YW01 Principal Multi Cap Growth Fund

Portfolio as on August 31, 2018

Sr. No. Name of Instrument ISIN

EQUITY & EQUITY RELATED

Listed / awaiting listing on the stock exchanges
1 HDFC Bank Ltd. INE040A01026
2 Reliance Industries Ltd. INE002A01018
3 ITC Ltd. INE154A01025
4 Tata Consultancy Services Ltd. INE467B01029
5 ICICI Bank Ltd. INE090A01021
6 Infosys Ltd. INE009A01021
7 State Bank of India INE062A01020
8 Dabur India Ltd. INE016A01026
9 Larsen & Toubro Ltd. INE018A01030
10 Housing Development Finance Corporation Ltd. INE001A01036
11 Chambal Fertilisers and Chemicals Ltd. INE085A01013
12 Tata Power Company Ltd. INE245A01021
13 GlaxoSmithKline Consumer Healthcare Ltd. INE264A01014
14 Phillips Carbon Black Ltd. INE602A01023
15 The Indian Hotels Company Ltd. INE053A01029
16 NTPC Ltd. INE733E01010
17 Britannia Industries Ltd. INE216A01022
18 Bombay Burmah Trading Corporation Ltd. INE050A01025
19 ICICI Prudential Life Insurance Company Ltd. INE726G01019
20 Bajaj Electricals Ltd. INE193E01025
21 Asahi India Glass Ltd. INE439A01020
22 Maruti Suzuki India Ltd. INE585B01010
23 Kotak Mahindra Bank Ltd. INE237A01028
24 Ramkrishna Forgings Ltd. INE399G01015
25 The India Cements Ltd. INE383A01012
26 Coal India Ltd. INE522F01014
27 United Spirits Ltd. INE854D01024
28 Mahindra & Mahindra Ltd. INE101A01026
29 Abbott India Ltd. INE358A01014
30 Karur Vysya Bank Ltd. INE036D01028
31 Dishman Carbogen Amcis Ltd. INE385W01011
32 City Union Bank Ltd. INE491A01021
33 Jain Irrigation Systems Ltd. INE175A01038
34 Sun Pharmaceutical Industries Ltd. INE044A01036
35 National Aluminium Company Ltd. INE139A01034
36 Tech Mahindra Ltd. INE669C01036
37 KEC International Ltd. INE389H01022
38 Rico Auto Industries Ltd. INE209B01025
39 Kirloskar Ferrous Industries Ltd. INE884B01025
40 HCL Technologies Ltd. INE860A01027
41 Marico Ltd. INE196A01026
42 Aurobindo Pharma Ltd. INE406A01037
43 Bank of Baroda INE028A01039
44 Steel Authority of India Ltd. INE114A01011
45 Canara Bank INE476A01014
46 Shriram Transport Finance Company Ltd. INE721A01013
47 Birla Corporation Ltd. INE340A01012
48 Axis Bank Ltd. INE238A01034
 49 Ultratech Cement Ltd. INE481G01011
50 Hero MotoCorp Ltd. INE158A01026
51 Kalpataru Power Transmission Ltd. INE220B01022
52 Hindustan Zinc Ltd. INE267A01025
53 Bajaj Auto Ltd. INE917I01010
54 The Federal Bank Ltd. INE171A01029
55 Vijaya Bank INE705A01016
56 Interglobe Aviation Ltd. INE646L01027
57 Raymond Ltd. INE301A01014
58 Gayatri Projects Ltd. INE336H01023
59 Rain Industries Ltd. INE855B01025
60 JK Cement Ltd. INE823G01014
61 CL Educate Ltd. INE201M01011
62 Syndicate Bank INE667A01018
63 Hindustan Construction Company Ltd. INE549A01026
64 Rattanindia Power Ltd. INE399K01017
65 Milestone Global Ltd. ** INE151H01018
66 Chennai Super Kings Ltd. @** INE852S01026
Total

Privately Placed / Unlisted $$ **

67 Balmer Lawrie Freight Containers Ltd. -
68 Sangam Health Care Products Ltd. INE431E01011
69 Virtual Dynamics Software Ltd. INE406B01019
70 Noble Brothers Impex Ltd. -
71 Precision Fasteners Ltd. INE604A01011
72 Crescent Finstock Ltd. INE147E01013
73 Mukerian Papers Ltd. INE348C01011
Total

MONEY MARKET INSTRUMENT

Treasury Bill
74 TBILL 91 DAYS 2018 IN002018X229
Total

Investment Funds/Mutual Funds

75 Principal Short Term Debt Fund - Direct Plan - Growth Option INF173K01GP0
Total

Cash & Cash Equivalents

CBLO CBLO / Reverse Repo
Net Receivable/Payable
Total
Grand Total

**Thinly traded/Non traded securities and illiquid securities as defined in SEBI Regulations and Guidelines.
*** Value below 0.01% of NAV
$$ lliquid securities
@Pending Listing on Stock Exchange
 Rating / Industry Quantity Market value (Rs. In lakhs)

Banks 164,365 3,387.89

Petroleum Products 267,332 3,319.33
Consumer Non Durables 836,641 2,676.00
Software 123,460 2,565.99
Banks 742,437 2,543.59
Software 148,142 2,134.87
Banks 655,209 2,028.53
Consumer Non Durables 400,950 1,919.55
Construction Project 137,696 1,885.82
Finance 93,303 1,806.30
Fertilisers 889,035 1,468.24
Power 1,865,490 1,430.83
Consumer Non Durables 18,416 1,419.04
Chemicals 572,575 1,384.49
Hotels, Resorts and Other Recreational Activities 973,007 1,335.45
Power 737,700 1,265.16
Consumer Non Durables 17,639 1,188.30
Consumer Non Durables 60,873 1,136.07
Finance 295,945 1,110.83
Consumer Durables 195,909 1,110.22
Auto Ancillaries 323,315 1,102.67
Auto 11,716 1,065.73
Banks 82,252 1,058.79
Industrial Products 171,087 1,056.38
Cement 815,284 1,030.52
Minerals/Mining 359,857 1,029.01
Consumer Non Durables 161,960 1,020.75
Auto 100,125 966.51
Pharmaceuticals 10,546 878.56
Banks 906,082 848.09
Pharmaceuticals 281,517 833.85
Banks 400,034 810.27
Industrial Products 944,272 804.99
Pharmaceuticals 121,679 794.38
Non - Ferrous Metals 1,054,548 789.33
Software 102,000 781.12
Construction Project 247,552 747.61
Auto Ancillaries 874,860 738.38
Ferrous Metals 779,501 707.79
Software 67,486 706.21
Consumer Non Durables 190,000 701.96
Pharmaceuticals 97,828 697.27
Banks 434,753 664.95
Ferrous Metals 830,000 662.76
Banks 232,499 659.60
Finance 48,012 641.34
Cement 83,502 634.87
Banks 97,342 631.99
 Cement 13,982 625.76
Auto 18,889 614.61
Power 169,704 605.93
Non - Ferrous Metals 200,927 601.88
Auto 20,930 574.50
Banks 676,878 548.95
Banks 853,115 545.57
Transportation 58,709 545.32
Textile Products 63,940 539.17
Construction 236,000 492.53
Chemicals 238,963 452.48
Cement 53,292 426.66
Diversified Consumer Services 199,566 283.18
Banks 666,967 268.79
Construction Project 1,365,791 193.94
Power 3,622,594 148.53
Construction 100,000 5.54
Media & Entertainment 511,578 0.00
67,655.48

Travel 54,000 0.00

Health Care Equipment 200,000 0.00
IT Consulting & Services 176,305 0.00
Personal Products 93,200 0.00
Auto Ancillaries 200 0.00
Diversified Financial Services 39,500 0.00
Paper Products 50,800 0.00
0.00

Sovereign 44,000 43.40

43.40

Mutual Fund 2,014,992 651.58

651.58

4,700.86
(431.24)
4,269.62
72,620.07

d in SEBI Regulations and Guidelines.

% to Net Assets Maturity Date

Industry / Rating
4.67% Banks
4.57% Consumer Non Durables
3.68% Software
3.53% Finance
3.50% Power
2.94% Petroleum Products
2.79% Auto
2.64% Pharmaceuticals
2.60% Construction Project
2.49% Cement
2.02% Industrial Products
1.97% Auto Ancillaries
1.95% Chemicals
1.91% Fertilisers
1.84% Non - Ferrous Metals
1.74% Ferrous Metals
1.64% Hotels, Resorts and Other Recreational Activities
1.56% Consumer Durables
1.53% Minerals/Mining
1.53% Mutual Fund
1.52% Transportation
1.47% Textile Products
1.46% Construction
1.45% Diversified Consumer Services
1.42% Sovereign
1.42% Personal Products
1.41% Health Care Equipment
1.33% Diversified Financial Services
1.21% Media & Entertainment
1.17% Paper Products
1.15% Travel
1.12% IT Consulting & Services
1.11% Cash & Equivalent
1.09%
1.09%
1.08%
1.03%
1.02%
0.97%
0.97%
0.97%
0.96%
0.92%
0.91%
0.91%
0.88%
0.87%
0.87%
 0.86%
0.85%
0.83%
0.83%
0.79%
0.76%
0.75%
0.75%
0.74%
0.68%
0.62%
0.59%
0.39%
0.37%
0.27%
0.20%
0.01%
***
93.17%

***
***
***
***
***
***
***
***

0.06% 15-Nov-2018
0.06%

0.90%
0.90%

6.47% 03-Sep-2018
-0.60%
5.87%
100.00%
Percent
19.29%
13.85%
8.52%
4.90%
4.74%
4.57%
4.44%
4.41%
3.90%
3.74%
2.56%
2.54%
2.53%
2.02%
1.92%
1.88%
1.84%
1.53%
1.42%
0.90%
0.75%
0.74%
0.69%
0.39%
0.06%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
0.00%
5.87%
YW02 Principal Nifty 100 Equal Weight Fund
Portfolio as on August 31, 2018

Sr. No. Name of Instrument ISIN

EQUITY & EQUITY RELATED

Listed / awaiting listing on the stock exchanges
1 Havells India Ltd. INE176B01034
2 ACC Ltd. INE012A01025
3 Bank of Baroda INE028A01039
4 Godrej Consumer Products Ltd. INE102D01028
5 Dabur India Ltd. INE016A01026
6 Axis Bank Ltd. INE238A01034
7 Piramal Enterprises Ltd. INE140A01024
8 Ultratech Cement Ltd. INE481G01011
9 Reliance Industries Ltd. INE002A01018
10 Bajaj Finance Ltd. INE296A01024
11 Bosch Ltd. INE323A01026
12 Shree Cement Ltd. INE070A01015
13 ITC Ltd. INE154A01025
14 Petronet LNG Ltd. INE347G01014
15 Ambuja Cements Ltd. INE079A01024
16 JSW Steel Ltd. INE019A01038
17 Wipro Ltd. INE075A01022
18 Aurobindo Pharma Ltd. INE406A01037
19 HCL Technologies Ltd. INE860A01027
20 Infosys Ltd. INE009A01021
21 Tata Consultancy Services Ltd. INE467B01029
22 Cummins India Ltd. INE298A01020
23 ICICI Bank Ltd. INE090A01021
24 State Bank of India INE062A01020
25 Britannia Industries Ltd. INE216A01022
26 Sun Pharmaceutical Industries Ltd. INE044A01036
27 Oil & Natural Gas Corporation Ltd. INE213A01029
28 L&T Finance Holdings Ltd. INE498L01015
29 UPL Ltd. INE628A01036
30 Pidilite Industries Ltd. INE318A01026
31 Tech Mahindra Ltd. INE669C01036
32 Marico Ltd. INE196A01026
33 Hindustan Unilever Ltd. INE030A01027
34 DLF Ltd. INE271C01023
35 GAIL (India) Ltd. INE129A01019
36 Bajaj Finserv Ltd. INE918I01018
37 NTPC Ltd. INE733E01010
38 Asian Paints Ltd. INE021A01026
39 Rural Electrification Corporation Ltd. INE020B01018
40 Coal India Ltd. INE522F01014
41 ABB India Ltd. INE117A01022
42 Punjab National Bank INE160A01022
43 Emami Ltd. INE548C01032
44 Cipla Ltd. INE059A01026
45 Bharat Heavy Electricals Ltd. INE257A01026
46 Avenue Supermarts Ltd. INE192R01011
47 Hindalco Industries Ltd. INE038A01020
48 Tata Steel Ltd. INE081A01012
49 Dr. Reddy's Laboratories Ltd. INE089A01023
50 Mahindra & Mahindra Ltd. INE101A01026
51 Grasim Industries Ltd. INE047A01021
52 Larsen & Toubro Ltd. INE018A01030
53 Indiabulls Housing Finance Ltd. INE148I01020
54 Adani Ports and Special Economic Zone Ltd. INE742F01042
55 LIC Housing Finance Ltd. INE115A01026
56 Container Corporation of India Ltd. INE111A01025
57 Hindustan Zinc Ltd. INE267A01025
58 Bharat Electronics Ltd. INE263A01024
59 Lupin Ltd. INE326A01037
60 Aditya Birla Capital Ltd. INE674K01013
61 Procter & Gamble Hygiene and Health Care Ltd. INE179A01014
62 Power Finance Corporation Ltd. INE134E01011
63 Maruti Suzuki India Ltd. INE585B01010
64 Siemens Ltd. INE003A01024
65 Yes Bank Ltd. INE528G01027
66 Bharti Airtel Ltd. INE397D01024
67 Oracle Financial Services Software Ltd. INE881D01027
68 Power Grid Corporation of India Ltd. INE752E01010
69 NMDC Ltd. INE584A01023
70 Titan Company Ltd. INE280A01028
71 Oil India Ltd. INE274J01014
72 NHPC Ltd. INE848E01016
73 Housing Development Finance Corporation Ltd. INE001A01036
74 Bharti Infratel Ltd. INE121J01017
75 Motherson Sumi Systems Ltd. INE775A01035
76 Vedanta Ltd. INE205A01025
77 Colgate Palmolive (India) Ltd. INE259A01022
78 HDFC Bank Ltd. INE040A01026
79 Cadila Healthcare Ltd. INE010B01027
80 SBI Life Insurance Company Ltd. INE123W01016
81 IndusInd Bank Ltd. INE095A01012
82 Kotak Mahindra Bank Ltd. INE237A01028
83 Eicher Motors Ltd. INE066A01013
84 MRF Ltd. INE883A01011
85 ICICI Prudential Life Insurance Company Ltd. INE726G01019
86 Bajaj Auto Ltd. INE917I01010
87 Steel Authority of India Ltd. INE114A01011
88 Ashok Leyland Ltd. INE208A01029
89 General Insurance Corporation Of India INE481Y01014
90 United Spirits Ltd. INE854D01024
91 Sun TV Network Ltd. INE424H01027
92 Indian Oil Corporation Ltd. INE242A01010
93 Hero MotoCorp Ltd. INE158A01026
94 Shriram Transport Finance Company Ltd. INE721A01013
95 Zee Entertainment Enterprises Ltd. INE256A01028
96 Bharat Petroleum Corporation Ltd. INE029A01011
97 Hindustan Petroleum Corporation Ltd. INE094A01015
 98 Idea Cellular Ltd. INE669E01016
99 Interglobe Aviation Ltd. INE646L01027
100 Tata Motors Ltd. INE155A01022
101 Tata Motors Ltd. A-DVR IN9155A01020
Total

MONEY MARKET INSTRUMENT

Treasury Bill
102 TBILL 91 DAYS 2018 IN002018X229
Total

Cash & Cash Equivalents

CBLO CBLO / Reverse Repo
Net Receivable/Payable
Total
Grand Total
 Rating / Industry Quantity Market value (Rs. In lakhs) % to Net Assets

Consumer Durables 3,249 23.56 1.26%

Cement 1,362 22.32 1.19%
Banks 14,510 22.19 1.18%
Consumer Non Durables 1,512 21.96 1.17%
Consumer Non Durables 4,577 21.91 1.17%
Banks 3,354 21.78 1.16%
Pharmaceuticals 678 21.69 1.16%
Cement 484 21.66 1.15%
Petroleum Products 1,741 21.62 1.15%
Finance 755 21.57 1.15%
Auto Ancillaries 98 21.55 1.15%
Cement 113 21.39 1.14%
Consumer Non Durables 6,649 21.27 1.13%
Gas 8,399 20.83 1.11%
Cement 8,602 20.76 1.11%
Ferrous Metals 5,232 20.74 1.11%
Software 6,827 20.57 1.10%
Pharmaceuticals 2,885 20.56 1.10%
Software 1,949 20.40 1.09%
Software 1,413 20.36 1.09%
Software 974 20.24 1.08%
Industrial Products 2,635 20.24 1.08%
Banks 5,864 20.09 1.07%
Banks 6,457 19.99 1.07%
Consumer Non Durables 296 19.94 1.06%
Pharmaceuticals 3,054 19.94 1.06%
Oil 11,050 19.90 1.06%
Finance 10,903 19.78 1.05%
Pesticides 2,754 19.70 1.05%
Chemicals 1,678 19.61 1.04%
Software 2,551 19.54 1.04%
Consumer Non Durables 5,286 19.53 1.04%
Consumer Non Durables 1,096 19.51 1.04%
Construction 8,784 19.40 1.03%
Gas 5,185 19.30 1.03%
Finance 285 19.23 1.02%
Power 11,208 19.22 1.02%
Consumer Non Durables 1,391 19.09 1.02%
Finance 15,905 19.05 1.02%
Minerals/Mining 6,657 19.04 1.01%
Industrial Capital Goods 1,454 19.02 1.01%
Banks 21,527 18.98 1.01%
Consumer Non Durables 3,359 18.97 1.01%
Pharmaceuticals 2,863 18.96 1.01%
Industrial Capital Goods 23,507 18.95 1.01%
Retailing 1,180 18.93 1.01%
Non - Ferrous Metals 7,942 18.90 1.01%
Ferrous Metals 3,138 18.84 1.00%
Pharmaceuticals 755 18.81 1.00%
Auto 1,941 18.74 1.00%
Cement 1,745 18.63 0.99%
Construction Project 1,356 18.57 0.99%
Finance 1,470 18.51 0.99%
Transportation 4,820 18.47 0.98%
Finance 3,544 18.46 0.98%
Transportation 2,828 18.43 0.98%
Non - Ferrous Metals 6,099 18.27 0.97%
Industrial Capital Goods 16,071 18.24 0.97%
Pharmaceuticals 1,953 18.19 0.97%
Finance 12,873 18.18 0.97%
Consumer Non Durables 177 18.18 0.97%
Finance 21,474 18.12 0.97%
Auto 199 18.10 0.96%
Industrial Capital Goods 1,774 18.09 0.96%
Banks 5,261 18.07 0.96%
Telecom - Services 4,707 18.07 0.96%
Software 432 17.97 0.96%
Power 8,918 17.97 0.96%
Minerals/Mining 16,086 17.94 0.96%
Consumer Durables 2,009 17.92 0.95%
Oil 8,387 17.91 0.95%
Power 70,662 17.91 0.95%
Finance 925 17.91 0.95%
Telecom - Equipment & Accessories 6,164 17.68 0.94%
Auto Ancillaries 5,804 17.65 0.94%
Non - Ferrous Metals 7,714 17.56 0.94%
Consumer Non Durables 1,494 17.46 0.93%
Banks 846 17.44 0.93%
Pharmaceuticals 4,308 17.35 0.92%
Finance 2,573 17.30 0.92%
Banks 903 17.22 0.92%
Banks 1,334 17.17 0.92%
Auto 61 17.12 0.91%
Auto Ancillaries 23 17.03 0.91%
Finance 4,525 16.98 0.91%
Auto 616 16.91 0.90%
Ferrous Metals 21,013 16.78 0.89%
Auto 12,925 16.68 0.89%
Finance 4,893 16.34 0.87%
Consumer Non Durables 2,588 16.31 0.87%
Media & Entertainment 2,109 16.16 0.86%
Petroleum Products 10,371 16.13 0.86%
Auto 485 15.78 0.84%
Finance 1,180 15.76 0.84%
Media & Entertainment 3,116 15.58 0.83%
Petroleum Products 4,135 14.97 0.80%
Petroleum Products 5,666 14.38 0.77%
Telecom - Services 29,117 14.37 0.77%
Transportation 1,485 13.79 0.74%
Auto 4,924 13.17 0.70%
Auto 1,355 1.92 0.10%
1,871.25 99.70%

