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    Compliance Analyst 2021

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    Marshay Hall
    Boston Trust Walden Company, an independent investment management firm, is seeking a Compliance Analyst. The position reports to the Director of Risk Management and provides support for the compliance and risk management functions. Key responsibilities include preparing reports and policies, conducting reviews of trading activity and accounts, coordinating regulatory programs, and performing risk assessments. Qualified candidates have 3-5 years of compliance experience, excellent writing skills, and proficiency with compliance systems and Microsoft Office. Boston Trust Walden is committed to diversity and providing reasonable accommodations.

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    Compliance Analyst 2021

    Uploaded by

    Marshay Hall
    91 views2 pages
    Boston Trust Walden Company, an independent investment management firm, is seeking a Compliance Analyst. The position reports to the Director of Risk Management and provides support for the compliance and risk management functions. Key responsibilities include preparing reports and policies, conducting reviews of trading activity and accounts, coordinating regulatory programs, and performing risk assessments. Qualified candidates have 3-5 years of compliance experience, excellent writing skills, and proficiency with compliance systems and Microsoft Office. Boston Trust Walden is committed to diversity and providing reasonable accommodations.

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    Compliance Analyst 2021

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    Boston Trust Walden Company, an independent investment management firm, is seeking a Compliance Analyst. The position reports to the Director of Risk Management and provides support for the compliance and risk management functions. Key responsibilities include preparing reports and policies, conducting reviews of trading activity and accounts, coordinating regulatory programs, and performing risk assessments. Qualified candidates have 3-5 years of compliance experience, excellent writing skills, and proficiency with compliance systems and Microsoft Office. Boston Trust Walden is committed to diversity and providing reasonable accommodations.

    Copyright:

    © All Rights Reserved
    Download as PDF, TXT or read online from Scribd
    Download as pdf or txt
    91 views2 pages

    Compliance Analyst 2021

    Uploaded by

    Marshay Hall
    Boston Trust Walden Company, an independent investment management firm, is seeking a Compliance Analyst. The position reports to the Director of Risk Management and provides support for the compliance and risk management functions. Key responsibilities include preparing reports and policies, conducting reviews of trading activity and accounts, coordinating regulatory programs, and performing risk assessments. Qualified candidates have 3-5 years of compliance experience, excellent writing skills, and proficiency with compliance systems and Microsoft Office. Boston Trust Walden is committed to diversity and providing reasonable accommodations.

    Copyright:

    © All Rights Reserved
    Download as PDF, TXT or read online from Scribd
    Download as pdf or txt
    of 2

    Boston Trust Walden Company

    Job Opening: Compliance Analyst


    Company Overview

    Boston Trust Walden Company is an independent, employee-owned firm providing investment


    management services to institutional investors and private wealth clients. The firm manages
    approximately $13 billion in client assets. Our team of professionals is committed to our distinctive
    investment philosophy, disciplined approach, and impact investing leadership.

    Reasons to join Boston Trust Walden include:

    • Firm size, reputation, stability, and success


    • Challenging and fulfilling responsibilities
    • Accessible senior leadership team
    • Collegial work environment
    • Commitment to both client and community service
    • Recognition that work is but one component of a balanced life

    Boston Trust Walden is committed to supporting equal employment opportunity and to promoting a
    workplace free of discrimination with regard to race, color, religious creed, national origin, ancestry,
    sex, age, sexual orientation, gender identity, gender expression, physical or mental disability,
    parental status, marital status, veteran/U.S. military status, pregnancy, citizenship status, or other
    legally protected status.

    Boston Trust is seeking a Compliance Associate. This position reports to the Director of Risk
    Management and provides support for the risk management and compliance function. This
    individual will work closely with other Compliance and Legal staff to ensure a high level of
    compliance with respect to regulatory requirements as well as legal, operational, and financial risk
    management policies.

    Key Responsibilities

    • Preparing internal memos, written reports, meetings minutes, drafting policies, preparing
    training materials, reviewing and maintaining corporate documents
    • Conducting ongoing reviews of the daily trade blotter, exception reports and other fund
    and client account activity
    • Coordinating the Bank Secrecy Act and Business Continuity Management program
    activities.
    • Performing a variety of self-monitoring processes to ensure compliance with regulatory,
    legal and policy requirements (New Account Acceptance Review; Administrative Account
    Review; Routine File Maintenance Review, as well as other Targeted Risk Reviews).
    • Reviews the design of internal controls, policies, and procedures and provides
    recommendations for enhancement
    • Conducting risk assessments on select business and operational processes, procedures,
    and policies; analyzes results and makes recommendations on the adequacy and
    reliability of controls
    Boston Trust Walden Company, a Massachusetts Bank and Trust Company
    One Beacon Street Boston, Massachusetts 02108 (617) 726-7250 www.bostontrustwalden.com
    • Maintaining risk management database; records, company policies, files, and electronic
    records.
    • Providing support and oversight during audits and examinations.

    Qualifications

    • 3-5 years’ experience in an investment adviser compliance organization


    • Experience writing professional materials (e.g. training, minutes, memos, and reports)
    • Must have excellent written and oral communication skills
    • Must have strong attention to detail
    • Must be able to independently manage and prioritize multiple tasks and projects
    • Knowledge of Bank Secrecy Act, Patriot Act, OFAC and other AML Regulations a plus
    • BS/BA in a related field or equivalent direct experience desired.
    • Strong Excel skills and proficiency in other MS Office products
    • Knowledge of Advent applications, Salesforce, or SEI Trust Accounting a plus

    Boston Trust Walden Company is committed to diversity in the workplace. We seek to create an
    environment where all employees’ abilities and energies are fully utilized. We believe diversity
    enhances our opportunity to build a high-performance culture that enables us to succeed in a
    competitive business. Reasonable accommodations will be made available to any applicant
    requesting them for the application process. Boston Trust Walden Company is an Equal Opportunity
    Employer.

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