................................... 98
4.2.2 Double MOS Loaded Circular Microstrip Antenna with an Airgap .... 99
4.2.3 Specifications of Double MOS Loaded CMSA with an Airgap ....... 101
4.2.4 Radiation Pattern of CMSA .............................................................. 102
4.2.5 Properties of Double MOS Loaded CMSA with an Airgap ............. 102
4.3 BST Varactor Diode Loaded Stacked CMSA .............................................. 110
4.3.1 Analysis of Upper Patch ................................................................... 111
4.3.2 Analysis of Lower Patch ................................................................... 112
4.3.3 Stacked Circular Patch...................................................................... 114
4.3.4 BST Varactor Diode Loaded Stacked Microstrip Patch ................... 114
4.3.5 Radiation Pattern of Stacked CMSA ................................................ 116
4.3.6 Specifications of BST Varactor Diode Loaded Stacked CMSA ....... 117
4.3.7 Properties of BST Varactor Diode Loaded Stacked CMSA ............. 118
4.4 Conclusion .................................................................................................... 120
References .............................................................................................................. 121
4.1 INTRODUCTION
The printed antennas (microstrip patch antennas) are preferred to use in modern mobile
communication systems such as Wireless Local Area Network (WLAN), Universal
Mobile Telecommunication System (UMTS), and Worldwide Interoperability for
Microwave Access (WiMAX), etc. On the other hand, microstrip antennas suffer
from low efficiency and narrow bandwidth, which limit their versatility. The input
impedance of an antenna tends to be sensitive to changes in frequency, and it also
depends on the geometrical shape, dimensions, and the feed type of antenna. Hence,
the antenna input impedance is a very important parameter that controls the radiated
power and the impedance bandwidth [1]. Many efforts have been made to improve the
impedance bandwidth and frequency agility/band hopping. Shorting posts are used
to enhance the frequency agility. Using double posts and by adjusting them finely, a
maximum tunability of 32.5% was achieved [2]. The impedance bandwidth can be
increased by loading the patch with stubs, slits, and slots. Apart from loading a patch,
95
96 Printed Antennas
the impedance bandwidth can be improved by increasing the substrate thickness and
variable length transmission lines. Various other techniques have been suggested to
improve the impedance bandwidth and frequency tunability, such as loading varac-
tor diodes, annular ring, stacking of patches, and using an L-strip proximity coupled
slot loaded patch [3–10]. Integration of devices such as varactor diodes, Gunn diodes,
and impedance tuning networks into microstrip antennas could not provide sufficient
band of operation. Limitations still exist on the ability of these techniques. A circular
microstrip antenna with an airgap between the ground plane and the substrate was
proposed in [11]. An increase in the airgap causes a decrease in the dynamic permit-
tivity, resulting in an upward shift in the resonant frequency of the antenna. Hence,
to overcome bandwidth limitations, various configurations of microstrip antennas
such as the above are proposed, which provide dualband, multiband, and wideband
operation. Such configurations of antennas are widely acceptable for multiservice
applications and become a good substitute of wide bandwidth requirement, which
motivate researchers to work on the structure of antennas for wide frequency range
applications.
Printed antennas still suffer from bandwidth limitations, to overcome these limi-
tations, wide range band hopping / frequency agile antennas are designed. In this
chapter, a band hopping / tunable band / frequency agile printed antenna is dis-
cussed. In this antenna, a band can be electronically tuned in a frequency range,
which is referred as frequency agility or band hopping in printed antennas.
In this chapter, active devices are loaded on the patch to achieve tunable
band / band hopping / agility of antenna. A structure of a frequency agile circular
microstrip antenna (CMSA) with an airgap between the ground plane and the sub-
strate is analyzed, and to enhance the agility of antenna, a MOS device is loaded
on the patch. The structures of a single MOS and a double MOS loaded patch
are covered to enhance the operating frequency range of antenna. To investigate
the antenna, different parameters such as resonance frequency, input impedance,
frequency agility, VSWR, radiation pattern, etc. are calculated and simulated.
The resonant frequency of a 10 mm radius patch antenna is upward shifted from
4.9 GHz to 6.60 GHz using a 1 mm airgap between the ground plane and the sub-
strate, and by loading a MOS, the antenna can be tuned down to 1.127 GHz oper-
ating frequency, which leads to compactness and band hopping of the antenna.
Hence, the antenna can be tuned between 1.127 GHz and 6.595 GHz frequency
of operation, which makes the antenna highly suitable for a wide range of mobile
communication applications, such as GPS, UMTS, WiMAX, remote sensing, and
other modern communication systems. A frequency agility of 76.20% was found
for a MOS loaded CMSA, and a double MOS loaded antenna possessed 82.94%
frequency agility.
Also, a frequency agile BST varactor diode loaded stacked CMSA is discussed in
this chapter. The antenna is analyzed using extended cavity model. One of the two
bands of the antenna is tunable with the help of a BST varactor. The upper band is
useful for WiMAX, and the lower band is useful for other wireless communication
systems. Various antenna parameters such as return loss, resonant frequency, and
frequency agility are investigated. The simulated results agreed well with the theo-
retical analysis. A frequency agility of 60.64% is achieved, which is better than a
Band Hopping in Printed Antenna 97
simple varactor diode loaded antenna. The lowest resonant frequency of 0.866 GHz
is obtained, which shows a significant physical area reduction, i.e. compact size of
antenna.
4.2 THEORY OF MOS LOADED CMSA WITH AN AIRGAP

The bandwidth limitation had been the major constraint in the development of
microstrip antennas, in recent research, a wide frequency range band hopping/
tunable antenna has been considered a good solution to this problem. Figure 4.1
presents the geometry of a wide frequency range tunable double MOS loaded cir-
cular microstrip antenna with an air gap between the ground plane and the sub-
strate for mobile communications. The circular microstrip antenna is structured
as a cavity with a magnetic wall along the edge. The structure of this antenna is
a two layer cavity: the lower layer is an airgap of Ha with relative permittivity 1,
and the upper layer is a dielectric substrate of thickness H with relative permittiv-
ity εr. The effect of the airgap below the substrate was considered for obtaining
an equivalent permittivity of the medium below the patch. Using an equivalent
single layer structure of total height Ht = H + Ha , the equivalent permittivity (εre)
was calculated as in [12,18–19] and is expressed as follows:
ε r ( H + Ha )
ε re = (4.1)
(1 + ε r H a )
where εr is the permittivity of the substrate and the equivalent permittivity of the
CMSA without the air gap (Ha = 0) is εre = εr.
FIGURE 4.1 Geometry of a double MOS loaded circular microstrip antenna with an airgap.
98 Printed Antennas
Following the analytical model, an improved form of permittivity of transverse

magnetic (TM) modes of the medium below the patch in the CMSA with an airgap,
the effective permittivity εr,eff is defined as follows:
4ε reε r ,dyn
ε r , eff = (4.2)
( ε re + ε r ,dyn )
The term εr,eff is introduced to take into account the effect of the equivalent permit-
tivity (εre) of the medium below the patch in combination with the dynamic permit-
tivity (εr,dyn) to improve the model. The resonant frequency and effective radius of the
CMSA with an airgap are calculated as follows:
Resonant frequency
α nmc
fr = (4.3)
2πaeff ε r ,eff
where c is the velocity of light in free space andαnm is the mth zero of the first kind
Bessel function of order n.
Effective radius of patch
aeff = a (1 + q ) (4.4)
where the term q arises due to the fringing fields at the edge of the patch [12].
4.2.1 METAL OXIDE SEMICONDUCTOR

Figure 4.2 shows a typical Metal-I nsulator-Semiconductor (MIS) or Metal-
Oxide-Semiconductor (MOS) and its associated capacitances. It is evident that
it contains two capacitances: depletion layer capacitance (Cd), which varies with
bias voltage, and insulator capacitance (Ci), which is fixed. The MOS under con-
sideration is Au-Si3N4 -Si. The total capacitance of the MOS (Cmos) was calculated
as in [13]:
CiC d
Cmos = (4.5)
( Ci + C d )
where the insulation layer capacitance (Ci) is given by
ε 0ε ro
Ci = (4.6)
d
where εro is relative permittivity and d is the thickness of the insulation layer.
The depletion layer capacitance (Cd) is given by
ε 0ε rsi
Cd = (4.7)
X
FIGURE 4.2 MOS capacitor: (a) schematic (b) equivalent circuit.
where εrsi is the relative permittivity of silicon and X is the width of the depletion
layer and is given by
   2VgCi2   
ε rsi ε 0 
X= −1 + 1 +   (4.8)
Ci    ε rsi ε 0QN a   

where Vg is the bias voltage, Na is the acceptor concentration of the doping material,
and Q is the charge of an electron.
Combining eqs. (4.5)–(4.8), Cmos is defined as
Ci
Cmos = A (4.9)
  2VgCi2  
 1+  
  ε rsiε 0QN a  

where A is the cross-sectional area of the MOS device.
4.2.2 douBle mos loaded circular microsTriP anTenna wiTh an airgaP

The antenna is a coaxial fed circular microstrip patch with an airgap and loaded with
a MOS. The antenna is analyzed in TM11 mode. A circular microstrip antenna is
characterized by the parallel combination of resonance resistance R0, inductance L,
and capacitance C, as presented in Figure 4.3(a). These parameters were calculated
from the theory of modal expansion and cavity model as in [14].
Resonance resistance
1 Jn ( kρ )
2
R0 = (4.10)
GT Jn2 ( ka )
100 Printed Antennas
FIGURE 4.3 Equivalent circuit of (a) a circular patch microstrip antenna; (b) a double MOS
loaded circular patch microstrip antenna.
where Jn is the first kind of Bessel function of order n, ρ is the probe position, and GT
is the total conductance associated with dielectric loss, radiation loss, and conduction
loss [15].
Capacitance associated with antenna
QT
C= (4.11)
2πfr R0
and Inductance
R0
L= (4.12)
2πfrQT
where QT is the total quality factor, which includes radiation loss, dielectric loss, and
conductance loss.
The equivalent circuit of a double MOS loaded circular microstrip antenna with
an airgap is presented in Figure 4.3(b). The total capacitance of the patch can be
calculated as in [16]:
Ctotal = C + 2Cmos (4.13)
where Cmos is the capacitance of the MOS.

The total input impedance of a double MOS loaded CMSA with an airgap is cal-
culated as
1
Z in = (4.14)
⎪⎧⎛ 1 ⎞ ⎛ 1 ⎞ ⎪⎫
⎨⎜ ⎟ + ( jω Ctotal ) + ⎜ ⎬
⎩⎪⎝ R0 ⎠ ⎝ jω L ⎟⎠ ⎪⎭
The reflection coefficient (Γ) of the circular patch is given by
Z in − Z 0
Γ= (4.15)
Z in + Z 0
where Z 0 is the impedance (50 Ω) of the coaxial feed.

The voltage standing wave ratio (VSWR) of the patch is given as
1+ Γ
VSWR = (4.16)
1− Γ
The return loss (RL) of the antenna is given by
RL = 20 log ( Γ ) (4.17)
where Γ is the reflection coefficient of the circular patch.
4.2.3 SPECIFICATIONS OF DOUBLE MOS LOADED CMSA WITH AN AIRGAP

The design specifications of the MOS device and CMSA are given in Tables 4.1 and
4.2, respectively. The same specifications are considered for the theoretical analysis
and simulation of the proposed antenna. These specifications provide a good perfor-
mance of the antenna as discussed later in this chapter.
TABLE 4.1
Specifications of MOS
Parameter Value
MOS capacitor structure Au-Si3N4-Si (n + 0.0005 Ω cm)
Cross section area of device (A) 1.6 × 10-8 m2
Relative permittivity of oxide layer (εro) 7.5
Relative permittivity of semiconductor (εrsi) 11.9
Acceptor concentration (Na) 1.45 × 1022 m-3
Bias voltage range (Vg) 0-5 V
Thickness of oxide layer (d) 100, 200, 300, 400, 500 A°
Peak values of Cmos 106.2, 53.1, 35.4, 26.5, 21.2 pf
TABLE 4.2
Specifications of CMSA
Parameter Value
Substrate material Beeswax
Radius of circular patch (a) 10 mm
Substrate thickness (H) 1.5748 mm
Airgap (Ha) 1.00 mm
Relative dielectric constant of substrate material (εr) 2.35
Loss tangent (tan δ) 0.005
Probe position (ρ) 3.1 mm
4.2.4 RADIATION PATTERN OF CMSA

The expression for radiation pattern of a circular microstrip antenna in TM11 mode
is given as follows [17]:
jVako e − jkor
Eθ = − cos (ϕ ) J1′ ( koa sin (θ )) (4.18)
2 r
jVako e − jkor J1 ( koa sin (θ ))

Eφ = cos θ sin φ (4.19)
2 r koa sin (θ )
where V is the edge voltage, k is the wave number, and r is the observation location
that may be taken randomly large compared to the antenna size.
The radiation pattern of the antenna is calculated as
2 2
R = Eθ + Eφ (4.20)
For E-plane pattern ϕ= 0°, and for H-plane pattern ϕ = 90°.
4.2.5 PROPERTIES OF DOUBLE MOS LOADED CMSA WITH AN AIRGAP

In this section, a double MOS loaded circular patch microstrip antenna with an airgap
for wide frequency range characteristics is discussed. The theoretical and simulated
results for input impedance, MOS capacitance, frequency agility, VSWR, and radia-
tion pattern in respect of the performance of the antenna are discussed in this section.
The theoretical results are plotted using MATLAB, and the simulation is done on
IE3D simulator [20]. Figure 4.4(a) and (b) show the variation of the real part of input
impedance with the frequency of a circular microstrip patch antenna for different
airgaps. The resonance frequency of the antenna increases with increasing airgap,
due to the fact that the effective value of permittivity decreases. The resonant fre-
quency of the antenna with a 1mm airgap is upward shifted to 6.8 GHz as compared
FIGURE 4.4 Variation of the real part of input impedance with the frequency of CMSA
with various airgaps: (a) theoretical; (b) simulated.
to 5.2 GHz for a circular microstrip antenna without an airgap. This upward shift of
frequency due to the airgap between the ground plane and the substrate has broad-
ened the operating range of antenna. Theoretical results match with the simulated
results, as seen from Figure 4.4(a) and (b); the simulated real part of input impedance
for all three airgaps (Ha= 0.0, 0.5, and 1.0 mm) are in good match with the theoreti-
cal real part of input impedance. The simulated results well verify the matching of
FIGURE 4.5 Variation of the capacitance of a MOS with bias voltage.
input impedance of the antenna over its wide frequency range. Figure 4.5 shows the
variation of capacitance with bias voltage for a typical MOS. It is found that there
is a sharp variation in capacitance near zero bias voltage. The capacitance is almost
constant for all values of thickness for the bias voltage above 1volt. The peak values
of capacitances are 106.2, 53.1, 35.4, 26.5, and 21.2 pf for oxide layers of 100, 200,
300, 400, and 500 A°, respectively.
The variation of resonant frequency with bias voltage for single MOS loaded
and double MOS loaded circular microstrip antennas with an airgap is shown in
Figure 4.6(a), and (b), respectively. The variation of resonance frequency is steep
at lower bias voltage compared to higher bias voltage. The variation of resonance
frequency is negligible for all oxide layers for higher bias voltage. To observe the
behavior of the agility of antenna, it is simulated for various thicknesses of the oxide
layer of MOS. Table 4.3 shows the percentage agility for the single MOS loaded
antenna for different oxide layer thicknesses. Table 4.4 shows the percentage agility
for the double MOS loaded antenna for different thicknesses of the oxide layer. It
is observed from the response that the maximum agility for a double MOS loaded
patch is 82.94% (for a 100 A° oxide layer). Also, it is evident from Tables 4.3 and
4.4 that the frequency agility decreases as the oxide layer thickness increases and a
double MOS loaded antenna has more frequency agility than a single-MOS-loaded
antenna. Antennas with different patch radii and a 1mm airgap are simulated to see
the effect on agility. The theoretical and simulated variations of frequency agility
with the radius of patch are in good agreement, as shown in Figure 4.7. The simulated
results of agility are shown for various patch radii (a = 5.0, 10.0, 15.0, 20.0, 25.0,
and 30.0 mm) and are close to the theoretical results for the respective patch radius.
FIGURE 4.6 Variation of the resonant frequency with bias voltage of (a) a single MOS
loaded CMSA with an airgap and (b) a double MOS loaded CMSA with an airgap.
TABLE 4.3
Frequency Agility of Single MOS Loaded Circular Microstrip Antenna with
an Airgap for Different Thicknesses of Oxide Layer
Oxide Thickness Minimum Achievable Total Frequency Agility Percentage
Sr. No. (A°) Frequency (GHz) (GHz) Agility (%)
1 100 1.571 5.032 76.20
2 200 2.161 4.442 67.27
3 300 2.579 4.024 60.94
4 400 2.905 3.698 56.00
5 500 3.172 3.431 51.96
TABLE 4.4
Frequency Agility of Double MOS Loaded Circular Microstrip Antenna with
an Airgap for Different Thicknesses of Oxide Layer
Oxide Thickness Minimum Achievable Total Frequency Agility Percentage
Sr. No. (A°) Frequency (GHz) (GHz) Agility (%)
1 100 1.127 5.476 82.94
2 200 1.571 5.032 76.20
3 300 1.897 4.706 71.27
4 400 2.161 4.442 67.27
5 500 2.385 4.218 63.88
FIGURE 4.7 Theoretical and simulated variations of frequency agility with the radius of
patch of a double MOS loaded CMSA with an airgap (Ha = 1.0 mm).
Also, it is verified by the simulated results that the agility is inversely proportional
to the patch radius of the proposed antenna. The frequency agility decreases with an
increase in the radius of patch; this may be understood by the fact that the contribu-
tion of MOS capacitance in the antenna decreases as the radius of patch increases.
It is evident that an antenna has a better frequency agility for a low patch radius; the
frequency agility of an antenna with a 10 mm radius of patch is 82.94%.
Figure 4.8 shows the variation of the real part of input impedance with fre-
quency for different bias voltages for the described antenna. The resonant fre-
quency of the antenna shows an interesting downward shift for different values of
thickness of the oxide layer. It is found that for a 0 volt bias voltage and a 100 A°
oxide layer, the resonant frequency of the antenna is downward shifted to 1.27 GHz
from 6.80 GHz design frequency, which is obvious from the fact that the maximum
capacitance is added into the antenna system due to the MOS. Hence, the resonant
frequency of the described antenna can be tuned by varying the bias voltage. It is
FIGURE 4.8 Theoretical and simulated variations of input impedance with frequency with
various bias voltages (Vg) of a double MOS loaded CMSA with an airgap (Ha = 1.0 mm).
found that the variation of the resonance frequency with bias voltage provides a
good tunability of the operating frequency of antenna and widens the frequency
range and agility of antenna. These findings are equally verified by the simulated
results. The theoretical results are in close agreement with simulated results as
shown in Figure 4.8 for variation of real parts of input impedance with frequency
for 5.0 volt bias voltage.
Figure 4.9 presents the theoretical and simulated results for the VSWR of anten-
nas with and without a MOS as a function of frequency at Vg = 1 volt. The theoretical
and simulated graphs show that the resonance impedance at lower frequency remains
the same, as on 6.8 GHz, which is obvious from the fact that only the imaginary com-
ponent is added into its equivalent. The theoretically calculated VSWR gives a close
match with the simulated result. The E-plane and H-plane radiation patterns for a
MOS loaded CMSA are shown in Figures 4.10 and 4.11, respectively. The theoretical
radiation patterns are plotted for different bias voltages (Vg = 1.0, 2.0, 3.0, 4.0, and
5.0 volt), and the simulated radiation patterns for Vg = 5.0 volt for both the planes.
The simulated results are close to the respective theoretical results. It is found that
the beam width of an antenna decreases with an increase in bias voltage for the
FIGURE 4.9 Theoretical and simulated variations of VSWR with frequency of a CMSA
with an airgap (Ha = 1.0 mm) with and without a MOS.
FIGURE 4.10 Theoretical and simulated E-plane radiation patterns of a double MOS loaded
CMSA with an airgap.
FIGURE 4.11 Theoretical and simulated H-plane radiation patterns of a double MOS loaded
CMSA with an airgap.
entire range of operation, this is due to the fact that operational frequency of antenna
increases with bias voltage.
4.3 BST VARACTOR DIODE LOADED STACKED CMSA

In this section, a frequency agile BST varactor loaded stacked CMSA is described.
The antenna is analyzed using an extended cavity model. One of the two bands of
the antenna is tunable with the help of a BST varactor. The upper band is useful for
WiMAX, and the lower band is useful for other wireless communication systems.
Various antenna parameters such as return loss, resonant frequency, and frequency
agility are investigated. A frequency agility of 60.64% is achieved, which is better
than that of a simple varactor diode loaded antenna.
The structure of the proposed antenna is shown in Figure 4.12. It consists of two
layers of circular microstrip patches placed vertically with an aligned center [21].
The lower patch with a radius of a1 is supported by a substrate of dielectric constant
εr1, and the upper one with a radius of a2 is placed on a substrate of dielectric constant
εr2. The thickness of the lower substrate layer is h1, and that of the upper substrate
is h2. In the present design, both layers are filled with PTTE substrate with a rela-
tive dielectric constant of 2.2. A BST varactor diode is embedded between the lower
circular patch (LCP) and the ground plane. The center conductor of coaxial probe is
electrically connected to the upper circular patch (UCP) through a hole in the lower
patch. Figure 4.13 shows a 3D view from ADS. The numerical analysis of antenna is
presented in four parts. The first part describes the design of the upper cavity assum-
ing the lower patch as ground plane. The lower cavity is analyzed with a superstrate,
neglecting the effect of the upper patch, in the second part of analysis. In the third
a2 UCP
a1
LCP
ρ
UCP
LCP h2
BST Varactor
h1
Ground
Probe feed
FIGURE 4.12 Structure of a BST varactor loaded CMSA.

FIGURE 4.13 3D view of a stacked CMSA using ADS.
part, an analysis is given for a stacked antenna. Lastly, the theory and effect of inte-
gration of BST into a stacked circular microstrip antenna has been investigated. The
theoretical and simulated results are found and are in good agreement.
4.3.1 ANALYSIS OF UPPER PATCH

The analysis of the upper patch is performed similar to a simple microstrip antenna
with h2 as thickness and εr2 as dielectric constant [22]. Reverse current induced at
lower patch, which acts as ground plane. But the current gets reflected from the edges
of the lower patch due to its finite size. That is, the ground plane is not finite, which is
taken in the calculation. That is why some error is expected in the results.
The input impedance of the upper cavity is given as
1
Z in 2 = (4.21)
⎧⎪⎛ 1 ⎞ ⎛ 1 ⎞ ⎫⎪
⎨⎜ ⎟ + ( jω C2 ) + ⎜ ⎬
⎩⎪⎝ R2 ⎠ ⎝ jω L2 ⎠⎟ ⎭⎪
where resistance R2, capacitance C2, and inductance L2 are equivalent circuit com-
ponents for a circular microstrip antenna expressed as parallel combination for TMnp
mode.
The resonance resistance (R2) of the upper patch at feed location ρ is given by [23]
1 Jn ( kρ )
2
R2 = (4.22)
GT Jn2 ( ka2 )
where Jn is the first kind of Bessel function of order n, k is the wave number at the
operating frequency, with argument kρ or ka, and GT is the total conductance of the
upper cavity that includes dielectric loss, radiation loss, and conduction loss.
The capacitance associated with the upper cavity patch is given by
QT
C2 = (4.23)
2πfres2 R2
and the inductance L2 of the upper layer is given as
R2
L2 = (4.24)
2πfres2QT
where QT is the total quality factor [15] of the upper cavity, which includes radiation
loss, dielectric loss, and conductance loss. The resonant frequency (fres2) of the upper
cavity of the circular microstrip antenna is calculated as [12]
cα np
fres2 = (4.25)
2π aeff2 ε reff2
where c is the velocity of light in free space, αnp is the pth zero of first kind Bessel
function of order n, aeff2 is the effective radius of the upper patch, and εreff2 is the
effective permittivity [12] of the upper substrate considering fringing effect of the
upper patch.
4.3.2 ANALYSIS OF LOWER PATCH

The lower circular patch is analyzed similar to a circular microstrip antenna with
a superstrate neglecting the effect of the upper patch. One or more dielectric lay-
ers above the radiating patch disturb the fringing fields, thus changing the effective
radius of the lower patch. The resonant frequency of a rectangular microstrip antenna
with a superstrate was calculated in [23] taking filling fraction into consideration. In
this, an antenna system with one or more superstrates is represented as antenna with
one substrate with the same radiation characteristics. Moreover, the formulation pro-
vided in [11] along with the analysis carried out in [5] is used to analyze the present
problem more accurately.
The effective dielectric constant of the equivalent substrate is given as
ε reff = ε r1 p1 + ε r1 (1− p1 ) × ⎡⎣ε r22 p2 p3 + ε r 2 { p2 p4

2
+ ( p3 + p4 ) ⎤⎦ ⎡⎣ε r22 p2 p3 p4 + ε r1 ( ε r 2 p3 + p1 )
2
(4.26)
}
−1
× (1 − p1 − p4 ) + ε r 2 p4 p2 p4 + ( p3 + p4 ) ⎤
2 2
⎦
where
h1 ⎛ πwe ⎞
p1 = 1 − ln − 1⎟ − p4 (4.27)
2we ⎝⎜ h1 ⎠
p2 = 1 − p1 − p3 − 2 p4 (4.28)
⎡ ⎛ πg ⎞ ⎤
cos ⎜
h1 − g ⎢⎢ πwe ⎝ 2h1 ⎟⎠ ⎛ gπ ⎞ ⎥⎥
p3 = ln + sin ⎜ (4.29)
2 we ⎢ h1 ⎛ h2 ⎞ gπ ⎝ 2h1 ⎟⎠ ⎥
π ⎜⎝ 0.5 + +
⎢
⎣ h1 ⎟⎠ 2h1 ⎥
⎦
h1 ⎛π h ⎞
p4 = ln ⎜ − 1 ⎟ (4.30)
2we ⎝ 2 2we ⎠
⎡ πh2 ⎤
2h ⎢ ⎥
h1
g = 1 arctan ⎢ ⎥ (4.31)
π ⎢ ⎛ π ⎞ ⎛ we ⎞ ⎥
⎢ ⎝ 2 ⎠ ⎜⎝ h1 ⎟⎠ − 2 ⎥
⎣ ⎦
⎡⎧ (ε r′ − 1) ⎫ ⎤
⎢ ⎨ w + 0.882h1 + 0.164 h1 ε 2 ⎬ + ⎥
r′
ε r′ ⎢ ⎩ ⎭ ⎥
we = ⎢ ⎥ (4.32)
ε reff ⎢ ( ε ′ − 1) ⎧ ⎛ w ⎞ ⎫⎥
⎢ h1 πε ′ ⎨ln ⎜⎝ 0.94 + 2h ⎟⎠ + 1.451⎬ ⎥
r
⎣ r ⎩ 1 ⎭⎦
−0.5
⎛ 10 h1 ⎞
2ε reff − 1 + ⎜ 1 +
⎝ we ⎟⎠
ε r′ = −0.5 (4.33)
⎛ 10 h1 ⎞
1 + ⎜1 +
⎝ we ⎟⎠
w = a ( π − 2) (4.34)
The parameters we and ε r′ are calculated by iteration method [23] with initial values
ε r′ = εr1 and εreff = εr1. In eq. (4.34), w is the width of the RMSA equivalent to a CMSA
with the same radiation characteristics [24]. These equations may be calculated by
assuming equal fringing field for both the structures. When the relative dielectric
constant of the superstrate is greater than that of the substrate, the surface waves are
reduced to a certain extent by choosing the appropriate thickness. To accommodate
this, a new dielectric constant is defined as
ε r1
ε re = (4.35)
ε reff
Now the effective radius of LCP is calculated as
aeff1 = a1 (1 + q ) (4.36)
In this, q is calculated as given in [12], and in eqs. (4.29)–(4.34), the result of eq. (4.35)
is used. Using aeff1 calculated in eq. (4.36), the input impedance of LCP, Zin1, is cal-
culated. The antenna is assumed to be edge fed in the above calculation.
4.3.3 sTacked circular PaTch

There is no variation of electric field in the z-direction, so the total electric field is
the sum of the electric fields in LCP and UCP. Moreover, LCP is represented as a
parallel combination of a resistance (R1), an inductance (L1), and a capacitance (C1).
The equivalent circuit of a stacked microstrip antenna may be represented as a series
combination of the input impedances of the two antennas, i.e., LCP and UCP, as
shown in Figure 4.14.
Hence,
Z in = Z in1 + Z in2 (4.37)
4.3.4 BST VARACTOR DIODE LOADED STACKED MICROSTRIP PATCH

Compared to MEMS varactors, thin-film BST capacitors exhibit a higher tuning
ratio under relatively low bias voltages. High permittivity thin film dielectrics (such
as barium strontium titanate (BST) and bismuth zinc niobate (BZN)) may exhibit
strong field dependence in the dielectric constant that can be exploited for voltage
variable capacitors in RF circuits. Varactors made from high permittivity materi-
als show symmetrical small signal C-V characteristics. A typical BST is shown in
Figure 4.15(a), while the equivalent circuit is shown in Figure 4.15(b). The device
may be modeled as a series combination of bulk capacitance, C(v), and interfacial
capacitances, Ci, in parallel to fringing capacitance, Cf.
FIGURE 4.14 Equivalent circuit of a stacked CMSA.

+V
t/2
Ci Cf Zd
d-t film
C(v)
t/2
(a) (b)
FIGURE 4.15 BST varactor device: (a) schematic; (b) equivalent circuit.
The bulk capacitance is given as [25–26]
Cmax − C f
C (v) = + Cf (4.38)
2  2v  
2 cosh  sinh −1    − 1
3  V2  
which includes the fringing capacitance given as Cf = k1P/d. The zero bias capaci-
tance is Cmax, and V2 is the voltage at which the capacitance becomes half the Cmax.
And k1 is a constant.
The interfacial capacitance is given as
εi A
Ci = (4.39)
t
where A is the device area and t is the thickness of the “dead layer.” The BST varactor
is connected between the LCP and the ground plane and is positioned opposite to the
coaxial feed. The diode is kept at the edge of the antenna.
The device impedance is calculated from Figure 4.15(b) as
Z d = 1 / ( jω Ceq ) (4.40)
where
CiC( v )
Ceq = C f + (4.41)
Ci + C ( v )
Hence, the total input impedance of the BST varactor loaded stacked circular
microstrip antenna as shown in Figure 4.16 is given as
Z int = Z in2 + Z in1Z d ( Z in1 + Z d ) (4.42)

FIGURE 4.16 Equivalent circuit of a BST varactor loaded stacked CMSA.
and the return loss is given as
RL = 20 log Γ (4.43)
where the reflection coefficient (Γ) for a coaxial probe of 50 Ω characteristic imped-
ance is given as
Γ = ( Z int − 50) ( Z + 50) (4.44)

int
4.3.5 RADIATION PATTERN OF STACKED CMSA

The radiation pattern of a single CMSA working in TM11 mode is given as [17, 25]
jVak e − jkr
Eθ = − cos(φ )J1′ ( ka sin(θ ) ) (4.45)
2 r
jVak e − jkr J ( ka sin(θ ) )

Eφ = sin(φ ) 1 (4.46)
2 r ka sin(θ )
If the induced slot voltage in LCP is kc (coupling coefficient) times the slot voltage
of the fed patch (UCP), the electric fields emanating from the lower patch may be
written as
Eθ′ = kc Eθ (4.47)
Eφ′ = kc Eφ (4.48)
where kc = 1 , and Q1 and Q2 are the quality factors of resonant circuits asso-
Q1Q2
ciated with LCP and UCP, respectively.
Since the gap between the patches is very less compared to the minimum operating
wavelength, the total electric field is taken as the sum of fields due to individual patches.
Hence,
Eθ s = Eθ + Eθ′ (4.49)
Eφs = Eφ + Eφ′ (4.50)
Now the radiation pattern of the BST varactor loaded stacked circular microstrip
antenna may be calculated as
R = Eθ2s + Eφ2s (4.51)
4.3.6 SPECIFICATIONS OF BST VARACTOR DIODE LOADED STACKED CMSA

The stacked circular microstrip antenna is designed to operate at two resonant
frequencies 2.2 and 3.5 GHz. The objective is to design an antenna that could
be operated in WiMAX and one of the PCS, DCS, and UTMS bands. For these
operating frequencies, the antenna design parameters are given in Table 4.5. The
radius for the UCP is calculated assuming the LCP as ground plane. The device
parameters corresponding to 30/70 BST with Pt electrode were taken to simulate
the design. This is a large area (2,000 μm 2) device. The values of V2, film thick-
ness (d), and k1 were taken to be 13 V, 210 nm, and 0.6 fF, respectively. Though for
large area devices fringing capacitance and non-tunable “dead layer” capacitance
could be ignored, but for more accurate results, these values were accommodated
in the calculation. The fringing capacitance of 5 fF and thickness of “dead layer”
of 30 nm were taken.
TABLE 4.5
Specifications of Stacked CMSA
Parameters Value
Radius of LCP (a1) 26 mm
Radius of UCP (a2) 16.25 mm
Height of LCP (h1) 1.6 mm
Height of UCP (h2) 1.6 mm
Relative dielectric constant of substrate and superstrate (εr1 = εr2) 2.2 (PTTE)
Probe position for UCP 5.5 mm
Loss tangent (tan δ) 0.0012
4.3.7 PROPERTIES OF BST VARACTOR DIODE LOADED STACKED CMSA

As mentioned above, a primary stacked dual band antenna was designed to operate at
3.5 and 2.2 GHz. The lower frequency was kept slightly larger than the desired wireless
frequency band of operation. The antenna can operate for WiMAX and one of the above
two bands simultaneously. The calculations were carried out using descriptions given in
Sections 4.2 and 4.3, and the simulation was carried out using ADS simulation software
[27]. Figure 4.17 shows the simulated and calculated return loss variations with frequency
for a simple stacked CMSA. The calculated result from Figure 4.17 (a) shows two reso-
nances at 2.2 and 3.5 GHz, which are in close agreement with the simulated results shown
in Figure 4.17 (b). The simulated values of resonances found are 2.16 and 3.47 GHz.
A BST varactor of Ba0.5Sr 0.5TiO3 [25] was used to integrate between the LCP
and the ground plane. A low pass filter was used to prevent the RF signal from
reaching the DC supply used for biasing of the diode. The behavior of the diode
was obtained by varying the bias voltage from −40 to +40 V. Figure 4.18 shows
FIGURE 4.17 Return loss of a stacked CMSA: (a) calculated; (b) simulated.
FIGURE 4.18 Variation of the capacitance of a BST varactor device with bias voltage.
350
H
300
250
real(Z(1,1)) (H)
200
150
100
50
0.5 1.0 1.5

freq, GHz
(a)
800
H
600
imag(Z(1,1)) (H)
400
200
-200
-400
-600
0.5 1.0 1.5

freq, GHz
(b)
FIGURE 4.19 Variation of the real and imaginary impedances with frequency of a BST
varactor loaded stacked CMSA: (a) calculated; (b) simulated.
the variation of bulk capacitance of a BST varactor. Similar monotonic variation is

seen for both polarities of bias voltage. A monotonic variation is observed around
zero bias.
Figure 4.19 shows the calculated and simulated return loss variations of a BST
loaded stacked circular microstrip antenna. The three bands in the lower spec-
trum correspond to 0, 8.7, and 13 V. A close resemblance in the simulated and
calculated results may be observed. The calculated and simulated resonance fre-
quencies corresponding to these bias voltages are given in Table 4.6. The slight
mismatch in the result is due to the fact that the LCP is not providing proper
ground for the UCP. It is also seen that the higher resonant frequency remains
unchanged, while the lower bands are electrically selectable by varying the bias
voltage of the diode. The same is obvious from the equivalent circuit shown in
Figure 4.16. The variation of the resonant frequency with bias voltage is shown in
Figure 4.20. A minimum frequency of 0.866 GHz was achieved, giving 60.64%
frequency agility.
TABLE 4.6
Comparison of Resonant Frequencies
Resonance Frequency
Bias Voltage (V) Calculated (GHz) Simulated (GHz)
0 0.866 0.92
8.7 1.038 1.00
13 1.13 1.05
FIGURE 4.20 Variation of the resonant frequency with bias voltage of a BST varactor
loaded stacked CMSA.
4.4 CONCLUSION
In this chapter, active device loaded tunable band / band hopping / frequency agile
printed antennas are discussed. In the structure of antennas, active devices are loaded
on the patch to achieve tunable band / band hopping / agility of antenna. Looking
into the bandwidth constraints of the microstrip antennas, the discussed antennas
provided a wide frequency range tunability.
Firstly, a MOS loaded CMSA with an airgap between the ground plane and the
substrate is discussed. It was found that the presence of an air gap between the ground
plane and substrate enhanced the operating frequency range of the MOS loaded
CMSA. The minimum operating frequency achieved for a MOS loaded CMSA with
10 mm radius of patch and 1 mm airgap is 1.571 GHz, and it can be tuned to any
frequency up to the design frequency of 6.60 GHz. A percentage agility of 76.20%
was achieved for a MOS loaded CMSA with an airgap. The minimum operating fre-
quency achieved for a double MOS loaded CMSA with a 10 mm radius of patch and
a 1 mm airgap was 1.27 GHz, and it can be tuned to any frequency up to the design
frequency of 6.80 GHz. A percentage agility of 81.30% was achieved for a double
MOS loaded CMSA with an airgap. Further, it was seen that the antenna operated
at a higher frequency and agility for lower values of the radius of patch, and vice –
versa, and the antenna operated up to 18 GHz frequency and 90% agility for a 3 mm
radius of patch.
Secondly, a BST varactor loaded stacked CMSA is discussed using an extended cav-
ity model. One of the two bands of the antenna is tunable by loading a BST varactor;
hence, the tuning of a band was achieved using a BST varactor. A significant reduction
in the physical area of the antenna and a frequency agility of 60.64% were achieved.
To investigate the antennas, different parameters such as resonance frequency,
input impedance, frequency agility, VSWR, and radiation pattern were calculated.
Also, various parameters such as resonant frequency and beam width can be elec-
tronically tuned. The antennas discussed are useful for modern communication sys-
tems such as WLAN, GPS, UMTS, WiMAX, and remote sensing.
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5 Pattern and Polarization
Diversity in Antennas
Dr. Ashwani Kumar
University of Delhi and Jawaharlal Nehru University, Delhi
Prashant Chaudhary
University of Delhi South Campus, Delhi
CONTENTS
5.1 Introduction .................................................................................................. 123
5.1.1 Pattern Diversity ............................................................................... 128
5.1.2 Effect of Pattern Diversity on Diversity Gain (DG) and
Cross-Envelope Correlation Coefficient (ECC)................................ 130
5.2 Polarization Diversity ................................................................................... 140
5.2.1 Diversity Gain of Polarization Diversity System.............................. 145
5.2.2 If Two Orthogonal Components are Transmitted ............................. 145
5.2.3 If a Single Linearly Polarized Component Is Transmitted ............... 145
5.2.4 If a Circularly Polarized Antenna Transmits a
Right-Hand Circular Polarization (RHCP) Component ................... 146
5.2.5 If the Radiated Signal Is Obliquely Polarized .................................. 154
5.3 Massive MIMO Antennas ............................................................................ 154
5.4 Conclusion .................................................................................................... 160
References .............................................................................................................. 161
5.1 INTRODUCTION
Diversity means a range of different things. In a harsh environment, a wireless com-
munication system faces many problems. Several diversity schemes are available to
improve the reliability and link quality of a wireless network for LTE/smartphones
and the Internet of things (IoT). Diversity system means to increase the through-
put without increasing the bandwidth. Typically, in antenna diversity, two or more
antennas are used. In the outdoor environment, a signal takes multipath to reach the
destination by bouncing off from different objects and suffers from fading, phase
delay, attenuation, etc. Multipath fading and phase delay are the primary factors that
affect communication in the indoor environment. To resolve these problems, several
diversity schemes are used, among which three are very common. They are spatial
diversity, pattern diversity, and polarization diversity. In spatial diversity, antennas
occupy different locations in space; in polarization diversity, antennas are differ in
123
polarization; and in pattern diversity, main beams are directed over a large angular
area. Antenna diversity systems provide a better link quality and higher data rates as
compared to a single antenna. In the real environment, most of the communication is
through non-line of sight, in the diversity system, if one antenna is in deep fade area.
In contrast, another antenna receives a strong signal to improve the channel capacity
fading has to reduce. Antenna diversity also improves the impedance matching. The
polarization diversity scheme reduces the polarization mismatch loss and enhances
the mismatching and signal-to-noise ratio (SNR) up to 12 dB [1], which will improve
the overall communication efficiency. So, these various diversities schemes can be
used for the enhancement of the overall quality of the communication.
In the age of fifth generation (5G) and Internet of things (IoT), there is an urgent
need for a high data rate to improve the signal-to noise-ratio (SNR) for the current
wireless communication systems and there is also the need for pattern diversity (fin-
gerprint) antennas to enhance the channel capacity further. The multipath fading in
the indoor and urban environment degrades the channel capacity. Both the signal-
to-noise ratio and channel capacity is affected by the multipath fading. To overcome
the above-mentioned problem, different techniques are employed using different
diversity schemes. These are the switching diversity and selection diversity are used
to improve the SNR and channel capacity, and many antennas are used to accomplish
these diversity schemes. In recent times, some of the new effective methods have
been suggested by using many antennas at the transmitter and receiver sides, and this
scheme is known as the MIMO antenna schemes. In MIMO antenna configurations,
different antennas have different radiation patterns (fingerprint). They can be used
to improve the channel capacity and to detect the fingerprint. The basic structure of
a MIMO system is shown in Figure 5.1a. Each antenna in the MIMO system at the
transmitting and receiving sides has a different radiation pattern (distinct fingerprint).
To decorrelate the signals received from different antennas in the MIMO scheme, the
antennas are placed separately with a minimum distance and this is known as spatial
diversity. A diversity scheme that employs both pattern and polarization diversities
schemes in the MIMO antenna, are preferred instead of spatial diversity because in
spatial diversity the spacing between the antennas must be half of wavelength which
increases the size of the system. By employing the pattern and polarization diversity
scheme, the size of the MIMO system can be reduced and simultaneously, the chan-
nel capacity can be improved with a distinct fingerprint. MIMO schemes provide
an exciting performance in 5G and IoT-enabled devices to get a very high quality of
transmission and high throughput. In MIMO schemes, each antenna has different
fingerprints (signature), which is used to merge the information-carrying bits coming
from each of the numerous transmitting antennas to achieve accurate identification
and authorization. Many new design methodologies are suggested in the literature to
take advantage of the different diversity schemes for fast, accurate, and secure data
transmission.
The assets provided by the MIMO system in the field of communication can be
extended to various levels. Today, the whole world is talking about the new complex
communication system between smart devices called Internet of things (IoT). IoT is
a system of interconnected devices that have the ability to communicate and transfer
data. IoT devices need to be connected with 5G cellular networks, which require a
Pattern and Polarization Diversity 125
FIGURE 5.1 (a) Basic structure of a MIMO antenna; (b) a MIMO antenna with IOT devices.
high data transfer rate with a high efficiency. A MIMO scheme provides all these
essential features. Generally, a MIMO system consists of two or more antennas at
the receiver side and the similar number of antennas at the transmitter side. However,
in IoT, a large number of devices are connected, which requires a large number of
antennas at the base station or receiver, so this kind system is called Massive MIMO.
Massive MIMO antennas for IoT is there search area of the current study. In Massive
MIMO systems, a vast number of antenna arrays are used for both indoor and out-
door communications. A MIMO antenna array with some IoT devices is shown in
Figure 5.1b. IoT-based devices are also especially useful in human health care. These
devices can be implanted within the patients to monitor their health. In fact, nowa-
days people are using small devices to track their daily activity, heart rate, burnt
calorie, sleeping time, etc., with the help of their smartphones. These are excellent
example of IoT. A new smart devices such as light bulbs, air-condition, television, and
other smart household devices with their virtual assistant with artificial intelligence-
enabled devices are based on IoT devices.
Consider the example of the drone, as shown in Figure 5.2. It has four dipole
antennas; each antenna is placed at its four edges. The motion of the drone is ran-
dom, and multipath fading will occur as the drone moves. By using the diversity
concept, the quality of a weak received signal can be significantly improved. This
type of diversity is called spatial diversity, since the antennas are separated in space.
Figure 5.3 shows the variation of received signal power level concerning the position
of receiver. In this figure, only one antenna is used to receive the signal, and at that
point, the received signal power is meagre, which means no reception of the signal.
Now consider the spatial diversity scheme in which the antennas are spatially sepa-
rated; out of the three antennas, the first one receives a higher signal power than the
second one that is in the low-intensity area, as can be seen in Figure 5.4. It is clearly
seen from the figure that the diversity scheme will increase the link quality and
reduce the multipath fading.
The system that uses diversity schemes results in an improvement in performance
compared to those that do not make use of the diversity principle. In order to use
FIGURE 5.2 Four dipole antennas placed at the four edges of the drone blades.
FIGURE 5.3 Power intensity of the received signal with different positions of the receiving
antenna.
FIGURE 5.4 Power intensity of the received signal with different positions of the multiple
receiving antennas.
multiple antennas simultaneously, antennas should have sound isolation between them
and their radiation pattern should be uncorrelated. Cross-envelope correlation coeffi-
cient (ECC) is a parameter that tells about the effectiveness of the diversity performance
of an antenna. The value of ECC(ρe) lies between 0 and 1. Ideally, when its value is 0, it
means the system is entirely isolated, whereas when the value is 1, it means the system
is highly coupled. Typically, for an effective system, the ECC value should be less than
0.5. Generally, the ECC decreases with the increase in spacing, different polarizations,
various beam directions, etc. The ECC also depends upon the type of diversity used. For
spatial diversity, the ECC is a function of antenna spacing, larger the antenna spacing
lower the ECC; generally, the spacing is larger than half wavelength (λ). For polarization
diversity, the ECC depends upon the co-polarization and cross-polarization field com-
ponents, while for pattern diversity, it is a function of the direction of the main beam f(θ,
φ). In [2], the expression for the relation between envelope correlation coefficient (ECC)
and antenna separation (d) was derived and is given in eq. (5.1).
ρe ≅ Jo2 ⎛⎜
2πd ⎞
⎝ λ ⎟⎠
(5.1)
Where Jo is the Bessel function of the first kind of order zero and λ is the wave-
length. This expression is valid only for a uniform distribution of angle and the same
polarization with omnidirectional radiation pattern. Although all components com-
ing through the multipath are assumed to lie in the horizontal plane, the ECC(ρe)
between the radiation patterns in the far-field can be computed numerically by
G (θ , ϕ ) of the radiation patterns of the two antennas [3].
∫ ∫ G1 (θ , ϕ ) • G2 (θ , ϕ ) dΩ
2
ρe = (5.2)
∫ ∫ G1 (θ , ϕ ) ∫ ∫ G2 (θ , ϕ ) dΩ
2 2
G1 (θ , ϕ ) and G2 (θ , ϕ ) represent the Hermitian product of radiation patterns of

antenna-1 and antenna-2 in eq. (5.2). The ECC (ρe) can also be obtained for two ele-
ment MIMO system by using the S-parameters as given in eq. (5.3). This relation is
valid only for uniform field distribution with lossless condition.
2
*
S11 S12 + S21
*
S22
ρe =
(1 − ( S ))(1 − ( S ))
2 2 2 2
(5.3)
11 + S21 22 + S12
Diversity gain (DG) is a parameter that measures the level of the signal that exceeds
for some fraction of time, say 90%. According to this criterion, we can examine the
system output for the same amount of the available time. For the same amount, the
increase in the level of signal for the possible time is called the diversity gain (DG). It
measures how reliable the system is. Diversity gain is a function of two parameters –
ECC and relative amplitudes. If the ECC is very low, and the amplitude levels of
signals are the same, the diversity gain will be significant. When the magnitude of
one channel is much smaller than the other one, then the DG falls to zero.
Multiple antenna systems are an exciting solution to increase the throughput with-
out increasing the bandwidth [4]. Here, in the next sections, we will discuss pattern
and polarization diversity in detail.
5.1.1 PATTERN DIVERSITY

In a pattern diversity system, signals are received through directional antennas,
which are separated by an angular space. Pattern diversity is also called angle diver-
sity because radiation patterns are directed within a certain angle in a particular
direction in an area. In a real environment, the signal takes multiple paths to reach
the destination and the multipath arrival spreads over a narrow angle. This propaga-
tion also introduces signal distortion and reduces the SNR, resulting in poor demod-
ulation of signal and a high bit error rate in the digital communication system. In
a pattern diversity communication system, all the antennas are placed in the same
place pointing to different directions in space or have a phase shift between the co-
located antennas, so that their radiation patterns are distinctly directed in space, as
illustrated in Figure 5.5. This figure shows three antennas placed distinctly at the
same location, which are radiating in three different directions. Spacing between
these antennas could be less than 0.25 λ. Since their radiation patterns are direc-
tional, there is no coupling between the antennas, which further improves the enve-
lope correlation coefficient (ECC). The envelope correlation between the received
signals is different if the directions of the patterns are different because the rela-
tive amplitudes of the received signals are different for each antenna even though
these antennas are co-located. The radiation pattern can be distorted because of the
mutual coupling between the antennas. The effectiveness of the pattern diversity in
handsets should be high because, in a mobile system, signals can come from any
direction over a narrow-angle spread, and this could be improving the performance
of the mobile handsets. This method reduces the antenna spacing, still maintaining
a high diversity gain.
Various methods available in the open literature to achieve pattern diversity, such
as pattern combination, beam switching between smart antennas, and directionally
oriented antennas. In [5,6], beam switching was done by switching the state of PIN
diodes between ON and OFF state. The direction of the main beam in the far-field
FIGURE 5.5 Antenna configuration showing pattern diversity.
can be varied with ON and OFF states. Switching load impedance produces differ-
ent far-field patterns [7,8]. Suppose a parasitic antenna X1 is connected to a two-way
switch and impedance Z1 is connected to provide field pattern f1 (θ1 ,ϕ1 ). In the sec-
ond state, impedance Z2 is connected to X1 to produce another field pattern f2 (θ 2 ,ϕ 2 ),
by optimizing the load impedance. The pattern direction can be optimized as shown
in Figure 5.6. In [9], a Vivaldi slot antenna of travelling wave type was excited by
two microstrip feeds passing through the slots. When the feed was in phase with the
signal, then it produces two radiation patterns that could be beam-steered in two
lateral sides. When the feed was excited 180° out of phase, then it produced a beam
along the antenna direction. Pattern diversity antenna configuration is also an effec-
tive solution for RF harvesting, because the real environment is full of multipath
signals [10].
There are mainly two methods that can improve the efficiency of a RF harvesting
circuit. First design should have more sensitive and highly efficient RF rectifying
circuit, while the second is diversity schemes to collect more RF power using mul-
tiple antennas, in RF harvesting antenna is referred to as rectenna. Generally, a rec-
tenna has a wide band to collect power from most instrumental bands such as GSM,
GPS, 4G, and WiFi/WiMax. At a specific point in space, the signals coming from
different directions may be of different frequencies; thus, for RF harvesting, pattern
diversity is one of the best choices. In [11], a four-element PIFA was used at 2.45 GHz
in two configurations. In configuration-1, feeds had a mirror image of each other,
which provided omnidirectional radiation patterns with pattern diversity. In contrast,
in configuration-2, antennas were arranged in a cross-polarized manner, giving addi-
tional polarization diversity. The second configuration gives a lower ECC and higher
diversity gain than the first configuration, which make the antennas more isolated.
Several antennas reported in literature used common aperture with numerous feeds
to generate an orthogonal pattern of radiation [12,13]. In [14], the pattern diversity
was measured in an indoor scenario. The result showed that the proposed diversity
system created multiple channels with minimum correlation that will improve the
FIGURE 5.6 Antennas are located at the same place with different load impedances Z1 and Z2.
channel reliability in a multipath environment. The proposed analysis also effec-

tively determined the propagation model near the ground, along with the complex
gain of the transmitting and receiving antennas.
5.1.2 eFFecT oF PaTTern diversiTy on diversiTy gain (dg) and

cross-enveloPe correlaTion coeFFicienT (ecc)
The diversity gain is high if the envelope cross-correlation between the antennas is
low. In pattern or angular diversity, the correlation between the antennas is a func-
tion of the angle of radiation pattern r (θ , ϕ ) . The diversity gain can be clarified
by the fact that different collocated radiation patterns receive different sets of mul-
tipath. This gain will be high if the patterns of the antennas are entirely independent.
Theoretically, for a high diversity gain, the radiation patterns of the antennas should
have completely zero overlapping. Envelope correlation coefficient (ECC) has been
used to determine whether the radiation patterns overlap entirely or not. Various
forms of pattern diversity antennas have been used in the open literature. Here, we
present some of the examples of the pattern diversity antennas to make the subject
clear. These antennas provide a high diversity gain and envelope correlation coeffi-
cient (ECC); they also have a high isolation. These antennas are located on the same
plane.
Simple dipole antennas with PEC and EBG reflectors have been used to
illustrate the phenomenon of pattern diversity. We also present different types
of antennas to demonstrate the pattern diversity further; these include planar
inverted-F antenna (PIFA), microstrip antenna, planar monopole, and dielectric
resonator antenna (DRA). Figure 5.7 shows a single- dipole antenna resonating at
3.98 GHz; its radiation pattern is omnidirectional in the X–Y plane. The pattern
diversity can easily be obtained by placing two dipoles parallel to each other and
inserting a perfect electric conductor (PEC) plate of size 200 × 200 mm between
them.
FIGURE 5.7 (a) Dipole antenna, (b) S11 response (frequency from 1 to 5 GHz), (c) radiation
pattern at f = 3.98 GHz.
Both the dipoles are placed above λ / 4 at f = 3.98 GHz from the PEC plate. The
PEC plate behaves as a perfect reflector and shifts the radiation pattern in a particular
direction. Their radiation patterns become directional as can be seen in Figure 5.8.
A PEC plate having a reflection coefficient of Γ = −1 reflects the radiation pattern
normal to the surface in the opposite direction with 180° phase shift. The radiations
of the two dipoles are reflected back and in different directions.
The PEC plate also provides a high isolation between the two dipoles as there is
no interference between the far-fields of both the dipoles. Dipole antennas with a
PEC show pattern diversity; the radiation beams are in the opposite directions. Since
the radiation patterns are isolated completely, there is no mutual coupling between
the antennas. The ECC is zero, and the diversity gain is 10 dB at 3.98 GHz, which is
very high.
Next, we shall see the effect of an electromagnetic band gap (EBG) surface
between the two dipoles. These dipole antennas are linearly polarized. Figure 5.9
presents a two dipole antenna with an EBG, and the EBG surface is placed
between the two diagonally orthogonal dipole antennas. The EBG acts as a reflec-
tor having a reflection coefficient of Γ = +1, and it behaves as a perfect magnetic
conductor (PMC) [15]. The EBG surface reflects the radiation pattern normal to
the surface; the omnidirectional radiation pattern becomes directional. The dipole
antennas with the EBG shows the pattern diversity phenomena. Here, both the
dipoles are placed obliquely (at ±45°) parallel to the EBG surface and it also
gives circular polarization [15], which we shall discuss in detail in Section 5.2 in
the name of polarization diversity. The perfect magnetic conductor changes the
linearly polarized antenna to a circularly polarized one. The ECC and DG are
given in Figure 5.9f and g. The EBG surface not only provides isolation, but also
changes the polarization of the antennas. By using the EBG surface, a compact
antenna with a high isolation and pattern diversity can be designed, and it is use-
ful for the modern communication systems. These simple examples are presented
here to become familiar with the term of pattern diversity and in what sense we
can achieve it.
To further show the effectiveness of the pattern diversity, the hand-held
mobile antenna and the DRA based MIMO antenna is presented. For a small
hand-held device, the planar inverted-F antenna (PIFA) is generally preferred.
Figure 5.10a shows two PIFA son a common large ground plane of dimension
65 mm × 55 mm operating in the frequency range of 2.27–2.70 GHz. To make
the radiation pattern directional, the PIFAs are placed opposite to each other
in space; hence, their radiation patterns become directional. Since these two
antennas are placed in the opposite directions, the radiation patterns of both the
antennas are also in the opposite directions, as shown in Figure 5.10c. There is
no overlapping between the two radiation patterns, which also provides a high
isolation between them.
The ECC is below 0.025, and the DG is 10 dB within the operating bandwidth,
as shown in Figure 5.10d and e. The pattern diversity in hand-held mobile hand-
sets is used to increase the signal coverage and channel capacity. Sometimes, a
mobile with a single antenna has a chance of signal fading, which will break the
FIGURE 5.8 Dipole antennas with a PEC plate at λ/4 at f = 3.98 GHz: (a) two parallel dipoles
with a PEC plate, (b)S11, S22, and S21 response, (c) DG, (d) ECC, (e)radiation pattern of dipole-1,
(f)radiation pattern of dipole-1.
FIGURE 5.9 Dipole antennas with an EBG surface: (a) two dipoles with an EBG, (b)radia-
tion of dipole-1, (c) radiation of dipole-2, (d) S11, S22, and S21, (e)axial ratio, (f) DG, (g) ECC.
(Continued)
FIGURE 5.9 (CONTINUED) Dipole antennas with an EBG surface: (a) two dipoles with
an EBG, (b)radiation of dipole-1, (c) radiation of dipole-2, (d) S11, S22, and S21, (e)axial ratio,
(f) DG, (g) ECC.
communication link. To reduce the fading and to increase the channel capacity, two
or more antennas are used in mobile handsets to keep the communication link estab-
lished in adverse weather conditions. In adverse weather conditions, if one antenna
does not receive any signal, the communication link will not break since the other
antenna can receive the signal, improving the communication performance of the
device. These types of multiple-input multiple-output (MIMO) antennas in hand-
held devices are extremely useful for defence personnel working in adverse condi-
tions. The polarization diversity can also be achieved in such antennas to improve
the device performance further.
Nowadays, DRA and substrate integrated waveguide (SIW) technologies are
widely adopted to meet the requirement of high performance. The DRA and SIW
technologies provide a high gain and easily compatible with the planar technology. In
terrible weather conditions, the communication systems demand high-performance
pattern diversity antennas with a high gain. Dielectric resonator antenna (DRA) is
one of the useful candidates that have been very attractive for millimetre-wave com-
munication because it offers some attractive features such as no intrinsic conductor
loss, which leads to a high efficiency.
The DRAs are much easily coupled to all the transmission lines at microwave and
millimetre-wave frequencies, which make them very suitable for integration in pla-
nar technology, etc. Figure 5.11a shows an alumina ceramic-based DRA having the
dimensions of 30×30×8.1 mm3 fed by a microstrip line at opposite ends. This MIMO
antenna is operating in the range of frequency of 5.1 GHz onwards with an isola-
tion more significant than −11 dB, as shown in Figure 5.11b. The ECC is less than
0.025, while its DG is 10 dB all over the operating band, as illustrated in Figure 5.11c.
Figure 5.11d and e shows the pattern diversity; the direction of the radiating beam
is shifted concerning port excitation. DRA based MIMO pattern diversity antennas
are simple, and they can be designed by merely exciting the dielectric resonator at
different locations. The excitation at different locations provides the pattern diversity.
FIGURE 5.10 PIFA with pattern diversity: (a) two PIFAs on a common large ground plane,
(b) S11, S22, and S21, (c) radiation pattern of the two PIFAs, (d) ECC, (e) DG.
FIGURE 5.11 DRA showing pattern diversity: (a) a two-port DRA MIMO antenna,
(b) return loss and isolation, (c) ECC and DG, (d) port-1 excited, (e) port-2 excited.
As the radiation patterns of the DRA MIMO antennas are uncorrelated, they have a
high isolation. Since these antennas are designed using a high permittivity substrate,
they provide a high diversity gain, and such kinds of antennas are useful in terrible
environmental conditions.
Another exciting pattern and polarization diversity MIMO antenna with wide-
band circular polarization is presented in Figure 5.12(a). The capacity of any
wireless communication system can significantly be improved by employing
new technology multiple-i nput multiple-output (MIMO) antennas. The need for
FIGURE 5.12 Quadrilateral-shaped wideband antenna with pattern diversity:

