Unit I Literary Theories and Modern Criticism Schools of Thought Course Intended Learning Outcomes Essential Questions
Unit I Literary Theories and Modern Criticism Schools of Thought Course Intended Learning Outcomes Essential Questions
Unit I Literary Theories and Modern Criticism Schools of Thought Course Intended Learning Outcomes Essential Questions
“Literary theory” is the body of ideas and methods we use in the practical reading of literature. By literary theory we refer not to the meaning of
a work of literature but to the theories that reveal what literature can mean. Literary theory is a description of the underlying principles, one
might say the tools, by which we attempt to understand literature. All literary interpretation draws on a basis in theory but can serve as a
justification for very different kinds of critical activity. It is literary theory that formulates the relationship between author and work; literary
theory develops the significance of race, class, and gender for literary study, both from the standpoint of the biography of the author and an
analysis of their thematic presence within texts. Literary theory offers varying approaches for understanding the role of historical context in
interpretation as well as the relevance of linguistic and unconscious elements of the text. Literary theorists trace the history and evolution of the
different genres— narrative, dramatic, lyric—in addition to the more recent emergence of the novel and the short story, while also investigating
the importance of formal elements of literary structure. Lastly, literary theory in recent years has sought to explain the degree to which the text is
more the product of a culture than an individual author and in turn how those texts help to create the culture.
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art. (This dispute was taken up anew by the French theorist Roland Barthes in his famous declaration of the “Death of the Author.” See
“Structuralism” and “Poststructuralism.”) Perhaps the greatest nineteenth century influence on literary theory came from the deep
epistemological suspicion of Friedrich Nietzsche: that facts are not facts until they have been interpreted. Nietzsche’s critique of knowledge has
had a profound impact on literary studies and helped usher in an era of intense literary theorizing that has yet to pass.
Attention to the etymology of the term “theory,” from the Greek “theoria,” alerts us to the partial nature of theoretical approaches to literature.
“Theoria” indicates a view or perspective of the Greek stage. This is precisely what literary theory offers, though specific theories often claim to
present a complete system for understanding literature. The current state of theory is such that there are many overlapping areas of influence, and
older schools of theory, though no longer enjoying their previous eminence, continue to exert an influence on the whole. The once widely-held
conviction (an implicit theory) that literature is a repository of all that is meaningful and ennobling in the human experience, a view championed
by the Leavis School in Britain, may no longer be acknowledged by name but remains an essential justification for the current structure of
American universities and liberal arts curricula. The moment of “Deconstruction” may have passed, but its emphasis on the indeterminacy of
signs (that we are unable to establish exclusively what a word means when used in a given situation) and thus of texts, remains significant. Many
critics may not embrace the label “feminist,” but the premise that gender is a social construct, one of theoretical feminisms distinguishing
insights, is now axiomatic in a number of theoretical perspectives.
While literary theory has always implied or directly expressed a conception of the world outside the text, in the twentieth century three
movements—”Marxist theory” of the Frankfurt School, “Feminism,” and “Postmodernism”—have opened the field of literary studies into a
broader area of inquiry. Marxist approaches to literature require an understanding of the primary economic and social bases of culture since
Marxist aesthetic theory sees the work of art as a product, directly or indirectly, of the base structure of society. Feminist thought and practice
analyzes the production of literature and literary representation within the framework that includes all social and cultural formations as they
pertain to the role of women in history. Postmodern thought consists of both aesthetic and epistemological strands. Postmodernism in art has
included a move toward non-referential, non-linear, abstract forms; a heightened degree of self-referentiality; and the collapse of categories and
conventions that had traditionally governed art. Postmodern thought has led to the serious questioning of the so called metanarratives of history,
science, philosophy, and economic and sexual reproduction. Under postmodernity, all knowledge comes to be seen as “constructed” within
historical self-contained systems of understanding. Marxist, feminist, and postmodern thought have brought about the incorporation of all human
discourses (that is, interlocking fields of language and knowledge) as a subject matter for analysis by the literary theorist. Using the various
poststructuralist and postmodern theories that often draw on disciplines other than the literary—linguistic, anthropological, psychoanalytic, and
philosophical—for their primary insights, literary theory has become an interdisciplinary body of cultural theory. Taking as its premise that
human societies and knowledge consist of texts in one form or another, cultural theory (for better or worse) is now applied to the varieties of
texts, ambitiously undertaking to become the preeminent model of inquiry into the human condition.
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Literary theory is a site of theories: some theories, like “Queer Theory,” are “in;” other literary theories, like “Deconstruction,” are “out” but
continue to exert an influence on the field. “Traditional literary criticism,” “New Criticism,” and “Structuralism” are alike in that they held to the
view that the study of literature has an objective body of knowledge under its scrutiny. The other schools of literary theory, to varying degrees,
embrace a postmodern view of language and reality that calls into serious question the objective referent of literary studies. The following
categories are certainly not exhaustive, nor are they mutually exclusive, but they represent the major trends in literary theory of this century.