Sovereign 1,000 0.99 0.05%

0.99 0.05%

11.96 0.64%
(7.63) -0.39%
4.33 0.25%
1,876.56 100.00%
Maturity Date

Industry / Rating Percent

Finance 12.64%
Consumer Non Durables 11.41%
Banks 9.22%
Pharmaceuticals 7.22%
Software 6.36%
Auto 6.30%
Cement 5.58%
Industrial Capital Goods 3.95%
Petroleum Products 3.58%
Ferrous Metals 3.00%
Auto Ancillaries 3.00%
Power 2.93%
Non - Ferrous Metals 2.92%
Transportation 2.70%
Consumer Durables 2.21%
Gas 2.14%
Oil 2.01%
Minerals/Mining 1.97%
Telecom - Services 1.73%
Media & Entertainment 1.69%
Industrial Products 1.08%
Pesticides 1.05%
Chemicals 1.04%
Construction 1.03% 96.76%
Retailing 1.01%
Construction Project 0.99%
Telecom - Equipment & Accessories 0.94%
Sovereign 0.05%
Cash & Equivalent 0.25%
15-Nov-2018

03-Sep-2018
YW04 Principal Focused Multicap Fund
Portfolio as on August 31, 2018

Sr. No. Name of Instrument ISIN

EQUITY & EQUITY RELATED

Listed / awaiting listing on the stock exchanges
1 HDFC Bank Ltd. INE040A01026
2 Reliance Industries Ltd. INE002A01018
3 ITC Ltd. INE154A01025
4 ICICI Bank Ltd. INE090A01021
5 Hindustan Unilever Ltd. INE030A01027
6 Housing Development Finance Corporation Ltd. INE001A01036
7 Infosys Ltd. INE009A01021
8 Britannia Industries Ltd. INE216A01022
9 Kotak Mahindra Bank Ltd. INE237A01028
10 Shree Cement Ltd. INE070A01015
11 Tata Consultancy Services Ltd. INE467B01029
12 State Bank of India INE062A01020
13 Larsen & Toubro Ltd. INE018A01030
14 Maruti Suzuki India Ltd. INE585B01010
15 Hero MotoCorp Ltd. INE158A01026
16 L&T Technology Services Ltd. INE010V01017
17 Abbott India Ltd. INE358A01014
18 NIIT Ltd. INE161A01038
19 AIA Engineering Ltd. INE212H01026
20 Navin Fluorine International Ltd. INE048G01026
21 Sterlite Technologies Ltd. INE089C01029
22 Bajaj Finserv Ltd. INE918I01018
23 NOCIL Ltd. INE163A01018
24 GAIL (India) Ltd. INE129A01019
25 Apollo Tyres Ltd. INE438A01022
26 Vedanta Ltd. INE205A01025
27 Zee Entertainment Enterprises Ltd. INE256A01028
28 Yes Bank Ltd. INE528G01027
29 Bajaj Auto Ltd. INE917I01010
30 JSW Steel Ltd. INE019A01038
Total

MONEY MARKET INSTRUMENT

Treasury Bill
31 TBILL 91 DAYS 2018 IN002018X229
Total

Cash & Cash Equivalents

CBLO CBLO / Reverse Repo
Net Receivable/Payable
Total
Grand Total
 Rating / Industry Quantity Market value (Rs. In lakhs)

Banks 106,268 2,190.40

Petroleum Products 155,446 1,930.10
Consumer Non Durables 477,900 1,528.56
Banks 429,708 1,472.18
Consumer Non Durables 81,582 1,452.24
Finance 74,227 1,437.00
Software 96,900 1,396.43
Consumer Non Durables 18,900 1,273.25
Banks 96,900 1,247.35
Cement 6,300 1,192.33
Software 53,160 1,104.88
Banks 324,000 1,003.10
Construction Project 72,900 998.40
Auto 10,350 941.48
Auto 27,660 900.00
Software 51,000 898.44
Pharmaceuticals 9,900 824.74
Software 846,900 812.18
Industrial Products 45,000 791.44
Chemicals 108,000 743.90
Telecom - Equipment & Accessories 204,000 739.81
Finance 10,800 728.76
Chemicals 396,900 707.87
Gas 177,000 658.79
Auto Ancillaries 258,000 648.61
Non - Ferrous Metals 281,100 640.06
Media & Entertainment 126,900 634.44
Banks 177,000 608.00
Auto 18,900 518.78
Ferrous Metals 108,000 428.06
30,451.56

Sovereign 32,000 31.56

31.56

1,892.74
(0.76)
1,891.98
32,375.10
% to Net Assets Maturity Date

Industry / Rating
6.77% Banks
5.96% Consumer Non Durables
4.72% Software
4.55% Auto
4.49% Finance
4.44% Petroleum Products
4.31% Chemicals
3.93% Cement
3.85% Construction Project
3.68% Pharmaceuticals
3.41% Industrial Products
3.10% Telecom - Equipment & Accessories
3.08% Gas
2.91% Auto Ancillaries
2.78% Non - Ferrous Metals
2.78% Media & Entertainment
2.55% Ferrous Metals
2.51% Sovereign
2.44% Cash & Equivalent
2.30%
2.29%
2.25%
2.19%
2.03%
2.00%
1.98%
1.96%
1.88%
1.60%
1.32%
94.06%

0.10% 15-Nov-2018
0.10%

5.85% 03-Sep-2018
-0.01%
5.84%
100.00%
Percent
20.15%
13.14%
13.01%
7.29%
6.69%
5.96%
4.49%
3.68%
3.08%
2.55%
2.44%
2.29%
2.03%
2.00%
1.98%
1.96%
1.32%
0.10%
5.84%
YW05 Principal Dividend Yield Fund
Portfolio as on August 31, 2018

Sr. No. Name of Instrument ISIN

EQUITY & EQUITY RELATED

Listed / awaiting listing on the stock exchanges
1 Hindustan Unilever Ltd. INE030A01027
2 ITC Ltd. INE154A01025
3 Infosys Ltd. INE009A01021
4 Reliance Industries Ltd. INE002A01018
5 Tata Consultancy Services Ltd. INE467B01029
6 HCL Technologies Ltd. INE860A01027
7 HDFC Bank Ltd. INE040A01026
8 ICICI Bank Ltd. INE090A01021
9 Maruti Suzuki India Ltd. INE585B01010
10 Hero MotoCorp Ltd. INE158A01026
11 Bajaj Auto Ltd. INE917I01010
12 State Bank of India INE062A01020
13 Cyient Ltd. INE136B01020
14 GAIL (India) Ltd. INE129A01019
15 Dalmia Bharat Ltd. INE439L01019
16 Ultratech Cement Ltd. INE481G01011
17 NIIT Ltd. INE161A01038
18 VST Industries Ltd. INE710A01016
19 Sasken Technologies Ltd. INE231F01020
20 Tech Mahindra Ltd. INE669C01036
21 Aarti Industries Ltd. INE769A01020
22 Colgate Palmolive (India) Ltd. INE259A01022
23 Asahi India Glass Ltd. INE439A01020
24 Orient Paper & Industries Ltd. INE592A01026
25 AIA Engineering Ltd. INE212H01026
26 Fine Organic Industries Ltd. INE686Y01026
27 Indraprastha Gas Ltd. INE203G01027
28 Larsen & Toubro Ltd. INE018A01030
29 Bajaj Holdings & Investment Ltd. INE118A01012
30 National Aluminium Company Ltd. INE139A01034
31 Aurobindo Pharma Ltd. INE406A01037
32 HEG Ltd. INE545A01016
33 Dishman Carbogen Amcis Ltd. INE385W01011
34 IndusInd Bank Ltd. INE095A01012
35 Himatsingka Seide Ltd. INE049A01027
36 PI Industries Ltd. INE603J01030
37 International Paper Appm Ltd. INE435A01028
38 Exide Industries Ltd. INE302A01020
39 Petronet LNG Ltd. INE347G01014
40 Coal India Ltd. INE522F01014
41 City Union Bank Ltd. INE491A01021
42 MRF Ltd. INE883A01011
43 NTPC Ltd. INE733E01010
44 Indian Oil Corporation Ltd. INE242A01010
 45 The Indian Hotels Company Ltd. INE053A01029
46 Uflex Ltd. INE516A01017
47 Kotak Mahindra Bank Ltd. INE237A01028
48 NBCC (India) Ltd. INE095N01031
49 KEC International Ltd. INE389H01022
50 Phillips Carbon Black Ltd. INE602A01023
51 Hindustan Zinc Ltd. INE267A01025
52 Himadri Speciality Chemical Ltd. INE019C01026
53 Kirloskar Ferrous Industries Ltd. INE884B01025
54 Jindal Steel & Power Ltd. INE749A01030
55 SRF Ltd. INE647A01010
56 Hindustan Petroleum Corporation Ltd. INE094A01015
57 Ashok Leyland Ltd. INE208A01029
58 Texmaco Rail & Engineering Ltd. INE621L01012
59 Sheela Foam Ltd. INE916U01025
60 Apollo Tyres Ltd. # -
Total

Privately Placed / Unlisted $$ **

61 Tirrihannah Company Ltd. -
62 Minerava Holdings Ltd. -
63 Crystal Cable Industries Ltd. INE759J01022
64 Western Paques (India) Ltd. -
65 Sandur Laminates Ltd. -
Total

MONEY MARKET INSTRUMENT

Treasury Bill
66 TBILL 91 DAYS 2018 IN002018X229
Total

Investment Funds/Mutual Funds

67 Principal Cash Management Fund - Growth Option INF173K01DA9
Total

Cash & Cash Equivalents

CBLO CBLO / Reverse Repo
Net Receivable/Payable
Total
Grand Total

**Thinly traded/Non traded securities and illiquid securities as defined in SEBI Regulations and Guidelines.
*** Value below 0.01% of NAV
$$ lliquid securities
# Valued at Nil as these equity shares have been pending under objection for considerable period of time.
 Rating / Industry Quantity Market value (Rs. In lakhs) % to Net Assets Maturity Date

Consumer Non Durables 75,280 1,340.06 7.17%

Consumer Non Durables 360,108 1,151.81 6.16%
Software 50,850 732.80 3.92%
Petroleum Products 57,690 716.31 3.83%
Software 30,900 642.23 3.44%
Software 48,900 511.71 2.74%
Banks 24,800 511.18 2.73%
Banks 135,000 462.51 2.47%
Auto 4,980 453.00 2.42%
Auto 13,800 449.02 2.40%
Auto 15,990 438.90 2.35%
Banks 132,000 408.67 2.19%
Software 54,000 393.61 2.11%
Gas 96,690 359.88 1.93%
Cement 13,569 355.98 1.90%
Cement 7,800 349.09 1.87%
Software 360,000 345.24 1.85%
Consumer Non Durables 10,080 332.44 1.78%
Software 32,400 320.63 1.72%
Software 37,800 289.47 1.55%
Chemicals 19,608 269.61 1.44%
Consumer Non Durables 21,900 256.01 1.37%
Auto Ancillaries 73,608 251.04 1.34%
Paper 540,000 243.54 1.30%
Industrial Products 13,500 237.43 1.27%
Chemicals 21,900 230.32 1.23%
Gas 78,000 226.51 1.21%
Construction Project 15,750 215.70 1.15%
Finance 6,900 215.09 1.15%
Non - Ferrous Metals 258,000 193.11 1.03%
Pharmaceuticals 27,000 192.44 1.03%
Industrial Products 4,500 190.82 1.02%
Pharmaceuticals 63,900 189.27 1.01%
Banks 9,900 188.75 1.01%
Textile Products 63,900 185.57 0.99%
Pesticides 24,000 185.18 0.99%
Paper 39,171 185.14 0.99%
Auto Ancillaries 64,800 184.74 0.99%
Gas 73,800 183.06 0.98%
Minerals/Mining 63,900 182.72 0.98%
Banks 89,949 182.19 0.97%
Auto Ancillaries 237 175.44 0.94%
Power 101,700 174.42 0.93%
Petroleum Products 108,000 167.99 0.90%
 Hotels, Resorts and Other R 118,800 163.05 0.87%
Industrial Products 54,000 162.32 0.87%
Banks 12,600 162.19 0.87%
Construction 225,000 162.11 0.87%
Construction Project 51,900 156.74 0.84%
Chemicals 64,800 156.69 0.84%
Non - Ferrous Metals 51,900 155.47 0.83%
Chemicals 118,800 152.60 0.82%
Ferrous Metals 164,936 149.76 0.80%
Ferrous Metals 67,800 149.67 0.80%
Textile Products 7,080 143.19 0.77%
Petroleum Products 54,900 139.34 0.75%
Auto 105,900 136.66 0.73%
Industrial Capital Goods 141,300 108.38 0.58%
Consumer Durables 3,285 54.83 0.29%
Auto Ancillaries 16,500 0.00 ***
17,623.66 94.28%

Consumer Non Durables 50,000 0.00 ***

Finance 20 0.00 ***
Telecom - Services 50,000 0.00 ***
Construction 900 0.00 ***
Construction Project 200,000 0.00 ***
0.00 ***

Sovereign 10,000 9.86 0.05% 15-Nov-2018

9.86 0.05%

Mutual Fund 1,318 22.90 0.12%

22.90 0.12%

1,548.32 8.28% 03-Sep-2018

(512.74) -2.73%
1,035.59 5.55%
18,692.01 100.00%

d in SEBI Regulations and Guidelines.

ction for considerable period of time.

Industry / Rating Percent
Software 17.33%
Consumer Non Durables 16.48%
Banks 10.24%
Auto 7.90%
Petroleum Products 5.48%
Chemicals 4.33%
Gas 4.12%
Cement 3.77%
Auto Ancillaries 3.27%
Industrial Products 3.16%
Paper 2.29%
Pharmaceuticals 2.04%
Construction Project 1.99%
Non - Ferrous Metals 1.86%
Textile Products 1.76%
Ferrous Metals 1.60%
Finance 1.15%
Pesticides 0.99%
Minerals/Mining 0.98%
Power 0.93%
Hotels, Resorts and Other Recreational Activities 0.87%
Construction 0.87%
Industrial Capital Goods 0.58%
Consumer Durables 0.29%
Mutual Fund 0.12%
Sovereign 0.05%
Telecom - Services 0.00%
Cash & Equivalent 5.55%
YW06 Principal Emerging Bluechip Fund
Portfolio as on August 31, 2018

Sr. No. Name of Instrument ISIN

EQUITY & EQUITY RELATED

Listed / awaiting listing on the stock exchanges
1 Britannia Industries Ltd. INE216A01022
2 Eicher Motors Ltd. INE066A01013
3 Bajaj Finance Ltd. INE296A01024
4 AIA Engineering Ltd. INE212H01026
5 Reliance Industries Ltd. INE002A01018
6 ICICI Bank Ltd. INE090A01021
7 HDFC Bank Ltd. INE040A01026
8 Tata Consultancy Services Ltd. INE467B01029
9 Exide Industries Ltd. INE302A01020
10 Torrent Pharmaceuticals Ltd. INE685A01028
11 L&T Technology Services Ltd. INE010V01017
12 Infosys Ltd. INE009A01021
13 IndusInd Bank Ltd. INE095A01012
14 Shree Cement Ltd. INE070A01015
15 Cyient Ltd. INE136B01020
16 Kotak Mahindra Bank Ltd. INE237A01028
17 Dalmia Bharat Ltd. INE439L01019
18 MRF Ltd. INE883A01011
19 ITC Ltd. INE154A01025
20 Bajaj Finserv Ltd. INE918I01018
21 Voltas Ltd. INE226A01021
22 Petronet LNG Ltd. INE347G01014
23 Bata India Ltd. INE176A01028
24 State Bank of India INE062A01020
25 Jubilant Foodworks Ltd. INE797F01012
26 Indraprastha Gas Ltd. INE203G01027
27 Mahindra & Mahindra Financial Services Ltd. INE774D01024
28 Navin Fluorine International Ltd. INE048G01026
29 Fine Organic Industries Ltd. INE686Y01026
30 Jindal Steel & Power Ltd. INE749A01030
31 Tata Chemicals Ltd. INE092A01019
32 Container Corporation of India Ltd. INE111A01025
33 Dewan Housing Finance Corporation Ltd. INE202B01012
34 Mahindra & Mahindra Ltd. INE101A01026
35 Dixon Technologies (India) Ltd. INE935N01012
36 Bharat Financial Inclusion Ltd. INE180K01011
37 The Federal Bank Ltd. INE171A01029
38 Sterlite Technologies Ltd. INE089C01029
39 Bandhan Bank Ltd. INE545U01014
40 MindTree Ltd. INE018I01017
41 Havells India Ltd. INE176B01034
42 GlaxoSmithKline Consumer Healthcare Ltd. INE264A01014
43 Cadila Healthcare Ltd. INE010B01027
44 Security and Intelligence Services (I) Ltd. INE285J01010
45 CESC Ltd. INE486A01013
46 Atul Ltd. INE100A01010
47 Natco Pharma Ltd. INE987B01026
48 Graphite India Ltd. INE371A01025
49 SRF Ltd. INE647A01010
50 City Union Bank Ltd. INE491A01021
51 Yes Bank Ltd. INE528G01027
52 PVR Ltd. INE191H01014
53 Future Retail Ltd. INE752P01024
54 TCI Express Ltd. INE586V01016
55 UPL Ltd. INE628A01036
56 The Indian Hotels Company Ltd. INE053A01029
57 Parag Milk Foods Ltd. INE883N01014
58 Biocon Ltd. INE376G01013
59 Muthoot Finance Ltd. INE414G01012
60 Motherson Sumi Systems Ltd. INE775A01035
61 NBCC (India) Ltd. INE095N01031
62 Finolex Cables Ltd. INE235A01022
63 Apollo Tyres Ltd. INE438A01022
64 Hindustan Zinc Ltd. INE267A01025
65 Himadri Speciality Chemical Ltd. INE019C01026
66 Schaeffler India Ltd. INE513A01014
67 KEC International Ltd. INE389H01022
68 United Spirits Ltd. INE854D01024
69 Bajaj Electricals Ltd. INE193E01025
70 Mold-Tek Packaging Ltd. INE893J01029
71 Birla Corporation Ltd. INE340A01012
72 Bharat Electronics Ltd. INE263A01024
73 PSP Projects Ltd. INE488V01015
74 Gujarat State Petronet Ltd. INE246F01010
75 Sun TV Network Ltd. INE424H01027
76 Thomas Cook (India) Ltd. INE332A01027
77 Amara Raja Batteries Ltd. INE885A01032
78 Cholamandalam Investment and Finance Company Ltd. INE121A01016
79 BEML Ltd. INE258A01016
80 Vardhman Textiles Ltd. INE825A01012
81 Ramkrishna Forgings Ltd. INE399G01015
82 S. P. Apparels Ltd. INE212I01016
83 Divi's Laboratories Ltd. INE361B01024
84 Ganesha Ecosphere Ltd. INE845D01014
85 Orient Paper & Industries Ltd. INE592A01026
Total

DERIVATIVES
86 National Aluminium Company Ltd. -
Total

MONEY MARKET INSTRUMENT

Treasury Bill
87 TBILL 91 DAYS 2018 IN002018X229
Total

Investment Funds/Mutual Funds

 88 Principal Short Term Debt Fund - Direct Plan - Growth Option INF173K01GP0
89 Principal Cash Management Fund - Growth Option INF173K01DA9
Total

Cash & Cash Equivalents

CBLO CBLO / Reverse Repo
Net Receivable/Payable
Total
Grand Total
 Rating / Industry Quantity Market value (Rs. In lakhs) % to Net Assets

