SEC Rule 15c2-11Restricted

Securities

On September 28, 2021, new amendments to Rule 15c-211 under the Securities Exchange Act of 1934
go into effect to enhance investor protection and improve issuer transparency. These amendments
restrict the ability of market makers to publish quotations for those companies that have not made
required current financial and company information available to regulators and investors.

Ahead of the regulatory enforcement date, TD Ameritrade will only accept orders to liquidate positions -
(i.e. no new buy orders) starting on or after September 3, 2021. Please note: After the amendment
officially goes into effect on September 28, 2021, it may be more difficult to liquidate these securities.
Quoting and market liquidity may also be very limited.

The list is below as of September 20, 2021 and is subject to change at any time.

Symbol Cusip Company Name

AACS 025199100 American Commerce Solutions, Inc.
AAIIQ 01023E100 Alabama Aircraft Industries, Inc.
AASL 03063J205 America's Suppliers, Inc.
ABBY 00287T308 Abby, Inc.
ABDR 022909204 Ambassador Food Services Corp.
ABKB 02451T106 American Basketball Association, Inc.
ABPR 00927Q102 Airborne Security & Protective Services, Inc.
ABVN 00083Q102 ABV Consulting Inc.
ABWN 00928L300 Airborne Wireless Network
ACBCQ 013288105 Albina Community Bancorp
ACCA 00389L104 Acacia Diversified Holdings, Inc.
ACFL 001642107 AMC Financial Holdings, Inc.
ACGI 022624100 Amacore Group, Inc. (The)
ACLD 004901104 Acquire Ltd.
ACNE 016096109 Alice Consolidated Mines, Inc.
ACNV 00434W105 Accelera Innovations, Inc.
ACRB 04521A109 Asia Carbon Industries, Inc.
ACTL 04300F105 Artec Global Media, Inc.
ACUS 00511R854 Acusphere, Inc.
ADCV 00512R200 AD Capital U.S., Inc.
ADDC 006698203 Addmaster Corp.
ADFS 025351107 American Defense Systems, Inc.
ADGO 00775N102 Advantego Corporation
ADHG 034224105 Ando Holdings Ltd.
ADIA 00687W109 Adia Nutrition, Inc.
 SEC Rule 15c2-11Restricted
Securities

Symbol Cusip Company Name

ADKIL 007045107 Adkins Energy LLC
ADMV 00548E108 Adamas Ventures Inc.
ADSV 01951W205 Allied Security Innovations, Inc.
ADTM 00652J208 Adaptive Medias, Inc.
ADTR 01863R104 Alliance Media Holdings Inc.
ADTY 00738D100 Adtegrity.com International, Inc.
ADVC 00761J206 Advant-e Corp.
ADVV 00787A106 Adveco Group Inc.
ADYX 00784D103 Adynxx, Inc.
AEEI 02566W101 American Environmental Energy, Inc.
AEEX 04521X208 Asia Equity Exchange Group, Inc.
AEGG 025636200 American Energy Group, Ltd. (THE)
AEMC 039490206 Archer Entertainment Media Communications, Inc.
AESO 048539100 Atlantic Energy Solutions, Inc.
AEXE 00887T302 Aim Exploration Inc.
AFAP 001038108 AFA Protective Systems, Inc.
AFBG 02589V106 American Fiber Green Products, Inc.
AFCL 02341G108 Amcor Financial Corp.
AFFL 00827A108 Affiliated Resources Corp.
AFFN 00829L102 Affinity Networks, Inc.
AFFWW 88034E120 TENERITY INC.
AFFY 00826A109 Affymax, Inc.
AFIPA 001683101 AMFI Corp.
AFML 007772106 Aerofoam Metals, Inc.
AFOM 01663M107 All For One Media Corp.
AFPW 022201305 AlumiFuel Power Corp.
AFTC 02151Q105 Alternative Fuel Technologies, Inc.
AFTM 00831X102 AfterMaster, Inc.
AFYG 00829M100 Affinity Gold Corp.
AGCZ 034197202 Andes Gold Corp.
AGDY 008495202 Agri-Dynamics, Inc.
AGGX 03475U301 AngioGenex, Inc.
AGIN 02640K107 American Graphite Technologies Inc.
AGLT 034625202 Angel Telecom Corp.
AGRIP 00850L203 Agribank FCB
 SEC Rule 15c2-11Restricted
Securities

Symbol Cusip Company Name

AGRRU 00851A107 Agra Resources LLC
AGRS 00854C100 Agristar, Inc.
AGTK 00856J202 Agritek Holdings, Inc.
AHAG 020781100 Alpha Technologies Group, Inc.
AHCD 039574108 Archival CD
AHFD 005051305 Active Health Foods, Inc.
AHLD 04683P100 ATD New Holdings Inc.
AIDA 008721102 AIDA Pharmaceuticals, Inc.
AIKO 02155W207 Alternative Investment Corporation
AITA 982593105 Wunong Asia Pacific Company Limited
ALAN 011612702 Alanco Technologies, Inc.
ALIF 04314Q105 Artificial Life, Inc.
ALKN 01642L105 Alkane, Inc.
ALLN 019924208 Allin Corp.
ALLQ 01664B100 ALL-Q-TELL Corp.
ALMC 01626K206 Alimco Financial Corporation
ALPC 02075V107 Alpha Investment Inc.
ALPE 02072E108 alpha-En Corporation
ALTB 02083C109 Alpine Auto Brokers Inc
ALYE 02260T305 Aly Energy Services, Inc.
AMCF 67086W105 Andatee China Marine Fuel Services Corp
AMGY 027462209 American Metal & Technology, Inc.
AMHD 40435L104 HLK Biotech Holding Group, Inc.
AMIN 02686Y300 American International Industries, Inc.
AMLC 023438104 Amelco Corp.
AMPO 032056103 Amperico Corp
AMRT 027388107 American Mart Corp.
AMRU 02311Q102 Amaru, Inc.
AMTCQ 03073H108 Ameritrans Capital Corp.
AMTPQ 03073H207 Ameritrans Capital Corp.
AMXX 577807100 Maxx Sports TV Inc.
ANCSQ 02524A209 American Consumers, Inc.
ANDD 03634H118 ANR Inc
ANDI 034206201 Andiamo Corp.
ANMP 03237E306 Anacomp, Inc.
 SEC Rule 15c2-11Restricted
Securities