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The “New Criticism,” so designated as to indicate a break with traditional methods, was a product of the American university in the 1930s and
40s. “New Criticism” stressed close reading of the text itself, much like the French pedagogical precept “explication du texte.” As a strategy of
reading, “New Criticism” viewed the work of literature as an aesthetic object independent of historical context and as a unified whole that
reflected the unified sensibility of the artist. T.S. Eliot, though not explicitly associated with the movement, expressed a similar critical-aesthetic
philosophy in his essays on John Donne and the metaphysical poets, writers who Eliot believed experienced a complete integration of thought
and feeling. New Critics like Cleanth Brooks, John Crowe Ransom, Robert Penn Warren and W.K. Wimsatt placed a similar focus on the
metaphysical poets and poetry in general, a genre well suited to New Critical practice. “New Criticism” aimed at bringing a greater intellectual
rigor to literary studies, confining itself to careful scrutiny of the text alone and the formal structures of paradox, ambiguity, irony, and metaphor,
among others. “New Criticism” was fired by the conviction that their readings of poetry would yield a humanizing influence on readers and thus
counter the alienating tendencies of modern, industrial life. “New Criticism” in this regard bears an affinity to the Southern Agrarian movement
whose manifesto, I’ll Take My Stand, contained essays by two New Critics, Ransom and Warren. Perhaps the enduring legacy of “New
Criticism” can be found in the college classroom, in which the verbal texture of the poem on the page remains a primary object of literary study.
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production in advanced capitalist societies were always already co-opted by the entertainment needs of an economic system that requires sensory
stimulation and recognizable cliché and suppressed the tendency for sustained deliberation.
The major Marxist influences on literary theory since the Frankfurt School have been Raymond Williams and Terry Eagleton in Great Britain
and Frank Lentricchia and Fredric Jameson in the United States. Williams is associated with the New Left political movement in Great Britain
and the development of “Cultural Materialism” and the Cultural Studies Movement, originating in the 1960s at Birmingham University’s Center
for Contemporary Cultural Studies. Eagleton is known both as a Marxist theorist and as a popularizer of theory by means of his widely read
overview, Literary Theory. Lentricchia likewise became influential through his account of trends in theory, After the New Criticism. Jameson is
a more diverse theorist, known both for his impact on Marxist theories of culture and for his position as one of the leading figures in theoretical
postmodernism. Jameson’s work on consumer culture, architecture, film, literature and other areas, typifies the collapse of disciplinary
boundaries taking place in the realm of Marxist and postmodern cultural theory. Jameson’s work investigates the way the structural features of
late capitalism—particularly the transformation of all culture into commodity form—are now deeply embedded in all of our ways of
communicating.
“Poststructuralism.” If signifier and signified are both cultural concepts, as they are in “Poststructuralism,” reference to an empirically certifiable
reality is no longer guaranteed by language. “Deconstruction” argues that this loss of reference causes an endless deferral of meaning, a system
of differences between units of language that has no resting place or final signifier that would enable the other signifiers to hold their meaning.
The most important theorist of “Deconstruction,” Jacques Derrida, has asserted, “There is no getting outside text,” indicating a kind of free play
of signification in which no fixed, stable meaning is possible. “Poststructuralism” in America was originally identified with a group of Yale
academics, the Yale School of “Deconstruction:” J. Hillis Miller, Geoffrey Hartmann, and Paul de Man. Other tendencies in the moment after
“Deconstruction” that share some of the intellectual tendencies of “Poststructuralism” would included the “Reader response” theories of Stanley
Fish, Jane Tompkins, and Wolfgang Iser.
Lacanian psychoanalysis, an updating of the work of Sigmund Freud, extends “Postructuralism” to the human subject with further consequences
for literary theory. According to Lacan, the fixed, stable self is a Romantic fiction; like the text in “Deconstruction,” the self is a decentered mass
of traces left by our encounter with signs, visual symbols, language, etc. For Lacan, the self is constituted by language, a language that is never
one’s own, always another’s, always already in use. Barthes applies these currents of thought in his famous declaration of the “death” of the
Author: “writing is the destruction of every voice, of every point of origin” while also applying a similar “Poststructuralist” view to the Reader:
“the reader is without history, biography, psychology; he is simply that someone who holds together in a single field all the traces by which the
written text is constituted.”
