63 2MerskyPrice
63 2MerskyPrice
63 2MerskyPrice
Roy M. Mersky*
Jeanne Price **
* Roy M. Mersky is the Harry M. Reasoner Regents Chair in Law and Director of
Research at the University of Texas.
** Jeanne Price is associate director for patron services, research, and instruction at the
Tarlton Law Library, Jamail Center for Legal Research, University ofTexas. Marlyn Robinson,
reference librarian at the Tarlton Law Library, University of Texas, provided valuable research
assistance in the writing of this article. The bibliography of Bryan Garner's publications which
follows this article also represents Ms. Robinson's contribution. Bryan Garner's papers and
correspondence related to the eighth edition of Black's are part ofTarlton Law Library's special
collections.
1. THE OXFORD ENGLISH DICTIONARY 625 (2d ed. 1989) (liThe maker of a dictionary; a
lexicographer. ").
2. Id. at 626 ("0 ne who makes it his business to criticize diction or style in language. ").
3. ROBERT BALAY, GUIDE TO REFERENCE BOOKS 1116 (11 th ed. 1996).
4. BLACK'S LAW DICTIONARY ix (8th ed. 2004) ("[The eighth edition] continues the effort
begun with the seventh edition: ... to raise the level of scholarship through serious research and
careful reassessment. ").
5. BLACK'S LAW DICTIONARY (2d ed. 1910).
6. Book Review, 5 Nw. U. L. REv. 582 (l911)(reviewing BLACK'S LAW DICTIONARY (2d
ed.1910)).
719
720 63 WASH. & LEE L. REV 719 (2006)
7. El1en P. April!, The Law ofthe Word: Dictionary Shopping in the Supreme Court, 30
ARIZ. ST. LJ. 275, 284 (1998) (quoting JONATHON GREEN, CHASING THE SUN: DICTIONARY
MAKERS AND THE DICTIONARIES THEY MADE 16 (1996)). Aprill stated, "One historian of
lexicographers explains that for both Dr. Johnson and Noah Webster 'their role was not simply
to select a word list, define it, and make it available to the reading public; in addition they took
on the priestly task of revealing a truth, in this case a linguistic one, to those who, like lay
parishioners, were less than perfectly versed in its subtleties.''' Id. (emphasis added).
8. BOUVIER'S LAW DICTIONARY (Century ed. 1934).
9. BALLENTINE'S LAW DICTIONARY (3d ed. 1969).
10. See, e.g., Norman Stevens, Evaluating Reference Books in TheolY and Practice, 15
REFERENCE LIB. 9, 13-15 (1986) (listing criteria suggested by reviewers of reference works,
including accuracy, appropriateness, arrangement, authority, bibliography, comparability,
completeness, content, distinction, documentation, durability, ease of use, il1ustrations, index,
level, reliability, revisions, and uniqueness).
THE DICTIONARY AND THE MAN 721
11. Aprill, supra note 7, at 296 (quoting Lawrence Solan, When Judges Use the
Dictionary), 68 AM. SPEECH 50, 53 (1993)).
12. Henry Campbell Black, 5 HARV. L. REV. 155, 155 (reviewing BLACK'S LAW
DICTIONARY (1 st ed. 1891)) (liThe first canon of lexicography relates to substance: A dictionary
must be comprehensive; the second, to form: A dictionary must be convenient.").
13. See Dwight Macdonald, The String Untuned, NEW YORKER, Mar. 10,1962, at 145
(reviewing WEBSTER'S NEW INTERNATIONAL DICTIONARY (UNABRIDGED) (3d ed. 1961)) ("0 ne of
the problems of an unabridger is where completeness ends and madness begins. ").
14. See id. at 150 (lilt is a dictionary's job to define words, which means, literally, to set
limits to them.").
15. See generally THE BLUEBOOK: A UNIFORM SYSTEM OF CITATION (Columbia Law
Review Ass'n et al. eds., 17th ed. 2000); THE UNIVERSITY OF CHICAGO MANUAL OF LEGAL
CITATION (1989); TEXAS LAW REVIEW ASS'N, TEXAS RULES OF FORM (10th ed. 2003); ASS'NOF
LEGAL WRITING DIRECTORS, ALWD CITATION MANUAL: A PROFESSIONAL SYSTEM OF CITATION
(2d ed. 2003).