Symbol Cusip Company Name

ANTH 03674U300 Anthera Pharmaceuticals, Inc.
ANTI 037031101 Antigenics, Inc.
AOBI 028731503 American Oriental Bioengineering, Inc.
AOGC 052577103 Australian Oil & Gas Corp.
AOLS 00765G109 Aeolus Pharmaceuticals, Inc.
AOOO 052761103 Autoco.com, Inc.
AOXG 03740A106 Aoxing Pharmaceutical Company, Inc.
APGI 02906V102 American Power Group Corp.
APPM 03779P107 Apparel Manufacturing Associates, Inc.
APPZ 61173R202 Monster Arts Inc.
APRM 02879T100 American Pacific Rim Commerce Group
APVS 038287108 Applied Visual Sciences, Inc.
APWL 007623101 Advanced Powerline Technologies, Inc.
APXX 03767E106 Apex Resources, Inc.
APYI 04538V203 Aspyra, Inc.
AQBN 000303107 AAB National Co.
AQFD 00089Y109 A Classified Ad, Inc.
AQQSQ 02970Q203 American Spectrum Realty, Inc.
ARET 040098303 Arete Industries, Inc.
ARGL 040311102 Argyle Security, Inc.
ARHN 03957P309 Archon Corp.
ARINA 040408106 Arista Investors Corp.
ARMC 04520H105 Asiarim Corp.
ARNI 042564203 Arno Therapeutics, Inc.
ARPC 04002A107 Arem Pacific Corp.
ARWD 04276R109 Arrow Resources Development, Inc.
ARYX 043387109 ARYx Therapeutics, Inc.
ASAM 04621M300 AssuranceAmerica Corp.
ASCC 040443202 Aristocrat Group Corp
ASCS 025303306 American Crystal Sugar Co.
ASFZ 046008207 Associates First Capital Corp.
ASKE 011758406 Alaska Pacific Energy Corp.
ASKH 04624K103 Astika Holdings, Inc.
ASLM 029645108 American Silver Mining Co.
ASPD 04531E109 ASPEN DIGITAL, INC.
 SEC Rule 15c2-11Restricted
Securities

Symbol Cusip Company Name

ASPW 040414203 Arista Power, Inc.
ASTA 046342101 Astra Veda Corporation
ASXH 04530T107 Aspen International Holdings, Inc.
ATCD 021367206 Altair Corp.
ATCN 046810107 Atec, Inc.
ATIG 04914U100 Atlantis Internet Group Corp.
ATIW 00207F107 ATI Networks, Inc.
ATNE 02151X100 Alternative Energy Technology, Inc.
ATPGQ 00208J801 ATP Oil & Gas Corp.
ATYG 049432107 Atlas Technology Group, Inc.
ATYM 04519U109 Asia Time Corp.
AUCM 05069K300 AuctionCities.com, Inc.
AUNM 05069J204 Auction Mills, Inc.
AURT 04988D109 Attune RTD
AURX 67059V209 Nuo Therapeutics, Inc.
AUTR 05335A102 Autris
AVFP 053777207 Avis Financial Corp.
AVGC 05350D205 Avangard Capital Group, Inc.
AVIX 053802401 Avix Technologies, Inc.
AVLP 05337U106 Avalanche International Corp
AVMR 05453U104 Avra Med Robotics Inc.
AVPI 00241A205 AVP, Inc.
AVSR 05379X208 Avistar Communications Corp.
AVTD 04317X107 Artventive Medical Group, Inc.
AWAW 963805106 White Fox Ventures, Inc.
AWEB 04009H105 Areti Web Innovations, Inc.
AWKS 03077Q203 AmeriWorks, Inc.
AWRS 01670P101 All World Resources Corp.
AWRY 017230103 Allegheny & Western Railway Co.
AWWC 004319109 Access Worldwide Communications, Inc.
AXCP 019743103 Allixon International Corp.
AXGC 05462C103 Axis Energy Corporation
AXLE 872538103 T.J.T., Inc.
AXLX 05462T304 Axiologix, Inc.
AXPT 054609102 Axis Petroleum Co.
 SEC Rule 15c2-11Restricted
Securities

Symbol Cusip Company Name

AXPWQ 05460X406 Axion Power International, Inc.
AYHC 003501103 Ability Holding Corp.
AZIL 05478B107 Aziel Corporation
AZRH 05501N201 Azure Holding Group Corp
BABL 12008D108 Buildablock Corp.
BADGA 05655P309 Badger St Ethanol LLC
BANGN 92529T204 VERSANT PWR
BANI 06652L408 Banneker, Inc.
BBII 10973Y107 Brisset Beer International, Inc.
BBLS 71668V105 Petrolia Energy Corp.
BBME 09968P105 Border Bancshares
BBUCQ 089072300 Big Buck Brewery & Steakhouse, Inc.
BCAP 06827T104 Baron Capital Enterprise, Inc.
BCDS 093418101 Blaqclouds Inc.
BCII 09368L100 BCII Enterprises Inc.
BDVC 12325J101 Business Development Corporation of America
BDWGP 11161P205 BroadWing Communications, Inc.
BEEN 08771W109 Better Environment Concepts, Inc.
BEES 07712Y109 BEESFREE, Inc.
BEHL 09060S106 Biocentric Energy Holdings, Inc.
BESP 08181T100 BENEFIT STR PARTNERS RLTY TR INC
BEUT 808645105 Science to Consumers, Inc.
BFDE 076110105 Bedford Energy, Inc.
BFHJ 081909202 Beneficial Holdings, Inc.
BGEM 09548T106 Blue Gem Enterprise
BGES 09055Y100 Bio-Bridge Science, Inc.
BGMD 08861T206 BG Medicine, Inc.
BGNX 09056Q106 BIO-Genex Laboratories Inc.
BGRP 09628D104 Bluestem Group Inc.
BHORL 07724P104 Behringer Harvard Short Term Opport0unity Fund I Limited Partnership
BIEI 74048K203 Premier Biomedical Inc
BILSU 078455102 Belle Isle Corp.
BIMT 09174H103 Bitmis Corp
BIONQ 09072R104 BioNitrogen Holdings Corp.
BKMM 077264109 Bekem Metals, Inc.
 SEC Rule 15c2-11Restricted
Securities