Consumer Non Durables 78,900 5,315.30 2.63%

Auto 16,989 4,767.07 2.36%
Finance 144,900 4,139.21 2.05%
Industrial Products 234,000 4,115.48 2.04%
Petroleum Products 324,000 4,022.95 1.99%
Banks 1,126,800 3,860.42 1.91%
Banks 183,900 3,790.55 1.87%
Software 174,900 3,635.12 1.80%
Auto Ancillaries 1,215,000 3,463.97 1.71%
Pharmaceuticals 186,900 3,388.12 1.68%
Software 177,000 3,118.12 1.54%
Software 216,108 3,114.33 1.54%
Banks 159,900 3,048.65 1.51%
Cement 15,708 2,972.86 1.47%
Software 399,900 2,914.87 1.44%
Banks 219,900 2,830.66 1.40%
Cement 105,108 2,757.51 1.36%
Auto Ancillaries 3,678 2,722.70 1.35%
Consumer Non Durables 849,000 2,715.53 1.34%
Finance 39,990 2,698.45 1.33%
Construction Project 436,800 2,685.45 1.33%
Gas 1,080,000 2,678.94 1.32%
Consumer Durables 246,900 2,672.45 1.32%
Banks 855,900 2,649.87 1.31%
Consumer Non Durables 166,560 2,580.60 1.28%
Gas 861,900 2,502.96 1.24%
Finance 510,900 2,499.07 1.24%
Chemicals 357,900 2,465.22 1.22%
Chemicals 234,000 2,460.98 1.22%
Ferrous Metals 1,080,000 2,384.10 1.18%
Chemicals 309,000 2,347.32 1.16%
Transportation 357,216 2,328.51 1.15%
Finance 345,600 2,307.40 1.14%
Auto 237,000 2,287.76 1.13%
Consumer Durables 75,900 2,283.53 1.13%
Finance 194,670 2,263.23 1.12%
Banks 2,790,000 2,262.69 1.12%
Telecom - Equipment & Accessories 621,480 2,253.80 1.11%
Banks 324,108 2,251.90 1.11%
Software 199,890 2,228.17 1.10%
Consumer Durables 300,900 2,182.28 1.08%
Consumer Non Durables 27,900 2,149.82 1.06%
Pharmaceuticals 525,900 2,118.06 1.05%
Commercial Services 196,800 2,106.94 1.04%
Power 210,090 2,092.29 1.03%
Chemicals 64,680 2,090.65 1.03%
Pharmaceuticals 267,900 2,088.82 1.03%
Industrial Products 203,400 2,060.44 1.02%
Textile Products 101,208 2,046.83 1.01%
Banks 999,990 2,025.48 1.00%
Banks 589,500 2,024.93 1.00%
Media & Entertainment 147,000 2,017.94 1.00%
Retailing 349,800 1,947.69 0.96%
Transportation 279,000 1,946.72 0.96%
Pesticides 267,000 1,909.85 0.94%
Hotels, Resorts and Other Recreational Activities 1,389,000 1,906.40 0.94%
Consumer Non Durables 604,800 1,872.46 0.93%
Pharmaceuticals 300,000 1,872.00 0.93%
Finance 456,000 1,866.86 0.92%
Auto Ancillaries 609,090 1,852.24 0.92%
Construction 2,565,000 1,848.08 0.91%
Industrial Products 336,900 1,844.53 0.91%
Auto Ancillaries 729,690 1,834.44 0.91%
Non - Ferrous Metals 579,000 1,734.39 0.86%
Chemicals 1,350,000 1,734.08 0.86%
Industrial Products 31,590 1,720.83 0.85%
Construction Project 567,900 1,715.06 0.85%
Consumer Non Durables 270,000 1,701.68 0.84%
Consumer Durables 297,000 1,683.10 0.83%
Industrial Products 523,080 1,672.29 0.83%
Cement 216,000 1,642.25 0.81%
Industrial Capital Goods 1,443,000 1,637.81 0.81%
Construction 327,000 1,636.96 0.81%
Gas 849,900 1,636.06 0.81%
Media & Entertainment 213,108 1,632.83 0.81%
Services 640,500 1,602.53 0.79%
Auto Ancillaries 189,300 1,601.29 0.79%
Finance 108,000 1,594.24 0.79%
Industrial Capital Goods 189,000 1,588.36 0.79%
Textiles - Cotton 138,900 1,528.04 0.76%
Industrial Products 240,900 1,487.44 0.74%
Textile Products 464,312 1,455.39 0.72%
Pharmaceuticals 108,000 1,410.37 0.70%
Textiles - Synthetic 354,000 1,270.86 0.63%
Paper 1,350,000 608.85 0.30%
197,786.24 97.81%

Stock Future 1,248,000 941.62 0.47%

941.62 0.47%

Sovereign 50,000 49.32 0.02%

49.32 0.02%
Mutual Fund 1,679,160 542.99 0.27%
Mutual Fund 9,884 171.76 0.08%
714.75 0.35%

3,410.28 1.69%
(687.26) (0.34)%
2,723.02 1.35%
202,214.94 100.00%
Maturity Date

Industry / Rating Percent

Banks 12.23%
Finance 8.59%
Consumer Non Durables 8.08%
Software 7.42%
Industrial Products 6.39%
Auto Ancillaries 5.68%
Chemicals 5.49%
Pharmaceuticals 5.39%
Consumer Durables 4.36%
Cement 3.64%
Auto 3.49%
Gas 3.37%
Construction Project 2.18%
Transportation 2.11%
Petroleum Products 1.99%
Media & Entertainment 1.81%
Textile Products 1.73%
Construction 1.72%
Industrial Capital Goods 1.60%
Ferrous Metals 1.18%
Telecom - Equipment & Accessories 1.11%
Commercial Services 1.04%
Power 1.03%
Retailing 0.96%
Hotels, Resorts and Other Recreational Activities 0.94%
Pesticides 0.94%
Non - Ferrous Metals 0.86%
Services 0.79% 93.53%
Textiles - Cotton 0.76%
Textiles - Synthetic 0.63%
Stock Future 0.47%
Mutual Fund 0.35%
Paper 0.30%
Sovereign 0.02%
Cash & Equivalent 1.35%
27-Sep-2018

15-Nov-2018
03-Sep-2018
YW07 Principal Personal Tax Saver Fund
Portfolio as on August 31, 2018

Sr. No. Name of Instrument ISIN

EQUITY & EQUITY RELATED

Listed / awaiting listing on the stock exchanges
1 HDFC Bank Ltd. INE040A01026
2 Reliance Industries Ltd. INE002A01018
3 ITC Ltd. INE154A01025
4 Tata Consultancy Services Ltd. INE467B01029
5 ICICI Bank Ltd. INE090A01021
6 Infosys Ltd. INE009A01021
7 Dabur India Ltd. INE016A01026
8 Housing Development Finance Corporation Ltd. INE001A01036
9 State Bank of India INE062A01020
10 Larsen & Toubro Ltd. INE018A01030
11 Phillips Carbon Black Ltd. INE602A01023
12 GlaxoSmithKline Consumer Healthcare Ltd. INE264A01014
13 Tata Power Company Ltd. INE245A01021
14 Chambal Fertilisers and Chemicals Ltd. INE085A01013
15 The Indian Hotels Company Ltd. INE053A01029
16 NTPC Ltd. INE733E01010
17 Asahi India Glass Ltd. INE439A01020
18 Britannia Industries Ltd. INE216A01022
19 Kotak Mahindra Bank Ltd. INE237A01028
20 ICICI Prudential Life Insurance Company Ltd. INE726G01019
21 Bombay Burmah Trading Corporation Ltd. INE050A01025
22 Bajaj Electricals Ltd. INE193E01025
23 Maruti Suzuki India Ltd. INE585B01010
24 Ramkrishna Forgings Ltd. INE399G01015
25 The India Cements Ltd. INE383A01012
26 Coal India Ltd. INE522F01014
27 Mahindra & Mahindra Ltd. INE101A01026
28 United Spirits Ltd. INE854D01024
29 Sun Pharmaceutical Industries Ltd. INE044A01036
30 Axis Bank Ltd. INE238A01034
31 Abbott India Ltd. INE358A01014
32 Jain Irrigation Systems Ltd. INE175A01038
33 Aurobindo Pharma Ltd. INE406A01037
34 Karur Vysya Bank Ltd. INE036D01028
35 Dishman Carbogen Amcis Ltd. INE385W01011
36 Ultratech Cement Ltd. INE481G01011
37 City Union Bank Ltd. INE491A01021
38 Vijaya Bank INE705A01016
39 National Aluminium Company Ltd. INE139A01034
40 Canara Bank INE476A01014
41 Tech Mahindra Ltd. INE669C01036
42 Rico Auto Industries Ltd. INE209B01025
43 Shriram Transport Finance Company Ltd. INE721A01013
44 Kirloskar Ferrous Industries Ltd. INE884B01025
 45 HCL Technologies Ltd. INE860A01027
46 Marico Ltd. INE196A01026
47 Birla Corporation Ltd. INE340A01012
48 Bank of Baroda INE028A01039
49 Steel Authority of India Ltd. INE114A01011
50 Interglobe Aviation Ltd. INE646L01027
51 Raymond Ltd. INE301A01014
52 The Federal Bank Ltd. INE171A01029
53 Hero MotoCorp Ltd. INE158A01026
54 Gayatri Projects Ltd. INE336H01023
55 Bajaj Auto Ltd. INE917I01010
56 Rain Industries Ltd. INE855B01025
57 Syndicate Bank INE667A01018
58 Hindustan Construction Company Ltd. INE549A01026
59 CL Educate Ltd. INE201M01011
60 Apollo Tyres Ltd. # -
Total

Privately Placed / Unlisted $$ **

61 Punjab Wireless Systems Ltd. INE181A01010
62 Virtual Dynamics Software Ltd. INE406B01019
Total

MONEY MARKET INSTRUMENT

Treasury Bill
63 TBILL 91 DAYS 2018 IN002018X229
Total

Cash & Cash Equivalents

CBLO CBLO / Reverse Repo
Net Receivable/Payable
Total
Grand Total

**Thinly traded/Non traded securities and illiquid securities as defined in SEBI Regulations and Guidelines.
*** Value below 0.01% of NAV
$$ lliquid securities
# Valued at Nil as these equity shares have been pending under objection for considerable period of time.
 Rating / Industry Quantity Market value (Rs. In lakhs) % to Net Assets

Banks 73,692 1,518.94 4.99%

Petroleum Products 121,058 1,503.12 4.94%
Consumer Non Durables 369,949 1,183.28 3.89%
Software 52,614 1,093.53 3.60%
Banks 318,230 1,090.26 3.59%
Software 66,286 955.25 3.14%
Consumer Non Durables 182,912 875.69 2.88%
Finance 45,134 873.77 2.87%
Banks 276,180 855.05 2.81%
Construction Project 61,891 847.63 2.79%
Chemicals 261,085 631.30 2.08%
Consumer Non Durables 8,165 629.15 2.07%
Power 814,000 624.34 2.05%
Fertilisers 368,000 607.75 2.00%
Hotels, Resorts and Other Recreational Activities 427,500 586.74 1.93%
Power 329,912 565.80 1.86%
Auto Ancillaries 158,000 538.86 1.77%
Consumer Non Durables 7,949 535.50 1.76%
Banks 38,897 500.70 1.65%
Finance 132,378 496.88 1.63%
Consumer Non Durables 25,988 485.01 1.59%
Consumer Durables 83,629 473.93 1.56%
Auto 5,158 469.19 1.54%
Industrial Products 75,012 463.16 1.52%
Cement 361,061 456.38 1.50%
Minerals/Mining 159,233 455.33 1.50%
Auto 45,625 440.42 1.45%
Consumer Non Durables 69,300 436.76 1.44%
Pharmaceuticals 62,911 410.71 1.35%
Banks 62,354 404.83 1.33%
Pharmaceuticals 4,703 391.80 1.29%
Industrial Products 452,000 385.33 1.27%
Pharmaceuticals 53,638 382.30 1.26%
Banks 397,862 372.40 1.22%
Pharmaceuticals 123,800 366.70 1.21%
Cement 8,012 358.58 1.18%
Banks 176,440 357.38 1.18%
Banks 556,534 355.90 1.17%
Non - Ferrous Metals 465,975 348.78 1.15%
Banks 119,372 338.66 1.11%
Software 43,000 329.29 1.08%
Auto Ancillaries 389,384 328.64 1.08%
Finance 24,011 320.74 1.05%
Ferrous Metals 341,032 309.66 1.02%
 Software 28,985 303.31 1.00%
Consumer Non Durables 80,000 295.56 0.97%
Cement 38,680 294.08 0.97%
Banks 189,657 290.08 0.95%
Ferrous Metals 360,000 287.46 0.95%
Transportation 29,355 272.66 0.90%
Textile Products 31,500 265.62 0.87%
Banks 327,366 265.49 0.87%
Auto 8,098 263.49 0.87%
Construction 118,000 246.27 0.81%
Auto 8,955 245.80 0.81%
Chemicals 117,725 222.91 0.73%
Banks 390,048 157.19 0.52%
Construction Project 934,500 132.70 0.44%
Diversified Consumer Services 91,300 129.55 0.43%
Auto Ancillaries 250 0.00 ***
29,627.63 97.44%

Telecom - Equipment & Accessories 8,600 0.00 ***

IT Consulting & Services 200,000 0.00 ***
0.00 ***

Sovereign 14,000 13.81 0.05%

13.81 0.05%

905.02 2.98%
(135.19) -0.47%
769.84 2.51%
30,411.27 100.00%

d in SEBI Regulations and Guidelines.

ction for considerable period of time.

Maturity Date

Industry / Rating Percent

Banks 21.39%
Consumer Non Durables 14.60%
Software 8.82%
Finance 5.55%
Pharmaceuticals 5.11%
Petroleum Products 4.94%
Auto 4.67%
Power 3.91%
Cement 3.65%
Construction Project 3.23%
Auto Ancillaries 2.85%
Chemicals 2.81%
Industrial Products 2.79%
Fertilisers 2.00%
Ferrous Metals 1.97%
Hotels, Resorts and Other Recreational Activities 1.93%
Consumer Durables 1.56%
Minerals/Mining 1.50% 94.43%
Non - Ferrous Metals 1.15%
Transportation 0.90%
Textile Products 0.87%
Construction 0.81%
Diversified Consumer Services 0.43%
Sovereign 0.05%
IT Consulting & Services 0.00%
Telecom - Equipment & Accessories 0.00%
Cash & Equivalent 2.51%
15-Nov-2018

03-Sep-2018
YW09 Principal Tax Savings Fund
Portfolio as on August 31, 2018

Sr. No. Name of Instrument ISIN

EQUITY & EQUITY RELATED

Listed / awaiting listing on the stock exchanges
1 HDFC Bank Ltd. INE040A01026
2 Reliance Industries Ltd. INE002A01018
3 ITC Ltd. INE154A01025
4 ICICI Bank Ltd. INE090A01021
5 Tata Consultancy Services Ltd. INE467B01029
6 Infosys Ltd. INE009A01021
7 State Bank of India INE062A01020
8 Dabur India Ltd. INE016A01026
9 Housing Development Finance Corporation Ltd. INE001A01036
10 Larsen & Toubro Ltd. INE018A01030
11 Phillips Carbon Black Ltd. INE602A01023
12 Tata Power Company Ltd. INE245A01021
13 GlaxoSmithKline Consumer Healthcare Ltd. INE264A01014
14 Chambal Fertilisers and Chemicals Ltd. INE085A01013
15 The Indian Hotels Company Ltd. INE053A01029
16 NTPC Ltd. INE733E01010
17 Britannia Industries Ltd. INE216A01022
18 Asahi India Glass Ltd. INE439A01020
19 Bombay Burmah Trading Corporation Ltd. INE050A01025
20 ICICI Prudential Life Insurance Company Ltd. INE726G01019
21 Bajaj Electricals Ltd. INE193E01025
22 Ramkrishna Forgings Ltd. INE399G01015
23 Kotak Mahindra Bank Ltd. INE237A01028
24 The India Cements Ltd. INE383A01012
25 Coal India Ltd. INE522F01014
26 Mahindra & Mahindra Ltd. INE101A01026
27 Maruti Suzuki India Ltd. INE585B01010
28 United Spirits Ltd. INE854D01024
29 Abbott India Ltd. INE358A01014
30 City Union Bank Ltd. INE491A01021
31 Jain Irrigation Systems Ltd. INE175A01038
32 Sun Pharmaceutical Industries Ltd. INE044A01036
33 Karur Vysya Bank Ltd. INE036D01028
34 Dishman Carbogen Amcis Ltd. INE385W01011
35 Tech Mahindra Ltd. INE669C01036
36 Aurobindo Pharma Ltd. INE406A01037
37 National Aluminium Company Ltd. INE139A01034
38 KEC International Ltd. INE389H01022
39 Ultratech Cement Ltd. INE481G01011
40 Axis Bank Ltd. INE238A01034
41 Canara Bank INE476A01014
42 Rico Auto Industries Ltd. INE209B01025
43 Marico Ltd. INE196A01026
44 HCL Technologies Ltd. INE860A01027
45 Kirloskar Ferrous Industries Ltd. INE884B01025
46 Shriram Transport Finance Company Ltd. INE721A01013
47 Birla Corporation Ltd. INE340A01012
48 Bank of Baroda INE028A01039
 49 Vijaya Bank INE705A01016
50 Hindustan Zinc Ltd. INE267A01025
51 Steel Authority of India Ltd. INE114A01011
52 Interglobe Aviation Ltd. INE646L01027
53 Hero MotoCorp Ltd. INE158A01026
54 Kalpataru Power Transmission Ltd. INE220B01022
55 Raymond Ltd. INE301A01014
56 The Federal Bank Ltd. INE171A01029
57 Bajaj Auto Ltd. INE917I01010
58 Gayatri Projects Ltd. INE336H01023
59 Rain Industries Ltd. INE855B01025
60 JK Cement Ltd. INE823G01014
61 Syndicate Bank INE667A01018
62 CL Educate Ltd. INE201M01011
63 Hindustan Construction Company Ltd. INE549A01026
64 Rattanindia Power Ltd. INE399K01017
65 Apollo Tyres Ltd. # -
66 Chennai Super Kings Ltd. @** INE852S01026
Total

MONEY MARKET INSTRUMENT

Treasury Bill
67 TBILL 91 DAYS 2018 IN002018X229
Total

Cash & Cash Equivalents

CBLO CBLO / Reverse Repo
Net Receivable/Payable
Total
Grand Total

*** Value below 0.01% of NAV

# Valued at Nil as these equity shares have been pending under objection for considerable period of time.
**Thinly traded/Non traded securities and illiquid securities as defined in SEBI Regulations and Guidelines.
@Pending Listing on Stock Exchange
 Rating / Industry Quantity Market value (Rs. In lakhs)

Banks 96,934 1,998.00

Petroleum Products 134,452 1,669.42
Consumer Non Durables 479,396 1,533.35
Banks 428,143 1,466.82
Software 68,640 1,426.61
Software 88,297 1,272.45
Banks 379,501 1,174.94
Consumer Non Durables 244,029 1,168.29
Finance 58,670 1,135.82
Construction Project 81,362 1,114.29
Chemicals 345,520 835.47
Power 1,087,240 833.91
Consumer Non Durables 10,710 825.25
Fertilisers 497,966 822.39
Hotels, Resorts and Other Recreational Activities 566,187 777.09
Power 424,840 728.60
Consumer Non Durables 10,250 690.52
Auto Ancillaries 202,228 689.70
Consumer Non Durables 35,265 658.15
Finance 172,169 646.24
Consumer Durables 111,986 634.62
Industrial Products 98,998 611.26
Banks 47,415 610.35
Cement 479,230 605.75
Minerals/Mining 207,412 593.09
Auto 60,750 586.42
Auto 6,427 584.63
Consumer Non Durables 92,580 583.49
Pharmaceuticals 6,246 520.34
Banks 248,964 504.28
Industrial Products 588,703 501.87
Pharmaceuticals 74,439 485.98
Banks 518,323 485.15
Pharmaceuticals 162,601 481.62
Software 60,000 459.48
Pharmaceuticals 63,656 453.71
Non - Ferrous Metals 604,547 452.50
Construction Project 148,268 447.77
Cement 9,782 437.79
Banks 67,240 436.56
Banks 149,524 424.20
Auto Ancillaries 499,724 421.77
Consumer Non Durables 110,000 406.40
Software 38,569 403.61
Ferrous Metals 438,469 398.13
Finance 29,674 396.39
Cement 49,646 377.46
Banks 246,565 377.12
 Banks 588,497 376.34
Non - Ferrous Metals 125,426 375.71
Ferrous Metals 470,000 375.30
Transportation 38,581 358.36
Auto 10,848 352.97
Power 97,294 347.39
Textile Products 40,485 341.39
Banks 408,135 331.00
Auto 12,020 329.93
Construction 146,000 304.70
Chemicals 151,654 287.16
Cement 32,195 257.75
Banks 442,985 178.52
Diversified Consumer Services 118,442 168.07
Construction Project 838,614 119.08
Power 2,533,170 103.86
Auto Ancillaries 2,250 0.00
Media & Entertainment 374,002 0.00
39,756.57