16. E.E. CUMMINGS, I HAVE FOUND WHAT You ARE LIKE, available at http://www.
americanpoems.com/poets/eecummings/l1921 (last visited Nov. 12, 2005).
17. BEN OKRI, THE FAMISHED ROAD 263 (1991).
18. See Remarks by Hussein to Troops on Kuwait, N.Y. TIMES, Jan. 7, 1991, at AI0
("[T]he battle in which you are locked today is the mother of all battles." (quoting Sadaam
Hussein)).
19. See MERRIAM-WEBSTER'S COLLEGIATE DICTIONARY 810 (1Ith ed. 2003) ("mother ...
5: something that is an extreme or ultimate example of its kind esp. in terms of scale. ").
722 63 WASH. & LEE L. REV 719 (2006)
evolved (from "a woman who has borne a child,,2o in Black's fifth edition, to a
"woman who has given birth to, provided the egg for, or legally adopted a
child,,21 in the eighth edition), but that evolution has been supported (and
authorized) by the judiciary, legal scholars, scientists, and practicing attorneys.
22
The prescriptivist/descriptivist debate loses some relevance in the
context of a law dictionary. Law, and more specifically, the rituals and
mechanisms through which it is pronounced, invests words (and their senses)
with legitimacy and authority; it is the obligation ofthe law dictionary to reflect
those meanings and evidence the authority supporting them. The law
encourages predictability and certainty, and the definitions within a legal
dictionary ought to reflect the notion that words have established meanings in a
legal sense. What distinguishes a law dictionary from a mere "word book" (as
the New York Times once dismissed Webster's third edition 23 ) is its marshaling
of examples of word usage in legal contexts, its sense-making of those usages,
and its reliance on authority to justify its detennination of what is appropriate,
in that legal context, and what is not.
Though many definitions in the eighth edition of Black's are enhanced by
West key number references, cross-references to Corpus Juris Secundum, and
quotations from recognized authorities, some definitions are not so supported
24
by evidence of their use. For the most part, these "unattributable" definitions
are for terms whose basic meaning is similar in legal and non-legal contexts
(e. g., mitigate, income, incogn ito), but there are other defin itions for wh ich the
lack of authority is more problematic (where did the "error-of-judgment rule,,25
develop, and, in what scenarios can someone be said to exercise "due
influence,,?).26
And how is legal slang to be addressed? The eighth edition includes any
number of examples of law slang absent in prior editions. For these new
entries, some information about the derivation of the terms would have been
useful. Who knew that a smurf was, in fact, "a person who participates in a
money-laundering operation by making transactions of less than $1 0,000,,?27
Though Garner notes that the term has its origins in a blue cartoon character/ 8
he does not give any sources for his definition or any reason why the short blue
cartoon character is somehow related to money-laundering. Similarly, the more
familiar term "stool pigeon" appeared for the first time in Garner's eighth
edition. And, while the definition is certainly sound, there is no indication of
29
the derivation of the phrase.
But these are minor quibbles. More interesting are those words that resist
concise definition. In his 1933 review of Black's third edition, Alexander
Hamilton Frey bemoaned the efforts of legal lexicographers to "define ...
words such as title, property, ... which defy definition because they are
employed in legal terminology in a variety of senses for a variety of purposes
[and to] arrive at a concise crystallized definition.,,30 Frey longed for "an
honest law dictionary ... in which the editor does not hesitate to discuss where
definition is fatuous. ,,31
Definitions create categories; concepts either fall within those categories
(and therefore are included in the senses of a word) or do not. Those
categories, in turn, set forth a number of necessary and sufficient conditions for
inclusion within them. The "easy" members of a category clearly satisfy those
conditions; the outliers, occurring at the "fuzzy" edges of the category cause
32
more problems. A robin is obviously a good example ofa bird, a penguin less
SO.33 Garner defines "property," first, as "the right to possess, use and enjoy a
determinate thing (either a tract of land or a chattel); the right of ownership, ,,34
and, second, as "any external thing over which the rights of possession, use and
enjoyment are exercised. ,,35 So, for a concept or thing to fall within the second
definition of property, it must be a thing and it must be subject to ownership by
an individual who is entitled to use it. Definitions of forty-eight related terms
that incorporate the word "property" (e.g., "lost property," "intellectual
property," "mislaid property," "real property," and "wasting property"), and that
evidence the evolution of the concept, follow Garner's succinct definitions of
36
the word. Multivolume treatises have been written on property; because we
understand Garner's definition does not mean that we can fathom all of its
implications. But the definition of "property," and the definitions of related
terms that follow, enable us to "see" property in a legal context and to witness
the development of related concepts that have grown out ofthe idea ofproperty
itself.