(a) quadrilateral-shaped antennas, (b) S11 and S21, (c) DG and ECC, (d) radiation pattern of
antenna-1, (e) radiation pattern of antenna-2.
high data rates with this emerging technology can easily be achieved without
employing an additional or external power source. Consequently, MIMO anten-
nas have become a promising choice for the new generation wireless communi-
cation systems. Generally, in MIMO systems, transmitters and receivers employ
more than one antenna to receive and send numerous signals over the same
channel. By applying this methodology, we can significantly boost the spectral
efficiency, channel capacity, and radio link for communication specifically in
a deep multipath situation. In a compact MIMO system, the isolation between
the antennas is a big issue and achieving it is a challenge; it will have undesir-
able effects on the system response. Extensive research in the current scenario is
going on to achieve the increased demand for high capacity, to realize compact
size, and also to alleviate the problems relevant to the antenna correlation. The
performances of MIMO systems are continuously improved by implementing
various methods.
In this section, we shall discuss only pattern diversity, while the polarization
diversity is discussed in detail in the next section. This antenna is working in the X-
band (8.05–11.62 GHz). The isolation between the antennas is more significant than
20 dB, as shown in Figure 5.12b.
The spacing between antenna-1 and antenna-2 is 0.16 λ. The ECC of the MIMO
antenna is almost zero, while the DG is 10 dB. Antenna-1 radiates in the left-hand
direction, while Antenna-2 radiates in the right-hand direction, exhibiting pattern
diversity as shown in Figure 5.12d and e for different frequencies. The pattern diver-
sity in the whole operating X-band. This type of antennas could be useful for defence
applications. Truncation in monopole and stub in the ground plane directs the radia-
tion pattern in the opposite direction and stops the overlapping of the radiation pat-
tern, which improves the isolation and directive gain. To receive signals from any
direction and reduce the multipath fading or to improve the channel capacity, we can
place many antennas in different directions. This type of arrangements provides pat-
tern diversity in each direction without overlapping of the radiation patterns; hence,
a high directive gain and high isolation can be achieved. Suppose if the antennas are
radiating normally or directionally, they can be placed in the form of a cube, hexa-
gon or any other shape, so that their radiation patterns point to different directions.
Figure 5.13 shows a pair of antennas placed on the sides of a cube. In total, eight
antennas are placed on the cube and one PEC cuboid is placed in the centre of the
cube to reduce the mutual coupling. The operating frequency range of the antenna
is from 8 to 11.5 GHz with isolation, as shown in Figure 5.14a and b. Each of the
antenna radiation patterns are directed in space with nearly 45° from the normal of
surface covering the whole 360°, so the signal coming from any direction can be
detected by the receiver, which improves the channel capacity and link stability. The
pattern diversity is presented in Figure 5.14c. The next section presents the polar-
ization diversity, which is also used to improve the channel capacity of the system.
Figure 5.15 shows the radiation pattern in 3D to further illustrate the radiation pattern
diversity for different port excitations.
FIGURE 5.13 Eight antennas placed in form cube with PEC cube in the middle: (a) isotropic
view; (b) bottom view.
5.2 POLARIZATION DIVERSITY

Usually, polarization diversity in MIMO antennas is achieved with linearly polar-
ized vertical and horizontal antennas The linear polarized antennas have high
losses in their path, and rarely suitable for the current era. The LP antennas have
many losses such as absorption losses, and the change in polarization of incom-
ing signal with the Faraday rotation effects, and these antennas are more sensitive
to misalignment and require alignment at transmitter and receiver sides [37–40].
FIGURE 5.14 Performance of cube antenna: (a) return loss, (b) isolation, (c) 2D radiation
pattern in X–Z plane at f = 9.2 GHz.
FIGURE 5.15 3D radiation patterns showing pattern diversity at frequency f = 9.2 GHz,
(a) port-1, (b) port-2, (c) port-3, (d) port- 4, (e) port-5, (f) port-6, (g) port-7, (h) port-8.
However, the circular polarization (CP) shows several benefits in terms of sending
a signal from one place to the other place or by propagation. One of the several
prominent aspects of circular polarization includes decreased multipath losses,
and it is less sensitive to the spatial arrangement of different antennas at the trans-
mitter and receiver sides of the communication setup. In [41], dual CP was used in
MIMO antennas to improve the link capacity dramatically in dense multipath area
by utilizing low far-field correlations. Numerous MIMO antennas were proposed
to implement the circular polarization (CP) diversity schemes [42–44]. The dual
polarization in MIMO systems can be achieved by adding circuit components
externally, such as hybrid coupler and diode. These circuit elements make system
complex, and they require an extra bias ( DC-biasing), which will increase the cost
and real size. These make the realization of these antennas difficult in consumer
electronics devices. Furthermore, these antennas have a limited bandwidth and do
not fulfil the bandwidth requirements of the communication systems of the cur-
rent era and also the complexity in the excitation further increases the polarization
mismatch. Reconfigurability in the polarization of the MIMO schemes is another
exciting technique of correlation reduction for nearby antennas. Nevertheless,
this methodology is not simple to apply and requires complicated feeding tech-
niques and high power circuit elements, which hence makes it less appealing in
the perspective of size reduction, reduction in cost, and improvement in power
requirements.
In the polarization diversity system, the signal is received at the same place, but
with orthogonal polarization or linear components of different phases. The excit-
ing thing about the polarization diversity is that the antennas can be physically
placed at the same location and easily embedded in a small space. This technique
lowers the cost and provides compactness. It is the strategy to utilize the condition
that the two antennas are responding independently for the incoming signal with
two different orthogonal components. The immediate polarization of the received
signal at the receiver is determined from the polarization of the received signal
from the base station and from the scattering parameters of the environment. The
signal travelling through the environment gets reflected by various obstacles and
takes multiple paths to reach the destination. Its polarization may get changed
throughout the path. Suppose the transmitted signal is vertically polarized and
through the transmission, it becomes horizontally polarized. But, there is no sin-
gle antenna that simultaneously receives both horizontally and vertically polar-
ized signals. Thus, the polarization diversity scheme required to receive these
two orthogonal horizontally and vertically polarized signals. Figure 5.16 shows
a simple example of a polarization diversity antenna; here, the loop antenna pro-
vides horizontally polarized radiation pattern, whereas the dipole has an omni-
directional pattern in azimuth plane with vertical polarization. But, in the real
environment, the polarization of the signal is elliptical with a random orientation
of the electric field.
When a linearly polarized (LP) signal travels through obstacles, it gets changed to
orthogonal polarization, resulting in elliptical polarization which is the summation
of transmitted and reflected signals. It is impossible to receive all the transmitted
power using a single antenna. To receive the elliptically polarized signals, circularly
FIGURE 5.16 Antenna having polarization diversity.
polarized (CP) antennas are often used. Antennas with right-hand circular polariza-
tion (RHCP) and left-hand circular polarization (LHCP) diversity are being used for
random orientation of the signals. The use of polarization diversity can reduce the
polarization mismatch and improve the signal-to-noise ratio (SNR) up to 12 dB even
in the line-of-sight signal (LOS) channels [1]. The polarization mismatch due to the
random orientation of the mobile handset can be reduced by implementing polariza-
tion diversity schemes. In [16], ultra-wideband (UWB) antennas employing orthogo-
nal feeding were used to get polarization diversity. These antennas have two vertical
monopoles loaded with an open slot, CSRR, ground with a rectangular stub, and an
asymmetrical ground plane to achieve a high isolation. The differential feed method
is also suggested for polarization diversity [17]. For polarization diversity, a differen-
tial feed has been used in UWB antennas. These antennas consist of an octagonal-
shaped slot with four monopoles placed symmetrically. A novel feeding network
consisting of two quadrature hybrid couplers, two Wilkinson power dividers, and
one 180° phase shifter was used to generate circular polarization with polarization
diversity [18]. Polarization diversity reduces the bit error rate in RFID, which makes
the RFID tags highly sensitive. In [19], a PIFA composed of a 1×2 sub-array was
used, which is placed orthogonally at quarter wavelength, and two different feeding
networks were used to control the horizontal and vertical currents in the array.
Dielectric resonator antennas (DRAs) have certain advantages compared to con-
ventional conductor-based antennas, such as high radiation efficiency, small size, and
versatility. A DRA with broadside CP pattern and omnidirectional pattern with verti-
cal polarization was presented in [20]. They show polarization diversity. The DRA
antenna has two independent orthogonal modes. In the DRA antenna, the quasi-
TM111 mode provides linearly polarized omnidirectional radiation, while circularly
polarized radiation can be obtained by exciting in TE111 mode. Active devices such as
PIN diodes are also used for switching the polarization state. The polarization state
of an antenna can be switched between different states by controlling the bias voltage
of a PIN diode [21]. The polarization state can easily be switched between CP and
LP by simply changing the shape of a slot by switching the PIN diode ON and OFF
without changing the geometrical shape [22], which provides four different polariza-
tion states for WLAN applications. In [23], a pair of L-shaped slits were etched on the
opposite side of a square patch, two PIN diodes are placed at the end of the slit, and
the polarization is switched between linear and circular by switching the diodes. A
circularly polarized antenna is realized by a shorting pin between the circular patch
and the ground plane, and the polarization diversity between RHCP and LHCP can
be obtained by two shorting pins, which are placed between the patch and the ground
plane [24]. In [25], an antenna structure consisting of a balun-fed cross-dipole and a
switchable feeding network was described; this cross dipole provides quad polariza-
tion diversity. Different polarization states were generated by controlling the states of
PIN diodes integrated with the feeding network, which consisted of a power divider,
two SPDT, and a 90° delay line to excite these four cross dipoles, to generate two LP
at ±45°, and two orthogonal polarization RHCP and LHCP. The concept of polariza-
tion switching using PIN diodes [26] was also employed in an aperture coupled patch
antenna. The given antenna provided quadri-polarization states of two orthogonal
linear polarizations and two orthogonal circular polarizations by just switching eight
PIN diodes embedded in a feeding network. Biasing of a PIN diode requires a RF
choke inductor to provide high RF impedance and a capacitor to DC current.
5.2.1 diversiTy gain oF PolarizaTion diversiTy sysTem

The effectiveness of a polarization diversity system can also be determined in a simi-
lar way as we have explained in Section 5.1 for a pattern diversity system by using
diversity gain. Now, we shall use some examples of polarization diversity systems to
explain the effect on diversity gain and polarization mismatch.
5.2.2 IF TWO ORTHOGONAL COMPONENTS ARE TRANSMITTED

Suppose that two signals are transmitted from the base station simultaneously and they
are orthogonal to each other. Since the transmitted signals are orthogonal to each other,
no coupling will take place between them. Hence, this is an effective way of using band-
width. These transmitted signals are scattered by buildings and other obstacles, and the
polarization may get changed. At the same time, the ground will have minimal effect on
the signal polarization, which means the signal remains the same after reflection from
the ground. The signals take multiple paths to reach the receiver, which will be the cause
for the fading phenomenon; however, there is no significant coupling between the two
polarized components. If the receiver has a pair of orthogonally polarized antennas, each
antenna will receive different orthogonal components. Since these orthogonal compo-
nents have a phase difference of 90° in between them, there is no coupling; thus, the cor-
relation between them is very low. If the envelope correlation coefficient is very low, then
the diversity gain will be more. The system can provide a diversity gain of up to 10 dB.
5.2.3 IF A SINGLE LINEARLY POLARIZED COMPONENT IS TRANSMITTED

If a single linearly polarized (LP) signal is transmitted through the channel, through-
out the path, it may get depolarized. Suppose the transmitted signal is a vertically
polarized signal. It becomes horizontally polarized in an environment, which is gen-

erally referred to as Rayleigh fading.
If in this case, we use a pair of horizontally and vertically polarized antennas at
the receiver, then the horizontally polarized antenna will receive most of the signal
power of the channel and the vertically polarized antenna will receive much lower
power level. Since orthogonal polarization has no coupling between the signals, the
samples are uncorrelated, which provides an improved diversity gain.
Figure 5.17 shows two printed dipole antennas with linear polarization diversity.
These antennas radiate two orthogonally polarized signals. Antenna-1 directs the
radiation along the Y-direction as shown in Figure 5.17c, and antenna-2 directs the
radiation along the X-direction as shown in Figure 5.17d. Both the antennas radiate
Y-polarized (vertically polarized) and X-polarized (horizontally polarized) signals.
Figure 5.18a shows the response of this dual-band antenna, which is operating at 4.25
and 6.5 GHz with an isolation higher than 15 dB. The ECC is almost zero at the oper-
ating frequencies, and the DG is 10 dB, as shown in Figure 5.18b and c.
5.2.4 IF A CIRCULARLY POLARIZED ANTENNA TRANSMITS A

RIGHT-HAND CIRCULAR POLARIZATION (RHCP) COMPONENT
As in the above illustrations, a similar case is observed for CP antenna. If the trans-
mitted signal is RHCP, while travelling through the environment, its polarization may
get changed to LHCP. If the receiver has antennas that support both RHCP and LHCP
polarizations, whatever the polarization of the incoming signal is, the receiver can detect
it. The multiple-input multiple-output (MIMO) antennas support both LHCP and RHCP.
Two monopole antennas truncated diagonally and fed by a quarter-wave feed is shown in
Figure 5.19a. The radiation patterns of both the antennas are in broadside direction. Thus,
they have an identical performance, but with different polarizations. Figure 5.21 shows
the 3D radiation pattern, which is in the broadside. Figure 5.19b shows that the antennas
have proper matching and an excellent isolation between them. Figure 5.19c shows that
the axial ratio is below 3 dB within the matching bandwidth. Figure 5.19d and e shows the
ECC and diversity gain. The ECC is 0.005, and the DG is 10 in the operating range of the
antenna. Figure 5.20 shows the current distribution on both the antennas. The direction
of current in both the antennas rotated clockwise and anticlockwise, which shows LHCP
and RHCP with respect to phase ωt. These kinds of antennas are useful for the modern
communication systems to reduce the multipath fading and polarization mismatch.
The next examples are based on the dipole antennas with an EBG surface discussed
in Sections 5.2 and 5.3. The EBG surface behaves as a perfect magnetic conductor and
has a positive reflection coefficient. These dipoles are placed at angles of ±45° with the
EBG surface, and both are parallel to each other. The EBG surface is in between the two
dipole antennas. The role of the EBG here is to change the linear polarization to circular
polarization. These examples have exciting performances. They have both polarization
and pattern diversities. The EBG surface between them behaves as a polarization con-
verter, and the EBG surface as a perfect magnetic conductor plays the role of a reflector.
The EBG acts here as a perfect magnetic conductor instead of a perfect electric
conductor. The perfect magnetic conductor first changes the polarization and then
FIGURE 5.17 Two printed dipole antennas with linear polarization diversity: (a) top view,
(b) back view, (c) antenna-1 is excited, (d) antenna-2 is excited.
FIGURE 5.18 Dual-band antennas with polarization diversity (vertical and horizontal
polarization): (a) return loss, (b) ECC, (c) DG.
FIGURE 5.19 Antenna with LHCP and RHCP polarization diversity: (a) two monopole CP
MIMO antennas, (b) S11, S22, and S21, (c) axial ratio, (d) ECC, (e) DG.
(Continued)
FIGURE 5.19 (CONTINUED) Antenna with LHCP and RHCP polarization diversity:
(a) two monopole CP MIMO antennas, (b) S11, S22, and S21, (c) axial ratio, (d) ECC, (e) DG.
changes the omnidirectional signal to directional signal; both the dipoles have radia-
tions in the opposite directions, which provides the pattern diversity as can be seen
in Figure 5.9 in Section 5.1.2. One dipole generate LHCP and other dipole generates
RHCP with pattern diversity because of orthogonal antenna placing with axial ratio
shown in Figure 5.9e.
Another example is based on quadrilateral shaped antennas, which are used for the
generation of LHCP and RHCP, with pattern diversity; these antennas produce wideband
circular polarization (CP). Figure 5.12a shows the layout of this antenna. This antenna
has both pattern and polarization diversities and has an improved channel capacity and
improved isolation. Figure 5.22 shows the surface current distribution on the antenna
surface and the ground plane. By observing the surface current distribution in both
the planar monopoles, the direction of current in one antenna is rotating anticlockwise,
illustrating that the antenna is radiating LHCP, while the direction of current in the other
antenna is rotating clockwise, illustrating that the antenna is radiating RHCP. They are
wideband circularly polarized antennas, and their surface current distributions confirm
FIGURE 5.20 Surface current distribution on both the antennas with different phases:
(a) ωt = 0°, (b) ωt = 90°, (c) ωt = 180°, (d) ωt = 270°.
FIGURE 5.21 3D radiation pattern.
the polarization diversity. Figure 5.23a and b shows the return loss, axial ratio, and
gain of the antenna, while Figure 5.23c and d shows the ECC and DG along with total
active reflection coefficient (TARC). It is mainly used for multiple-antenna systems and
defines the ratio of the square root of the sum of total outgoing power to the total input
power. This MIMO antenna is working in X-band (8.05–11.62 GHz).
Another unusual coplanar waveguide (CPW)fed slot MIMO antenna is presented
in Figure 5.24a. The slot is inserted in such a way that by feeding with a centre
strip, it excites a circular polarization (CP) operating in a frequency band from 4.8
to 7.6 GHz. A ground plane in between the two strips acts as a decoupler or a filter
having an isolation greater than 13 dB within the operating bandwidth, as shown
in Figure 5.24b. The axial ratio bandwidth of the slot antenna is 300 MHz. The
ECC is 0.015, which shows the effectiveness of diversity performance of the MIMO
antenna, and the DG that measures the system reliability is almost 10 dB, as shown in
Figure 5.24d and e. Figure 5.25 shows the current distribution on the antenna surface;
the current is rotated with a phase angle ωt. One antenna is radiating LHCP, and the
other one is radiating RHCP, showing polarization diversity.
Similarly, a circular polarization diversity based dielectric resonator antenna is pre-
sented in Figure 5.26. The ceramic dielectric resonator of cylindrical shape is excited
by a tilted I-shaped slot which is fed by a microstrip line. This antenna is operating
in the frequency range from 5.25 to 5.80 GHz, as can be seen in Figure 5.27a, with an
axial ratio band from 5.125 to 5.52 GHz, with nearly half of the AR band lying within
the impedance matching, as can be seen in Figure 5.27b. The isolation between the
antennas is still satisfactory without any decoupling structure between them.
The ECC varies from 0 to 0.212, which is much smaller than 0.5, and the DG var-
ies from 9.76 to 10 dB. The E-field distribution is shown in Figure 5.28. With respect
FIGURE 5.22 Surface current distribution showing polarization diversity at f = 10 GHz:

(a) ωt = 0°, (b) ωt = 90°, (c) ωt = 180°, (d) ωt = 270°.
FIGURE 5.23 S-pa rameters, gain, axial ratio, DG, ECC, and TARC: (a) return loss, (b) gain
and axial ratio, (c) DG and ECC, (d) TARC.
to the phase angle ωt, the directions in which the E-field vectors rotate are opposite to
each other in both the antennas, which means one is radiating LHCP, while the other
is emitting RHCP, as illustrated by the surface current distribution. This antenna
represents the polarization diversity phenomenon in DRAs.
5.2.5 IF THE RADIATED SIGNAL IS OBLIQUELY POLARIZED

If the incoming signal from the base station is polarized obliquely, after each reflec-
tion from the obstacles and buildings, the polarization of the signal gets changed.
It will result in coupling between all the possible polarization states. The received
signal has a time-varying polarization state, which increases the envelope correlation
coefficient and decreases the diversity gain.
5.3 MASSIVE MIMO ANTENNAS

As the demand for wireless communication is exploding, it is very much neces-
sary that the operators have to increase the efficiency of their network. Massive
MIMO systems are gripping the most technology for future wireless communica-
tion. “Massive” simply refers to an array of a large number of antennas at the base
FIGURE 5.24 CPW-fed slot MIMO antenna showing polarization diversity: (a) geometry
of the CPW-fed MIMO antenna, (b) return loss and isolation, (c) axial ratio, (d) ECC, (e) DG.
station, as shown in Figure 5.29. This concept of the large antenna array is to serve
multiple users, providing much better throughput and spectral efficiency. Basically,
the Massive MIMO system is an extension of MIMO system.
The idea behind Massive MIMO system is having transmitter/receiver equipped
with a large number of antennas provides better throughput, stable data link and
FIGURE 5.25 Surface current distribution at 6.5 GHz showing polarization diversity at
f = 6.5 GHz: (a) ωt = 0°, (b) ωt = 90°, (c) ωt = 180°, (d) ωt = 270°.
FIGURE 5.26 MIMO antenna with a DRA: (a) top view; (b) bottom view.
FIGURE 5.27 Response of a DRA having polarization diversity: (a) return loss, (b) axial
ratio, (c) ECC, (d) DG.
high data rate. The Massive MIMO concept was first introduced in [27] with the
theoretical assumption of an infinite number of antennas at the base station in a
multicellular environment where the base station is selectively transmitting data
to terminals. Likewise, the base link combines reverse link signal for transmission
to its terminals. In 2018, the Federal Communication Commission (FCC) [28] had
approved the first Massive MIMO product, which is Ericsson AIR 6468 [29]. This
designed product consists of 64 antennas connected with 64 transmitter/receiver
channels. This baseband signal is entirely digitally processed and designed for 4G
LTE. A different version of AIR 6486 is also designed for LTE band, i.e. 2,496–2,690
and 3,400–3,600 MHz. Size and weight of unit 988 × 520 × 187 mm3 and 60.4 kg.
Generally, there is no difference between a low-gain Massive MIMO antenna array
and high gain antenna in terms of link availability, but in terms of other perfor-
mance factors such as throughput, link stability, and data rate, the Massive MIMO
antenna array is much better. The MIMO or Massive MIMO system antennas are
arranged in 2-D configuration, which makes the design compact and easy to fabri-
cate. The Massive MIMO system also requires up-to-date chipset software for high
spectral efficiency because such an extensive antenna array system has a complex
FIGURE 5.28 Electric field distribution at f = 5.4 GHz: (a) ωt = 0°, (b) ωt = 90°, (c) ωt = 180°,
(d) ωt = 270°.
FIGURE 5.29 Massive MIMO system.

multiplexing system. In [30], an entirely digitally controlled Massive MIMO active

antenna system (AAS) was developed at 28 GHz for 5G communication with a 24-
antenna array. Several antennas have been reported in the literature for Massive
MIMO systems. In [31], an array of 64 antenna units operating at 5G is presented.
A 4 by 4 MIMO antenna array for LTE design was presented in [32]. A dual polar-
ized planar antenna at 60 GHz was reported in [33], consisting of a circular disc fed
by a proximity feed. In [34], a compact Massive MIMO antenna was arranged in a
cubical form, showing high multiuser capacity as compared to planar arrays. This
given design uses orthogonally polarized patches arranged at the faces of the cube.
An array of dual polarized cavity-backed printed dipole antennas was presented in
[35]. Dual polarize multi beam antenna [36] with arranged in 4×4 configuration for
the base station can be used for a Massive MIMO application. In [36], a wideband
dual polarized Vivaldi antenna in 4×4 configuration with multibeam for 5G was
described. Antennas arranged in the form of a cube, as shown in Figure 5.30, can
also be used as a Massive MIMO receiver antenna, and the 2D radiation pattern is
shown in Figure 5.31, which shows the different radiation patterns in different direc-
tions. The main radiation beam depends on each antenna; by exciting a particular
antenna, we can control the directional radiation pattern. Massive multiple-input
multiple-output (MIMO) systems are compelling in the signal transmission that
uses a large number of transmitter (TX) and receiver (RX)antennas. High spectral
and energy efficiency (EE) in Massive MIMO systems can be obtained by increasing
the excessive gain of the channel [45–48]. The Massive MIMO systems in indus-
trial wireless communication networks have gained considerable attention and are
widely adopted because of its high level of reliability [49–51]. In the current era,
Internet in industrial or Internet of things for industrial use (IIoT) has got acknowl-
edged. So, we require a new type of wireless communication network technology
that can uphold the hyper wireless connectivity between the data centre at a spe-
cific location and distributed user entities (UEs) and/or IIoT-enabled devices. In this
respect, a Massive MIMO technology can be the main answer for the fulfilment of
the Internet in industry.
Pattern and polarization diversity techniques can also be used to improve the
channel capacity and link reliability in case of Massive MIMO systems [52–54].
To elaborate on the Massive MIMO concept, here we present the cubical Massive
MIMO antenna with eight antenna elements. Here each antenna is radiating in
a specific direction within the same operating frequency bands. This cubical
Massive MIMO antenna has wideband impedance matching and wideband axial
ratio. The pattern diversity is helpful in the beamforming. The beam can be made
by shifting the radiation pattern in a particular direction. Different polarized
antennas can be used to get the polarization diversity. In Massive MIMO polar-
ization, diversity can be useful to improve the overall performance. Since this
antenna is working in wideband with both pattern and polarization diversities, one
face has two antennas placed side by side with a small distance, generating both
polarization RHCP and LHCP.
The expansion in the Massive MIMO system is currently in the product depart-
ments of many leading communication industries. Many optimization algorithms
and signal processing techniques have been developed over the years and are still
FIGURE 5.30 Eight antennas of a Massive MIMO system with a PEC cube: (a) isotropic
view; (b) bottom view.
being developed to meet the current demands. Commercial success in Massive

MIMO systems still requires a lot of effort.
5.4 CONCLUSION
This chapter used different examples to explain the concept of pattern and polar-
ization diversity in antennas. Linearly polarized and circularly polarized antennas
were used for both diversity. Simple dipole antennas with PEC and EBG reflectors
FIGURE 5.31 2D radiation pattern of a Massive MIMO antenna at 9.2 GHz.
were used to illustrate the phenomenon of pattern diversity. Planar inverted F

antenna (PIFA), microstrip antenna, planar monopole, and dielectric resonator
antenna (DRA) were used to present the pattern diversity. Two dipoles with an elec-
tromagnetic bandgap (EBG) surface were used to generate the left-hand circular
polarization (LHCP) and right-hand circular polarization (RHCP) with pattern and
polarization diversity. A brief discussion about Massive MIMO antenna systems
and industrial Massive MIMO systems with pattern and polarization diversity was
also presented with some published literary works. This chapter could be useful
for the industry as well as academics to understand the phenomena of pattern and
polarization diversities and to design new MIMO antennas for the modern com-
munication systems.
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6 Compact Printed
Antenna Designs:
Need for UWB
Communications
Dr. Rakesh Nath Tiwari
Uttarakhand Technical University, Dehradun
Dr. Prabhakar Singh

Galgotias University, Greater Noida

Jawaharlal Nehru University, New Delhi
CONTENTS
6.1 Introduction .................................................................................................. 166
6.2 An Asymmetric U-shaped Printed Monopole Antenna Embedded
with a T-shaped Strip .................................................................................... 167
6.2.1 Antenna Configuration and Its Specifications .................................. 167
6.2.2 Parametric Study of the Antenna ..................................................... 170
6.2.2.1 Effect of the Radiating Patch ............................................. 170
6.2.2.2 Effect of the Gap between the Ground Plane and
Radiating Patch .................................................................. 176
6.2.2.3 Effect of the Ground Plane Structure ................................ 176
6.2.3 Comparative Results of the Antenna ................................................ 176
6.3 Small Size Scarecrow-Shaped CPW- and Microstrip Line-Fed UWB
Antennas ....................................................................................................... 179
6.3.1 CPW-Fed Scarecrow-Shaped Patch Antenna ................................... 179
6.3.1.1 Antenna Design.................................................................. 179
6.3.1.2 Parametric Study................................................................ 183
6.3.1.3 Radiation Pattern of the CPW-Fed Antenna ...................... 187
6.3.2 Microstrip Line-Fed UWB Antenna ................................................ 189
6.3.2.1 Antenna Design.................................................................. 189
6.3.2.2 Antenna Results ................................................................. 189
6.3.2.3 Radiation Pattern of the Microstrip Line-Fed Antenna..... 189
165
6.4 A Half-Cut Design of a Low-Profile UWB Planar Antenna ........................ 191

6.4.1 Development of Antenna and Its Optimization ................................ 191
6.4.2 Return Loss of the Antenna .............................................................. 194
6.4.3 PMW Technique and Current Distribution Analysis ....................... 196
6.4.4 Antenna Gain and Group Delay ....................................................... 196
6.4.5 Radiation Characteristics.................................................................. 198
6.5 A Modified Microstrip Line-Fed Compact UWB Printed Antenna ............ 198
6.5.1 Antenna Design ................................................................................ 198
6.5.2 Parametric Study of the Designed Antenna ..................................... 201
6.5.3 Antenna Fabrication and Results ...................................................... 205
6.5.3.1 VSWR Measurement ......................................................... 205
6.5.3.2 Realized Gain and Radiation Efficiency............................ 205
6.5.3.3 Radiation Characteristics ................................................... 206
6.5.3.4 Time-Domain Analysis ...................................................... 206
6.6 Conclusions ................................................................................................... 210
References .............................................................................................................. 211
6.1 INTRODUCTION
The Federal Communication Commission (FCC) approved and allocated the
frequency range from 3.1–10.6 GHz for ultra wideband (UWB) communica-
tion systems [1]. In the recent years, these UWB systems have emerged as the
most prominent technologies for the wireless industries. UWB designs have the
advantages such as low profile, low cost for consumer electronics, compact size,
high data transmission rate, easy integration with microwave circuits, and easy
design. Also, UWB antennas are very useful in biomedical applications such as
microwave imaging and lung cancer detection [2–4]. There are few conventional
techniques to achieve the UWB characteristics categorized as the slot antenna
in which different shapes of wide slots are used in the ground plane. The second
method is the direct modification in the radiating elements, such as ring-shaped
patch. The third approach is the creation of defects in the ground plane with CPW/
strip line feeding techniques. The fourth method focuses on the modification in
the feeding line to improve the antenna bandwidth and consistency in the radia-
tion pattern. Some novel efforts are made by many researchers to design UWB
printed antennas. The use of proper feeding methods such as microstrip line and
W-shaped feed stub and modifying the ground plane [5–8] enable the designs
to exhibit UWB characteristics. Further, a printed E-shaped slot antenna fed by
microstrip line and CPW feeding for bandwidth enhancement was also reported,
but the overall size of antenna was quite large [9]. A parasitically loaded CPW-
fed antenna with a circular hat patch and a slot loaded in the ground plane was
reported for broad bandwidth and monopole-l ike radiation pattern [10]. Some
designs of UWB antennas such as asymmetrical slot antenna using microstrip
line and modified CPW-fed antenna with a very thin substrate were investi-
gated [11,12]. Different CPW-fed fractal-shaped antennas were also designed
to improve the bandwidth [13–15]. The modifications in conventional monopole
antennas provide high bandwidths, constant group delay, and stable radiation
Compact Printed Antenna Designs 167
patterns [16,17]. Recently, CPW-fed symmetric ring patches embedded with slits
and fork-shaped patches, a step-shaped microstrip antenna, a hexagonal-shaped
antenna with additional fractal elements, and symmetric circular slots have been
reported to enhance the antenna bandwidth and gain [18–21]. However, in the
process of improving the bandwidth, most of the designs become large in size or
complex in structure.
In this chapter, some novel designs of UWB printed antennas are described, which
not only cover the modern wireless spectrum, but simultaneously provide the com-
patibility and miniaturized structures. The various aspects of designing monopole
UWB antennas such as (i) modification of the radiating patch, (ii) modification in
feed line, and (iii) modification in ground plane are covered [22–25]. All the designs
are first modeled and optimized using CST Microwave Studio and then fabricated to
validate the results for practical implications.
6.2 AN ASYMMETRIC U-SHAPED PRINTED MONOPOLE

ANTENNA EMBEDDED WITH A T-SHAPED STRIP
In this section, a compact and planar design of an asymmetric U-shaped printed
monopole antenna embedded with a T-shaped strip with a defected ground plane is
described. The overall dimensions of this antenna including the ground plane are 34
(Ls) × 20 (Ws) × 1.6 (H) mm3, and the antenna is printed on a low-cost FR4 material
and fed by a 50 Ω microstrip line.
6.2.1 ANTENNA CONFIGURATION AND ITS SPECIFICATIONS

Figure 6.1a–d shows the evolution of the monopole planar antenna. A rectangular
portion of dimensions 15 × 16 mm2 is removed from the patch, resulting in a symmet-
rical U-shaped monopole antenna (Figure 6.1b). Further, the left arm of the symmet-
rical U-shaped monopole antenna is reduced and a center strip is used (Figure 6.1c).
Finally, a horizontal strip of dimensions L 4 × W4 is placed at the top of the center
strip, which makes the asymmetric U-shaped antenna embedded with a T-shaped
center strip (Figure 6.1d) for wideband applications. Figure 6.2 shows the top, bot-
tom, front, and side view geometries of the planar antenna.
Removing the ground plane conductor (dimensions Lg × Ws) of constant dimensions
(L × W) from the two ends modifies the ground plane into a stair shape. Further, a
rectangular slot is used in the ground plane to improve the impedance of the antenna.
The relative position of the radiator and the ground plane is taken as g = 4.5 mm.
The details of the antenna design are presented in Table 6.1. The return loss val-
ues for different antenna structures are depicted in Figure 6.3. Antenna-1 operates
in dual-band mode with lower and higher impedance bandwidths of 2.37–3.54 and
3.99–6.73 GHz, respectively. In case of antenna-2, the higher resonance frequency
shifted toward higher side, while the lower resonance frequency remains the same
as in the case of antenna-1. However, the matching condition is deteriorated because
of the removal of the conductor from the patch, which certainly changes the imped-
ance of the antenna. The operating bands for antenna-2 are 2.26–3.05 GHz (lower
band) and 4.97–6.37 GHz (upper band). Moreover, when the center strip is used in
FIGURE 6.1 Evolution of the antenna:(a) antenna-1, (b) antenna-2, (c) antenna-3, and
(d) antenna- 4 (final).
FIGURE 6.2 Geometry of the antenna: (a) top view, (b) bottom view, (c) front view, and
(d) side view.
the antenna (antenna-3) again a dual response is observed, but with improved operat-
ing bands, i.e., 2.43–3.63 GHz (lower band) and 4.37–7.13 GHz (upper band), respec-
tively. Further, to achieve wideband characteristics, a horizontal strip of dimensions
(L 4 × W4) is placed at the top of the central strip. Consequently, in the final antenna- 4,
a wide bandwidth of 4.89 GHz (2.26–7.15 GHz) is obtained.
TABLE 6.1
Design Parameters of the Antenna
Parameter Unit (mm) Parameter Unit (mm)
Ls × Ws 34 × 20 L p × Wp 19 × 18
L1 × W1 12.5 × 2.2 L 2 × W2 10 × 2
L3 × W3 15 × 4.4 L 4 × W4 2 × 11
L5 15 D 2
H 1.6 Ln × Wn 6×4
Lg × Ws 8 × 20 G 4.5
L×W 2×2 Wh 4.8
Wh1 3.3 Lh 5
d1 1.5
FIGURE 6.3 Return loss variation of different antennas.
6.2.2 PARAMETRIC STUDY OF THE ANTENNA

Various design parameters are studied to investigate their effects on the imped-
ance bandwidth of the antenna. The variations of asymmetric U-a rm strips and the
T-strip of the radiator affect the antenna resonance and its bandwidth. The variation
of the number of step slots (N) created in the ground plane is also studied. Finally,
the variation of slit in the ground plane is investigated to optimize the impedance
bandwidth.
6.2.2.1 Effect of the Radiating Patch

The simulated surface current distributions of the antenna at different resonance fre-
quencies of 2.40, 2.68, 3.24, and 5.77 GHz are shown in Figure 6.4. From Figure 6.4a, it
FIGURE 6.4 Surface current distribution at various sample frequencies: (a) f = 2.40 GHz,
(b) f = 2.68 GHz, (c) f = 3.24 GHz, and (d) f = 5.77 GHz.
is observed that the first resonance at 2.40 GHz is contributed by both the T-strip (L3) and
right asymmetric U-arm strip (L5) of the radiator and the second resonance (2.68 GHz) is
created due to L5 and microstrip line (Figure 6.4b). The current density concentrated at
the left arm (L2) and microstrip line reveals that the third resonance (3.24 GHz) is totally
contributed by L2 and microstrip line (Figure 6.4c). From Figure 6.4d, it is clear that the
fourth resonance mode (5.77 GHz) is produced solely by the microstrip line because the
current density is maximum on the strip line at this frequency.
6.2.2.1.1 First Resonance

A theoretical analysis is presented to calculate the various resonance modes cre-
ated due to the effect of the arms of the asymmetric U-shaped radiator, T-strip, and
microstrip line.
The resonance frequency of the radiating patch is calculated as
c
fr = (6.1)
2 Lr ε e
in which,
−1/2
ε r + 1 ε r − 1 ⎛ 12 H ⎞
εe = + 1+
2 2 ⎜⎝ Wp ⎟⎠
where, Lr is the resonant length, εr is the relative permittivity of the substrate, Wp is

the width of the patch, and H is the thickness of the substrate.
The first resonance is attributed to T-strip and L5 (Figure 6.4a). At the first reso-
nance, the effective length Lr1 is calculated as
Lr1 = L3 + ( L5 − d1 ) + (Wh − W2 ) + Wh1 + ( L4 − d ) (6.2)
Theoretically predicted resonance frequency is calculated using eqs. (6.1) and (6.2).
The CST-simulated results plotted in Figure 6.5 are compared with the predicted
results and are presented in Table 6.2.
6.2.2.1.2 Second Resonance

The second resonance is excited by the microstrip line and L5, and it is evident from
Figure 6.4b. In this case, the resonant length is calculated as
Lr 2 = L5 + L1 + d (6.3)
FIGURE 6.5 Return loss variation of the antenna for different values of L3.
TABLE 6.2
Comparison for the First Resonance Frequency
Resonance Frequency (GHz)
L3(mm) Lr1 (mm) fr1 (Theory) fr1 (Simulated) % Difference
8 27.6 2.76 2.55 8.24
10 29.6 2.57 2.49 3.21
12 31.6 2.41 2.45 1.63
14 33.6 2.27 2.37 4.23
16 35.6 2.14 2.34 8.55
The resonance frequencies are calculated for different values of L5 as shown in

Figure 6.6, and a comparison with the simulated results is given in Table 6.3.
6.2.2.1.3 Third Resonance

The third resonance is observed due to the current concentration on the feed line
and L2, which is verified by Figure 6.4c. The corresponding resonant length for this
frequency can be calculated as
Lr 3 = L2 + L1 + d + Wh − Lh (6.4)
The resonance frequency calculated for different values of L2 is validated with the
simulated results, as shown in Figure 6.7 and presented in Table 6.4. A good agree-
ment between theory and simulation results validates the proposed designed formula
for the resonance frequency.
TABLE 6.3
Comparison for the Second Resonance Frequency
13 27.5 2.76 2.86 3.50
14 28.5 2.67 2.75 2.91
15 29.5 2.58 2.67 3.37
16 30.5 2.50 2.64 5.30
TABLE 6.4
Comparison for the Third Resonance Frequency
9 23.3 3.27 3.38 3.25
10 24.3 3.13 3.23 3.10
11 25.3 3.01 3.10 2.90
12 26.3 2.90 3.03 4.29
13 27.3 2.79 2.93 4.78
6.2.2.1.4 Fourth Resonance

From Figure 6.4d, it is clear that the fourth resonance is excited due to the strong
current density on the feed line. Hence, only the feed line length will give the fourth
resonance and it can be calculated using the resonant length Lr4 = L1 in eq. (6.1). The
predicted resonance frequency is 6.09 GHz, while the simulated one is 5.77 GHz with
5.54% difference, which are in good agreement.
It is noted that, while varying an antenna parameter to study the impedance
bandwidth and resonance frequencies, the rest of antenna dimensions are fixed and
given in Table 6.1. The variation of return loss for different values of L3 is shown in
Figure 6.5. From the figure, it can be observed that the first and second resonances
(2.4 and 2.68 GHz) are controlled by L3. The maximum bandwidth 4.97 GHz (2.33–
7.30 GHz) is obtained for L3 = 14 mm. Therefore, L3 can be optimized for Bluetooth/
WLAN applications.
The variation of return loss for different values of L5 is plotted in Figure 6.6. From
the figure, it is clear that the first resonance frequency (2.4 GHz) is controlled by
varying the value of L5. In this case, the maximum bandwidth achieved is 4.91 GHz
(2.27–7.18 GHz).
Figure 6.7 shows that the third resonance (3.24 GHz) is controlled by L2, and it is
shifted toward the lower side as the value of L2 increases. The maximum bandwidth
is found to be 4.91 GHz (2.27–7.18 GHz) for L2 = 10 mm.
In Figure 6.8, both the values of L2 and L5 are varied for the optimization and
to achieve maximum impedance bandwidth. The optimized values of L2 and L5
are 12 and 17 mm, respectively, at which the highest bandwidth of 4.90 GHz (2.34–
7.24 GHz) is obtained.
FIGURE 6.8 Return loss variation of the antenna for different values of L2 and L5.
6.2.2.2 Effect of the Gap between the Ground Plane and Radiating Patch
The relative gap (g) between the ground plane and the radiating patch affects the
impedance bandwidth, and it acts as an impedance matching network. The return
loss of the antenna at different gaps ‘g’ is shown in Figure 6.9. At the optimized value
of g = 4.0 mm, the maximum bandwidth of 4.90 GHz (2.28–7.18 GHz) is achieved.
It is also noted that above and below g = 4.0 mm, the antenna exhibits dual band
characteristics.
6.2.2.3 Effect of the Ground Plane Structure

The dimensions of the ground plane are a very important parameter to optimize the
impedance of the antenna, which ultimately improves the antenna bandwidth. In
Figure 6.10, the return loss is plotted for different values of step slots (N) incorporated in
the ground plane. It shows that the bandwidth significantly depends on the values of N.
It is interesting to note that the lower end of the operating band is constant at 2.27 GHz,
but the upper end of the band decreases abruptly as N goes to zero. The maximum band-
width of 4.92 GHz (2.27–7.19 GHz) is observed at N = 3. The variation of return loss for
different values of Ln (Figure 6.11) shows that the bandwidth of the antenna improves
upto 5.16 GHz (2.29–7.45 GHz) as Ln increases. Figure 6.12 shows the variation of return
loss with different values of Wn. From the figure, it is clear that the fourth resonance
is shifted toward lower side with increasing values of Wn. At the optimum value of
Wn = 4.5 mm, the maximum bandwidth of 5.26 GHz (2.27–7.53 GHz) is achieved.
6.2.3 COMPARATIVE RESULTS OF THE ANTENNA

The return loss of the antenna is measured using Agilent N5230A vector network
analyzer and compared with the simulated results (Figure 6.13). The measured and
FIGURE 6.9 Return loss variation of the antenna for different values of g.

FIGURE 6.10 Return loss variation of the antenna for different numbers of step slots (N).
FIGURE 6.11 Return loss variation of the antenna for different values of Ln.
simulated antenna bandwidths are 4.47 GHz (2.28–6.75 GHz) and 4.92 GHz (2.27–
7.19 GHz), respectively, which are in good agreement. The radiation efficiency and
gain of the antenna are plotted in Figure 6.14. From the figure, it is clear that the
simulated radiation efficiency is always above 70.0% throughout the entire operating
band. The realized antenna gains are in good agreement and vary between 2.14–4.83
dBi (simulated) and 2.20–4.91 dBi (measured).
FIGURE 6.12 Return loss variation of the antenna for different values of Wn.
FIGURE 6.13 Simulated and measured return loss of the antenna.

FIGURE 6.14 Measured and simulated gain and radiation efficiency.
The far-field radiation patterns are measured in a microwave-shielded anechoic

chamber of dimensions 7.0 × 5.0 × 3.0 m3 (length × width × height). The test antenna is
placed at a distance of 3.2 m from the horn antenna. The simulated and measured co-
and cross-polarization patterns are plotted in Figure 6.15 for frequencies 2.4, 4.0, and
5.5 GHz, respectively. Co-polarization plot at φ = 0° (H-plane) is almost omnidirec-
tional for the entire operating band with low cross-polarization level. At φ = 90° (E-
plane), the co-polarization shows bidirectional pattern at two sampling frequencies
2.4 and 4.0 GHz, while at 5.5 GHz, E-plane pattern shows a quasi-omnidirectional
pattern due to high mode generation.
6.3 SMALL SIZE SCARECROW-SHAPED CPW- AND

MICROSTRIP LINE-FED UWB ANTENNAS
This section describes a UWB printed antenna which consists of a small and com-
pact scarecrow-shaped patch fed with CPW and microstrip line. Two half-circle and
square-shaped slots are etched in the ground plane. This structure achieves a high
impedance bandwidth, good gain, constant group delay, and stable radiation pat-
terns over the entire operating frequency band. This section is organized into two
parts: The first part describes the CPW-fed design, and the second part describes the
microstrip line-fed UWB antenna.
6.3.1 CPW-FED SCARECROW-SHAPED PATCH ANTENNA

6.3.1.1 Antenna Design
The geometry of the CPW-fed scarecrow-shaped patch antenna (SSPA) is shown in
Figure 6.16.
The antenna structure consists of a scarecrow-shaped patch, with two half-circle
slots and two square slots etched in the ground plane. The antenna is printed on a
FIGURE 6.15 Simulated and measured radiation patterns of H-plane (left side) and E-plane
(right side): (a) f = 2.4 GHz, (b) f = 4.0 GHz, and (c) f = 5.5 GHz.
FIGURE 6.16 Geometry of the CPW-fed SSPA: (a) top view, (b) side view, and (c) the
fabricated antenna.
FR4 substrate of thickness (h) 1.6 mm, dielectric constant εr = 4.4, and loss tangent
0.02. The overall size of the antenna is 25 × 20 × 1.6 mm3. The width of the feed
line is taken as 1.2 mm to achieve 50 Ω characteristic impedance. The separation
between the center strip line and the ground plane is 0.88 mm. The optimized values
of antenna dimensions are listed in Table 6.5.
Figure 6.17 presents the evolution of the antenna design. Initially, a conventional
CPW-fed rectangular patch is designed (antenna-1). In the next step, a half-disk patch
of radius R1 is placed on the top of the rectangular patch (antenna-2). After that, a
TABLE 6.5
Physical Dimensions of the Antenna
Parameter Lsub Wsub L1 W1 L2 W2 R1 g
Unit (mm) 20 25 3.1 3.1 3.1 13.2 4.4 1.55
Parameter R2 Lg Wg Lg1 Wg1 Lg2 Wg2 Wg3
Unit (mm) 2 6.95 11.02 2 4.52 2 2 4.52
FIGURE 6.17 Steps to realize the CPW-fed SSPA: (a) antenna-1, (b) antenna-2, (c) antenna-3,
and (d) antenna- 4 (final).
portion of patch (of dimensions L1× W1) is removed from the two lower corners of
the rectangular patch, which realizes a CPW-fed SSPA (antenna-3). Finally, two half-
circle-shaped slots, each of radius R2, are etched at the periphery of the ground plane
and two square-shaped slots of dimensions 2 × 2 mm2 are etched within the ground
plane (antenna- 4). Both the slots are etched symmetrically with respect to the center
feed line. The return loss graph for all the antennas are illustrated in Figure 6.18.
From this figure, it is clear that the antenna-1 and antenna-3 show a dual behavior,
while antenna-2 and antenna- 4 exhibit UWB characteristics.
It is noted that the etching of half-circular slots in the ground plane helps in
achieving UWB characteristics, while square slots incorporated in the ground plane
improves the matching condition. Bandwidth comparison of these antennas is calcu-
lated and is presented in Table 6.6.
FIGURE 6.18 Variation of return loss versus frequency for different types of antenna.
TABLE 6.6
Bandwidth Comparison of Different Antennas
Lower Upper Lower Upper
Frequency Frequency Frequency Frequency
Antenna Design (fL1), GHz (fH1), GHz (fL2), GHz (fH2), GHz Bandwidth (GHz)
Antenna-1 4.14 5.11 5.90 14.38 0.97 (20.97 %) and
8.48 (83.63 %)
Antenna-2 3.94 14.12 – – 10.18 (112.74 %)
Antenna-3 3.83 11.95 13.52 15.70 8.12 (102.92 %) and
2.18 (14.92 %)
Antenna-4 (final) 3.35 16.32 – – 12.97 (131.88 %)
Figure 6.19 depicts the simulated surface current distribution at three resonant
frequencies 4.31, 8.10, and 14.67 GHz, respectively. From Figure 6.19a, it is clear
that the first resonance is generated mainly due to the strong surface current flowing
on the strip line. The surface current density around the half-circles and strip line
contributes to the second resonance as shown in Figure 6.19b. Figure 6.19c, clearly
shows that the third resonance is observed due to the current flowing on the radiating
patch.
6.3.1.2 Parametric Study

A parametric study has been made to find the optimized design parameters of the
patch and the ground plane. The return loss curve of the antenna for different val-
ues of L1 is shown in Figure 6.20. It is observed that L1 plays a significant role in
FIGURE 6.19 Surface current distribution at (a) 4.31 GHz, (b) 8.10 GHz, and (c) 14.67 GHz.
FIGURE 6.20 Variation of return loss against frequency for different values of L1.
optimizing the antenna bandwidth. From the figure, it is found that for L1 = 2.1 mm,
the maximum band of 13.21 GHz (3.56–16.77 GHz) is achieved.
The effect of W1 on the antenna bandwidth is shown in Figure 6.21. At the opti-
mized value of W1 = 3.1 mm, we get the maximum bandwidth covering the frequency
range from 3.35 to 16.31 GHz. It should be noted that the variation of W1 shifts the
higher edge frequency band and keeps the lower edge frequency band unaltered. It is
also observed that both L1 and W1 control the third resonance, which is also justified
by Figure 6.19c. Figure 6.22 illustrates that the increasing value of R1 improves the
FIGURE 6.21 Return loss against frequency for different values of W1.
FIGURE 6.22 Return loss against frequency for different values of R1.

impedance matching condition with a negligible effect on the bandwidth. Hence, the
optimized value of radius R1 taken in the design is 3.4 mm. The radius of the half-
circular slot in the ground plane is varied to observe its effect on the antenna behav-
ior (Figure 6.23). From the figure, it is clear that the second resonance is changed
with the variation of R2. This is also confirmed by the current distribution plot shown
in Figure 6.19b.
The experimental result is calculated using Agilent N5230A vector network
analyzer and compared with the simulated result (Figure 6.24). The measured and
simulated bandwidths are 147.13% (2.51–16.48 GHz) and 131.88% (3.35–16.32 GHz),
respectively.
The gain and the group delay are the key parameters in the design process of an
UWB antenna. The simulated gain and the group delay of the CPW-fed SSPA are
shown in Figure 6.25. From the figure, it is observed that the gain of the antenna
varies from 1.75 to 5.27 dBi for the entire band of operation. The group delay reveals
upto what extent the transmitted pulse is distorted in the UWB communication. For
the acceptable pulse transmission, the group delay should necessarily be almost
invariant in the UWB antenna.
The group delay of the antenna in two different orientations is calculated using
two identical antennas separated by 30 cm from each other. The group delay is the
parameter that describes the signal delay while propagating from receiver to the
transmitter end. The group delay parameter can be calculated as
dθ (ω )
τ =− (6.5)
dω
in which, θ= signal phase (radian), and ω= angular frequency. The calculated group
delay of the antenna is almost constant (with a fluctuation of ±0.50 ns) for the whole
band of operation.
FIGURE 6.23 Return loss against frequency for different values of R2.