Sovereign 14,000 13.81

13.81

1,570.84
(249.06)
1,321.78
41,092.15

ction for considerable period of time.

d in SEBI Regulations and Guidelines.
% to Net Assets Maturity Date

Industry / Rating
4.86% Banks
4.06% Consumer Non Durables
3.73% Software
3.57% Finance
3.47% Power
3.10% Pharmaceuticals
2.86% Auto
2.84% Construction Project
2.76% Cement
2.71% Petroleum Products
2.03% Chemicals
2.03% Auto Ancillaries
2.01% Industrial Products
2.00% Non - Ferrous Metals
1.89% Fertilisers
1.77% Hotels, Resorts and Other Recreational Activities
1.68% Ferrous Metals
1.68% Consumer Durables
1.60% Minerals/Mining
1.57% Transportation
1.54% Textile Products
1.49% Construction
1.49% Diversified Consumer Services
1.47% Sovereign
1.44% Media & Entertainment
1.43% Cash & Equivalent
1.42%
1.42%
1.27%
1.23%
1.22%
1.18%
1.18%
1.17%
1.12%
1.10%
1.10%
1.09%
1.07%
1.06%
1.03%
1.03%
0.99%
0.98%
0.97%
0.96%
0.92%
0.92%
 0.92%
0.91%
0.91%
0.87%
0.86%
0.85%
0.83%
0.81%
0.80%
0.74%
0.70%
0.63%
0.43%
0.41%
0.29%
0.25%
***
***
96.72%

0.03% 15-Nov-2018
0.03%

3.82% 03-Sep-2018
-0.57%
3.25%
100.00%
Percent
20.36%
14.27%
8.67%
5.29%
4.90%
4.72%
4.51%
4.09%
4.09%
4.06%
2.73%
2.71%
2.71%
2.01%
2.00%
1.89%
1.88%
1.54%
1.44%
0.87%
0.83% 93.87%
0.74%
0.41%
0.03%
0.00%
3.25%
YW10 Principal Global Opportunities Fund
Portfolio as on August 31, 2018

Sr. No. Name of Instrument ISIN

Overseas ETF
Units of Mutual Fund / Units Trust
1 PGIF Origin Global Smaller Companies Fund - Usd I Class Accumulation IE00B94VTJ31
Total

MONEY MARKET INSTRUMENT

Treasury Bill
2 TBILL 91 DAYS 2018 IN002018X229
Total

Cash & Cash Equivalents

CBLO CBLO / Reverse Repo
Net Receivable/Payable
Total
Grand Total
Rating / Industry Quantity Market value (Rs. In lakhs) % to Net Assets Maturity Date

Mutual Fund 145,049 1,852.82 96.34%

1,852.82 96.34%

Sovereign 1,000 0.99 0.05% 15-Nov-2018

0.99 0.05%

101.22 5.26% 03-Sep-2018

(31.91) (1.65)%
69.32 3.61%
1,923.12 100.00%
Industry / Rating Percent
Mutual Fund 96.34%
Sovereign 0.05%
Cash & Equivalent 3.61%
YW11 Principal Low Duration Fund
Portfolio as on August 31, 2018

Sr. No. Name of Instrument ISIN

MONEY MARKET INSTRUMENT

Certificate of Deposit
1 HDFC Bank Ltd. INE040A16CC8
2 Small Industries Development Bank of India ** INE556F16432
3 Axis Bank Ltd. ** INE238A16Z24
Total

Commercial Paper **
4 Reliance Industries Ltd. INE002A14896
5 Rural Electrification Corporation Ltd. INE020B14516
6 Cox & Kings Ltd. INE008I14KL7
7 Kribhco Fertilizers Ltd. INE486H14995
8 Vardhman Special Steels Ltd. INE050M14510
9 Cox & Kings Ltd. INE008I14JK1
10 IL&FS Financial Services Ltd. INE121H14JU3
11 Avanse Financial Services Ltd. INE087P14499
Total

Treasury Bill
12 TBILL 91 DAYS 2018 IN002018X229
Total

BONDS & NCDs

Listed / awaiting listing on the stock exchanges **
13 8.55% Indiabulls Housing Finance Ltd. INE148I07FX0
14 8.15% Piramal Enterprises Ltd. INE140A07344
15 8.75% Muthoot Finance Ltd. INE414G07CM0
16 8.10% Reliance Jio Infocomm Ltd. INE110L07054
17 9.20% Avanse Financial Services Ltd. INE087P07071
18 8.90% Dewan Housing Finance Corporation Ltd. INE202B07IY2
19 9.05% Dewan Housing Finance Corporation Ltd. INE202B07IJ3
20 8.70% JM Financial Products Ltd. INE523H07841
21 10.95% Aspire Home Finance Corporation Ltd. INE658R07141
22 10.35% Ess Kay Fincorp Ltd. INE124N07085
Total

Cash & Cash Equivalents

CBLO CBLO / Reverse Repo
Net Receivable/Payable
Total
Grand Total

All corporate ratings are assigned by rating agencies like CRISIL; CARE; ICRA; IND; BRW.
**Thinly traded/Non traded securities and illiquid securities as defined in SEBI Regulations and Guidelines.
Aggregate investments by other schemes of Principal Mutual Fund at the end of the period is Rs.108.45 Lak
 Rating / Industry Quantity Market value (Rs. In lakhs) % to Net Assets Maturity Date

IND A1+ 5,000 4,814.04 9.22% 08-Mar-2019

CRISIL A1+ 2,500 2,356.40 4.51% 05-Jun-2019
CRISIL A1+ 2,000 1,925.90 3.69% 07-Mar-2019
9,096.34 17.42%

CRISIL A1+ 640 3,197.68 6.12% 05-Sep-2018

CRISIL A1+ 490 2,448.68 4.69% 04-Sep-2018
BWR A1+ 440 2,157.78 4.13% 26-Nov-2018
[ICRA]A1+ 400 1,989.75 3.81% 27-Sep-2018
CRISIL A1+ 400 1,989.28 3.81% 27-Sep-2018
BWR A1+ 116 579.25 1.11% 07-Sep-2018
[ICRA]A1+ 60 298.26 0.57% 24-Sep-2018
CRISIL A1+ 6 29.88 0.06% 19-Sep-2018
12,690.55 24.30%

Sovereign 273,000 269.27 0.52% 15-Nov-2018

269.27 0.52%

BWR AAA 500 4,978.11 9.53% 02-Mar-2020

[ICRA]AA 480 4,774.94 9.14% 14-Jun-2019
CRISIL AA 485,000 4,728.47 9.05% 19-Jun-2021
CRISIL AAA 393 3,919.31 7.50% 29-Apr-2019
CARE AA+ (SO) 250 2,494.68 4.78% 04-Jan-2019
BWR AAA 250,000 2,456.57 4.70% 04-Jun-2021
BWR AAA 243,000 2,422.72 4.64% 09-Sep-2019
CRISIL AA 210 2,086.11 3.99% 25-Jul-2019
[ICRA]A+ 140 1,403.09 2.69% 05-Jun-2019
IND A (SO) 150 999.58 1.91% 27-Dec-2019
30,263.57 57.93%

4,055.42 7.76% 03-Sep-2018

(4,143.04) -7.93%
(87.62) -0.17%
52,232.11 100.00%

RE; ICRA; IND; BRW.

d in SEBI Regulations and Guidelines.
the end of the period is Rs.108.45 Lakhs
Industry / Rating Percent
CRISIL A1+ 22.88%
BWR AAA 18.87%
CRISIL AA 13.04%
IND A1+ 9.22%
[ICRA]AA 9.14%
CRISIL AAA 7.50%
BWR A1+ 5.24%
CARE AA+ (SO) 4.78%
[ICRA]A1+ 4.38%
[ICRA]A+ 2.69%
IND A (SO) 1.91%
Sovereign 0.52%
Cash & Equivalent -0.17%
YW12 Principal Credit Risk Fund
Portfolio as on August 31, 2018

Sr. No. Name of Instrument ISIN

MONEY MARKET INSTRUMENT

Commercial Paper **
1 HCL Infosystems Ltd. INE236A14HL7
2 Tata Steel Ltd. INE081A14833
3 Cox & Kings Ltd. INE008I14JK1
4 Cox & Kings Ltd. INE008I14KK9
Total

Treasury Bill
5 TBILL 91 DAYS 2018 IN002018X229
Total

BONDS & NCDs

Listed / awaiting listing on the stock exchanges **
6 9.70% Coastal Gujarat Power Ltd. @ INE295J08014
7 11.55% Suryoday Small Finance Bank Ltd. INE428Q08040
8 8.65% IIFL Home Finance Ltd. INE477L07818
9 8.15% Piramal Enterprises Ltd. INE140A07344
10 9.55% Hindalco Industries Ltd. INE038A07258
11 9.05% Dewan Housing Finance Corporation Ltd. INE202B07IJ3
12 8.10% Reliance Jio Infocomm Ltd. INE110L07054
13 10.35% Ess Kay Fincorp Ltd. INE124N07085
14 7.60% Vedanta Ltd. INE205A07113
15 8.32% Power Grid Corporation of India Ltd. INE752E07NJ1
16 9.10% Dewan Housing Finance Corporation Ltd. INE202B07IK1
17 7.50% Power Finance Corporation Ltd. INE134E08IW3
18 8.13% Piramal Enterprises Ltd. INE140A07369
19 8.55% Indian Railway Finance Corporation Ltd. INE053F09FU0
Total

Cash & Cash Equivalents

CBLO CBLO / Reverse Repo
Net Receivable/Payable
Total
Grand Total

All corporate ratings are assigned by rating agencies like CRISIL; CARE; ICRA; IND; BRW.
**Thinly traded/Non traded securities and illiquid securities as defined in SEBI Regulations and Guidelines.
Aggregate investments by other schemes of Principal Mutual Fund at the end of the period is Rs.1573.61 La
@Pending Listing on Stock Exchange
 Rating / Industry Quantity Market value (Rs. In lakhs) % to Net Assets Maturity Date

[ICRA]A1 160 796.16 8.52% 19-Sep-2018

[ICRA]A1+ 100 499.41 5.34% 07-Sep-2018
BWR A1+ 80 399.48 4.27% 07-Sep-2018
BWR A1+ 80 392.67 4.20% 22-Nov-2018
2,087.73 22.33%

Sovereign 34,000 33.53 0.36% 15-Nov-2018

33.53 0.36%

CARE AA (SO) 90 897.91 9.61% 25-Aug-2023

[ICRA]A- 800 804.42 8.61% 28-Oct-2019
[ICRA]AA 80 790.51 8.46% 05-Oct-2020
[ICRA]AA 55 547.13 5.85% 14-Jun-2019
CRISIL AA 50 509.01 5.45% 25-Apr-2022
BWR AAA 51,000 508.47 5.44% 09-Sep-2019
CRISIL AAA 50 498.64 5.34% 29-Apr-2019
IND A (SO) 70 466.47 4.99% 27-Dec-2019
CRISIL AA 45 446.51 4.78% 31-May-2019
CRISIL AAA 40 398.79 4.27% 23-Dec-2020
BWR AAA 30,000 299.24 3.20% 09-Sep-2019
CRISIL AAA 30 294.19 3.15% 17-Sep-2020
[ICRA]AA 20 198.92 2.13% 27-Jun-2019
CRISIL AAA 10 100.36 1.07% 15-Jan-2019
6,760.57 72.35%

186.77 2.00% 03-Sep-2018

277.38 2.96%
464.15 4.96%
9,345.98 100.00%

RE; ICRA; IND; BRW.

d in SEBI Regulations and Guidelines.
the end of the period is Rs.1573.61 Lakhs
Industry / Rating Percent
[ICRA]AA 16.44%
CRISIL AAA 13.83%
CRISIL AA 10.23%
CARE AA (SO) 9.61%
BWR AAA 8.64%
[ICRA]A- 8.61%
[ICRA]A1 8.52%
BWR A1+ 8.47%
[ICRA]A1+ 5.34%
IND A (SO) 4.99%
Sovereign 0.36%
Cash & Equivalent 4.96%
YW14 Principal Dynamic Bond Fund
Portfolio as on August 31, 2018

Sr. No. Name of Instrument ISIN

MONEY MARKET INSTRUMENT

Commercial Paper **
1 Cox & Kings Ltd. INE008I14JK1
Total

CENTRAL GOVERNMENT SECURITIES

2 7.35% Government of India Security IN0020090034
3 7.16% Government of India Security IN0020130012
4 6.84% Government of India Security IN0020160050
5 6.57% Government of India Security IN0020160100
6 6.79% Government of India Security IN0020170026
Total

BONDS & NCDs

Listed / awaiting listing on the stock exchanges
7 8.88% Export-Import Bank of India ** INE514E08BS9
8 9.10% Dewan Housing Finance Corporation Ltd. ** INE202B07HQ0
9 8.95% Jamnagar Utilities & Power Private Ltd. ** INE936D07067
10 7.48% Housing Development Finance Corporation Ltd. INE001A07PT5
11 7.99% Power Finance Corporation Ltd. ** INE134E08JO8
12 7.00% Reliance Industries Ltd. INE002A08476
13 9.20% Avanse Financial Services Ltd. ** INE087P07071
14 8.90% Dewan Housing Finance Corporation Ltd. ** INE202B07IY2
15 7.69% Bharat Petroleum Corporation Ltd. ** INE029A08040
16 9.70% Coastal Gujarat Power Ltd. @** INE295J08014
Total

Unlisted
17 7.40% Tata Motors Ltd. INE155A08365
Total

Cash & Cash Equivalents

CBLO CBLO / Reverse Repo
Net Receivable/Payable
Total
Grand Total

All corporate ratings are assigned by rating agencies like CRISIL; CARE; ICRA; IND; BRW.
**Thinly traded/Non traded securities and illiquid securities as defined in SEBI Regulations and Guidelines.
@Pending Listing on Stock Exchange
 Rating / Industry Quantity Market value (Rs. In lakhs) % to Net Assets Maturity Date

BWR A1+ 100 499.35 5.48% 07-Sep-2018

499.35 5.48%

Sovereign 1,050,000 1,017.32 11.17% 22-Jun-2024

Sovereign 900,000 869.19 9.55% 20-May-2023
Sovereign 900,000 863.42 9.48% 19-Dec-2022
Sovereign 500,000 426.21 4.68% 05-Dec-2033
Sovereign 400,000 367.99 4.04% 15-May-2027
3,544.13 38.92%

CRISIL AAA 50 504.75 5.54% 18-Oct-2022

BWR AAA 50,000 498.91 5.48% 16-Aug-2019
CRISIL AAA 50 495.65 5.44% 26-Apr-2023
CRISIL AAA 5 494.49 5.43% 18-Nov-2019
CRISIL AAA 50 487.34 5.35% 20-Dec-2022
CRISIL AAA 50 473.03 5.19% 31-Aug-2022
CARE AA+ (SO) 20 199.57 2.19% 04-Jan-2019
BWR AAA 20,000 196.53 2.16% 04-Jun-2021
CRISIL AAA 20 193.21 2.12% 16-Jan-2023
CARE AA (SO) 10 99.77 1.10% 25-Aug-2023
3,643.26 40.00%

CARE AA+ 50 482.51 5.30% 29-Jun-2021

482.51 5.30%

880.88 9.67% 03-Sep-2018

55.82 0.63%
936.70 10.30%
9,105.96 100.00%

RE; ICRA; IND; BRW.

d in SEBI Regulations and Guidelines.
Industry / Rating Percent
Sovereign 38.92%
CRISIL AAA 29.07%
BWR AAA 7.64%
BWR A1+ 5.48%
CARE AA+ 5.30%
CARE AA+ (SO) 2.19%
CARE AA (SO) 1.10%
Cash & Equivalent 10.30%
YW16 Principal Short Term Debt Fund
Portfolio as on August 31, 2018

Sr. No. Name of Instrument ISIN Rating / Industry

MONEY MARKET INSTRUMENT

Commercial Paper **
1 Cox & Kings Ltd. INE008I14KK9 BWR A1+
Total

CENTRAL GOVERNMENT SECURITIES

2 8.12% Government of India Security IN0020120054 Sovereign
3 6.84% Government of India Security IN0020160050 Sovereign
Total

BONDS & NCDs

Listed / awaiting listing on the stock exchanges **
4 9.05% Dewan Housing Finance Corporation Ltd. INE202B07IJ3 BWR AAA
5 7.25% Small Industries Development Bank of India INE556F08IV6 CARE AAA
6 8.10% NTPC Ltd. INE733E07KB4 CRISIL AAA
7 7.59% National Housing Bank INE557F08FA4 CRISIL AAA
8 6.99% Rural Electrification Corporation Ltd. INE020B08AN6 CRISIL AAA
9 8.70% JM Financial Products Ltd. INE523H07841 CRISIL AA
10 9.20% Avanse Financial Services Ltd. INE087P07071 CARE AA+ (SO)
11 7.80% Power Finance Corporation Ltd. INE134E08JL4 CRISIL AAA
12 8.13% Piramal Enterprises Ltd. INE140A07369 [ICRA]AA
13 8.65% IIFL Home Finance Ltd. INE477L07818 [ICRA]AA
14 8.10% Reliance Jio Infocomm Ltd. INE110L07054 CRISIL AAA
15 8.55% Indiabulls Housing Finance Ltd. INE148I07FX0 BWR AAA
16 7.69% Bharat Petroleum Corporation Ltd. INE029A08040 CRISIL AAA
17 7.99% Power Finance Corporation Ltd. INE134E08JO8 CRISIL AAA
18 8.85% HDFC Bank Ltd. INE040A08377 CRISIL AA+
19 8.25% National Bank for Agriculture and Rural Development INE261F08AH9 CRISIL AAA
20 8.15% Piramal Enterprises Ltd. INE140A07344 [ICRA]AA
Total

Cash & Cash Equivalents

CBLO CBLO / Reverse Repo
Net Receivable/Payable
Total
Grand Total

All corporate ratings are assigned by rating agencies like CRISIL; CARE; ICRA; IND; BRW.
**Thinly traded/Non traded securities and illiquid securities as defined in SEBI Regulations and Guidelines.
Aggregate investments by other schemes of Principal Mutual Fund at the end of the period is Rs.1194.57 Lakhs
 Quantity Market value (Rs. In lakhs) % to Net Assets Maturity Date

Industry / Rating
CRISIL AAA
380 1,865.20 6.25% 22-Nov-2018 [ICRA]AA
1,865.20 6.25% BWR AAA
CARE AAA
CRISIL AA
500,000 503.62 1.69% 10-Dec-2020 CARE AA+ (SO)
45,300 43.46 0.15% 19-Dec-2022 BWR A1+
547.08 1.84% Sovereign
CRISIL AA+
Cash & Equivalent

255,000 2,542.36 8.52% 09-Sep-2019

250 2,455.93 8.23% 30-Apr-2020
240 2,377.04 7.97% 27-May-2021
230 2,294.64 7.69% 15-Mar-2019
230 2,228.69 7.47% 31-Dec-2020
210 2,086.11 6.99% 25-Jul-2019
200 1,995.74 6.69% 04-Jan-2019
198 1,970.88 6.61% 07-Jun-2019
180 1,790.26 6.00% 27-Jun-2019
170 1,679.84 5.63% 05-Oct-2020
100 997.28 3.34% 29-Apr-2019
100 995.62 3.34% 02-Mar-2020
50 483.03 1.62% 16-Jan-2023
35 341.14 1.14% 20-Dec-2022
34 336.13 1.13% 12-May-2022
30 299.81 1.01% 31-Jul-2019
15 149.22 0.50% 14-Jun-2019
25,023.72 83.88%

1,531.33 5.13% 03-Sep-2018

860.17 2.90%
2,391.50 8.03%
29,827.49 100.00%

ons and Guidelines.