Unlike books written on style and usage (legal or otherwise)-which, as
David Foster Wallace has pointed out, are of most interest to those who need
them lease 7-dictionaries are used frequently, in a variety of situations, and by
very different individuals. How is it possible to satisfy the first year law
student or layperson, as well as the judge, the legal academic, and the
practicing lawyer? For the law student or layperson, the legal dictionary is
much like a bilingual dictionary,38 introducing the student to words never
before encountered, to words whose legal meanings are very different from
their common ones, and to words whose use in a legal context are replete with
nuances not obvious to those not versed in law. After all, as the introduction to
a dictionary published in 1661 noted, dictionaries are "very useful for all such
as desire to understand what they read. ,,39
35. Id.
36. Id. at 1252-55.
37. David Foster Wallace, Tense Present: Democracy. English. and the Wars over
Usage, HARPER'S MAG., Apr. 2001, at 39,40.
38. MORRIS L. COHEN, ROBERT C. BERRING & KENTC. OLSON, How TO FIND THE LAW 412
(9th ed. 1989) ("You are outlanders in this country of the law. You do not know the speech. It
must be learned. Like any other foreign tongue, it must be learned: by seeing words, by using
them until they are familiar; meantime, by constant reference to the dictionary.... II (quoting
KARL LLEWELLYN, THE BRAMBLE BUSH: ON OUR LAW AND ITS STUDY 39 (1981))). As an aside,
we should note that there are any number of bilingual and multilingual legal dictionaries.
Gerard-Rene de Groot and Conrad J.P. van Laer have published an annotated and critical
bibliography of bilingual and multilingual legal dictionaries. GERARD-RENE DE GROOT &
CONRAD J.P. VAN LAER, BILINGUAL AND MULTILINGUAL LEGAL DICTIONARIES IN THE EUROPEAN
UNION: A CRITICAL BIBLIOGRAPHY, http://arno.unimaas.nl/show.cgi?fid=3130 (last visited Nov.
17,2005).
39. GLOSSOGRAPHIA: OR A DICTIONARY, INTERPRETING ALL SUCH HARD WORDS OF
WHATSOEVER LANGUAGE, NOW USED IN OUR REFINED ENGLISH TONGUE (Thomas Blount ed., 2d
ed. 1661) (liVery useful for all such as desire to understand what they read.... ")
THE DICTIONARY AND THE MAN 725
40. Paul Hellyer, Keeping up with New Legal Times, 97 LAW LIBR. J. 158, 158-59 (2005)
(reviewing BLACK'S LAW DICTIONARY (8th ed. 2004)).
41. BLACK' SLAW DICTIONARY 1252 (8th ed. 2004).
42. Id. at 935.
43. Id. at 1410.
44. Id. at 1033.
45. Id. at 466.
46. Id. at 434.
47. Id.
48. See id. at 1411-12 ("The doctrine that any pre-statehood grant of public property does
not include tidelands unless the grant specifically indicates otherwise. ").
49. See id. at 971 ("Islamic law. A gift of money or property that must be made by a man
to the woman he marries. ").
50. See id. at 467 ("Something (such as an animal) that has done wrong and must
therefore be forfeited to the Crown. ").
51. See id. at 969 ("In 1258, an assembly of24 barons summoned to Oxford by Henry III
that ultimately carried out certain reforms to settle differences between the king and the
barons.").