Symbol Cusip Company Name

BKSD 09626A102 Blueprint Technologies, Inc.
BKSH 08468P201 Berkshire Homes, Inc.
BLFR 09625G100 BlueFire Equipment Corp.
BLLI 078111200 Bell Industries, Inc.
BLMC 090203100 Biloxi Marsh Lands Corp.
BLUU 09609D206 Blue Water Global Group, Inc.
BMRK 08161T203 Benchmark Energy Corporation
BMTM 10919T105 Bright Mountain Media, Inc.
BNXR 109703108 Brinx Resources Ltd.
BOAA 09055N203 Bio-America Inc.
BOGN 097189104 Bogen Communications International, Inc.
BONTQ 09776J101 Bon-Ton Stores, Inc. (THE)
BORK 102100104 Bourque Industries, Inc.
BOTX 09852W109 Bontex Inc.
BOXS 10319B100 BoxScore Brands, Inc.
BPCP 09141T206 Bishop Capital Corp.
BPMI 056543101 Badger Paper Mills, Inc.
BRCOQ 07384R408 Beard Co. (The)
BRER 107336109 Bresler & Reiner, Inc.
BRLL 068428101 Barrel Energy Inc
BRMT 06751P102 Bare Metal Std Inc
BROE 06828L308 Baron Energy, Inc.
BRRN 099863102 Born Inc.
BRSI 058659103 Ballistic Recovery Systems, Inc.
BRTR 068659309 Barrister Global Services Network, Inc.
BSEC 09076E109 Biosecurity Technology, Inc.
BSGC 08989Q100 BigString Corp.
BSND 101133106 Boston Sand & Gravel Co.
BSPM 090678301 Biostar Pharmaceuticals, Inc.
BSSP 070249107 Bassline Productions, Inc.
BSYI 09068L103 BioSyntech, Inc.
BTCA 05644L203 Bactolac Pharmaceutical, Inc.
BTLR 07160A108 Battlers Corp
BUHF 118043108 Buck Hill Falls Co.
BUNM 122215106 Burned Media, Ltd.
 SEC Rule 15c2-11Restricted
Securities

Symbol Cusip Company Name

BUSC 09606J107 Blue Star Global, Inc.
BWPC 09609H207 Blue Water Petroleum Corp.
BXNG 059890103 Bang Holdings Corp.
BYDC 103355103 Boyds Collection, Ltd. (The)
BYIN 07278X107 Baying Ecological Holding Group Inc
BZIC 07378U102 Beamz Interactive Inc
BZRD 095228102 Blubuzzard Inc.
BZTG 12428P103 Buzz Technologies, Inc.
CACH 127150308 Cache, Inc.
CAGU 148451107 Castle Group, Inc. (THE)
CALI 16936J202 China Auto Logistics Inc.
CAMG 13173Q106 CAM Group, Inc.
CANX 13766M108 CannAwake Corporation
CAOX 130505100 California Orchard Co.
CAPP 14069V100 Capstone Financial Group Inc.
CATKU 149353104 Catskill Litigation Trust
CBDG 87243T100 THC Farmaceuticals, Inc
CBDX 23127M101 Curative Biosciences, Inc.
CBEX 132008103 Cambex Corp.
CBJCL 126797208 Corporate Asset Backed Corp.
CBKCQ 171046105 Christopher & Banks Corp.
CBRI 12601V109 CMTSU Liquidation Inc.
CBTRP 21988T207 Select Asset, Inc.
CCGM 16946P107 China CGame, Inc.
CCGY 16939E101 China Clean Energy, Inc.
CCHI 13215A101 Cambridge Capital Holdings, Inc.
CCLX 126857101 CableClix (USA), Inc.
CCMN 131015109 Callahan Consolidated Mines, Inc.
CCTM 14175N109 CARE2COM INC
CCTR 16945G207 China Crescent Enterprises, Inc.
CCVAJ 22234Q104 Country Club of Virginia Inc.
CCWF 171334204 Church & Crawford, Inc.
CDIIQ 12508A307 CD International Enterprises, Inc.
CDNN 16951A102 China Industrial Steel Inc.
CDNO 208892208 Consolidated Capital of North America, Inc.
 SEC Rule 15c2-11Restricted
Securities

Symbol Cusip Company Name

CDRBQ 19200J106 Code Rebel Corporation
CDVIQ 12802T101 Cal Dive International, Inc.
CECBW 12515M112 CEC BRANDS LLC
CERX 19529P205 Colombia Energy Resources, Inc.
CESF 125178202 CE Software, Inc.
CESX 12517U104 CES Synergies Inc.
CETG 139893101 Capital City Energy Group, Inc.
CEVE 15677X107 Ceres Ventures, Inc.
CEXE 17256R105 Circle Entertainment Inc.
CFGX 140143108 Capital Financial Global, Inc.
CFPI 13080W105 California Style Palms, Inc.
CFRI 20716T109 Conforce International, Inc.
CFSU 204535108 Complete Financial Solutions, Inc.
CGAM 206514101 Concorde Gaming Corp.
CGCO 200654101 Commerce Group Corp.
CGHC 14019U103 Capital Group Holdings, Inc.
CGIP 150838100 Celadon Group, Inc.
CGNH 14160X203 CardioGenics Holdings Inc.
CGSO 15188N101 Centergistic Solutions, Inc.
CGUD 199751108 Com-Guard.com, Inc.
CGYV 16943V206 China Energy Recovery, Inc.
CHAG 15883D101 Chancellor Group, Inc.
CHBU 16936P109 China Agri-Business, Inc.
CHCC 169386109 China Chemical Corp.
CHCR 204620207 Comprehensive Care Corp.
CHCX 12646Y100 CTGX Mining, Inc.
CHGS 16942P101 China GengSheng Minerals, Inc.
CHJI 16890B104 China Changjiang Mining & New Energy Co., LTD.
CHLE 151368107 Centennial Specialty Foods Corp.
CHME 169491107 China Medicine Corp.
CHMN 165879107 Chester Mining Co.
CHMP 158520205 Champion Industries, Inc.
CHSH 16942K102 China Shoe Holdings, Inc.
CHSO 169420205 China Shouguan Investment Holding Group Corp
CHTM 161879200 Chatham Corp.
 SEC Rule 15c2-11Restricted
Securities