FIGURE 6.24 Measured and simulated results of the CPW-fed scarecrow-shaped antenna.
FIGURE 6.25 Variation of gain and group delay with frequency for the antenna.
6.3.1.3 Radiation Pattern of the CPW-Fed Antenna

The simulated and measured co- and cross-polarization patterns of the designed
CPW-fed antenna are shown in Figure 6.26. E-plane and H-plane patterns are plot-
ted for three sampling frequencies of 4.13, 6.5, and 10.5 GHz. The simulated results
are in good agreement with the measured results. It is seen that the E- and H-planes
exhibit nearly omnidirectional patterns at all given frequencies. For E-plane, the
cross-polarization level is far below as compared to the co-polarization level. In case
FIGURE 6.26 Measured radiation patterns for the CPW-fed antenna: E-plane (left side) and
H-plane (right side) at (a) 4.31 GHz, (b) 6.5 GHz, and (c) 10.5 GHz.
of H-plane, the cross-polarization level increases at higher frequencies because of the

hybrid current distribution generated on the antenna.
6.3.2 microsTriP line-Fed uwB anTenna

The effect of microstrip line feeding is also studied for the above-mentioned design.
The detailed description of this design is given in the following section.
6.3.2.1 Antenna Design

In this section, a microstrip line-fed antenna is designed and the corresponding
geometry of the antenna is shown in Figure 6.27. The dimensions of this antenna are
the same as in the case of CPW-fed antenna. The microstrip line and the defected
ground plane are printed on either sides of a dielectric substrate. The modification
in the patch and ground plane affects the bandwidth and resonant frequencies of the
antenna. This can be observed by the surface current distribution for three resonant
frequencies at 4.31, 7.85, and 14.53 GHz, which is shown in Figure 6.28.
6.3.2.2 Antenna Results

The comparison graph between the measured and simulated return losses is shown
in Figure 6.29 for the microstrip line-fed UWB antenna. This design offers the
measured bandwidth of 139.88% (2.86–16.17 GHz) and the simulated bandwidth of
125.68% (3.64–15.95 GHz), which is less than the bandwidth obtained in the case of
CPW-fed antenna. Figure 6.30 shows the gain and group delay variation with fre-
quency for this antenna. The gain varies from 1.92 to 4.90 dBi for the entire band of
operation. The change in group delay for the entire band of operation is less than 0.5
ns, which is quite acceptable for UWB technology.
6.3.2.3 Radiation Pattern of the Microstrip Line-Fed Antenna

Radiation pattern of this antenna is shown in Figure 6.31 at three sampling frequen-
cies 4.31, 6.5, and 10.5 GHz. The co-polarization plots of E- and H-planes are almost
similar as in the case of CPW-fed antenna. Cross-polarization patterns for H-plane
are distorted at higher frequencies due to higher mode generation. However, cross-
polarization patterns for E-plane are much lower than co-polarization patterns. Thus,
E- and H-plane radiation patterns show a stable and almost omnidirectional pattern.
FIGURE 6.27 Geometry of the antenna: (a) top view, (b) bottom view, and (c) side view.
FIGURE 6.28 Surface current distribution at (a) 4.31 GHz, (b) 7.85 GHz, and (c) 14.53 GHz.
FIGURE 6.29 Measured result of the microstrip line-fed antenna.

FIGURE 6.30 Variation of gain and group delay with frequency for the microstrip line-fed
antenna.
6.4 A HALF-CUT DESIGN OF A LOW-

PROFILE UWB PLANAR ANTENNA
The applications of small UWB antennas are in demand because of their omnidi-
rectional radiation patterns in the near-field region, low cost, and simple geometry.
These antenna designs are commonly used to cover the mobile and wireless spec-
trum. In this view, a small and compact planar UWB antenna is discussed using the
perfect magnetic wall (PMW) technique.
6.4.1 DEVELOPMENT OF ANTENNA AND ITS OPTIMIZATION

Initially, in the first stage, the unminiaturized antenna is designed by taking two
kite-shaped patches in coalesced form. The radiating patch and the defected ground
plane are optimized and are shown in Figure 6.32a. The overall dimensions of this
full design are taken as 25 × 18 ×1.6 mm3. A microstrip line of 50 Ω is used to feed
the antenna structure. In the second stage, the full antenna structure is vertically cut
into half and the corresponding design is depicted in Figure 6.32b and c. Thus, the
symmetrical full design, when cut into half, significantly reduces the size (≈50%) of
the antenna. It is also noted that in this design, the overall impedance bandwidth is
improved, fulfilling the UWB region to be used for USB dongle and other integrated
devices. The ground plane structure plays a very important role in optimizing the
antenna impedance and hence its bandwidth. The variation of return loss curve at
different values of Lg1 is plotted in Figure 6.33, and the figure shows that Lg1 affects
the impedance of the antenna significantly. From this figure, the maximum band-
width of 16.27 GHz (0.82–17.09 GHz) is found at Lg1=3.0 mm. It is also observed that
beyond Lg1=3.0mm, the antenna exhibits dual-/multiband operations. The effect of
FIGURE 6.31 Measured radiation patterns: E-plane (left side) and H-plane (right side) at
(a) 4.31 GHz, (b) 6.5 GHz, and (c) 10.5 GHz.
FIGURE 6.32 Development of the antenna: (a) full design, (b) half-cut design, and (c)
ground plane.
FIGURE 6.33 Effect of Lg1 on return loss.

Wg1 is also studied in Figure 6.34, and it is noted that Wg1 controls the antenna imped-
ance similar to Lg1. The optimum value of Wg1 for which the antenna shows UWB
characteristics is 2.0 mm. The optimized antenna dimensions are given in Table 6.7.
6.4.2 RETURN LOSS OF THE ANTENNA

The half-cut design is printed on a substrate (FR4, εr = 4.4) having the thickness
1.6 mm and tangent loss δ = 0.02. A microstrip line of width 0.9 mm is used for the
feeding of antenna. The prototype of the design is shown in Figure 6.35.
The return loss values for the full design and half-cut design structures are plotted
in Figure 6.36. From this figure, it is evident that the half-cut technique is very use-
ful to miniaturize the antenna size and impedance matching. The lower resonance
frequency of the half-cut design is shifted toward lower side as compared to the full
design. The simulated and measured bands for the half-cut design are 16.27 GHz
(0.82–17.09 GHz) and 16.12 GHz (1.02–17.14 GHz), respectively. In the case of full
FIGURE 6.34 Effect of Wg1 on return loss.
TABLE 6.7
Optimized Dimensions of the Half- Cut Design
Parameter Dimensions (mm) Parameter Dimensions (mm)
Lp1 10.95 Lp2 10.4
Lp3 16.42 Ls 7.58
Ws 0.9 q 2.92
d 4 Lg 5
Wg 2.5 Lg1 3
Wg1 2 Lg2 1.25
FIGURE 6.35 Fabricated antenna– full design: (a) top view and (b) bottom view, and half-
cut design: (c) top view and (d) bottom view.
FIGURE 6.36 Return loss comparison of the full and half-cut antenna designs.
design antenna, the simulated and measured frequency bands are 13.14 GHz (3.17–
16.31 GHz) and 14.2 GHz (2.8–17 GHz), respectively. The result shows the better
improvement in the frequency band (1.92 GHz) in the case of the half-cut design as
compared to the corresponding full design.
6.4.3 PMW TECHNIQUE AND CURRENT DISTRIBUTION ANALYSIS

According to cavity model, the region between the patch and the ground plane is
considered as a cavity and it is surrounded by the field which is called magnetic wall.
In this design, the magnetic field distribution exists only in the vertical direction. The
perfect magnetic wall (PMW) has no tangential magnetic field, but the magnetic field
normal to PMW exists. The surface current distribution clearly depicts that the left
part of the full design has similar current distribution to that on the half-cut design
(Figure 6.37a). With respect to the symmetric line of the full design, there is an even
mode excitation due to microstrip feeding. Thus, the vertical symmetric line (y–z
plane) acts as an open circuit (magnetic wall) and cutting of the right part of the full
design along this vertical symmetric line will not affect the current flow in the result-
ing design. This leads to almost 50% reduction in the antenna size. The comparison
of surface current flowing on the full and half-cut designs of the antenna is shown
in Figure 6.37 at 3.1, 6.86, and 10.6 GHz. The measured lower resonance frequency
of the antenna is shifted at (1.73 GHz) as compared to the full design (lower reso-
nance at 3.28 GHz). It can be explained by the surface current flowing on the patch.
In the half-cut design, the effective length of the patch for the lower resonance is
increased and its value becomes Ls+Lp3. It is also noted that the flow of current (in
Figure 6.37a) is along the vertical direction ( y-direction) at low frequency, which
makes the antenna a good radiator.
At higher frequencies, in the case of full design, the x-direction current is modi-
fied, while for the half-cut design, the x-direction current ends at the periphery of the
patch. Due to this current, the cross-polarization level of the antenna is enhanced at
higher frequencies.
6.4.4 ANTENNA GAIN AND GROUP DELAY

The variation of the simulated and measured gains of the antenna is plotted in
Figure 6.38. It is observed that the gain varies from 1.28 to 3.68 dBi (simulated) and
FIGURE 6.37 Current distribution comparison between full and half-cut design antennas at
(a) 3.1 GHz, (b) 6.86 GHz, and (c) 10.6 GHz.
FIGURE 6.38 Variation of gain with frequency.
FIGURE 6.39 Variation of group delay with frequency.
1.29 to 3.62 dBi (measured) over the entire operating band. The average simulated
and measured gains of the antenna are also calculated and found to be 2.92 and
3.12 dBi, respectively. The discrepancies between the simulated and measured gain
results are mostly due to fabrication tolerances as the size of the antenna is small.
The group delay variation for face-to-face and side-by-side configurations is
shown in Figure 6.39. From this figure, it is clear that the group delay fluctuation is
almost constant throughout the band, which is quite acceptable for UWB wireless
communications.
6.4.5 RADIATION CHARACTERISTICS

The co- and cross-polarization patterns of the antenna are plotted at frequencies 1.18,
3.1, 6.85, and 10.6 GHz (Figure 6.40).
The cross-polarization level for the y–z (E)-plane is very low as compared to the
co-polarization at 1.18 and 3.1 GHz frequencies, but at higher frequencies (6.85 and
10.6 GHz), the cross-polarization level increases. The x–z (H)-plane shows the omni-
directional radiation pattern for all the given frequencies. The cross-polarization
level of the H-plane also increases at higher frequencies. It is because of (i) higher
mode generation at higher frequencies, (ii) the effect of asymmetric structure of the
ground plane, and (iii) the x-component of the current on the patch that deteriorates
the radiation patterns of the antenna.
6.5 A MODIFIED MICROSTRIP LINE-FED

COMPACT UWB PRINTED ANTENNA
In this section, a printed antenna with a tapered microstrip line which is modified
into a spanner shape, for the feeding purpose, is described for UWB applications. The
novel design consists of a rectangular radiating patch with a corner slot, a defected
ground plane with a mirror image ‘P’-shaped slot, and a spanner-shaped feed line.
The overall dimensions of the antenna are 25 × 17 × 1.6 mm3. In order to achieve
an appropriate UWB antenna for the modern wireless technology, many antenna
parameters are calculated, such as return loss, VSWR, bandwidth dimension ratio
(BDR), far-field radiation patterns, group delay, and fidelity factor.
6.5.1 ANTENNA DESIGN

The antenna structure is illustrated in Figure 6.41. The antenna consists of a rect-
angular patch of dimensions Lp × Wp. A tapered microstrip line with annular sector
at the top is used, which modifies the feed line into a spanner shape. The modified
spanner-shaped microstrip line terminates with the rectangular patch whose lower
left edge is etched with a rectangular slot of dimensions Lp1 × Wp1. The distance of the
feed line toward the right side of the substrate is W3=4.0 mm (Figure 6.41a). In the
bottom of the design, the ground plane is embedded with a mirror-imaged ‘P’-shaped
slot. The dimension of the ‘P’-shaped slot consists of two different portions. The first
portion has a wide rectangular slot of dimensions a × b, and the second one has a
narrow rectangular slot of dimensions c × d (Figure 6.41b). The optimized values of
the antenna dimensions are listed in Table 6.8. The lower cut-off frequency of this
antenna can be formulated with some modifications in the following equation:
7.2
fL = ( in GHz ) (6.6)
( p R + Lm )
L +
where, Lm is the effective length of the microstrip line and can be calculated as
Lm = 1.9 mm + A (6.7)
FIGURE 6.40 Measured radiation patterns of the antenna: E-plane (y–z plane, left side) and
H-plane (x–z plane, right side) at (a) 1.18 GHz, (b) 3.1 GHz, (c) 6.85 GHz, and (d) 10.6 GHz.
FIGURE 6.41 Geometry of the antenna: (a) top view of the design of the antenna with a
modified microstrip feed line, (b) ground plane structure, and (c) side view.
TABLE 6.8
Physical Dimensions of the Antenna
Parameter Lp Wp Lp1 Wp1 L1 W1 D
Unit (mm) 10.4 14.5 2 2 7 2.4 8.41
Parameter L2 W2 R1 R2 r1 r2 p
Unit (mm) 3.9 1 3.5 3.9 3.2 4.3 0.51
Parameter A Lg Wg A b c D
Unit (mm) 6.54 9.1 17 3.6 3.2 4 0.4
where, A is the arc perimeter of the annular sector used at the top of the tapered
microstrip line and given by
θ ⎞
A = 2πr2 ⎛⎜
⎝ 360° ⎟⎠
(6.8)
in which, θ is calculated using the simple geometry.
⎡ 1 ⎛ 6.23 ⎞ 2 ⎤
θ = cos−1 ⎢1 − ⎜ ⎟ ⎥ (6.9)
⎢⎣ 2 ⎝ r2 ⎠ ⎥⎦
where, the chord length of the arc A is 6.54 mm. Thus, using the value of A in eq. (6.7),
we get Lm = 8.44 mm.
Now, the effective radius of the equivalent cylindrical monopole antenna is cal-
culated as
Wp
R= (6.10)
2π
In case of planar antenna printed on dielectric material, the effective dimensions

of the antenna are increased. Thus, the lower cut-off frequency is further reduced.
Therefore, the modified equation for f L is given as
7.2
fL = ( in GHz ) (6.11)
1.15 × ( L p + R + Lm )
where, Lp, R, and Lm are in cm. The calculated value of f L obtained from the equation
is ≈2.96 GHz.
The various stages of the antenna structure are depicted in Figure 6.42 along
with its corresponding return loss curves. In the first step, a conventional rectan-
gular radiating patch is taken as radiator and fed with spanner-shaped microstrip
line. This antenna-1 gives a triple-band notched UWB response (3.28–24 GHz). In
the second step, an arch-shaped slot is etched in the feed line and a stepped slot is
cut in the bottom left corner of the patch. This design (antenna-2) gives four operat-
ing bands in the UWB range of 3.32–24.32 GHz. By cutting a rectangular slot of
dimensions (a × b) from the ground plane, we get antenna-3, which is again reveal-
ing triple-band notched UWB characteristics within the range of 3.07–21.14 GHz.
Finally, when a narrow slot of dimensions (c × d) is removed from the ground plane,
antenna-4 is achieved. This spectrum gives an ultra-wide bandwidth varying from
3.04 to 22.1 GHz (151.63%).
6.5.2 PARAMETRIC STUDY OF THE DESIGNED ANTENNA

Since a novel design of feeding is utilized, a parametric analysis becomes impor-
tant to provide information to antenna designers about the different parameters and
dimensions of the antenna and how they affect the antenna results. Here, the effects
FIGURE 6.42 Antenna evolution and the corresponding return loss variation.
FIGURE 6.43 Variation of return loss against frequency for different values of r 2.
of r1, r 2, a, b, and c are analyzed using the CST simulation. The variation of return
loss curve for different values of r 2 is shown in Figure 6.43. It is noted that r 2 plays a
significant role in improving the antenna bandwidth. From this figure, it is noted that
the maximum bandwidth of 19.07 GHz (3.04–22.11GHz) is found for r 2 = 4.3mm.
However, the UWB range is discontinued at any value of r 2 except at r 2 = 4.3 mm.
The effect of r1 is also studied, but it merely improves the matching conditions, hence
not mentioned here. The effect of slot in the ground plane plays a very important role
in achieving the UWB characteristics. The variation of the return loss of the antenna
at different values of slot length (a) is calculated, and it is shown in Figure 6.44. It
is observed that the value of ‘a’ significantly affects the antenna matching and it is
FIGURE 6.44 Variation of return loss against frequency for different values of ‘a’.
FIGURE 6.45 Variation of return loss against frequency for different values of ‘b’.
highest at a = 3.6 mm. Also, the lower end of the UWB band is unaffected, but the
higher end of the band significantly changes with ‘a’. Again, the impedance matching
can be controlled by varying the value of ‘b’ (Figure 6.45) with a slight change in the
higher-end frequency band.
The effect of a narrow slot length ‘c’ is also studied, and it is found that ‘c’ plays a
very significant role in controlling the impedance of the antenna and the higher-end
frequency band (Figure 6.46). The variation of ‘d’ has the least contribution to the
return loss value. Therefore, it is not mentioned here. Thus, the best antenna result for
FIGURE 6.46 Variation of return loss against frequency for different values of ‘c’.
FIGURE 6.47 Input impedance plot of the antenna.
UWB response has been obtained by optimizing the dimensions of the ground plane,
feed line, and radiating patch. The corresponding values are presented in Table 6.8.
The real and imaginary curves of the antenna are simulated and shown in
Figure 6.47. From this graph, we can observe that the impedance of real part is
approximately oscillating in between 25 and 125 Ω and the imaginary part is closely
oscillating from 35 to −35 Ω. Therefore, it can be seen that the input impedance of
the antenna shows good matching with the coaxial cable feed within the entire oper-
ating frequency band.
6.5.3 ANTENNA FABRICATION AND RESULTS

The design is printed on a dielectric material (FR4) with a dielectric constant εr = 4.4,
loss tangent 0.02, and thickness 1.6mm. The fabricated antenna is measured using
Agilent N5230A vector network analyzer.
6.5.3.1 VSWR Measurement

The comparison between the measured and simulated VSWR is shown in Figure 6.48,
which are in good agreement. The measured and simulated bandwidths are 153.22%
(2.94–22.20 GHz) and 153.28% (2.97–22.46 GHz), respectively, for VSWR ≤ 2.
The impedance bandwidth (fractional bandwidth) tells only the difference in the
bandwidth of various antennas, but it does not give any input regarding the size of
those antennas. Therefore, BDR of the UWB antenna is presented because it gives
more information as compared to the conventional impedance bandwidth. The BDR
for the antenna is calculated as
Antenna impedance bandwidth (%)

BDR = (6.12)
( Lλ × Wλ )
where, Lλ and Wλ are electrical length and width, respectively. Thus, BDR is the band-
width of the antenna per unit electrical area of the antenna, provided that antenna is
planar. BDR calculation is useful because it not only gives the comparison of band-
width with other designs, but also tells that which antenna designs bear a larger size.
6.5.3.2 Realized Gain and Radiation Efficiency

The simulated realized gain (which includes the impedance mismatch), directiv-
ity, and radiation efficiency of the designed antenna are plotted and are shown in
Figure 6.49. From the figure, it is observed that the gain varies from −1.38 to 5.18 dB,
FIGURE 6.48 Measured and simulated VSWR of the antenna.

FIGURE 6.49 The realized gain, directivity, and radiation efficiency of the antenna.
while the directivity changes from 1.52 to 6.35 dBi for the entire band of operation.
The radiation efficiency is found to be more than 70% throughout the operating band.
6.5.3.3 Radiation Characteristics

Far-field radiation patterns of the designed antenna are calculated at four different
frequencies, i.e., 3.1, 6.85, 10.6, and 18 GHz, respectively (Figure 6.50a–d). The
co-polarization patterns for x–z (H-plane) and y–z (E-plane) planes are omnidirec-
tional and of dumbbell shape, respectively, at 3.1 and 6.85 GHz. However, the cross-
polarization component increases at higher frequency, particularly beyond 10.6 GHz.
It is due to the fact that the additional modes are generated at higher frequencies.
6.5.3.4 Time-Domain Analysis

The time-domain analysis is performed by placing two identical antennas in two dif-
ferent orientations, i.e., face to face and side by side. The first antenna is transmitting
FIGURE 6.50 Radiation patterns for H-plane (x–z plane, left side) and E-plane (y–z plane,
right side) at (a) 3.1 GHz, (b) 6.85 GHz, (c) 10.6 GHz, and (d) 18 GHz.
the signal, and the other one receives the signal in the far-field region. One of the
important features that define the suitability of the UWB antenna is its fidelity factor
(F), and it is calculated as
⎡ ∞ ⎤
⎢
F = max ⎢
∫ −∞
si ( t ) sr ( t + τ ) dt
⎥
⎥ (6.13)
⎢ ∞ ∞ ⎥
⎢
⎣ ∫ −∞
si ( t ) dt
2
−∞∫sr ( t ) dt ⎥
2
⎦
here, si ( t ) and sr ( t ) are the input and received signals, respectively. The input and
received signals of the face-to-face and side-by-side orientations are shown in
Figure 6.51. From this figure, fidelity factors of face-to-face and side-by-side orienta-
tions of the antennas are calculated and they are found to be 87.32% in face-to-face
configuration and 84.72% in side-by-side configuration.
The variation of τ against frequency is shown in Figure 6.52 for face-to-face and
side-by-side orientations. From this figure, it is clear that the group delay fluctuation
FIGURE 6.51 Input and received signals for face-to-face and side-by-side configurations.
FIGURE 6.52 The group delay variation for the two configurations of the antenna.
FIGURE 6.53 Variation of transmission coefficient versus frequency.
is less than ±2.0 ns over the entire operating band, which is quite good for UWB
technology.
The variation of isolation (S21) with frequency is illustrated in Figure 6.53. From
this curve, it is noted that the variation of S21 value is less than −20 dB for face-
to-face/side-by-side configuration.
The variation of phase S21 with frequency for the two configurations is shown in
Figure 6.54. It is observed that the phase S21 shows a linear and almost constant varia-
tion and less distortion with received signals for both the configurations.
FIGURE 6.54 Variation of phase (S21) with frequency.
6.6 CONCLUSIONS
In this chapter, compact and printed antennas were designed, fabricated, and mea-
sured for UWB communication systems. In the first design, a parametric study of the
patch and ground plane showed that the impedance bandwidth and various resonance
frequencies could be tuned by optimizing the values of L2, L3, L5, and N. The maxi-
mum bandwidth of 107.35% (2.27–7.53 GHz) was obtained by optimizing the dimen-
sions of the antenna patch and ground plane. Various resonance frequencies were
formulated theoretically, which agreed well with the simulated resonance frequen-
cies. H-plane patterns calculated at different frequencies were stable and omnidirec-
tional, while E-plane patterns showed bidirectional radiation. In the second design,
two different feeding methods were used, which were small in size, compact, and
simple in geometry. The antenna with CPW line showed a bandwidth over 147.13%
(2.51–16.48 GHz), while a microstrip line-fed antenna produced a bandwidth of
139.88% (2.86–16.17 GHz). The UWB characteristics were achieved by modifying
the radiating patch and using the slots at suitable position in the ground plane. Both
the antennas exhibited stable omnidirectional radiation patterns with acceptable gain
in the whole operational band. The group delay variation for both the antennas was
quite low (>0.5 ns), which makes these antennas very promising candidates for UWB
communication systems and applications. A novel small-size printed monopole half-
cut antenna was described in the third design. The perfect magnetic wall technique
was implemented to miniaturize the antenna structure upto 50% as compared to
the corresponding full design. This antenna revealed the improved bandwidth of
(16.12 GHz) as compared to full design (14.2 GHz). The radiation characteristics,
gain, and group delay results permit the feasibility of the antenna to cover the various
wireless spectra. In the fourth design, a novel feeding method was demonstrated and
successfully implemented to achieve a compact planar antenna that can operate in
UWB region and even beyond that. The mirror-imaged ‘P’-shaped slot in the ground
plane plays the key role in obtaining UWB response. The presented design achieved
a bandwidth of 153.22% (2.94–22.2 GHz) for VSWR ≤ 2. The far-field radiation pat-
terns, antenna realized gain, directivity, and radiation efficiency were also calculated
and found quite acceptable for the entire UWB range. The time-domain analysis
was performed to calculate the group delay, signal quality, and fidelity factors for
face-to-face and side-by-side orientations. The various antenna designs described
in this chapter cover many of the wireless communication spectrums such as GPS
(1.575 GHz), DCS (1.710–1.880 GHz), PCS (1.850–1.990 GHz), UMTS (1.920–
2.170 GHz), LTE 2300/LTE 2500 (2.3–2.4 GHz/2.5–2.69 GHz), Bluetooth (2.4 GHz),
Wi-Fi (2.4–2.485 GHz), WLAN (2.4–2.48, 5.15–5.35, and 5.72–5.85 GHz), WiMAX
(2.5–2.69, 3.40–3.69, and 5.25–5.85 GHz), ISM (5.725–5.875 GHz), mobile satellite
applications (7.250–7.375 GHz), mobile applications (8.025–8.200 GHz), broadcast-
ing satellites (12.4–12.5 GHz), defense systems (14.62–15.23 GHz), and passive sen-
sor satellites (21.2–21.4 GHz).
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7 Circularly Polarized
Printed Antennas
Dr. Ganga Prasad Pandey
Pandit Deendayal Petroleum University, Gujarat
Dr. Dinesh Kumar Singh

G L Bajaj Institute of Technology and
Management, Greater Noida
CONTENTS
7.1 Introduction .................................................................................................. 213
7.2 Circularly Polarized Stacked Antennas ........................................................ 214
7.2.1 A Triple-CP Band Reconfigurable Stacked Antenna ....................... 214
7.2.2 Quad-Band CP Stacked Antennas .................................................... 215
7.2.3 Triple-Band Reconfigurable Antenna Design .................................. 216
7.2.4 Quad-Band Antenna Design ............................................................. 217
7.3 Properties of Circularly Polarized Antennas ................................................ 220
7.3.1 Single-Band Circularly Polarized Antennas..................................... 220
7.3.2 Reconfigurable Circularly Polarized Microstrip Antennas .............. 221
7.3.3 Impedance Bandwidth Improvement of Triple-Band
CP Antennas .....................................................................................224
7.3.4 Parametric Study of Quad-Band CP Antennas ................................ 226
7.3.5 Simulated and Measured Results...................................................... 232
7.3.6 Operating Mechanism ...................................................................... 235
7.4 Conclusion .................................................................................................... 237
References .............................................................................................................. 238
7.1 INTRODUCTION
Polarization of an antenna refers to the orientation of electric field distribution in
space with respect to time. For optimum reception, the orientations of transmitter
and receiver must match. In certain frequency bands and in certain applications, the
transmitted wave keeps on rotating with time due to which fixing the receiver ori-
entation is a cumbersome job. This phenomenon is known as the Faraday Rotation.
Circularly polarized (CP) antennas are antennas with the same reception or transmis-
sion capability in all orientations. The reflected RF signals from the ground or other
objects will reverse the sense of polarization; that is, right-hand circular polarization
(RHCP) reflections show left-hand circular polarization (LHCP). A RHCP antenna
213
will reject a reflected signal which is LHCP, thus reducing the multipath interfer-
ences from the reflected signals.
The second advantage is that a CP antenna is able to reduce the ‘Faraday rotation’
effect caused by the ionosphere. The Faraday rotation effect causes a significant signal
loss (about 3 dB or more) if linearly polarized signals pass through the ionosphere.
7.2 CIRCULARLY POLARIZED STACKED ANTENNAS

The chapter includes two designs of circularly polarized antennas. The first is recon-
figurable antenna with three CP bands. PIN diodes are used to make the antenna
reconfigurable. The second design is a stacked antenna with two patch layers and a
suspended substrate providing four CP bands.
7.2.1 A TRIPLE-CP BAND RECONFIGURABLE STACKED ANTENNA

Microstrip antennas are frequently used in many wireless communication systems
because of their attractive features such as planar profile, low cost, lightweight, and
easy fabrication [1]. However, the types of applications of microstrip antennas are
restricted by their narrow bandwidth. Accordingly, increasing the bandwidth of
microstrip antennas has been a primary goal of research in the field. In fact, many
broadband microstrip antenna configurations have been reported in last few decades,
such as increasing the substrate thickness and decreasing its dielectric constant [2],
and using appropriate feeding techniques and impedance matching method [3]. One
of the popular methods to improve the bandwidth of a microstrip antenna is to cre-
ate various resonant structures into one antenna by cutting slots of different shapes,
such as U-shaped slot [4] and V-shape slot [5], and by adding more patches [6]. These
broadband methods cause some resonance frequencies to appear near the main patch
and lead to the bandwidth broadening of the antenna. A capacitive-coupled probe-fed
microstrip antenna with wideband characteristics was reported in [7].
In the current wireless communication systems, circular polarization is used as
one of the most common polarization types, as it is independent of transmitter and
receiver orientations [8]. The circularly polarized microstrip antennas which need two
orthogonal field components with a 90° phase difference were developed with the
commonly used techniques with single- and dual-feed arrangements [1]. The dual-
feed approach requires the use of a 90° hybrid coupler or power splitter to provide the
necessary phase shift. However, this dual-feed method has a more complex geometry,
larger size, and higher loss [1]. Thus, the preference is given to single-feed circularly
polarized microstrip antennas. A single-feed circularly polarized operation of a square
patch by truncating a pair of patch corners is widely used in the single patch [9]. Kin-
Lu Wong and Jian-Yi Wu [10] presented a design that involves cutting slits in the
square patch to achieve circular polarization. The circular polarization of the square
microstrip antenna with four slits and a pair of truncated corners was presented in [11].
The circular polarization can also be achieved with a circular microstrip antenna by
adding a tuning stub [12]. It was shown in [13] that circular polarization can be gener-
ated by embedding a cross-shaped slot at the centre of a circular patch. In [14], a dual-
band circularly polarized aperture-coupled stacked microstrip antenna was presented,
Circularly Polarized Printed Antennas 215
but the design of the aperture-coupled stacked microstrip antenna was complicated
because of its multilayer structure and feeding network. The circular polarization
in two distinct bands was realized by using two perpendicular ports and two power
dividers to provide 90° phase shift for each band [15]. However, this structure can-
not operate in both frequency bands simultaneously. The antenna presented in [16]
operated at dual frequencies with circular polarization characteristics. The dual-band
circular polarization radiation was achieved by inserting slits and T-shaped elements
at the patch. In [17], a single-feed slotted patch structure was presented for generat-
ing circular polarization in two frequency bands. This antenna has a problem that
the axial ratio bandwidth is very narrow in both the frequency bands. A microstrip
patch antenna with switchable polarization was presented in [18] with a single feed.
PIN diodes are used to obtain the polarization diversity characteristics of the antenna.
Many studies have been reported in the literature that describes different methods for
achieving triple-band circular polarization operations [19–22]. The stacked microstrip
patch antenna was used to achieve triple-band circular polarization radiation [19,20].
However, dual orthogonal feed makes the antenna complex. In [21], a three-layer
single-feed stacked microstrip antenna was designed to achieve triple-band circular
polarization operation. A triple-band stacked design was introduced in [22], but all
these designs have a narrow axial ratio bandwidth in the three frequency bands.
This chapter includes a wideband capacitive-fed microstrip antenna with recon-
figurable circular polarization. The design of antenna is carried out in three stages. In
the first stage, small isosceles right triangular sections are removed from diagonally
opposite corners for the generation of circular polarization. In the second stage, a
truncated patch was loaded with horizontal slits of unequal lengths to create dual-CP
bands and PIN diodes are inserted across both the slits to generate three circularly
polarized bands. CP in three distinct bands is achieved by switching PIN diodes ON
and OFF on the gap of horizontal slits. Finally, a wideband antenna with triple-band
CP operation is designed. This employs an inclined slot embedded on the patch with
PIN diodes across the horizontal slits to achieve the broadband performance. The
impedance bandwidth of the proposed antenna is 66.61% (ON state) ranging from
4.42 to 8.80 GHz and 66.02% (OFF state) in the frequency range from 4.528 GHz to
8.986 GHz with axial ratio bandwidth of 3.81%, 3.02%, and 5.49%. The bandwidth of
the presented antenna is increased from 51% to 66.61% (ON state) and 66.02% (OFF
state) as compared to the capacitive-coupled probe-fed microstrip antenna [7] and
also generates three distinct CP bands.
7.2.2 quad-Band cP sTacked anTennas

In the last decade, there has been a rapid growth in the field of telecommunica-
tion technologies in the C-band frequencies (4–8 GHz). The C-band contains the
frequency ranges that are used for many satellite transmissions and Wi-Fi devices
(5 GHz WLAN). Nearly, all the C-band communication satellites use the band of
frequencies from 5.925 to 6.425 GHz for their uplinks. The C-band of frequencies
from 5.15 to 5.35 GHz (HIPERLAN/1) and from 5.47 to 5.725 GHz (HIPERLAN/2)
is used for IEEE 802.11a and Wi-Fi. There is limited bandwidth available in the
2.025–2.290 GHz frequency band for earth exploration-satellite services (EESS),
and tracking, telemetry, and control (TT &C) due to the fact that hundreds of sat-
ellites use these bands. A new EESS (earth-to-space) allocation in the frequency
range from 7 to 8 GHz is planned in near future that would allow its use for uplinks
and downlinks on the same transponder, increasing efficiency and reducing satellite
complexity. The integration of multiple antennas to cover the C-band frequencies can
cause mutual coupling that degrades the overall system performance. Therefore, the
design of single multiband circularly polarized antennas to meet the requirements
of modern wireless communication that can cover C-band simultaneously can ame-
liorate this problem. The multiband circularly polarized microstrip antennas are a
popular choice among the present microstrip antennas as they have the advantages of
better mobility, less transceiver loss caused by polarization mismatch, better weather
penetration, and orientation-independent receiver system as compared to linearly
polarized microstrip antennas. Several designs of stacked microstrip antennas to
achieve dual CP operation have recently been reported [14,15,23–29] using dual-
feed branch line coupler, multilayer structure, T-shape slits, and dual-feed aperture-
coupled stacked patch. However, two CP bands are merged together by optimizing
the feed location and substrate thickness between the stacked patches to obtain wide-
band CP microstrip antennas [30]. In [31], a four-element trap-loaded inverted-L
antenna array was designed for triple-band CP operation. The inverted-L antenna
array makes its structure complex. Doust et al. [20] used an aperture-coupled two-
patch stacked antenna to achieve triple-band CP operation, but two feed lines having
180° phase difference were used to drive the antenna. In [22], the triple-band CP
radiation was achieved by inserting two pairs of narrow slots parallel to the edges of
the top patch and cutting slits in the bottom patch. Three stacked patches with a slit
and I-slot were used by Falade et al. [21] to achieve triple-band circular polarization.
A single-feed quad-band CP stacked patch antenna was presented in [32]; the four
stacked patches were used to achieve the quad-band CP. It was observed in the lit-
erature review [20–22,31,32] that multiband CP is achieved by stacked structure and
each layer is responsible for generating one CP band. The novel idea employed in our
design is that only two stacked patches are used to achieve quad-band CP operation,
and to the best of the authors’ knowledge, there is no publication having quad-band
circular polarization with two patches.
In this chapter, along with the triple-band CP antenna, a lightweight quad-band
circularly polarized capacitive-coupled stacked patch antenna with wideband char-
acteristics for C-band applications is also explained, as given in [33]. The presented
antenna shows broadband behaviour with impedance bandwidth of 55.6% in the fre-
quency band of 4.97–8.49 GHz. The 3-dB axial ratio bandwidths in the four distinct
bands are 0.98%, 4.275%, 0.8869%, and 1.35%. The antenna finds applications in
the areas mentioned above. In the receiver, the band-pass filters remove the signals
outside of the four CP bands.
7.2.3 TRIPLE-BAND RECONFIGURABLE ANTENNA DESIGN

The geometry of a reconfigurable circularly polarized capacitive-coupled probe-fed
truncated corner microstrip antenna is shown in Figure 7.1a. A pair of opposite cor-
ners is truncated with equal side length of ∆L to excite two orthogonal modes with
90° phase shift that makes the antenna circularly polarized. A pair of horizontal slits
of lengths L1, L2 and equal width w1 with PIN diodes is embedded on the truncated
patch to achieve three circularly polarized bands, as shown in Figure 7.1b. The ON
condition of the PIN diodes is implemented with a through line of length 1 mm and
width 0.5 mm in simulation as well as fabrication. The inclusion of a copper strip
indicates the PIN diodes in ON state, while its absence indicates the OFF state of the
diodes. Figure 7.1c shows the wideband antenna with triple-band circular polariza-
tion. The slot is inclined at 135° with dimensions of 8 × 1 mm.
The radiating patch and feed strip are placed on an RO3003 substrate with thick-
ness h = 1.56 mm, dielectric constant εr = 3.0, and loss tangent = 0.0013, which rose
in the air by g (6 mm). The SMA connector is used to connect the feed strip that
capacitively couples the energy to the radiating patch. The separation between
the radiating patch and feed strip is d, the feed strip length is t, and the width is s.
The structure of the antenna is based on suspended capacitive-fed microstrip strip
antenna. The total height of the antenna (g + h) and effective dielectric constant are
the key design parameters for the patch. The dimension of the radiating patch is cal-
culated from standard design expression after making necessary corrections in the
key design parameters discussed above for the suspended dielectric [1,33–35]. The
impedance bandwidth may be maximized by using the design expression [7] given as
g ≅ 0.16λ0 − h ε r (7.1)
where g is the air gap, and εr and h are the dielectric constant and the thickness of
the substrate, respectively. Eq. (7.1) is used to predict the initial value, while the final
value would be within ±10% [7] and may be obtained with simulation tools. The feed
strip can be considered as a rectangular microstrip capacitor as strip dimensions are
much smaller as compared to the wavelength of operation and can be represented by
terminal capacitances. The dimensions (t and s) of the terminal capacitances control
the reactive part of the input impedance of the antenna [7]. The optimum dimensions
of the antenna are obtained via iterative processes that give broad impedance band-
width and circularly polarized bands and are listed in Table 7.1.
The proposed antenna was fabricated in Microwave Research Laboratory of
Ambedkar Institute of Advanced Communication Technology and Research
(AIACTR), Delhi, INDIA. The vector network analyser (VNA) of series Agilent
N5230 was used for the measurement, and Figure 7.1f shows the VSWR measure-
ment set-up of the proposed antenna. The substrate of dimensions 5 × 5 cm 2 was
taken for fabrication, and a white paper board is used as a support to provide an
air gap.
7.2.4 quad-Band anTenna design

The detailed geometry of the presented antenna is shown in Figure 7.2. The structure
of the antenna is basically a suspended coplanar capacitive-fed microstrip antenna.
The radiating patch and feed strip are printed on an RO3003 substrate with a thick-
ness h, which is suspended in air at a height of g = 6 mm above the ground plane.
In the capacitive coupling method, a small feed strip is placed near the radiating
FIGURE 7.1 Geometry of a capacitive-coupled probe-fed microstrip antenna: (a) with trun-

cated corner, (b) with PIN diodes and horizontal slits on truncated patch, (c) with PIN diodes,
horizontal slits, and inclined slot on truncated patch, (d) the fabricated structure of the pro-
posed antenna with PIN diodes ON, (e) the fabricated structure of the proposed antenna with
PIN diodes OFF, (f) measurement set-up in Microwave Research Laboratory of AIACTR.
TABLE 7.1
Dimensions of Antenna Design
Parameter L W s t D εr g
Value (mm) 15.5 16.4 3.7 1.2 0.5 3.0 6
Parameter H ΔL L1 L2 L3 w1 w2
Value (mm) 1.56 7 6.75 3.70 8.0 1.0 1.0
FIGURE 7.2 Geometry of the proposed stacked patch: (a) upper patch, (b) side view, and
(c) lower patch.
patch. The feed strip is connected through SMA connector to capacitively couple the
energy to the radiating patch. The capacitive coupling has the advantage that it can
be treated as a rectangular microstrip capacitor which compensates for the reactance
produced by the inductive probe. It also has the advantage that both the radiating
patch and feed strip can be etched on the same substrate. The air gap enhances the
impedance bandwidth without increasing the size and complexity of the antenna
[35]. The air gap (g) and the separation between the feed strip and the radiating patch
(d) are the key parameters for impedance matching.
The design goal is to develop an antenna having multiband CP operation. In order
to achieve the goal, the design may begin with truncating a pair of opposite corners
having a side length of ΔL [33] causing circular polarization. Two horizontal slits of
unequal lengths (L1 and L2) are inserted at the opposite edges of the truncated patch.
By properly optimizing the size of slits, the antenna generates dual-band CP. Further,
the design employs stacking of another parasitic patch on the lower surface of the
substrate, having the dimensions of L × W with the centre of the patches aligned.
The opposite corners of the bottom patch are also truncated having the dimensions
of ΔL × ΔL, and a slit of length L3 is introduced at the left upper edge. By stacking
of the bottom patch, the antenna shows dual-band behaviour and generates triple CP
bands. These two impedance bands are merged together to obtain the wide imped-
ance bandwidth by optimizing the feed position at d = 2.13 mm. Now, a slot of length
L 4 is embedded in the centre of the bottom patch along the diagonal axis of the patch.
As a result, there is again enhancement in the impedance bandwidth and quad-band
CP operation is obtained. The optimized dimensions of the antenna parameters at
design frequency are listed in Table 7.2.
7.3 PROPERTIES OF CIRCULARLY POLARIZED ANTENNAS

For the antenna design and simulation, IE3D simulation software is used which
is based on MoM. The experimental verification is carried out to authenticate the
antenna results.
7.3.1 SINGLE-BAND CIRCULARLY POLARIZED ANTENNAS

The antennas fabricated are shown in Figure 7.1d and e in ON and OFF states of the
PIN diodes, respectively. Figure 7.3 shows the simulated VSWR of the truncated
corner capacitive-coupled rectangular microstrip antenna. The truncated corner
TABLE 7.2
Dimension of Antenna Design
Parameter (mm) Parameter (mm) Parameter (mm) Parameter (mm)
L 15.5 s 3.7 D 2.13 g 6
W 16.4 t 1.2 εr 3.0 w 1
H 1.56 L1 6.75 L3 5.0 w1 1.6
ΔL 7 L2 3.70 L4 10
FIGURE 7.3 Variation of simulated VSWR with frequency for truncated corner antenna.
capacitive-coupled rectangular microstrip antenna achieves an impedance band-

width of 50% (VSWR < 2).
The polarization of antenna can be changed from linear to circular by truncation.
The CP band is obtained with the truncation of 7 × 7 mm at two opposite corners of
the patch. Figure 7.4 shows the 3-dB axial ratio bandwidth of 11.1% corresponding to
the frequency range from 5.69 to 6.36 GHz is obtained. Figure 7.5 shows the simu-
lated gain variation against frequency. Due to truncation, the length of the electrical
patch decreases, which is responsible for gain reduction with respect to reference
antenna given in [7].
7.3.2 RECONFIGURABLE CIRCULARLY POLARIZED MICROSTRIP ANTENNAS

PIN diodes are used as a switch in several microstrip antennas. GaAs PIN diodes with
a forward voltage of 0.73 V and forward current of 12 mA are used for switching the
antenna. An antenna with three CP bands is developed, and the structure is shown in
Figure 7.1b. It is achieved by embedding slits with unequal length at the boundary of
the truncated rectangular radiating patch and making the PIN diodes ON and OFF.
Figure 7.6 shows the simulated VSWR of the PIN diode-loaded antenna in OFF and
ON conditions of the diode. When the diode is OFF, the antenna exhibits dual-band
behaviour and the impedance bandwidth is in the frequency range from 4.48 to 6.77
GHz and from 7.46 to 8.28 GHz. The corresponding impedance bandwidth with
OFF state of PIN diodes is 40.71% and 10.41%. When the diode is ON, the operating
frequency is in the frequency range of 4.44–7.30 GHz and 8.06–8.77 GHz. The cor-
responding impedance bandwidth with ON state of PIN diodes is 48.72% and 8.43%.
The variation of axial ratio with frequency is shown in Figure 7.7, and it is
observed that for three frequency intervals, the axial ratio is below 3 dB, which
indicates that the antenna can generate CP in three distinct bands. When the PIN
diodes are OFF, they act as a simple notch in the antenna and split the single-
band CP into double-ba nd CP – one above and one below the original CP band.
The two CP bands were obtained in the frequency range of 5–5.22 GHz and
6.49–6.71 GHz. The 3- dB AR bandwidth is 4.3% and 3.33%. It is seen that the
FIGURE 7.4 Variation of axial ratio with frequency for truncated corner antenna.
FIGURE 7.5 Variation of gain with frequency for truncated corner antenna.
FIGURE 7.6 Variation of VSWR with frequency for PIN diode- and horizontal slit-
embedded truncated patch.
centre frequency of CP operation is changed to 5.11 and 6.6 GHz from 6.025 GHz
as in the antenna with truncated corners. The ON state of PIN diodes acts as an
ohmic resistance and makes the gap connected and electric currents flow through
the path. This effect of changed electric length of the surface current changes
the resonant frequency of the two near- degenerate orthogonal modes, and the
antenna gives CP at different frequencies. Figure 7.7 shows the axial ratio of a
PIN diode-loaded antenna with horizontal slits also in the ON state of the diode.
The 3-d B axial ratio bandwidth is 7.31% in the frequency range 5.40–5.81 GHz.
It is seen from the figure that the antenna provides three CP bands by tuning the
PIN diodes.
Figure 7.8 shows the simulated gain of the antenna under both conditions of the
diode. It is seen that gain drops in some frequency interval. The reduction in gain
occurs in the frequency range where the radiation is not in phase and the phase dif-
ference decides the gain. The reduced gain in the last CP band indicates higher-order
orthogonal modes combining to produce CP.
FIGURE 7.7 Axial ratio of PIN diode-loaded truncated corner antenna with horizontal slits.
FIGURE 7.8 Gain of PIN diode-loaded truncated corner antenna with horizontal slits.
7.3.3 IMPEDANCE BANDWIDTH IMPROVEMENT OF TRIPLE-BAND CP ANTENNAS

To increase the operational impedance bandwidth, an inclined slot was introduced,
as shown in Figure 7.1c. The PIN diodes are intact at the gap between the two edges
of the horizontal slits. When an inclined slot is cut inside the patch, there is a further
increase in the length of the surface current path along the patch. The inclined slot
and PIN diodes create two different resonances for the patch. The closeness among
the resonances makes the broadband characteristics in the antenna. The broader
bandwidth of the proposed antenna is due to the better control of current distribution
towards the higher frequencies of the bandwidth that is achieved due to the inclined
slot. Figure 7.9 shows the simulated and measured VSWR of the proposed antenna,
and the simulated result shows a bandwidth of 66.61% ranging from 4.42 to 8.80 GHz
with the ON state of PIN diodes, while Figure 7.10 shows the simulated and mea-
sured VSWR variations for the OFF state of the diode from 4.528 to 8.986 GHz, i.e.
impedance bandwidth is 66.02%. In both the states of the diode, the proposed struc-
ture provides a better impedance bandwidth than a previous study [7]. The measured
FIGURE 7.9 Measured and simulated VSWR for the proposed antenna with PIN diodes ON.
FIGURE 7.10 Measured and simulated VSWR for the proposed antenna with PIN diodes
OFF.
result shown for comparison is in good agreement with the simulated result. The
mismatch between the measured and simulated results existed, which may be mainly
caused by fabrication imperfection.
Figure 7.11 shows the measured and simulated axial ratios of the proposed PIN
diode-loaded antenna in the two states of the diode. It is clear from the figure that
the antenna provides three circularly polarized bands by tuning the PIN diodes. The
antenna exhibits CP in two bands with the frequency range from 4.88 to 5.07 GHz
and from 6.51 to 6.71 GHz, when PIN diodes are OFF, i.e. the axial ratio bandwidth
is 3.81% and 3.02%, respectively. With the ON state of the diodes, the antenna has
another CP band from 5.31 to 5.61 GHz with the axial ratio bandwidth of 5.49%.
The 3-dB axial ratio frequency range for all the three CP bands falls within the
impedance bandwidth. Figure 7.12 depicts the measured and simulated gains with
FIGURE 7.11 Measured and simulated axial ratios for the proposed antenna with PIN
diodes ON and OFF.
FIGURE 7.12 Measured and simulated gains for the proposed antenna.

frequency for an inclined slot-loaded microstrip antenna with PIN diodes ON and
OFF. It is clear from the graph that the gain is almost constant over the CP bands.
For the reception of the signal, it is important to find the direction of field rotation
in terms of LHCP wave and RHCP wave. The simulated and measured LHCP and
RHCP far-field distributions in the E-plane at the centre frequencies of individual
CP bands 4.98, 5.46, and 6.60 GHz are shown in Figure 7.13a–c, respectively. From
these figures, it is clear that the antenna is LHCP with a considerable axial ratio
beam width. A good amount of cross-polarization attenuation is obtained at all cen-
tre frequencies.
Figure 7.14a and b shows the current distribution on the radiating patch for differ-
ent time frames: t = 0(0°), t = T/4(90°), t = 2T/4(180°), and t = 3T/4(270°) at the centre
frequencies of CP bands with PIN diodes OFF, while Figure 7.15 shows the same
at the centre frequencies of CP band with PIN diodes ON. The surface current dis-
tribution on the radiating patch at the time frames clearly indicates the circularly
polarized field radiation. The field rotates in the clockwise direction, which results in
exciting a LHCP radiation.
7.3.4 ParameTric sTudy oF quad-Band cP anTennas

The effects of dimensions of the slits, slot, and corner truncation on the reflection
coefficient and axial ratio of the proposed antenna are investigated. In the investiga-
tion, one parameter is varied at a time, while others are kept constant. The effects
of these geometrical parameters mentioned above on the reflection coefficient are
very small and are not considered. Figure 7.16 shows the axial ratio for the change
in the length of slit L1. It can be noticed that with decreasing slit length L1, CP band
AR5 disappears and only three CP bands are obtained. Four CP bands are obtained
with an increase in the slit length L1. The effect of change in slit length L2 is shown
in Figure 7.17. With the decrease and increase in the slit length L2, three and two CP
bands are obtained, respectively. A significant effect is observed on CP bands AR5
and AR4 which disappeared with the increase in the slit length, and CP band AR5
disappears when the slit length decreased.
Figure 7.18 shows the axial ratio for the change in the length of slit L3. It can be
seen that as the L3 decreases, CP bands AR2 and AR4 disappear and only two CP
bands are obtained, while three CP bands are obtained with increasing L3. Figure 7.19
illustrates that with decreasing slot length L 4, CP bands AR2 and AR5 disappear,
while four CP bands are obtained with increasing slot length L 4. Figure 7.20 shows
the axial ratio for the change in the length of corner truncation. It can be clearly seen
that CP bands strongly depend on the truncation length ∆L. Only two CP bands are
obtained with increasing and decreasing truncation length ∆L. The CP bands AR5
and AR4 disappear with decreasing truncation length, while CP bands AR2 and AR4
disappear with increasing truncation length. The effects on the centre frequencies
(CF) and the axial ratio bandwidth (ARBW) of the different CP bands of the antenna
with variation in the length of slits, slot, and corner truncation are summarized in
Table 7.3. With decreasing slit length L1, the CF of the CP bands AR2, AR3, and AR4
shifted slightly upwards, while the ARBW of CP bands AR2 and AR4 decreased
and the ARBW of CP band AR3 increased. With an increase in the slit length L1,
FIGURE 7.13 Simulated and measured LHCP and RHCP patterns at (a) 4.98GHz, (b) 5.46
GHz, and (c) 6.60 GHz.
FIGURE 7.14 Surface current distribution for the proposed antenna with PIN diodes OFF at
(a) 4.98 GHz and (b) 6.60 GHz.
FIGURE 7.15 Surface current distribution for the proposed antenna with PIN diodes ON at
5.46 GHz.
FIGURE 7.16 Variation of axial ratio for different values of slit’s length L1 in the upper
patch.
FIGURE 7.17 Variation of axial ratio for different values of slit’s length L2 in the upper
patch.
FIGURE 7.18 Variation of axial ratio for different values of slit’s length L3 in the lower
patch.
FIGURE 7.19 Variation of axial ratio for different values of slot’s length L 4 in the lower
patch.
FIGURE 7.20 Variation of axial ratio for different values of corner truncation’s length ∆L.
the CF of all CP bands shifted downwards. The ARBW of CP bands AR2, AR4,
and AR5 increased, while the ARBW of CP band AR3 decreased. With increasing
and decreasing slit length L2, a small effect is observed on the CF and ARBW of CP
bands. The CF of the CP bands AR3 and AR5 shifted upwards with a small increase
in the ARBW by decreasing the slit length L3, while the CF of CP bands AR2, AR3,
and AR4 shifted slightly downwards with a small change in the ARBW by increasing
the slit length L3. A small change is observed on the CF and ARBW of the CP bands
with the increase and decrease in the slot length L 4. From the table, it is also observed
that the CF of CP bands AR2 and AR3 shifted downwards, while the ARBW of CP
bands AR2 and AR3 decreased and increased, respectively, upon decreasing the
corner truncation length ∆L. The CF of CP bands shifted upwards with increased
ARBW upon increasing the corner truncation length ∆L.
By parametric studies mentioned above, the design procedure for a quad-band
CP antenna is obtained and it is observed that the lengths of slits, slot, and corner
TABLE 7.3
Simulated Results of the Proposed Antenna by Varying the Length of Slits, Slot, and Corner Truncation
AR2 AR3 AR5 AR4
Parameter Value (mm) CF (GHz) ARBW (%) CF (GHz) ARBW (%) CF (GHz) ARBW (%) CF (GHz) ARBW (%)
L1 5.75 5.158 0.33 5.6843 5.840 NA 7.7703 0.90
6.75 5.1476 0.98 5.5905 4.275 6.3026 0.8869 7.7298 1.35
7.75 5.1213 1.13 5.522 2.72 6.147 2.28 7.7273 1.37
Circularly Polarized Printed Antennas
L2 2.70 5.1459 0.88 5.6079 4.37 NA 7.7431 2.13

3.70 5.1476 0.98 5.5905 4.275 6.3026 0.8869 7.7298 1.35
4.70 5.151 1.12 5.6091 4.57 NA NA
L3 4.0 NA 5.7036 4.71 6.3336 1.53 NA
5.0 5.1476 0.98 5.5905 4.275 6.3026 0.8869 7.7298 1.35
6.0 5.1356 1.49 5.5078 3.73 NA 7.3359 2.29
L4 9.0 NA 5.6589 3.77 NA 7.7727 1.304
10.0 5.1476 0.98 5.5905 4.275 6.3026 0.8869 7.7298 1.35
11.0 4.9920 1.15 5.6037 4.08 6.2488 1.44 7.7579 1.10
ΔL 6.0 5.1023 1.08 5.5587 2.64 NA NA
7.0 5.1476 0.98 5.5905 4.275 6.3026 0.8869 7.7298 1.35
8.0 NA 5.6934 5.52 6.3676 1.52 NA
231
truncation are the critical parameters and play an important role in generating quad-
band CP operation.
7.3.5 SIMULATED AND MEASURED RESULTS