52. See id. at 953 ("The delivery of possession ofreal property from a guardian to a ward
in chivalry when the ward reached majority.").
53. See id. at 1143 ("Property of a wife not part of her dowry. .. a married woman's
personal property.... ").
54. Dan Henke, Book Note, 65 A.B.A. J. 1378, 1379 (1979) ("Words are a lawyer's best
weapons and when properly used add to effectiveness and profits." (reviewing BLACK'S LAW
DICTIONARY (5th ed. 1979))).
726 63 WASH. & LEE 1. REV 719 (2006)
Ifwords have a useful life, then so do dictionaries. Black's began in 1891; its
full title reminds us of a proud parent, christening his first-bom-A Dictionary of
Law Containing Definitions ofthe Terms and Phrases ofAmerican and English
Jurisprudence, Ancient and Modern Including the Principal Terms ofInternational,
Constitutional, and Commercial Law,' with a Collection of Legal Maxims and
Numerous Select Titles from the Civil Law and Other Foreign Systems. 56 The full
title of the second edition (repeated, with only slight variations, in the third) attests
to youthful exuberance-as new and exciting features are recalled, they burst
forth-
A Law Dictionary: Containing definitions ofthe tenns and phrases ofAmerican
and English jurisprudence, ancient and modem. And including the principal
tenns of international, constitutional, ecclesiastical, and commercial law, and
medical jurisprudence, with a collection oflegal maxims, numerous select titles
from the roman, modem civil, scotch, French, Spanish and Mexican law, and
other foreign systems, and a table of abbreviations. 57
By its fourth edition, the work had achieved a certain maturity; the titles to the
fourth, fifth, and sixth editions no longer include the litany ofcontents, but there is
still the need to describe what the work is-Black's Law Dictionary: Definitions of
the Terms and Phrases of American and English Jurisprudence, Ancient and
Modern. 58 By the seventh edition, any description on the title page has become
superfluous; having established itself and being in its prime, the dictionary, in its
seventh and eighth editions, is simply Black's Law Dictionary.59
In style and content, the eighth edition reflects its past and the present. Words
and phrases, however seldom used, that have contributed to an understanding of
current jurisprudence continue to be included in the dictionary, often with an
explanation oftheir import (e.g., "disentailing deed,,,60 "praesumitur pro negante,,,6 I
"steganography,,62). New words and tenns have been added-some terms we
55. William C. Anderson, Note, Law Dictionaries, 28 AM. L. REv. 531, 532 (1894).
56. BLACK'sLAWDICTIONARY(lsted.1891).
57. BLACK'S LAW DICTIONARY (2d ed. 1910).
58. BLACK'S LAW DICTIONARY (4th ed. 1951); BLACK'S LAW DICTIONARY (5th ed. 1979);
BLACK'S LAW DICTIONARY (6th ed. 1990).
59. BLACK'S LAW DICTIONARY (7th ed. 1999); BLACK'S LAW DICTIONARY (8th ed. 2004).
60. BLACK'S LAW DICTIONARY 501 (8th ed. 2004).
61. See id. at 1213 ("This is the rule of the House of Lords when the votes are equal on a
motion.").
62. See id. at 1453 (noting that it is a "cryptographic method").
THE DICTIONARY AND THE MAN 727
would expect, given our times and new developments in the law: "denial of
service attack,,,63 "same-sex marriage,,,64 "cyberpiracy,,,65 and "veggie-libel
law. ,,66 But the eighth edition also includes, for the first time, terms like "ethnic
cleansing,,67 and "zero-tolerance policy,,,68 words that are familiar to us in more
than one context, but whose sense in a legal context is much harder to
articulate.
Since even the first edition of Black's, its editors have been conscious of
the encroachment of vocabulary from other fields into the discipline of law.
The second edition noted in its title that definitions would include "terms of
medical jurisprudence,,;69 and a reviewer noted in 1910 that
[t]he task of the compiler ofa law dictionary becomes more difficult in
geometric progression year by year, as the scope, aim and study ofthe law
are broadened to include the rapidly-increasing bulk of human knowledge;
for the law reaches out and bodily assimilates many ofthe sciences akin to
it, 70
By the fifth edition, the focus had shifted from science to finance; its preface
warned that the "ever expanding importance of financial terminology ...
necessitated inclusion of numerous new tax and accounting terms. ,,71 By the
eighth edition, no special mention of words from other fields is expected-the
reader should assume that any and all terms having special meanings in a legal
context will be included.