Michel Foucault is another philosopher, like Barthes, whose ideas inform much of poststructuralist literary theory. Foucault played a critical role
in the development of the postmodern perspective that knowledge is constructed in concrete historical situations in the form of discourse;
knowledge is not communicated by discourse but is discourse itself, can only be encountered textually. Following Nietzsche, Foucault performs
what he calls “genealogies,” attempts at deconstructing the unacknowledged operation of power and knowledge to reveal the ideologies that
make domination of one group by another seem “natural.” Foucaldian investigations of discourse and power were to provide much of the
intellectual impetus for a new way of looking at history and doing textual studies that came to be known as the “New Historicism.”
historical and social context. According to “New Historicism,” the circulation of literary and non-literary texts produces relations of social power
within a culture. New Historicist thought differs from traditional historicism in literary studies in several crucial ways. Rejecting traditional
historicism’s premise of neutral inquiry, “New Historicism” accepts the necessity of making historical value judgments. According to “New
Historicism,” we can only know the textual history of the past because it is “embedded,” a key term, in the textuality of the present and its
concerns. Text and context are less clearly distinct in New Historicist practice. Traditional separations of literary and non-literary texts, “great”
literature and popular literature, are also fundamentally challenged. For the “New Historicist,” all acts of expression are embedded in the
material conditions of a culture. Texts are examined with an eye for how they reveal the economic and social realities, especially as they produce
ideology and represent power or subversion. Like much of the emergent European social history of the 1980s, “New Historicism” takes
particular interest in representations of marginal/marginalized groups and non-normative behaviors—witchcraft, cross-dressing, peasant revolts,
and exorcisms—as exemplary of the need for power to represent subversive alternatives, the Other, to legitimize itself.
Louis Montrose, another major innovator and exponent of “New Historicism,” describes a fundamental axiom of the movement as an intellectual
belief in “the textuality of history and the historicity of texts.” “New Historicism” draws on the work of Levi-Strauss, in particular his notion of
culture as a “self-regulating system.” The Foucaldian premise that power is ubiquitous and cannot be equated with state or economic power and
Gramsci’s conception of “hegemony,” i.e., that domination is often achieved through culturally-orchestrated consent rather than force, are
critical underpinnings to the “New Historicist” perspective. The translation of the work of Mikhail Bakhtin on carnival coincided with the rise of
the “New Historicism” and “Cultural Materialism” and left a legacy in work of other theorists of influence like Peter Stallybrass and Jonathan
Dollimore. In its period of ascendancy during the 1980s, “New Historicism” drew criticism from the political left for its depiction of counter-
cultural expression as always co-opted by the dominant discourses. Equally, “New Historicism’s” lack of emphasis on “literariness” and formal
literary concerns brought disdain from traditional literary scholars. However, “New Historicism” continues to exercise a major influence in the
humanities and in the extended conception of literary studies.
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example—and are both activist intellectual enterprises, “Ethnic Studies and “Postcolonial Criticism” have significant differences in their history
and ideas.
“Ethnic Studies” has had a considerable impact on literary studies in the United States and Britain. In W.E.B. Dubois, we find an early attempt to
theorize the position of African-Americans within dominant white culture through his concept of “double consciousness,” a dual identity
including both “American” and “Negro.” Dubois and theorists after him seek an understanding of how that double experience both creates
identity and reveals itself in culture. Afro-Caribbean and African writers—Aime Cesaire, Frantz Fanon, Chinua Achebe—have made significant
early contributions to the theory and practice of ethnic criticism that explores the traditions, sometimes suppressed or underground, of ethnic
literary activity while providing a critique of representations of ethnic identity as found within the majority culture. Ethnic and minority literary
theory emphasizes the relationship of cultural identity to individual identity in historical circumstances of overt racial oppression. More recently,
scholars and writers such as Henry Louis Gates, Toni Morrison, and Kwame Anthony Appiah have brought attention to the problems inherent in
applying theoretical models derived from Euro-centric paradigms (that is, structures of thought) to minority works of literature while at the same
time exploring new interpretive strategies for understanding the vernacular (common speech) traditions of racial groups that have been
historically marginalized by dominant cultures.