The reflection coefficient and axial ratio of a slit-loaded truncated patch before stack-
ing are shown in Figure 7.21. The impedance bandwidth of 37.83% in the frequency
range of 4.65–6.82 GHz is achieved for the slit-loaded truncated patch. By properly
tuning the dimensions of the slits, the antenna produces two CP bands in the fre-
quency range 5.0–5.22 GHz and 6.49–6.71 GHz, as shown in Figure 7.21, and the
3-dB axial ratio bandwidth of 4.31% and 3.34%, respectively. Now, another rectangle
patch of dimensions L × W is etched on the bottom surface of the substrate with the
centre of two patches aligned and a pair of the opposite corners of the bottom patch
is also removed. The truncation dimension is the same as for upper patch. But by
this process, the antenna is converted to single-band CP from dual-band CP. So, to
achieve the multiband CP operation again, a horizontal slit on the bottom patch is
introduced, as shown in Figure 7.2c. As a result, triple-band CP radiation is achieved.
Figure 7.8 shows the reflection coefficient and axial ratio of a slit-loaded stacked
patch. The antenna shows dual-band response in the frequency range 4.33–6.13 GHz
and 6.54–7.37 GHz with an impedance bandwidth of 34.41% and 11.93%, respec-
tively. The corresponding CP bands of the said antenna are also characterized from
Figure 7.22. From the figure, it is clear that the first three CP bands, i.e. AR1, AR2,
and AR3, which are achieved by selecting the proper dimensions of the slit into the
bottom patch, fall within the first band of operation. The 3-dB axial ratio bandwidths
are 0.864%, 2.37%, and 3.24% in the frequency range 4.5959–4.6358 GHz (AR1),
5.5126–5.6453GHz (AR2), and 5.8471–6.0397 GHz (AR3), respectively. It is impor-
tant to note that the 3-dB axial ratio bandwidth should fall within the impedance
bandwidth for the proper operation of the circularly polarized microstrip antenna.
It is also seen from Figure 7.22 that there is another CP band in the frequency range
7.7467–7.9017 GHz (AR4), which does not lie within the impedance bandwidth. Now,
the aim here is to match the antenna impedance to cover CP band AR4. For this, a
slot is embedded in the centre of the bottom patch along the diagonal axis and the
FIGURE 7.21 Reflection coefficient and axial ratio of the slit-loaded truncated patch with-
out stacking with d = 0.5 mm [solid graph shows reflection coefficient and dotted graph shows
axial ratio].
FIGURE 7.22 Reflection coefficient and axial ratio of the slit-loaded stacked truncated patch
with d = 0.5 mm [solid graph shows reflection coefficient and dotted graph shows axial ratio].
FIGURE 7.23 Reflection coefficient and axial ratio of the proposed antenna simulated
reflection coefficient measured reflection coefficient axial ratio [the solid line shows simu-
lated reflection coefficient, -. line shows measured reflection coefficient and .. line shows
axial ratio].
feed location (d) is optimized at 2.13 mm. Figure 7.23 shows the simulated reflection
coefficient and axial ratio at 20 0 from broadside. This proposed antenna covers the
frequency band of 4.97–8.49 GHz with an impedance bandwidth of 55.6%. In this
process, the lower CP band AR1 is detuned, but the old CP band AR4 falls in the band
of operation and a new CP band AR5 is introduced in the band and the antenna shows
quad-band CP operation. It is clear from the figure that four distinct CP bands fall
within the operating band and at each CP band, the axial ratio is below 3 dB, which
means that the antenna has a good CP performance. The 3-dB axial ratio bandwidths
are 0.98%, 4.275%, 0.8869%, and 1.35% in the frequency band 5.1223–5.1729 GHz
(AR2), 5.4710–5.7100 GHz (AR3), 6.2747–6.3306 GHz (AR5), and 7.6775–7.7822
GHz (AR4), respectively. The figure also shows the measured reflection coefficient of
the proposed antenna. The measured result is in close agreement with the simulated
result. Figure 7.24 illustrates the simulated and measured axial ratios of the proposed
antenna for the CP bands AR2 and AR3. The simulated and measured axial ratios
for the CP bands AR5 and AR4 are shown in Figure 7.25. However, to perform the
FIGURE 7.24 Simulated and measured axial ratios of the proposed antenna for CP bands
AR2 and AR3.
FIGURE 7.25 Simulated and measured axial ratios of the proposed antenna for CP bands
AR5 and AR4.
axial ratio measurement in an anechoic chamber, the antenna under test (AUT) is
referred to as source. Then, a linearly polarized antenna, usually a horn antenna, is
used as the receiver antenna. A linearly polarized receiver antenna is rotated in the
plane of polarization from 0° to 360°. The minimum and maximum values of power
received at the given frequency are recorded. The difference between the minimum
and maximum values of power was considered as the axial ratio at that frequency.
This measurement process was repeated for all the frequency points, and the graph
was plotted. The measured and simulated gains at 200 from the broadside are pre-
sented in Figure 7.26. For the CP bands AR2, AR3, AR5, and AR4, the antenna gain
varies from 4.03 to 2.8624 dBic, 6.07 to 5.8743 dBic, 5.29 to 5.40 dBic, and 7.67 to
4.66 dBic, respectively. The gain of the antenna was measured at far-field using the
substitution method in an anechoic chamber. Two calibrated horn antennas of known
gain as the transmitter antenna are used to find the unknown gain of AUT. The
AUT as the receiver antenna was placed on the positioner with required elevation
and azimuthal coverage. The AUT was then replaced with the second horn antenna
of calibrated gain, and similar measurement was repeated. Difference between the
measured powers reflects the gain difference between the two receiving antennas,
FIGURE 7.26 Simulated and measured gains of the proposed antenna.
and the absolute gain of the AUT is calculated. The whole measurement procedure
was repeated by changing the distance between the transmitter and receiver anten-
nas using the positioner movement, and the average gain was considered as the final
gain value. The measured and simulated left-hand circular polarization (LHCP) and
right-hand circular polarization (RHCP) radiation patterns in xoz plane at centre fre-
quencies of CP bands AR2, AR3, AR5, and AR4 are presented in Figure 7.27a–d,
respectively. It is observed that the LHCP is radiated for all the CP bands, and the
maximum radiation is achieved at 20° from broadside. However, the squinting of
the main beam can be improved to radiate at boresight by making an array of the
antenna, properly setting the spacing between the antennas and adjusting the feed
angle to the antenna.
7.3.6 OPERATING MECHANISM

The operating mechanism of the antenna in the four bands of the CP operation can
be explained with the help of current distribution at the two patches of the antenna.
Various geometrical parameters play their role in generating different CP bands.
Figure 7.28a–d shows the electric current distribution at the centre frequencies of
the different CP bands for the upper patch (UP) and lower patch (LP) at four dif-
ferent time instants, that is, at ωt = 0°, 90°, 180°, and 270°, respectively, where ω is
the angular frequency and t is time. In the explanation, the path difference due to
inter patch spacing is neglected. At the centre frequency of the first CP band, i.e.
5.14 GHz, the inclined slot and corner truncation are responsible for CP genera-
tion. At feed angle ωt = 0°, the current vector at UP is oriented at an angle of 135°.
At ωt = 90°, the electric currents from the truncated corners of the LP and UP are
cancelled, resulting in the radiation from the inclined slot only, which is at an angle
of 45°. At ωt = 180° and 270°, the reverse radiation happens to those at ωt = 0°
and ωt = 90°, and the resulting radiation takes place at an angle of 315° and 225°,
respectively. Hence, the E-field vector rotates clockwise as time increases, thus
producing the LHCP radiation. At the centre frequency of the second CP band, i.e.
5.59 GHz, the radiation from both patches determines the direction of the resultant
electric field. At ωt = 0°, the resultant two vector currents make the radiation at
FIGURE 7.27 Simulated and measured radiation patterns of the proposed antenna in xoz
plane: (a) at 5.14 GHz, (b) at 5.59 GHz, (c) at 6.30 GHz, and (d) at 7.729 GHz.
157.5°, while at ωt = 90°, these vector currents fall at 0° and 135°, resulting in the
radiation at 67.5°. Similarly, the resultant vector at ωt = 180° and ωt = 270° radiates
at 337.5° and 247.5°, respectively. Hence, again, these radiation directions indicate
a LHCP pattern. At the centre frequency of the third CP band, i.e. 6.30 GHz, the
slit length L1 plays an important role. The current vectors due to the truncated
corners are opposite to each other cancelling the radiation. Hence, at ωt = 0°, the
resultant E-field vector is at an angle 180°. At ωt = 90°, the horizontal E-field from
LP and UP are cancelled out, resulting in only vertical E-field (90°) from the two
patches. Similarly, at ωt = 180° and ωt = 270°, the resulting radiation becomes at 0°
and 270°, respectively, suggesting a LHCP radiation again. At the centre frequency
of the fourth CP band, i.e. 7.729 GHz, the slit’s lengths L1 and L 2 on the UP are
FIGURE 7.28 Simulated current densities of the proposed antenna at centre frequencies of

circularly polarized bands: (a) at 5.14 GHz, (b) at 5.59 GHz, (c) at 6.30 GHz, and (d) at 7.729
GHz.
responsible for CP radiation. All the E -field vectors except vertically downward
vectors at the edge of lower slit are cancelled out, and the resultant radiation occurs
at an angle of 270° for ωt = 0°. At ωt = 90°, the upper slit radiates at 180° dominat-
ing other E-field vectors. Similarly, at ωt = 180° and ωt = 270°, the resultant E-field
vectors radiate at 90° and 0°, respectively, rotating the field clockwise indicating a
LHCP radiation.
7.4 CONCLUSION
In this chapter, two antennas of three and four CP bands were discussed. The first
antenna operated in three CP bands using PIN diodes, while the second antenna
used stacking to achieve this. Both antennas were corner-truncated and suspended
in air. Two horizontal slits of unequal lengths with PIN diodes on the truncated
patch were cut to achieve the goal. Triple-band circular polarization was realized
by switching PIN diodes across the slits ON and OFF. The broadband perfor-
mance of the proposed antenna was realized by embedding an inclined slot on the
patch with PIN diodes across the horizontal slits. The impedance bandwidth of
the antenna increased from 51% to 66.61% (ON state) and 66.02% (OFF state) as
compared to the capacitive-coupled probe-fed microstrip antenna reported earlier,

and three distinct LHCP bands were also generated. An axial ratio bandwidth for
the proposed antenna of 3.81%, 3.02%, and 5.49% was realized. A good LHCP
performance was achieved in the three bands with respect to cross-polarization
attenuation and axial ratio beam width. The results of the proposed antenna show
that it is very suitable for various wireless communication system applications. The
proposed antenna is useful for 5 GHz WLAN and may be used for public safety
WLAN (IEEE802.11y) at 4.9 GHz, IEEE 802.11ac Wi-Fi at 5 GHz, which has the
expected WLAN throughput of at least 1 GB/s and was approved in January 2014,
and HIPERLAN/2(5.470–5.725 GHz).
Apart from this, the quad-band circularly polarized capacitive-coupled stacked
patch antenna with wideband characteristics for C-band applications can be used as a
multiband device for CP applications. Only two stacked patches were used to achieve
quad-band CP operation. The antenna gave an impedance bandwidth of 55.46% and
showed quad-band CP performance with axial ratio bandwidths of 0.98%, 4.275%,
0.8869%, and 1.35%. Good LHCP patterns were achieved in all the four distinct
CP bands. The CP band AR2 in the frequency band 5.1223–5.1729 GHz covers
HIPERLAN/1 and fixed satellite services (earth to space) (5.091–5.15 GHz). The CP
band AR3 in the frequency range 5.4710–5.7100 GHz can be used for HIPERLAN/2
and amateur satellite uplink (5.650–5.670 GHz). The CP band AR5 in the frequency
band 6.2747–6.3306 GHz can be used for C-band communication satellites for their
uplinks (5.925–6.425 GHz).
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8 Special Techniques
of Printed Antenna
Dr. Dinesh Kumar Singh
G L Bajaj Institute of Technology and
Management, Greater Noida
Dr. Ganga Prasad Pandey

Pandit Deendayal Petroleum University, Gujarat
CONTENTS
8.1 Introduction .................................................................................................. 241
8.2 C-Shaped Reconfigurable Antennas ............................................................. 242
8.2.1 C-Shaped Antenna with Switchable Wideband Frequency Notch ... 242
8.2.2 Multiband Multipolarized Reconfigurable Circularly Polarized
Monopole Antenna with a Simple Biasing Network ........................ 243
8.2.3 Design of C Shape Antenna with Switchable Wideband
Frequency Notch ............................................................................... 245
8.2.5 Characteristics of the C-Shaped Antenna with a Switchable
Wideband Frequency Notch ............................................................. 250
8.2.6 Other Radiation Characteristics ....................................................... 253
8.2.8 Radiation Mechanism ....................................................................... 259
8.2.9 Parametric Study .............................................................................. 261
8.3 Magnetoelectric Dipole Antenna .................................................................. 268
8.3.1 Antenna Design ................................................................................ 271
8.3.2 Parametric Studies ............................................................................ 273
8.3.3 Characteristics of the Magnetoelectric Dipole Antenna .................. 276
8.4 Conclusion .................................................................................................... 280
References .............................................................................................................. 282
8.1 INTRODUCTION
Printed antennas are available in various shapes and most widely accepted by
researchers, scientists, and engineers for various applications; however, they have
bandwidth limitations. Since the inception of printed antennas, a number of tech-
niques have been invented to enhance the bandwidth of these antennas. In this
241
chapter, some of the special techniques of designing printed antennas for recon-
figuration, polarization, feeding, etc. are discussed. This chapter is broadly divided
into two parts; in the first part, two reconfigurable antennas are presented, while the
second part presents a circularly polarized wideband magneto-electric dipole (MED)
antenna with a defective semicircular patch for C-band applications (4–8 GHz).
The first design presents an antenna with frequency notch characteristics. This
section includes two designs of reconfigurable antennas. In the first design, a novel
antenna with frequency notch characteristics is presented. The antenna consists of a
C-shaped Microstrip antenna with two symmetrical notches and a rectangular para-
sitic patch. The antenna has tunable property due to the integrated PIN diode. The
second design consists of a simple radiating truncated rectangular patch with a cross-
shaped slit and a ground plane embedded with L-shaped slit. The antenna produces
two separate impedance bandwidths with three senses of polarization, namely, right-
hand circular polarization, left-hand circular polarization, and linear polarization. The
PIN diode is used to reconfigure the L-shaped slit in the ground plane. The antenna
generates a dual band behavior with multiple circularly and linearly polarized bands.
The second part presents a circularly polarized wideband magneto-electric
dipole (MED) antenna with a defective semicircular patch for C-band applications
(4–8 GHz). In the proposed design, to get proper impedance matching and stable
gain, a pair of folded vertical patches is shorted between a pair of defected semicir-
cular patches and minimum ground plane. The defected semicircular patches work
as electric dipoles, while the vertical patches work as magnetic dipoles.
8.2 C-SHAPED RECONFIGURABLE ANTENNAS

A reconfigurable antenna is useful in the changing the operating requirements to
maximize the antenna performance due to its reconfigurable capabilities. The recon-
figurable antenna has a capability to modify its frequency, polarization, and radia-
tion properties in a controlled and reversible manner. Reconfigurable behavior can
be obtained by modifying the antenna structure using different mechanisms such as
PIN diodes, varactors, RF switches, and tunable materials. These mechanisms enable
the intentional redistribution of the surface currents producing reversible modifica-
tions of the antenna properties. The reconfigurable antenna is useful in applications
where multiple antennas are required. Multiple antennas can be replaced by a single
reconfigurable antenna.
8.2.1 C-SHAPED ANTENNA WITH SWITCHABLE WIDEBAND FREQUENCY NOTCH

The number of bands are increasing day by day with multiple high-speed services.
These services need a high bandwidth and need to be separated from each other to
avoid interference between channels. There are two primary design requirements for
this. The first is an antenna design with frequency notch and the second is an antenna
design with high cross-polarization attenuation. The notched frequency band refers to
frequency response with a small stopband and cross-polarization refers to the orthonor-
mal orientation of electric fields (vertical and horizontal). The adjacent bands in a satel-
lite are isolated by notched frequency bands and polarization, that is, if the first channel
Special Techniques of Printed Antenna 243
is vertically polarized, the second will be horizontally polarized and the third will
again be vertically polarized, and so on. This provides isolation among various chan-
nels. The antennas designed for multibands with a stopband in between are known as
frequency notched antennas. For instance, three bands are allocated for Wireless Local
Area Network (WLAN) 2.4 GHz (2,400–2,484 MHz), 5.2 GHz (5,150–5,350 MHz),
and 5.8 GHz (5,725–5,825 MHz). Worldwide, the WiMAX system operates at the
frequency bands of 2.5 GHz (2,500–2,690 MHz), 3.5 GHz (3,400–3,690 MHz), and
5.8 GHz (5,250–5,825 MHz). Another high-speed WLAN service of 1 Gbps speed is
under development (IEEE 802.11.ac), which is to operate around 5 GHz.
Many techniques have been proposed for designing band-notched antennas.
The simplest method is to etch slots on the radiating patch of the antenna, such as
U-shaped slots [1], L-shaped slots [2,3], and V-shaped slots [4]. An effective way
of achieving a UWB compact frequency notched antenna is the use of a split ring
resonator (SRR) [5–7]. A square split ring resonator is used in [5], while in [6], a
slot-type SRR has been used to design an ultrawideband notched antenna. Multiple
notched frequency bands have been implemented with an SRR below feed line in
[7], with simple slots in [8], and using a half-mode substrate in [9]. A frequency
notched printed slot antenna has been implemented in [10], while a compact antenna
is designed using fractal geometry in [11]. Instead of using the conventional frac-
tal geometry such as Koch curves, Sierpinski triangles, and Minkowski fractals, a
Koch-curve-shaped slot has been employed to achieve a compact geometry with fre-
quency notch characteristics.
The coaxial probe feed is one of the most popular feeding techniques for electri-
cally thick substrates, but the inductance of the probe creates impedance mismatch
and causes low bandwidth. The inductance of the probe is compensated for by cut-
ting slots on the patch, using an L-shaped strip feed [12] or by introducing a capaci-
tive feed strip [13,14]. But these configurations create theoretical complexity in terms
of analysis apart from the mechanical alignment issues while assembling and hence
may increase the production cost. Capacitive feed provides a simple and ultrawide
impedance matching by compensating for probe inductance with its capacitance.
A C-shaped antenna may be described as an RMSA with rectangular notch at
one of the edges [15]. This is a very popular technique to achieve dual band [16] and
wideband [17] characteristics.
In this design, a new technique has been presented to achieve a frequency notched
antenna. A simpler capacitive coupling technique has been employed to get ultra-
wideband characteristics. A PIN diode has been used so that the antenna operates in
ultrawide band as well as dual band with a frequency notched antenna. The gain and
other radiation characteristics are normal, while the cross-polarization attenuation is
very high.
8.2.2 MULTIBAND MULTIPOLARIZED RECONFIGURABLE CIRCULARLY POLARIZED

MONOPOLE ANTENNA WITH A SIMPLE BIASING NETWORK
In recent years, circularly polarized monopole antennas have attracted a great deal of
attention for the current wireless communication system, as circular polarization (CP)
plays a very important role in improving the quality of the received signal [18]. These
applications include the C-band communication satellite from 5.925 to 6.425 GHz
for their uplink and amateur satellite operations in the frequency range of 5.830
to 5.850 GHz for downlinks. The X-band uplink frequency band uses 7.9–8.4 GHz
for military communication systems. The traffic light crossing detector operates at
10.4 GHz. In Ireland, Saudi Arabia, and Canada, terrestrial communication uses the
bandwidth of 10.15–10.7 GHz. The usage of multiple antennas for achieving dif-
ferent CP radiations will make the system complex. Hence, as per the demand of
the next-generation communication systems, single multiband circularly polarized
antennas can be used to reduce the complexity of the system. Therefore, design-
ing such antennas have attracted a great deal of attention among the researchers.
However, designing such antennas is challenging when the number of operating CP
frequency bands increases. Generally, a monopole antenna generates linearly polar-
ized radiation. Hence, it is difficult to radiate CP waves which were produced by two
near-degenerated orthogonal resonant modes of equal amplitude with opposite phase
differences. In [19], CP is generated in the triangular patch by using a Koch curve.
The axial ratio bandwidth is about 1.3%. A triple proximity-fed microstrip antenna
gives the CP with an axial ratio bandwidth of 0.70% for the L-band [20]. In [21], an
elliptical microstrip antenna with proximity coupling is used to excite CP waves
with an axial ratio bandwidth of about 0.85%. In [22], a simple circularly polarized
antenna is presented. The CP operation is obtained by using an open slot having
an open width at the lower side of the model. In [23], a slot antenna with straight
feed is presented. An SRR-inspired structure is used to obtain the circular polariza-
tion. Wideband high gain circularly polarized antennas are proposed in [24]. The
use of feed and parasitic patches makes the structure complex. Many CP monopole
antennas were proposed for various applications in wireless communication [25–28].
In [25], an asymmetrically shaped radiator fed by a microstrip line and a limited
ground plane is presented. In [26], the CP is achieved by loading four cylinders that
are perpendicular to the substrate of the microstrip antenna near the edge of the
circular patch. In [27], by using a rectangular dual-loop technology and tuning the
separation between the ground plane and antenna, the monopole antenna produces
a CP. In [28], an asymmetric antenna geometry is used to obtain the wideband CP.
However, CP monopole antennas mentioned above focus on single CP band opera-
tion. Dual band CP has been investigated in [29–33]. The antenna presented in [29]
composed of a partial ground plane and a Y-shaped radiating patch that consists of
two unequal monopole arms and a modified circle. The dual CP is obtained with two
unequal monopole arms and a modified circle with an axial ratio bandwidth of 3.8%
and 6.8%. In [30], dual CP is obtained by embedding an inverted-L slit in the ground
plane. A halved falcate-shaped dual-broadband CP printed monopole antenna is pro-
posed in [31]. To generate dual CP, two halved falcate-shaped antennas were used
to generate orthogonal modes and three stubs in the ground plane were used to give
90 degree phase difference. A novel monopole antenna with dual CP consisting of a
radiating patch composed of an annular-ring linked by a square ring over the corner
and a ground plane with embedded rectangular slit was proposed in [32]. In [33],
the dual band CP operations are realized by using two parallel monopoles – one
curved monopole and one fork-shaped monopole – and a crane-shaped strip is placed
on the ground plane. A dual-feed, dual-band-stacked, CP patch antenna system is
presented in [34]. The use of dual feed and stacking gives the structure complex.
Triple band CP radiations are presented in [35,36]. In [35], a hexagonal slot antenna
with L-shaped slits is presented with a narrow 3 dB axial ratio bandwidth of 1.7%,
3.86%, and 5.23%, while 3 dB axial ratio bandwidths of 9.8%, 4.6%, and 2.8% have
been achieved in [36]. The complexity of these two designs [35,36] may hinder the
integration of antennas in different applications. In [37], an inverted U-shaped radia-
tor rotated by 45° around the horizontal axis is used to generate the triple band CP.
Recently, reconfigurable CP antennas have attracted significant attention. The
PIN diodes are switched in different states to obtain the tunable property of the
antenna [38]; this technique is also used to generate a reconfigurable CP microstrip
antenna [39]. The authors in [40] proposed a dual feed microstrip patch antenna with
frequency and polarization reconfigurability. The frequency and polarization recon-
figurability are achieved by using six PIN diodes. The design is complex because
of the six PIN diodes and complex biasing circuits. A frequency- and polarization-
reconfigurable antenna using PIN diodes is designed in [41]. PIN diodes are com-
monly used as switching devices for RF and microwave application systems, as they
have the advantages of low insertion loss, good isolation, and low cost [42]. It has
been observed from literature reviews that mainly two considerable problems are
often encountered in reconfigurable CP antenna designs. The excessive diodes will
lead to a complex dc-bias network [19,43], providing independent bias for each diode
by some special mechanism, such as using capacitors [44].
In this design, a very simple monopole antenna with reconfigurable multiband
CP operations is presented. The antenna has overcome the abovementioned two
problems of the reconfigurable CP antenna. The antenna generates right-hand
circular polarization (RHCP), left-hand circular polarization (LHCP), and linear
polarization (LP) in different bands with a simple biasing network without making
the system complex. By removing the triangular portion at the lower edges of the
rectangular radiating patch and embedding the cross-shaped slit at the right lower
edge and L-shaped slit in the ground plane, the antenna provides two CP bands with
three LP bands in the OFF state and three CP bands with three LP bands in the ON
state of the PIN diode. The reconfigurable CP is achieved by using a PIN diode on
the L-shaped slit in the ground plane. The multiband CP operation is obtained by
controlling the ON/OFF state of the diode. The antenna is suitable for many appli-
cations such as traffic light crossing detectors at 10.4 GHz, C-band communica-
tion satellites for their uplink from 5.925 to 6.425 GHz, amateur satellite operations
for downlinks from 5.830 to 5.850 GHz, terrestrial communication from 10.15 to
10.7 GHz, and X-band uplink frequency band from 7.9 to 8.4 GHz for military com-
munication systems.
8.2.3 DESIGN OF C SHAPE ANTENNA WITH SWITCHABLE

WIDEBAND FREQUENCY NOTCH
The antenna design is divided into three parts to examine the response at vari-
ous phases. First, a capacitive- coupled C-shaped antenna is investigated. Two
notches are cut symmetrically in the structure to introduce a new resonant fre-
quency in its frequency response, and finally a parasitic rectangular patch is
connected to the C-shaped microstrip antenna (CSMSA) via the PIN diode. The
ON condition of the diode is implemented through a connection while the OFF
condition is without any strip. The final antenna structure is shown in Figure 8.1.
Figure 8.2a shows the fabricated antenna when the PIN diode is OFF, while
Figure 8.2b shows when the diode is ON. The simulation is carried out on IE3D
software and the measurements are taken using an Agilent N5230 vector net-
work analyzer. The antenna is fabricated on an RT Duroid 6002 substrate with
a dielectric constant of 2.94 and a loss tangent of 0.0012. The thickness of the
substrate is 0.76 mm, which is raised by 6 mm in air. The other dimensions of the
antenna are given in Table 8.1.
FIGURE 8.1 Schematic of the proposed antenna.
FIGURE 8.2 Fabricated antenna.

TABLE 8.1
Specification of Proposed Antenna
Value
Substrate dielectric constant (εr) 3.0
Substrate height (h1) 0.76 mm
Air height (h2) 6 mm
Feed width (wf) 1.2 mm
Feed length (Lf) 3.7 mm
Spacing between feed and patch (d) 0.5 mm
Main patch size (L × W) 15.5 mm × 25.5 mm
Parasitic patch size (L1 × W1) 4.3 mm × 7.75 mm
Notch size (ls × ws) 4.75 mm × 1 mm
Spacing between the C-shaped antenna and the rectangular patch (d1) 1.0 mm
Width of each side wings of the C-shaped antenna (W2) 7.875 mm

The proposed reconfigurable multiband circularly polarized microstrip-fed mono-
pole antenna is shown in Figure 8.3. The proposed CP antenna is designed and fabri-
cated on an FR4 substrate of thickness h = 1. 6 mm and relative permittivity εr = 4.4.
An SMA connector is connected to a microstrip feed line of width W1 and length
L1, which is connected to an impedance transformer of width W2 and length L2. The
approximate value of the length of the monopole antenna radiating strip is given by
the following formula [30]:
λg λ0 c
L0 = = =
4 4 ε eff 4 ε eff f0
where εeff = (εr + 1)/2, c is the speed of light, λ0 is the free space wavelength at the
monopole resonant frequency f0 and εeff is the approximated effective dielectric
constant. The dimensions of the rectangular radiator of the antenna are L 0 × W0.
Generally, a monopole antenna generates either vertical or horizontal linearly polar-
ized radiations and finds difficulty to generate two orthogonal current components
with an equal amplitude and 90° phase differences. CP radiations can be generated
by introducing a perturbation segment into a linearly polarized antenna; the linearly
polarized orthogonal modes can be converted to LHCP or RHCP. Thus, to meet the
desired CP conditions, a triangular portion is cut from the left lower edge of the radi-
ator patch to adjust for the impedance matching and an L-shaped slot is embedded
in the ground plane to generate the dual CP radiation [45]. Further, to produce 90°
phase differences between the currents at distinct frequencies, a triangular portion
is removed from the right lower corner of the monopole radiator and a cross-shaped
slit is introduced on the truncated right lower edge of the radiator patch to disturb
FIGURE 8.3 Schematic of the proposed antenna (a) top view (b) side view.
the surface current on the patch. The antenna exhibits a dual band behavior with two
different CP radiations. To design the reconfigurable CP, a PIN diode as the switch-
ing component is used. The reconfigurable CP antenna has an L-shaped slot with a
PIN diode (SMP1320-079) in the ground plane, as shown in Figure 8.3. When a posi-
tive voltage (V1 = +0.73 V) is applied, a diode acts as a short circuit (ON state) with
a small resistance (0.9 Ω). When a zero voltage is applied, the diode acts as an open
circuit (OFF state). The geometry of the antenna varied with the ON/OFF state of the
PIN diode, providing the proposed antenna with switchable CP bands in accordance
with the change in geometry. A dc bias circuit is used to control the ON/OFF state
of the PIN diode as shown in Figure 8.3a. A narrow slit in the ground plane is used
for dc isolation. These two isolated portions of the divided ground plane are con-
nected to each other in an ac manner by the use of capacitors. Since the bias circuit
is located on the ground plane, an RF choke is not required to isolate the bias circuit
from the radiation element, resulting in a reduced effect on the radiation by the bias
circuit [46]. During the simulation, the ON state of the PIN diode is implemented
with a copper link of length 1 mm and width 1 mm. The detailed dimensions of the
proposed reconfigurable multiband CP antenna are listed in Table 8.2.
The evolution of various stages involved in the proposed antenna design is shown
in Figure 8.4, while the reflection coefficients and axial ratios obtained in each stage
are shown in Figures 8.5 and 8.6, respectively. The basic element used in the antenna
design is a conventional rectangular patch and ground plane (Ant1). From Figure 8.5,
it can be seen that in this case, three resonant modes are obtained at 7.75, 10.42, and
14.92 GHz. Ant1 exhibits the linear polarization (3-dB axial ratio > 3) as depicted in
Figure 8.6. Ant2 shows that resonance frequencies shifted downward and operated
at multiband frequencies due to modification of the ground plane by embedding an
TABLE 8.2
Dimensions of the Proposed Antenna
Parameters L0 W0 L1 L2 L3 W1 W2 B1
Values (mm) 23.5 12 6.0 9.5 26 3.0 2.4 5.0
Parameters l1 l2 S1 S2 S3 S4 S5 B2
Values (mm) 7.0 6.0 1.0 6.0 11.0 4.7 7.0 2.5
FIGURE 8.4 Antenna geometry evolution process of the proposed antenna.
FIGURE 8.5 Simulated reflection coefficient for the various antenna configurations.
L-shaped slot in the ground plane (Ant2). The dual CP bands at the center frequen-
cies 3.34 and 8.58 GHz are obtained as shown in Figure 8.6 (Ant2). The upper CP
band is not within the operating band. Ant3 indicates that the removal of the tri-
angular portion from the lower edges of both sides of the radiator patch provides
two wideband operations and three CP operations with a small ARBW as shown in
FIGURE 8.6 Simulated axial ratio for the various antenna configurations.
FIGURE 8.7 Fabricated prototype of the proposed antenna.
Figures 8.5 and 8.6, respectively. Finally, the radiating patch is modified by cutting
a cross-shaped slot on the truncated right lower edge to obtain dual band charac-
teristics and dual band CP behavior with a good ARBW. The proposed antenna is
simulated by the Method of Moments–based IE3D simulator. Figure 8.7 shows the
fabricated prototype of the antenna.
8.2.5 CHARACTERISTICS OF THE C-SHAPED ANTENNA WITH A

SWITCHABLE WIDEBAND FREQUENCY NOTCH
A capacitive coupled C-shaped antenna is designed to operate in the frequency band
of 5–8 GHz. The antenna exhibits two resonance frequencies. To achieve a sharper
frequency response, two notches are cut symmetrically in the C-shaped microstrip
FIGURE 8.8 Variation in return loss with frequency.
antenna. Figure 8.8 shows the return loss variation of CSMSA with and without
symmetrical notches. Clearly, a new resonant frequency is added at the higher side
of the response.
After the cutting of notches, a parasitic patch is kept in the etched portion
(mouth) of the CSMSA. The effect of putting the rectangular parasitic patch is
shown in Figure 8.9. It is clear from the figure that the response remains almost
unchanged after placing the parasitic rectangular patch. The slight shift in the
response may be due to the mutual coupling between the structures.
After placing a parasitic element to the structure, a PIN diode (model HSMP-
3860) is connected between them. The PIN diode is implemented by 1.2 mm×
1 mm through connection. The simulated and measured return loss variation when
the PIN diode is OFF is shown in Figure 8.10. There is an acceptable resemblance
between them. When the diode is ON, a wide frequency band around 5 GHz is
notched, as shown in Figure 8.11. In practical applications, a sharp frequency
notch is desirable to isolate the two bands. Here, a simple wide frequency notch is
adopted to isolate the two bands. Thus, the antenna can be used both for ultrawide
band and for narrow band. In fact, this notch appeared due to a shift in the lower
resonant frequency towards the lower frequency spectrum and an impedance mis-
match in between. This decrease in frequency was due to the enlarged current path.
FIGURE 8.9 Variation in return loss with frequency with and without inner parasitic
element.
FIGURE 8.10 Simulated and measured results of tunable CSMSA when the diode is OFF.
FIGURE 8.11 Return loss variation when the diode is ON.
The current distribution at old and new (shifted) resonant frequencies is shown in
Figure 8.12.
To observe the behavior of the resonant frequency of the newly formed narrow
band, the return loss is taken for different lengths of the parasitic rectangle, as
shown in Figure 8.13. It is clear from the figure that as the length of the rectangle
increases, the resonant frequency decreases, which shows the path length of cur-
rent lines.
8.2.6 OTHER RADIATION CHARACTERISTICS

Figure 8.14 shows the gain of the tunable C-shaped microstrip antenna. It is
observed from the figure that a better gain is obtained because of the better match-
ing when the diode is OFF. A sharp fall in gain is observed in the stop band
when the diode is ON. Figure 8.15 shows the radiation pattern at various resonant
frequencies for the ON and OFF conditions of the PIN diode in the E-plane. It is
observed from the figure that the radiation pattern is the same for 5.6, 6.5, and
7.7 GHz, which are in the same band of operation. When the band of operation
changes (at 4.7 GHz), the main lobe of beam rotates from −10.48° to −30.3°, which
is again due to the current path lines flowing in the inner rectangle. Figure 8.16
shows the current lines for 6.5 and 7.7 GHz when the diode is OFF and ON. When
the diode is OFF, there is no coupling between the C-shaped antenna and the rect-
angle. In the ON condition, a little coupling is observed at 6.5 GHz, while being
negligible at 7.7 GHz. This is why the shift in the second resonant frequency is the
most (Figure 8.11).
FIGURE 8.12 Current distribution (a) at 5.6 GHz when the diode OFF and (b) at 4.7 GHz
when the diode ON.

The measured and simulated reflection coefficients and the measured and simulated
axial ratios with the OFF state of the diode are shown in Figure 8.18a and b, respec-
tively. The proposed antenna exhibits a dual band behavior in the OFF state of the
diode having an impedance bandwidth of 10.22% and 83.43% in the frequency range
of 3.99–4.42 GHz and 5.84–14.20 GHz, respectively. In the OFF state of the diode,
the antenna has successfully achieved two CP bands operation with a 3-dB axial
ratio bandwidth of 9.83% and 13.73% in the frequency range of 5.79–6.39 GHz (CP1)
FIGURE 8.13 Return loss variation for different lengths of inner parasitic rectangle when
the diode is ON.
FIGURE 8.14 Variation in the gain of the tunable C-shaped microstrip antenna.

FIGURE 8.15 Radiation pattern of the tunable microstrip antenna at (a) 5.6 GHz (OFF) and
4.7 GHz (ON), (b) 6.5 GHz (both) and (c) 7.7 GHz (both).
and 8.49–9.74 GHz (CP2), respectively, and three LP bands in the frequency range
of 3.99–4.42 GHz, 6.40–8.48 GHz and 9.75–14.20 GHz. The measured and simu-
lated reflection coefficients for the ON state of the diode are shown in Figure 8.19a.
Figure 8.19b illustrates the measured and simulated axial ratios in the ON state of the
diode. In the ON state, the antenna also exhibits a dual band behavior with an imped-
ance bandwidth of 49.10% and 21.31% in the frequency range of 7.20–11.04 GHz
and 12.66–15.37 GHz, respectively. When the diode is set to the ON state, a switch-
able CP antenna is obtained. The antenna attains triple band CP operations with a
3-dB axial ratio bandwidth of 6.49%, 8.45% and 2% in the frequency range of 7.90–
8.43 GHz (CP3), 10.08–10.97 GHz (CP4) and 12.87–13.13 GHz (CP5), respectively,
FIGURE 8.16 Current distribution at (a) 6.5 GHz and (b) 7.7 GHz.
and three LP bands in the frequency range of 7.20–7.89 GHz, 8.44–10.07 GHz and
13.34–15.37 GHz. The measured results are within reasonable agreement with simu-
lated results. The differences between the simulated and measured results are due
to the fabrication imperfections. They are also the reason that the simulation uses
an open gap and a copper strip to represent the equivalent circuits of the PIN diode
in the OFF and ON states, respectively. The reflection coefficient is tested by an
Agilent5230A vector network analyzer, and radiation performances are measured in
an anechoic chamber.
The total gain of the circularly polarized antenna can be given as [28,45,47]
GT = 10 log10 ( GTV + GTH )[ dBic ]
where G TV is the partial power gain with respect to linearly vertical polarization
and G HV is the partial power gain with respect to linearly horizontal polarization.
A linearly polarized standard horn antenna with a calibrated gain is used in the
measurement of G TV and G HV. The simulated and measured gains with the ON/
OFF state of the diode are shown in Figure 8.20. The differences in the measured
and simulated results of the gain are due to the loss in the PIN diode and mea-
surement error. The peak gain of the antenna in the 3-dB axial ratio bands are
1.30 and −0.60 dBic at the center frequencies of the CP bands, respectively, for
the OFF state, while 1.41, −0.41 and −0.86 dBic at the center frequencies of CP
FIGURE 8.17 Copolar and cross-polar radiation pattern at 6.5 GHz.
bands, respectively, for the ON state of the diode. The simulated and measured
radiation efficiencies of the proposed antenna in the ON and OFF states of the
PIN diode are shown in Figure 8.21. The radiation efficiencies remain in the range
of 65 ± 5%. The measured and simulated results agree well within the acceptable
limit. Figure 8.22a and b plot the simulated and measured normalized RHCP and
LHCP radiation patterns at the center frequencies of the CP radiations for the OFF
state of the diode, while Figure 8.23a–c plot the radiation patterns at the center
frequencies for the ON state of the diode in the two orthogonal planes (E-plane
(Φ = 0°) and H-plane (Φ = 90°)). It can be seen that good LHCP and RHCP are
observed at the center frequencies of the CP bands CP1 and CP2, respectively, for
the OFF state of the diode. In the ON state of the diode, the RHCP, RHCP, and
LHCP wave are observed at the center frequencies of the CP bands CP3, CP4, and
CP5, respectively.
FIGURE 8.18 (a) Simulated and measured reflection coefficients of the proposed antenna in
the OFF state of the diode. (b) Simulated and measured axial ratios of the proposed antenna
in the OFF state of the diode.
8.2.8 RADIATION MECHANISM

In order to understand the operating mechanism and how CP operations are obtained,
the simulated current distribution at center frequencies of different CP radiations for
t = 0, t = T/4, 2T/4 and 3T/4(T = time period) are shown in Figures 8.24 and 8.25
in the diode OFF and ON state, respectively. At 6.1 GHz, the resultant of the sur-
face current is at 257.5° and clockwise rotation of surface currents at different time
frames clearly indicates LHCP. The L-shaped slit in the ground plane and cross-
shaped slit in the patch are responsible for generating circularly polarized waves. At
9.1 GHz, the resultant surface current is due to the patch and L-shaped embedded
ground plane is about 45° at t = 0 and rotates anticlockwise and the antenna radi-
ates LHCP waves with time. In the diode ON condition as shown in Figure 8.25,
at 8.43 GHz, the currents at the L-shaped embedded ground plane are cancelled
out by each other, and the resultant current is due to the cross-shaped slit at t = T/4.
FIGURE 8.19 (a) Simulated and measured reflection coefficients of the proposed antenna in
the ON state of the diode. (b) Simulated and measured axial ratios of the proposed antenna in
the ON state of the diode.
FIGURE 8.20 Simulated and measured gains of the proposed antenna in the ON and OFF
states of the diode.
FIGURE 8.21 Simulated and measured radiation efficiencies of the proposed antenna in the
ON and OFF states of the diode.
The field rotates in the anticlockwise direction, which results in exciting an RHCP
radiation. At 10.525 GHz, the cross-shaped slit in the radiator patch is responsible
for generating the RHCP radiation, as the surface currents rotate in anticlockwise
manner. The clockwise rotation of the resulting surface current is responsible for
producing the LHCP mode, at 13.00 GHz. As observed from the above figures, in
the ON state of the diode, the surface currents in the L-shaped slotted ground is
cancelled out and the resultant current is zero. The only CP is produced due to the
asymmetric cross-shaped slit in the patch. Table 8.3 summarizes the sense of polar-
ization of reconfigurable CP bands.
The performance parameters of the proposed antenna are compared with recently
published results and are illustrated in Table 8.4.
8.2.9 PARAMETRIC STUDY

In order to analyze the operational performance of the presented antenna, the vital
parameters are investigated to evaluate their impacts on the antenna. The parameters
of cross-shaped slot and L-shaped slit are examined to find their impacts on the
antenna performance and are illustrated in Figures 8.26 and 8.27, respectively. The
parametric study is carried out by varying the parameters S2, S3, S4, S5, l1, and l2 to
examine their effects on the reflection coefficients and axial ratio. It can be seen from
Figure 8.26a–e, that by increasing and decreasing S2, S3, S4, S5, and l2, little change
is observed on the lower band and a very slight change is observed on the upper band
of the reflection coefficient. The reflection coefficient is strongly dependent on l2 as
shown in Figure 8.26f. By decreasing the length l2, the whole band is disturbed and
reflection coefficient is above −10 dB.
The changes in CP performances by varying the parameters S2, S3, S4, S5, l1, and
l2 are shown in Figure 8.27. The CP performances are slightly affected by the change
FIGURE 8.22 Simulated and measured normalized LHCP and RHCP radiation patterns at
the center frequencies of the CP band when the diode is OFF (a) at 6.1 GHz and (b) at 9.1 GHz.
FIGURE 8.23 Simulated and measured normalized LHCP and RHCP radiation patterns at
the center frequencies of CP band when the diode is ON (a) at 8.43 GHz, (b) at 10.52 GHz and
(c) at 13.00GHz.
FIGURE 8.24 Surface current distribution at the center frequency of the CP bands when the
diode is OFF (a) at 6.1 GHz and (b) at 9.1 GHz.
FIGURE 8.25 Surface current distribution at the center frequency of the CP bands when the
diode is ON (a) at 8.43 GHz, (b) at 10.525 GHz, and (c) at 13.00 GHz.
TABLE 8.3
Summary of Antenna Polarization
Diode
States Band 1 Band 2 Band 3 Band 3 Band 5 Band 6
OFF Senses of LHCP RHCP LP1 LP2 LP3 –
polarization
Frequency 5.79–6.39 8.49–9.74 3.99–4.42 6.40–8.48 9.75–14.20 –
range (GHz)
ON Senses of RHCP RHCP LHCP LP1 LP2 LP3
polarization
Frequency 7.90–8.43 10.08–10.97 12.87–13.13 7.20–7.89 8.44–10.07 13.34–15.37
range (GHz)
TABLE 8.4
Comparison of the Proposed Antenna with Other Published Work
Antenna No. of No. of Biasing Reconfigurable Senses of No. of
Reference Type Feeds Diodes Circuit Properties Polarization Bands
[20] Multilayer 3 n.a. n.a NO CP 01
[22] Monopole 1 n.a. n.a. NO CP 01
[24] Multilayer 2 n.a. n.a. NO CP 01
with air gap
[34] Multilayer 2 n.a. n.a. NO CP 02
[38] C-shaped 1 1 Complex Yes LP 03
microstrip
antenna
[40] Square 02 06 Complex Yes LP CP 02
microstrip 02
antenna
[41] Center-fed 01 24 Complex Yes LP 06
circular
cavity
[48] Square 01 04 Complex Yes LP CP 02
microstrip 02
antenna
[46] Square 01 08 Simple Yes CP 02
microstrip
antenna
Proposed Monopole 01 01 Simple Yes LP CP 06
work antenna 05
FIGURE 8.26 Parametric studies of the proposed structure: (a) variation in S2, (b) variation
in S3, (c) variation in S4, (d) variation in S5, (e) variation in l2, and (f) variation in l1.
in the value of S2, S4, S5, and l2 as shown in Figure 8.27a–d, respectively. The CP
bands strongly depend on the value of S3 as shown in Figure 8.27e. By increasing and
decreasing S3, four CP bands with small ARBW are obtained, out of which two CP
bands are not lying in the operating bands. An increase in the length l1 has little effect
on the CP operation at lower and upper bands, while a decrease in l1 shows that the
CP bands shifted upward as shown in Figure 8.27f.
8.3 MAGNETOELECTRIC DIPOLE ANTENNA

The magnetoelectric (ME) dipole antenna is a combination of an electric dipole and
a magnetic dipole. The ME antenna is a complementary antenna concept that has a
symmetrical radiation pattern in both E- and H-planes with a broad beam width. The
vertical metallic walls act as a magnetic dipole, which is shorted with the ground
plane at one end and the planer metallic electric dipole patch in another. A proximity-
coupled feed is used to excite the ME dipole antenna, which performs as a combi-
nation of an electric dipole and a magnetic dipole. The ME dipole antenna exhibits
various advantages, such as a broad impedance bandwidth, a stable gain, and a stable
radiation pattern with low cross-polarization and back radiation levels over the oper-
ating frequencies.
Thanks to the speedy development of wireless communication systems, the focus
of many researchers has been the development of advanced antennas to meet the
demands of latest applications with attributes such as broadband, symmetrical radi-
ation pattern, high gain, and compact size. Patch antennas are suitable candidates
that satisfy all these attributes as well as easy fabrication; however, they encounter
the problem of narrow bandwidth [49]. To achieve a broad bandwidth, Clavin et al.
have presented antennas based on the complementary antenna concept, which have
shown a symmetrical radiation pattern in the E- and H-planes with a broad beam
width and stable gain [50,51]. In [52], the magnetoelectric dipole (MED) antenna has
been presented for a femto cell base station with a rectangular ground and defected
patch. The antenna has achieved an impedance bandwidth of 51.9%, but the design
suffers from large size. Further, to make low-profile antennas, the height of MED
antennas is decreased by implementing the folded structure as presented in [53] and
the regular square-shaped ground is replaced by minimum-sized ground plane [54].
The authors in [55] have presented a low-profile antenna with a high gain of 9.2 ± 1.1
dBi and an impedance bandwidth of 28.2%. In [56], the impedance bandwidth of
a broadband dual polarized antenna is enhanced by the use of an L-shaped cav-
ity–backed ground plane with proximity coupling, but it uses a large size cavity to
improve the isolation between two ports. A new feeding structure—a combination
of inverted U-shaped and meandering T-shaped feeds—presented in [57] has been
used to design a printed dual band MED antenna. But it has exhibited a small gain
of 3 ± 0.5 dBi only.
These wideband antennas are capable of meeting the demands of the current
wireless system, but incorporating the features of circular polarization (CP) will
make these antennas more efficient. Therefore, CP antennas are getting more fas-
cinating and promising within wireless systems, such as satellite communications
[58], global positioning system [59], and radio frequency identification [60], because
FIGURE 8.27 Parametric studies of the proposed structure: (a) variation in S2, (b) variation
in S4, (c) variation in S5, (d) variation in l2, (e) variation in S3, and (f) variation in l1.
of their stable reception of the signal, multipath interference suppression, and

additional immunity towards the polarization mismatching [61]. The fundamental
operating principle of a CP antenna is the radiation of two orthogonal field com-
ponents with equal amplitude and in-phase quadrature. Various techniques such
as single-probe feed method [62], aperture-coupled feed method [63], and dual-fed
structure method [64,65] have been used to achieve the CP in microstrip antennas.
The first two methods [62,63] suffered from a narrow axial ratio (AR) bandwidth,
while the later methods [64,65] have shown an AR bandwidth of more than 30%.
However, these methods occupy a larger area and a complicated feeding structure;
as a result, the design becomes bulky and complex. To overcome these problems,
simple techniques are available to generate the CP operation, for example, by cut-
ting the slots, inserting the slits in the patch and corner truncations [66–68]. In
[69], a quad-ba nd CP antenna with an inclined slot and corner truncations was
presented for C-band applications. The antenna exhibits an impedance bandwidth
of 55.46%, but its structure is complicated due to the stacked structure and exhibits
very narrow CP bands. An ultra-wideband antenna with the CP characteristics is
presented in [70]. To achieve the CP, the rectangular slot is truncated by two circu-
lar arcs of unequal radii. In [71], a reconfigurable circularly polarized capacitive-
coupled microstrip antenna was considered to enhance the operating bandwidth
of the antenna by the application of a PIN diode–based switching system, but it
lacks an immediate response while the switching is applied. Another conventional
approach to obtain the CP is a crossover dipole antenna in which two crossed
dipoles of different lengths are selected to produce two orthogonal fields with an
equal amplitude and a phase difference of 90° [72]. However, this method gives
only a narrow impedance and AR bandwidth [72]. The impedance bandwidth is
enhanced by 20% with the use of a crossed bowtie dipole design as proposed in
[73]. The design also shows an improvement in the AR bandwidth of more than
7%. In [74], the improvement in AR bandwidth is achieved by adding a sequential
rotational configuration. Further, the impedance bandwidth has been improved by
using cavity-backed wide-open end cross dipole antennas, but the ease of construc-
tion is compromised [75]. However, dipole antennas with cavities [75] have a broad
impedance bandwidth and good radiation patterns, but the integration of the addi-
tional cavities increases the complexity of the design and the radiation pattern on
the broadside are not stable.
We herein propose a circularly polarized wideband MED antenna with a defective
semicircular patch. The proposed design consists of copper-made horizontal defec-
tive semicircular patches, a pair of folded vertical patches, which work as an electric
dipole and magnetic dipole, respectively, and a minimum ground plane at the bottom.
A single feed and minimum ground have been chosen to maintain the simplicity of
the proposed design as well as to avoid the use of a polarizer, which is mandatory
for dual-feed design. The proposed antenna exhibits an impedance bandwidth of
60.37% in the frequency range of 3.71–6.91 GHz and a stable gain of 6 ± 0.5 dBic.
The CP behavior has been confirmed in the proposed design in the frequency range
of 3.71–4.55 GHz by embedding I-shaped slots in inverted symmetry on the semicir-
cular patches at the appropriate positions. The easy fabrication and cheap cost may
increase the popularity of the designed antenna.
8.3.1 ANTENNA DESIGN

The MED antenna is a combination of an electric dipole and a magnetic dipole.
The vertical metallic walls act as the magnetic dipole, which is shorted with the
ground plane at one end and the horizontal metallic electric dipole patch in the
other end. In the proposed MED antenna, defected semicircular shaped horizon-
tal patches are used as electric dipoles and the folded vertical walls as magnetic
dipoles. The detailed geometry of the proposed antenna is shown in Figure 8.28. It
is a combination of a minimum rectangular ground of dimension GL × GW, a hori-
zontal pair of defected semicircular patches of radius r and two parallel vertically
oriented folded walls, which are placed at an optimized distance. The vertical
walls are separated by a gap G until height h 2, and the gap of 2 L + G is maintained
from height h1 to h 2. These gaps play a very important role in stabilizing the
antenna gain and reduction in the back-lobe radiation. The use of a larger ground
FIGURE 8.28 (a) Top view of the proposed antenna. (b) Front view of the proposed antenna.
plane generally enhances the directivity with restrictions on practical issues,

such as installation and bulkiness at the same time. Therefore, a minimum-sized
rectangular ground has been used to maintain the compactness of the proposed
design; as a result, a rectangular patch of dimension GL × GW is formed at height h 2
and a semicircular patch is used at height h1, which also confirms the maximum
height of the structure from the ground plane.
In order to initiate the CP operation, an I-shaped slot is cut in each semicircular
patch with the help of a sharp mechanical tool. These slots have a diagonal symme-
try. Due to the I-shaped slots and symmetrical folded structure, the proposed design
exhibits wideband CP radiation characteristics. The gap between the extended parts
of the I-shaped slots from the flat edge of the semicircular patch is 4 mm. The lower
and upper parts of the I-shaped slots on the left side as well as the right side of the
semicircular structures are extended until the curved edges to widen the 3-dB AR
bandwidth.
To excite the antenna, the SMA connector is connected to the Γ-shaped feed
line, which is divided into three segments a, b, and c with the uniform width f.
It can be seen from Figure 8.28 that two vertical elements and one horizontal
element are combined to make this type of feeding structure. The first segment
(segment a) is connected to the inner conductor of the SMA connector, which is
separated from one of the vertical walls by 1 mm and the other wall by 11 mm
air gaps and acts as an air-filled microstrip line. The open end of this line is con-
nected to the horizontal coupling line (segment b) of the feed line, whereas the
other vertical segment of the feed line (segment c) is connected to the horizontal
coupling line. The outer conductor of the connector is soldered to the ground to
complete the feed loop. When the antenna is excited, the horizontal segment of
the feed structure couples the energy to the semicircular defected patches and the
other vertical segment is used to compensate for the inductive effect of the hori-
zontal segment. By adjusting the size of the feed, proper impedance matching is
obtained with a characteristic impedance of 50 Ω. The resonance of the antenna
moves upward and downward with variation in the length b and height c. All the
dimensions and parameters of the proposed design are shown in Table 8.5.
TABLE 8.5
Dimensions of and Parameters for the Proposed Antenna
Parameters Dimension (mm) Parameters Dimension (mm)
GL 12 A 19
GW 58 B 9.5
R 29 C 12
Sℓ 16 D 1.5
Sw 4.5 E 1.0
Sh 25 F 4.5
G 12 h1 20
L 30 h2 10
8.3.2 PARAMETRIC STUDIES

The proposed wideband circularly polarized MED antenna can operate in the fre-
quency range of 3.71–6.91 GHz and exhibits an axial ratio bandwidth of 20.60% in
the frequency range 3.71–4.55 GHz. Here, the optimization goal is to achieve the CP
behavior as well as wideband operation. The parametric study in terms of its various
controlling elements is carried out to obtain the optimum values. During optimiza-
tion, several important parameters are investigated for optimum performance, such
as the radius of the semicircular patch (r), the height of the semi-circular patch (h1),
the height of the metallic patch (h2), the gap between two magnetic dipoles (G), and
the width of I-shaped slots. During the investigation, while one design variable is
changed, the other parameters were kept constant. In Figure 8.29, the different values
of radius (r) are evaluated to check its impact on the reflection coefficient. It has been
observed that the variation in r has a significant effect on the reflection coefficient
variation.
The impedance bandwidth gets narrower and lower frequency point is shifted
towards the lower side when r is increased beyond 29 mm. It can also be noted here
that at r = 31 mm, the antenna exhibits dual band characteristics. Similarly, the band-
width is reduced, when r is kept less than 29 mm, but the lower frequency point is
shifted upward. However, in both circumstances, the upper cutoff frequency either
remains same or decreases. Hence, it is confirmed that the optimum impedance
bandwidth is achieved at the value of r = 29 mm.
The height of the semicircular patch (h1) is varied, and the corresponding reflec-
tion coefficient is presented in Figure 8.30.
When h1 is increased beyond 20 mm, the operating band gets distorted, and when
h2 is reduced below 20 mm, the impedance bandwidth gets narrower because of a sig-
nificant decrease in the second and third resonance frequencies and thereby the upper
cutoff frequency. When the height (h1) is decreased below 20 mm, the whole operating
FIGURE 8.29 Variation in reflection coefficient for different values of radius (r).

FIGURE 8.30 Variation in reflection coefficient for different values of height (h1).
band moves upward but the resultant bandwidth decreases. Hence, the optimum value
of h1 is 20 mm. Here, it is noticeable that lower resonance frequency remains almost
unchanged. Figure 8.31 shows the effect of variation in the height of the horizontal
rectangular folded patch (h2), which is varied at the intervals of 0.5 mm. Here, the
lower resonance frequency is also unaffected by variation in h2. When h2 is increased
beyond the design point of 10 mm, the second resonance frequency decreases.
Moreover, the third resonance point is mismatched and hence, the bandwidth
decreases drastically. When it is decreased below the design value, the antenna
behaves like a dual band antenna because of the mismatch in the operating band.
Therefore, it can be projected here that the height of the folded conducting element of
the antenna plays an important role in accomplishing the goal of the proposed design
and the optimum value is at h2 = 10 mm.
Figure 8.32 demonstrates the comparison of the reflection coefficient for different
values of gap (G) between the two vertical walls.
Maximum impedance bandwidth has been achieved at G = 12 mm as depicted in
the figure. A gradual increment in bandwidth is seen up to 12 mm, beyond which the
bandwidth gets narrower and band splits into two bands. At G = 13 mm, the band-
width is reduced, and hence it can be stated that the distance between two walls is
also an important factor to obtain a broad bandwidth. The effect of uniform width
(Sw) of the I-shaped slot on axial ratio bandwidth is explained in Figure 8.33.
The AR bandwidth has changed significantly for instantaneous values of Sw,
while S ℓ and Sh are kept constant. When Sw ≤ 4.5 mm, the AR bandwidth gets
FIGURE 8.31 Variation in reflection coefficient for different values of height (h2).
FIGURE 8.32 Variation in reflection coefficient for different values of gap (G).

FIGURE 8.33 Variation in the axial ratio with frequency for different values of slot width (Sw).
narrower and for Sw = 5.5 mm, the dual CP band response is shown in the figure;
out of these, one CP band does not lie in the operating frequency range. The
maximum AR bandwidth is achieved when Sw is fixed at 4.5 mm throughout the I-
shaped slot. Embedding I-shaped slots in an extended manner with optimized slot
dimensions forced the surface currents to rotate in the counterclockwise direc-
tion. Hence, it can be concluded that the optimum AR bandwidth is achieved at
Sw = 4.5 mm.
8.3.3 CHARACTERISTICS OF THE MAGNETOELECTRIC DIPOLE ANTENNA

The proposed design has been simulated using an Ansys HFSS simulator and the
antenna structure is fabricated by using copper sheet only. The thickness of the
copper sheet used in the simulation and the fabrication are kept the same to real-
ize the actual antenna design. The reflection coefficient has been measured in the
laboratory by using the Agilent vector network analyzer (VNA) N5230. The sim-
ulated and measured values of the reflection coefficients of the proposed antenna
are plotted in Figure 8.34, and it can be seen from the figure that the simulated
values agree well with the experimental values in the operating frequency range.
A small deviation in the impedance bandwidth is observed because of the fabrica-
tion imperfection and the irregular surface of the metal sheet. The proposed antenna
gives an impedance bandwidth of 60.37% from 3.71 to 6.91 GHz, confirming the
wideband characteristics of the MED antenna. Furthermore, the antenna has achieved
FIGURE 8.34 Measured and simulated reflection coefficients of the proposed antenna.
CP characteristics due to the insertion of I-shaped slots in an extended manner on both

sides of the semicircular patches. The axial ratio is the ratio of two orthogonal compo-
nents of the E-field in a given direction and is often used for the antennas in which the
desired polarization is circular. The circularly polarized waves can be generated when
two orthogonal E-field components with equal amplitude but with in-phase quadra-
ture are radiated. The acceptable value of the axial ratio is less than 3 dB for the patch
antennas [39]. Figure 8.35 presents the variation of the measured and simulated AR
values with the frequency. It is seen from the figure that a 3 dB AR bandwidth of
20.60% in the frequency range of 3.71 and 4.55 GHz is achieved in the simulation.
However, there is a small deviation in the measured AR bandwidth because of
the inaccuracy in measurement, cutting, and finishing. The gain in the antenna along
with radiation patterns were measured in an anechoic chamber by using the standard
substitution method. After the analysis of outcomes, it is found that the gain is almost
constant over the entire CP band as shown in Figure 8.36.
In general, errors that occur during the measurement is approx. ±0.30 dB, and
those further can be minimized by using precision handling processes and pre-
cisely calibrated instruments. Simulated and measured results have confirmed that
the stable gain of 6 ± 0.5 dBic is accomplished in the operating frequency range of
3.71–6.91 GHz as shown in Figure 8.32. A very small variation has been seen due to
errors in anechoic chamber measurement. It is confirmed from Figure 8.37 that the
measured radiation efficiency matched well with the simulated result and it is more
than 80% in the operating frequency range.
FIGURE 8.35 Measured and simulated axial ratios (dB) of the proposed antenna.
FIGURE 8.36 Measured and simulated peak gains of the proposed antenna.