In style, the seventh and eighth editions are concise and reflective of
modern usage. "Preemption" replaced "pre-emption,,,n and the word's
definition expanded to include not only the constitutional sense but also
73
commercial and real property senses. For the constitutional sense, the
definition was simplified. From, in the fifth edition, "doctrine adopted by U.S.
Supreme Court holding that certain matters are of such a national, as opposed
to local, character that federal laws pre-empt or take precedence over state
laws,,74 to, in the seventh and eighth editions, "the principle (derived from the
Supremacy Clause) that a federal law can supersede or supplant any
inconsistent state law or regulation,,,75 the revised definition both identifies the
source of the principle and clarifies its import.
76
The U.S. Constitution and a table of British regnal years 77 have long
been included as appendices to Black's. The eighth edition includes the
Universal Declaration of Human Rights,78 a Federal Circuits map,79 and a
thirteen page bibliography,80 citing sources as diverse as Safire 's New Political
Dictionary (1993),81 Contracts in a Nutshell (1984),82 The Duty to Act
(1977),83 and A Treatise on the Nature, Principles and Rules ofCircumstantial
Evidence (1868).84
In reviewing (not altogether favorably) the third edition of Webster's in
1966, Dwight Macdonald suggested that "language expresses the special,
distinctive quality of a people, and a people, like an individual, is to large
extent, defined by its past. ,,85 Black's eighth edition reflects the current
language of the law and of lawyers; as Macdonald suggested, that language,
and the dictionary that records it, reflects, through citation, the events and
individuals that contributed to the state of the law as it exists today.
3. "Dictionaries are forced to carry far more weight than they were or
could be designed to bear . ... ,,86
What do the Hong Kong Polytechnic University, the Fargo Public Library,
the Canada Customs and Revenue Agency, the United States Institute ofPeace,
the Xerox Corporation, the U.S. Army Corps of Engineers, and the Arnold &
Porter law firm all have in common?87 They are among the thousands of
institutions around the world that include in their library collections a copy of
Black's Law Dictionary. If asked to assess the relevance of Black's and the
extent to which it has fulfilled its purposes, one response might be-res ipsa
loquitor (in its Latin, not legal, sense, as defined by Black's).88 The
dictionary's ubiquity is evidenced by its presence in libraries and institutions of
all different ilks and locations. The dictionary has been in existence for more
than 110 years, is in its eighth edition, and has been translated into (of all
89
languages) Urdu. As a current and comprehensive dictionary of American
legal terms, and as a standard reference work, Black's is simply unrivaled.
Early editions of Black's (perhaps as a testament to its novelty, if nothing
90
else) were reviewed in major law journals. Although reviews of the seventh
and eighth editions have appeared in a number of journals,91 the premier
publications of legal scholarship have not included reviews ofrecent editions of
Black's.92 This may speak more to the acceptance of Black's than anything
else.
Johnson's Dictionary, N.Y. TIMES, Apr. 17,2005, at sec. 4, p. 13. In a New York Times op-ed
piece, Jack Lynch noted that
[s]ince 1785, according to federal court records, American lawyers and legal
scholars have been using [Johnson's Dictionmy] to unpack the meanings of our
founders' most important documents. In the last few years, Justices Ruth Bader
Ginsburg, John Paul Stevens, Clarence Thomas and Chief Justice William H.
Rehnquist of the Supreme Court have quoted Johnson in their opinions.
Jack Lynch, Op-Ed., Dr. Johnson's Revolution, N.Y. TIMES, July 2,2005, at A15.
93. See Thumma & Kirchmeier, supra note 23, at 244-301 (noting that "the Court had
decided that taking judicial notice of dictionary definitions unquestionably was proper").