Symbol Cusip Company Name

CHWE 169464104 Chinawe.com, Inc.
CHZQ 16954X109 CHINA ZHONG QI HLDGS LTD.
CICN 171708100 Cicero, Inc.
CILZ 144033305 Carolina Mills, Inc.
CIND 169396108 China Industrial Group, Inc.
CITY 053436309 Avalon Correctional Services, Inc.
CIWT 16939N101 China Industrial Waste Management, Inc.
CKCB 18069R100 Clark County Bancorporation
CLCL 128699105 CALCOL, Inc.
CLHG 12547T200 CIE Holdings LLC
CLLA 183864107 Clayton & Lambert Manufacturing Co.
CLTH 18450W106 CleanTech Biofuels, Inc.
CLUBQ 89214A102 Town Sports International Holdings, Inc.
CLVFA 189234107 Cloverleaf Kennel Club
CMFO 16943R106 China Marine Food Group, Ltd.
CMFV 20038W103 ComF5 International, Inc.
CMHZ 06669A106 Banny Cosmic International Holdings, Inc.
CMIT 18975J101 CMARK International, Inc.
CMKI 125808303 CMK Gaming International, Inc.
CMNR 20061Q106 Commerce Energy Group, Inc.
CMNT 16942C100 China Mulans Nano Technology Corp., Ltd.
CMTX 205914203 COMTEX News Network, Inc.
CNBI 16890M100 China BCT Pharmacy Group, Inc.
CNDL 13741M108 Candlewood Hotel Company, Inc.
CNFA 138615505 CANTOR FITZGERALD INCOME TR INC.
CNGI 206621203 Concordis Group Inc
CNIC 17259U105 CION INVT CORP
CNLK 13765B103 Cannalink, Inc.
CNNM 16891G102 China Network Media Inc.
CNRR 12623A109 CN Resources, Inc.
CNWT 17284Q202 Cistera Networks, Inc.
COGV 19242P102 Cognitiv, Inc.
COHG 163076201 Cheetah Oil & Gas, Ltd.
COLE 193293107 Cole Office and Industrial REIT CCIT II Inc.
CONC 206827404 Conectisys Corp.
 SEC Rule 15c2-11Restricted
Securities

Symbol Cusip Company Name

CPAI 158571109 Champion Pain Care Corporation
CPFH 140144205 Capital Financial Holdings, Inc.
CPQQ 16944L108 China Power Equipment Inc.
CPSN 14070P100 Capstone Systems Inc
CPSO 140677105 CapSource Financial, Inc.
CPWY 18451W105 Clean Energy Pathways, Inc.
CPYA 22004E208 CORPORATE PPTY ASSOCS 18 - GLOBAL INC
CPYJ 23202P201 Custom Designed Compressor Systems, Inc.
CPYT 14173D103 CarePayment Technologies, Inc.
CRBO 14110Q209 Carbon Energy Corporation
CRFU 14169Q209 Carefree Group, Inc.
CRGP 13088P102 Calissio Resources Group, Inc.
CRGS 23127Q102 CurAegis Technologies, Inc.
CRJI 16944A102 China Runji Cement, Inc.
CRKM 224539106 Crank Media Inc.
CRKT 172971103 Cirmaker Technology Corp.
CRLI 172743205 Circuit Research Labs, Inc.
CRMBQ 228803102 Crumbs Bake Shop, Inc.
CRPE 198684102 Columbian Rope Co.
CRXM 876767104 Taxus Cardium Pharmaceuticals Group, Inc.
CSAY 16949Y105 China SheSays Medical Cosmetology Inc.
CSBI 14521N100 Carroll Shelby International, Inc.
CSGH 16943F102 China Sun Group High-Tech Co.
CSHZZ 901375105 2020 Cash Mandatory Exchangeable Trust
CSJT 15913A101 Changsheng International Group Limited
CSKD 169432101 China Skyrise Digital Service, Inc.
CSOL 16943E105 China Solar & Clean Energy Solutions, Inc.
CSSV 14766Q107 Caspian Services, Inc.
CTBG 192581205 Coil Tubing Technology, Inc.
CTBK 17770A109 City Bank (Lynnwood, WA)
CTBO 13808X203 Cantabio Pharmaceuticals Inc.
CTHZ 137389300 Cancer Treatment Holdings, Inc.
CTNI 177383106 Citron, Inc.
CTNR 15459P108 Central Natural Resources, Inc.
CTON 813630100 Second Street Capital, Inc.
 SEC Rule 15c2-11Restricted
Securities

Symbol Cusip Company Name

CTPPO 154051403 Central Maine Power Co.
CTPR 22945C105 CTPartners Executive Search Inc.
CTXV 12650A105 CTX Virtual Technologies, Inc.
CTYO 14915R303 CathayOnline, Inc.
CUSI 229904206 Cuisine Solutions, Inc.
CVAS 225300201 Creative Vistas, Inc.
CVST 223574104 Covista Communications, Inc,
CVSY 21247E108 Convergence Systems Inc.
CWPS 212849103 Conwest Associates, L.P.
CWTC 18538X100 Clearwave Telecommunications, Inc.
CXCQ 141618108 CardXX, Inc.
CYBA 138752100 Canyon Bancorp
CYBF 23249C205 Cyberfort Software, Inc.
CYGT 23255V105 Cygnus eTransactions Group, Inc.
CYNS 23256H105 Cygnus Oil & Gas Corp.
CYPS 232537209 Cyclo3pss Corp.
CYRP 23254M106 CYBRA Corp.
CYRR 13722T106 Canary Resources, Inc.
CYZN 23254F200 CyberZONE, Inc.
CZNB 17315R104 Citizens Bancorp (CA)
DAAT 23302R107 DAC Technologies Group International, Inc.
DAFL 262507106 Du-Art Film Laboratories, Inc.
DBGF 69841J106 Panex Resources Inc.
DBMG 24024P106 DBM Global Inc.
DBUB 23306V203 DBUB Group Inc.
DDDA 25400N102 Digital Day Agency, Inc.
DDLX 24023T109 DD's Deluxe Rod Holder, Inc.
DDRIQ 25532B109 Diversified Resources, Inc.
DEMO 24811V100 Democrasoft Holdings, Inc.
DESTQ 25065D100 Destination Maternity Corp.
DEVM 25178T109 DevMar Equities, Inc.
DEWM 25211R102 Dewmar International BMC, Inc.
DEWY 252063102 Dewey Electronics Corp. (The)
DGEN 24783R103 Deltagen, Inc.
DGIX 267912103 Dyna Group International, Inc.
 SEC Rule 15c2-11Restricted
Securities