FIGURE 8.37 Measured and simulated radiation efficiencies of the proposed antenna.
To verify the CP behavior of the proposed antenna, the simulated current dis-
tributions using the simulator Ansys HFSS at different time periods are shown in
Figure 8.38. Here, T is the time period of the signal at operating frequency.
Due to the symmetrical structure, the surface current distributions of the semi-
circular patch of only one side has been considered for a clear visibility of the vector
currents and the same pattern can be viewed on the other side also. At time t = 0, the
surface currents on the defected semi-circular surface flow along the direction of
θ = 0°, while the direction of the surface currents has changed in the upward direc-
tion at t = T/4 in the direction of θ = 90°. Further, the direction of the vector currents
is changed to θ = 180° and θ = 270° at time t = T/2 and 3T/4, respectively. It is clear
from the current distribution pattern that the direction of vector currents at t = T/2
and 3T/4 are just opposite to the currents at t = 0 and t = T/4, respectively. It is also
confirmed that the surface currents on the electric dipole rotate in the anticlockwise
direction to authenticate the right-hand circular polarization (RHCP) behavior of the
antenna.
To compare the radiation patterns in the xoz (Φ = 0°) and yoz (Φ = 90°) planes,
the radiation patterns obtained from simulation and measurement are plotted for
the broadside direction at the center frequencies of the CP band and is shown in
Figure 8.39a and b, respectively. The obtained results validate the basic characteristic
of the ME dipole antenna, as the radiation patterns from simulation and measure-
ment are unidirectional and symmetric in the E-plane and H-plane. Also, it is clearly
visible from Fig 8.39 (b) that the magnitude difference between LHCP and RHCP
FIGURE 8.38 Current distribution showing the right-hand circular polarization for the cen-
ter frequency of the CP band at 4.1 GHz at different time intervals, t = 0, t = T/4, t = T/2 and
t = 3T/4.
FIGURE 8.39 (a) Simulated and measured E- and H-plane radiation patterns at the centre
frequency of the operating band at 5.3 GHz. (b) Simulated and measured RHCP and LHCP
radiation patterns for E- and H-planes at the centre frequency of the CP band at 4.1 GHz.
is more than 3 dB, which is a remarkable point to validate the CP behavior of the
antenna and confirming the RHCP waves. The experimental results agree well with
the simulated results. Moreover, the radiation patterns of the xoz- plane and the yoz-
plane are stable and symmetrical.
8.4 CONCLUSION
In this chapter, two designs of reconfigurable antenna have been discussed. First, a
novel antenna with tunable characteristics, wide notch frequency band, and reduced
cross-polarization has been designed. The experimental and simulation results match
to an acceptable limit. The structure provides dual band when the diode is ON and
ultrawide band when the diode is OFF. A wide frequency range around 5 GHz is
notched when the diode is ON and frequency band below 5 GHz is notched when the
diode is OFF. The other characteristics are normal and stable.
The second design consists of a reconfigurable multiband CP monopole antenna
with a simple biasing network. The PIN diode is used to obtain multiband recon-
figurable CP radiations. In the OFF state of the diode, the antenna exhibits a dual
band behavior with three senses of polarization. LHCP, RHCP and three LP waves
are observed. In the ON state of the diode, the antenna again exhibits a dual band
behavior and produces other three CP radiations along with three LP radiations. The
simple structure of the antenna makes it suitable for many applications, such as in
C-band communication satellite for their uplink and amateur satellite operations
(CP1), X-band uplink frequency for military communication satellites (CP3), traffic
light crossing detector, and terrestrial communications (CP4).
In this part, a wideband circularly polarized MED antenna of semicircular shape
embedded with diagonally symmetrical I-shaped slots has been proposed and investi-
gated for C-band applications. In the proposed design, defected semicircular patches
are placed horizontally to function as electric dipoles and two vertically oriented folded
metallic walls shorted to minimum rectangular ground to act as magnetic dipoles.
The Γ-shaped single feed structure is used to excite both dipoles together to achieve
symmetric radiation patterns and CP waves are produced with the help of I-shaped
slots. The low profile of the structure is maintained by the use of minimum ground
and the folded structure. Hence, the proposed antenna is compact in design, includ-
ing features of wideband behavior and circular polarization. It exhibits an impedance
bandwidth of 60.37%, AR bandwidth of 20.60%, and a radiation efficiency of more
than 80% within the operating frequency range. The proposed design provides CP
characteristics in the frequency range of 3.71–4.55 GHz and a stable peak realized
gain of 6 ± 0.5 dBic with a unidirectional radiation pattern in E- and H-planes. All
these features made this antenna suitable for 5G Wi-Fi (5.15–5.875 GHz) and C band
applications (3.7–4.2 GHz for downlink and 5.93–6.43 GHz for uplink).
REFERENCES





9 Reconfigurable
Printed Antennas
Dr. Deepak Gangwar
Bharati Vidyapeeth’s College of Engineering, New Delhi
Dr. Sachin Kumar

Kyungpook National University, Korea

Ambedkar Institute of Technology, Delhi
Ghanshyam Singh
Feroze Gandhi Institute of Engineering
and Technology, Raebareli
Ankit Sharma
Galgotias College of Engineering and
Technology, Greater Noida
CONTENTS
9.1 Introduction .................................................................................................. 288
9.2 Different Approaches for Attaining Reconfigurability ................................ 288
9.2.1 Electrical Method-Based Reconfigurable Antennas ........................ 289
9.2.1.1 RF-MEMS-Based Reconfigurable Antennas .................... 291
9.2.1.2 PIN Diode-Based Reconfigurable Antennas ..................... 291
9.2.1.3 Varactor Diode-Based Reconfigurable Antennas .............. 301
9.2.2 Optical Methods/Photoconductive Switches ....................................304
9.2.3 Physically/Mechanically Reconfigurable Printed Antennas ............ 305
9.2.4 Material-Based Reconfigurable Antennas ........................................306
9.3 Applications ..................................................................................................306
9.3.1 Frequency-Reconfigurable Antennas for Cognitive Radio System....306
9.3.2 Pattern-Reconfigurable Antennas for the MIMO Systems ..............307
9.3.3 Reconfigurable Antennas for Satellite Systems................................308
9.4 Multi-Reconfigurable Antennas: The Latest Trend ......................................309
9.5 Conclusion .................................................................................................... 310
References .............................................................................................................. 312
287
9.1 INTRODUCTION
Antennas are critical and vital elements for radar and communication systems.
Proliferation in wireless communication and radar systems over the past 50 years
results in different types of antennas. The different classes of antennas possess dif-
ferent built-in assets and detriments that make them reasonable for specific applica-
tions. As technology is changing day by day and a conventional antenna has fixed
functionality, reconfigurable antennas are required to accommodate new systems.
The reconfigurable antennas provide a better solution, as they can adapt to the chang-
ing system requirements.
Reconfigurable antennas can tune their characteristics such as frequency, pat-
tern, and polarization, as per the demand of application [1–3]. This reconfigurabil-
ity can be single, for instance, frequency diversity, pattern diversity, or polarization
diversity, or it may be a combination of two or more [4–9]. It is very tedious and
space-consuming to design separate antennas for multiple operations, by frequency
reconfiguration, and a single antenna could be used for numerous frequency bands.
Modern communication systems are multi-functional and compact. Antenna recon-
figurability not only saves space and cost but also reduces the production time. To
accomplish multi-functionality in present-day specialized gadgets, metamaterial
components are stacked in traditional antennas.
A single reconfigurable antenna could deliver the functionality equivalent to
multiple traditional single-purpose systems, thus offering significant savings in
cost, volume, weight, and maintenance resources. The introduction of new kinds
of functionality into antennas will result in higher or comparable performance and
lower costs. The system designers need to be willing to exploit these new degrees
of freedom and functionality, so that the antenna becomes a more active part of the
communication link, working together with new circuits, communication protocols,
and signal processing techniques. The customary techniques used for antenna char-
acterization require two types of information: the input impedance response over fre-
quency (typically called the frequency response) and the radiation characteristics (or
radiation patterns). Generally, the frequency response is given preference, because,
in the absence of a reasonable match of input impedance, severe reflections may
damage the components of the transmitting system and can also result in power wast-
age, whereas receiving systems may require signal amplification due to the reduced
sensitivity. Once the antenna frequency response is known, the examination of the
radiation patterns can be done. This chapter briefly reviews both the frequency and
radiation features of the antennas that can be manipulated through the reconfigura-
tion of material and physical parameters.
9.2 DIFFERENT APPROACHES FOR ATTAINING

RECONFIGURABILITY
The antenna reconfigurability can be accomplished by electrical, optical, or
mechanical/physical means, or using special materials such as liquid crystals,
as shown in Figure 9.1. Physically reconfigurable printed antennas are complex
and have a bulky configuration. In view of this, the antenna researchers are more
Reconfigurable Printed Antennas 289
FIGURE 9.1 Different methods to attain reconfigurability.
FIGURE 9.2 Types of reconfigurability in antennas.
attracted to electrically reconfigurable antennas, as such antennas are easy to fab-

ricate, possess less volume, and are less complex. In the last few years, various
mechanisms for reconfigurable antennas have been explored by several research-
ers. The accompanying passage distinctive reconfiguration systems give a few
models and argue the advantages and disadvantages of each approach. Based on
the antenna functionality, the various types of reconfigurability are illustrated in
Figure 9.2.
9.2.1 ELECTRICAL METHOD-BASED RECONFIGURABLE ANTENNAS

Before the evolution of semiconductor diodes, the reconfigurable antennas were con-
structed by using mechanical means. These mechanical ways were slow and bulky.
Performances of reconfigurable antennas rely on switching mechanisms, and with
the development of electronic switches, their performance improved considerably.
The electronic switches are fast in response, have high power handling capacity,
and consume significant power. PIN diodes, RF micro-electromechanical systems
(MEMS), and varactor diodes are common to be worked as switching elements to
alter the geometry of the main radiator to accomplish either type of reconfigurabil-
ity. PIN diodes offer high switching speed, small volume, low cost, and low insertion
loss. A DC bias is needed to operate PIN diodes.
Due to recent developments in the semiconductor fabrication, small-size MEMS
received great attention to be used as switching elements in reconfigurable wireless
systems. MEMS are superior to PIN diodes because of isolation, insertion loss, power
consumption, and linearity. RF-MEMS functioning as a switch is based on mechani-
cal movement. The drawback of the RF-MEMS is slow switching as compared to
the PIN and varactor diodes. RF-MEMS response time is in the range of 1–200 μs,
and due to their slow speed, they are not suitable for some applications. The response
time of the varactor diode and the PIN diode is in the range of 1–100 ns [10]. The
switches implemented by PIN diodes operate in two different modes, that is, ON and
OFF, depending upon the DC biasing. While the varactor diode operates in continu-
ous mode, its capacitance continuously varies by changing its biasing voltages. The
varactor diode-based antenna provides a very wide tuning range and it needs a small
current, in comparison with the PIN diode and MEMS. However, it has non-linear
characteristics and needs a variable power supply. The various types of RF switch-
based reconfigurable antennas are illustrated in Figure 9.3. A comparison of different
switching components is provided in Table 9.1.
FIGURE 9.3 Methods for achieving frequency-reconfigurable antennas. (a) RF switch-

based (varactor, PIN diode) antenna and (b) RF-MEMS switch-based antenna.
TABLE 9.1
A Comparison of Different Switch Components [1–10]
Reconfiguration Technique Advantages Disadvantages
PIN diodes • High reliability • High tuning speed
• Extremely low cost • High DC bias in the ON state
• Common choice for • High power handling capacity
reconfiguration
Varactors • Small current flow • Non-linearity
• Continuous tuning • Low dynamic range
• Ease of integration • Complex bias circuitry
RF-MEMS • High isolation and linearity • High control voltage
• Wide impedance bandwidth • Slow switching speed
• Low power losses and low noise • Limited life cycle
figure
9.2.1.1 RF-MEMS-Based Reconfigurable Antennas

A few RF-MEMS-based reconfigurable antennas were investigated and reported in
Refs. [10–14]. A tunable dual-band slotted antenna with implanted RF-MEMS was
analyzed in Ref. [11]. Huff et al. investigated a pattern-reconfigurable square spiral
antenna integrated with RF-MEMS switches in Ref. [12]. Nasiri et al. [13] studied
a micro-machined frequency-agile patch antenna configured by MEMS, where the
driving mechanism was thermal actuation. The thermal actuators were connected to
a silicon platform and on the application of voltage; they shift downward with patch
antenna resulting in a downward frequency shift. The actuator-driven voltages are
CMOS-compatible. The antenna operation band changes from 17.37 to 15.07 GHz in
upstate–downstate on the application of bias voltage to the actuator. The achievable
bandwidth is different in both the states, and a bandwidth of 1.4% is achieved in the
downstate, while a bandwidth of 3.9% is achieved in the upstate. MEMS switches
were integrated into an array of parasitic antennas to accomplish pattern diversity,
as suggested by Petit et al. [14]. A prototype was fabricated and tested. Experimental
results exhibit good impedance bandwidth and ±25° beam tilting for a 5.6-GHz reso-
nance band.
9.2.1.2 PIN Diode-Based Reconfigurable Antennas
Various PIN diode-based reconfigurable antennas were analyzed and discussed in
Ref. [15–23]. A frequency-reconfigurable antenna for WLAN and GSM applications,
based on PIN diode-embedded epsilon negative transmission line was reported in
Ref. [15]. The pattern-reconfigurable antennas presented in Refs. [16,17] were real-
ized by the classical Yagi–Uda approach. In general, the PIN diodes are installed in
between parasitic elements to change their electrical lengths, so that these elements
function as a reflector–director or vice versa, based on the operating states of PIN
diodes. A frequency-reconfigurable antenna with a customized ground plane was
studied in Ref. [18]. The PIN diodes were embedded at the appropriate position on U-
and L-shaped slots in the ground plane. The etching of the ground plane results in the
miniaturization of the reported antenna compared to the traditional antennas. The
antenna can operate at multiple frequency bands by switching the states of the PIN
diodes. Khidre et al. [19] reported a single-feed wideband polarization-reconfigurable
E-shaped patch antenna, where two PIN diodes were placed at the top and bottom
slots. The polarization mode (right-hand circular polarization (RHCP) or left-hand
circular polarization (LHCP)) depends upon the operating states of the PIN diodes.
The proposed design was symmetric, and a 7% bandwidth was achieved in the 2.4-
GHz band. The DC control circuit of the antenna was simple, and fabricated antenna
was useful for WLAN IEEE 802.11b/g. In Ref. [20], a polarization-agile antenna with
a customized ground plane and L-shaped slots etched at the four corners underneath
the main radiator was suggested. The antenna polarization sense switched between
RHCP and LHCP by PIN diodes installed at an appropriate location on the L-type
slot. Yang et al. [21] achieved a wide axial ratio bandwidth by incorporating the
staircase slots on the ground surface. The PIN diodes were implanted at staircase
slots, and the DC biasing circuit was very simple, as there is no need for RF choking
inductor at the ground plane. A PIN diode-based polarization-reconfigurable antenna
is shown in Figure 9.4.
FIGURE 9.4 PIN diode-based polarization-reconfigurable antenna.
A coplanar waveguide (CPW)-fed wideband end-fire pattern diversity antenna

was studied by Zhang et al. [22]. The antenna was comprised of the main radia-
tor and two-step-shaped parasitic patches. Four PIN diodes were installed at the
parasitic patches, and by changing their states, the functioning of the parasitic ele-
ments changed from the reflector to the director or vice versa. This antenna switches
beam in the opposite direction by switching (ON or OFF) PIN diodes. Experimental
results depicted a good back-to-front ratio. A CPW-fed compound reconfigurable
antenna (pattern and frequency) was presented in Ref. [23]. The proposed antenna
was comprised of closed-r ing resonator (CRR), electric-inductive-capacitive (ELC)
resonator, and the parasitic elements. A PIN diode D1 was installed between ELC
and CRR, and other diodes (D 2–D5) were placed between the parasitic elements and
the ground plane. When the diode D1 operating state was changed, the antenna dem-
onstrated frequency agility, while the states of diodes D 2–D5 were changed to vary
the electrical length of the parasitic elements. The diode D1 was inserted between
the CRR and ELC resonators for frequency reconfigurability. By controlling the
electrical length, the main beam steers to accomplish end-fire pattern diversity.
The fabricated antenna was planar and compact and depicts multi-band features
along with pattern diversity. A PIN diode-based compound reconfigurable antenna
is shown in Figure 9.5.
The frequency diversity is achieved by exciting the CRR and ELC resonators
separately and collectively, and by mutual coupling between the parasitic elements
and two resonators. The PIN diodes implanted between the ground plane and four
parasitic elements control the electrical length of the ground plane to accomplish pat-
tern diversity. The ground plane and parasitic elements along with PIN diodes func-
tion as a reflector–director or vice versa, depending upon the state of implanted PIN
diodes. The ground plane and parasitic elements jointly steer the primary omnidi-
rectional beam to bidirectional and unidirectional end-fire radiated beam at multiple
frequency bands, depending upon the state of PIN diodes.
The surface current distribution is studied to interpret the end-fire beam recon-
figurability. The simulated surface current distributions and 3D radiation patterns
at 4.76 GHz, when the antenna is in state 5 and state 6, are illustrated in Figure 9.
6. It is noticed that when the diode D 2 is ON, the parasitic element at the right end
of the antenna is attached to the ground plane and works as a reflector, direct-
ing the main beam toward (+x) direction. Next, when the diode D 3 is ON, the
FIGURE 9.5 Geometry of the proposed reconfigurable antenna. (a) Top view and (b) side
view.
parasitic element at the left end is attached to the ground plane and works as a
reflector, directing the main beam toward (−x) direction. This is due to the non-
symmetrical distribution of surface current around the y-a xis, on the resonator and
on the ground plane. Here, the parasitic element and ground plane jointly work as
a reflector. This results in an end-fire beam in XZ-(H)-plane. When the parasitic
elements are not connected to the ground plane, then they are not resonating. It is
also clear from Figure 9.7 that current distribution is symmetrical about the y-axis.
The maximum current is concentrated along the outer surface of CRR and at the
top edge of the ground plane, while very small current lies along the periphery of
ELC. This type of surface current distribution results in an omnidirectional beam
in XZ-(H)-plane.
Another reconfigurable L-strip-fed circular microstrip antenna on thick sub-
strate with CSRR in the ground plane has been analyzed and investigated in Ref.
[24]. The antenna is analyzed using the cavity model and the circuit theoretic
approach for initial design and then simulated on IE3D simulation software. The
antenna is made reconfigurable with PIN diode, which makes it to work in differ-
ent configurations. Two diodes were used to implement a double annular slot, one
annular slot, and one split slot and CSRR in the ground plane. While other con-
figurations of diodes provide bandwidth and radiation pattern diversity, CSRR pro-
vides size reduction of up to 13.31% along with high gain directivity and radiation
efficiency. A maximum gain of 8 dBi and directivity of 8.3 dBi have been achieved
in the respective band of operations. The antenna exhibits wideband along with
multi-band characteristic.
(a) (b)
State-5 State-6
(c) (d)
FIGURE 9.6 Simulated surface current distribution and 3D radiation pattern in end-fire mode.
(a) Surface current when diode D2 is ON, (b) surface current when diode D3 is ON, (c) 3D radia-
tion pattern when diode D2 is ON (+x), and (d) 3D radiation pattern when diode D3 is ON (−x).
FIGURE 9.7 Simulated surface current distribution and 3D radiation pattern in omnidirec-

tional mode. (a) Surface current and (b) 3D radiation pattern.
9.2.1.2.1 Theoretical Modeling of L-Strip-Loaded CMSA

The CSRR-loaded L-strip CMSA is shown in Figure 9.8. It consists of a CMSA on
thick substrate fed with L-shaped microstrip feed. Two annular slots are cut in the
ground plane, and PIN diodes are connected at diagonally opposite faces. The antenna
is analyzed using the cavity model with the circuit theoretic approach. The whole
analysis is divided into four parts. In the first, the L-strip-loaded CMSA has been
analyzed; the second part includes characterization of CSRR; the third part takes care
of integration of the two structures; and the last subsection describes the behavior of a
tunable antenna. The proposed antenna fed with L-strip is analyzed using the circuit
theoretic approach and the cavity model. Figure 9.9 shows equivalent circuit of an
L-strip-fed circular microstrip antenna. To insure capacitive nature of feed, the length
of horizontal part of L-strip under patch is kept less than quarter wavelength. The
capacitance thus introduced is suppressed by the inductance arising from vertical part
FIGURE 9.8 Schematic of the proposed antenna.

FIGURE 9.9 Equivalent circuit of an L-strip proximity-coupled CMSA.
of L-strip. Apart from these, a series resistance arises due to finite conductivity of cop-
per used. The calculation of series resistance (Rs) and inductance (Ls) is given as [25]:
Ls = 0.2 h2 ⎡⎣ ln {2 h2 ( ws + ts )} + 0.2235 {( ws + ts ) h2 } + 0.5 ⎤⎦ ( nH ) (9.1)
Rs = 4.13 h2 ( ws + ts ) f . ρ ρ0 (9.2)
where ws is the width, ts is the thickness, and h2 is the height of L-strip in mm; f is
the operating frequency in GHz; ρ is the specific resistance of the strip (Ω cm); and
ρ 0 is the specific resistance of copper. The antenna metallization is taken as perfect
except the vertical part of L-strip. Capacitance (Cs1) is arising due to vertical electric
fields between the horizontal part of L-strip and ground plane in series with above Ls
and Rs and is calculated as:
ε r ε 0 ws y0
Cs1s1 = (9.3)
h2 + h2
where y 0 is the length of the horizontal part of L-strip and εr is the relative dielec-
tric constant. There is a fringing capacitance (Cf1) between the open end of L-strip
and ground plane, (Cf2) between the open end of L-strip and patch, and between the
radiating edge of patch and the horizontal part of L-strip (Cf2). These capacitances
are calculated by evaluating extended effective length of L-strip due to fringing
field. The expression of extension in the length of an open-ended microstrip line
is given as:
0.412 h ( ε e + 0.3)( ws h + 0.264 )

le = (9.4)
( ε e − 0.258 )( ws h + 0.8)
where εe is the effective dielectric constant of the material buried under the
microstrip line and ground plane. Thus, the associated fringing capacitance is
calculated as:
le ε reff
Cf =
cZ 0 (9.5)
where le is the extension in effective length of L-strip feed, c is the velocity of light in
vacuum, Z 0 is the characteristic impedance of feed, and εreff is the effective dielectric
constant of the material. The fringing capacitance between the horizontal part of
L-strip and ground plane (Cf1) is calculated by putting h = h1 + h2, and the two capaci-
tances between patch and the horizontal part of L-strip (both Cf2) are calculated by
putting h = h3. The capacitance due to the vertical electric field between the horizon-
tal part of L-strip and patch is calculated as:
C1 = ε r ε 0 y0 ws h3 (9.6)
The equivalent circuit of L-strip-fed circular microstrip antenna is shown in

Figure 9.2. The structure contains a series RLC resonant circuit of L-strip feed in
series with a parallel RLC resonant circuit of the antenna. The resonance resistance
of patch at a given feed location ρ 0 is calculated as:
1 J02 ( kρ0 )
Rp = (9.7)
GT J02 ( kr )
The antenna capacitance Cp and inductance Lp are calculated as [25]:
C p = QT {2πfres Rp } (9.8)
and
L p = Rp {2πfresQT } (9.9)
where QT is the total quality factor, GT is the total conductance of patch of radius r
incorporating radiation loss, conduction loss, and dielectric loss [26], and fres is the
resonant frequency [27].
9.2.1.2.2 Analysis of CSRR

The basic particle used in miniaturization is split ring, which can be electrically or
magnetically driven. It is obvious that if a λ/2 transmission line is made in a closed
form like ring, it has a diameter of λ/2π at the given frequency. Hence, size reduc-
tion is observed. In order to reduce the size of element further, another ring may
be added as edge coupled. This will add edge capacitance into the structure, thus
further reducing the size [28]. The CSRR is the dual of split ring resonator (SRR)
that gives very similar characteristics. There is a slight difference in the analysis
process of the two structures. CSRR is taken as CPW, while SRR is taken as CPS.
But under ideal conditions, it can be demonstrated that the resonant frequency of
both structures is the same. The capacitance of CSRR is the capacitance of a disk
of radius r 0 –c/2 surrounded by a ground plane at a distance of c from its edge, with
average radius r 0.
Figure 9.10a shows the basic CSRR structure, and Figure 9.3b shows its equivalent
circuit. The capacitance Cc is given by [28]:
FIGURE 9.10 (a) Schematic of CSRR and (b) its equivalent.
[ bB ( kb ) − aB ( ka )]2 ⎡⎢ 1 ⎛ 1+ ε r + ε r2 tanh ( kh ) ⎞ ⎤⎥ dk
∞
π 3ε 0
Cc = 2
c ∫
0
k2 ⎜
⎢⎣ 2 ⎝ ε r + tanh ( kh ) ⎠⎟ ⎥⎦
(9.10)
The notations and functions used above are given in Ref. [27]. The inductance of
CSRR, Lc, is calculated from the inductance corresponding to a CPW structure of
length 2πr0, strip width d, and slot width c [28].
9.2.1.2.3 CSRR-Loaded L-Strip-Fed CMSA

A CSRR is etched in the ground plane of L-strip-fed CMSA. The two resonators
formed so share the same field distribution, or in other words, the same L-strip is used
to feed power to both resonators [24]. The equivalent circuit of CSRR comes in parallel
with the resonant circuit of patch which in turn comes in series with L-strip equivalent.
Simple L-strip-fed antenna is expected to resonate at two frequencies – first due to
patch itself (lower) and second due to L-strip (higher). To simplify the numerical study,
only TM11 mode is excited. By changing the y0, higher order mode (TM21) may be
excited. This will complicate the problem and may divert the attention from the main
work.
9.2.1.2.4 Implementation of Reconfigurable L-Strip-Fed CMSA

To see the bandwidth reconfigurability and radiation pattern diversity, a reconfigu-
rable CSRR is implemented with the help of PIN diode and annular slot. For that,
instead of making CSRR, two annular slots are made in the ground plane. One diode
is connected at one end of the outer annular slot and another diode at the opposite end
of the inner annular slot. This makes bandwidth of antenna tunable and radiation pat-
tern diversified. When one of the diodes is “ON,” it makes a combination of annular
slot and split annular slot; when both diodes are “OFF,” it becomes two annular slots;
and when both diodes are “ON,” it makes CSRR. In this way, three types of antennas
are implemented in one.
9.2.1.2.5 Design Parameters

The antenna is made using foam material as it provides a very low value of permit-
tivity (near to air). The three-layered structure is fed with a microstrip feed of 5 mm
width, which is bent to make L-strip feed. The height of feed is 7.8 mm, and the
length of the horizontal part of L-strip is 12 mm. The radius of patch is 23 mm, below
which CSRR is etched. The separation between slots and the width of slots both are
0.2 mm. A PIN diode (model HSMP-3860) is taken for modeling with “ON” voltage
and current of 0.73 V and 12 mA, respectively. In the simulation, the diode is imple-
mented through metallic connection.
9.2.1.2.6 Results and Discussion

MATLAB codes were developed to analyze the behavior of the antenna. The antenna
was simulated using full-wave electromagnetic simulator IE3D. Naturally, the L-
strip-fed antenna provides a wide bandwidth when the resonances corresponding to
antenna and L-strip feed are close to each other [30] and merged with higher order
modes. But in this design, only TM11 mode is excited. First of all, the behavior of a
simple L-strip-fed CMSA is designed and analyzed theoretically.
Figure 9.11 shows the return loss of antenna without CSRR for different horizontal
length of L-strip. The graph gives a very clear idea about the resonance frequencies
due to L-strip and basic patch. As patch antenna feed length increases, the associ-
ated capacitance increases, causing the reduction in the upper resonant frequency.
It is also interesting to see that the strip length may be varied to tune the antenna
for various applications. The behavior of antenna return loss v/s frequency loaded
with CSRR is shown in Figure 9.12. It is very similar to an unloaded antenna except
the shift in resonant frequency. In an unloaded antenna, the theoretically calculated
upper and lower resonances are at 3.83 GHz and 1.83 GHz, which have been shifted
at 3.32 and 1.77 GHz, respectively, after loading CSRR (all theoretical values). That
shows that a significant reduction in size is obtained.
Now, the antenna was made tunable by putting two PIN diodes (D1 and D2) at
the opposite sides of the two annular slots made in the ground. Three combinations
are possible for this setup: first, when only diode D1 is ON (making one of them the
FIGURE 9.11 Variation of return loss with frequency without CSRR.

FIGURE 9.12 Variation of return loss versus frequency with CSRR.
annular slot and the other the split slot); second, when both D1 and D2 are ON (mak-
ing it CSRR); and third, when both are OFF (making two annular slots in the ground
plane). All the three cases have been analyzed, and return loss variations with fre-
quency are shown in Figure 9.13 from IE3D simulation software along with a simple
antenna without any ring. The figure shows how the antenna may be made tunable
for different diode conditions. The basic antenna operates in two frequency bands:
2.42–2.8 and 4.13 GHz onward. The antenna with only one of the diodes ON shows
the lower resonance at almost the same frequency, but upper resonance is shifted
from 4.5 to 3.5 GHz. This is due to one split ring resonator formed [26]. As soon
as we ON both diodes, making it CSRR-loaded, the whole band is shifted toward
the lower frequency side. It is due to the extra edge capacitance introduced between
the two split rings. When both diodes are OFF, an extra band is introduced around
4.4 GHz due to higher order mode. The variation of gain with respect to an isotropic
antenna is shown in Figure 9.14. It is clear from the figure that gain is higher than
reported earlier [20].
Figure 9.15 shows the variation of directivity with frequency for different antenna
structures. A complete picture of the antenna gain and directivity is shown in tabular
form in Table 9.2. From the table, it may be concluded that the antenna has very good
gain and directivity in their different bands of operation.
The radiation pattern is a very important parameter in antenna design. In the
present design, the antenna has a variable radiation pattern. The antenna without any
ring has a radiation pattern as shown in Figure 9.16. The pattern is for two frequen-
cies in two bands of operation, i.e., 2.5 and 4.4 GHz. The pattern is shifted clockwise
by 30.8°. This again shows resemblance with the TM21 mode [31]. Figure 9.17 shows
the radiation pattern for a CSRR-loaded antenna, i.e., when both diodes are ON. The
pattern is shown for all the three bands. The back lobe of the pattern increases as the
electrical length increases. But the graph at 3 GHz has no back lobe. This is due to
the high gain of 8.6 dBi. Figure 9.18 shows a radiation pattern when one of the diodes
FIGURE 9.13 Return loss versus frequency of PIN diode-tuned antenna.
FIGURE 9.14 Variation of gain for different antennas.
is ON. The pattern shows its omnidirectional nature along with a back lobe. That is
why the antenna has relatively low gain and directivity. The antenna with two rings
in the ground plane has a radiation pattern as shown in Figure 9.19. The higher order
mode is excited at a higher frequency, while at a lower frequency, the back lobe is
more. This is due the radiation from the slots at lower frequencies.
9.2.1.3 Varactor Diode-Based Reconfigurable Antennas

Varactors have variable reactance (capacitance), so they can be used as tuning ele-
ments in the reconfigurable antennas [29]. In Ref. [30], the varactor diode was placed
at the corners of the slot, which resulted in dual-band operation of the antenna,
with independent tuning at both the bands. A dual-band frequency tunable square
FIGURE 9.15 Variation of directivity for different antennas.
TABLE 9.2
Gain and Directivity for Different Antenna Structures
Without Ring D1 and D2 OFF D1 ON D2 OFF D1 and D2 ON
Frequency
Band Gain Directivity Gain Directivity Gain Directivity Gain Directivity
First band 8 8.35 7.1 7.6 4.7 5.9 8 8.35
Second band >6 >7 >6 >7 6.2 6.4 >6 >7
Third band NA NA NA NA >6 >7 NA NA
FIGURE 9.16 E-plane radiation pattern of a basic antenna without rings.

FIGURE 9.17 E-plane radiation pattern of a CSRR-loaded antenna.
FIGURE 9.18 E-plane radiation pattern with D1 ON and D 2 OFF.

FIGURE 9.19 E-plane radiation pattern with D1 and D 2 OFF.
patch was proposed in Ref. [31]. Varactor diodes were placed at the extended arms
of the hexagonal slot, etched on the main radiator. Both bands were independently
controlled by varying the varactor bias supply. The radiation characteristics of the
reported antenna were constant for the entire tuning range (80.11% and 65.69%).
The authors in Ref. [32] demonstrated the optimal use of the varactor diode to
find the maximum efficiency and tuning range for a frequency-agile antenna. A gen-
eralized model was presented for varactor tuning. Two prototypes were studied and
tested to show the importance of tuning devices and their positions to obtain a high
efficiency and wide tuning range. One- and three-varactor-diode models were inves-
tigated to obtain a wide capacitance range. The measured and simulated results were
in close resemblance.
9.2.2 OPTICAL METHODS/PHOTOCONDUCTIVE SWITCHES

Reconfigurable antennas based on the optical switching mechanism use photocon-
ductive switches made from semiconductor materials (Si, GaAs). The states (ON and
OFF) of the photoconductive/optical switches change by controlling the intensity of
laser light. The integration of laser and power supply raises some issues for using
optical switches in the antenna reconfiguration. A reconfigurable monopole embed-
ded with three optoelectronic switches among four segments was investigated [33],
where optical fiber was used to illuminate the switches. The effective length of the
monopole depends upon the state of the switch, which results in the tuning of fre-
quency. The proposed design with optoelectronic switches eliminates the effect of
the biasing line. Panagamuwa et al. [34] reported an optically controlled compound
(pattern and frequency) reconfigurable antenna. In this design, a balanced dipole was
constructed on a silicon substrate. Two silicon photodiodes were embedded in dipole
arms to reconfigure dipole attributes. The diode states were controlled by infrared
laser conveyed through fiber-optic wires. Frequency reconfigurability was achieved
when both the diodes were either ON or OFF. When only one diode was ON, then
there was a shift in pattern null toward the longer side of the dipole by 50°. In the
pattern shift state, there is a small variation in the resonant frequency.
An infrared LED-controlled reflectarray system was reported for Ka-band [35],
where a reconfigurable miniaturized unit cell fabricated by silver inkjet printing
on a silicon wafer was designed. When the wafer gets illuminated by various lev-
els of intensities (LED), it results in the tapering of radiation pattern or variation
in the gain of the reflectarray. A photoconductive switch integrated frequency and
pattern-reconfigurable antenna array for mm-wave applications was reported [36].
Two photoconductive switches were installed at the slot for frequency tunability and
beam steering. A planar pattern-reconfigurable antenna controlled by RF PIN photo-
diode and phototransistor was suggested in Ref. [37]. Optical switches were installed
between the microstrip elements to control the main beam direction. The designed
antenna has one omnidirectional and four directional radiation patterns. The isola-
tion and insertion loss studies were carried out for the two switching systems, and
the test results confirm the simulation results. A microstrip-fed frequency-agile patch
antenna was presented in Ref. [38], where the resonant frequency was switched by
changing the state of photoconductive switches through optical power. The pro-
posed design operates with low photoconductivity and needs low optical power.
Photoconductive switches controlled the impedance of branched stubs connected to
the patch antenna optically.
9.2.3 PHYSICALLY/MECHANICALLY RECONFIGURABLE PRINTED ANTENNAS

The antennas based on electrical/electronic lumped elements need complex DC bias-
ing circuitry and proper isolation between the DC supply and RF signal. There is some
extra power loss in switches and biasing, and isolation circuitry affects the antenna
performance. In view of these drawbacks, the antenna researchers recently investi-
gated the physically/mechanically reconfigurable antennas [39–41]. These types of
antennas have less RF power loss, better isolation, and more linearity in comparison
with the antenna topologies based on RF switches. However, they possess a larger
area and a complex mechanical system. A physically rotatable compound (frequency
and pattern) reconfigurable antenna having two microstrip patches connected to a
single feed line was studied [39]. A mechanically rotatable frequency-tuned antenna
for cognitive radios (2–10 GHz) was reported in Ref. [40]. It is possible to accomplish
pattern diversity by a single radiating patch using mechanical movements. As this
approach is slow, the antennas based on this method are more attractive, where fast
(pattern) reconfigurability is not needed. This technique is less expensive as compared
to the expensive phased array-based technique. Zhu et al. [41] reported mechanically
configured frequency agility in a patch antenna, without using any switching compo-
nents. The proposed design consisted of a rotatable metasurface placed over a circular
patch. The rectangular-loop-type unit cells were etched on the top of the metasurface
substrate facing opposite the patch. As the metasurface rotated mechanically in steps
10°, 25°, 35°, 55°, and 80°, the patch resonant frequency changed to 4.77, 4.9, 5.07,
5.31, and 5.5 GHz, respectively. There is no need for extra DC biasing circuits, but they
need mechanically movable parts that limit their applications.
9.2.4 MATERIAL-BASED RECONFIGURABLE ANTENNAS

Antenna attributes can be reconfigured by varying the structure of the antenna
without using any electrical or optical switches, and this technique is known as the
material-based reconfiguration technique. In material-based techniques, the antenna
attributes are reconfigured by changing substrate material characteristics, and fer-
rite or liquid crystals are used as material. If the antenna substrate material permit-
tivity or permeability is altered, then the antenna characteristics get changed. This
change in material attributes happened by modifying the orientation of the molecules
through an external voltage. This change is non-linear for a liquid crystal for differ-
ent applied voltage levels, while a static magnetic or electric field changes the mate-
rial permeability/permittivity of a ferrite material. The use of a tunable substrate
material is the latest trend to achieve reconfigurability. The tunable material-based
antennas face challenges such as reliability and lack of proper modeling. In recent
years, people reported many antennas with this approach [42,43]. The ferroelectric
material used as an antenna substrate in Ref. [42] was tuned by applying DC bias
voltage across the material. They need a large power supply to change the dielectric
constant; however, they possess better directivity and narrow beamwidth.
Liu et al. reported [43] a liquid crystal antenna with a tuning range of 4%–8%
at the 5-GHz frequency band. The antenna demonstrated a low efficiency because
of high losses. The latest trends in material-based (use of microfluidics, graphene,
and optical controls) reconfigurable antennas were reported in Refs. [44,45]. Kelley
et al. [44] demonstrated a frequency-agile antenna inspired by liquid metal as the
switching method. The designed edge feed frequency-reconfigurable antenna was
able to switch between GPS band (1.6 GHz) and ISM band (2.4 GHz). The dielec-
tric fluid was displaced on top of the main radiator by pressure, which makes the
antenna to switch over from one state to another state. A eutectic gallium–indium
(EGaIn)-based fluidic mechanism was utilized as a switch in the proposed design. A
chamfered corner polarization-agile printed antenna based on metal switching was
studied [45]. A pressure-actuated liquid was used as a switching mechanism, and the
design was able to shift between the circular and linear polarization. The antenna
design was simple, as it does not require biasing circuits. A summary of comparison
between different reconfiguration techniques is given in Table 9.3.
9.3 APPLICATIONS
9.3.1 FREQUENCY-RECONFIGURABLE ANTENNAS FOR COGNITIVE RADIO SYSTEM
Designing an antenna for cognitive radio (CR) systems has been an intriguing issue
for scientists in the course of time. CR systems prove to be important for optimized
TABLE 9.3
Advantages and Disadvantages of Different Reconfiguration Techniques
Reconfiguration Technique Advantages Disadvantages
Electrical reconfiguration • Ease of implementation • Complex structure
• Low-cost • Requirement of biasing
systems
Optical reconfiguration • No need to use bias lines • Lossy behavior
• No intermodulation distortion • Complex activation
mechanism
Mechanical reconfiguration • No need of active elements • Slow response
• No need of biasing systems • Requirement of power
source
Smart-material-based reconfiguration • Low profile • Low efficiency
• Lighter weight • Limited application
usage of the available frequency spectrum. Normally, a CR antenna system contains a

frequency-reconfigurable ultra-wideband (UWB) antenna for sensing. A CR-enabled
system can switch among different unused bands to improve spectrum utilization
efficiency. A stepper motor-controlled frequency-reconfigurable antenna for CR
applications was demonstrated in Ref. [40]. The reconfigurable design was composed
of a UWB monopole antenna, a circular substrate with five different-shaped parasitic
patches, a stepper motor, and a sensing section. The antenna structure was planar as
both reconfigurable and sensing antennas were incorporated on the same substrate.
A stepper motor rotated the reconfigurable antenna, and the experimental results
confirm the simulation data.
A band-reconfigurable (wideband-to-narrowband) antenna for CR systems was
reported in Ref. [46]. The reported design was composed of a microstrip patch, a
wideband monopole, and a rectangular slot engraved on the ground surface. One PIN
diode was implanted between the wideband monopole and strip line, while two PIN
diodes were engraved between the slot and the small patch. When all the switches
were in the ON state, the antenna operated for a wideband (1.85–7.18 GHz), and when
all the switches were in the OFF state, it operated for a narrowband (5.29 GHz). A
single-substrate, frequency-reconfigurable multi-band MIMO antenna for CR appli-
cations was studied [47]. The fabricated antenna sensing element was integrated with
a two-element, multiple-input multiple-output (MIMO) antenna. The MIMO antenna
was equipped with varactor and PIN diodes for frequency agility. The design was
compact, and it used a single substrate for etching the reconfigurable antenna and
the sensing antenna. The MIMO reconfigurable antenna covered a 0.72–2.55 GHz
bandwidth, while the sensing antenna covered a 0.72–3.44 GHz bandwidth.
9.3.2 PATTERN-RECONFIGURABLE ANTENNAS FOR THE MIMO SYSTEMS

Kotwalla et al. [48] demonstrated a planar UWB frequency-reconfigurable MIMO
antenna array. Four different-sized rectangular stubs along with PIN diodes were
used to feed microstrip, which introduces narrowband features. The original antenna
functions for 3.1–10.6 GHz, while for narrowband operation, the resonating frequen-
cies were 4.5 and 5.93 GHz, which makes the antenna suitable for high-speed WLAN
applications. PIN diodes were installed between the feed lines, and four stubs were
responsible for frequency reconfiguration between the UWB and narrowband. The
proposed antenna showed good isolation (15 dB) and a reasonable value of ECC. Thao
et al. [49] proposed a planar and miniaturized frequency-reconfigurable antenna for
MIMO systems. Two PIN diodes were installed at the ground plane between two
symmetric frequency-reconfigurable elements. A slot was engraved in the ground
plane to reduce mutual coupling among the elements of the antenna. The designed
antenna covered 1.9, 2.3, and 2.6 GHz bands of UMTS, with their respective peak
gains of 1.55, 1.81, and 0.87 dBi. Figure 9.20 depicts a schematic of the pattern-
reconfigurable antenna configuration.
9.3.3 RECONFIGURABLE ANTENNAS FOR SATELLITE SYSTEMS

A frequency-agile ink-printed graphene material-based patch antenna was proposed
for satellite communication [50]. The antenna showed switching of modes (TM10,
TM20, and TM02) by controlling the excitation of the feed location through the PIN
diode. A multilayer substrate was used to overcome low graphene conductivity and to
boost the antenna radiation performance. A miniaturized multiport CPW-fed beam
steerable antenna for satellite K-band was demonstrated in Ref. [51]. The proposed
antenna has a rectangular radiator of 5 × 4 mm2 fed by four independent ports. A 90°
beam steering was obtained by the excitation of each individual port while wide
bandwidth was achieved due to the CPW feed. This antenna was suitable for differ-
ent satellite applications such as ground exploration and navigation that falls in the
K-band.
A high-gain, low-profile, low-cost, PIN diode-embedded printed loop antenna
capable of altering polarization was reported in Ref. [52]. The antenna has a dual
loop over which four PIN diodes were placed symmetrically to switch polarization
between RHCP, LHCP, and linear polarization. The polarization state depends upon
FIGURE 9.20 Pattern-reconfigurable antenna configuration.

the operating state of PIN diodes placed over the dual loop. The antenna finds appli-
cations in terrestrial and satellite communication systems.
9.4 MULTI-RECONFIGURABLE ANTENNAS: THE LATEST TREND

The multi-reconfigurable antennas can have two or more features modified inde-
pendently: frequency and bandwidth; frequency and polarization; frequency and
radiation patterns; polarization and radiation patterns; and frequency, polarization,
and radiation patterns. There is an emerging demand for multi-service radios, which
function for different spectrum standards and make the antenna operational for a
single band, multi-band, or wideband. The multi-functional characteristic turns out
a significant research field [48,53–60]. Recently, a number of antenna design tech-
niques have achieved this multimode functionality:
• The switching between narrowband and wideband is achieved using a

reconfigurable band-pass filter on the feed line of the antenna [53–56].
• The modified ground plane was implanted with active elements, slots, slit
structures, and parasitic elements [48,57–62].
• Different antennas with narrowband/wideband operations were used for
CR or MIMO communications [60].
The antenna radiation patterns or resonating frequency were reconfigured in Ref.

[61]. The antenna radiation patterns were reconfigured among broadside, end-fire,
and omnidirectional modes in the paper [62], where the pattern reconfiguration
enhanced the system performance, suppressed noise, and saved energy by refining
the signal path. To decrease the required number of antennas and to encounter the
interference caused by other wireless devices/systems, frequency tuning proves to
be very effective [63]. Because of this, several antenna configurations of this type
were reported [64–68]. The customary approach in most designs was to change the
antenna operating frequency by means of active elements, specifically varactor or
PIN diodes [64–66].
The pattern reconfiguration can be realized with a modified ground surface (with
slit/slot arrangements), where the current movement is varied to steer the direction of
the radiation pattern [67]. It can also utilize switchable directors across the main radi-
ator to obtain the desired patterns [68]. Such antennas are advantageous in imaging,
radar, sensing, and tracking applications [69]. With frequency reconfigurability, the
antenna offers tunability and utilizes the available spectrum efficiently. Polarization
diversity can decrease the multipath fading and improve channel capacity. Of late,
such types of reconfiguration arrangements were used frequently, and many designs
have been reported [70]. Furthermore, an active electromagnetic band gap (EBG) or
metasurface with switches mounted on the antenna radiator was reported [69–71].
However, the use of active elements for realizing frequency and polarization recon-
figurability is the most common method reported so far [72,73].
The reconfigurable antennas offer pattern diversity and support different
polarizations through a single resonating element [74]. They also can increase
the capability of communication systems, avoid polarization mismatch, enhance
signal power, and improve radiation coverage. The radiation pattern reconfigu-
rability is capable to steer the radiation patterns of the antenna to fulfill the system
needs [75]. It can increase channel capacity without increasing the volume of the
radiator [76]. In the literature, one design was proposed [77] for three-pa rameter
reconfiguration. In Ref. [78], an antenna design was suggested for frequency,
pattern, and polarization reconfigurability, but with tuning limitations. Unlike
the design proposed in Ref. [77], it is not capable of delivering simultaneous and
independent reconfiguration, which is a major research gap. However, it is more
difficult to design an antenna possessing flexibility in terms of polarization, pat-
tern, and frequency. A comparative study on various reconfigurable antennas is
presented in Table 9.4.
9.5 CONCLUSION
Reconfigurability allows the operation of a single element in multiple frequencies.
This chapter covers various reconfigurable printed antennas designed using control
circuitry, stacking, slits/slots, switches, and/or tunable materials to give additional
degrees of operational freedom. The numerous advantages of reconfigurable anten-
nas are briefed here:
• Capability to support multiple wireless standards, which minimizes cost,

reduces volume requirements, simplifies integration, and offers high isola-
tion among various wireless standards.
• Lower front-end processing offers good out-of-band rejection.
• The best contender for software-defined radio (SDR) is due to their abil-
ity to learn/adapt, and they can be easily automated by means of a field-
programmable gate array (FPGA) or a microcontroller.
• Multi-functional capabilities facilitate functionality adjustment, as the mis-
sion changes, and they can act as a single element or like an array and pro-
vide narrowband/wideband operation.
The reconfigurable antenna signifies a potential applicant for future RF front ends for
applications related to wireless and space. However, in both the systems, the manu-
facturing cost will increase by introducing tunability to the antenna. The increased
cost can be linked to various parameters as follows:
• Design of the biasing network, which is used to activate/deactivate switch-

ing devices and add complexity to the configuration of the antenna.
• Consumption of power, which increases due to the integration of active
modules, thus increasing the overall cost of the system.
• The generation of harmonics and intermodulation products.
• The need for fast tuning (antenna radiation features) to guarantee the cor-
rect working of the system.
• A numerical analysis of an L-strip-loaded tunable microstrip antenna. The
antenna is made tunable with help of PIN diodes. The effect of CSRR and
split ring resonators on various antenna parameters has been studied. The
TABLE 9.4
Comparative Study on Various Reconfigurable Antennas
Antenna Operating Components
Size Frequency Antenna (No. of
Reference (mm2) (GHz) Type Reconfiguration Type Switches)
[64] 41.1 × 49.5 2.15–2.38 Patch antenna Radiation pattern Choke inductor
reconfigurable 2 capacitors
2 varactors
[65] 40 × 30 3.4–3.8 and Slot antenna Frequency and radiation 4 diodes
3.7–4.2 pattern reconfigurable
[66] 130 × 160 1.82, 1.93, Slot Antenna Frequency and pattern 15 PIN diodes
and 2.10 reconfigurable 32 capacitors
1.79, 1.89,
and 2.07
[67] 37 × 37 2.29–2.50, Microstrip Frequency and radiation, PIN diode and
(circular 2.48–2.69, antenna – pattern reconfigurable 12 parasitic
disk) and mechanical elements
2.77–2.91
[68] 88 × 114 1–1.6 GHz Microstrip Frequency and polarization 32 varactor
antenna reconfigurable diodes
[70] 27 × 27 4.6 and 4.25 Dipole Polarization reconfigurable 4 PIN diodes
antenna
[71] 80 × 80 8–11.2 Slot antenna Frequency and polarization Metasurface
reconfigurable
[72] 41.5 × 42 2.4–3.6 Microstrip Frequency and polarization 12 varactors
antenna reconfigurable
[73] 120 × 100 2.02–2.56, Slot antenna Frequency and polarization 2 PIN diodes
2.32–2.95, reconfigurable
1.92–2.70
[74] 41.5 × 42 2.56 Microstrip Polarization reconfigurable PIN diode
patch Switch
antenna
[75] 150 × 150 2.4 Slot antenna Polarization reconfigurable 2 PIN diodes
3 inductors
1 capacitor
1 SMA
connector
[76] 44 × 44 2.45–2.65 Patch antenna Polarization reconfigurable 2 PIN diodes
(circular 1 resistor
disk)
[77] 240 × 120 2.5 Microstrip Frequency and polarization 2 LED
patch reconfigurable indicators
antenna 1 RF choke
[78] 50 × 60 5.2/5.8 Patch antenna Frequency and polarization 3 pairs of PIN
reconfigurable diodes
antenna shows significant amount of miniaturization with higher gain and

directivity. Finally, it may be concluded that L-strip-fed antenna provided
a better result.
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10 Dielectric Resonator-
Based Multiple-Input
Multiple- Output
(MIMO) Antennas
Gourab Das and Dr. Ravi Kumar Gangwar
Indian Institute of Technology (Indian
School of Mines), Dhanbad
CONTENTS
10.1 Introduction .............................................................................................. 318
10.2 Wireless Communication Systems ........................................................... 319
10.3 Need of Multiple Antennas....................................................................... 319
10.4 MIMO Wireless Communication ............................................................. 321
10.5 MIMO Techniques.................................................................................... 325
10.6 MIMO Antenna Systems .......................................................................... 328
10.7 Performance Metrics of MIMO Antennas ............................................... 328
10.7.1 Correlation Coefficient .............................................................. 328
10.7.2 Diversity Gain ........................................................................... 329
10.7.3 Mean Effective Gain ................................................................. 329
10.7.4 Total Active Reflection Coefficient ........................................... 330
10.7.5 Channel Capacity Loss (CCL) .................................................. 331
10.8 Problem in MIMO Antenna Systems ....................................................... 331
10.9 Introduction to Dielectric Resonator Antennas (DRAs) .......................... 332
10.9.1 Characteristics of Dielectric Resonator Antennas (DRAs)....... 332
10.9.2 Applications of DRAs ............................................................... 333
10.9.3 Basic Shapes of DRAs .............................................................. 333
10.9.4 Cylindrical Dielectric Resonator Antennas .............................. 335
10.9.5 Feeding Mechanisms ................................................................ 337
10.10 MIMO Dielectric Resonator Antennas..................................................... 339
10.11 MIMO DRA Examples............................................................................. 339
10.11.1 Generation of Orthogonal Mode ............................................... 339
10.11.2 Excitation of Degenerated Modes ............................................. 344
10.11.3 Introduction of the Defected Ground Plane .............................. 346
10.11.4 Use of Decoupling Structures ................................................... 349
317
10.11.5 Meta-Surface/ Frequency-Selective Surface/ EBG between

Two DRAs ................................................................................. 351
10.11.6 Separation of Radiation Patterns............................................... 352
10.12 Conclusion ................................................................................................ 356
References .............................................................................................................. 356
10.1 INTRODUCTION
The rapid improvement in wireless communication in the last two decades has
shaped our social and personal life in such a way that the wirelessly transmitted
information is an integral part of human life. In the case of wireless communication,
the information is transmitted from one point to another through unbounded media.
In unbounded media, the transmission and reception of information can only be done
through an antenna. Hence, the antenna acts as a backbone of a wireless communica-
tion system.
Nowadays, most of the people want small form factor wireless communication
devices that have powerful performance and computing capabilities. Using a mobile
phone, one can make calls, play music and movies, and also browse the Internet. In a
portable computer, now people can play different games, watch high-definition vid-
eos, or access the Internet even while moving in a car or on a train. The introduction
of different improved wireless technologies is the main reason for the rapid expan-
sion of high-performance devices. The current wireless communication standards
depend on three different technologies to achieve improved performance: (i) adaptive
modulation and coding (AMC); (ii) orthogonal frequency-division multiple access
(OFDMA); and (iii) multiple-input multiple-output (MIMO) technology. The first
two technologies deal with data coding and modulation to improve data transmission
over wireless channels. The last one, i.e., MIMO technology, uses multiple antennas
to improve the system performance. This technology uses multiple antennas at the
transmitter and receiver sides to combat multipath fading. So, the MIMO technol-
ogy is currently utilized in most of the wireless standards and it will also be used in
future technologies as well since it provides improved system throughput compared
to other techniques.
On the other hand, wireless technology needs some special characteristics in the
transmitting and the receiving antennas, such as high bandwidth, lightweight, com-
pact structure, high radiation efficiency, high gain, flexible feeding mechanism, and
diversified radiation patterns. To fulfill these demands, two different antennas are
mostly used in wireless technology: (i) microstrip patch antenna and (ii) dielectric
resonator antenna (DRA). But, due to high metallic and surface wave losses, the
microstrip patch antenna suffers from low gain and radiation efficiency with narrow
bandwidth. To overcome these drawbacks, the dielectric resonator antenna comes
into the picture. So, the DRA becomes a good alternate candidate for traditional
low-gain antennas (monopole, slot, dipole, and patch antenna). So, the DRA-based
MIMO antenna is one of the good choices in most of the wireless standards due to
its several advantages over the microstrip patch antenna. When commercial wireless
components are considered, DRAs will be placed on the ground plane. As a result,
reduced coupling can be expected with other electronic components.
Multiple-Input-Multiple-Output Antennas 319
10.2 WIRELESS COMMUNICATION SYSTEMS