riod is Rs.1194.57 Lakhs
Percent
36.85%
12.13%
11.86%
8.23%
6.99%
6.69%
6.25%
1.84%
1.13%
8.03%
YW19 Principal Corporate Bond Fund
Portfolio as on August 31, 2018

Sr. No. Name of Instrument ISIN Rating / Industry

MONEY MARKET INSTRUMENT

Treasury Bill
1 TBILL 91 DAYS 2018 IN002018X229 Sovereign
Total

BONDS & NCDs

Listed / awaiting listing on the stock exchanges
2 8.25% National Bank for Agriculture and Rural Development ** INE261F08AH9 CRISIL AAA
3 7.59% National Housing Bank ** INE557F08FA4 CRISIL AAA
4 6.99% Rural Electrification Corporation Ltd. ** INE020B08AN6 CRISIL AAA
5 8.85% HDFC Bank Ltd. ** INE040A08377 CRISIL AA+
6 8.10% Reliance Jio Infocomm Ltd. ** INE110L07054 CRISIL AAA
7 7.99% Power Finance Corporation Ltd. ** INE134E08JO8 CRISIL AAA
8 7.00% Reliance Industries Ltd. INE002A08476 CRISIL AAA
9 9.10% Dewan Housing Finance Corporation Ltd. ** INE202B07IK1 BWR AAA
10 8.32% Power Grid Corporation of India Ltd. ** INE752E07NJ1 CRISIL AAA
11 7.85% Small Industries Development Bank of India ** INE556F08JC4 CARE AAA
12 7.50% Small Industries Development Bank of India ** INE556F08JE0 CARE AAA
13 8.10% NTPC Ltd. ** INE733E07KB4 CRISIL AAA
14 7.69% Bharat Petroleum Corporation Ltd. ** INE029A08040 CRISIL AAA
15 8.15% Piramal Enterprises Ltd. ** INE140A07344 [ICRA]AA
16 9.05% Dewan Housing Finance Corporation Ltd. ** INE202B07IJ3 BWR AAA
Total

Cash & Cash Equivalents

CBLO CBLO / Reverse Repo
Net Receivable/Payable
Total
Grand Total

All corporate ratings are assigned by rating agencies like CRISIL; CARE; ICRA; IND; BRW.
**Thinly traded/Non traded securities and illiquid securities as defined in SEBI Regulations and Guidelines.
 Quantity Market value (Rs. In lakhs) % to Net Assets Maturity Date

Industry / Rating
9,000 8.88 0.45% 15-Nov-2018 CRISIL AAA
8.88 0.45% CARE AAA
CRISIL AA+
BWR AAA
[ICRA]AA
20 199.87 10.12% 31-Jul-2019 Sovereign
20 199.53 10.11% 15-Mar-2019 Cash & Equivalent
20 193.80 9.82% 31-Dec-2020
16 158.18 8.01% 12-May-2022
15 149.59 7.58% 29-Apr-2019
15 146.20 7.41% 20-Dec-2022
15 141.91 7.19% 31-Aug-2022
10,000 99.75 5.05% 09-Sep-2019
10 99.70 5.05% 23-Dec-2020
10 99.55 5.04% 04-Sep-2019
10 99.30 5.03% 16-Jul-2019
10 99.04 5.02% 27-May-2021
10 96.61 4.89% 16-Jan-2023
3 29.84 1.51% 14-Jun-2019
1,000 9.97 0.51% 09-Sep-2019
1,822.85 92.34%

100.03 5.07% 03-Sep-2018

42.47 2.14%
142.50 7.21%
1,974.22 100.00%

lations and Guidelines.

Percent
67.19%
10.07%
8.01%
5.56% 5.56%
1.51%
0.45%
7.21%
YW20 Principal Hybrid Equity Fund
Portfolio as on August 31, 2018

Sr. No. Name of Instrument ISIN

EQUITY & EQUITY RELATED

Listed / awaiting listing on the stock exchanges
1 HDFC Bank Ltd. INE040A01026
2 Reliance Industries Ltd. INE002A01018
3 Infosys Ltd. INE009A01021
4 ITC Ltd. INE154A01025
5 Tata Consultancy Services Ltd. INE467B01029
6 Dabur India Ltd. INE016A01026
7 ICICI Bank Ltd. INE090A01021
8 State Bank of India INE062A01020
9 Housing Development Finance Corporation Ltd. INE001A01036
10 GlaxoSmithKline Consumer Healthcare Ltd. INE264A01014
11 Hindustan Unilever Ltd. INE030A01027
12 NTPC Ltd. INE733E01010
13 Tata Power Company Ltd. INE245A01021
14 Chambal Fertilisers and Chemicals Ltd. INE085A01013
15 Larsen & Toubro Ltd. INE018A01030
16 The Indian Hotels Company Ltd. INE053A01029
17 Kotak Mahindra Bank Ltd. INE237A01028
18 Coal India Ltd. INE522F01014
19 ICICI Prudential Life Insurance Company Ltd. INE726G01019
20 Phillips Carbon Black Ltd. INE602A01023
21 Mahindra & Mahindra Financial Services Ltd. INE774D01024
22 Bombay Burmah Trading Corporation Ltd. INE050A01025
23 National Aluminium Company Ltd. INE139A01034
24 Mahindra & Mahindra Ltd. INE101A01026
25 GAIL (India) Ltd. INE129A01019
26 Tech Mahindra Ltd. INE669C01036
27 Axis Bank Ltd. INE238A01034
28 Ambuja Cements Ltd. INE079A01024
29 Aurobindo Pharma Ltd. INE406A01037
30 Maruti Suzuki India Ltd. INE585B01010
31 Britannia Industries Ltd. INE216A01022
32 Marico Ltd. INE196A01026
33 Ramkrishna Forgings Ltd. INE399G01015
34 Cyient Ltd. INE136B01020
35 Karur Vysya Bank Ltd. INE036D01028
36 Steel Authority of India Ltd. INE114A01011
37 Zee Entertainment Enterprises Ltd. INE256A01028
38 Kirloskar Ferrous Industries Ltd. INE884B01025
39 Bajaj Electricals Ltd. INE193E01025
40 Bank of Baroda INE028A01039
41 Sun Pharmaceutical Industries Ltd. INE044A01036
42 HCL Technologies Ltd. INE860A01027
43 Magma Fincorp Ltd. INE511C01022
44 The Federal Bank Ltd. INE171A01029
45 Hindustan Zinc Ltd. INE267A01025
46 Power Grid Corporation of India Ltd. INE752E01010
47 Jain Irrigation Systems Ltd. INE175A01038
48 The India Cements Ltd. INE383A01012
49 Asahi India Glass Ltd. INE439A01020
50 Uflex Ltd. INE516A01017
51 ITD Cementation India Ltd. INE686A01026
52 Vijaya Bank INE705A01016
53 Birla Corporation Ltd. INE340A01012
54 CL Educate Ltd. INE201M01011
55 Chennai Super Kings Ltd. @** INE852S01026
Total

MONEY MARKET INSTRUMENT

Certificate of Deposit **
56 Axis Bank Ltd. INE238A161A6
Total

Commercial Paper **
57 Northern Arc Capital Ltd. INE850M14745
58 Aadhar Housing Finance Ltd. INE538L14BA9
59 Kribhco Fertilizers Ltd. INE486H14995
60 Steel Authority of India Ltd. INE114A14FX5
61 Edelweiss Agri Value Chain Ltd. INE616U14321
62 Cox & Kings Ltd. INE008I14JK1
63 IL&FS Financial Services Ltd. INE121H14JU3
64 HCL Infosystems Ltd. INE236A14HL7
65 Tata Power Company Ltd. INE245A14925
Total

BONDS & NCDs

Listed / awaiting listing on the stock exchanges
66 9.55% Hindalco Industries Ltd. ** INE038A07266
67 7.00% Reliance Industries Ltd. INE002A08476
68 8.90% Dewan Housing Finance Corporation Ltd. ** INE202B07IY2
69 7.69% Bharat Petroleum Corporation Ltd. ** INE029A08040
70 6.98% National Bank for Agriculture and Rural Development ** INE261F08907
71 9.10% Dewan Housing Finance Corporation Ltd. ** INE202B07IK1
72 8.10% Reliance Jio Infocomm Ltd. ** INE110L07054
73 7.50% Power Finance Corporation Ltd. ** INE134E08IW3
74 8.95% Jamnagar Utilities & Power Private Ltd. ** INE936D07067
75 7.60% Vedanta Ltd. ** INE205A07113
76 7.21% Housing Development Finance Corporation Ltd. ** INE001A07QV9
77 9.10% Dewan Housing Finance Corporation Ltd. ** INE202B07HQ0
78 7.65% Housing Development Finance Corporation Ltd. ** INE001A07QE5
79 8.13% Piramal Enterprises Ltd. ** INE140A07369
80 9.15% ICICI Bank Ltd. ** INE090A08UB4
81 10.35% Ess Kay Fincorp Ltd. ** INE124N07085
82 9.20% Avanse Financial Services Ltd. ** INE087P07071
83 10.95% Aspire Home Finance Corporation Ltd. ** INE658R07141
Total

Unlisted **
 84 7.40% Tata Motors Ltd. INE155A08365
Total

CENTRAL GOVERNMENT SECURITIES

85 6.84% Government of India Security IN0020160050
86 7.16% Government of India Security IN0020130012
87 7.35% Government of India Security IN0020090034
88 6.79% Government of India Security IN0020170026
89 8.79% Government of India Security IN0020110030
90 7.37% Government of India Security IN0020180025
Total

Investment Funds/Mutual Funds

91 Principal Credit Risk Fund - Direct Plan - Growth Option INF173K01FX6
Total

Cash & Cash Equivalents

CBLO CBLO / Reverse Repo
Net Receivable/Payable
Total
Grand Total

All corporate ratings are assigned by rating agencies like CRISIL; CARE; ICRA; IND; BRW.
**Thinly traded/Non traded securities and illiquid securities as defined in SEBI Regulations and Guidelines.
*** Value below 0.01% of NAV
@Pending Listing on Stock Exchange
 Rating / Industry Quantity Market value (Rs. In lakhs) % to Net Assets

Banks 304,203 6,270.23 3.88%

Petroleum Products 484,300 6,013.31 3.72%
Software 336,500 4,849.30 3.00%
Consumer Non Durables 1,429,532 4,572.36 2.83%
Software 187,518 3,897.37 2.41%
Consumer Non Durables 767,307 3,673.48 2.27%
Banks 1,059,976 3,631.48 2.25%
Banks 1,041,466 3,224.38 2.00%
Finance 165,000 3,194.32 1.98%
Consumer Non Durables 34,690 2,673.02 1.66%
Consumer Non Durables 149,235 2,656.53 1.65%
Power 1,438,080 2,466.31 1.53%
Power 3,181,640 2,440.32 1.51%
Fertilisers 1,417,943 2,341.73 1.45%
Construction Project 167,626 2,295.72 1.42%
Hotels, Resorts and Other Recreational Activities 1,633,488 2,241.96 1.39%
Banks 162,716 2,094.56 1.30%
Minerals/Mining 719,568 2,057.60 1.27%
Finance 539,864 2,026.38 1.25%
Chemicals 825,720 1,996.59 1.24%
Finance 403,000 1,971.27 1.22%
Consumer Non Durables 93,756 1,749.77 1.08%
Non - Ferrous Metals 2,321,430 1,737.59 1.08%
Auto 176,563 1,704.36 1.06%
Gas 456,666 1,699.71 1.05%
Software 217,852 1,668.31 1.03%
Banks 255,419 1,658.31 1.03%
Cement 685,300 1,653.97 1.02%
Pharmaceuticals 230,760 1,644.74 1.02%
Auto 17,944 1,632.26 1.01%
Consumer Non Durables 23,276 1,568.05 0.97%
Consumer Non Durables 420,000 1,551.69 0.96%
Industrial Products 248,594 1,534.94 0.95%
Software 202,500 1,476.02 0.91%
Banks 1,540,000 1,441.44 0.89%
Ferrous Metals 1,740,000 1,389.39 0.86%
Media & Entertainment 275,000 1,374.86 0.85%
Ferrous Metals 1,500,000 1,362.00 0.84%
Consumer Durables 235,933 1,337.03 0.83%
Banks 841,699 1,287.38 0.80%
Pharmaceuticals 193,514 1,263.36 0.78%
Software 109,737 1,148.34 0.71%
Finance 712,097 1,089.86 0.67%
Banks 1,206,552 978.51 0.61%
Non - Ferrous Metals 322,378 965.68 0.60%
Power 450,000 906.75 0.56%
Industrial Products 963,614 821.48 0.51%
Cement 600,000 758.40 0.47%
Auto Ancillaries 146,336 499.08 0.31%
Industrial Products 165,000 495.99 0.31%
Construction 305,000 424.56 0.26%
Banks 645,520 412.81 0.26%
Cement 39,494 300.27 0.19%
Diversified Consumer Services 17,235 24.46 0.02%
Media & Entertainment 30,579 0.00 ***
106,149.63 65.73%

CRISIL A1+ 2,500 2,495.97 1.55%

2,495.97 1.55%

[ICRA]A1+ 500 2,492.75 1.54%

CRISIL A1+ 500 2,485.41 1.54%
[ICRA]A1+ 400 1,989.75 1.23%
IND A1+ 300 1,499.16 0.93%
[ICRA]A1+ 300 1,476.71 0.91%
BWR A1+ 200 998.70 0.62%
[ICRA]A1+ 200 994.19 0.62%
[ICRA]A1 140 696.64 0.43%
CRISIL A1+ 100 495.06 0.31%
13,128.36 8.13%

CRISIL AA 250 2,547.78 1.58%

CRISIL AAA 235 2,223.26 1.38%
BWR AAA 170,000 1,670.46 1.03%
CRISIL AAA 170 1,642.32 1.02%
CRISIL AAA 150 1,460.27 0.90%
BWR AAA 140,000 1,396.46 0.86%
CRISIL AAA 125 1,246.60 0.77%
CRISIL AAA 110 1,078.70 0.67%
CRISIL AAA 100 991.31 0.61%
CRISIL AA 95 942.63 0.58%
CRISIL AAA 5 499.80 0.31%
BWR AAA 50,000 498.91 0.31%
CRISIL AAA 5 497.81 0.31%
[ICRA]AA 50 497.29 0.31%
[ICRA]AA+ 50 488.70 0.30%
IND A (SO) 70 466.47 0.29%
CARE AA+ (SO) 30 299.36 0.19%
[ICRA]A+ 10 100.22 0.06%
18,548.35 11.48%
 CARE AA+ 150 1,447.54 0.90%
1,447.54 0.90%

Sovereign 2,600,000 2,494.33 1.54%

Sovereign 2,000,000 1,931.53 1.20%
Sovereign 1,950,000 1,889.32 1.17%
Sovereign 600,000 551.98 0.34%
Sovereign 500,000 512.51 0.32%
Sovereign 117,800 114.92 0.07%
7,494.59 4.64%

Mutual Fund 55,323 1,573.61 0.97%

1,573.61 0.97%

9,428.40 5.84%
1,219.27 0.76%
10,647.66 6.60%
161,485.71 100.00%

RA; IND; BRW.

EBI Regulations and Guidelines.
Maturity Date

Industry / Rating Percent

Banks 13.02%
Consumer Non Durables 11.42%
Software 8.06%
CRISIL AAA 5.97%
Finance 5.12%
Sovereign 4.64%
[ICRA]A1+ 4.30%
Petroleum Products 3.72%
Power 3.60%
CRISIL A1+ 3.40%
BWR AAA 2.20%
CRISIL AA 2.16%
Auto 2.07%
Pharmaceuticals 1.80%
Industrial Products 1.77%
Ferrous Metals 1.70%
Non - Ferrous Metals 1.68%
Cement 1.68%
Fertilisers 1.45%
Construction Project 1.42%
Hotels, Resorts and Other Recreational Activities 1.39%
Minerals/Mining 1.27%
Chemicals 1.24%
Gas 1.05% 90.61%
Mutual Fund 0.97%
IND A1+ 0.93%
CARE AA+ 0.90%
Media & Entertainment 0.85%
Consumer Durables 0.83%
BWR A1+ 0.62%
[ICRA]A1 0.43%
Auto Ancillaries 0.31%
[ICRA]AA 0.31%
[ICRA]AA+ 0.30%
IND A (SO) 0.29%
Construction 0.26%
CARE AA+ (SO) 0.19%
[ICRA]A+ 0.06%
Diversified Consumer Services 0.02%
Cash & Equivalent 6.60%
10-Sep-2018

14-Sep-2018
28-Sep-2018
27-Sep-2018
04-Sep-2018
12-Nov-2018
07-Sep-2018
24-Sep-2018
19-Sep-2018
19-Oct-2018

27-Jun-2022
31-Aug-2022
04-Jun-2021
16-Jan-2023
30-Sep-2020
09-Sep-2019
29-Apr-2019
17-Sep-2020
26-Apr-2023
31-May-2019
24-Sep-2018
16-Aug-2019
20-Mar-2019
27-Jun-2019
20-Jun-2023
27-Dec-2019
04-Jan-2019
05-Jun-2019
29-Jun-2021

19-Dec-2022
20-May-2023
22-Jun-2024
15-May-2027
08-Nov-2021
16-Apr-2023

03-Sep-2018
YW21 Principal Cash Management Fund
Portfolio as on August 31, 2018

Sr. No. Name of Instrument ISIN Rating / Industry

MONEY MARKET INSTRUMENT

Certificate of Deposit **
1 IDFC Bank Ltd. INE092T16FL3 [ICRA]A1+
2 The South Indian Bank Ltd. INE683A16LD4 CARE A1+
3 Bank of Baroda INE028A16BA9 [ICRA]A1+
Total

Commercial Paper **
4 Chambal Fertilisers and Chemicals Ltd. INE085A14EA8 CRISIL A1+
5 L&T Housing Finance Ltd. INE476M14BM5 [ICRA]A1+
6 Edelweiss Agri Value Chain Ltd. INE616U14321 [ICRA]A1+
7 IL&FS Financial Services Ltd. INE121H14JU3 [ICRA]A1+
8 Aditya Birla Finance Ltd. INE860H14G68 [ICRA]A1+
9 IL&FS Financial Services Ltd. INE121H14JR9 [ICRA]A1+
10 Aadhar Housing Finance Ltd. INE538L14AV7 CRISIL A1+
11 Aadhar Housing Finance Ltd. INE538L14AU9 CRISIL A1+
12 Avanse Financial Services Ltd. INE087P14499 CRISIL A1+
13 Avanse Financial Services Ltd. INE087P14515 CRISIL A1+
14 Reliance Industries Ltd. INE002A14896 CRISIL A1+
15 HCL Infosystems Ltd. INE236A14HL7 [ICRA]A1
16 SREI Equipment Finance Ltd. INE881J14OK9 [ICRA]A1+
17 Vardhman Special Steels Ltd. INE050M14510 CRISIL A1+
18 Kribhco Fertilizers Ltd. INE486H14995 [ICRA]A1+
Total

Treasury Bill
19 TBILL 91 DAYS 2018 IN002018X112 Sovereign
20 TBILL 91 DAYS 2018 IN002018X229 Sovereign
Total

Cash & Cash Equivalents

CBLO CBLO / Reverse Repo
Net Receivable/Payable
Total
Grand Total

All corporate ratings are assigned by rating agencies like CRISIL; CARE; ICRA; IND; BRW.
**Thinly traded/Non traded securities and illiquid securities as defined in SEBI Regulations and Guidelines.
Aggregate investments by other schemes of Principal Mutual Fund at the end of the period is Rs.863.44 Lakhs
 Quantity Market value (Rs. In lakhs) % to Net Assets Maturity Date

Industry / Rating
7,500 7,465.28 7.18% 26-Sep-2018 [ICRA]A1+
7,000 6,886.82 6.62% 22-Nov-2018 CRISIL A1+
2,100 2,098.82 2.02% 04-Sep-2018 Sovereign
16,450.91 15.82% CARE A1+
[ICRA]A1
Cash & Equivalent
2,000 9,949.26 9.56% 28-Sep-2018
1,500 7,459.85 7.17% 27-Sep-2018
1,500 7,383.56 7.10% 12-Nov-2018
1,130 5,617.18 5.40% 24-Sep-2018
1,000 4,973.34 4.78% 26-Sep-2018
920 4,590.40 4.41% 10-Sep-2018
920 4,576.31 4.40% 24-Sep-2018
900 4,484.99 4.31% 17-Sep-2018
886 4,412.04 4.24% 19-Sep-2018
880 4,374.50 4.20% 25-Sep-2018
700 3,497.47 3.36% 05-Sep-2018
692 3,443.41 3.31% 19-Sep-2018
500 2,498.88 2.40% 03-Sep-2018
500 2,486.61 2.39% 27-Sep-2018
400 1,989.75 1.91% 27-Sep-2018
71,737.52 68.94%