Symbol Cusip Company Name

DGNG 25402T107 Diguang International Development Company Ltd.
DHCC 25278S100 Diamondhead Casino Corp.
DIGI 253895106 Digitiliti, Inc.
DION 254547102 Dionics, Inc.
DIRV 25457N500 DirectView Holdings, Inc.
DKAM 26205U309 Drinks Americas Holdings, Ltd.
DKGH 23341N208 DKG Capital Inc.
DKMR 98421Q107 Xtreme Fighting Championships
DLCR 49374X201 Kibush Capital Corp
DLPX 24712X106 Delphax Technologies, Inc.
DLYT 234044204 Dais Corporation
DMCD 251464202 Detwiler Fenton Group, Inc.
DMDD 252584107 Diamond Discoveries International Corp.
DMRR 239649106 Dayton & Michigan Railroad Co.
DMRRP 239649205 Dayton & Michigan Railroad Co.
DMTA 233279207 D Mecatronics, Inc.
DNDT 23325K204 DND Technologies, Inc.
DNXG 25775D200 DONGXING INTL INC.
DOMR 25746Q108 Dominion Resources Black Warrior Trust
DRWN 00089L107 A Clean Slate, Inc.
DTHR 233362300 Dthera Sciences
DVAR 25985P100 Dovarri, Inc.
DVDR 255376105 Divide Drives Inc.
DVFI 25531T101 Diversified Oil & Gas Holdings, Ltd.
DVLN 233347202 DVL, Inc.
DWOG 243798105 Deep Well Oil & Gas, Inc.
DYNA 268119104 Dynastar Holdings, Inc.
DYNE 268180403 DynTek, Inc.
DYSL 268102209 Dynasil Corp. of America
EATR 276252103 Eastern Asteria, Inc.
EAUI 26824Y104 EAU Technologies, Inc.
EAWD 29279A100 ENERGY & WTR DEV CORP.
EBML 278736202 eBullion, Inc.
ECCE 269519104 Eagle Ford Oil & Gas, Corp.
ECMH 29256R209 Encompass Holdings, Inc.
 SEC Rule 15c2-11Restricted
Securities

Symbol Cusip Company Name

ECPL 279160402 EcoPlus, Inc.
ECPN 282812106 El Capitan Precious Metals, Inc.
EDHD 279307201 Edd Helms Group, Inc.
EDMCQ 28140M103 Education Management Corp.
EDZR 26842F103 E-Direct Inc.
EEGI 28658N402 Eline Entertainment Group, Inc.
EFIR 268487402 EGPI Firecreek, Inc.
EFLS 301622106 Exercise For Life Systems, Inc.
EFOR 28224P105 Efora Health Management, Inc.
EFOT 28224W100 Efotoxpress, Inc.
EGDD 276486107 Eastern Goldfields, Inc.
EGDW 28027J108 Edgewater Bancorp Inc.
EGOC 29271K106 Energy 1 Corp.
EGTK 29268F102 Energtek, Inc.
EHPTP 26959W204 Eagle Hospitality Properties Trust Inc.
EINF 29372R208 Enterprise Informatics, Inc.
EIPC 29247W101 Enable IPC Corp.
EKGRU 273265108 East Kans Agri-Energy LLC
EKNL 268554201 EKO International Corp.
EKSN 29482Y200 ERICKSON INC NEW
ELCO 284434206 Elcom International, Inc.
ELEK 286176102 Elektros Inc.
ELNX 28661J109 Elinx Corp.
EMBR 29079F200 Embarr Downs, Inc.
EMBT 29082W109 Ember Therapeutics, Inc.
EMHI 273771105 East Morgan Holdings, Inc.
EMMS 291525400 Emmis Communications Corp.
EMPO 29246G107 Empowered Products, Inc.
EMPS 26871Q103 EMP Solutions Inc.
EMQU 26872J108 EM Quantum Technologies Inc.
ENCC 29259X104 Encompass Compliance Corp.
ENCR 29272A206 Ener-Core, Inc.
ENGA 29282Q100 Engage Mobility, Inc.
ENGH 29279N102 ENERGY HBR CORP.
ENGT 29268X103 Energy & Technology Corp.
 SEC Rule 15c2-11Restricted
Securities

Symbol Cusip Company Name

ENHD 29268R205 Energroup Holdings Corp.
ENHT 293313102 enherent Corp.
ENVS 29355M200 Enova Systems, Inc.
EOSC 285194106 Electro-Optical Systems Corp.
EOSI 26877P109 EOS International, Inc.
EPOR 29428L403 Epic Corp.
EPORP 29428L304 Epic Corp.
EPRSQ 29428P107 EPIRUS Biopharmaceuticals, Inc.
EQBM 587122201 Mensa Mining Corp.
EQKR 268820107 EQK Realty Investors I
EQLB 268826104 EQ Labs, Inc.
ERAO 29272F106 Energy Revenue America, Inc.
ERGN 29481Q307 Ergo Science Corp.
ERGO 29384E104 Entia Biosciences Inc.
ERINQ 295625107 Erin Energy Corp.
EROX 44485Q203 Human Pheromone Sciences, Inc.
ESFS 27885K108 Eco-Safe Systems USA, Inc.
ESINQ 45068B109 ITT Educational Services, Inc.
ESNC 29359T102 EnSync, Inc.
ESQF 296423106 Esecuresoft Co.
ESSE 270313208 Earth Search Sciences, Inc.
ESWW 29408K201 Environmental Solutions Worldwide, Inc.
ETCIA 285861100 Electronic Tele-Communications, Inc.
ETEC 292468204 Emtec, Inc.
ETEK 27887Y106 Eco-Tek Group, Inc.
ETII 29414X205 EnviroTechnologies International, Inc.
ETKKU 273265306 East Kans Agri-Energy LLC
ETKNU 273265207 East Kans Agri-Energy LLC
ETKR 30050T102 Evolution Technology Resources Inc.
ETNI 29383T300 Entest Group, Inc.
EVAI 29038L207 Elva International, Inc.
EVIO 30051V106 EVIO, Inc.
EVLI 300362308 Everlert, Inc.
EVOA 26928L107 EVO Transportation & Energy Services, Inc.
EVRC 299759100 Evercel, Inc.
 SEC Rule 15c2-11Restricted
Securities