In the late 19th century, the experiment of transmission and reception of electromag-
netic waves was done by Heinrich Hertz. This was the first experiment in the history
of wireless communication. The new era of wireless communication was begun in
the 20th century by Marconi. After that, a rapid improvement in the wireless com-
munication devices and systems was begun. To improve public and private radio
communication, wireless networking, and mobile communication, the advancement
of wireless technology was increased rapidly. This enables the requirement of low-
cost devices with less power consumption and smaller size.
The demand for faster transmission and reception of data looks to be the limit-
less and main reason for the rapid improvement behind the development of modern
wireless communication systems. The first mobile phone was commercialized in the
early 1980s, which supported voice calls and limited data transfer in the form of
text. This is the beginning of wireless communication and is also considered as the
first generation (1G) in cellular terminals. This is also called the advanced mobile
phone system (AMPS). After a few years later, the technology advanced more when
Global System for Mobile Communications (GSM) standard was introduced, and
this is called second generation (2G) in cellular and mobile terminals. This is capable
of both voice and data communication, and the data rate is increased by 200 times
compared to 1G. In order to increase the wireless capability and data rate, the cellular
industry progressed toward third-generation (3G) and fourth-generation (4G) sys-
tems in 2006 and 2011, respectively. The requirement of high data rate and spectral
efficiency explores the scope of fifth-generation (5G) standards or next-generation
wireless systems. With the progression of each generation, a massive improvement in
data rates is achieved with the use of new technology and standards. This allowed the
data transfer rate to increase to more than 100 Mbps in cellular phones [1]. Different
wireless standards such as LTE advanced or IEEE 802. 11 also deliver reliable wire-
less services with high data rates.
The size of the mobile phone is reduced dramatically with the advancement of
antenna design. The phone used in the 1G standard was bulky with limited capa-
bilities. The antenna was generally placed outside of the phone package. After that,
the size of the phone reduced. The complexity of the phones increased in 2G and
3G phones due to the integration of microelectronic chips and compact packaging.
Generally, printed antennas are used in these phones and they are embedded in the
phone package. In 3.5G and 4G phones, again the size of the phone increased without
much increase in weight. But at the same time, all the capabilities, as well as battery
life, also increased. Such type of phones consists of a multiple-antenna system that
supports multiple wireless standards with high data rates [2].
10.3 NEED OF MULTIPLE ANTENNAS

The revolution in wireless communication has taken place with the expansion of wire-
less standard and wireless technology. Usually, in urban environments, there is no
line-of-sight (LOS) path that exists between the transmitter and the receiver. A large
number of signals with different paths arise due to the reflections from buildings,
FIGURE 10.1 Schematic diagram of multipath propagation.
trees, mountains, and other reflecting surfaces. As a result, the signal is reflected
through multiple paths and finally received at the receiver section. This phenomenon
is also called multipath propagation. The schematic diagram of the multipath propa-
gation phenomenon is shown in Figure 10.1. This multipath propagation creates a
variety of signal paths that exist between transmitter and receiver. This gives rise
to the interference of various signals, which causes a distortion of the signal, loss of
data, and multipath fading.
Generally, the information that is transmitted from the transmitter to the receiver
through a communication channel takes different paths to travel. The signal strength
will vary at the receiver end since the distance travelled by each signal is different
from each other. The reason for the loss of the signal power at the receiver end is
mainly attributed to path loss and fading across the channel [3].
In case of line-of-sight (LOS) path between the transmitter and receiver, the signal
strength at the receiver is calculated by using the Friis free space equation [4]
PT GT GR λ 2
PR = (10.1)
( 4πd )2 L
where PT and PR represent the transmitted and received powers of the signal, respec-
tively. The power gains of the transmitting and receiving antennas are represented
by GT and GR, respectively. d and λ are the distance between the transmitter and the
receiver and the signal wavelength, respectively. L represents the system loss factor,
and it is calculated by using the following equation
L = LP LS LF (10.2)
where LP, LS, and LF represent the path loss, slow fading, and fast fading, respectively.
The path loss depends on the distance between the transmitter and the receiver. It
shows the difference between effective transmitted and received powers.
PR G G λ2
Path Loss ( dB ) = −10 log = −10 log T 2 R 2 (10.3)
PT 16π d L
The fading effect is categorized into two different types: (i) large-scale fading and
(ii) small-scale fading. When an obstacle is positioned between the transmitter and
the receiver, interference occurs. This interference causes a significant reduction in
signal strength since the data are blocked by the obstacle [5].
On the other hand, small-scale fading shows rapid fluctuations in signal strength
over a very short distance and a short time as well. Here, the rapid signal fluctuations
occur around a slowly varying mean [6].
As the complexity of the propagation channel increases, the number of propaga-
tion paths between the transmitter and receiver increases. The multipath signal com-
ponents are combined at the receiver section to reconstruct the originally transmitted
signal. For reconstructing the signal, the multipath signal components are combined
either constructively or destructively [7]. As a result, either good or weak quality of
the signal is reconstructed at the receiver section. The destructive interference at the
communication channel produces a weak signal at the receiver.
On the other hand, the demand for high data rate over the communication channel
increases day by day. The mobile network and wireless access point require more and
more data to be transferred. In other words, the link capacity and spectral efficiency
of the wireless link need to be improved.
To overcome the fading problem in the communication channel and to improve
the reliability of the wireless link, multiple antennas can be placed at the transmit-
ter and the receiver sections. They improve the performance of the communica-
tion channel by combating or exploiting multipath scattering in the communication
channel. They are designed in such a way that they can take full advantage of the
multipath to improve the data rate and spectral efficiency without any extra require-
ment of power.
10.4 MIMO WIRELESS COMMUNICATION

In radio, multiple-input multiple-output (MIMO) is used multiple antennas at the
transmitter and receiver side to improve the communication performance. With the
help of multiple antennas, the spatial characteristics of the communication channel
can be controlled to improve the performance of the wireless link. The theory and
concept of MIMO technology was initially introduced in the 1990s, but the commer-
cial producers using MIMO technology were appearing in the market around 2003.
In a communication system, the multiple-antenna system exists at either the trans-
mitter side or the receiver side, or both. The term MIMO is used when multiple anten-
nas are utilized at both the transmitter and the receiver ends. So, there are different
types of multiple-antenna systems that need different number of antennas and have
different levels of complexity. Such type of system provides an optimum solution for
different applications.
Single-Input Single-Output (SISO): In this radio system, the transmitter and the
receiver consist of single antennas. It does not require any additional processing or
diversity. The main advantage of this system is its simplicity. However, the disadvan-
tage is that its channel performance degrades due to interference or multipath fading.
Figure 10.2 shows the diagram of the SISO system. Figure 10.2 reveals that noise is
introduced in the system when the signal is transmitted from transmitting antenna
FIGURE 10.2 Block diagram of the SISO system.
FIGURE 10.3 Block diagram of the SIMO system.
(XT) to receiving antenna (YR). Also, the signal fades in this region during signal pro-
cessing. The channel capacity of the proposed system is given as [8]:
(
C = B log2 1 + S N ) (10.4)
where C and B represent the channel capacity and the bandwidth of the signal,
respectively. S/N is the signal-to-noise ratio of the signal.
The channel bandwidth of the SISO system is limited by Shannon’s law. It states
about the theoretical maximum rate at which error-free digits can be propagated over
a bandwidth-limited channel in the presence of noise.
Single-Input Multiple-Output (SIMO): SIMO system occurs when the transmit-
ter has a single antenna and the receiver has multiple antennas. Such systems are also
known as receiver diversity. When the receiver receives a signal from several inde-
pendent sources, this system is required to combat the effect of fading. Figure 10.3
shows a block diagram of the SIMO system. It consists of one transmitting antenna
at the transmitter side and two receiving antennas at the receiver side. (Here, two
receiving antennas are considered; more than two antennas are also possible). The
advantage of the SIMO system is that it is easy to implement. However, a high level
of processing is required at the receiver end, since it consists of several antenna ele-
ments. The SIMO system helps to improve the diversity of the receiving antenna
since it gives stronger diversity than the SISO system. The channel capacity of the
SIMO system is given by following equation [8]:
(
C = M r B log2 1 + S N ) (10.5)
FIGURE 10.4 Block diagram of the MISO system.
where C and B are the channel capacity and the signal bandwidth, respectively.
Mr represents the number of receiving antennas at the receiver side, and S/N is the
signal-to-noise ratio.
Here, X is the input; Y1 and Y2 are the outputs; XT is the transmitting antenna; and
YR1 and YR2 are the receiving antennas.
Multiple-Input Single-Output (MISO): It is also named as transmit diversity. In
this system, the same data are transmitted redundantly from several (more than one)
transmitter antennas. The block diagram of the MISO system is shown in Figure 10.4.
The receiver consists of a single antenna and is able to receive the optimum signal for
further processing. The advantage of the MISO system is that it requires less space
for the antennas, and a minimum level of processing is required at the receiver end. If
the cell phone UEs is acting as a receiver, then it has a positive impact on phone size,
cost, and battery life due to the lower processing needed. This antenna system helps
to recover the original signal with lesser path loss than SISO and SIMO systems. The
effect of multipath fading is also less compared to the other two techniques since it
consists of multiple antennas at the transmitter end. The channel capacity is still not
increased, but it is better than the SISO system. The channel capacity of the MISO
system is given by using the following equation [8]:
(
C = M t B log2 1 + S N ) (10.6)
where C, Mt, and B represent the channel capacity, the number of antennas at the
transmitter side, and the bandwidth of the signal, respectively. S/N is the signal-to-
noise ratio of the transmitted signal. Here, X1 and X2 are the inputs; Y is the output;
XT1 and XT2 are the transmitting antennas; and YR is the receiving antenna.
Multiple-Input Multiple-Output (MIMO): MIMO system is one of the effec-
tive radio antenna technologies that use multiple antennas at both the transmitter and
the receiver sides to enable several signal paths to carry data. Since the MIMO sys-
tem consists of multiple transmitting antennas, the signal can be transmitted by any
of the antenna and follow any path to reach the receiving side. The path of the signal
depends on the position of the antenna. That means the signal path will change if
the position of the receiving antenna changes. The signal path will be changed if the
antenna is moved by a small distance. The MIMO channel experience multipath fad-
ing due to the existence of multiple number of paths. Figure 10.5 shows the MIMO
FIGURE 10.5 Block diagram of the MIMO system.
system with N-transmitting antennas at the transmitter side and M-receiving anten-
nas at the receiver side. MIMO system offers better throughput, increased data rate,
and optimized spectral efficiency compared to other techniques. In the MIMO sys-
tem, multiple propagation channels are available between the transmitter and the
receiver [9]. Therefore, the MIMO channel can be represented as:
⎡ h11 h1N ⎤
⎢ ⎥
H=⎢ ⎥
⎢ hM 1 hMN ⎥
⎣ ⎦
Here, h11, h12, etc., represent the channel coefficients between the transmitter and the
receiver. When the data rate is increased for a single user, the MIMO system is called
SU-MIMO (single-user MIMO), whereas if the data rate is increased for multiple
users, it is called MU-MIMO (multi-user MIMO).
The relation between the input and output of the MIMO antenna system can be
given by following equation [10]
∑
N
Output y ( t ) = h( NM ) S( M ) ( t ) (10.7)
j=1
where S(M)(t) represents the received signal by the Mth antenna that is transmitted by
the jth antenna.
The channel capacity of the MIMO antenna system is given in following equation
[10]:
C = NMB log2 1 + S N ( ) (10.8)
where C, N, M, and B represent the channel capacity, the number of transmitting

antennas, the number of receiving antennas, and the channel bandwidth, respectively.
S/N represents the signal-to-noise ratio of the channel.
The main advantage of the MIMO system is that it provides improved perfor-
mance compared to the other three techniques since it gives enhanced throughput,
channel capacity, and efficiency during signal transmission by using multiple-antenna
systems [11,12]. That is why the MIMO system is used in several advanced commu-
nication systems such as WLAN, WiMAX, WAM, 3G, 4G, and 5G.
10.5 MIMO TECHNIQUES

The block diagram of a MIMO system, which consists of multiple transmitting and
receiving antennas, is shown in Figure 10.5. Figure 10.5 reveals that the transmitting
data are passed through several antennas for transmission. Each transmitting data
stream will have an identical signature. The receiving antennas are able to distin-
guish the multiple data streams and decode the final data. So, the MIMO techniques
are able to improve the communication link by using two different methodologies:
(i) spatial diversity (by combating the multipath effects) and (ii) spatial multiplexing
(by exploiting the multipath effects).
Spatial Diversity: In the spatial diversity technique, the same information is sent
through several independent channels to combat fading. When the same information
is sent through multiple independent fading channels, the amount of fade experi-
enced by each copy of the information will be distinct. This confirms that at least
one copy of the data will suffer less fading compared to other copies. As a result, the
probability of receiving transmitted data is also increased [13]. Thus, the reliability
of the overall system is improved significantly. Consequently, this minimizes the
co-channel interference between the channels significantly. This technique is termed
“spatial diversity” in the communication system [14].
Now, consider a SISO system where data stream [1, 0, 0, 1, 0] is transmitted
through a fading channel that is shown in Figure 10.6. The transmitted data stream
may be lost or corrupted due to the channel variation. As a result, the receiver cannot
recover the original data stream. The solution is to add independent fading channels
between the transmitter and the receiver. This can be achieved by increasing the
number of transmitter antennas and the receiver antennas. The SISO configuration
FIGURE 10.6 SISO system with fading channel configuration.

FIGURE 10.7 SIMO system with fading channel configuration.
cannot provide any diversity since no parallel link exists between the transmitter and
the receiver. So, the diversity of the SISO system is zero.
Now, consider a single-input multiple-output (SIMO) antenna system that consists
of one transmitting antenna and two receiving antennas. The diagram of the SIMO
system configuration is shown in Figure 10.7. It reveals that two copies of the same
data are propagated through two different channels, which have independent fading
characteristics. If one link fails to deliver the data, the probability of delivery of the
other link increases [15]. Thus, the reliability of the overall transmission increases
due to the additional fading channel. Consider a system that consists of N T transmit-
ting antennas and NR receiving antennas. So, the maximum number of diversity paths
between the transmitter and the receiver is N T × NR [14].
In a similar manner, a number of diversity paths can be created by adding multiple
numbers of antennas at both the transmitter and receiver sides. Figure 10.8 shows a
2 × 2 MIMO antenna system. In this case, the number of diversity paths is 2 × 2 = 4.
The diversity can be improved more by increasing the independent channels between
the transmitter and the receiver. This can be achieved by increasing the number of
transmitter and receiver antennas.
Spatial Multiplexing: In the case of spatial multiplexing, each independent chan-
nel contains independent information. As a result, the data rate of the system is also
increased. This can be equivalent to the orthogonal frequency-division multiplex-
ing (OFDM) technique. In OFDM, a different part of data is carried by a different
frequency sub-channel [16]. Similarly, in the case of spatial multiplexing, a num-
ber of independent sub-channels are created in the same allocated bandwidth. Thus,
multiplexing gain comes into the picture with no additional power or bandwidth
requirement. With reference to signal space constellation, the multiplexing gain is
also called degrees of freedom. For a MIMO antenna system, the degrees of freedom
are equal to min [NT, NR], where N T and NR represent the number of antennas in the
transmitter and the receiver, respectively [17]. In a MIMO system, the system capac-
ity is governed by the degrees of freedom.
FIGURE 10.8 MIMO system with fading channel configuration.
FIGURE 10.9 Difference between spatial diversity and spatial multiplexing.
Figure 10.9 shows the difference between the spatial diversity and spatial mul-
tiplexing. In a spatial diversity scheme, the same data are sent through different
independent spatial channels. Here, the same data stream is transferred from three
different transmit antennas. So, the diversity gain is 3 (considering 3 × 1 MISO sys-
tem) and the multiplexing gain is 0.
In the spatial multiplexing technique, each bit of the data stream is sent across three
different spatial channels. As a result, the data rate of the overall system is increased.
In this case, the diversity gain is 0, but the multiplexing gain is 3 (considering 3 × 3
MIMO system).
10.6 MIMO ANTENNA SYSTEMS

In the era of the modern fourth-generation (4G) wireless system, MIMO antenna
systems are the key technology that led to the increase in the data rate and through-
put within the limited power or bandwidth with the use of multiple antennas at the
transmitter and receiver sides. To embed and integrate multiple antennas at the user
terminal, the antenna size becomes a concerning factor. For useful antenna opera-
tion, the designed antennas need to operate in multiple bands. It is known to us that
antenna miniaturization will affect the antenna performance in terms of its efficiency
and operating bandwidth. On the other hand, since multiple antennas are placed in
close proximity to each other as well as in the same ground plane, the coupling
between the antennas increases. As a result, the diversity performance of the MIMO
antenna system is degraded. So, the designing of the MIMO antenna systems is a
very challenging task and the antenna designer needs to take care of different issues.
10.7 PERFORMANCE METRICS OF MIMO ANTENNAS

To fully characterize a MIMO antenna system, several important parameters need to
be evaluated along with basic single antenna parameters such as bandwidth, gain, and
radiation efficiency. The performance metrics are important for the multi-antenna
system. These parameters are discussed in this section.
10.7.1 CORRELATION COEFFICIENT

This parameter shows the isolation or correlation between the communication chan-
nels. It considers the radiation pattern of the radiator and shows the pattern effect
when multiple antennas operate simultaneously. The envelope correlation coefficient
(ECC) is obtained by squaring the correlation coefficient. The ECC of the MIMO
antenna can be evaluated by using two different methods: (i) far-field method [18]
and (ii) S-parameter method [19].
∫∫ ⎡⎣ A (θ ,φ ) ∗ A (θ ,φ )⎤⎦ dω
4π
i j
ECC F = (10.10)
∫∫ A (θ ,φ ) ∫∫ A (θ ,φ )
2 2
i j
4π 4π
where Ai (θ , φ ) and A j (θ , φ ) represent the 3D far-field pattern when port-i and port-j
are excited, respectively. Ω and * represent the solid angle and the Hermitian product
operator.
The ECC is also calculated by using the S-parameter method when a single mode
and the lossless antenna are considered. The following formula is used to calculate
the ECC value by using S-parameters [18]:
2
Sii* Sij + S *ji S jj
ECC S =
(( ( )))
(10.11)
1 − Sii2 + S 2ji ))(1 − ( S 2
jj + Sij2
where Sii and Sjj represent the reflection coefficient values with port-i and port-j, respec-
tively. Similarly, Sij and Sji are the isolation level between port-i and port-j, respectively.
In practical applications, an ECC value of less than 0.5 is acceptable. But, for 4G wire-
less communication, the acceptable value of ECC is 0.3.
10.7.2 DIVERSITY GAIN

Diversity is achieved when the receiver takes multiple versions of the input signal
via different propagation channels since multiple antennas are present. If the sig-
nals are not correlated to each other, the received signal at the receiver section will
offer a better SNR level. As a result, a better signal reception is achieved. The effect
of diversity in the communication channel is measured by the diversity gain of the
antenna. It is defined as the ratio of the SNR of multiport MIMO antenna system to
the SNR of single-port antenna system. The value of diversity gain is calculated with
the help of ECC value [20]. The following formula is utilized to obtain the diversity
gain of any MIMO antenna system [18]:
DG = 10 1 − ( ECC )
2
(10.12)
So, the diversity gain and ECC are interrelated to each other. A higher value of diver-
sity gain can be obtained by lowering the ECC values. In practical applications, the
value of diversity gain closer to 10 is acceptable for improved MIMO performance.
10.7.3 MEAN EFFECTIVE GAIN

In a predefined wireless condition, the mean effective gain (MEG) shows the antenna
performance where the environmental effect is considered. The stand-alone antenna
gain is not a good practice to validate the antenna performance since, in practical appli-
cations, the antenna is not used in the anechoic chamber. The designed antenna is uti-
lized in a practical environment for a certain application. So, the environmental effect
on the antenna’s radiation characteristics is an important factor in evaluating its per-
formance. To estimate the antenna performance, one way is to fabricate the designed
antenna and obtain the antenna performance with respect to the standard antenna with
known characteristics. But, the above-mentioned procedure is time-consuming and
costly. The other method is to calculate the mean effective gain of the antenna, which
is more practical and easier. It can be calculated by using the following formula [18]:
MEGi = 0.5 ⎡1 − Sii − Sij ⎤

2 2
(10.13)
⎣ ⎦
MEG j = 0.5 ⎡1 − Sij − S jj ⎤

2 2
(10.14)
⎣ ⎦
where MEGi and MEGj are the mean effective gains of port-i and port-j, respectively.
For better diversity performance, the difference between MEGi and MEGj should be
less than 3 dB.
10.7.4 TOTAL ACTIVE REFLECTION COEFFICIENT

The scattering parameter alone is not enough to properly characterize the MIMO
antenna system. The total active reflection coefficient (TARC) is an important
MIMO performance parameter that characterizes the MIMO antenna system. TARC
is defined as [21]:
Total Reflected Power
TARC =
Total Incident Power
The TARC is evaluated by utilizing S-parameters of the antenna system. For a MIMO
antenna system that consists of N-elements, the TARC is defined as [22]:
∑
N
2
bi
ГMIMO = i=1
∑
N
2
(10.15)
ai
i=1
where bi and ai represent the reflected and incident signals, respectively. These
parameters can be calculated with the help of scattering parameters. The relationship
between the incident and reflected signals of a MIMO antenna system can be given
by following equation:
[b] = S[a] (10.16)
where S represents the scattering matrix of the antenna. If the MIMO antenna con-
sists of N-ports, then the scattering matrix becomes N × N. TARC also incorporates
the feeding phase of the antenna ports. So, the TARC plot is utilized to obtain the
impedance bandwidth and the resonance frequency of the whole MIMO antenna
system for a specific phase excitation between the ports.
For a two-port radiator, TARC is calculated by using the following relation:
TARC =
(( S11 + S12e jθ
2
)+( S 21 + S22e jθ
2
)) (10.17)
2
Here, the input feeding phase is represented by θ. The input reflection coefficients
of port-1 and port-2 are represented by S11 and S22, respectively. On the other hand,
S12 and S21 are the isolation between port-1 and port-2 associated with the MIMO
antenna structure. The phase angle (θ) is swept from 0° to 180° to examine the effect
of phase variation between the ports.
10.7.5 CHANNEL CAPACITY LOSS (CCL)

Channel capacity loss (CCL) shows the maximum data rate up to which the mes-
sage can be constantly transmitted with negligible loss. For an N-port antenna
system, the CCL can be evaluated by utilizing the relations given by eqs. (10.18)–
(10.21) [23].
Closs = − log2 ( β R ) (10.18)
⎡ β11 β1,N ⎤
⎢ ⎥
β =⎢
R
⎥ (10.19)
⎢ β N , 1 β N , N ⎥
⎢⎣ ⎥⎦
where
βii = 1 − ⎛ ∑ Sin* Sni ⎞

N
(10.20)
⎝ n=1 ⎠
βij = − ⎛ ∑ Sin* Snj ⎞

N
(10.21)
⎝ n=1 ⎠
for i, j = 1, 2, 3, 4 up to N.
10.8 PROBLEM IN MIMO ANTENNA SYSTEMS

In the case of MIMO antenna systems, multiple antennas are placed within a com-
mon substrate with a common ground plane. As a result, mutual coupling is estab-
lished between the antenna elements within the MIMO antenna system. Mutual
coupling shows the interaction of power coupling between the adjacent antenna ele-
ments within the multiport antenna system. The mutual coupling does not deal with
the coupling between radiation patterns. Another term in MIMO antenna which is
closely related to mutual coupling is “isolation.” Isolation/mutual coupling is rep-
resented by using S-parameters. The transmission coefficient (Sxy) between two
antenna elements (antenna-1 and antenna-2 are represented by x and y, respectively)
measures this factor. If the antennas are placed at a distance that is less than λ/4, then
high mutual coupling is established between the antennas. In medium- to small-sized
communication devices of which the device dimension is not large, such as a router,
USB dongle, and mobile phone, the antenna elements are placed very close to each
other. As a result, high mutual coupling, i.e., low isolation, is established between
the antenna elements. The low isolation level will affect the channel capacity as well
as the efficiency of the MIMO antenna. To improve the MIMO performance of the
antenna, isolation between the antenna elements should be high. Several isolation
improvement techniques are available in the literature to minimize the mutual cou-
pling effect between the antenna elements.
10.9 INTRODUCTION TO DIELECTRIC

RESONATOR ANTENNAS (DRAs)
A dielectric resonator antenna (DRA) is a ceramic-based resonator that is able to
radiate electromagnetic (EM) energy into space after proper excitation [24]. In the
past, the ceramic resonators were used in filter and oscillator circuits; thus, it can
offer a substitute to the waveguide cavity resonator. To prevent radiation, these
ceramic resonators were bounded in a metallic cavity (for filter and oscillator appli-
cations). These ceramic resonators have a high quality (Q)-factor (20–50,000) and
better temperature stability [25]. The history of dielectric resonators is very interest-
ing, from circuit applications to antenna applications. In 1939, Richtinger was the
first person who theoretically developed the dielectric resonator in the form of an
un-metalized dielectric [26]. After that, in 1960s, two US-based scientists, Okaya
and Barash examined the excitation of modal pattern in the dielectric resonators [27].
But still, the dielectric resonators are used for circuit applications rather than as an
antenna element. In 1980s, S.A. Long and his research group examined the ceramic-
based resonator as an antenna. After removing the metallic shielding and lowering
the dielectric constant, the resonant modes and radiation characteristics were investi-
gated [28]. In this way, they proved that the dielectric resonator can act as a radiator.
10.9.1 CHARACTERISTICS OF DIELECTRIC RESONATOR ANTENNAS (DRAS)

A dielectric resonator antenna supports several unique features, which makes it dif-
ferent from other radiating structures. Some of the exclusive characteristics are given
as follows:
• The size of the dielectric resonator depends on both the operating frequency
and permittivity of the dielectric material [24].
• The quality factor and operating frequency of a DRA depend on its aspect
ratio (i.e., ratio of length to width/length to depth) [29].
• By exciting different modes inside the DRA, it is able to generate diversified
radiation patterns [29].
• The dielectric resonator antennas show good power handling capability
and temperature stability with the use of high-permittivity dielectric mate-
rial [29].
• Due to the absence of metallic and surface wave losses, dielectric resonator
antennas support improved gain and radiation efficiency values compared
to planar radiators (microstrip/slot antennas) even at higher frequency val-
ues [24].
• Different feeding mechanisms such as microstrip line, aperture coupling,
probe, and CPW line are used to excite the dielectric resonator. Due to such
type of flexibility in the excitation mechanism, they are suitable for several
current technologies [24].
Besides all of these several advantages, DRAs also have some disadvantages. Some
of them are given below:
• As compared to planar structures, the fabrication cost of DRAs is high. This

is due to the use of dielectric materials with a high permittivity value [24]
• Due to the native hardness of DRAs, they are difficult to design at some
specific frequency as compared to microstrip/slot antennas [29]
• Different special shapes of DRAs, such as tetrahedron and hexagon, and minor
geometrical alterations are very difficult because of its natural rigidity [29].
• Antenna designer should take care of modal patterns during antenna design
since some modal fields which have high Q-factor are not utilized for radiat-
ing purposes [30].
10.9.2 APPLICATIONS OF DRAS

Due to low loss and improved gain and radiation efficiency, DRAs support various
types of applications in the field of wireless communication. They can also be used
in satellite communication and TV broadcasting. The multipurpose nature of DRAs
makes them suitable for numerous applications such as:
• WiMAX systems.
• Radar applications.
• WLAN and GPS.
• Laptops/notebooks.
• MIMO wireless systems.
• Wearable antennas.
• RFID applications.
• Filter elements.
• The high efficiencies make DRAs suitable candidates for millimeter-wave
arrays.
10.9.3 BASIC SHAPES OF DRAS

The dielectric resonator antennas are available in several shapes and sizes. But, the
radiation characteristics and theoretical analysis of different mode patterns are speci-
fied only for three shapes: (i) hemispherical, (ii) rectangular, and (iii) cylindrical
DRAs [31,32]. This is why they are known as the basic shapes of DRAs.
Figure 10.10 displays the configuration of the hemispherical dielectric resona-
tor antenna. The modal pattern of dielectric spheres was proposed by M. Gastine,
L. Courtois, and J. J. Dormann in 1960 [33]. But, the theoretical analysis of hemi-
spherical DRAs was investigated by Ahmed A. Kishk and S.A. Long [32,34]. There
are two types of fundamental modes that are excited in the hemispherical DRAs,
i.e., transverse electric (TE mnp) and transverse magnetic (TMmnp), where m, n, and
p denote the field variation in radial, azimuthal, and elevation directions. The two
common modes that are excited in hemispherical DRAs are TM101 and TE111. The
hemispherical DRAs are characterized by radius (a) and dielectric constant of mate-
rial (εr). For a particular dielectric constant, the radius of the hemispherical dielectric
resonator will determine the resonant frequency and radiation Q-factor since it sup-
ports only zero degrees of freedom.
FIGURE 10.10 Configuration of the hemispherical dielectric resonator antenna [24].
FIGURE 10.11 Geometry of the rectangular dielectric resonator antenna [24].
The geometrical layout of a rectangular DRA (rDRA) is shown in Figure 10.11.

Several research groups investigated the theoretical approach to rectangular DRAs.
Initially, the brief idea of rDRAs was presented by S.A. Long and his research group
in 1983 [31]. After that, the possible modes and radiation characteristics of rDRAs
with different feeding techniques were investigated by Mongia and Ittipiboon in 1997
[35]. The rDRAs are characterized by height (h), width (w), depth (d), and dielectric
constant (εr), as shown in Figure 10.11. The rDRAs only support the non-confined
mode, i.e., TE mnp (m, n, and p show the field variation in x-, y-, and z-directions), since
they are not a body of revolution. The rDRAs provide two degrees of freedom (by
choosing the ratio of length to width and that of depth to width). Hence, the antenna
designer easily achieves the desired antenna profile and resonant peak for a given
dielectric constant.
The geometrical layout of a cylindrical DRA (cDRA) is shown in Figure 10.12.
The experimental study on cDRAs was given by S.A. Long and his research group
in 1983 for the first time [28]. The cDRAs are characterized by radius (a), height (h),
and dielectric constant (εr), as shown in Figure 10.12. The cDRAs support three dif-
ferent types of mode patterns, i.e., TE mnp, TMmnp, and hybrid mode, where m, n, and
p denote the field variation in azimuthal, radial, and axial directions. The bandwidth
and quality factor of cDRAs can be controlled by the ratio of “H/a” for a given mate-
rial, since they provide one degree of freedom for the antenna designers.
FIGURE 10.12 Configuration of the cylindrical dielectric resonator antenna [24].
The cylindrical DRA (cDRA) is the most popular shape due to two reasons: (i) It
can support three different radiating modes and (ii) it is easily available in the com-
mercial market. In the next subsection, different radiating modal patterns and their
radiation characteristics are discussed.
10.9.4 CYLINDRICAL DIELECTRIC RESONATOR ANTENNAS

In 1983, S.A. Long, M.W. McAllister, and L.C. Shen performed the experimental
study on cDRAs for the first time. They also performed an investigation on the radia-
tion characteristics of cDRAs. This work gave a new era in the field of DRA research.
The benefits of a cylindrical dielectric resonator as an antenna have already been dis-
cussed in brief. In this section, these advantages are explained in detail. The modes
in the cDRAs are categorized into three types: (i) TE mode (Ez = 0), (ii) TM mode
(Hz = 0), and (iii) hybrid mode (both Ez - and Hz -components are present). The hybrid
mode can further be divided into two different parts, i.e., HE (Ez -component is domi-
nant) and EH (Hz -component is dominant). For TE and TM modes, there is no azi-
muthal dependence, since they are axially symmetric, whereas azimuth dependence
exists in the case of HE modes. Three different indices (m, n, and p) are added to the
subscripts for each mode, which show the variation of field in azimuthal, radial, and
axial directions [36]. The subscripts of the modes show the field variations in the azi-
muthal (m = ϕ), radial (n = r), and axial ( p = z) directions. Now, the modes in cDRAs
are specified as TE0np, TM0np, HEMmnp, and EHmnp. The span of δ is between 0 and 1
in the cylindrical coordinate system. The modes in the cDRAs are divided into two
parts: (i) radiating modes and (ii) non-radiating modes. Some radiating modes in
cDRAs are TE01δ, TM01δ, HEM11δ, HEM12δ, and HEM11δ+1. On the other hand, some
of the non-radiating modes are TE01δ+1, HEM21δ, and HEM22δ [37,38]. Some of the
radiating modes are discussed below.
TE01δ mode: The resonant frequency of TE01δ mode is computed by utilizing the
following formula [35]:
2.327v0 ⎡ ⎛a⎞ ⎛a⎞⎤

2
fr , TE 01δ = ⎢1.0 + 0.2123⎜ ⎟ − 0.00898⎜ ⎟ ⎥ (10.22)
2πd ε r +1 ⎣ ⎝H⎠ ⎝H⎠ ⎦
FIGURE 10.13 E-field distribution of TE01δ mode on cDRA: (a) top view; (b) side view.
FIGURE 10.14 E-field distribution of TM01δ mode on cDRA: (a) top view; (b) side view.
where v0 is the velocity of light. “a,” “h,” and “εr” are the radius, height, and permittiv-
ity of the cylindrical DRA, respectively. Figure 10.13 displays the E-field distribution
in the cDRA for TE01δ mode [39]. Figure 10.13 reveals that the E-field distributions
are very comparable to the magnetic dipole. The tilted radiation pattern is obtained
in case of TE01δ mode, since the maximum direction of radiation arises at an angle
away from the broadside direction (θ = 0°; ϕ = 0°) [35].
TM01δ mode: The resonant frequency of TM01δ mode in the cDRAs is realized by
utilizing the following empirical formula [35]:
2
v0 3.832 + ⎛
πa ⎞
⎝ 2H ⎠
fr , TM01δ = (10.23)
2πd ε r + 2
The different variables used in the above equation are the same as those given in
eq. (10.23). Figure 10.14 displays the field distribution in the cylindrical dielectric
resonators for TM01δ mode [39]. Figure 10.14 reveals that this mode is excited toward
the end-fire direction (null at broadside direction). So, such type of modes shows the
monopole type of radiation pattern [35].
a. HEM11δ mode: The resonant frequency of HEM11δ mode in the cDRAs is

given by using the following equation [35]:
6.321v0 ⎡ ⎛ a ⎞ + 0.02 ⎛ a ⎞ ⎤
2
fr , HE11δ = ⎢ 0.27 + 0.36 ⎝
2πa ε r + 2 ⎣ 2H ⎠ ⎝ 2H ⎠ ⎥⎦ (10.24)
In the above equation, the meaning of the variables is the same as in eq. (10.22).
Equations (10.22)–(10.24) are valid only if the aspect ratio of the DRA lies in the
range 0.5 < (H/a) < 5. Figure 10.15 shows the E-field distribution for HEM11δ mode
inside the cylindrical resonator [39]. The HEM11δ mode is excited toward the
FIGURE 10.15 E-field distribution of HEM11δ mode on cDRA: (a) top view; (b) side view.
FIGURE 10.16 E-field distribution of HEM11δ+1 mode on cDRA: (a) top view; (b) side view.
FIGURE 10.17 E-field distribution of HEM12δ mode on cDRA: (a) top view; (b) side view.
broadside direction (θ = 0°; ϕ = 0°) since the E-field line of HEM11δ mode is similar
to a horizontally placed magnetic dipole. This mode is regularly utilized in DRAs
since this mode is very easy to excite and has favorable radiation characteristics [35].
HEM11χ +1 mode: It is the next higher-order mode of HEM11δ mode. The field vari-
ation of this mode is shown in Figure 10.16 [40]. Its field distribution is also similar
to a horizontally placed magnetic dipole. Like HEM11δ mode, this mode also radiates
in the broadside direction [40].
b. HEM12χ mode: The E-field distribution of HEM12δ mode is shown in

Figure 10.17. Its field distribution is the same as that of a horizontally placed
electric dipole. This mode was investigated by D. Guha and his research
group. The exclusive feature of this mode is that it can radiate in broadside
direction with higher gain values than HEM11δ mode [41]. To calculate the
resonant frequency of HEM12δ mode, no formula is available in the litera-
ture. But, the resonant frequency is anticipated with the help of resonant
frequency of HEM11δ and the aspect ratio (H/a) of cDRAs, which is given in
Table 10.1 [38].
10.9.5 FEEDING MECHANISMS

The feeding mechanism plays a significant role in the case of dielectric resona-
tor antennas since the aforementioned modal patterns are created with the help of
TABLE 10.1
Ratio of Resonant Frequency of HEM11δ and HEM12δ Corresponding to Aspect
Ratio
Aspect Ratio (H/a) Ratio of Resonant Frequency of HEM11δ and HEM12δ [38]
0.5 1.6
0.6 1.64
0.7 1.68
0.8 1.72
0.9 1.8
1.0 1.85
feeding techniques. Also, the dielectric resonator antennas are very flexible with
different feeding techniques. Several feeding mechanisms such as probe feeding,
microstrip line feeding, aperture coupling, coplanar feeding, and dielectric image
guide coupling are generally used to excite the dielectric resonators [24].
For lower-frequency applications, coaxial probe feeding is a very popular tech-
nique to excite DRAs. Different types of modes can be excited in the DRAs by sim-
ply changing the location of the coaxial probe feed. If the probe is placed at the
center of cDRAs, then TM01δ mode is excited. On the other hand, HEM11δ mode is
generated in the cDRAs when the probe is placed adjacent to the cDRAs. The main
advantage of the coaxial probe feed is that it does not require any additional match-
ing network [24].
Another important feeding mechanism of DRAs is microstrip line coupling. This
coupling mechanism is able to excite HEM11δ mode in DRAs, since it acts as a hori-
zontal magnetic dipole. It provides the advantage of easy fabrication [42].
One of the most common and popular feeding mechanisms in the case of DRAs
is aperture coupling. The aperture is etched from the ground plane upon which the
DRA is placed. The most important feature of aperture coupling is that the spurious
radiation from the feed is less since the feed network is placed below the ground
plane. The slot dimension should be electrically small. As a result, the amount of
spilling radiation beneath the ground plane can be minimized. This type of coupling
behaves as a horizontally placed magnetic dipole. So, HEM11δ mode is easily excited
in cDRAs with this type of excitation [24,38]. Coplanar waveguide (CPW) is one
of the important excitation mechanisms in the DRA. The excitation mechanism of
CPW is similar to the microstrip line. The control over impedance matching can be
realized by adding stubs or loops at the edge of the line. Different types of modes
can be easily excited by changing the location of CPW. For example, HEM11δ mode is
excited in the cDRAs when a coplanar loop is placed at the edge. On the other hand,
centrally positioned loop excites TM01δ mode in the cDRAs [43].
Dielectric image guide feeding techniques are generally used in millimeter-wave
frequencies for DRA excitation since this feeding technique does not suffer from
conductor losses. Generally, such type of feeding techniques is utilized in series-fed
DRA arrays [44].
10.10 MIMO DIELECTRIC RESONATOR ANTENNAS

In most of the wireless standards, the MIMO antenna system is generally used and
it will be used in future technologies as well. Currently, 802.11n WLAN standards
utilize a MIMO antenna system for wireless access points. Generally, wireless access
point boxes are noticed in buildings, shops, and other populated places and usually
occupy large volume and space. The MIMO antenna used in the access point box is
also large and sometimes almost twice the size of the access point box. Typically, the
planar MIMO antenna is generally preferred in such a system. But, the main problem
of the metallic printed antennas is their low efficiency and gain when a commercial
substrate is used.
On the other hand, a dielectric resonator antenna (DRA) offers improved radia-
tion efficiency and is easily integrable with other electronic components. It can also
cover a wide frequency band by changing the size or altering the dielectric constant
of the dielectric material used. Also, DRAs can be also utilized to cover a wide
bandwidth or generate multiband characteristics. With this viewpoint, the dielectric
resonator antennas are being used in the MIMO antenna systems due to their several
advantages compared to microstrip patch antennas. The literature is not very rich
in the case of MIMO DRAs. Recently, some DR-based MIMO antennas have been
reported in the literature, and additional research should be done to achieve optimum
MIMO performance. In this chapter, several isolation mechanisms are discussed to
achieve improved performance in MIMO DRAs. In the next section, some isolation
improvement techniques are discussed in the case of DR-based MIMO antennas.
10.11 MIMO DRA EXAMPLES

Similar to microstrip patch antennas, a multiport dielectric resonator is also used
with several isolation enhancement mechanisms to achieve improved MIMO per-
formance. High isolation also provides excellent diversity performance. In the open
literature, several methods are used by different researchers in case of MIMO DRAs
for obtaining a better isolation value: (i) generation of orthogonal mode; (ii) exci-
tation of degenerated modes; (iii) introduction of the defected ground plane; (iv)
use of decoupling structures; (v) introduction of meta-surface/frequency-selective
surface/ EBG between two DRAs; and (vi) separation of radiation patterns.
10.11.1 GENERATION OF ORTHOGONAL MODE

This method is a very popular technique to improve isolation in MIMO DRAs.
Generally, the researchers use this technique to reduce the mutual coupling. The
main advantage of this technique is that it does not require any extra decoupling
network. As a result, the radiation characteristics of the antenna in terms of gain or
radiation efficiency are not deteriorated. A dual-polarized MIMO DRA with two
feeding ports was presented [45]. The rectangular DRA was excited with the help
of a microstrip line-based conformal strip line. The two feeding ports were placed
orthogonally to excite orthogonal modes in the DRA. Guo and Luk investigated a
dual-polarized dual-port MIMO DRA. A cylindrical DR was excited with the help of
a rectangular slot. The two slots were placed orthogonally and generated decoupled
orthogonal modes. As a result, more than 30 dB of isolation was established between
the ports [46]. Tang et al. proposed a dual-port dual-polarized MIMO DRA with low
cross-polarization characteristics. At the horizontal port, an H-shaped slot-coupled
feed was used to excite the rectangular DRA. On the other hand, at the vertical port,
a balanced rectangular slot was used. The antenna covered a bandwidth of 440 MHz
with a center frequency of 5.7 GHz [47]. Thamae and Wu proposed a cDRA with
improved diversity performance. They discussed two antenna structures. In the first
structure, the cDRA was excited by two orthogonally placed coaxial probes. In the
second structure, three coaxial probes placed at 120° from each other were used to
excite the cDRA [48]. A multiband MIMO DRA for mobile handsets was discussed
[49]. The antenna operated at three bands, covering DVB-H, Wi-Fi, and WiMAX
bands. Two different excitation mechanisms were placed orthogonally to generate
orthogonal modes. The minimum isolation between the ports was 5 dB. A CPW-
fed dual-polarized MIMO DRA was proposed with the excitation of even and odd
x
mode generation. At port-1, CPW transmission line was used to excite TE111 mode.
Y
On the other hand, an L-shaped microstrip line was used at port-2 to generate TE111
mode in the DRA. With this technique, more than 20 dB of isolation was established
between the ports [50]. Thamae et al. introduced the concept of orthogonal mode
generation in the MIMO DRA for isolation enhancement. They used two coaxial
probes to excite the cylindrical DRA. In this antenna structure, the authors did not
reveal the exact isolation value between the two ports. They did channel analysis
for ensuring the proper MIMO applications [51]. Sun and Leung proposed a dual-
band dual-polarized MIMO cDRA for DCS and WLAN applications. Two different
excitation mechanisms, i.e., strip feed and slot feed, were used to generate HE11δ and
HE113 modes in the cDRA. The port isolation of higher than 36 dB was achieved
with the generation of orthogonal modes [52]. A reduced-size MIMO DRA for 4G
applications was discussed by Nasir et al. The rectangular DRA was fed by two
orthogonally placed similar feed lines. The size reduction was achieved by placing
a rectangular patch at the top of the DRA [53]. Messaoudene et al. proposed a dual-
band MIMO DRA for LTE terminals. A single cDRA was excited by two orthogonal
ports, and an improved isolation between the ports was achieved [54]. Jamaluddin
and his team presented an F-shaped DRA for 4G applications. The antenna operated
in between 2.3 and 3.14 GHz and achieved 33 dB of isolation. Several antenna ori-
entations were discussed, such as parallel, horizontal, orthogonal, and mirrored par-
allel. The orthogonal orientation provided improved diversity performance among
others [55]. Khan et al. proposed a dual-band MIMO DRA for LTE applications.
The antenna covered LTE band 11 (1.43–1.5 GHz) and LTE band 7 (2.5–2.69 GHz).
The DRA was excited by a coaxial probe and a rectangular slot in orthogonal ori-
entation. As a result, isolation values of 23 and 32 dB were established in the first
band and second band, respectively [56]. The same research group also proposed
another dual-band MIMO DRA for WLAN and WiMAX applications. The proposed
structure operated at 3.5 and 5.25 GHz bands. Two different feeding mechanisms
were placed orthogonally to generate orthogonal modes to achieve high isolation
[57]. Sharma and Biswas proposed a wideband two-element MIMO DRA. The wide-
band characteristic was established with the help of a mushroom-shaped DRA. This
DRA was excited with the help of a conformal trapezoidal patch. The two antenna
elements were placed orthogonally to exploit polarization diversity [58]. Akhtar and
his research group presented a SIW-fed MIMO DRA for mm-wave future 5G appli-
cations. The proposed structure consisted of four DRs, and each DR was fed by
substrate integrated waveguide (SIW). The impedance bandwidth of the proposed
antenna was 6.92% (26.64–28.55 GHz), and within the operating band, 30 dB of iso-
lation was achieved [59]. In 2017, Gangwar and his research group presented a dual-
port aperture-coupled MIMO cDRA for WiMAX applications [60]. Figure 10.18
shows the proposed dual-port MIMO antenna. The feeding structures are oriented in
such a manner that orthogonal modes are generated in the cDRA. In the same year,
the same research group proposed another cDRA-based MIMO antenna with high
port isolation. Figure 10.19 shows the proposed dual-feed MIMO cDRA with high
port isolation. Port-1 consists of Wilkinson power divider to excite the cDRA; on the
other hand, a CPW-fed conformal strip line is used at port-2. These two feedings are
oriented in such a manner that two orthogonal modes ( HE11 x
δ and HE11δ ) are excited
y
about the cDRA. As a result, more than 30 dB of isolation is produced between port-1
and port-2, which is shown in Figure 10.20 [61].
A circularly polarized (CP) MIMO DRA was proposed for WLAN applications
[62]. The CP characteristic was achieved by stepping two rectangular DR along with
square DR. The proposed MIMO antenna structure is displayed in Figure 10.21. The
port coupling was reduced with the generation of orthogonal modes. The proposed
structure achieves 21.51% impedance bandwidth and 13.23% axial ratio bandwidth.
FIGURE 10.18 Dual-port MIMO antenna with orthogonal mode: (a) 3D view; ( b) back
view [60].
FIGURE 10.19 Dual-feed MIMO antenna with high isolation: (a) top view; (b) back view [61].
FIGURE 10.20 Scattering parameters of the proposed antenna.
FIGURE 10.21 Circularly polarized DRA-based MIMO antenna: (a) top view; (b) 3D view [62].
In the same year, Sharma et al. proposed an A-shaped DRA with the help of a
conformal strip line for wideband MIMO applications. The wideband characteristic
was achieved by combining two modes, i.e., TM101 and TM103. The proposed struc-
ture offered a bandwidth of 59.7% covering 3.24– 6.0 GHz band. More than 20 dB
of isolation was achieved by employing orthogonal antenna element arrangements
[63]. Das et al. proposed a dual-port hybrid MIMO antenna with dual-band charac-
teristics. The configuration of the presented antenna is displayed in Figure 10.22. A
modified annular ring printed line was utilized to excite HE11δ and TE01δ mode in the
cDRA. The presented structure worked over two frequency bands, i.e., 1.75–2.4 GHz
and 3.5–5.5 GHz. The isolation between the antenna elements was 20 dB by exciting
orthogonal modes in the cDRA [64].
On the other hand, Akhtar and his research group proposed an equilateral trian-
gular DRA for MIMO antennas with dual polarization characteristics. Two antenna
designs were discussed. In the first design, an equilateral triangular DRA was fed
by a conformal strip line. In this case, the antenna was slant-polarized along ϕ = 45°
FIGURE 10.22 Dual-port hybrid MIMO antenna: (a) top view; (b) bottom view; and (c) 3D
view [64].
FIGURE 10.23 Truncated V-shaped dual-port MIMO antenna: (a) top view; (b) 3D view [67].
direction. When two ports were excited simultaneously with the same phase, the
horizontal E-field was cancelled out. So, in-phase excitation generated only a ver-
tically polarized field. Similarly, the out-of-phase excitation only produced hori-
zontal E-field in the DRA. The impedance bandwidth of this antenna was 8.2%
(5.27–5.72 GHz). The second design was the extension of the first antenna design.
The feeding circuit consisted of a two-stage 180° hybrid coupler. The in-phase exci-
tation was given by port-1, and on the other hand, out-of-phase excitation was given
by port-2. As a result, more than 20 dB of isolation was established between the
ports [65]. Pahadsingh and Sahu proposed a four-port MIMO DRA for cognitive
radio platforms. The proposed design showed a dual-state operation, that is UWB
and narrowband operations. The feeding lines for UWB operation and narrowband
operation were orthogonal to each other. The isolation was more than 15 dB between
all the ports [66]. A corner-truncated V-shaped dual-port MIMO antenna was pro-
posed by Sahu et al. The advantage of this structure was that it can generate circular
polarization also [67]. The proposed antenna structure is displayed in Figure 10.23.
Yaduvanshi and his research team proposed a super-wideband MIMO DRA. They
introduced a half-split inverted-frustum-shaped DRA for UWB operation. The DRA
was excited by the conformal strip line. The wideband isolation was achieved by plac-
ing two DR elements orthogonally [68]. Gangwar and his research team investigated
a dual-band MIMO antenna for WLAN and WiMAX applications. To achieve dual-
band operation, a dual-segment DRA was approached and each segmented DRA was
FIGURE 10.24 Dual-port MIMO antenna with multi-segmented DR (a) and (b) feeding
structure; (c) the proposed antenna [69].
excited through a rectangular aperture. The dual-band was generated with the gener-
ation of HE11δ and HE12δ in the DRA. The feeding and the proposed antenna structure
are displayed in Figure 10.24. Figure 10.24 reveals that the multi-segmented DR was
placed orthogonally and achieved more than 20 dB of isolation [69].
Table 10.2 shows the comparison of the published DRA-based MIMO antennas
with orthogonal mode generation.
10.11.2 EXCITATION OF DEGENERATED MODES

This is one of the popular methods to improve the diversity performance of the
MIMO DRAs. Degenerated modes mean two different modes excited in the same
resonant frequency. Each of the modal patterns has a specific radiation pattern. If
two different modes are excited at the same frequency, then the radiation patterns of
the two modes are different. As a result, the isolation between the antenna elements
is improved due to the pattern diversity. The excitation of degenerated modes in the
DRAs is not an easy task. Several constraints are required to excite degenerated
modes in the DRAs. Yan and Bernhard proposed a MIMO DRA for LTE femtocell
base stations. Boundary perturbation was induced in the structure to excite degen-
erated modes. Two modes, i.e., TE and HE modes, of the DRAs were resonated at
the same frequency and shared a common bandwidth. The isolation between the
ports was more than 40 dB [70]. In 2012, Fumeaux and his research team proposed
an omnidirectional MIMO cDRA with dual polarization. Two different modes, i.e.,
TE01δ and TM01δ, were excited in the same frequency. A shielded metallic cavity and
vias were used in the proposed structure to excite the degenerated modes [71]. Fang
et al. proposed a three-port polarization diversity-based MIMO antenna for WLAN
applications. The proposed structure used TM01δ and HE12δ+1 modes in the cDRAs
for degenerated mode excitation. The covariance matrix adaption evaluation strategy
was used to generate such modes in the cDRA. Two pairs of slots were also used
x y
in the structure to excite HE12 δ +1 and HE12δ +1 modes in the cDRA. The proposed
structure showed more than 24 dB of isolation in the operating band [72]. A three-
port MIMO DRA with mutually decoupled and degenerated modes was presented
for X-band applications [73]. Two modes were excited in such a way that there was
a low spatial overlapping of their field magnitudes, and the third mode was imposed
orthogonally to the other two modes. These three modes were TEδx 32 , TEδx 21 , and TE 2yδ 1
. This technique provided more than 20 dB of isolation between the ports. In 2019,
Yang et al. proposed a dual-port cDRA with pattern diversity. The authors excited
HE11δ and TM01δ modes of the HE and TM fundamental mode family. A cDRA was
TABLE 10.2
Published DRA-Based MIMO Antennas with Orthogonal Mode Generation
Operating Frequency Band Isolation No. of
(GHz) Level (dB) No. of Ports DRs DRA Shape Reference
2.19–2.248 20 2 1 Rectangular [45]
1.9–2.2 35 2 1 Cylindrical [46]
5.4–6.0 34 2 1 Rectangular [47]
4.02–4.13 14.4 3 1 Cylindrical [48]
0.79–0.862, 2.4–2.48, and 6 2 1 Rectangular [49]
3.1–3.6
3.6–3.9 25 2 1 Rectangular [50]
1.71–1.88 2.4-2.48 2 1 Cylindrical [52]
1.7–1.9 18 2 1 Rectangular [53]
1.82–2.0 and 2.5–2.73 2 1 Cylindrical [54]
2.3–3.31 33 2 2 F-shaped [55]
1.43–1.5 and 2.5–2.69 23 2 1 Rectangular [56]
3.4–3.7 and 5.15–5.35 46 2 1 Plus-shaped [57]
5.08–9.5 20 2 2 Mushroom-shaped [58]
26.64–28.55 27 4 4 Cylindrical [59]
3.1–3.68 25 2 1 Cylindrical [60]
4.9–5.5 30 2 1 Cylindrical [61]
5.02–6.23 18 2 1 Stepped rectangular [62]
3.24–6.0 20 2 2 A-shaped [63]
1.75–2.5 and 3.5–5.45 20 2 2 Cylindrical [64]
5.27–5.65 22 2 1 Triangular [65]
1.7–10.6 15 4 2 Cylindrical [66]
4.89–5.42 14 2 1 Truncated V-shaped [67]
7–34.6 20 2 2 Half-split inverted- [68]
frustum-shaped
3.3–3.8 and 5.0–5.7 20 2 2 Dual-segment [69]
cylindrical
loaded by another centrally loaded DRA with a higher dielectric constant to realize
degenerated modes. The HE11δ modes were excited by a rectangular cross-slot, and
TM01δ modes were realized by a coaxial probe. The proposed structure delivered
more than 30 dB of isolation between the ports [74]. In the same year, Yaduvanshi
and his research team proposed a four-port MIMO DRA with pattern diversity char-
acteristics. The antenna consisted of four DR elements. Out of four DR elements, two
DRs were epsilon-shaped and the other two were cylindrical-shaped. These antenna
elements were placed in such a manner that they resonated in the same frequency
band. The antenna was excited with the HE11δ and TM01δ modes in the epsilon-
shaped and cylindrical-shaped DRs, respectively. The isolation exceeded more than
15 dB between the ports [75]. Yang and Leung proposed a compact dual-port pattern
diversity-based MIMO DRA. The pattern diversity was achieved with the generation
TABLE 10.3
Published MIMO DRAs with degenerated modes
Operating Isolation No. of No. of
Frequency Band Level Ports DRs DRA Shape Reference
0.695–0.705 40 2 1 Split-cylindrical [70]
3.78–4.07 15 2 1 Ring [71]
2.4–2.5 24 2 1 Cylindrical [72]
9.12–10 20 3 1 Rectangular [73]
2.33–2.53 30 2 1 Cylindrical [74]
3.64–4.24 15 4 4 Epsilon-shaped and cylindrical [75]
2.4–2.5 30 2 1 Cylindrical [76]
of HE11δ and TM01δ modes in the cDRA. A meander line-loaded annular slot was
used to generate TM01δ mode, and its resonant frequency was also lowered. To excite
HE11δ, a pair of differential strips were utilized. The overlapping impedance band-
width of these two modes was 5.7%, and within the overlapping band, the isola-
tion was more than 30 dB [76]. These published research articles are summarized in
Table 10.3. Table 10.3 shows the performance comparison of various MIMO DRAs
that utilized degenerated modes for isolation improvement.
10.11.3 INTRODUCTION OF THE DEFECTED GROUND PLANE

Another technique for isolation improvement in the MIMO DRAs is the introduc-
tion of defected ground structure (DGS) between the antenna elements. In this case,
a portion of the ground plane was etched between the antenna elements. Khan et al.
proposed a dual-band MIMO DRA for WLAN/WiMAX applications. The dual-band
was generated with the excitation of two modes, i.e., TE1δ1 and TE2δ1. The L-shaped
DRA was excited with the help of two coaxial probes. A rectangular DGS slot was
etched from the ground plane to improve port isolation between the antenna elements
[77]. Nasir et al. proposed a MIMO DRA for 4G applications. The rectangular DRA
was housed in the substrate and fed by two microstrip lines to excite TE modes in
the DRA. The mutual coupling between the ports was reduced by etching two slits
in the ground plane. The isolation was better than 20 dB after etching the slits [78].
Das et al. proposed a novel circular ring-shaped defected ground structure to improve
the diversity performance of the antenna. The top and bottom geometries of the pro-
posed antenna are shown in Figure 10.25. The cDRA was exited with the help of a
triangular patch antenna. The antenna operated between 3.7 and 7.25 GHz, and the
isolation was more than 17 dB within the band [79].
Trivedi and Pujara proposed a tree-shaped fractal DRA with a defected ground
structure for wideband MIMO applications. Two C-shaped periodic DGS were used
to reduce the mutual coupling between the two closely spaced DRAs. The isolation
of more than 15 dB was obtained in the area of interest [80]. The same author pro-
posed a two-element Maltese-shaped MIMO DRA for UWB applications. The DRA
FIGURE 10.25 MIMO cDRA with DGS: (a) top view; (b) bottom view [79].
FIGURE 10.26 MIMO ring DRA with defected ground structure: (a) feeding structure; (b)
bottom view; and (c) 3D view [83].
was fed utilizing a trapezoidal-shaped conformal strip line. Two C-shaped DGS were
inserted between the elements, resulting in 18 dB of isolation in the entire operat-
ing band [81]. In a similar manner, a rectangular DGS was inserted between the
hemispherical DRAs to improve MIMO performance. The length of the slot was
optimized to enhance isolation [82].
Gangwar and his research group also proposed a dual-element hybrid ring
DRA-based MIMO antenna for wideband applications. Wideband characteristics
were achieved by exciting both the U-shaped printed lines along with ring DRA.
Rectangular and L-shaped defects were created in the ground plane to achieve wide-
band isolation [83]. The presented antenna structure is displayed in Figure 10.26. The
impedance bandwidth of the proposed structure was more than 60%, and isolation
values were more than 15 dB within the operating band.
Sahu et al. proposed an L-shaped circularly polarized MIMO DRA for WLAN
applications. The feed position was optimized in such a manner that it excited orthog-
onal modes inside the DRA, resulting in circular polarization in the structure. The
configuration of the proposed antenna structure is shown in Figure 10.27. A pair of
DGS was etched between the DR elements to improve port as well as field isolation
between the antenna elements, as shown in Figure 10.27 [84].
A triple-port MIMO cDRA was presented for WLAN applications [85]. Port-1
consisted of a two-element cDRA array. Each element of the cDRA was excited by
port-2 and port-3 with the help of a coaxial probe. The configuration of the triple-
port MIMO antenna is shown in Figure 10.28. The isolation between the ports was
FIGURE 10.27 Circularly polarized L-shaped MIMO DRA: (a) top view; (b) bottom view [84].
FIGURE 10.28 Triple-port MIMO antenna system: (a) top view; (b) bottom view; and (c) side
view [85].
improved by two C-shaped DGS as shown in Figure 10.28. As a result, the isolation

between the ports was 20 dB. Das et al. proposed a circularly polarized dual-port dual-
sense MIMO antenna for WLAN applications. Figure 10.29 shows the geometry of
the presented antenna. It reveals that modified circular apertures were used to excite
each cDRA. The proposed structure was able to generate LHCP and RHCP depend-
ing on the selection of the port. To improve the isolation between the ports, DGS
slits were utilized. As a result, the isolation between the ports was more than 25 dB
within the operating band [86]. A dual-band dual-polarized MIMO ring dielectric
resonator antenna was proposed for MIMO communication system [87]. A modified
x y
plus-shaped aperture was used to excite HE11 δ and HE11δ modes inside the ring DRA.
Two circular-shaped DGS were placed between the antenna elements, resulting in
more than 20 dB of isolation between the DR elements. Biswas and Chakraborty
proposed a complementary meander line-inspired MIMO DRA for dual-band appli-
cations. The structure consisted of an “I”-shaped DRA. Two complementary spiral
meander lines and two circular slots were etched from the ground plane to improve
port isolation [88]. Table 10.4 shows several published MIMO DRAs with DGS for
isolation improvement. Covered band, isolation level, and the number of ports and
DRs are included in Table 10.4 for comparison.
FIGURE 10.29 Dual-port circularly polarized MIMO antenna: (a) top view; (b) 3D view [86].
TABLE 10.4
Published MIMO DRAs with Defected Ground Structure
Operating Frequency Isolation No. of No. of
Band Level Ports DRs DRA Shape Reference
3.4–3.7 and 5.15–5.35 15 2 1 L-shaped [77]
2.56–2.64 20 2 1 Rectangular [78]
3.7–7.25 17 2 2 Cylindrical [79]
3.6–12.6 18 2 2 Tree-shaped fractal DRA [80]
3.95–10.4 15 2 2 Maltese-shaped [81]
2.4–2.5 and 4.15–4.25 18 2 2 Hemispherical [82]
3–7 18 2 2 Ring [83]
5.2–6.08 20 2 2 L-shaped [84]
5.0–6.0 20 3 2 Cylindrical [85]
5.25–6.0 25 2 2 Cylindrical [86]
2.3–2.9 and 3.4–4.0 20 2 2 Ring [87]
3.46–5.37 and 18.5 2 2 I-shaped [88]
5.89–6.49
10.11.4 USE OF DECOUPLING STRUCTURES

This is one of the important techniques to improve isolation between the MIMO
DRAs. This technique requires an extra matching circuit or antenna elements along
with antenna elements. In 2016, Sharma et al. proposed a dual-polarized triple-band
hybrid MIMO DRA. The folded microstrip feeding structure was used to excite the
cDRA. The proposed antenna structure is displayed in Figure 10.30. To improve
isolation, a metallic strip was used, which acts as an electromagnetic reflector [89].
Similarly, in the next year, Sahu et al. proposed a dual-polarized triple-band
MIMO hybrid antenna for WLAN/ WiMAX applications. The cDRA was excited
by a modified Y-shaped printed line. The presented antenna structure is shown in
Figure 10.31. Two metallic strips were placed to reduce mutual coupling. Metallic
strips acted as a reflector and enhanced the isolation between the ports, which is
shown in Figure 10.31 [90].
FIGURE 10.30 Dual-port MIMO cDRA with folded microstrip line: (a) top view; (b) bot-
tom view [89].
FIGURE 10.31 Dual-polarized MIMO hybrid antenna: (a) top view; (b) bottom view [90].
A dual-polarized triple-band hybrid MIMO antenna was presented by Sahu et al.