Though not the first writer to explore the historical condition of postcolonialism, the Palestinian literary theorist Edward Said’s book Orientalism
is generally regarded as having inaugurated the field of explicitly “Postcolonial Criticism” in the West. Said argues that the concept of “the
Orient” was produced by the “imaginative geography” of Western scholarship and has been instrumental in the colonization and domination of
non-Western societies. “Postcolonial” theory reverses the historical center/margin direction of cultural inquiry: critiques of the metropolis and
capital now emanate from the former colonies. Moreover, theorists like Homi K. Bhabha have questioned the binary thought that produces the
dichotomies—center/margin, white/black, and colonizer/colonized—by which colonial practices are justified. The work of Gayatri C. Spivak has
focused attention on the question of who speaks for the colonial “Other” and the relation of the ownership of discourse and representation to the
development of the postcolonial subjectivity. Like feminist and ethnic theory, “Postcolonial Criticism” pursues not merely the inclusion of the
marginalized literature of colonial peoples into the dominant canon and discourse. “Postcolonial Criticism” offers a fundamental critique of the
ideology of colonial domination and at the same time seeks to undo the “imaginative geography” of Orientalist thought that produced conceptual
as well as economic divides between West and East, civilized and uncivilized, First and Third Worlds. In this respect, “Postcolonial Criticism” is
activist and adversarial in its basic aims. Postcolonial theory has brought fresh perspectives to the role of colonial peoples—their wealth, labor,
and culture—in the development of modern European nation states. While “Postcolonial Criticism” emerged in the historical moment following
the collapse of the modern colonial empires, the increasing globalization of culture, including the neocolonialism of multinational capitalism,
suggests a continued relevance for this field of inquiry.
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Masculine gender theory as a separate enterprise has focused largely on social, literary, and historical accounts of the construction of male
gender identities. Such work generally lacks feminisms’ activist stance and tends to serve primarily as an indictment rather than a validation of
male gender practices and masculinity. The so-called “Men’s Movement,” inspired by the work of Robert Bly among others, was more practical
than theoretical and has had only limited impact on gender discourse. The impetus for the “Men’s Movement” came largely as a response to the
critique of masculinity and male domination that runs throughout feminism and the upheaval of the 1960s, a period of crisis in American social
ideology that has required a reconsideration of gender roles. Having long served as the de facto “subject” of Western thought, male identity and
masculine gender theory awaits serious investigation as a particular, and no longer universally representative, field of inquiry.
Much of what theoretical energy of masculine gender theory currently possesses comes from its ambiguous relationship with the field of “Queer
theory.” “Queer theory” is not synonymous with gender theory, nor even with the overlapping fields of gay and lesbian studies, but does share
many of their concerns with normative definitions of man, woman, and sexuality. “Queer theory” questions the fixed categories of sexual
identity and the cognitive paradigms generated by normative (that is, what is considered “normal”) sexual ideology. To “queer” becomes an act
by which stable boundaries of sexual identity are transgressed, reversed, mimicked, or otherwise critiqued. “Queering” can be enacted on behalf
of all non-normative sexualities and identities as well, all that is considered by the dominant paradigms of culture to be alien, strange, unfamiliar,
transgressive, odd—in short, queer. Michel Foucault’s work on sexuality anticipates and informs the Queer theoretical movement in a role
similar to the way his writing on power and discourse prepared the ground for “New Historicism.” Judith Butler contends that heterosexual
identity long held to be a normative ground of sexuality is actually produced by the suppression of homoerotic possibility. Eve Sedgwick is
another pioneering theorist of “Queer theory,” and like Butler, Sedgwick maintains that the dominance of heterosexual culture conceals the
extensive presence of homosocial relations. For Sedgwick, the standard histories of western societies are presented in exclusively in terms of
heterosexual identity: “Inheritance, Marriage, Dynasty, Family, Domesticity, Population,” and thus conceiving of homosexual identity within
this framework is already problematic.
Cultural Studies
Much of the intellectual legacy of “New Historicism” and “Cultural Materialism” can now be felt in the “Cultural Studies” movement in
departments of literature, a movement not identifiable in terms of a single theoretical school, but one that embraces a wide array of perspectives
—media studies, social criticism, anthropology, and literary theory—as they apply to the general study of culture. “Cultural Studies” arose quite
self-consciously in the 80s to provide a means of analysis of the rapidly expanding global culture industry that includes entertainment,
advertising, publishing, television, film, computers and the Internet. “Cultural Studies” brings scrutiny not only to these varied categories of
culture, and not only to the decreasing margins of difference between these realms of expression, but just as importantly to the politics and
ideology that make contemporary culture possible. “Cultural Studies” became notorious in the 90s for its emphasis on pop music icons and
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music video in place of canonical literature, and extends the ideas of the Frankfurt School on the transition from a truly popular culture to mass
culture in late capitalist societies, emphasizing the significance of the patterns of consumption of cultural artifacts. “Cultural Studies” has been
interdisciplinary, even antidisciplinary, from its inception; indeed, “Cultural Studies” can be understood as a set of sometimes conflicting
methods and approaches applied to a questioning of current cultural categories. Stuart Hall, Meaghan Morris, Tony Bennett and Simon During
are some of the important advocates of a “Cultural Studies” that seeks to displace the traditional model of literary studies.
Activity 1: Identify definite characteristics of each literary theory. Present it through a graphic organizers.
ASSESSMENT
Activity 2: Create a critical analysis of the poem “INVICTUS” by William Ernest Henley through a definite literary theory.
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