Symbol Cusip Company Name

EVRX 29408E106 Environmental Rx Corp.
EVSP 294077102 Environmental Service Professional, Inc.
EXCC 30066R108 Excel Corp.
EXCE 269279600 EXCO Resources, Inc.
EXNT 29411J100 EnXnet, Inc.
EXOD 30209R106 EXODUS MOVEMENT INC.
EXPL 29272J108 Endurance Exploration Group, Inc.
EXRG 27888K105 Ecologix Resource Group, Inc.
EXSO 209102102 Consolidated Eco-Systems, Inc.
EXTC 302051404 Exide Technologies
EZEN 302311105 Ezenia! Inc.
EZTD 269334207 EZTD, Inc
FAFL 31849F106 First Americano Financial Corp. (Elizabeth, NJ)
FAKC 30303W209 FaceKey Corp.
FAME 338490204 Flamemaster Corp. (The)
FBEC 30255M100 FBEC Worldwide, Inc.
FBLQ 344869102 Football Equities, Inc.
FCGN 302902101 FCG, Inc.
FCHS 31949B104 First Choice Healthcare Solutions, Inc.
FCTI 30320K105 Fact Inc.
FCTXZ 30767E406 Farm Credit Bank
FDFT 344833108 Foodfest International 2000, Inc.
FDTC 30253V102 FNDS3000 Corp.
FEDC 313200107 Federal Casters Corp.
FEKR 315522102 Fertil-A-Chron, Inc.
FERD 31468A107 Ferd Corp.
FGCN 33842T109 Flagship Global Corporation
FHAI 35069H205 Fountain Healthy Aging, Inc.
FHBC 315218107 Fernhill Beverage, Inc.
FHLD 35639L108 FREEDOM HLDG INC.
FIEC 359124104 Frontier National Corp.
FIGM 36117K109 Future International Group Corp.
FIND 33831D107 FindEx.com, Inc.
FLAF 30767X107 Farm Lands of Africa, Inc.
FLFF 338467103 Flagstaff Holdings, Inc.
 SEC Rule 15c2-11Restricted
Securities

Symbol Cusip Company Name

FLKI 306156407 Falken Industries Ltd.
FLMP 338487101 Flame Seal Products Inc.
FLOD 343520102 Flowery Gold Mines Co. of Nevada
FLRE 33849W204 Flameret Inc
FLSS 345143200 Forbes Energy Services Ltd.
FLST 35952M303 FuelStream, Inc.
FLXI 338923105 FlexiInternational Software, Inc.
FLXP 33939P101 Flexpower, Inc.
FLYE 459943304 International Jet Engine Supply, Inc.
FMBV 35968B101 Full Motion Beverage, Inc.
FMHG 303133102 FAH MAI HLDGS GROUP INC.
FNDM 360769301 Fund.com, Inc.
FNRC 32114B309 1st NRG Corp.
FONU 30255C201 FONU2 Inc.
FORU 349808105 ForU Holdings, Inc.
FOYJ 351676101 Foy-Johnston, Inc.
FPCG 33613R209 First Physicians Capital Group, Inc.
FPLF 33609T102 First Pet Life, Inc.
FPMI 343870101 FluoroPharma Medical, Inc.
FPPP 316570100 FieldPoint Petroleum Corp.
FQFC 361045206 Fuquan Financial Company
FRAZ 351842109 Francisco Industries, Inc.
FRCH 357814102 Frenchtex, Inc.
FRCN 318177201 Firemans Contractors, Inc.
FRMA 31832R109 Firma Holdings Corp.
FRPC 336153309 First Republic Corporation of America (The)
FRSI 336136106 First Rate Staffing Corp.
FRTEU 35909A105 Frontier Ethanol LLC
FRXX 34545C104 Forecross Corp.
FSEI 336397104 First Seismic Corp.
FSEN 30264D109 FS Energy & Power Fund
FTPM 35104N100 420 Property Management, Inc.
FTWS 33972Q107 Flitways Technology Inc.
FUTL 36117L107 FutureLand Corp.
FUUN 36114R107 Futurenet, Inc.
 SEC Rule 15c2-11Restricted
Securities

Symbol Cusip Company Name

FWDG 36117M105 FutureWorld Corp.
FZRO 33852L103 FlashZero Corp.
GADS 36257R104 Gadsden Properties Inc.
GAEX 362389108 GA eXpress, Inc.
GAFL 38983C104 Great American Financial Corp.
GAMN 38982Q203 Great American Food Chain, Inc. (The)
GARB 364825109 Garb Oil & Power Corp.
GASE 367247103 GASE Energy, Inc.
GBBT 37890X201 Global Boatworks Hldgs Inc
GBIM 37957B100 GlobeImmune, Inc.
GBPT 379504202 Globe Photos, Inc.
GBSB 37476R107 GIBSON BRANDS INC
GBTT 362392102 Gabbit Corp
GCEA 39818P880 GRIFFIN CAP ESSENTIAL ASSET REIT INC
GCFB 38724Q404 Granite City Food & Brewery, Ltd.
GCIN 361559107 GC International, Inc.
GCLT 36268P105 GainClients, Inc.
GCYO 380554105 Gold Canyon Bank (Gold Canyon AZ)
GDVE 378966105 Global Development & Environmental Resources, Inc.
GDVTZ 38349K105 Gould Investors, L.P.
GENX 37227T105 Genex Pharmaceutical, Inc.
GETH 39303B305 Green Envirotech Holdings, Corp.
GEVI 36976P207 General Environmental Management, Inc.
GFCJ 40108Q109 Guaranty Financial Corp.
GFDV 36982M107 General Finance & Development, Inc.
GFGU 37427Y102 GetFugu, Inc.
GFTX 379341100 Global Fiber Technologies Inc.
GGLT 374503308 Giant Group, Ltd.
GGSM 380485102 Gold and GemStone Mining Inc.
GIGI 36467X206 Gaming Innovation Group Inc.
GKIT 39530U100 Greenkraft, Inc.
GLAE 377185202 GlassBridge Enterprises, Inc.
GLBD 379383102 Global Seed Corp
GLBH 37948L209 Globaltech Holdings, Inc.
GLBR 37891B109 Global Brokerage, Inc.
 SEC Rule 15c2-11Restricted
Securities

Symbol Cusip Company Name

GLEC 37950A109 Global Ecology Corp.
GLFH 363377102 Galenfeha Inc
GLFN 58117F104 McHenry Metals Golf Corp.
GLLL 376373205 Glacial Lakes Corn Processors Unit
GLOH 37988R108 Glow Holdings, Inc.
GLRI 379606106 Glori Energy Inc
GLTIL 37949E105 GlobalTrans Investment PLC
GLUX 39054K108 Great Lakes Aviation, Ltd.
GLYE 38000P203 GlyEco, Inc.
GMND 39312N100 Green Mountain Development Corp.
GMNI 36866G101 Gemini Group Global Corp.
GMTU 393134200 Green Mountain Merger, Inc.
GNGR 403197106 Gunther Grant, Inc.
GNLKQ 36870F107 GeneLink, Inc.
GNOW 02505A202 American CareSource Holdings, Inc.
GNPG 393225107 Green Planet Group, Inc.
GOAQ 380779108 Golden Acquisition Corp.
GOFF 36190U206 Goff Corp
GOOI 38259Y103 Gooi Global, Inc.
GOPG 380187104 Go-Page Corporation
GORL 382784106 Gordon (I.) Corp.
GOSY 36840U101 GeckoSystems Intl. Corp.
GPDB 393229109 Green PolkaDot Box Inc.
GPELL 39116T303 Great Plains Ethanol LLC
GPEOU 39116T105 Great Plains Ethanol LLC
GPHG 37950V103 Global Pharm Holdings Group, Inc.
GPSI 370484107 General Payment Systems Inc.
GPTX 37936S109 Global Payment Technologies, Inc.
GRAZ 38983G204 Graze Inc.
GRCO 393609102 Greenbelt Resources Corp.
GREN 395717101 GreenSmart Corp.
GRGG 39303X109 Green For Energy, Inc.
GRNF 36257K109 GRN Holding Corporation
GRRP 387241805 Granite Broadcasting Corp.
GRVE 398845107 Groove Botanicals, Inc.
 SEC Rule 15c2-11Restricted
Securities