94. Werk v. Parker, 249 U.S. 130, 132-33 (1919).
95. Thumma & Kirchmeier, supra note 23, at 251-60.
96. In addition to the 1999 Thumma and Kirchmeier article, Joseph Miller and James
Hilsentger have very recently commented on the use of dictionaries in patent cases. See
generally Joseph Scott Miller & James A. Hilsenteger, The Proven Key: Roles and Rulesfor
Dictionaries at the Patent Office and the Courts, 54 AM. U. L. REv. 829 (2005).
Two recent cases, one at the trial court level, Ryan v. City of New York, 802 N.Y.S. 2d
854,857 (N.Y. Sup. Ct. 2005), and the second in the Court of Appeals for the Federal Circuit,
Phillips v. AWH Corp., 415 F.3d 1303 (Fed. Cir. 2005), highlight other courts' reactions to
reliance on dictionary definitions. Ryan involved two police officers who had sued the City of
New York; the judge set aside the jury's verdict after learning that the jury consulted a
dictionary to determine the meaning of "preponderance." See Ryan, 802 N.Y.S. 2d at 857 ("The
THE DICTIONARY AND THE MAN 731
So, Black's eighth edition fulfills its purpose; it improves upon and
enhances the work of Garner's predecessors; and its relevance to students, the
lay public, practitioners, the judiciary, and to a lesser extent, scholars, can be
demonstrated. But, other than all that, why is it so special? What makes it
merit attention apart from its very practical usefulness? The answer lies less in
the content of the dictionary, and more in its style and in the approach
undertaken by its editor.
In reviewing Garner's tome on American usage,98 David Foster Wallace
argued that it is no longer enough for a lexicographer to satisfy the two canons
of comprehensiveness and completeness. Additionally, the lexicographer must
be "credible. ,,99 And, Wallace found Garner to be eminently credible,
characterizing Garner as an authority "not in an autocratic sense, but in a
technocratic sense. ,,100 The preface to the eighth edition evidences Garner's
approach to his undertaking-his goal is to "marshal legal terms to the fullest
extent possible and to define them accurately."IOI It is the approach of a
military man-one committed to a well-conceived plan and who rigorously
implements that plan in an orderly, if not fastidious, manner. After all, the
eighth edition appears a mere five years following the publication of the
seventh edition. But, in that five year span, some 17,000 terms have been
added; that's 3,400 words each year, 65 words per week, and 13 words each
day (with only weekends off). Garner has the zeal of a missionary coupled with
the discipline of a conqueror, and it is this combination of devotion, single-
mindedness, and rigor that distinguishes the dictionary.
reading of the dictionary definition of 'preponderance,' with its various differences from the
definition in the court's charge on the law, creates a sufficient likelihood that plaintiffs were
prejudiced. "). In Phillips, a patent case, the Federal Circuit Court of Appeals discounted the
value of dictionary definitions in deciding patent claims. See Phillips, 415 F.3d at 1321 (liThe
main problem with elevating the dictionary to such prominence is that it focuses the inquiry on
the abstract meaning of words rather than on the meaning of claim terms within the context of
the patent. ").
97. Bryan Garner, quoted in Dorothy F. Easley, Editor's Column: Bryan Garner
Counsels Appellate Lawyers and Judges on Effective Legal Writing, The Record, 1. APr. PRAC.
SECTION, Winter 2005, at 20, 21 (interviewing Bryan Garner concerning his experiences in
appellate practice), available at http//:www.f1abarappellate.org/asp/record.asp.
98. Wallace, supra note 37, at 39-58.
99. ld. at 58.
100. Id.
101. BLACK'S LAW DICTIONARY 39 (8th ed. 2004).
732 63 WASH. & LEE L. REV 719 (2006)
102. Book Review, 1 MICH. L.J. 39 (1892) (reviewing BLACK'S LAW DICTIONARY (1st ed.
1891 )).
103. BLACK'S LAW DICTIONARY (1 st ed. 1891).
104. BLACK' S LAW DICTIONARY x (7th ed. 1999).
105. Id.
THE DICTIONARY AND THE MAN 733
106. See Macdonald, supra note 13, at 159 ("Language expresses the special, distinctive
quality of a people, and a people, like an individual, is to a large extent defined by its past-its
traditions-whether it is conscious of this or not.").