The configuration of the antenna structure is shown in Figure 10.32. The rectangular
DRA was excited with the help of a modified U-shaped microstrip line. To improve
isolation between the ports, a metallic strip was used at the center of the ground
plane [91]. Sharawi et al. proposed a dual-band DRA-based MIMO antenna for wire-
less access points. Two groups of DRA were chosen with different sizes. One group
of cDRA covered 2.45 GHz band, and the other group operated at 5.8 GHz band. To
improve isolation, a reflector element was used to tilt the antenna beam in the oppo-
site direction. As a result, the isolation was improved between the DR elements [92].
A triple-band dual-port hybrid MIMO cDRA was presented by Sharma et al. The
geometrical layout of the proposed geometry is shown in Figure 10.33. It reveals that
an annular ring along with T-shaped printed line was used to excite each cDRA. To
improve the isolation between the ports, two metallic strips were used. As a result,
the isolation between the ports exceeded more than 20 dB [93].
FIGURE 10.32 Geometry of the triple-band hybrid MIMO antenna: (a) 3D view; (b) bottom
view [91].
FIGURE 10.33 Geometrical layout of the triple-band MIMO antenna: (a) feeding orienta-
tion; (b) the proposed geometry [93].
Zheng and his research team used metallic vias in the DRA to reduce mutual
coupling in the mm-wave MIMO DRA. The vias were placed strategically in such
a manner that the vias could potentially affect the field distribution and reduce the
field coupling. This method can improve the isolation of E-plane and H-plane MIMO
antennas [94]. A MIMO DRA for mm-wave 5G applications was discussed [95]. Two
rectangular DRAs were excited by the microstrip-fed slot line. To improve isolation,
the metal strip was placed on the upper portion of the DRA where strong E-field was
generated. As a result, the field coupling was suppressed and the isolation between
the antenna elements was improved. More than 12 dB of isolation was achieved with
this technique. Table 10.5 shows several published MIMO DRAs with a decoupling
structure. This table includes operating band, isolation level, and the number of
ports/ DRs for comparison purposes.
10.11.5 META-SURFACE/FREQUENCY-SELECTIVE
SURFACE/EBG BETWEEN TWO DRAS
This is a new concept introduced in the DRA domain to improve MIMO performance.
Al-Hasan et al. proposed an EBG structure for mutual coupling reduction in MIMO
antennas. The EBG structure delivered a wide band gap region around 60 GHz and
suppressed field correlation between the two DRAs [96]. Denidni and his research
TABLE 10.5
Published MIMO DRAs with Decoupling Structures
Isolation No. of No. of
Operating Frequency Band Level Ports DRs DRA Shape Reference
2.24–2.38, 2.5–3.26, and 4.88–7 15 2 2 Cylindrical [89]
2.21–3.13, 3.40–3.92, and 5.3–6.10 20 2 2 Cylindrical [90]
2.37–2.86, 3.18–3.84, and 16 2 2 Rectangular [91]
4.92–5.73
2.3–2.5 and 5.7–6 15 8 8 Cylindrical [92]
1.5–2.55, 3.21–4.0, and 4.59–5.98 25 2 2 Cylindrical [93]
25–27 35 2 2 Rectangular [94]
27.25–28.59 25 2 2 Rectangular [95]
group proposed a 60-GHz mm-wave MIMO antenna with a frequency-selective

surface (FSS) wall. To reduce the free space radiation, the FSS wall was inserted
between the DRAs. The FSS was optimized in such a manner that it covered a wide-
band from 57 to 63 GHz. More than 30 dB of isolation was established after placing
the FSS wall [97]. In the same manner, Dadgopour et al. proposed a meta-surface
shield for isolation improvement in MIMO DRAs. The DR elements were placed in
the H-plane. The meta-surface shield consisted of SRR cells and was placed along
the E-plane. The meta-surface shield delivered band-stop functionality within the
operating bandwidth and is able to provide improved field isolation [98]. Denidni and
his research team proposed a meta-surface orthogonalize wall for mutual coupling
reduction in MIMO DRAs. By incorporating the meta-surface wall, the TE modes
of the antenna became orthogonal to each other. The mutual coupling was reduced
by 16 dB when the meta-surface wall was placed [99]. The same research team also
introduced a metamaterial polarization-rotating wall for mutual coupling reduction
in mm-wave MIMO antennas. The meta-surface wall consisted of a 1 × 7 unit cell and
was placed along the E-plane. The same concept was also used here, i.e., using the
meta-surface wall. The TE modes of the antennas became orthogonal to each other.
The isolation was improved by 16 dB after placing the wall [100]. Rezapour et al.
proposed double-slit SRRs for isolation enhancement in rectangular dielectric reso-
nator antennas. The SRR structure supported epsilon-negative characteristics, and
it was placed in between two E-coupled rectangular DRAs. The proposed method
provided more than 11 dB of isolation [101]. The previously described MIMO DRAs
with meta-surface/FSSs/EBGs are tabulated in Table 10.6. Several factors such as the
operating band, mutual coupling level, and the number of ports are included in the
table for comparison purposes.
10.11.6 SEPARATION OF RADIATION PATTERNS

Separation of radiation patterns is one of the important techniques to improve the
isolation between the ports in the DRA-based MIMO antenna systems. In this
TABLE 10.6
Published MIMO DRAs with Meta-surface/FSSs/EBGs
Band (GHz) Level Ports DRs DRA Shape Reference
54–65 20 2 2 Cylindrical [96]
57–63 30 2 2 Cylindrical [97]
56.6–64.8 46.5 2 2 Cylindrical [98]
57–64 20 2 2 Cylindrical [99]
57–64 23 2 2 Cylindrical [100]
2.604–2.64 30 2 2 Rectangular [101]
FIGURE 10.34 Four-port cylindrical MIMO antenna with bidirectional diversity: (a) top
view; (b) bottom view; and (c) side view [102].
technique, the radiation beams of different antenna elements are separated spatially
to improve the field correlation between the antenna elements. The advantage of this
technique is that it is able to improve both the ECC and mutual coupling values. Very
few research articles are available based on this technique.
Das et al. proposed a back-to-back four-port MIMO cDRA with bidirectional
pattern diversity [102]. The configuration of the proposed antenna is displayed in
Figure 10.34. Figure 10.34 reveals that one cDRA was placed on the top side of the
substrate and the other cDRA was placed on the bottom side of the substrate. Each
cDRA was excited by two ports. The top and bottom cDRAs radiated in broadside
direction and in the direction opposite to broadside direction, respectively. In this
way, the isolation and ECC values can be improved significantly. The same concept
also presented with the help of rectangular DRAs [103]. Figure 10.35 shows the con-
figuration of the four-port MIMO rDRA with bidirectional diversity.
FIGURE 10.35 Four-port rectangular MIMO antenna with bidirectional diversity: (a) top
view; (b) bottom view; (c) side view; and (d) 3D view [103].
FIGURE 10.36 Eight-port MIMO antenna with multi-directional diversity: (a) and (b) 3D
view; (c) side view [104].
FIGURE 10.37 Wideband MIMO ring DRA: (a) top view; (b) bottom view [105].
In the same manner, four cDRAs were used to achieve multi-directional pattern
diversity. The configuration of the proposed structure is shown in Figure 10.36. The
four cDRAs were placed strategically in a different direction to isolate the antenna
beam in a different direction. In this way, the isolation and ECC values were enhanced
significantly [104]. A wideband MIMO antenna with a complementary radiation pat-
tern was investigated by Das et al. The geometry of the proposed wideband antenna
is displayed in Figure 10.37. A microstrip line was used to excite both the slots and
FIGURE 10.38 Four-port MIMO antenna with PRS: (a) top view; (b) bottom view [106].
FIGURE 10.39 Six-port MIMO antenna without and with PRS: (a) top view (without PRS);
(b) side view (without PRS); (c) top view (with PRS); and (d) side view (with PRS) [107].
the ring DRA. The isolation between the ports was improved by generating comple-
mentary radiation pattern between the ports [105].
Partially reflective surface (PRS) was also used to decorrelate the radiation pat-
terns of the MIMO antennas. Gangwar and his research team proposed the use of
two PRS to isolate the antenna beam in the different direction. The configuration
of the proposed structure is displayed in Figure 10.38. Two cDRAs were placed on
the top of the substrate, and another two cDRAs were positioned at the bottom part
of the substrate. To decorrelate the radiation pattern, two PRS were placed at both
sides of the substrate. The PRS tilted the antenna beam from broadside direction to
tilted direction. As a result, the isolation was improved by 10–12 dB and more than
75% improvement in ECC values was realized [106].
In a similar manner, three different groups of cDRAs with different heights were
placed at the top side of the substrate. Three PRS acted as a superstrate and were
placed at the top side of each group of DRAs. The geometry of the proposed struc-
ture is displayed in Figure 10.39. Each PRS isolates the antenna beam in a different
direction. In this way, the isolation and ECC values were improved [107]. Table 10.7
shows a comparison between different published research articles based on the sepa-
ration of radiation patterns. Several factors such as covered frequency band, isolation
level, and the number of ports and DRs are included in this table.
TABLE 10.7
Published MIMO DRAs based on the Separation of Radiation Patterns
Band (GHz) Level Ports DRs DR Shape Reference
5.4–6.0 18 4 2 Cylindrical [102]
5.00–5.52 18 4 2 Rectangular [103]
5.6–5.9 20 8 4 Cylindrical [104]
3.4–8.2 20 2 2 Ring [105]
5.15–5.35 23 4 4 Cylindrical [106]
5.15–5.35, 5.45–5.65, 25 6 6 Cylindrical [107]
and 5.7–5.9
10.12 CONCLUSION
DRA-based MIMO antenna systems are one of the most emerging topics and can
be utilized in various applications such as routers, laptops, and tablet PCs. In this
chapter, initially, the basics of MIMO, MIMO techniques, and advantages of MIMO
over the SISO system were discussed. Several MIMO performance metrics were
also presented. After that, a detailed investigation on DRAs, their advantages over
microstrip patch antennas, and different modal configurations (for cylindrical DRAs)
were studied. Also, in this chapter, DRA-based MIMO antenna systems were dis-
cussed for various wireless applications with several antenna examples. Different
isolation improvement techniques were investigated. In each category, a separate
table was presented for comparing the several MIMO antennas which have recently
been reported in the literature.
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11 Advances in Patch
Antenna Design Using
EBG Structures
Ekta Thakur, Dr. Naveen Jaglan,
Prof. Samir Dev Gupta
Jaypee University of Information Technology, Solan

Jawaharlal Nehru University, New Delhi
CONTENTS
11.1 Introduction ................................................................................................ 363
11.2 EBG Structures and Their Properties ......................................................... 364
11.3 EBG Structures in Patch Antenna Design .................................................. 365
11.3.1 Bandwidth Improvement in Patch Antennas
Using EBG Structures ................................................................... 366
11.3.2 Gain Improvement Using EBG Structures .................................... 368
11.3.3 Mutual Coupling Reduction Using EBG Structures ..................... 371
11.3.4 Band-Notch Operation in Patch Antennas Using
EBG Structures.............................................................................. 376
11.3.5 Dual-Band and Multi-Band Characteristics
Using EBG Structures ................................................................... 378
11.3.6 A Low-Profile MPA Using EBG Structures .................................. 382
11.4 Real-Life Applications of EBG Patch Antennas ........................................ 391
11.4.1 High-Precision GPS....................................................................... 391
11.4.2 Wearable Electronics ..................................................................... 391
11.4.3 Radio Frequency Identification (RFID) Systems .......................... 392
11.4.4 Radar Systems ............................................................................... 393
11.5 Conclusion .................................................................................................. 394
References .............................................................................................................. 394
11.1 INTRODUCTION
High-performance applications in wireless communication systems require an
advanced form of electromagnetic materials. The development of “metamaterials”
with unique features has recently gained great attention from the researchers [1].
Metamaterials are used in many fields such as optics, nanoscience, material science,
363
and antenna engineering. These materials have special characteristics that do not exist
in naturally occurring materials. Hence, designing metamaterials with unique char-
acteristics and using them in several antenna applications is an interesting concept
for researchers. The concept of photonic crystals was introduced by Yablonovitch in
solid-state physics [2]. The photonic crystals with a forbidden band gap are used in
optics and solid-state physics. Therefore, the term photonic band gap (PBG) of the
optics is used as electromagnetic band gap in the microwave domain. EBG struc-
tures are classified as a special type of metamaterial and can be defined as periodic
or non-periodic structures that prevent or help the transmission of electromagnetic
waves in a specific band of frequency [3,4]. EBG structures have many names in the
literature, including left-handed materials, soft and hard surfaces, double-negative
materials, negative refractive index materials, high-impedance surfaces (HIS), mag-
netomaterials, and artificial magnetic conductors (AMC) [5]. They are categorized
into three groups: (i) three-dimensional volumetric structures, for example woodpile
structure, (ii) two-dimensional planar structures, for example mushroom-like EBG
structure, and (iii) one-dimensional transmission lines, such as holes in the ground
plane. The EBG unit cell has a single band gap; however, a periodic arrangement of
EBG structures can have multiple band gaps. In addition to the band gap feature,
EBG structures also have some other important characteristics such as AMC and
HIS [6]. For example, for both TE and TM polarizations, the two-dimensional EBG
structures show a high-impedance surface. And when a wave strikes the EBG sur-
face, 0° reflection phase is obtained and the EBG surface behaves as an AMC. These
special features of EBG structures lead to a broad range of applications in microwave
and antenna engineering [7,8].
In this chapter, we discuss the recent advancements in patch antenna design using
EBG structures. These structures help improve the gain and bandwidth of the patch
antennas. They are also used to reduce mutual coupling and to obtain band-rejec-
tion characteristics in ultra-wideband (UWB) antennas. A number of techniques to
improve the gain and bandwidth, to achieve multi-band characteristics, to reduce
mutual coupling, and to obtain multiple band-notch characteristics using compact
EBG structures are also discussed later in this chapter. Finally, some real-life appli-
cations of EBG structure-integrated patch antennas, such as RFID and wearable
electronics, are summarized.
11.2 EBG STRUCTURES AND THEIR PROPERTIES

An EBG structure is made up of metallic patches, ground plane, dielectric materials,
and vias that connect patches to the ground plane [6]. From inductance and capacitance,
the notch resonance frequency of an EBG cell can be determined using eq. (11.1):
1
fs = (11.1)
2π LC
where fs represents the operating frequency of the EBG structure. This operating
frequency can be varied by varying the inductance and capacitance. The values of
inductor L and capacitor C are evaluated using the given formula [6–8]
Advances in Patch Antenna Design 365
L = μ0 h (11.2)
C=
Wε 0 (1+ ε 0 )
cosh
( 2W + g ) (11.3)
π g
where W, g, h, μ 0, and ε 0 are the width of the patch, the gap between two EBG struc-
tures, the substrate height, the permeability and permittivity of free space, respec-
tively. The EBG structures’ band gap can be evaluated by three methods, i.e., reflection
phase, dispersion diagram, and the transmission characteristics calculated by sus-
pended line method. Reflection phase characteristics of an EBG unit cell are used to
predict the electromagnetic nature of the surface. For perfect electric conductor (PEC)
and perfect magnetic conductor (PMC) ground planes, the reflection phase is 180°
and 0°, respectively [9]. However, the PMC does not occur in the environment. For an
EBG ground plane, the reflection phase varies from +180° to −180° with increasing
frequency. The frequency range between +90° and −90° generally overlaps the band
gap of an EBG structure [10]. Figure 11.1a indicates the reflection phase. The disper-
sion diagram, which is calculated using Eigenmode solver, is used to obtain the band
gap of periodic EBG structures. The plot of phase constant and resonant frequency is
referred to as the dispersion diagram [11]. Figure 11.1b illustrates the dispersion dia-
gram. In the transmission characteristics method, the band gap is calculated by replac-
ing the PEC ground plane with the EBG array. Figure 11.1c indicates the transmission
loss. Transmission losses less than −15 dB are generally considered as the band gap
of the EBG structure [12]. The transmission characteristics and reflection phase are
enough for calculating the band gap of an EBG structure. From the transmission char-
acteristics and reflection phase, the AMC at 0° and the surface wave band gap of the
EBG structure can be easily recognized [13]. The dispersion diagram consumes more
memory and time, but gives more information on band gap.
11.3 EBG STRUCTURES IN PATCH ANTENNA DESIGN

For wireless communication application, patch antenna are mostly preferred due
to its low profile and low cost with high performance. The patch antennas have
major benefits such as ease of installation, low cost, low profile, and integration
with printed circuits. Some of the drawbacks of patch antennas are low efficiency,
low power, high Q, surface wave excitation, and narrow bandwidth [15]. The unique
features of the EBG structure are found useful to overcome the drawbacks of a patch
antenna. The EBG structure helps in gain and bandwidth improvement [16–19].
In general, an EBG patch antenna produces a plane radiation profile, fewer side
lobes, and a good antenna efficiency compared to a normal patch antenna. The EBG
structure also ensures low interference to the adjacent elements and acts as a shield-
ing material between the antenna and the communication system user. Further, the
EBG structure has also been used in MIMO [20–22] systems and array antennas
to alleviate the mutual coupling [23] effect. The application of EBG structures in
patch antennas is a smart research area; however, some problems arise as two dif-
ferent structures are combined together to achieve enhanced performance. Some
FIGURE 11.1 Different methods for calculating the band gap: (a) reflection phase methods
(b), dispersion diagram methods, and (c) transmission characteristics methods [14].
new designs and their applications to enhance the performance of patch antennas
are discussed in this chapter.
11.3.1 BANDWIDTH IMPROVEMENT IN PATCH ANTENNAS

USING EBG STRUCTURES
For wireless communication systems, the mostly preferred antenna is the patch
antenna. Generally, the conventional patch antenna has narrow bandwidth because
of the PEC material in the ground plane. To achieve a wide bandwidth, the research-
ers have done intensive research and suggested a number of EBG structures. A wide
band of 3–35 GHz is achieved by placing a periodic structure of circular and square
EBG patch around the half-circular monopole antenna [24]. By inserting the conven-
tional mushroom-type EBG structures on either side of the feed line, the impedance
bandwidth is increased by 0.1 GHz as compared to the monopole UWB antenna. A
good improvement in bandwidth is obtained by etching dummy EBG patterns on the
feed line [25] as shown in Figure 11.2.
The EBG array is inserted on a substrate with a height of 0.4 mm and a dielectric
constant of 2.33. The patch size is 8 mm × 6.3 mm, resulting in an operating frequency
FIGURE 11.2 (a) Magnified view of feed line and (b) magnified view of EBG pattern [25]
(c) S11 parameters Vs frequency.
of 14.8 GHz. Eight rows of dummy EBG structures are etched on the patch feed line
with a gap of 5.8 mm in between two patches. The test data show the improvement
in the bandwidth of over 0.381 GHz. In [26], Fabry–Perot (FP) antennas were inte-
grated with EBG metamaterials for getting 4.92% impedance bandwidth and 10.7
dB gain simultaneously [27]. From Figure 11.3, it can be seen that using a trapezoi-
dal ground plane in combination with a uniplanar EBG structure [28] increases the
bandwidth and also improves the radiation characteristics of a monopole antenna. By
changing the width of an EBG structure, one can vary its operating frequency. The
total volume of the antenna is 100 × 75 × 0.762 mm3 including eight EBG cells. A
conventional mushroom-type EBG structure was modified by inserting multiple vias
to increase the band gap for noise suppression [29,30]. As shown in Figure 11.4, four
vias are optimized to achieve a wider band gap and it is termed as ground surface
perturbation lattice (GSPL) [31]. Figure 11.5 illustrates a lotus flower patch attached
to a wide transmission line with an EBG ground plane to increase the bandwidth of
the antenna. A slanted ground plane with an EBG structure was used to enhance the
FIGURE 11.3 (a) Dual-band EBG structure; (b) return loss measurements [27].
FIGURE 11.4 (a) Side view of GSPL structure; (b) GSPL structure. (c) Two-dimensional
EBG structure [31].
bandwidth of the elliptical and rectangular monopole antennas [32]. In the literature,
to enhance the bandwidth, a multilayer EBG structure [33] was also used. Monopole
antennas of different shapes such as elliptical [34] and semi-circular [35] were sug-
gested for enhancing the bandwidth. Further, the bandwidth of an UWB antenna can
be improved by using EBG structures with a monopole antenna. Thus, in Table 11.1,
some of the EBG structure approaches are described for bandwidth improvement.
11.3.2 GAIN IMPROVEMENT USING EBG STRUCTURES

With the arrival of new wireless communication services, the demand for ultra-wide-
band with low cost and compact size is increasing tremendously. The main draw-
backs of printed antennas are low gain and low radiation efficiency because of the
propagation of the surface wave. If an antenna is placed over a PEC ground plane
such as copper or gold, it starts radiating into space. Additionally, it also produces
currents that move along the sheet. These currents are also called surface waves
and propagate to an edge of the antenna surface and cause multi-path interference.
FIGURE 11.5 (a) Lotus-shaped antenna with an EBG ground plane, (b) |S11| of lotus-shaped
antenna with partial ground plane, (c) |S11| of lotus-shaped antenna with EBG ground plane [32].
A number of approaches to increase the gain of patch antennas using EBG struc-
tures have been proposed. In these approaches, the EBG structure is designed in
a way that its band gap and antenna resonant frequency band overlap. As a result,
the surface waves cannot propagate along the substrate and the amount of radiating
power increases. In order to improve gain, the EBG structure can be placed in two
ways – the first is by placing the EBG structure around the patch antenna, which is
[36] termed simply as the EBG structure, and the second is by replacing the ground
plane with the EBG structure which is called AMC [37]. A double-rhomboid bow
TABLE 11.1
Bandwidth Enhancement Using Different EBG Approaches
S. No. EBG Approach Reason Reference
1. EBG pattern on the feed lineBandwidth is improved due to impedance [25]
matching
2. Multilayer EBG structure Merging multiple bands into one wide band gap [30,36]
3. Symmetric placement of EBG Bandwidth enhancement due to the different [28]
structure around the patch resonant frequencies
4. Multiple-via EBG structure By increasing inductance, reflection phase [32]
behavior gives much wider bandwidth
5. EBG ground plane To couple between the patch and EBG-AMC [24,27,33,34]
resonance frequencies
FIGURE 11.6 (a) EBG structure; (b) antenna with AMC array [38].
tie-slot antenna [38] was presented with an end-to-end E-shaped EBG surface for
gain improvement at the W-band, as shown in Figure 11.6. This EBG surface behaves
as a reflective surface that helps to improve the gain of the on-chip antenna. To pre-
vent the losses due to waves entering into the lossy silicon substrate, an AMC array
surface is placed beneath the patch. In another interesting study, a low-temperature
co-fired ceramic (LTCC) patch antenna’s gain was improved using a Sievenpiper
EBG structure [39]. This LTCC was designed to resonate at 60 GHz on a DuPontTM
GreentapeTM 9K7 (εr ~ 7.0) of 5 mm thickness.
The two-element LTCC patch array was combined together with the Sievenpiper
EBG structure to eliminate surface waves. As a result, around 4 dBi of gain enhance-
ment and 8 dB of reduction in side lobe level were obtained, as shown in Figure 11.7.
The design of eight-element MIMO antennas for 5G applications such as smartwatch
and dongle [35] is presented in Figure 11.8. To improve gain and efficiency, an EBG
surface was used as a ground plane. The upper layer of the substrate has eight MIMO
antennas [36–40], whereas the bottom layer is composed of an EBG ground plane.
The gain and antenna efficiency obtained were 8.732 dB and 92.7% at the resonant
frequency, respectively.
Another study was performed [40] by changing the vias’ positions in different pat-
terns in the EBG ground surface, as presented in Figure 11.9a–d, and it was found
FIGURE 11.7 (a) 2 × 2 patch array; (b) gain and directivity versus frequency of the 2 × 2
patch array [39].
FIGURE 11.8 (a) Top and bottom views of an eight-element MIMO antenna with EBG
ground plane [35]; (b) 3D view of cylindrically projected EBG planes [40].
that the antenna gain and efficiency were improved by 14.1 dB and 107.2%, respec-
tively. Besides improving gain and directivity, the EBG superstrate also obtains dual-
band dual-polarization [41–43] and suppresses the grating lobes in array antennas.
Different EBG structures [42–48] were discussed based on the position of the EBG
structure, such as below the patch and around the patch, to improve the overall per-
formance of the antenna. In [49], a slotted EBG structure was used to improve the
gain and to reduce the radar cross section (RCS) of a patch antenna. This slotted EBG
structure was made of arrays of mushroom-type structure with rectangular slots on
the patch. From the tested results, it was observed that the gain improved by 2.5 dB
and RCS reduced to 4.3 dB as compared to the conventional patch antenna. Thus, few
EBG structure approaches are discussed in Table 11.2 to improve patch antenna gain.
11.3.3 MUTUAL COUPLING REDUCTION USING EBG STRUCTURES

Mutual coupling between antenna elements is due to the propagation of surface
waves, and it affects the overall performance of the antenna. In case of a patch
antenna, the E-plane coupling is stronger than the H-plane coupling. Several
FIGURE 11.9 (a–d) Different patterns of vias in EBG ground plane; (e) realized gain of
different EBG planes [40].
TABLE 11.2
Gain Enhancement Using Different EBG Structure Approaches
S. No. EBG Structure Approach Reason Reference
1. EBG structure placed around the Surface wave suppression results in [38,42,44,47,48]
patch improved gain
2. EBG structure ground plane AMC property is utilized as a reflector [35,40,49]
3. Superstrate EBG structure layer Multiple reflections in cavity result in [50,51]
above the patch antenna performance enhancement
methods were discussed and applied to reduce the mutual coupling between the
MIMO system and antenna array, which include defected ground plane, decoupling
strips, and neutralization line. For the MIMO system, it is desirable to have a mutual
coupling of less than 15 dB, the envelope correlation coefficient (ECC) should be
less than 0.5, and the total active reflection coefficient (TARC) should be less than
0 dB. The ECC is used to measure the correlation between radiation patterns of
FIGURE 11.10 (a) Top view and (b) back view of patch antenna array [52].
MIMO antennas. The TARC is similar to return loss, but also considers the effect of
mutual coupling. In [52], the mutual coupling was reduced by using two fractal uni-
planar compact EBG structures and three cross-slots in between the patch arrays, as
shown in Figure 11.10. By placing the two rows of fractal uniplanar compact EBG
structure on the top layer, the mutual coupling was reduced 13 dB. Moreover, etching
three cross-slots on the ground plane further improves the reduction in the mutual
coupling. In [53], the conventional uniplanar compact EBG structure was modified
by inserting rectangular slots. The modified EBG is shown in Figure 11.11a. Two-
element MIMO antennas [53] were designed in a way that one element is positioned
in front of the other. The introduction of the modified EBG array amid the two
patches eliminated the propagation of surface waves. A parallel connection of L and
C with series L and C connections formed a narrow band-stop filter. Because of the
parallel inductance connections, the overall inductance decreased, and due to the
parallel capacitance connections, the overall capacitance increased. These parallel
connections aided in reducing the isolation by increasing the quality factor. The
relation, given in eq. (11.4),
C
Q=η (11.4)
L
Another investigation accomplished in [54] considered the planar compact EBG

structure. To achieve better mutual coupling reduction, the planar EBG structure is
placed in three different arrangements as shown in Figure.11.12. The planar compact
EBG structure was fabricated using an FR4 substrate with a height of 1.6 mm and
an overall dimension of 5.05 × 6.52 mm2. The operating frequency of the antenna
was nearly 5.6 GHz, which is at the WLAN band. In [56], a split EBG structure
was placed amid the patch elements and the mutual coupling was decreased by 28
and 45 dB at 3.49 and 4.788 GHz, respectively. The split EBG structure is illus-
trated in Figure 11.13. In [55], miniaturized two-layer EBG structures were studied
for decreasing the mutual coupling between UWB monopoles. These EBG structures
contained slits in the ground plane, and as the number of slits increased, the electro-
magnetic coupling reduced. Figure 11.14 shows the variation in the mutual coupling
with the number of slits in the ground plane. Table 11.3 shows the different EBG
structures discussed in the literature to reduce the mutual coupling..
FIGURE 11.11 Two-element UWB MIMO antenna with inset feed: (a) UC-EBG structure
and the proposed modified EBG structure; (b) S-parameters of three different cases [53].
FIGURE 11.12 (a) Planar compact EBG structure; (b) mutual coupling of EBG structure
array in three different arrangements [54].
FIGURE 11.13 (a) Two-element meander line antenna; (b) reflection coefficient and mutual
coupling with and without split EBG structure [56].
FIGURE 11.14 (a) Planar monopole MIMO antenna; (b) variation of mutual coupling [55].
TABLE 11.3
Mutual Coupling Reduction by Using Different EBG Structures
Mutual Dielectric Height
S No. Type of EBG Structure Coupling Constant (εr) (mm) Reference
1. Fractal uniplanar compact EBG −37 dB 2.65 1 [52]
structure
2. Modified EBG structure −70 dB 4.4 1.6 [53]
3. Planar compact EBG structure −28 dB 4.8 1.6 [54]
4. Double-layer EBG structure −22 dB 4.5 1.55 [55]
5. Split EBG structure −44 dB 4.4 1.2 [56]
6. Uniplanar compact EBG structure −28 dB 10.2 1.27 [59]
7. EM band gap metamaterial −37 dB 4.3 1.6 [60]
8. Uniconductor EBG structure −46 dB 4.4 1.6 [61]
9. Tunable double-layer EBG structure −45 dB 4.5 1.55 [62]
11.3.4 BAND-NOTCH OPERATION IN PATCH ANTENNAS USING EBG STRUCTURES

In April 2002, FCC unbound the frequency range that lies from 3.1 to 10.6 GHz and
this band is termed as UWB. Some narrowband communication systems (WiMAX,
WLAN, and X-band) also work within this range, which produces interference. Many
different design methods have been presented in the literature to avoid interference.
The methods such as etching slots and using stubs and resonators, such as capacitively
loaded loop and electric ring, disturb the radiation pattern because of discontinuities in
the radiating elements. This problem can be solved by using the band-rejection char-
acteristics of EBG structures. By inserting the EBG structure near the feed line of the
UWB antenna, the interference of narrowband communication can be discarded [57].
In the literature [58], various designs of EBG structures have been presented to obtain
band-notch characteristics. A swastika-type EBG structure [63] was used to achieve
single-band-notch characteristics with a band gap of 7.5–11.1 GHz. In [64], by placing
the EBG structures near feed line, three notches at WiMAX (3.5 GHz) and WLAN
(5.2/5.8 GHz) bands are achieved. Mushroom-type EBG structures with vias at center
[65] and edge-located mushroom-type EBG structures [65–68] are some structures
presented by the researchers. A uniplanar EBG structure and two mushroom-type
EBG structures [70] were placed near the feed line of the monopole antenna to have
triple-band-rejection characteristics. A hexagonal-shaped c-slot mushroom-type EBG
structure [66] was used to achieve band-notch function for X-band satellite commu-
nication systems (6.7–7.7 GHz). In [71], four EBG structures were placed close to the
feed line to attain dual-band-notch characteristics [72], as shown in Figure 11.15a.
The patch antenna and EBG structure were fabricated on a cheap FR4 substrate of
dimensions 58 × 45 × 1.6 mm3. Figure 11.15b indicates the VSWR of an UWB MIMO
antenna. In another interesting study [74], a circular monopole antenna [75–77] with
two mushroom-type EBG structures was used to obtain band-notch characteristics for
WLAN and WiMAX. Moreover, 34% of compactness was also achieved by etching
an L-shaped slot on the EBG surface.
FIGURE 11.15 (a) Band-notched UWB MIMO antenna; (b) VSWR plot [71].
FIGURE 11.16 (a) Triple-band-notched monopole UWB antenna; (b) VSWR plot [74].
Figure 11.16a shows a circular monopole antenna with two modified EBG struc-
tures. This modified EBG structure contains two L-shaped slots with an edge-located
via (ELV) that achieve two notched bands. So, in this, a single EBG structure is
used to obtain dual-band-notch characteristics. A dual-band-notched MIMO antenna
obtains notches in WiMAX band (3.3–3.6 GHz) and WLAN band (5–6 GHz), as
presented in Figure 11.16b. A triple-band-notched UWB MIMO antenna [70] was
realized by using three EBG structures. Figure 11.17 indicates the band-notched
antenna. The designed antenna avoids the interference from WiMAX band ranging
from 3.3 to 3.6 GHz, WLAN band ranging from 5 to 6 GHz, and the X-band for sat-
ellite communication systems ranging from 7.2 to 8.4 GHz. Another modified EBG
structure connected with the feed line was used to reject the interference from nar-
rowband communication systems [73]. This modified EBG structure also rejects are
for WiMAX, WLAN, and X-band satellite communication system.
This single EBG structure rejects are for WiMAX, WLAN, and X-band satel-
lite communication systems. Figure 11.18a displays the band-notched UWB antenna.
The antenna and EBG structure are designed using a FR4 substrate with a height of
1 mm, a dielectric constant of 4.4, and an overall dimension of 30.5 × 26 × 1 mm3
and 8 × 5.95 mm2, respectively. A pentagonal printed UWB monopole antenna hav-
ing three notched bands is shown in Figure 11.19a. Two slots are inserted in the
EBG structure to attain multiple band rejection. The dimension of the EBG struc-
ture is 9.4 × 4.5 mm2. Figure 11.19b indicates the VSWR of the band-notched UWB
antenna. Thus, Table 11.4 shows several cases of different EBG structures for achiev-
ing band-notch characteristics.
11.3.5 dual-Band and mulTi-Band characTerisTics

using eBg sTrucTures
In the previous section, numerous EBG structures were discussed to improve band-
width and gain, to reduce mutual coupling, and to obtain band-notch characteristics.
FIGURE 11.17 (a) Triple-band-notched UWB MIMO antenna; (b) VSWR plot [70].
The motivation of this section is to study the idea of multi-band operation in patch
antennas using EBG structures. The resonant frequency of EBG structures can be
calculated using a distributed lumped network. Using this distributed lumped net-
work, the researchers have designed numerous EBG structures to obtain dual-band
and multi-band characteristics in patch antennas.
In [79], dual-band characteristics were obtained by placing pinwheel-shaped slot
EBG structure periodically around the antenna. The antenna combined with peri-
odical EBG structures resonated at 4.9 and 5.4 GHz. The tested result also showed
a bandwidth improvement of 41% and 25.4% at low frequency and high frequency,
FIGURE 11.18 (a) Band-notched UWB antenna; (b) VSWR of triple-band-notched UWB
MIMO antenna [73].
FIGURE 11.19 (a) Pentagonal UWB monopole antenna; (b) VSWR plot [75].
TABLE 11.4
Band-Notch Characteristics by Using Different EBG Structures
Notched Band
S. No. No. of Notches Type of EBG Structure (GHz) Size (mm2) Reference
1. Single-notched Mushroom EBG structures 5.36–6.34 6.25 × 6.25 [22]
band
2. Triple-notched Mushroom EBG structures 6.7–7.7 3.9 × 3.9 [66]
band and two split ring resonators
3. Dual-notched band Mushroom EBG structures 3.3–3.6 9.25 × 9.25 [76]
5–6 6.1 × 6.1
4. Dual-notched band DG-CEBG 3.3–3.6 5×5 [77]
5–6 3×3
5. Dual-notched band Uniplanar EBG structures 3.45–3.9 5.2 × 5.2 [78]
with a π-shaped slot
6. Triple-notched Uniplanar EBG structure 3.3–3.6 15 × 15 [79]
band Mushroom EBG structure 5–6 9.25 × 9.25
7.1–7.9 5.6 × 5.6
respectively. Figure 11.20 illustrates the H-shaped MPA with pinwheel-shaped slot
EBG structures and the VSWR of three different cases. Another study performed
in [80] presented a polarization-dependent EBG structure, as presented in Figure
11.21. This EBG structure behaves as a reflector of a dual-band dipole antenna. This
reflector transforms the linearly polarized wave into a circularly polarized wave [80].
The tested antenna attained impedance bandwidths and axial ratio bandwidths of
13.4% and 3.2% and 2.4% and 3.5%, respectively. Another dual-polarized dual-band
patch antenna was designed by loading a modified mushroom-type EBG unit cell
[81], as presented in Figure 11.22. A square slot was etched from the radiating patch
antenna, and the modified mushroom unit cell was placed at the slot to attain triple-
band characteristics [82]. A new interesting study was performed in which the PEC
ground plane was replaced by an EBG surface to obtain dual-band characteristics.
The dual-polarized dual-band patch antenna and its simulated and tested results are
presented in Figure 11.23. Thus, Table 11.5 lists several cases of EBG structures for
obtaining multi-band/dual-band characteristics of patch antennas.
11.3.6 A LOW-PROFILE MPA USING EBG STRUCTURES

In wireless communication systems, the dimension of the patch antenna depends on
the resonating frequency. In this condition, it is a challenge to design the smallest pos-
sible antenna at low frequency. If the total thickness of the antenna is less than one-
tenth of the operating wavelength, then the antenna is called a low-profile antenna.
The mutual coupling effect of the nearby ground plane degrades the overall per-
formance. In [81], the performance of an MPA was examined by placing three differ-
ent ground planes, namely PEC, PMC, and EBG, with the same height. When PEC
FIGURE 11.20 (a) Patch antenna with coaxial feed; (b) VSWR plot of microstrip antenna [79].
FIGURE 11.21 (a) Circularly polarized antenna; (b) S11 parameter and axial ratio plot [80].
TABLE 11.5
Multi-Band/Dual-Band Characteristics by Using Different EBG Structures
Resonating Band without Resonating Band with
S. No. Type of EBG Structure EBG Structure (GHz) EBG Structure (GHz) Reference
1. Dual-band EBG 2.265–2.563 and 5.434–6.061 2.062–2.453 and [33]
structure 5.765–6.343
2. Pinwheel-shaped EBG 4.85–4.96 and 5.20–5.52 4.82–4.97 and 5.31–5.72 [79]
structure
3. Modified mushroom-like 2.21–2.29 and 2.45–2.5 2.21–2.29, 2.34–2.39 and [81]
unit cell 2.5–2.55
4. Spiral conductor EBG 2.12–3.35 and 6.01–7.16 2.12–2.98, 5.24–5.80 and [82]
structure 6.05–7.77
5. Uniplanar EBG structure 1.7–5.63 and 9.9–11.36 1.5–5.63 and 9.52–13.06 [83]
FIGURE 11.22 (a) Dual-polarized dual-band PA; (b) return loss of dual-polarized dual-
band PA [81].
FIGURE 11.23 (a) Multi-band patch antenna; (b) return loss plot [82].
materials such as copper and gold are used as the ground plane, the return loss is −3.7
dB. The reason is that the PEC surface has a reflection phase of 180° and the image
current has the opposite direction to that of the printed antenna. The reversal image
current cancels the radiation from the printed antenna, resulting in poor return loss.
When the ground plane is a PMC, the reflection phase is 0°. But the strong mutual
coupling between the patch and image current results in a mismatch between the
50-Ω transmission lines [82]. Only if a proper impedance transformer is used, a good
return loss can be obtained. Moreover, the PMC is an ideal surface and does not
occur in the environment. However, when the ground plane is replaced by an EBG
surface, the reflection phase varies from −180° to +180° and results in constructive
interference of image current and radiation from the printed antenna [83–85]. The
best return loss of −30 dB is obtained by the printed antenna over the EBG ground
plane. From the above discussion, it is observed that the EBG ground plane has the
desired features to design low-profile antennas. In [86], a dual-band, low-profile
antenna with mushroom-like structures loaded with circular slots was described and
is shown in Figure 11.24a. From Figure 24b, we can observe that the first resonating
frequency shifts toward the right in case of EBG-CS that leads to compact size at low
frequency. By using an EBG-CS superstrate, a low-profile antenna was achieved. In
another study, a printed slot antenna placed above an AMC plane was used to obtain
a low-profile, wideband antenna [87]. The radiating slots are shown in Figure 11.25a,
with three unequal arms that are etched for widening the impedance bandwidth.
FIGURE 11.24 (a) Dual-band antenna with mushroom-like structures loaded with circular
slots; (b) return loss of three different cases [86].
By placing an AMC [88,89] array as the ground plane, the radiation pattern was
improved. Using an AMC with a printed antenna resulted in 62.82% compactness
in size, a bandwidth improvement of 41%, and a perfect impedance matching. In
[90–92] EBG structures that can generate adjustable bandgaps. The EBG structures
can be placed as AMC in modern electronic products and potentially cover multiple
frequency bands of wireless communications. Similarly, in [93], an AMC array was
placed as a ground plane underneath a dual-wideband circularly polarized [80,94]
antenna to achieve a low-profile antenna.
Two barbed-shape and bow tie dipoles printed on FR4 substrates are presented in
Figure 11.26. To obtain an antenna with a higher broadside gain and a low profile, the
ground plane was replaced by a square-shaped cavity plane. Finally, the cavity was
modified to a pyramid-shaped cavity and it was found out that the inclination angle
should be around 45° to further improve the gain, particularly in the high-frequency
band. Figure 11.27a–c illustrates the high-gain reconfigurable antenna and a com-
parison of three different ground planes.
FIGURE 11.25 (a) Slot antenna with an AMC array; (b) return loss of slot antenna with an
AMC array [110].
FIGURE 11.26 (a) Dual-wideband circularly polarized antenna; (b) return loss of dual-
wideband circularly polarized antenna with an AMC and metallic reflector [93].
FIGURE 11.27 (a) High-gain reconfigurable antenna; (b) return loss; (c) broadside gain [96].
11.4 REAL-LIFE APPLICATIONS OF EBG PATCH ANTENNAS

11.4.1 HIGH-PRECISION GPS
High-precision positioning can be achieved by combining global navigation satellite
systems (GNSS) such as GPS and Galileo [97–99]. By using this system, survey-
ors can make measurements with sub-centimeter accuracy. In order to acquire such
accurateness, some precautions are required to shield the antenna from false signals.
The conventional approaches such as choke rings provide a good performance [100].
But, choke rings are generally very huge and expensive. Nowadays, EBG structures
are used while maintaining good antenna performance.
A Galileo antenna on an EBG substrate is illustrated in Figure 11.28a. To achieve
best gain for GPS applications, the dimension of the EBG structures is optimized. It is
observed that with the combination of EBG substrate and patch antenna, an axial ratio
of 2 dB is achieved. The axial ratio value for choke rings is 1 dB, which implies that the
EBG patch has a better performance. Similarly, the patch and Koch fractal EBG struc-
ture [98] are shown Figure 11.28b. The tested results show the significant improvement
in axial ratio bandwidth, which fits the requirement of GPS applications (Figure 11.29).
11.4.2 WEARABLE ELECTRONICS

Wearable electronic systems are technology that finds applications in many fields
that include military, telemedicine, sports, and tracking. In [101], the jean fabric was
used as a substrate having a dielectric constant of 1.7 with a thickness of 1 mm. As
shown in Figure 11.29, the design consisted of a fractal monopole patch antenna with
an EBG surface. This fractal antenna resonates at 1,800 MHz and 2.45 GHz for GSM
and ISM applications, respectively. The antenna is placed over a 3 × 3 EBG array
of size 150 × 150 mm2. Figure 11.27 illustrates the fractal-based monopole patch
antenna with an EBG surface. Another researcher used a Pellon fabric substrate
[102] with a dielectric constant of 1. The designed antenna consisted of a coplanar
waveguide (CPW)-fed monopole antenna with an AMC array of 4 × 6 units, with the
overall size of 102 × 68 mm2.
TABLE 11.6
Low-Profile Patch Antennas by Using Different EBG Structures
Dimension Height Resonating
S. No. Type of EBG Structure (cm3) (mm) Frequency Band Reference
1. EBG-CS 1.65 3 Two bands (3.5 and 4.5) [86]
2. Miniaturized EBG 4.2 0.7 One band (2.4) [88]
structure
3. Square Sierpinski fractal 10.24 1.6 Three narrow bands at [87]
EBG structure 2.4, 3.5, and 4.6 GHz
4. Uniplanar EBG structure 46.4 8 One band (1.25–29) [95]
5. Modified EBG structure 94.8 7.9 Two bands [93]
(2–3 and 3.8–6.3)
FIGURE 11.28 (a) Galileo antenna on an EBG ground plane [100]; (b) circularly polarized
patch antenna with fractal HIS [102].
FIGURE 11.29 (a) Dual-band wearable fractal-based monopole patch antenna [101]; (b) the
fabricated monopole antenna with an artificial magnetic conductor as a ground plane [102].
11.4.3 RADIO FREQUENCY IDENTIFICATION (RFID) SYSTEMS

RFID systems have been used since World War II, and the demand for RFID sys-
tems is rapidly growing in both business and daily life. Currently, the RFID system
is used in many applications such as hospitals and healthcare, passports, stores, and
people identification. One of the biggest challenges associated with RFID systems is
the long-range operation capability [103–106]. In [107], a CPW-fed bow tie antenna
was mounted over an AMC. The AMCs reduce the backward radiation that results in
FIGURE 11.30 (a) CPW-fed bow tie antenna mounted over an AMC [107]; (b) dipole
AMC [108].
FIGURE 11.31 EBG checkerboard ground plane [109].
improved gain and directivity of the overall system. The antenna was fabricated using
an ARLON 25 N substrate with a thickness of 0.7 mm and a relative permittivity of
3.3. Figure 11.30a illustrates the bow tie antenna over an AMC. This structure helps
in the enhancement of gain by 2.53 and 1.86 dB at 5.8 and 6.4 GHz, respectively. In
[108], a dipole antenna over an AMC was designed to improve the overall perfor-
mance. From the tested results, it was observed that the dipole with a balun AMC
achieved an improvement of 2.9 dBi as compared to the dipole without balun AMC.
11.4.4 RADAR SYSTEMS

To reduce the radar cross section, the reflection phase property of the EBG structures
is used to change the direction of the fields that are scattered by a radar target. This
change in direction of the scattered fields is achieved by using checkerboard EBG
structures and results in a wider frequency band RCS reduction. Figure 11.31 shows
the checkerboard EBG surface which is a combination of two EBG structures.
11.5 CONCLUSION
The EBG structures have greatly attracted researchers because of their unique and
desirable properties. This chapter stated how the integration of EBG structures
and patch antennas improves the overall performance of the antenna systems. The
recent advancements of patch antenna design using EBG structures were included.
Different EBG approaches to improve gain and bandwidth were discussed. The band
gap property of EBG structures has been found useful to eliminate the surface wave
propagation to reduce the mutual coupling and to achieve band-notch characteristics.
Real-life applications of EBG structures, such as RFID, wearable electronics, and
radar systems, were also included. A number of recent publications proved that the
EBG technology eliminates the drawbacks of patch antenna and is most preferable
for the modern-day wireless communication systems.
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12 Design of Frequency
Selective Surface (FSS)
Printed Antennas
Kanishka Katoch, Dr. Naveen Jaglan,
and Prof. Samir Dev Gupta
Jaypee University of Information Technology, Solan

Jawaharlal Nehru University, New delhi
CONTENTS
12.1 Introduction .............................................................................................. 402
12.2 Types of FSS ............................................................................................. 403
12.2.1 On the Basis of FSS Elements................................................... 404
12.2.2 On the Basis of Structure .......................................................... 405
12.2.2.1 Single-Layer FSS ................................................... 405
12.2.2.2 Multilayer FSS ....................................................... 405
12.2.2.3 3-Dimensional FSS................................................ 406
12.2.3 On the Basis of Application ...................................................... 407
12.2.3.1 Active FSS ............................................................. 407
12.2.3.2 Textile FSS............................................................. 407
12.2.3.3 Meta-Skin FSS ...................................................... 407
12.2.3.4 Wearable FSS ........................................................ 407
12.2.3.5 Absorber FSS......................................................... 407
12.3 Principal of Operation .............................................................................. 408
12.3.1 FSS Operational Theory ........................................................... 408
12.3.2 Periodic Structure (FSS) ........................................................... 408
12.4 Equivalent Circuit Model.......................................................................... 409
12.4.1 Grating Strip ............................................................................. 409
12.4.2 Square Loop ............................................................................. 411
12.4.3 Jerusalem Cross......................................................................... 412
12.5 Applications of FSS .................................................................................. 413
12.5.1 Enhancement of the Gain and Bandwidth of the
Antenna Systems ....................................................................... 413
12.5.2 Isolation in MIMO Antennas .................................................... 417
12.5.3 Spatial Filtering ......................................................................... 420
12.5.4 FSS for Reconfiguration of the Antennas ................................. 422
401
12.5.5 Electromagnetic Shielding ........................................................ 424

12.5.6 FSS Radomes for Antenna Protection ...................................... 425
12.6 Conclusion ................................................................................................ 428
Reference ............................................................................................................... 429
12.1 INTRODUCTION
One of the most desired features in microwave and optical range signal processing
systems is spatial filtering. Frequency selective surface (FSS) is also a type of spa-
tial filter, which offer transmission and reflection characteristics by modifying the
electromagnetic incident wave striking its surface. FSS are two-dimensional planar
structures arranged in a periodic manner. Metallic arrays (apertures or patch), as
shown in Figure 12.1, are etched over a dielectric substrate, exhibiting partial or
full transmission or reflection of the incident wave at a particular frequency [1]. The
amplitude and phase of the transmitted wave vary after striking the FSS when com-
pared to the incident wave. This occurs when the resonance frequency of the FSS
matches the plane wave frequency. Therefore, in free space, FSS can either block or
pass the incident wave at a particular frequency.
Traditionally, FSS is used as filter. However, the conventional FSS do not pro-
vide adequate spatial filtering response and have a narrow bandwidth. Therefore,
from last few decades, miniaturization of the FSS and improvement of frequency
response for a wider bandwidth have intensively been investigated by the research-
ers. It is observed that single-layered FSS are inadequate due to the unstable perfor-
mance when the incident angle of the EM wave varies. To eliminate this problem,
multi-layer FSS have been implemented, which provides more flexibility of varying
parameters for preferred performance [2–7]. For the compact structures, miniatur-
ized arrays and fractal elements are used these days [8–10]. Embedded FSS [11],
metamaterial FSS [12,13], integration of FSS with electromagnetic band gap (EBG)
structures [14], reconfigurable FSS [15], and three-dimensional FSS structures [16]
are some recent advancements in FSS technology.
Apart from filtering, FSS serve a wide variety of applications according to one’s
requirements. These variations depend on the way the incident wave is modified.
Some of the other major properties of FSS are multi-pole frequency response with
FIGURE 12.1 (a) Patch-type FSS, (b) aperture-type FSS.