Symbol Cusip Company Name

GRZZP 39869R207 Grizzly Energy LLC
GRZZU 39869R405 Grizzly Energy LLC
GSBYP 368039202 Gatsby Digital Inc.
GSDC 381454107 Goldsands Development Co.
GSIH 370853202 General Steel Holdings, Inc.
GSRX 36255V107 GSRX Industries Inc.
GSTN 39806G108 GreyStone Digital Technology, Inc.
GTAT 36191U205 GT Advanced Technologies, Inc.
GTGT 36244G203 GTG Ventures, Inc.
GTKP 367350204 Gatekeeper USA, Inc.
GTNM 38123Q104 Golden Time Network Marketing Limited
GTTL 37427L100 Getelman Corp
GTTN 362393100 GTT Communications, Inc.
GVBT 39355R109 Green Vision Biotechnology Corp.
GVDI 381229301 Golden Valley Development, Inc.
GVFG G38490200 Gerova Financial Group Ltd.
GVFGU G38490143 Gerova Financial Group Ltd.
GVHIB 37953F105 Global Vision Holdings, Inc.
GVSI 382147205 Good Vibrations Shoes Inc.
GWIN 37961Q101 Glorywin Entertainment Group, Inc.
GWOX 382168102 Goodheart-Willcox Co. (THE), Inc.
GYPHQ 40052G107 Gryphon Gold Corp.
GYSN 39807G107 Greyson International, Inc.
GZCC 40324D106 Guozi Zhongyu Capital Holdings Company
HABC 404459109 Habersham Bancorp, Inc.
HABK 407013101 Hamilton Bancorp, Inc.
HALN 40637W106 Halo Companies, Inc.
HAON 405890104 Halitron, Inc.
HAUP 419131107 Hauppauge Digital, Inc.
HBMK 44352W101 Hubei Minkang Pharmaceutical Ltd
HBPE 404104101 HBP Energy Corp.
HCBP 41752W103 Harvest Community Bank (Pennsville, NJ)
HCCA 42225V102 Healthcare Corporation of America
HCGS 42984M103 HighCom Global Security, Inc.
HCLC 422174102 Health-Chem Corp.
 SEC Rule 15c2-11Restricted
Securities

Symbol Cusip Company Name

HDIH 404145104 H-D INTERNATIONAL HOLDINGS GROUP
HDST 422094102 Headstrong Group, Inc.
HDYNQ 448954206 HyperDynamics Corp.
HERB 98508U104 YaSheng Group
HERF 756790101 Red Oak Hereford Farms Inc.
HESG 42223A100 Health Sciences Group, Inc.
HGGGQ 42833L108 HHGregg, Inc.
HGHH 42966W103 High Desert Hldg. Corp.
HHBT 40423K100 HH Biotechnology Holdings Company
HHDS 43110A104 Highlands REIT Inc.
HHER 42703T207 Her Imports
HIMR 435730403 Hollund Industrial Marine, Inc.
HITD 44217E106 Houston InterWeb Design, Inc.
HIUH 42770P203 Hero International USA Holding Corp.
HKBT 40421J204 HK Battery Technology Inc.
HKGT 40422N105 HK Graphene Technology Corp.
HKWO 43858D104 Hong Kong Winalite Group, Inc.
HLBYL 42772P102 Heron Lake Bioenergy LLC
HLCN 436435200 Holoco, Inc.
HLLF 405330101 Halal Financial Services, Inc.
HLRD 431596105 Hilliard Corp.
HLUN 42224J100 HEALTHeUNIVERSE, Inc.
HLWD 020410205 Almost Never Films Inc.
HMGN 423501105 Hemagen Diagnostics, Inc.
HMLA 43742A209 Homeland Resources Ltd.
HMNY 42327L309 Helios and Matheson Analytics Inc.
HMSI 40427D102 HMS INCOME FD INC.
HNDI 41024A202 Handeni Gold Inc.
HNFSA 41078W100 Hanover Foods Corp.
HNFSB 41078W407 Hanover Foods Corp.
HNTM 446896102 HuntMountain Resources Ltd.
HOKUQ 434711107 Hoku Corp
HOMU 441693108 HOUMU HLDGS LTD.
HOOB 436434104 Holobeam, Inc.
HPIL 40432Y109 HPIL Holding
 SEC Rule 15c2-11Restricted
Securities

Symbol Cusip Company Name

HRCR 427848106 Hershey Creamery Co.
HRDI 427105101 Here Media, Inc.
HRDIL 427105200 Here Media, Inc.
HRRS 44069P118 Horsehead Hldg LLC
HSCM 430776104 Highland Surprise Consolidated Mining Co.
HSEN 43878T204 Honsen Energy & Resources International Limited
HTHC 431166107 Hightimes Holding Corp.
HTHL 44590E103 Humitech International Group, Inc.
HTRC 445672108 Hunter Creek Mining Co.
HTSF 42236C408 Heartsoft, Inc.
HUBV 443329107 Hubb Ventures Inc.
HULK 85285P200 Stan Lee Media, Inc.
HUTN 404392102 HUTN, Inc.
HWSY 42013J204 Hawk Systems, Inc.
HWVI 420040107 Hawaii Vintage Chocolate Co.
HXPR 43358F104 Hispanic Express, Inc.
HYBE 44861A103 Hybrid Energy Holdings, Inc.
HYBT 42831T103 Heyu Biological Technology Corporation
HYEG 448876102 Hydrogen Engine Center, Inc.
HYWS 43626T100 Hollywood Studios International
HZHI 44041J206 Horizons Holdings International, Corp.
HZNTU 440424109 Horizon Ethanol LLC
IAGX 45247F104 Imagenetix, Inc.
IAHL 450722103 IAHL Corp.
IBSS 45810X102 Integrated Business Systems and Services, Inc.
ICLD 458488400 InterCloud Systems, Inc.
ICNM 45110Q104 Icon Media Holdings, Inc.
ICRD 45923G103 International Card Establishment, Inc.
IDAM 451524102 Idarado Mining Co.
IDEA 46123M106 Invent Ventures, Inc.
IDIG 459379103 International Digital Holding, Inc.
IDLM 45168L106 Idle Media, Inc.
IEHC 44949K107 IEH Corp.
IENT 45169Q104 iEntertainment Network, Inc.
IEXA 451691208 iExalt, Inc.
 SEC Rule 15c2-11Restricted
Securities

