NOMINATION FORM FOR INDIVIDUALS ONLY (Demat & Trading Account)

BO Account Details: __________________________ Trading Code: ____________________ Date: ________________

I/We the Sole holder/Joint holders/Guardian (in case of minor) hereby declare that:
I/We do not wish to nominate any one for this Demat & Trading Account. I/We wish to cancel to nomination.
I/We nominate the following person who is entitled to receive security and fund balances lying in my/our account, particulars whereof are given
below, in the event of the death of the Sole holder or the death of all the Joint Holders.
NOMINEE-1 DETAILS NOMINEE-2 DETAILS NOMINEE-3 DETAILS
Name: ___________________________________ Name: ___________________________________ Name: ___________________________________
Address : _________________________________ Address : _________________________________ Address : _________________________________
_________________________________________ _________________________________________ _________________________________________
_________________________________________ _________________________________________ _________________________________________
City: ________________ State: _______________ City: ________________ State: _______________ City: ________________ State: _______________
Pin.______________ Country: ________________ Pin.______________ Country: ________________ Pin.______________ Country: ________________
Fax: _________________ Tel.: _______________ Fax: _________________ Tel.: _______________ Fax: _________________ Tel.: _______________
Mobile: __________________________________ Mobile: __________________________________ Mobile: __________________________________
E-mail ID: ________________________________ E-mail ID: ________________________________ E-mail ID: ________________________________
Relationship with BO (if any): ________________ Relationship with BO (if any): ________________ Relationship with BO (if any): ________________
DoB of Nominee: __________________________ DoB of Nominee: __________________________ DoB of Nominee: __________________________
IDENTIFICATION DETAILS OF NOMINEE
Nominee PAN: _____________________________ Nominee PAN: _____________________________ Nominee PAN: _____________________________
Aadhar / UID: _____________________________ Aadhar / UID: _____________________________ Aadhar / UID: _____________________________
Others#: __________________________________ Others#: __________________________________ Others#: __________________________________

GUARDIAN DETAILS (If nominee is a minor)

As the, Nominee is a minor as on date, I/We appoint following person to act guardian and to receive the securities in this account on behalf of the
Nominee in the event of death of the Soleholder/all Joint holders.
GUARDIAN-1 DETAILS GUARDIAN-2 DETAILS GUARDIAN-3 DETAILS
Name: ___________________________________ Name: ___________________________________ Name: ___________________________________
Address : _________________________________ Address : _________________________________ Address : _________________________________
_________________________________________ _________________________________________ _________________________________________
_________________________________________ _________________________________________ _________________________________________
City: ________________ State: _______________ City: ________________ State: _______________ City: ________________ State: _______________
Pin.______________ Country: ________________ Pin.______________ Country: ________________ Pin.______________ Country: ________________
Fax: _________________ Tel.: _______________ Fax: _________________ Tel.: _______________ Fax: _________________ Tel.: _______________
Mobile: __________________________________ Mobile: __________________________________ Mobile: __________________________________
E-mail ID: ________________________________ E-mail ID: ________________________________ E-mail ID: ________________________________
Relationship with Nominee (if any): ____________ Relationship with Nominee (if any): ____________ Relationship with Nominee (if any): ____________
DoB of Guardian: _________________________ DoB of Guardian: __________________________ DoB of Guardian: __________________________
IDENTIFICATION DETAILS OF GUARDIAN
GUARDIAN PAN: __________________________ GUARDIAN PAN: __________________________ GUARDIAN PAN: __________________________
Aadhar / UID: _____________________________ Aadhar / UID: _____________________________ Aadhar / UID: _____________________________
Others#: _________________________________ Others#: __________________________________ Others#: __________________________________

@Signature of Guardian @Signature of Guardian @Signature of Guardian

Nominee-1 Nominee-2 Nominee-3
Percentage of allocation of securities : % % %
*Residual Securities (Please tick if any) :
This nomination shall suspersede any prior nomination made by me/us and also any testamentary document executed by me / us.
@ @ @
FH SH TH

Name:_________________________ Name:_________________________ Name:_________________________

Details of Witness
Signature of First Witness Signature of Second Witness
______________________________________________________ ______________________________________________
Name _________________________________________________ Name _________________________________________
Address _______________________________________________ Address _______________________________________
(To be filled by DP)
Nomination accepted and registered vide Registration No. For SBICAP Securities Limited
Dated ________________ Authorised Signatory
*Residual Securities: Incase of multiple nominees, please choose any one nominee who will be credited with residual securities remaining after distribution of securities as per percentage of allocation. If you
fall to choose one such nominee, then the first nominee will be marked as nominee entitled for residual shares, if any.
#
Any one of the following can provided as identification details of the nominee/guardian. Savings Bank Account Number Proof of Identity Demat Account ID

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 NOMINATION NOTES
1. The nomination can be made only by individuals holding beneficiary owner accounts on their own behalf singly or jointly. Non-
individuals including society, trust, body corporate, partnership firm and Hindu Undivided Family, holder of power of attorney
cannot nominate. If the account is held jointly, all joint holders will sign the nomination form.

2. A minor can be nominated. In that event, the name and address of the Guardian of the minor nominee shall be provided by the
beneficial owner.

3. Only individual / natural person(s) can be a nominee(s). The Nominee(s) shall not be artificial person created/dressed by the law
or by a fiction such as trust, society, body corporate, partnership firm, Hindu Undivided Family, etc. A non-resident Indian can be
a Nominee, subject to the exchange controls in force, from time to time.

4. Nomination in respect of the beneficiary owner account stands rescinded upon closure of the beneficiary owner account.
Similarly, the nomination in respect of the securities shall stand terminated upon transfer of the securities.

5. Transfer of securities in favour of a Nominee(s) shall be valid discharge by the depository and the Participant against the legal
heir.

6. The cancellation of nomination can be made by individuals only holding beneficiary owner accounts on their own behalf singly
or jointly by the same persons who made the original nomination. Non- individuals including society, trust, body corporate,
partnership firm and Hindu Undivided Family, holder of power of attorney cannot cancel the nomination. If the beneficiary owner
account is held jointly, all joint holders will sign the cancellation form.

7. On cancellation of the nomination, the nomination shall stand rescinded and the depository shall not be under any obligation to
transfer the securities in favour of the Nominee(s).

8. Nomination can be made upto three nominees in a demat account. In case of multiple nominees, the Client must specify the
percentage of share for each nominee that shall total upto hundred percent. In the event of the beneficiary owner not indicating
any percentage of allocation/share for each of the nominees, the default option shall be to settle the claims equally amongst all
the nominees.

9. On request of Substitution of existing nominees by the beneficial owner, the earlier nomination shall stand rescinded. Hence,
details of nominees as mentioned in the FORM 10 at the time of substitution will be considered. Therefore, please mention the
complete details of all the nominees.

10. Copy of any proof of identity must be accompanied by original for verification or duly attested by any entity authorized for
attesting the documents, as provided in Annexure D.

11. Savings bank account details shall only be considered if the account is maintained with the same participant.

12. DP ID and client ID shall be provided where demat details is required to be provided.

13. In case of joint demat account both the account holders are required to sign the form.

14. In case of cancellation of a nominee made by me/ us earlier and consequently all rights and liabilities in respect of beneficiary
ownership in the securities held by me/ us in the said account shall vest in me/ us.

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