Frequency Selective Surface Printed Antennas 403
huge out-of-band rejections, polarization, absorption, reduced periodicity, angular

stability, low profile, low cost, ease of fabrication, and many more. However, attain-
ing all the above features for a modified design is a difficult task for the designers
[2]. To utilize the maximum EM properties of FSS, various design modification tech-
niques are used. By varying the geometric parameters, such as dielectric substrate,
element shape, and inter-element spacing, and adjusting the size of the unit cell of the
FSS, the desired properties of the FSS can be achieved [17,18].
Recently, multiple features of antennas, such as low cost, compact structure,
high gain with wide impedance bandwidth, lightweight, and directional beamform-
ing, have attracted the researchers. For conventional antenna structures, it is a chal-
lenging task to achieve all the above parameters for an optimal design. FSS help in
enhancing most of the aforementioned features of the antennas [19–21]. In the past,
FSS were mostly used in reflector antennas [22], including resonant beam splitters,
and antenna radomes [23,24]. However, these days, FSS is employed in lens antennas
[25], radio frequency identification (RFID) [26], and electromagnetic shielding [27].
The most famous applications of the FSS are reconfigurable antennas, isolation in
MIMO antennas, controlling radar cross section (RCS), and antenna radomes.
In this chapter, we present the basic concepts and principle of operation of the
FSS. The equivalent circuit analysis is also included. Various types and techniques
are discussed on the current state-of-art in the field of FSS. The applications of the
FSS related to the antennas are discussed later in this chapter. Finally, the advantages
and disadvantages of the FSS with future scope are summarized.
12.2 TYPES OF FSS

In this section, the classification of FSS on the basis of FSS elements, design struc-
ture, and applications is discussed, as shown in Figure 12.2.
FIGURE 12.2 Classifications of the FSS.

12.2.1 ON THE BASIS OF FSS ELEMENTS

Four basic types have been classified in this category by Munk [1]. They are center-
connected FSS (Group 1), which include dipoles, cross-dipoles, and Jerusalem cross;
loop-type FSS (Group 2), which include square-, hexagonal-, and circular-shaped
loops; solid-interior-type FSS (Group 3), which are referred to as patch-type ele-
ments; and combination-type FSS (Group 4), which are a combination of the afore-
mentioned types. These are shown in Figure 12.3.
Thus, depending upon one’s requirements, the elements are selected from these
groups. From every FSS element, it is desired to have a stable frequency response at
oblique angles. Group 1 consists of dipoles, cross dipoles, etc. However, this group
suffers from narrow impedance bandwidth. By proper designing of the elements, the
bandwidth can be enhanced with reduced inter-element spacing. Mostly, it is benefi-
cial to select Group 2 (loop family) because it enhances the bandwidth. Resonance
is achieved by loop-structured FSS when the perimeter of the loop equals the full
wavelength.
Resonance also depends upon the relevant inter-element spacing and effec-
tive permittivity of the substrate [1]. By decreasing the inter-element spacing,
FIGURE 12.3 Basic structures of FSS [1].

bandwidth can be enhanced. However, with a certain decreased distance, inter-

element capacitance builds up, dragging the resonance frequency toward lower
side. By changing the shape of these structures, a wide variety in the range of band-
width can be achieved. Therefore, for a desired resonant frequency, the perimeter
of the FSS element should be minimized. Solid interior elements of Group 3 are
mostly used in combination with other elements. Group 4 contains the combination
of all. Generally, when the size of the patch or aperture is in the order of half the
wavelength, the desired resonance is achieved. However, this large size leads to an
unstable frequency response at different incident angles. To avoid this, miniatur-
ization of the FSS elements is necessary and, for this, fractal FSS or convoluted
meander FSS can be used.
12.2.2 ON THE BASIS OF STRUCTURE

On the basis of structure, FSS is classified into three categories, i.e., single-layer FSS,
multilayer FSS, and three-dimensional FSS.
12.2.2.1 Single-Layer FSS

A planar periodic two-dimensional array structure is a single-layer FSS. Single-layer
FSS with filtering characteristics can be used in a wide variety of applications. But
due to the restricted space in a unit cell, their potential use is limited. Large element
size and wide inter-element spacing result in degraded performance and realizing
these surfaces is a difficult task [28]. Therefore, the role of miniaturized FSS is grow-
ing for a stable frequency response at different incident angles. These miniaturized
elements are in high demand due to its ability to separate grating lobes from the
desired band [29]. FSS elements, such as loops, patches, and fractal, meander, multi-
pole and convoluted structures, help in the achievement of miniaturized FSS. Single-
layer FSS are easy to design and fabricate, have low cost, and can easily be integrated
with other structures, such as antennas and radars.
12.2.2.2 Multilayer FSS

Narrow operating bandwidth is one of the main issues faced by FSS, which is chal-
lenging to improve with a single-layer FSS. It is observed that even with the imple-
mentation of fractal elements and convoluted meander structures, the bandwidth
performance of the FSS is narrow. Apparently, these techniques are best suitable for
reducing the size and profile of FSS. The separation of individual FSS’ frequency
bands is possible with wider transmission/reflection bands and also faster roll-off in
some of the applications. However, frequency response declines eventually on both
sides of the resonant frequency in the case of single-layer FSS, making them inappro-
priate for such critical applications. This issue can be resolved either by making use
of complex geometry for resonation or by constructing multiple layers of FSS [30].
Complex geometries typically are not easy to design and produce multiple bands
instead and, moreover, widen the overall bandwidth without improving the band-
width of the individual resonant band. Consequently, for enhancing the bandwidth
of individual resonance, multilayer FSS become a better option. Due to the discon-
tinuity in between the FSS layers, multilayer FSS achieve a wideband response at a
certain frequency. Better frequency response and faster roll-off can be achieved by
higher-order passband FSS when compared to single-layer FSS. However, it requires
the thickness of the substrate to be approximately of the order λ/4, which is not
appreciable these days. Moreover, non-resonant array elements largely increase the
FSS size; consequently, a trade-off is certain. Therefore, the more are the FSS layers,
the better is the roll-off and the broader is the bandwidth, but this results in a bulky
and complex system.
12.2.2.3 3-Dimensional FSS

Applications, such as terahertz sensing, communication system, and radar cross
section reduction, demand a broader bandwidth with a fast roll-off. Conventional
FSS structures are easy to design and fabricate; however, these single-layer or mul-
tilayer FSS are unable to provide the aforementioned characteristics efficiently and
therefore are not potentially suitable for various applications [31]. To overcome these
limitations, a new and unique class of FSS has been introduced. These are the three-
dimensional FSS [32]. For the realization of the 3D FSS, the same methods that are
used by 2D FSS are applied. The only difference is that for the deduction of 3D
structure, additional cavities or structures are etched over a 2D FSS. Vias, metallic
lines, metal plate bits, etc., can be used in the inter-structure additions. These 3D
FSS structures provide better roll-off, broad bandwidth, flexibility to the design, and
angular stability due to surplus choices in their designing. For unit cell miniaturiza-
tion and better angular stability, 3D FSS was implemented and then fabricated [33],
as shown in Figure 12.4a. Four layers of substrate were stacked together, over which
four-legged loop elements were printed, and via holes were created on this multi-
layer PCB board. It was noticed that from 0° to 60°, this FSS structure had a stable
response at 6.4 GHz and shown a good agreement in between the simulated result
and measured result.
In the literature, various methods have been proposed to describe the behavior of
the FSS. A 3D band-pass filter had been implemented with high frequency selectivity
[34], as shown in Figure 12.4b. Each individual unit cell contained multiple resonators,
which permits multiple number of transmission poles and zeros. Open-circuited and
short-circuited resonators help in the production of transmission poles in the pass-
band, whereas transmission zeros were produced by the resonant frequencies of the
FIGURE 12.4 Unit cell structure of 3D FSS [33,34].

other short-circuited resonator. Here, a three-layered FSS structure was made, which
gives an angular stability from 0° to 50°.
12.2.3 ON THE BASIS OF APPLICATION

12.2.3.1 Active FSS
Conventional FSS elements are passive in nature and, once fabricated, become
inflexible. In order to achieve the design flexibility for better performance, a new
class of FSS is introduced, which is known as active frequency selective surfaces
(AFSS) [35]. Active elements such as PIN diodes, Schottky diodes, and varactor
diodes are used for the electromagnetic beam switching and work in two states,
i.e., ON or OFF. These are mostly used in reconfigurable antennas for frequency
or pattern reconfiguration, and a detailed discussion on this is performed later in
this chapter.
12.2.3.2 Textile FSS

Textile FSS are the new emerging class of FSS. Having a unique feature of integrat-
ing with clothes for off-body and on-body communications [36], these structures
are printed over a paper or cloth by lithographic processes, screen printing, stamp-
ing, and inkjet printing. Smoothness, flexibility, higher strength-to-weight ratio, and
lightweight are some benefits offered by textile structures.
12.2.3.3 Meta-Skin FSS

Recent trends in flexible and stretchable electronic devices have made it fea-
sible to create liquid metal FSS. With the introduction of this technology, the
shape, size, and characteristics of a material changes with the injection of liquid
metal into an elastomeric substrate, making it an active element, which has been
used in the reconfigurable antenna applications lately. Other applications of these
met a-skin FSS are artificial skin sensors, probes, electrical interconnects, etc.
Inside an elastomer, an array of liquid metal split ring resonators are enclosed [37].
With the injection of the liquid, wide tuning range and high FSS performance
were obtained.
12.2.3.4 Wearable FSS

Owing to the features such as wide impedance bandwidth and flexibility, wearable
FSS are manufactured for the applications such as heart rate monitoring and commu-
nication. As per the requirement, these devices can be placed at any part of the body.
In [38], a heart rate monitor based on FSS was designed with attached photodiodes
and a LED. This device was made to wear on the finger.
12.2.3.5 Absorber FSS

Devices such as missiles, airplane, radars, and airplanes have a high tendency to
get detected. To eliminate the possibility of being caught, highly efficient broad-
band absorbers are required. Generally, FSS provide good reflection characteristics
in its stopband. However, with the addition of some absorbing elements, these strong
backward waves can be reduced and get absorbed in the stopband. These types of
FSS are absorber FSS and are especially designed to be undetected by radars [39].
12.3 PRINCIPAL OF OPERATION

12.3.1 FSS OPERATIONAL THEORY
The operational theory of FSS unit cells is explained as follows [1]: When the EM
waves are incident on the FSS, the current inside the FSS unit cells gets excited. The
amount of coupling decides the amplitude and phase of the current generated. These
produced currents serve as EM source and hence produce added scattered fields.
These fields are then combined with the incident fields, thereby making the resul-
tant fields. By proper designing of the FSS elements, the required field and current
characteristics can be attained, as shown in Figure 12.5 [40]. Therefore, for example,
elements such as patch type exhibit stopband characteristics and slot type exhibit
passband characteristics.
12.3.2 PERIODIC STRUCTURE (FSS)

Periodic FSS structures are designed on the basis of Floquet theorem. It says that
when a plane wave of infinite length hits the surface of an infinite planar periodic
structure, then the same amount of current distribution and field is attained in every
individual element present in that periodic structure. However, due to the inter-
element spacing and phase of the incident EM wave, phase shift occurs.
A planar periodic infinite FSS configuration is shown in Figure 12.6. Here, identi-
cal inter-element spacing is considered in x-axis and z-axis (Dx = Dz). Assuming that
the incoming incident wave is moving in a particular direction of â, the equation is
given by [41] eq. (12.1):
Λ Α Α Α
a = x a x + y a y + z az (12.1)
FIGURE 12.5 Operation of the FSS [40],

FIGURE 12.6 Periodic structure with identical inter-element spacing [41],
The current distribution inside all FSS unit cells remains identical; however, the
phase varies with the phase of the currents [29], as shown in eq. (12.2).
I mn = I ooe − jβ mDx ax e − jβ nDz az (12.2)
By Ohm’s law, the voltage of a reference unit cell is given in eq. (12.3).
⎡ ∞ ∞
⎤
Voo = ⎢ Z L +
⎢⎣
∑ ∑Z
m=−∞ n=−∞
0,mn e − jβ mDx ax e − jβ nDz az ⎥ I oo
⎥⎦
(12.3)
The impedance of the scanning array is given by eq. (12.4).

∞ ∞
ZL = ∑ ∑Z
m=−∞ n=−∞
0,mn e − jβ mDx ax e − jβ nDz az (12.4)
12.4 EQUIVALENT CIRCUIT MODEL

To understand the physical background of the designed FSS geometry, equivalent
circuits are created. There are various conventional structures for which the equiva-
lent circuit model is studied.
12.4.1 GRATING STRIP

The basic FSS structures are the metallic strip structures. The analysis of the metal-
lic strip FSS is shown in Figure 12.7. If the E-field is aligned in the direction of the
metallic strip, inductive strip grating filter is deduced, and if the E-field is perpen-
dicular to the strips, then capacitive strip grating filter is deduced. For modeling the
arrays at oblique angles, there is a requirement to model in transverse electric (TE)
and transverse magnetic (TM) incidence.
FIGURE 12.7 Strip grating filter with equivalent circuit [42].
When the E-field is polarized parallel to the incident plane, TM incidence occurs,
i.e., θ = 0°, and when the E-field is perpendicular to the incident plane, TE incidence
occurs, i.e., Φ = 0°. The resonance frequency is given by eq. (12.5):
wr2 LC = 1 (12.5)
The normalized shunt inductance of the inductive strip filter [43] is given by:
wrC d ⎡p ⎛ ⎛ πg ⎞ ⎞ ⎤
= 4 sec θ ⎢ ln ⎜ csc ⎜ ⎟ ⎟ + G ( p, w, λ ,θ ) ⎥ ( ε eff ) (12.6)
Yo p ⎢⎣ λ ⎝ ⎝ 2p⎠⎠ ⎥⎦
The normalized shunt susceptance of the capacitive strip filter [43] is given by:
wr L d ⎡p ⎛ ⎛ πw ⎞ ⎞ ⎤
= cos θ ⎢ ln ⎜ cos ec ⎜ ⎟ ⎟ + G ( p, w, λ ,θ ) ⎥ (12.7)
Zo p ⎣⎢ λ ⎝ ⎝ 2p ⎠⎠ ⎦⎥
To avoid grating lobes,
p (1 + sin θ ) < λ (12.8)
The correction factor is given by eq. (12.9):
⎡ ⎤
(1 − β ) ⎢⎛⎜⎝ 1 − β4 ⎞⎟⎠ ( A
2
2
+ A− ) + 4 β 2 A+ A_ ⎥
+
G ( p, w, λ ,θ ) = ⎣ ⎦ (12.9)
⎛ β2 ⎞ 2⎛ β2 β4 ⎞
⎜⎝ 1− 4 ⎟⎠ + β ⎜⎝ 1 + 2 − 8 ⎟⎠ ( A+ + A− ) + 2β A+ A_
6
where
1
A± = 1/2 −1 (12.10)
⎡ 2 p sin θ ⎛ p cos θ ⎞ 2 ⎤
⎢1 ± −⎜
⎝ λ ⎟⎠ ⎥⎦
⎣ λ
sin πw
β= (12.11)
2p
Here, d, g, p, and w are the length of the unit cell, gap in between two FSS unit cells,
periodicity of the FSS, and angular resonant frequency of the unit cell, respectively.
θ is the angle of incidence of the EM wave with which it strikes the surface of FSS,
and λ is the resonant wavelength.
12.4.2 SQUARE LOOP

The frequency characteristics of square loop FSS have a lower-frequency transmis-
sion band with a single reflection band which can be presented in the form of capaci-
tance and inductance using an equivalent circuit. In the FSS model, the array is
represented by a single series LC circuit shunted across a transmission line of imped-
ance 𝑍𝑜 as shown in Figure 12.8b, where 𝑍𝑜 is the characteristic impedance of free
space. The normalized shunt inductive reactance expression of the square-loop FSS
is given by [44] eq. (12.12):
X TE = F ( p,2 w, λ ) (12.12)
wr L cos θ ⎡ ⎛ ⎛ 2πw ⎞ ⎞ ⎤
X TE = =p ⎢ ln ⎜ cos ec ⎜ ⎟ ⎟ + G ( p, w, λ ,θ ) ⎥ (12.13)
Zo λ ⎢⎣ ⎝ ⎝ 2p ⎠⎠ ⎥⎦
FIGURE 12.8 Square-loop FSS and its equivalent circuit [42].

The normalized shunt susceptance expression of the capacitive strip grating is given
by
wr c sec θ ⎡ ⎛ ⎛ πg ⎞ ⎞ ⎤
BTE = = 4p ⎢ ln ⎜ cos ec ⎜ ⎟ ⎟ + G ( p, w, λ ,θ ) ⎥ (12.14)
Yo λ ⎢⎣ ⎝ ⎝ 2p⎠⎠ ⎥⎦
Therefore, the inductive reactance is given by
Xf 1 d
= F ( p,2 w, λ ) (12.15)
Zo εe p
The capacitive reactance is given by
4d
B f Zo = ε e F ( p, g, λ ) (12.16)
p
The net permittivity is given by
εr + 1 εr − 1 1
εe = + . (12.17)
2 2 12t
1+
w
where t and εr are the thickness and relative permittivity of the substrate.
12.4.3 JERUSALEM CROSS

The structure of a J-cross is shown in Figure 12.9.
The inductive reactance 𝑋𝐿 of width w is given by eq. (12.18):
wr L cos ϕ ⎡ ⎛ ⎛ πw ⎞ ⎞ ⎤
= F ( p, w, λ ,ϕ ) = p ⎢ ln ⎜ cos ec ⎜ ⎟ ⎟ + G ( p, w, λ ,θ ) ⎥ (12.18)
Zo λ ⎣⎢ ⎝ ⎝ 2p ⎠⎠ ⎥⎦
FIGURE 12.9 Jerusalem cross and its equivalent circuit [42].

The susceptance B = Bd + Bg, where Bg is the capacitance between the horizontal

arms, with a spacing g, and is reduced by a factor of d/p
4d
Bg = F ( p, g, λ ) (12.19)
p
The susceptance Bg is between the vertical capacitors spaced by ( p – d), and it is
given as
4(2h + g)
Bd = F ( p, p − d, λ ) (12.20)
p
The inductive reactance 𝑋𝐿 is given as:
XL2 d
= .F ( p,2 w, λ ,θ ) (12.21)
Zo p
12.5 APPLICATIONS OF FSS

There is a wide range of applications that FSS can provide in the field of antennas.
They are as follows.
12.5.1 ENHANCEMENT OF THE GAIN AND BANDWIDTH OF THE ANTENNA SYSTEMS

In the fields such as communication, high-resolution medical imaging, military,
and ground-penetrating radars (GPR) [45], antennas with high gain and narrow
beam are required. Conventional antennas provide narrow bandwidth and low gain.
Therefore, intensive research has been done by the researchers on the improvement
of the antenna design. FSS, when integrated with antennas, not only provide filtering
characteristics but also help in the enhancement of gain and impedance bandwidth
[46–49]. Due to the reflections in between the FSS layer and the antenna, the gain
gets enhanced. Moreover, FSS show very less variation in the impedance bandwidth
of the antenna and provide its own impedance bandwidth; therefore, the impedance
bandwidth gets enhanced.
One way to position a FSS is below the antenna as a back-reflector. The FSS is
used as a back-reflector in order to extend the usable frequency range. The FSS pro-
vides additional impedance bandwidth, resulting in multi-band characteristics [50].
The back-reflector helps in the enhancement of the gain of the antenna as well, with-
out disturbing the impedance bandwidth of the antennas. These reflectors have very
less effect on the impedance bandwidth of the antennas.
In Figure 12.10, the antenna is placed at a distance L from the FSS layers. The
FSS layer provide reflection at a particular frequency. ϕT is the reflection phase from
the reference plane T; ϕS is the back and forth reflections in between the antenna and
FSS; and ϕR is the overall reflected phase from the FSS layer.
φT = φ R + φ S (12.22)
FIGURE 12.10 FSS as a back-reflector.
When an incidence wave travels toward the FSS layer, it is reflected back and
gets added to the wave radiating directly from the antenna. If both the waves are in
phase, they create a constructive inference, resulting in enhanced gain, and hence
provide the maximum gain. However, these are suitable for small frequency bands.
To enhance the front-to-back ratio with enhanced gain, the FSS was sandwiched in
between the connected dipole antenna array and the ground plane in [51]. A dual-
polarized radiator was mounted over a FSS back-reflector surface for UWB, and it
exhibited an enhanced average gain of 9.5 dBi [52].
To obtain flattened gain over a given impedance bandwidth, the multilayer
FSS are useful. A two-layer FSS was used below the antenna [53], as shown in
Figure 12.11. Of the two layers of FSS used, FSS layer 1 reflects at lower frequency
band and FSS layer 2 reflects at higher frequency band for a wide impedance band-
width with stable average gain over the whole UWB frequency range. This antenna
system provides an impedance bandwidth of 122% over the entire UWB frequency
range with an average gain of 7.8 dBi, as shown in Figure 12.13a. Similarly, to
obtain more gain, a four-layer FSS was used below the antenna in [54], as shown in
Figure 12.12. It was observed that due to more reflection in between the FSS layers
and the antenna, the gain gets more enhanced. The gain gets enhanced from 4 to 9.3
dBi due to the FSS layer underneath. A stable gain variation is obtained in between
3 and 15 GHz in the limits of ±0.5 dBi. The bandwidth of the UWB antenna was
145% with FSS and 149% without FSS, which is well under the limits, as shown in
Figure 12.13b.
Conformal FSS is a trending topic for the researchers these days, as it can be
molded into any shape and size [55,56]. To enhance the radiation diversity of hybrid
monopole dielectric resonator antennas, a conformal FSS was used in [57], as shown
in Figure 12.14a. FSS as a parabolic reflector was placed at half-wavelength distance.
It was observed that the impedance bandwidth gets enhanced by approximately 27%
in 4–6 GHz band, with a gain enhancement of 5–6 dBi over this band. A stable gain
was obtained around 9.5 dBi with a variation of ±1.5 dB. Moreover, an omnidirec-
tional radiation was maintained in this FSS at 7–9 GHz.
The classical way to position the FSS is as a superstrate. To enhance the gain,
several techniques have been proposed. An X-slot was etched in a radiating dielectric
resonator with FSS as a superstrate layer to resonate at MMW range [58], as shown in
Figure 12.14b, and in [59], a FSS superstrate was embedded over an electromagnetic
band gap (EBG) antenna. The impedance bandwidth gets enhanced by 145% with the
FIGURE 12.11 (a) Slot antenna with a FSS reflector: (b) FSS layer 1. (c) FSS layer 2.
(d) UWB slot antenna [53].
FIGURE 12.12 (a) UWB slot antenna with FSS: (b) slot antenna; (c) reflection mechanism;
(d) different layers of FSS [54].
FIGURE 12.13 Impedance bandwidth with and without the use of FSS, [53] and [54].
FIGURE 12.14 (a) Conformal FSS integrated with monopole DRA; (b) FSS layer as a super-
strate over a DRA [57,58].
peak gain of 22.5. Apart from enhancing the gain, FSS help in the elimination of the
unwanted radiation emitted from the feed line [60]. Therefore, it is evident that FSS
help in the enhancement of the gain and bandwidth of the antenna.
12.5.2 ISOLATION IN MIMO ANTENNAS

For a high data rate with fixed power and bandwidth, multiple-input multiple-output
(MIMO) technology has been chosen in the fourth-generation communication
systems over its conventional counterpart, i.e., single-input single-output system.
MIMO system solves the problem of multi-path fading, which tends to degrade the
performance of wireless communication links. By sending multiple data streams,
the data rate and the reliability of the system increase rapidly. Multiple antenna ele-
ments are integrated together in a MIMO system to provide a higher data through-
put at the same operating band. The designing of an MIMO antenna is a challenging
task, as the antenna elements are placed in very close proximity to each other. Due
to this, the port coupling and field coupling increase. This affects the efficiency and
channel capacity of the antenna system. Therefore, there is a requirement of high
port isolation and low correlation level [61–64]. It is desirable to have TARC <0 dB,
ECC <0.5, and CCL <0.5 bits/s/Hz for the acceptable performance of a MIMO
system [65].
To obtain a wideband structure in U- and V-bands, the metal was printed on both
sides of the RO4003 substrate [66]. On top of the substrate, a Jerusalem cross was
imprinted, whereas at the bottom, a FAN shape was imprinted. Every element of
the substrate gives its own resonance. It was observed that the J-cross resonates at
48 GHz and FAN resonates at 60 GHz, when simulated separately. Due to its better
performance, this structure was used for mutual coupling reduction in a 60-GHz
MIMO dielectric resonator antenna [67], as shown in Figure 12.15. Two slots of dif-
ferent size were etched over the ground plane, and a FSS wall was built in between
the MIMO antenna elements. The slots minimize the surface current, and the wall
provides the isolation in between two MIMO antenna elements by decreasing the free
space radiation. This MIMO antenna provides a stable response from 57 to 63 GHz,
and the gain was enhanced by 1.5 dB in comparison with the reference antenna.
It was observed that with the implementation of the slots and FSS wall, an isola-
tion of about −30 dB was achieved. An ECC of less than 5e–6 was obtained, which
implies good MIMO antenna performance. Similarly, a graphene-based FSS was
used for mutual coupling reduction in dense plasmonic nano-antenna arrays for
multi-band [68]. In this MIMO system, an ECC of less than 0.01 was obtained at
1.1–1.7 THz frequency with a high isolation of −25 dB. In [69], a FSS structure with
Y-shaped slots was embedded over the four-element MIMO antenna to achieve a
good isolation of 20 dB. A silicon substrate was used for the UWB MIMO antenna
[70]. Six FSS elements were placed in between the antennas for obtaining a good iso-
lation of about −16 dB. In [71], a dual-passband FSS was designed at 2–3.4 GHz and
5.5–6.8 GHz frequency bands. The FSS had two layers and was designed to improve
the scattering performance and radiation of the antenna. This structure helps in
the enhancement of the bandwidth by 31.4% and 50% at lower frequency band and
higher frequency band, respectively. The gain also gets enhanced by 2.53 and 1.86 dB
at 5.8 and 6.4 GHz, respectively.
The correlation coefficient deals with the individual radiation pattern of the
MIMO antenna elements and measures the degree of correlation that all the radiation
patterns will add along the propagation channel in a given environment. When the
FIGURE 12.15 FSS is placed in between the two elements of DRA MIMO antenna [67].
antenna elements are placed in close proximity to each other, the radiation patterns
overlap; to avoid this, a practical reflective surface (PRS), which is a FSS, was used
in a two-element Fabry–Perot cavity MIMO antenna [72], as shown Figure 12.16.
To reduce the height of the cavity to λ/4, the reflection phase of the wave should be
0 (or 2П). To achieve this, the PRS was made of a composite structure. On one side
of the substrate, an inductive layer was embedded, and on the other side, a capaci-
tive layer was embedded [73]. At the top layer, unit cells are identical and provide
propagation in boresight direction as the wave combines with the same phase; how-
ever, at the bottom, there is a gradual variation in the dimension of the FSS unit
cells. Therefore, when the wave combines with a different phase, the wave tilts in the
same axis. Therefore, when the wave propagates through this MIMO antenna, due
to the unevenly distributed FSS unit cell structure, the wave tilts and the correlation
between the two field patterns reduces, leading to a rapid decrease in the correlation
coefficient. It was observed that a change in the inductive surface gave a more tilt to
the wave. It was observed that more than 95% of the correlation value was improved
at 5.25 GHz.
Further, a four-element DRA MIMO antenna also used this technique for the
decorrelation of the fields [74], as shown in Figure 12.17a and b. Two DR elements
were placed above the substrate, and the other two elements were placed below the
FIGURE 12.16 (a) FSS structure; (b) FSS with two-element MIMO antenna [72].
FIGURE 12.17 DRA MIMO antenna with two-layer FSS: (a) top view, (b) bottom view, (c),
(d) radiation patterns at 5.25 GHz [74].
substrate, orthogonally. Two triangular-shaped FSS phase gradient layers were posi-
tioned as the superstrate to all the four DRA elements. It was observed that without
using a PRS layer, the four-element MIMO antenna provided an ECC value of 0.31,
gain of 4.9 dB, and efficiency of 89%. However, with the use of the PRS layer, a very
low value of ECC of up to 0.1 was obtained, with a gain and efficiency of 7.2 dB and
81%, respectively. It was observed that it provided better isolation in between the
antenna ports, which was equal to 20 dB.
12.5.3 SPATIAL FILTERING

In some applications, a specific band of frequency is required where the highly
directional beam is focused by the antennas. For example, for designing an ultra-
wideband (UWB) antenna, some frequency ranges such as WiMAX (3.3–3.6 GHz),
WLAN (5–6 GHz), and X-band satellite communication band (7.2–8.4 GHz), which
are extensively used in various applications, create interference problems [75–77].
There is a need to stop these frequencies from interfering. Since these particular
bands are difficult to suppress by conventional antennas, for such applications, there
is a requirement of spatial filters. FSS is called spatial filter, since it modifies the
wave incident on its surface by transmitting or reflecting the wave partially or fully
through the surface. Spatial filtering is categorized as low-pass, high-pass, band-
pass, and band-stop filtering. In low-pass FSS filters, lower frequency ranges get
passed while eradicating the higher frequency band. However, for designing high-
pass FSS filters, Babinet’s principle is applied, since the high-pass FSS filter opera-
tion is complementary to the low-pass FSS filter operation. Similar is the case with
band-pass and band-stop filtering. Band-pass filter permits a specific frequency band
to pass, while band-stop filter rejects one. Size, shape, and material of the substrate
and array elements are very important parameters in the designing of the FSS filters.
For a required operating band, metallic patches or apertures are embedded on the
FSS substrates. Metallic patch elements act as a band-stop filter [75], whereas aper-
ture elements act as a band-pass filter [78].
In the literature, a wide range of band-pass and band-stop structures have been pre-
sented. Single, dual, and multiple frequency bands are obtained using different shapes and
sizes of the FSS. The main motive of all the researchers is to make a miniaturized struc-
ture for stable frequency response and better angular stability. To stop WLAN frequency
band to pass through the FSS, a modified swastika-shaped unit cell was designed [75],
as shown in Figure 12.18a and b. The structure was etched over a FR4 substrate with 35°
rotation of the arms. This FSS structure provided an impedance bandwidth of 400 MHz
with a stable TE and TM frequency response. For dual-band-stop characteristics [76], a
modified structure was made. In this, a metallic square patch was etched at the center of
the FSS structure and L-shaped arms were attached to it with a separation of 45°.
The L-shaped arms permit dual-band-stop characteristics; i.e., vertical arms have
a control on lower resonating frequency (8.47 GHz), while horizontal arms have a
grip over upper resonating frequency (10.45 GHz), as shown in Figure 12.18c and d.
FIGURE 12.18 (a, c) Unit cell of FSS structure and (b, d) its transmission characteristics,
respectively [75,76].
Similarly, for multiple bands, structure modifications are required. To obtain triple-
band-stop characteristics, two square loops were embedded on both sides of a FR4
substrate; moreover, at the backside of the substrate, two folded metallic arms were
etched with the square loop to obtain the triple-notch band at WiMAX, WLAN, and
X-band [77], as shown in Figure 12.19a and b. A comparison of different types of
FSS is made in Table 12.1. It is observed from this table that with the miniaturization
of the size of FSS, the angular stability increases, which results in better frequency
response.
Therefore, these structures can be implemented with the antennas for filtering
purposes.
12.5.4 FSS FOR RECONFIGURATION OF THE ANTENNAS

The wireless communication system has become a very fast and dynamic growing
sector in the past few years. There is a requirement to make new antennas that can
adapt themselves to the increasing demands of the new systems easily. Therefore,
reconfigurable antennas (RA) are the smart choice as they can provide better per-
formance to support the emerging applications [81–85]. Reconfiguration leads to
the change in the current distribution inside the radiating elements, i.e., change in
the electromagnetic field distribution, which results in the change in the radiation
properties of the antenna and impedance as well. Nowadays, these reconfigurable
antennas are used in wide varieties of applications such as satellite networks, tactical
radio relay systems, cordless systems, public security systems, and military appli-
cations. However, traditional RA, such as phased arrays, need a large number of
feedback networks and phase shifters, which makes the whole system costly, bulky,
FIGURE 12.19 (a) Unit cell of FSS structure and (b) its transmission characteristics, respec-
tively [77].
TABLE 12.1
Comparison of Various FSS Techniques
Unit Cell Resonant No. of
Dimension Frequency Operating Frequency Angular Rejection
Reference (mm) (GHz) Bands Bands Stability Bandwidth
[75] 7 × 7 × 1.6 5 1 WLAN 0°–60° 400 MHz
[76] 8.8 × 8.8 × 0.762 8.47, 10.45 2 Wideband 0°–60° –
X-band
[77] 10 × 10 × 1.6 3.5, 5.2, 10.2 3 WLAN, 0°–30° 0.5 GHz
WiMAX, (3.1–3.7),
X-band 1.9 GHz
(4.1–6),
4.1 GHz
(8–12.1)
[79] 56 × 56 × 40 1.86, 3.10 2 L- and 0°–45° 660 MHz
S-bands
[80] 10 × 10 × 1.6 3.5, 4.5, 8.4 2 Wideband 0°–30° 1 GHz (3, 4)
operation 11.4 GHz
(4.6–16)
complex, and more power-consuming [86]. Therefore, recently, a new technique of

beam-switching antennas has been introduced, which incorporates reconfigurable
FSS [87]. Reconfigurable FSS are achieved by tuning and switching the response of
the FSS by integrating active controlling devices. Reconfiguration can be performed
on the basis of frequency response [88], radiation pattern [89], and polarization [90].
Active elements such as PIN diodes, Schottky diodes, and varactor diodes are
used for the electromagnetic beam switching. These allow the rapid switching in
between the ON and OFF states of the FSS depending upon the external DC bias
source. When the PIN diode is in ON state, the FSS becomes a source of transmis-
sion for the incident waves generated from the dipole antenna, whereas when PIN
diode is in OFF state, a high reflection of the incident waves occurs, as FSS unit
cells have a high reflection coefficient [91–93]. In [94], a dipole antenna was located
at the center of a cylindrical AFSS. The AFSS comprised of ten circular metallic
loops per column. A metallic strip was imprinted along the ring loops. PIN diodes
were positioned on this metallic line. When the diode was in OFF state, a pass-
band was generated at 2.8 GHz, while two stopbands were also generated due to
the working of both the metallic strips and ring loops. However, when the bias was
applied, the stopband remained due to the ring loops. The parasitic elements of diode
caused the first stopband to disappear and generated a passband at 1.8 GHz. This
is shown in Figure 12.20. The maximum gain of 9.2 dB was obtained at 1.8 GHz.
In [95], an omnidirectional antenna was surrounded by a cylindrical AFSS. Each
AFSS unit cell comprises of discontinuous split-ring resonator (SRR) cross-shape
structure with four active elements. The maximum gain of 8.1 dB was obtained at
2.1 GHz. Similarly, for dual-band frequency reconfiguration, a cylindrical AFSS was
proposed in [96]. PIN diodes were used for switching the AFSS between ON and
FIGURE 12.20 (a–c) AFSS embedded over antenna; (d) frequency response of AFSS [94].
OFF states. By controlling the DC bias voltage applied to different PIN diodes, the
beam sweeps in the whole azimuthal plane. This antenna operated at 2.5 and 5.3 GHz
when all the diodes were OFF, whereas when the diodes were ON, a transmission
level below −15 dB between 2 and 6 GHz was achieved.
PIN diodes, metallic switches, etc., are readily available; however, they are
costly, have a complicated bias network, and increase the system complexity.
Therefore, in [97], a hexagonal-shaped cantilever-enabled FSS was mounted over a
cylindrical DRA for dual-plane beam sweep. The antenna was designed to operate
at a resonating frequency of 30 GHz, as shown in Figure 12.21a–c. It was observed
that beam sweeping occurred in both the azimuthal and elevation planes. In six
60° steps, the whole azimuthal plane was covered. The gain of the antenna was
measured as 8.1 dB.
Due to the design flexibility, the use of microfluidic technology for reconfigura-
tion is in trend. A liquid metal is poured into the microchannels that are carved
inside an elastomeric substrate. The amount of liquid injected signifies the new
resonant bandwidth. In [98], a fluid-reconfigurable FSS was presented with multi-
functionality, as illustrated in Figure 12.21d. On both sides of the elastomeric sub-
strate, orthogonally polarized meandered patterns were placed. The substrate used
was made of polydimethylsiloxane (PDMS), which was laser-etched to mold into
a microfluidic channel of any arbitrary shape. To achieve reconfiguration, eutectic
gallium–indium (EGaIn) was poured inside the meander lines, mechanically. This
liquid-reconfigurable FSS provided four different pattern reconfiguration states
(dual-polarized all-pass, dual-polarized band-pass, single-polarized band-pass, and
single-polarized low-pass) and a stable frequency response up till 60°.
12.5.5 elecTromagneTic shielding

To avoid the interference created by any other device which can degrade the perfor-
mance of the antennas, electromagnetic shielding is necessary. FSS due to its good
transmission and reflection properties are a suitable candidate for this application
[99]. In [100], a FSS consisting of cross-dipoles and rings imprinted on the opposite
FIGURE 12.21 Structure of a beam-sweeping antenna using (a-c) cantilever-enabled FSS

and (d) fluidic FSS [97,98].
sides of the substrate was presented and it exhibited a stopband of 7.5 GHz rang-
ing from 6.5 to 14 GHz, as shown in Figure 12.22a. This FSS structure provided
effective shielding in X-ba nd and Ka-ba nd with minimum attenuation of 20–35 dB.
Electromagnetic shielding can also be achieved using reconfigurable frequency-
selective surfaces (RFSS) [101], as shown in Figure 12.22b. In this, two pairs of
squares were connected together to create an individual unit cell. Frequency tuning
was obtained by varying the distance between the unit cells, mechanically. The
frequency shifted toward the left with the increase in the distance between the FSS,
and vice versa. This structure provided electromagnetic shielding for WiMAX
(3.5 GHz), WLAN (5 GHz), and ISM/WiMAX bands (5.8 GHz). The reconfigura-
tion range of 3.5–8.2 GHz was obtained by varying the space between the unit
cells.
12.5.6 FSS RADOMES FOR ANTENNA PROTECTION

Antennas or radar systems are vulnerable to the physical environment; consequently,
the performance gets affected when exposed to the outer world. Therefore, radomes
came into existence. A radome is a protective layer that is positioned around an
antenna or radar to protect it from physical wear and tear with least impact on the
performance [102]. FSS due to its unique property of manipulating the EM waves is
a good option to make hybrid radomes. FSS radomes can work in absorption band
[103], reflection band [104], and passband [105] for various military and commercial
requirements. With the development of stealth technology and detection, a low radar
FIGURE 12.22 Unit cell dimension for electromagnetic shielding FSS [100,101].
cross section is of utmost importance. If the FSS radomes are transparent to EM

waves, the transmission of the signal is smooth. However, if they are opaque, the
entire incoming signal gets reflected. Due to the dome shape of the radomes, the
energy is reflected and backscatters in bistatic direction; therefore, the back-reflected
signals become weak in strength in different directions. Hence, the RCS is reduced
[1]. Radomes are suitable for other applications as well, such as weather broadcast,
telemetry, satellite, radio astronomy, and surveillance. The comparison of monos-
tatic RCS of FSS radomes and dielectric radomes in [106] makes it clear that FSS
radomes control the RCS of the antenna better than dielectric radomes. It is shown
in Figure 12.23.
In [107], a dual-layer four-legged loop FSS radome was integrated over a slot-
ted waveguide antenna to reduce the RCS. This antenna system provided a wide-
band of 7.8–11.2 GHz operating at 9.5 GHz. It was observed that the return loss of
the FSS was greater than 9 dB over the entire passband range; however, this FSS
radome had some effect on the electrical performance of the antenna in terms of
reduced polarization with increased side lobe levels and more transmission losses.
FIGURE 12.23 Comparison of monostatic RCS of FSS radome and simple dielectric
radome [106].
The monostatic RCS with and without a FSS radome is shown in Figure 12.24.
It was observed that the RCS was reduced effectively with the integration of the
FSS at 9.5 GHz. The RCS value at 0° is high. It is assumed that at 0° the antenna
behaves as a perfect electromagnetic hard surface.
A conical thick-screen FSS was integrated over a monopole antenna to obtain
a narrow passband response and control reflected band RCS [108]. In [109], a
folded substrate band-pass 3D FSS was implemented. Compared to its conven-
tional 3D FSS counterpart, the thickness of this FSS unit cell was reduced by
79% (five-layer folded substrate). It was observed that this semicylindrical con-
formal FSS radome integrated with horn antenna provided a transmission band-
width of 26.9% operating at 3.57 GHz and a stable performance was observed at
oblique angles.
FIGURE 12.24 Monostatic RCS of the covering symmetric dual-layer FSS radome antenna
at 9.5 GHz [107].
A reconfigurable AFSS reflector was presented for RCS reduction in [110], as

shown in Figure 12.25a. Around 3.8 GHz, the FSS reflector was able to switch
between ON state (band-pass) and OFF state (band-stop) using PIN diodes, as illus-
trated in Figure 12.25b. It resulted in a switchable RCS reduction in a dipole antenna
with and without the bias to the FSS.
It is evident from the above discussion that hybrid FSS radomes suits better in
RCS reduction in an antenna performance, without affecting the performance of the
antenna.
12.6 CONCLUSION
This chapter gave an idea of what frequency selective surface is and how important
it is in modern electromagnetism. Basic concepts and principle of operation were
explained briefly. With rising trends in various fields such as communication, a vast
amount of research on FSS and its characteristics and applications has been con-
ducted. Different types of FSS have been studied, such as single-layer FSS, 3D FSS,
multilayer FSS, wearable FSS, and active FSS. Various equivalent circuits have been
explained with the LC responses. This includes simple 2D structure to complex 3D
and active FSS structures. Wide bandwidth, high gain/directivity, good radiation
characteristics, and better efficiency are some of the salient features of an antenna.
However, a conventional antenna system is insufficient to provide all the aforemen-
tioned characteristics. So, later in this chapter, all the applications of FSS based on
antennas were explained. It was studied that FSS not only work as a filter, but also
helps in the enhancement of gain, bandwidth, reconfigurability, isolation between
MIMO antennas, and RCS reduction.
FIGURE 12.25 Configuration of reconfigurable AFSS [110].
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Index
Note: Bold page numbers refer to tables; italic page numbers refer to figures.
active FSS 407, 428 circular polarization 145, 146, 150, 152
advanced mobile phone system (AMPS) 319 closed ring resonator (CRR) 292
agility 75, 76, 86, 95, 96, 215, 216, 221, 223, 225, CMSA 96
226, 232, 233, 234, 238, 292 coaxial feeding 6–7, 7
agility of antenna 96 cognitive radio (CR) 306–307
airgap 96 connector characterization 31–32
analysis methods 26, 27 cognitive radio (CR) 68
cavity model 28–30, 29, 30 communicating antenna 69–70
transmission line model 26–28, 27, 28 compact 288
anechoic chamber 179 coplanar waveguide (CPW) 292
angular frequency 186 C-shape antenna 242–243, 245, 250
angular stability 406 current distribution 224, 226, 235
annular slot 293 cylindrical DRA 334, 335, 336
antenna gain 11
aperture coupled feeding 9, 9 DC bias 289, 290
aperture coupling 338 DCS 211
array antenna 41, 41 decoupling structure 349–351, 350, 351, 352
artificial magnetic conductors 364 defected ground structure (DGS) 346–349, 347,
axial ratio 13, 54, 291, 391 348, 349, 349
defense systems 211
Babinet principle 420 degenerated mode 344, 345–346, 346
back reflector 413, 414 design limitations 23, 24–26
band hopping 96 dielectric resonator antenna (DRA) 135
band notched 376, 377, 378, 378, 379, 380, 381, 382 different shapes of printed antenna 14, 14–16, 15,
bandwidth 11, 95, 96, 298 16, 17
axial ratio bandwidth 13 direct broadcast satellite system 21
directivity/gain bandwidth 11 directivity 10–11, 293
efficiency bandwidth 11 director 292
impedance bandwidth 11 diversity gain (DG) 128, 145, 329
polarization bandwidth 12 double-negative materials 364
bandwidth dimension ratio (BDR) 47 double rhomboid bowtie antenna 369–370
bandwidth enhancement 413 DRA 318, 332
bandwidth improvement 366–368, 367, 368, dual of split ring resonator 297
369, 370 dual polarized dual band patch antenna 382
BDR 198, 205 dynamic permittivity 96
beam forming 159
Bluetooth 175, 211 EBG structure 67, 351, 352, 353
broadcasting satellites 211 ECC 328
effective dielectric constant 297
C-band 215, 216, 238 effective permittivity 98
channel capacity loss (CCL) 331 effective radius of patch 98
characteristics of printed antennas 13–14 efficiency measurement 33
annular ring patch 18, 19, 19, 20 power efficiency 33
circular patch 17–18, 18 electomagnetic band gap (EBG) 132
rectangular patch 16, 17, 17 electric-inductive-capacitive (ELC) 292
triangular patch 18, 19 electromagnetic band gap 364
circularly polarised antenna 213 dispersion diagram 365
circularly polarized printed radiator 53 refection phase 365
circular microstrip antenna 96 transmission characteristics 365
437
438 Index
electromagnetically coupled microstrip antenna higher order modes 50

39, 40, 40 high-impedance surfaces 364
electromagnetic shielding 424, 425, 426
elliptical slot 47 impedance transformer 55
end-fire 89, 90, 91 industrial or internet of things for industrial use
envelop correlation coefficient (ECC) 60, (IIoT) 159
127–128 input impedance 95
equivalent circuit model 409 inter-element spacing 404, 405
grating strip 409–411, 410 interference 86
Jerusalem Cross 412, 412–413 Internet of things (IoT) 123
square loop 411, 411–412 ISM 211
equivalent permittivity 97, 98 isolation in MIMO antennas 417–420, 418, 420
eutectic gallium indium (EGaIn) 306 left-hand circular polarization (LHCP) 78, 146,
213, 226, 235, 236, 238, 245, 247, 258,
fading 86, 321 261, 279
large scale fading 321 left-handed materials 364
small scale fading 321 line of sight (LOS) 320
fidelity factor 52 liquid crystals 306
features of printed antenna 4–6, 5 low profile printed antennas 22–26, 23, 24, 308,
Federal Communication Commission (FCC) 166 382, 386, 387, 391
feed 295
feeding L-strip feed 295
mechanisms 337, 338 LTE 211
aperture coupling 338
coplanar feed 338 magnetic wall 191, 196
dielectric image guide coupling 338 magneto-electric dipole 242, 268–270, 276–280
microstrip line feeding 338 Massive MIMO 154, 155, 157, 158, 159,
probe feeding 338 160, 160
techniques 6, 6 mean effective gain 329–330
direct contact type 6 meta-material 41–42, 363–364
indirect contact type 6 meta-surface 351, 352, 353
fidelity factor 208 microelectromechanical systems 76, 80
first generation (1G) 319 beam steering 80
Floquet theorem 408 pattern agility 86
fourth-generation (4G) 328 micro-machined frequency-agile 291
fractal antenna 391 microstrip antenna 96
frequency agility 96 microstrip patch antenna 318
frequency reconfigurable 76 microstrip feeding 7–8, 295
coarse tuning antenna 77, 78 direct feed 8
continuous tuning reconfigurable antenna gap-coupled 7–8
77, 78 inset feed 8
frequency selective surfaces (FSS) 43, 44, 351, two-layer feed 8, 8
352, 353, 402 microwave RF switches 78–80, 79
fringing 87 MIMO 124, 125, 125
Friis free space equation 38, 320 mm-wave Spectrum 44
FSS operational theory 408, 408 mobile applications 211
mobile communication 20, 319
gain enhancement 413 mobile satellite applications 211
gain improvement 368, 369, 370, 370–371, modes 298
371, 372 TM11 298, 299
Global Positioning System (GPS) 21, 211 TM21 298
group delay 52, 53, 186 multiband antenna 378, 379, 382, 383, 384, 384,
global system mobile (GSM) 291, 319 385–386
multi-functionality 288
half power beam width 39 multipath 123, 146
hemispherical DRA 333 multiple-input multiple-output (MIMO) antenna
HEM mode 336, 337, 337 86, 307
Index 439
multiple input single output (MISO) 323, 323, 327 radar applications 21
multilayer FSS 405–406 radar system 393, 393
multi polarized 243–245, 247–250, 248, 249, radiation pattern 10, 235, 293, 294, 352, 353–355,
249, 250, 254, 256, 257, 258, 259, 260, 353–356, 356
261, 262, 263 beam width 10, 10, 293
mushroom electromagnetic band gap 366, 367 radiation pattern reconfigurable 77
mutual coupling 371, 372, 373, 373, 374, 376 radio frequency identification 21, 392, 393
radome 425, 426, 427, 427, 428, 428, 429
near-field probing 33 reconfigurable antenna(s) 75, 76, 77–78, 86, 214,
far-field measurement 33 216–217, 218, 308, 309, 422
near-field measurement 33 band-reconfigurable 307
neutralized line 60, 62, 62 electrically 288–289
ultrawide band (UWB) 307
Ohmic losses 50 reconfigurable FSS 423
omnidirectional 76, 83, 84, 86 rectangular DRA 333, 334
orthogonal mode 339–344, 341–344, 345 refractive index 364
relative permitivity 97, 98, 172
parasitic elements 62, 62 resonant frequency 96
partially reflecting surface 63 RF-MEMS 290
passive sensor satellites 211 right-hand circular polarization (RHCP) 78, 146,
path loss 320 213–214, 226, 235, 245, 247, 258, 261,
pattern diversity 128–130, 129, 130, 288, 291, 279, 280
292, 293
end-fire 292 satellite communication 20–21, 308, 309
PCS 211 second-generation (2G) 319
performance factors of printed antennas 10, sensing antenna 68–69
365–366 Shannon's law 322
periodic structure 408, 409, 409 Sierpinski fractal geometry 49, 49, 50
permittivity 97 signal phase 186
photonic band gap 364 signal quality 211
photonic crystal 364 single input multiple output (SIMO) 322,
PIN diode(s) 78, 79, 80, 214, 215, 217, 220, 221, 322, 323
223, 237–238, 293, 295 single input single output (SISO) 321, 322, 322
capacitive coupling 80 single layer FSS 405
conical patterns 80, 81 software-defined radio (SDR) 310
square-ring patch 80, 81, 81 spatial filtering 420–422, 421, 422, 423
PMW 191, 196 spatial diversity 124, 325, 326, 326
polarization 12–13 spatial multiplexing 326, 327, 327–328
circular polarization 12, 13 special measurement techniques 30, 31
polarization diversity 127, 137, 139, 309 split ring resonator 243
circular polarization 291 substrate integrated waveguide (SIW) 45, 46, 46
LHCP 291 substrate properties 31
RHCP 291 superposition of two modes 43
polarization reconfigurable 77 super wideband antenna (SWB) 47
printed antenna 2–4, 3, 95, 368, 386, 387 suspended substrate 214
microstrip 2, 368 switchable wideband 242–243, 245–247, 246,
printed lines and networks 32 247, 250–253, 251–254
probe feeding 338 switches 310
proximity coupled feeding 8–9 optical 304–305
RF 290
quad-band antenna 217, 219, 220, 220
quality factor 334 tapered microstrip line 47
quarter wave patch 84 thermal actuators 291
quasi radial mode 83, 84 third-generation (3G) 319
time domain (TD) analysis 51, 52
radar cross section (RCS) 65 total active reflection coefficient (TARC)
reduction 425, 426 152, 330
440 Index
transverse electric (TE) broadside 83

-mode 335, 336, 336 coaxial connector 83
polarization 65, 66, 66 tuning 79
transverse magnetic (TM) varactors 290, 301, 302
-mode 336, 336 vector network analyzer 176, 186, 205
polarization 66, 66 VNA 276
triple CP band 214–215, 216, 220, 221, 223, 237
tuning range 304 wearable electronics 390, 391, 392
Wi-Fi 211
ultrawide band (UWB) 76, 86, 166, 364, 414 WiMAX 211
ultra-wideband antennas 46 wireless communication 318, 319
UMTS 211 WLAN 211
uniplanar electromagnetic band gap 367, 373
Yagi Uda antenna 39–40
varactor diode 79–80, 79, 83, 84, 84

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First edition published 2021

and by CRC Press

© 2021 Taylor & Francis Group, LLC

CRC Press is an imprint of Taylor & Francis Group, LLC

Library of Congress Cataloging-in-Publication Data

ISBN: 978-0-367-42041-3 (hbk)

Chapter 1 Basic Theory and Design of Printed Antennas .................................... 1

Chapter 2 Latest Trends in the Field of Printed Antennas.................................. 37

Chapter 3 Radiation Pattern Agility of Printed Antennas .................................. 75

Chapter 4 Band Hopping in Printed Antennas ................................................... 95

Chapter 5 Pattern and Polarization Diversity in Antennas ............................... 123

Chapter 6 Compact Printed Antenna Designs: Need for UWB

Chapter 7 Circularly Polarized Printed Antennas ............................................ 213

Chapter 8 Special Techniques of Printed Antenna ........................................... 241

Chapter 9 Reconfigurable Printed Antennas .................................................... 287

Chapter 10 Dielectric Resonator-Based Multiple-Input Multiple-Output

Chapter 12 Design of Frequency Selective Surface (FSS)

MATLAB® is a registered trademark of The MathWorks, Inc. For product informa-

Associate Editor in AEU-International Journal of Electronics and Communications of

Dr. Surendra Kumar Gupta did his Bachelor degree

Dr. Jugul Kishor is presently working as an Associate

from Indian Institute of Technology (Indian school of Mines), Dhanbad, Jharkhand,

Dr. Deepak Gangwar received his B. Tech. degree

Dr. Anil Kumar Singh received his B. Tech. degree

Dr. Anand Sharma was born in Agra (UP), India,

Dr Amit Bage completed B. Tech. in ECE from

Surendra Kumar Gupta has completed B.

Dr Ashwani Kumar received his B.Sc. (Hon.)

Prashant Chaudhary received his B.Sc. (Hon.)

Dr. Rakesh Nath Tiwari completed B.Sc. and M.Sc.

Dr. Prabhakar Singh was born at village Semara,

from 2010 to 2011. Presently, he is working as an Associate Professor at Galgotias

Dr Ganga Prasad Pandey, a senior member

Dr. Dinesh Kumar Singh received his B.E. in

Dr Sachin Kumar received his B. Tech. degree in

Ghanshyam Singh received his B. Tech. in

Ankit Sharma received his B. Tech. degree in

Dr Ravi Kumar Gangwar received his B. Tech.

Gourab Das was born in Kharagpur (WB), India,

conference proceedings. His research interests include dielectric resonator anten-

Ekta Thakur is a Research Scholar in the Department

Dr Naveen Jaglan was born in 1989 and obtained

Prof. Samir Dev Gupta obtained his B.E.

Kanishka Katoch is a research scholar in the

Prof. Binod Kumar Kanaujia

Dr. Anil Kumar Singh

1.6 Analysis Methods for Some Common Patches............................................... 26

1.1 EVOLUTION AND UPCOMING GROWTH

FIGURE 1.1 Basic configuration of a printed antenna.

1.2 FEATURES OF PRINTED ANTENNAS

1.2.1 FEEDING TECHNIQUES

1.2.1.1 Coaxial Feeding

FIGURE 1.2 Variation of fringing fields.

FIGURE 1.3 Various feeding techniques.

internal conductor provides the matching of input impedance to the characteristic

1.2.1.2 Microstrip Feeding

1.2.1.3 Proximity- Coupled Feeding

1.2.1.4 Aperture- Coupled Feeding

1.2.2 PERFORMANCE FACTORS OF PRINTED ANTENNAS