10,000,000 9,991.46 9.60% 06-Sep-2018

886,000 873.88 0.84% 15-Nov-2018
10,865.34 10.44%

4,758.48 4.57% 03-Sep-2018

220.87 0.23%
4,979.35 4.80%
104,033.12 100.00%

lations and Guidelines.

period is Rs.863.44 Lakhs
Percent
42.37%
32.46%
10.44%
6.62%
3.31%
4.80%
YW22 Principal Ultra Short Term Fund
Portfolio as on August 31, 2018

Sr. No. Name of Instrument ISIN Rating / Industry

MONEY MARKET INSTRUMENT

Certificate of Deposit **
1 The South Indian Bank Ltd. INE683A16LD4 CARE A1+
2 Axis Bank Ltd. INE238A16Z24 CRISIL A1+
3 Bank of Baroda INE028A16BA9 [ICRA]A1+
Total

Commercial Paper **
4 Edelweiss Agri Value Chain Ltd. INE616U14321 [ICRA]A1+
5 Aadhar Housing Finance Ltd. INE538L14AU9 CRISIL A1+
6 Avanse Financial Services Ltd. INE087P14499 CRISIL A1+
7 Vardhman Special Steels Ltd. INE050M14510 CRISIL A1+
8 Avanse Financial Services Ltd. INE087P14515 CRISIL A1+
9 IL&FS Financial Services Ltd. INE121H14JU3 [ICRA]A1+
10 Cox & Kings Ltd. INE008I14JK1 BWR A1+
11 IL&FS Financial Services Ltd. INE121H14JR9 [ICRA]A1+
12 Aadhar Housing Finance Ltd. INE538L14AV7 CRISIL A1+
13 Reliance Industries Ltd. INE002A14896 CRISIL A1+
14 Cox & Kings Ltd. INE008I14KL7 BWR A1+
Total

Treasury Bill
15 TBILL 91 DAYS 2018 IN002018X229 Sovereign
Total

BONDS & NCDs

Listed / awaiting listing on the stock exchanges **
16 8.90% Indiabulls Housing Finance Ltd. INE148I07JC6 CRISIL AAA
17 8.10% Reliance Jio Infocomm Ltd. INE110L07054 CRISIL AAA
18 7.50% Small Industries Development Bank of India INE556F08JE0 CARE AAA
19 7.60% Vedanta Ltd. INE205A07113 CRISIL AA
20 7.80% Power Finance Corporation Ltd. INE134E08JL4 CRISIL AAA
21 8.25% National Bank for Agriculture and Rural Development INE261F08AH9 CRISIL AAA
22 8.70% JM Financial Products Ltd. INE523H07841 CRISIL AA
Total

Cash & Cash Equivalents

CBLO CBLO / Reverse Repo
Net Receivable/Payable
Total
Grand Total

All corporate ratings are assigned by rating agencies like CRISIL; CARE; ICRA; IND; BRW.
**Thinly traded/Non traded securities and illiquid securities as defined in SEBI Regulations and Guidelines.
 Quantity Market value (Rs. In lakhs) % to Net Assets Maturity Date

500 491.92 4.17% 22-Nov-2018

500 481.48 4.08% 07-Mar-2019
400 399.77 3.39% 04-Sep-2018
1,373.17 11.64%

200 984.47 8.34% 12-Nov-2018

100 498.33 4.22% 17-Sep-2018
100 497.97 4.22% 19-Sep-2018
100 497.32 4.21% 27-Sep-2018
100 497.10 4.21% 25-Sep-2018
100 497.10 4.21% 24-Sep-2018
96 479.38 4.06% 07-Sep-2018
80 399.17 3.38% 10-Sep-2018
80 397.94 3.37% 24-Sep-2018
60 299.78 2.54% 05-Sep-2018
40 196.16 1.66% 26-Nov-2018
5,244.72 44.42%

43,000 42.41 0.36% 15-Nov-2018

42.41 0.36%

100 999.59 8.46% 17-Jun-2019

95 947.42 8.02% 29-Apr-2019
90 893.67 7.57% 16-Jul-2019
60 595.35 5.04% 31-May-2019
52 517.61 4.38% 07-Jun-2019
50 499.68 4.23% 31-Jul-2019
40 397.36 3.36% 25-Jul-2019
4,850.66 41.06%

257.23 2.18% 03-Sep-2018

40.79 0.34%
298.02 2.52%
11,808.99 100.00%

lations and Guidelines.

Industry / Rating Percent
CRISIL A1+ 26.85%
CRISIL AAA 25.09%
[ICRA]A1+ 19.32%
CRISIL AA 8.40%
CARE AAA 7.57% 87.23%
BWR A1+ 5.72%
CARE A1+ 4.17%
Sovereign 0.36%
Cash & Equivalent 2.52%

7.05%
YW48 Principal Retirement Savings Fund - Progressive Plan
Portfolio as on August 31, 2018

Sr. No. Name of Instrument

EQUITY & EQUITY RELATED

Listed / awaiting listing on the stock exchanges
1 HDFC Bank Ltd.
2 Reliance Industries Ltd.
3 ITC Ltd.
4 Tata Consultancy Services Ltd.
5 ICICI Bank Ltd.
6 State Bank of India
7 Infosys Ltd.
8 Larsen & Toubro Ltd.
9 Housing Development Finance Corporation Ltd.
10 Dabur India Ltd.
11 Tata Power Company Ltd.
12 GlaxoSmithKline Consumer Healthcare Ltd.
13 Phillips Carbon Black Ltd.
14 Chambal Fertilisers and Chemicals Ltd.
15 Bajaj Electricals Ltd.
16 The Indian Hotels Company Ltd.
17 NTPC Ltd.
18 Britannia Industries Ltd.
19 Bombay Burmah Trading Corporation Ltd.
20 ICICI Prudential Life Insurance Company Ltd.
21 Asahi India Glass Ltd.
22 Maruti Suzuki India Ltd.
23 Kotak Mahindra Bank Ltd.
24 The India Cements Ltd.
25 Coal India Ltd.
26 United Spirits Ltd.
27 Mahindra & Mahindra Ltd.
28 Ramkrishna Forgings Ltd.
29 Abbott India Ltd.
30 Dishman Carbogen Amcis Ltd.
31 City Union Bank Ltd.
32 Jain Irrigation Systems Ltd.
33 Sun Pharmaceutical Industries Ltd.
34 KEC International Ltd.
35 Rico Auto Industries Ltd.
36 Kirloskar Ferrous Industries Ltd.
37 HCL Technologies Ltd.
38 Aurobindo Pharma Ltd.
39 Bank of Baroda
40 Steel Authority of India Ltd.
41 Canara Bank
42 Karur Vysya Bank Ltd.
43 Axis Bank Ltd.
44 Shriram Transport Finance Company Ltd.
 45 Birla Corporation Ltd.
46 Ultratech Cement Ltd.
47 Kalpataru Power Transmission Ltd.
48 Hero MotoCorp Ltd.
49 Hindustan Zinc Ltd.
50 Bajaj Auto Ltd.
51 The Federal Bank Ltd.
52 Interglobe Aviation Ltd.
53 Vijaya Bank
54 Raymond Ltd.
55 Gayatri Projects Ltd.
56 National Aluminium Company Ltd.
57 Bharti Airtel Ltd.
58 Rain Industries Ltd.
59 JK Cement Ltd.
60 CL Educate Ltd.
61 Syndicate Bank
62 Hindustan Construction Company Ltd.
63 Rattanindia Power Ltd.
Total

MONEY MARKET INSTRUMENT

Treasury Bill
64 TBILL 91 DAYS 2018
Total

Investment Funds/Mutual Funds

65 Principal Low Duration Fund - Direct Plan - Growth Option
Total

Cash & Cash Equivalents

CBLO CBLO / Reverse Repo
Net Receivable/Payable
Total
Grand Total
 ISIN Rating / Industry Quantity Market value (Rs. In lakhs)

INE040A01026 Banks 281 5.79

INE002A01018 Petroleum Products 458 5.69
INE154A01025 Consumer Non Durables 1,428 4.57
INE467B01029 Software 211 4.39
INE090A01021 Banks 1,274 4.36
INE062A01020 Banks 1,327 4.11
INE009A01021 Software 254 3.66
INE018A01030 Construction Project 235 3.22
INE001A01036 Finance 160 3.10
INE016A01026 Consumer Non Durables 565 2.70
INE245A01021 Power 3,180 2.44
INE264A01014 Consumer Non Durables 31 2.39
INE602A01023 Chemicals 980 2.37
INE085A01013 Fertilisers 1,421 2.35
INE193E01025 Consumer Durables 404 2.29
INE053A01029 Hotels, Resorts and Other Recreational Activities 1,664 2.28
INE733E01010 Power 1,256 2.15
INE216A01022 Consumer Non Durables 30 2.02
INE050A01025 Consumer Non Durables 104 1.94
INE726G01019 Finance 506 1.90
INE439A01020 Auto Ancillaries 556 1.90
INE585B01010 Auto 20 1.82
INE237A01028 Banks 141 1.82
INE383A01012 Cement 1,402 1.77
INE522F01014 Minerals/Mining 614 1.76
INE854D01024 Consumer Non Durables 277 1.75
INE101A01026 Auto 171 1.65
INE399G01015 Industrial Products 261 1.61
INE358A01014 Pharmaceuticals 18 1.50
INE385W01011 Pharmaceuticals 483 1.43
INE491A01021 Banks 687 1.39
INE175A01038 Industrial Products 1,627 1.39
INE044A01036 Pharmaceuticals 208 1.36
INE389H01022 Construction Project 421 1.27
INE209B01025 Auto Ancillaries 1,502 1.27
INE884B01025 Ferrous Metals 1,329 1.21
INE860A01027 Software 115 1.20
INE406A01037 Pharmaceuticals 168 1.20
INE028A01039 Banks 752 1.15
INE114A01011 Ferrous Metals 1,427 1.14
INE476A01014 Banks 400 1.13
INE036D01028 Banks 1,163 1.09
INE238A01034 Banks 167 1.08
INE721A01013 Finance 81 1.08
INE340A01012 Cement 142 1.08
INE481G01011 Cement 24 1.07
INE220B01022 Power 292 1.04
INE158A01026 Auto 32 1.04
INE267A01025 Non - Ferrous Metals 344 1.03
INE917I01010 Auto 36 0.99
INE171A01029 Banks 1,167 0.95
INE646L01027 Transportation 101 0.94
INE705A01016 Banks 1,466 0.94
INE301A01014 Textile Products 110 0.93
INE336H01023 Construction 401 0.84
INE139A01034 Non - Ferrous Metals 1,114 0.83
INE397D01024 Telecom - Services 208 0.80
INE855B01025 Chemicals 407 0.77
INE823G01014 Cement 90 0.72
INE201M01011 Diversified Consumer Services 335 0.48
INE667A01018 Banks 1,151 0.46
INE549A01026 Construction Project 2,374 0.34
INE399K01017 Power 6,095 0.25
113.17

IN002018X229 Sovereign 1,000 0.99

0.99

INF173K01FS6 Mutual Fund 1,549 45.59

45.59

11.96
1.14
13.10
172.84
% to Net Assets Maturity Date

Industry / Rating Percent

Mutual Fund 26.38%
3.35% Banks 14.07%
3.29% Consumer Non Durables 8.88%
2.64% Software 5.36%
2.54% Finance 3.52%
2.53% Power 3.40%
2.38% Petroleum Products 3.29%
2.12% Pharmaceuticals 3.18%
1.86% Auto 3.18%
1.79% Construction Project 2.80%
1.56% Cement 2.69%
1.41% Auto Ancillaries 1.83%
1.38% Chemicals 1.82%
1.37% Industrial Products 1.73%
1.36% Fertilisers 1.36%
1.32% Ferrous Metals 1.36%
1.32% Consumer Durables 1.32%
1.25% Hotels, Resorts and Other Recreational Activities 1.32%
1.17% Non - Ferrous Metals 1.08%
1.12% Minerals/Mining 1.02%
1.10% Sovereign 0.57%
1.10% Textile Products 0.54%
1.05% Transportation 0.54%
1.05% Construction 0.48%
1.03% Telecom - Services 0.46%
1.02% Diversified Consumer Services 0.28%
1.01% Cash & Equivalent 7.54%
0.96%
0.93%
0.87%
0.83%
0.81%
0.80%
0.79%
0.74%
0.73%
0.70%
0.70%
0.69%
0.67%
0.66%
0.66%
0.63%
0.63%
0.63%
 0.62%
0.62%
0.60%
0.60%
0.60%
0.57%
0.55%
0.54%
0.54%
0.54%
0.48%
0.48%
0.46%
0.45%
0.42%
0.28%
0.27%
0.20%
0.14%
65.51%

0.57% 15-Nov-2018
0.57%

26.38%
26.38%

6.92% 03-Sep-2018
0.62%
7.54%
100.00%
5.36%
YW08 Principal Balanced Advantage Fund
Portfolio as on August 31, 2018

Sr. No. Name of Instrument ISIN

EQUITY & EQUITY RELATED

Listed / awaiting listing on the stock exchanges
1 Tata Consultancy Services Ltd. INE467B01029
2 Reliance Industries Ltd. INE002A01018
3 Aurobindo Pharma Ltd. INE406A01037
4 Infosys Ltd. INE009A01021
5 NTPC Ltd. INE733E01010
6 ITC Ltd. INE154A01025
7 Marico Ltd. INE196A01026
8 ICICI Bank Ltd. INE090A01021
9 Hindustan Unilever Ltd. INE030A01027
10 Tata Power Company Ltd. INE245A01021
11 Housing Development Finance Corporation Ltd. INE001A01036
12 Britannia Industries Ltd. INE216A01022
13 Sun Pharmaceutical Industries Ltd. INE044A01036
14 GlaxoSmithKline Consumer Healthcare Ltd. INE264A01014
15 Power Grid Corporation of India Ltd. INE752E01010
16 Kotak Mahindra Bank Ltd. INE237A01028
17 Dabur India Ltd. INE016A01026
18 Larsen & Toubro Ltd. INE018A01030
19 State Bank of India INE062A01020
20 Mahindra & Mahindra Ltd. INE101A01026
21 Steel Authority of India Ltd. INE114A01011
22 ICICI Prudential Life Insurance Company Ltd. INE726G01019
23 Coal India Ltd. INE522F01014
24 Tech Mahindra Ltd. INE669C01036
Total

Cash Future Arbitrage

25 Dewan Housing Finance Corporation Ltd. INE202B01012
26 Dewan Housing Finance Corporation Ltd. -
27 Aurobindo Pharma Ltd. INE406A01037
28 Aurobindo Pharma Ltd. -
29 Maruti Suzuki India Ltd. INE585B01010
30 Maruti Suzuki India Ltd. -
31 Punjab National Bank INE160A01022
32 Punjab National Bank -
33 Multi Commodity Exchange of India Ltd. INE745G01035
34 Multi Commodity Exchange of India Ltd. -
35 State Bank of India INE062A01020
36 State Bank of India -
37 Indiabulls Housing Finance Ltd. INE148I01020
38 Indiabulls Housing Finance Ltd. -
39 Sun Pharmaceutical Industries Ltd. INE044A01036
40 Sun Pharmaceutical Industries Ltd. -
41 Century Textiles & Industries Ltd. INE055A01016
42 Century Textiles & Industries Ltd. -
43 Tata Motors Ltd. INE155A01022
44 Tata Motors Ltd. -
 45 Bajaj Auto Ltd. INE917I01010
46 Bajaj Auto Ltd. -
47 Escorts Ltd. INE042A01014
48 Escorts Ltd. -
49 Reliance Power Ltd. INE614G01033
50 Reliance Power Ltd. -
51 Tata Motors Ltd. A-DVR IN9155A01020
52 Tata Motors Ltd. A-DVR -
53 Wockhardt Ltd. INE049B01025
54 Wockhardt Ltd. -
Total

MONEY MARKET INSTRUMENT

Commercial Paper **
55 Steel Authority of India Ltd. INE114A14FX5
56 Steel Authority of India Ltd. INE114A14FZ0
57 Cox & Kings Ltd. INE008I14KL7
Total

Treasury Bill
58 TBILL 91 DAYS 2018 IN002018X229
Total

CENTRAL GOVERNMENT SECURITIES

59 7.16% Government of India Security IN0020130012
Total

BONDS & NCDs

Listed / awaiting listing on the stock exchanges **
60 8.90% Dewan Housing Finance Corporation Ltd. INE202B07IY2
61 7.60% Vedanta Ltd. INE205A07113
62 8.70% JM Financial Products Ltd. INE523H07841
63 8.15% Piramal Enterprises Ltd. INE140A07344
64 8.10% Reliance Jio Infocomm Ltd. INE110L07054
65 9.10% Dewan Housing Finance Corporation Ltd. INE202B07IK1
Total

Investment Funds/Mutual Funds

66 Principal Cash Management Fund - Growth Option INF173K01DA9
Total

Cash & Cash Equivalents

CBLO CBLO / Reverse Repo
Net Receivable/Payable
Total
Grand Total

All corporate ratings are assigned by rating agencies like CRISIL; CARE; ICRA; IND; BRW.
**Thinly traded/Non traded securities and illiquid securities as defined in SEBI Regulations and Guidelines.
 Rating / Industry Quantity Market value (Rs. In lakhs) % to Net Assets Derivatives %
to Net Assets

Software 11,921 247.77 1.43%

Petroleum Products 17,999 223.48 1.29%
Pharmaceuticals 28,300 201.71 1.17%
Software 13,602 196.02 1.13%
Power 112,889 193.60 1.12%
Consumer Non Durables 58,268 186.37 1.08%
Consumer Non Durables 50,000 184.73 1.07%
Banks 53,617 183.69 1.06%
Consumer Non Durables 10,186 181.32 1.05%
Power 236,144 181.12 1.05%
Finance 9,344 180.90 1.05%
Consumer Non Durables 2,669 179.80 1.04%
Pharmaceuticals 27,516 179.64 1.04%
Consumer Non Durables 2,305 177.61 1.03%
Power 86,303 173.90 1.01%
Banks 13,412 172.65 1.00%
Consumer Non Durables 35,400 169.48 0.98%
Construction Project 12,331 168.88 0.98%
Banks 54,000 167.18 0.97%
Auto 16,564 159.89 0.93%
Ferrous Metals 200,000 159.70 0.92%
Finance 41,265 154.89 0.90%
Minerals/Mining 54,147 154.83 0.90%
Software 17,000 130.19 0.75%
4,309.35 24.95%

Finance 237,000 1,582.33 9.16%

Stock Future (237,000) (1,587.54) -9.19%
Pharmaceuticals 175,000 1,247.31 7.22%
Stock Future (175,000) (1,257.29) -7.28%
Auto 7,800 709.52 4.11%
Stock Future (7,800) (715.14) -4.14%
Banks 781,000 688.45 3.98%
Stock Future (781,000) (694.31) -4.02%
Finance 65,800 544.89 3.15%
Stock Future (65,800) (549.40) -3.18%
Banks 162,000 501.55 2.90%
Stock Future (162,000) (503.17) -2.91%
Finance 34,500 434.44 2.51%
Stock Future (34,500) (437.49) -2.53%
Pharmaceuticals 63,800 416.52 2.41%
Stock Future (63,800) (417.16) -2.41%
Cement 38,500 376.59 2.18%
Stock Future (38,500) (379.65) -2.20%
Auto 105,000 280.88 1.63%
Stock Future (105,000) (282.71) -1.64%
 Auto 6,250 171.55 0.99%
Stock Future (6,250) (173.07) -1.00%
Auto 8,800 76.54 0.44%
Stock Future (8,800) (77.16) -0.45%
Power 182,000 68.71 0.40%
Stock Future (182,000) (69.07) -0.40%
Auto 36,400 51.71 0.30%
Stock Future (36,400) (52.12) -0.30%
Pharmaceuticals 4,500 29.88 0.17%
Stock Future (4,500) (30.04) -0.17%
7,180.86 41.55% -41.82%

IND A1+ 100 499.72 2.89%

IND A1+ 100 498.26 2.88%
BWR A1+ 20 98.08 0.57%
1,096.06 6.34%

Sovereign 60,000 59.18 0.34%

59.18 0.34%

Sovereign 100,000 96.58 0.56%

96.58 0.56%

BWR AAA 60,000 589.58 3.41%

CRISIL AA 50 496.12 2.87%
CRISIL AA 40 397.36 2.30%
[ICRA]AA 30 298.43 1.73%
CRISIL AAA 22 219.40 1.27%
BWR AAA 20,000 199.49 1.15%
2,200.38 12.73%

Mutual Fund 20,340 353.46 2.05%

353.46 2.05%

399.64 2.31%
1,581.26 9.17%
1,980.90 11.48%
17,276.76 100.00%

CRA; IND; BRW.

EBI Regulations and Guidelines.
Maturity Date

Industry / Rating Percent

Finance 16.77%
Pharmaceuticals 12.01%
Banks 9.91%
Auto 8.40%
Consumer Non Durables 6.25%
IND A1+ 5.77%
CRISIL AA 5.17%
BWR AAA 4.56%
Power 3.58%
Software 3.31%
Cement 2.18%
Mutual Fund 2.05%
[ICRA]AA 1.73%
Petroleum Products 1.29%
CRISIL AAA 1.27%
Construction Project 0.98%
Ferrous Metals 0.92%
Minerals/Mining 0.90%
Sovereign 0.90%
BWR A1+ 0.57%
Cash & Equivalent 11.48%

27-Sep-2018

27-Sep-2018

27-Sep-2018

27-Sep-2018

27-Sep-2018

27-Sep-2018

27-Sep-2018

27-Sep-2018

27-Sep-2018

27-Sep-2018
27-Sep-2018

27-Sep-2018

27-Sep-2018

27-Sep-2018

27-Sep-2018

04-Sep-2018
19-Sep-2018
26-Nov-2018

15-Nov-2018

20-May-2023

4-Jun-21
31-May-19
25-Jul-19
14-Jun-19
29-Apr-19
9-Sep-19

03-Sep-2018
YW18 Principal Equity Savings Fund
Portfolio as on August 31, 2018

Sr. No. Name of Instrument ISIN

EQUITY & EQUITY RELATED

Listed / awaiting listing on the stock exchanges
1 Larsen & Toubro Ltd. INE018A01030
2 HDFC Bank Ltd. INE040A01026
3 Dabur India Ltd. INE016A01026
4 ITC Ltd. INE154A01025
5 GlaxoSmithKline Consumer Healthcare Ltd. INE264A01014
6 Coal India Ltd. INE522F01014
7 Housing Development Finance Corporation Ltd. INE001A01036
8 Tata Consultancy Services Ltd. INE467B01029
9 Mahindra & Mahindra Ltd. INE101A01026
10 Reliance Industries Ltd. INE002A01018
11 ICICI Prudential Life Insurance Company Ltd. INE726G01019
12 Infosys Ltd. INE009A01021
13 State Bank of India INE062A01020
14 Marico Ltd. INE196A01026
15 NTPC Ltd. INE733E01010
16 Britannia Industries Ltd. INE216A01022
17 Tata Power Company Ltd. INE245A01021
18 Steel Authority of India Ltd. INE114A01011
19 Mahindra & Mahindra Financial Services Ltd. INE774D01024
20 Power Grid Corporation of India Ltd. INE752E01010
21 Zee Entertainment Enterprises Ltd. INE256A01028
22 Axis Bank Ltd. INE238A01034
23 Aurobindo Pharma Ltd. INE406A01037
24 Maruti Suzuki India Ltd. INE585B01010
Total

Cash Future Arbitrage

25 Dewan Housing Finance Corporation Ltd. INE202B01012
26 Dewan Housing Finance Corporation Ltd. -
27 CESC Ltd. INE486A01013
28 CESC Ltd. -
29 Bharti Airtel Ltd. INE397D01024
30 Bharti Airtel Ltd. -
31 Century Textiles & Industries Ltd. INE055A01016
32 Century Textiles & Industries Ltd. -
33 Maruti Suzuki India Ltd. INE585B01010
34 Maruti Suzuki India Ltd. -
35 Ashok Leyland Ltd. INE208A01029
36 Ashok Leyland Ltd. -
37 Tata Motors Ltd. A-DVR IN9155A01020
38 Tata Motors Ltd. A-DVR -
39 Hindalco Industries Ltd. INE038A01020
40 Hindalco Industries Ltd. -
41 State Bank of India INE062A01020
42 State Bank of India -
43 Exide Industries Ltd. INE302A01020
44 Exide Industries Ltd. -
45 Dr. Reddy's Laboratories Ltd. INE089A01023
46 Dr. Reddy's Laboratories Ltd. -
47 Bank of Baroda INE028A01039
48 Bank of Baroda -
49 Jain Irrigation Systems Ltd. INE175A01038
50 Jain Irrigation Systems Ltd. -
51 Punjab National Bank INE160A01022
52 Punjab National Bank -
53 Indiabulls Housing Finance Ltd. INE148I01020
54 Indiabulls Housing Finance Ltd. -
55 Reliance Infrastructure Ltd. INE036A01016
56 Reliance Infrastructure Ltd. -
57 Aurobindo Pharma Ltd. INE406A01037
58 Aurobindo Pharma Ltd. -
59 DLF Ltd. INE271C01023
60 DLF Ltd. -
61 Britannia Industries Ltd. INE216A01022
62 Britannia Industries Ltd. -
63 Sun Pharmaceutical Industries Ltd. INE044A01036
64 Sun Pharmaceutical Industries Ltd. -
65 Bata India Ltd. INE176A01028
66 Bata India Ltd. -
67 Sun TV Network Ltd. INE424H01027
68 Sun TV Network Ltd. -
69 Dish TV India Ltd. INE836F01026
70 Dish TV India Ltd. -
71 Tata Motors Ltd. INE155A01022
72 Tata Motors Ltd. -
73 IRB Infrastructure Developers Ltd. INE821I01014
74 IRB Infrastructure Developers Ltd. -
Total

MONEY MARKET INSTRUMENT

Commercial Paper **
75 Cox & Kings Ltd. INE008I14KK9
76 Avanse Financial Services Ltd. INE087P14515
77 Avanse Financial Services Ltd. INE087P14499
Total

Treasury Bill
78 TBILL 91 DAYS 2018 IN002018X229
Total

BONDS & NCDs

Listed / awaiting listing on the stock exchanges **
79 11.55% Suryoday Small Finance Bank Ltd. INE428Q08040
80 8.15% Piramal Enterprises Ltd. INE140A07344
81 8.75% Muthoot Finance Ltd. INE414G07CM0
82 7.50% Power Finance Corporation Ltd. INE134E08IW3
83 10.35% Ess Kay Fincorp Ltd. INE124N07085
84 9.25% Power Grid Corporation of India Ltd. INE752E07BB3
Total

Investment Funds/Mutual Funds

85 Principal Cash Management Fund - Growth Option INF173K01DA9
Total
 Cash & Cash Equivalents
CBLO CBLO / Reverse Repo
Net Receivable/Payable
Total
Grand Total

All corporate ratings are assigned by rating agencies like CRISIL; CARE; ICRA; IND; BRW.
**Thinly traded/Non traded securities and illiquid securities as defined in SEBI Regulations and Guidelines.
 Rating / Industry Quantity Market value (Rs. In lakhs) % to Net Assets Derivatives %
to Net Assets

Construction Project 10,200 139.69 1.91%

Banks 6,550 135.01 1.84%
Consumer Non Durables 27,011 129.32 1.76%
Consumer Non Durables 37,834 121.01 1.65%
Consumer Non Durables 1,449 111.65 1.52%
Minerals/Mining 38,030 108.75 1.48%
Finance 5,600 108.41 1.48%
Software 4,700 97.68 1.33%
Auto 9,656 93.21 1.27%
Petroleum Products 7,300 90.64 1.24%
Finance 23,150 86.89 1.19%
Software 5,900 85.02 1.16%
Banks 26,638 82.47 1.13%
Consumer Non Durables 20,000 73.89 1.01%
Power 40,514 69.48 0.95%
Consumer Non Durables 1,027 69.19 0.94%
Power 90,000 69.03 0.94%
Ferrous Metals 86,000 68.67 0.94%
Finance 13,400 65.55 0.89%
Power 30,000 60.45 0.82%
Media & Entertainment 10,400 51.99 0.71%
Banks 6,645 43.14 0.59%
Pharmaceuticals 5,766 41.10 0.56%
Auto 433 39.39 0.54%
2,041.64 27.85%

Finance 102,000 681.00 9.29%

Stock Future (102,000) (683.25) -9.32%
Power 28,050 279.35 3.81%
Stock Future (28,050) (281.51) -3.84%
Telecom - Services 56,100 215.34 2.94%
Stock Future (56,100) (216.27) -2.95%
Cement 22,000 215.19 2.94%
Stock Future (22,000) (216.94) -2.96%
Auto 1,875 170.56 2.33%
Stock Future (1,875) (171.91) -2.35%
Auto 132,000 170.35 2.32%
Stock Future (132,000) (171.93) -2.35%
Auto 81,200 115.34 1.57%
Stock Future (81,200) (116.28) -1.59%
Non - Ferrous Metals 42,000 99.94 1.36%
Stock Future (42,000) (99.94) -1.36%
Banks 30,000 92.88 1.27%
Stock Future (30,000) (93.18) -1.27%
Auto Ancillaries 32,000 91.23 1.24%
Stock Future (32,000) (91.82) -1.25%
Pharmaceuticals 3,500 87.22 1.19%
Stock Future (3,500) (87.82) -1.20%
Banks 56,000 85.65 1.17%
Stock Future (56,000) (86.30) -1.18%
Industrial Products 99,000 84.40 1.15%
Stock Future (99,000) (84.15) -1.15%
Banks 93,500 82.42 1.12%
Stock Future (93,500) (83.12) -1.13%
Finance 6,500 81.85 1.12%
Stock Future (6,500) (82.43) -1.12%
Power 16,900 80.77 1.10%
Stock Future (16,900) (79.66) -1.09%
Pharmaceuticals 8,000 57.02 0.78%
Stock Future (8,000) (57.48) -0.78%
Construction 25,000 55.20 0.75%
Stock Future (25,000) (55.31) -0.75%
Consumer Non Durables 800 53.89 0.74%
Stock Future (800) (54.21) -0.74%
Pharmaceuticals 7,700 50.27 0.69%
Stock Future (7,700) (50.35) -0.69%
Consumer Durables 4,400 47.63 0.65%
Stock Future (4,400) (47.98) -0.65%
Media & Entertainment 6,000 45.97 0.63%
Stock Future (6,000) (46.28) -0.63%
Media & Entertainment 64,000 45.79 0.62%
Stock Future (64,000) (45.95) -0.63%
Auto 13,500 36.11 0.49%
Stock Future (13,500) (36.35) -0.50%
Construction 17,500 33.30 0.45%
Stock Future (17,500) (33.57) -0.46%
3,058.69 41.72% -41.94%

BWR A1+ 40 196.34 2.68%

CRISIL A1+ 20 99.42 1.36%
CRISIL A1+ 2 9.96 0.14%
305.72 4.18%

Sovereign 24,000 23.67 0.32%

23.67 0.32%

[ICRA]A- 200 201.11 2.74%

[ICRA]AA 17 169.11 2.31%
CRISIL AA 15,000 146.24 2.00%
CRISIL AAA 10 98.06 1.34%
IND A (SO) 10 66.64 0.91%
CRISIL AAA 4 50.92 0.69%
732.08 9.99%

Mutual Fund 9,843 171.04 2.33%

171.04 2.33%
 296.76 4.05%
698.89 9.56%
995.65 13.61%
7,328.49 100.00%

CRA; IND; BRW.

SEBI Regulations and Guidelines.
Maturity Date

Industry / Rating Percent

Finance 13.97%
Auto 8.52%
Consumer Non Durables 7.62%
Power 7.62%
Banks 7.12%
Pharmaceuticals 3.22%
Telecom - Services 2.94%
Cement 2.94%
[ICRA]A- 2.74%
BWR A1+ 2.68%
Software 2.49%
Mutual Fund 2.33%
[ICRA]AA 2.31%
CRISIL AAA 2.03%
CRISIL AA 2.00%
Media & Entertainment 1.96%
Construction Project 1.91%
CRISIL A1+ 1.50%
Minerals/Mining 1.48%
Non - Ferrous Metals 1.36%
Petroleum Products 1.24%
Auto Ancillaries 1.24%
Construction 1.20%
Industrial Products 1.15%
Ferrous Metals 0.94%
IND A (SO) 0.91%
Consumer Durables 0.65%
Sovereign 0.32%
27-Sep-2018 Cash & Equivalent 13.61%

27-Sep-2018

27-Sep-2018

27-Sep-2018

27-Sep-2018

27-Sep-2018

27-Sep-2018

27-Sep-2018

27-Sep-2018

27-Sep-2018
27-Sep-2018

27-Sep-2018

27-Sep-2018

27-Sep-2018

27-Sep-2018

27-Sep-2018

27-Sep-2018

27-Sep-2018

27-Sep-2018

27-Sep-2018

27-Sep-2018

27-Sep-2018

27-Sep-2018

27-Sep-2018

27-Sep-2018

22-Nov-2018
25-Sep-2018
19-Sep-2018

15-Nov-2018

28-Oct-2019
14-Jun-2019
19-Jun-2021
17-Sep-2020
27-Dec-2019
24-Jul-2021
03-Sep-2018
YW46 Principal Retirement Savings Fund - Moderate Plan
Portfolio as on August 31, 2018

Sr. No. Name of Instrument ISIN

EQUITY & EQUITY RELATED

Listed / awaiting listing on the stock exchanges
1 HDFC Bank Ltd. INE040A01026
2 Reliance Industries Ltd. INE002A01018
3 ITC Ltd. INE154A01025
4 ICICI Bank Ltd. INE090A01021
5 Tata Consultancy Services Ltd. INE467B01029
6 State Bank of India INE062A01020
7 Infosys Ltd. INE009A01021
8 Larsen & Toubro Ltd. INE018A01030
9 Housing Development Finance Corporation Ltd. INE001A01036
10 Dabur India Ltd. INE016A01026
11 Tata Power Company Ltd. INE245A01021
12 GlaxoSmithKline Consumer Healthcare Ltd. INE264A01014
13 Phillips Carbon Black Ltd. INE602A01023
14 Chambal Fertilisers and Chemicals Ltd. INE085A01013
15 Bajaj Electricals Ltd. INE193E01025
16 The Indian Hotels Company Ltd. INE053A01029
17 NTPC Ltd. INE733E01010
18 Britannia Industries Ltd. INE216A01022
19 Bombay Burmah Trading Corporation Ltd. INE050A01025
20 Asahi India Glass Ltd. INE439A01020
21 ICICI Prudential Life Insurance Company Ltd. INE726G01019
22 Kotak Mahindra Bank Ltd. INE237A01028
23 The India Cements Ltd. INE383A01012
24 Maruti Suzuki India Ltd. INE585B01010
25 Coal India Ltd. INE522F01014
26 United Spirits Ltd. INE854D01024
27 Mahindra & Mahindra Ltd. INE101A01026
28 Ramkrishna Forgings Ltd. INE399G01015
29 Dishman Carbogen Amcis Ltd. INE385W01011
30 Abbott India Ltd. INE358A01014
31 City Union Bank Ltd. INE491A01021
32 Jain Irrigation Systems Ltd. INE175A01038
33 Sun Pharmaceutical Industries Ltd. INE044A01036
34 KEC International Ltd. INE389H01022
35 Rico Auto Industries Ltd. INE209B01025
36 Aurobindo Pharma Ltd. INE406A01037
37 Kirloskar Ferrous Industries Ltd. INE884B01025
38 HCL Technologies Ltd. INE860A01027
39 Steel Authority of India Ltd. INE114A01011
40 Bank of Baroda INE028A01039
41 Canara Bank INE476A01014
42 Hero MotoCorp Ltd. INE158A01026
43 Axis Bank Ltd. INE238A01034
 44 Shriram Transport Finance Company Ltd. INE721A01013
45 Birla Corporation Ltd. INE340A01012
46 Ultratech Cement Ltd. INE481G01011
47 Karur Vysya Bank Ltd. INE036D01028
48 Hindustan Zinc Ltd. INE267A01025
49 Kalpataru Power Transmission Ltd. INE220B01022
50 Bajaj Auto Ltd. INE917I01010
51 Interglobe Aviation Ltd. INE646L01027
52 The Federal Bank Ltd. INE171A01029
53 Vijaya Bank INE705A01016
54 Raymond Ltd. INE301A01014
55 Gayatri Projects Ltd. INE336H01023
56 National Aluminium Company Ltd. INE139A01034
57 Bharti Airtel Ltd. INE397D01024
58 Rain Industries Ltd. INE855B01025
59 JK Cement Ltd. INE823G01014
60 CL Educate Ltd. INE201M01011
61 Syndicate Bank INE667A01018
62 Hindustan Construction Company Ltd. INE549A01026
63 Rattanindia Power Ltd. INE399K01017
Total

Cash Future Arbitrage

64 Hindustan Petroleum Corporation Ltd. INE094A01015
65 Hindustan Petroleum Corporation Ltd. -
66 Wipro Ltd. INE075A01022
67 Wipro Ltd. -
68 Tata Steel Ltd. INE081A01012
69 Tata Steel Ltd. -
70 Indiabulls Housing Finance Ltd. INE148I01020
71 Indiabulls Housing Finance Ltd. -
72 Dr. Reddy's Laboratories Ltd. INE089A01023
73 Dr. Reddy's Laboratories Ltd. -
Total

MONEY MARKET INSTRUMENT

Treasury Bill
74 TBILL 91 DAYS 2018 IN002018X229
Total

Investment Funds/Mutual Funds

75 Principal Low Duration Fund - Direct Plan - Growth Option INF173K01FS6
76 Principal Cash Management Fund - Growth Option INF173K01DA9
Total

Cash & Cash Equivalents

CBLO CBLO / Reverse Repo
Net Receivable/Payable
Total
Grand Total
 Rating / Industry Quantity Market value (Rs. In lakhs) % to Net Assets

Banks 116 2.39 2.03%

Petroleum Products 189 2.35 2.00%
Consumer Non Durables 592 1.89 1.61%
Banks 528 1.81 1.54%
Software 87 1.81 1.54%
Banks 548 1.70 1.44%
Software 105 1.51 1.29%
Construction Project 97 1.33 1.13%
Finance 66 1.28 1.09%
Consumer Non Durables 234 1.12 0.95%
Power 1,324 1.02 0.86%
Consumer Non Durables 13 1.00 0.85%
Chemicals 404 0.98 0.83%
Fertilisers 582 0.96 0.82%
Consumer Durables 167 0.95 0.80%
Hotels, Resorts and Other Recreational Activities 688 0.94 0.80%
Power 521 0.89 0.76%
Consumer Non Durables 13 0.88 0.74%
Consumer Non Durables 43 0.80 0.68%
Auto Ancillaries 229 0.78 0.66%
Finance 207 0.78 0.66%
Banks 58 0.75 0.63%
Cement 582 0.74 0.63%
Auto 8 0.73 0.62%
Minerals/Mining 254 0.73 0.62%
Consumer Non Durables 114 0.72 0.61%
Auto 70 0.68 0.57%
Industrial Products 108 0.67 0.57%
Pharmaceuticals 200 0.59 0.50%
Pharmaceuticals 7 0.58 0.50%
Banks 286 0.58 0.49%
Industrial Products 668 0.57 0.48%
Pharmaceuticals 85 0.55 0.47%
Construction Project 175 0.53 0.45%
Auto Ancillaries 615 0.52 0.44%
Pharmaceuticals 70 0.50 0.42%
Ferrous Metals 548 0.50 0.42%
Software 47 0.49 0.42%
Ferrous Metals 596 0.48 0.40%
Banks 307 0.47 0.40%
Banks 163 0.46 0.39%
Auto 14 0.46 0.39%
Banks 70 0.45 0.39%
Finance 34 0.45 0.39%
Cement 59 0.45 0.38%
Cement 10 0.45 0.38%
Banks 477 0.45 0.38%
Non - Ferrous Metals 145 0.43 0.37%
Power 121 0.43 0.37%
Auto 15 0.41 0.35%
Transportation 42 0.39 0.33%
Banks 474 0.38 0.33%
Banks 601 0.38 0.33%
Textile Products 45 0.38 0.32%
Construction 166 0.35 0.29%
Non - Ferrous Metals 456 0.34 0.29%
Telecom - Services 87 0.33 0.28%
Chemicals 167 0.32 0.27%
Cement 38 0.30 0.26%
Diversified Consumer Services 138 0.20 0.17%
Banks 478 0.19 0.16%
Construction Project 964 0.14 0.12%
Power 2,658 0.11 0.09%
46.78 39.75%

Petroleum Products 3,150 7.99 6.80%

Stock Future (3,150) (8.06)
Software 2,400 7.23 6.15%
Stock Future (2,400) (7.29)
Ferrous Metals 1,061 6.37 5.42%
Stock Future (1,061) (6.42)
Finance 500 6.30 5.35%
Stock Future (500) (6.34)
Pharmaceuticals 250 6.23 5.30%
Stock Future (250) (6.27)
34.12 29.02%

Sovereign 1,000 0.99 0.84%

0.99 0.84%

Mutual Fund 689 20.29 17.25%

Mutual Fund 409 7.11 6.05%
27.40 23.30%

7.17 6.10%
1.14 0.99%
8.32 7.09%
117.60 100.00%
Derivatives % Maturity Date
to Net Assets

Industry / Rating Percent

Mutual Fund 23.30%
Software 9.40%
Petroleum Products 8.80%
Banks 8.51%
Finance 7.49%
Pharmaceuticals 7.19%
Ferrous Metals 6.24%
Consumer Non Durables 5.44%
Power 2.08%
Auto 1.93%
Construction Project 1.70%
Cement 1.65%
Chemicals 1.10%
Auto Ancillaries 1.10%
Industrial Products 1.05%
Sovereign 0.84%
Fertilisers 0.82%
Consumer Durables 0.80%
Hotels, Resorts and Other Recreational Activities 0.80%
Non - Ferrous Metals 0.66%
Minerals/Mining 0.62%
Transportation 0.33%
Textile Products 0.32%
Construction 0.29%
Telecom - Services 0.28%
Diversified Consumer Services 0.17%
Cash & Equivalent 7.09%
 -6.85% 27-Sep-2018

-6.20% 27-Sep-2018

-5.46% 27-Sep-2018

-5.39% 27-Sep-2018

-5.33% 27-Sep-2018
-29.23%

15-Nov-2018

03-Sep-2018
 #REF!

100.00%

100.00%

100.00%
YW47 Principal Retirement Savings Fund - Conservative Plan
Portfolio as on August 31, 2018

Sr. No. Name of Instrument

EQUITY & EQUITY RELATED

Listed / awaiting listing on the stock exchanges
1 HDFC Bank Ltd.
2 Reliance Industries Ltd.
3 ITC Ltd.
4 Tata Consultancy Services Ltd.
5 ICICI Bank Ltd.
6 State Bank of India
7 Infosys Ltd.
8 Larsen & Toubro Ltd.
9 Housing Development Finance Corporation Ltd.
10 Dabur India Ltd.
11 GlaxoSmithKline Consumer Healthcare Ltd.
12 Phillips Carbon Black Ltd.
13 Chambal Fertilisers and Chemicals Ltd.
14 Bajaj Electricals Ltd.
15 The Indian Hotels Company Ltd.
16 Tata Power Company Ltd.
17 NTPC Ltd.
18 Britannia Industries Ltd.
19 Bombay Burmah Trading Corporation Ltd.
20 ICICI Prudential Life Insurance Company Ltd.
21 Maruti Suzuki India Ltd.
22 Asahi India Glass Ltd.
23 Kotak Mahindra Bank Ltd.
24 Coal India Ltd.
25 United Spirits Ltd.
26 The India Cements Ltd.
27 Mahindra & Mahindra Ltd.
28 Ramkrishna Forgings Ltd.
29 Abbott India Ltd.
30 Dishman Carbogen Amcis Ltd.
31 City Union Bank Ltd.
32 Jain Irrigation Systems Ltd.
33 Sun Pharmaceutical Industries Ltd.
34 KEC International Ltd.
35 HCL Technologies Ltd.
36 Rico Auto Industries Ltd.
37 Aurobindo Pharma Ltd.
38 Bank of Baroda
39 Canara Bank
40 Shriram Transport Finance Company Ltd.
41 Steel Authority of India Ltd.
42 Karur Vysya Bank Ltd.
43 Axis Bank Ltd.
44 Hero MotoCorp Ltd.
45 Birla Corporation Ltd.
46 Ultratech Cement Ltd.
47 Kalpataru Power Transmission Ltd.
48 Hindustan Zinc Ltd.
49 Bajaj Auto Ltd.
50 Kirloskar Ferrous Industries Ltd.
51 Interglobe Aviation Ltd.
52 Vijaya Bank
53 The Federal Bank Ltd.
54 Raymond Ltd.
55 Gayatri Projects Ltd.
56 National Aluminium Company Ltd.
57 Bharti Airtel Ltd.
58 Rain Industries Ltd.
59 JK Cement Ltd.
60 CL Educate Ltd.
61 Syndicate Bank
62 Hindustan Construction Company Ltd.
63 Rattanindia Power Ltd.
Total

Cash Future Arbitrage

64 Wipro Ltd.
65 Wipro Ltd.
66 Indiabulls Housing Finance Ltd.
67 Indiabulls Housing Finance Ltd.
68 Multi Commodity Exchange of India Ltd.
69 Multi Commodity Exchange of India Ltd.
70 Hindustan Petroleum Corporation Ltd.
71 Hindustan Petroleum Corporation Ltd.
72 Tata Steel Ltd.
73 Tata Steel Ltd.
74 Dr. Reddy's Laboratories Ltd.
75 Dr. Reddy's Laboratories Ltd.
76 Sun TV Network Ltd.
77 Sun TV Network Ltd.
Total

MONEY MARKET INSTRUMENT

Treasury Bill
78 TBILL 91 DAYS 2018
Total

Investment Funds/Mutual Funds

79 Principal Low Duration Fund - Direct Plan - Growth Option
80 Principal Cash Management Fund - Growth Option
Total

Cash & Cash Equivalents

CBLO / Reverse Repo
Net Receivable/Payable
Total
Grand Total
 ISIN Rating / Industry Quantity Market value (Rs. In lakhs)

INE040A01026 Banks 134 2.76

INE002A01018 Petroleum Products 219 2.72
INE154A01025 Consumer Non Durables 700 2.24
INE467B01029 Software 101 2.10
INE090A01021 Banks 609 2.09
INE062A01020 Banks 635 1.97
INE009A01021 Software 121 1.74
INE018A01030 Construction Project 113 1.55
INE001A01036 Finance 77 1.49
INE016A01026 Consumer Non Durables 269 1.29
INE264A01014 Consumer Non Durables 15 1.16
INE602A01023 Chemicals 469 1.13
INE085A01013 Fertilisers 679 1.12
INE193E01025 Consumer Durables 192 1.09
INE053A01029 Hotels, Resorts and Other Recreational Activities 787 1.08
INE245A01021 Power 1,397 1.07
INE733E01010 Power 606 1.04
INE216A01022 Consumer Non Durables 15 1.01
INE050A01025 Consumer Non Durables 49 0.91
INE726G01019 Finance 243 0.91
INE585B01010 Auto 10 0.91
INE439A01020 Auto Ancillaries 263 0.90
INE237A01028 Banks 68 0.88
INE522F01014 Minerals/Mining 296 0.85
INE854D01024 Consumer Non Durables 134 0.84
INE383A01012 Cement 666 0.84
INE101A01026 Auto 83 0.80
INE399G01015 Industrial Products 125 0.77
INE358A01014 Pharmaceuticals 9 0.75
INE385W01011 Pharmaceuticals 231 0.68
INE491A01021 Banks 334 0.68
INE175A01038 Industrial Products 775 0.66
INE044A01036 Pharmaceuticals 100 0.65
INE389H01022 Construction Project 200 0.60
INE860A01027 Software 57 0.60
INE209B01025 Auto Ancillaries 705 0.60
INE406A01037 Pharmaceuticals 80 0.57
INE028A01039 Banks 359 0.55
INE476A01014 Banks 192 0.54
INE721A01013 Finance 40 0.53
INE114A01011 Ferrous Metals 669 0.53
INE036D01028 Banks 566 0.53
INE238A01034 Banks 81 0.53
INE158A01026 Auto 16 0.52
INE340A01012 Cement 68 0.52
INE481G01011 Cement 11 0.49
INE220B01022 Power 137 0.49
INE267A01025 Non - Ferrous Metals 161 0.48
INE917I01010 Auto 17 0.47
INE884B01025 Ferrous Metals 493 0.45
INE646L01027 Transportation 48 0.45
INE705A01016 Banks 691 0.44
INE171A01029 Banks 544 0.44
INE301A01014 Textile Products 52 0.44
INE336H01023 Construction 191 0.40
INE139A01034 Non - Ferrous Metals 525 0.39
INE397D01024 Telecom - Services 97 0.37
INE855B01025 Chemicals 188 0.36
INE823G01014 Cement 44 0.35
INE201M01011 Diversified Consumer Services 158 0.22
INE667A01018 Banks 541 0.22
INE549A01026 Construction Project 1,012 0.14
INE399K01017 Power 2,661 0.11
54.01

INE075A01022 Software 7,200 21.69

- Stock Future (7,200) (21.88)
INE148I01020 Finance 1,500 18.89
- Stock Future (1,500) (19.02)
INE745G01035 Finance 2,100 17.39
- Stock Future (2,100) (17.53)
INE094A01015 Petroleum Products 6,300 15.99
- Stock Future (6,300) (16.11)
INE081A01012 Ferrous Metals 2,122 12.74
- Stock Future (2,122) (12.84)
INE089A01023 Pharmaceuticals 500 12.46
- Stock Future (500) (12.55)
INE424H01027 Media & Entertainment 1,000 7.66
- Stock Future (1,000) (7.71)
106.82

IN002018X229 Sovereign 2,000 1.97

1.97

INF173K01FS6 Mutual Fund 1,447 42.57

INF173K01DA9 Mutual Fund 1,403 24.38
66.95

3.29
2.53
5.82
235.58
% to Net Assets Derivatives % Maturity Date
to Net Assets

1.17%
1.15%
0.95%
0.89%
0.89%
0.83%
0.74%
0.66%
0.63%
0.55%
0.49%
0.48%
0.48%
0.46%
0.46%
0.45%
0.44%
0.43%
0.39%
0.39%
0.39%
0.38%
0.37%
0.36%
0.36%
0.36%
0.34%
0.33%
0.32%
0.29%
0.29%
0.28%
0.28%
0.26%
0.25%
0.25%
0.24%
0.23%
0.23%
0.23%
0.23%
0.22%
0.22%
 0.22%
0.22%
0.21%
0.21%
0.20%
0.20%
0.19%
0.19%
0.19%
0.19%
0.19%
0.17%
0.17%
0.16%
0.15%
0.15%
0.10%
0.09%
0.06%
0.05%
22.95%

9.21%
-9.29% 27-Sep-2018
8.02%
-8.07% 27-Sep-2018
7.38%
-7.44% 27-Sep-2018
6.79%
-6.84% 27-Sep-2018
5.41%
-5.45% 27-Sep-2018
5.29%
-5.33% 27-Sep-2018
3.25%
-3.27% 27-Sep-2018
45.35% -45.69%

0.84% 15-Nov-2018
0.84%

18.07%
10.35%
28.42%

1.40% 03-Sep-2018
1.04%
2.44%
100.00%
Industry / Rating Percent
Mutual Fund 28.42%
Finance 16.65%
Software 11.09%
Petroleum Products 7.94%
Pharmaceuticals 6.42%
Ferrous Metals 5.83%
Banks 4.92%
Media & Entertainment 3.25%
Consumer Non Durables 3.17%
Power 1.15%
Auto 1.15%
Construction Project 0.98%
Cement 0.94%
Sovereign 0.84%
Chemicals 0.63%
Auto Ancillaries 0.63%
Industrial Products 0.61%
Fertilisers 0.48%
Consumer Durables 0.46%
Hotels, Resorts and Other Recreational Activities 0.46%
Non - Ferrous Metals 0.37%
Minerals/Mining 0.36%
Transportation 0.19%
Textile Products 0.19%
Construction 0.17%
Telecom - Services 0.16%
Diversified Consumer Services 0.10%
Cash & Equivalent 2.44%
100.00%
YW49 PRINCIPAL ARBITRAGE FUND
Portfolio as on August 31, 2018

Sr. No. Name of Instrument ISIN

EQUITY & EQUITY RELATED

Cash Future Arbitrage
1 Multi Commodity Exchange of India Ltd. INE745G01035
2 Multi Commodity Exchange of India Ltd. -
3 Bharti Airtel Ltd. INE397D01024
4 Bharti Airtel Ltd. -
5 IDFC Ltd. INE043D01016
6 IDFC Ltd. -
7 Aurobindo Pharma Ltd. INE406A01037
8 Aurobindo Pharma Ltd. -
9 ICICI Bank Ltd. INE090A01021
10 ICICI Bank Ltd. -
11 Yes Bank Ltd. INE528G01027
12 Yes Bank Ltd. -
13 Adani Enterprises Ltd. INE423A01024
14 Adani Enterprises Ltd. -
15 Steel Authority of India Ltd. INE114A01011
16 Steel Authority of India Ltd. -
17 The India Cements Ltd. INE383A01012
18 The India Cements Ltd. -
19 CESC Ltd. INE486A01013
20 CESC Ltd. -
21 Lupin Ltd. INE326A01037
22 Lupin Ltd. -
23 IRB Infrastructure Developers Ltd. INE821I01014
24 IRB Infrastructure Developers Ltd. -
25 Dewan Housing Finance Corporation Ltd. INE202B01012
26 Dewan Housing Finance Corporation Ltd. -
27 Sun Pharmaceutical Industries Ltd. INE044A01036
28 Sun Pharmaceutical Industries Ltd. -
29 Tata Motors Ltd. INE155A01022
30 Tata Motors Ltd. -
31 Escorts Ltd. INE042A01014
32 Escorts Ltd. -
33 Petronet LNG Ltd. INE347G01014
34 Petronet LNG Ltd. -
35 Reliance Capital Ltd. INE013A01015
36 Reliance Capital Ltd. -
37 Jet Airways (India) Ltd. INE802G01018
38 Jet Airways (India) Ltd. -
39 Indiabulls Housing Finance Ltd. INE148I01020
40 Indiabulls Housing Finance Ltd. -
41 BEML Ltd. INE258A01016
42 BEML Ltd. -
43 TV18 Broadcast Ltd. INE886H01027
 44 TV18 Broadcast Ltd. -
45 Tata Power Company Ltd. INE245A01021
46 Tata Power Company Ltd. -
Total

MONEY MARKET INSTRUMENT

Commercial Paper **
47 Rural Electrification Corporation Ltd. INE020B14516
48 IL&FS Financial Services Ltd. INE121H14JU3
49 Cox & Kings Ltd. INE008I14JK1
50 HCL Infosystems Ltd. INE236A14HL7
51 Avanse Financial Services Ltd. INE087P14499
Total

Treasury Bill
52 TBILL 91 DAYS 2018 IN002018X229
Total

Investment Funds/Mutual Funds

53 Principal Cash Management Fund - Growth Option INF173K01DA9
Total

Cash & Cash Equivalents

CBLO CBLO / Reverse Repo
Net Receivable/Payable
Total
Grand Total

All corporate ratings are assigned by rating agencies like CRISIL; CARE; ICRA; IND; BRW.
**Thinly traded/Non traded securities and illiquid securities as defined in SEBI Regulations and Guidelines.
 Rating / Industry Quantity Market value (Rs. In lakhs) % to Net Assets Derivatives %
to Net Assets

Finance 10,500 86.95 7.02%

Stock Future (10,500) (87.67) -7.08%
Telecom - Services 17,000 65.25 5.27%
Stock Future (17,000) (65.54) -5.29%
Finance 118,800 62.55 5.05%
Stock Future (118,800) (63.02) -5.09%
Pharmaceuticals 8,000 57.02 4.60%
Stock Future (8,000) (57.48) -4.64%
Banks 16,500 56.53 4.56%
Stock Future (16,500) (56.66) -4.58%
Banks 15,750 54.10 4.37%
Stock Future (15,750) (54.55) -4.40%
Trading 24,000 54.06 4.37%
Stock Future (24,000) (54.28) -4.38%
Ferrous Metals 60,000 47.91 3.87%
Stock Future (60,000) (48.30) -3.90%
Cement 35,000 44.24 3.57%
Stock Future (35,000) (44.28) -3.58%
Power 4,400 43.82 3.54%
Stock Future (4,400) (44.16) -3.57%
Pharmaceuticals 4,200 39.12 3.16%
Stock Future (4,200) (39.39) -3.18%
Construction 17,500 33.30 2.69%
Stock Future (17,500) (33.57) -2.71%
Finance 4,500 30.04 2.43%
Stock Future (4,500) (30.14) -2.43%
Pharmaceuticals 3,300 21.54 1.74%
Stock Future (3,300) (21.58) -1.74%
Auto 7,500 20.06 1.62%
Stock Future (7,500) (20.19) -1.63%
Auto 2,200 19.13 1.55%
Stock Future (2,200) (19.29) -1.56%
Gas 6,000 14.88 1.20%
Stock Future (6,000) (14.69) -1.19%
Finance 3,000 14.17 1.14%
Stock Future (3,000) (13.91) -1.12%
Transportation 4,800 13.56 1.10%
Stock Future (4,800) (13.65) -1.10%
Finance 1,000 12.59 1.02%
Stock Future (1,000) (12.68) -1.02%
Industrial Capital Goods 1,000 8.40 0.68%
Stock Future (1,000) (8.41) -0.68%
Media & Entertainment 17,000 7.83 0.63%
 Stock Future (17,000) (7.91) -0.64%
Power 9,000 6.90 0.56%
Stock Future (9,000) (6.95) -0.56%
813.98 65.74% -66.07%

CRISIL A1+ 10 49.97 4.04%

[ICRA]A1+ 10 49.71 4.01%
BWR A1+ 8 39.95 3.23%
[ICRA]A1 8 39.81 3.21%
CRISIL A1+ 6 29.88 2.41%
209.32 16.90%

Sovereign 1,000 0.99 0.08%

0.99 0.08%

Mutual Fund 6,490 112.78 9.11%

112.78 9.11%

19.23 1.55%
82.11 6.62%
101.34 8.17%
1,238.41 100.00%

CRA; IND; BRW.

SEBI Regulations and Guidelines.
Maturity Date

Industry / Rating Percent

Finance 16.66%
Pharmaceuticals 9.50%
27-Sep-2018 Mutual Fund 9.11%
Banks 8.93%
27-Sep-2018 CRISIL A1+ 6.45%
Telecom - Services 5.27%
27-Sep-2018 Trading 4.37%
Power 4.10%
27-Sep-2018 [ICRA]A1+ 4.01%
Ferrous Metals 3.87%
27-Sep-2018 Cement 3.57%
BWR A1+ 3.23%
27-Sep-2018 [ICRA]A1 3.21%
Auto 3.17%
27-Sep-2018 Construction 2.69%
Gas 1.20%
27-Sep-2018 Transportation 1.10%
Industrial Capital Goods 0.68%
27-Sep-2018 Media & Entertainment 0.63%
Sovereign 0.08%
27-Sep-2018 Cash & Equivalent 8.17%

27-Sep-2018

27-Sep-2018

27-Sep-2018

27-Sep-2018

27-Sep-2018

27-Sep-2018

27-Sep-2018

27-Sep-2018

27-Sep-2018

27-Sep-2018

27-Sep-2018
27-Sep-2018

27-Sep-2018

04-Sep-2018
24-Sep-2018
07-Sep-2018
19-Sep-2018
19-Sep-2018

15-Nov-2018

03-Sep-2018