Symbol Cusip Company Name

IFAM 45684Y103 Infrastructure Materials Corp.
IFGH 45678N105 Infoserve Global Holdings Corp.
IGNE 451695100 IGENE Biotechnology, Inc.
IGNT 45684G508 Ingen Technologies, Inc.
IGOI 449593300 iGo, Inc.
IGSC 45174N104 IGS Capital Group Ltd.
IHTI 45822A207 Integrative Health Technologies, Inc.
ILDIA 457704104 Inspiration Lead Co., Inc.
ILDO 45937N201 International Daleco Corp.
ILIM 45173T102 IL2M International Corp.
IMGI 45246K203 ImaginOn, Inc.
IMGL 45249H108 Image Intl Group Inc.
IMGX 45248W106 Image Metrics, Inc.
IMKI 45252S306 Immediatek, Inc.
IMTH 45782W108 Innovative MedTech Inc.
IMTO 45882L101 InterMetro Communications, Inc.
IMTV 45249L109 Imagination TV, Inc.
INAR 46062P300 InternetArray, Inc.
INBI 45685W106 Infusion Brands International, Inc.
INBT 45332G207 Inbit Corp.
INNI 45777T102 Innovaro Inc.
INOH 453229106 In Ovations Holdings, Inc.
INOW 456664309 InfoNow Corp.
INRE 457464105 Inland Real Estate Income Tr Inc
INTH 45771C105 InnoTech Corp.
INTK 456277102 Industrial Nanotech, Inc.
INVI 45811H106 Integral Vision, Inc.
INVL 45781R100 Innovative Climatic Technologies Corp
INVT 46123X409 Inventergy Global, Inc.
IOTC 46225M103 Iota Communications Inc.
IPIC 46263D106 iPic Entertainment Inc.
IPLY 460615107 Interplay Entertainment Corp.
IPRC 45308Q106 Imperial Resources, Inc.
IPUB 45569C101 indiePub Entertainment, Inc.
IPWLG 455434407 Indianapolis Power & Light Co.
 SEC Rule 15c2-11Restricted
Securities

Symbol Cusip Company Name

IPWLO 455434886 Indianapolis Power & Light Co.
IRBL 45773P104 Inrob Tech, Ltd.
IRIG 45825L101 Integrated Drilling Equipment Holdings Corp.
ISAT 450083209 ISA Internationale, Inc.
ISHI 46467L102 Islet Holdings, Inc.
ISHM 45677V108 InfoSearch Media, Inc.
ISLV 460328107 International Silver, Inc.
ISOL 45244M102 1mage Software, Inc.
ITFY 45867F202 Interfoundry, Inc.
ITKH 465635100 iTeknik Holding Corporation
ITLK 458752102 Interlink Products International, Inc.
ITPC 46119E209 Intrepid Capital Corp.
ITRO 465743300 Itronics Inc.
ITRX 460707102 inTerra Resources Corp.
ITUP 46113X104 Interups Inc.
IUCDL Q4976A101 Ishares UBS Composite Bond Index Fund
IUTIL Q4976C107 Ishares UBS Treasury Index Fund
IVDN 45772B106 Innovative Designs, Inc.
IVHI 46124F209 Invech Holdings, Inc.
IWAL 46603R104 iWallet Corporation
IWETU 462427105 Iowa Ethanol LLC
IWKS 001058205 AFP Imaging Corp.
IZNN 45074N105 IZON Network, Inc.
JACO 469783104 JACO Electronics, Inc.
JAGR 39341A103 Green Street Capital Corp
JALC 006246102 Adams (JOHN) Life Corp.
JAMN 470751108 Jammin Java Corp.
JBZY 466102209 JB&ZJMY Holding Company, Inc.
JCTG 47760T107 Jiucaitong Group Limited
JEMC 46619V107 J.E.M. Capital Inc.
JERT 46614H400 JER Investors Trust, Inc.
JKRO 470123100 Jakroo Inc.
JMIH 48206Q103 Jupiter Marine International Holdings, Inc.
JMON 47033P205 James Monroe Capital Corp.
JMTM 47033Q104 James Maritime Holdings, Inc.
 SEC Rule 15c2-11Restricted
Securities

Symbol Cusip Company Name

JMVYU 470385105 James VY Ethanol LLC
JOEY 47777X109 Joey New York, Inc.
JRJRQ 46645Q106 JRjr33, Inc.
JSTS 482196102 Justiss Oil Co., Inc.
JUHL 48132B204 Juhl Energy, Inc.
JUMT 48138T100 Juma Technology Corp.
KALG 48238A100 KAL Energy, Inc.
KARE 499866101 Koala Corporation
KATA 485840102 Katana Broadband Corporation
KATX 48238M203 KAT Exploration Inc.
KBSG 48244M106 KBS GROWTH & INCOME REIT INC.
KBSR 48668L105 KBS Real Estate Invt Tr III Inc.
KDKN 500117106 Kodiak Energy, Inc.
KEGX 49309J202 Key Energy Services Inc. Del
KGHI 483059101 Kaiser Group Holdings, Inc.
KGNR 484199104 Kange Corp.
KGRI 88338P409 Kiley Group, Inc. (The)
KIDBQ 49375T100 Kid Brands, Inc.
KJFI 20047F109 Comjoyful International Co
KLGG 498499300 Klegg Electronics, Inc.
KLOC 501337406 Kushner-Locke Co. (The)
KLTI 498454107 KlausTech, Inc.
KNBA 494488208 Kinbasha Gaming International, Inc.
KNIT 494612203 KINETIC GROUP INC
KNKT 50126T100 Kunekt Corp.
KONA 50047H201 Kona Grill, Inc.
KPAY 49460M101 KinerjaPay Corp.
KPCM 495602104 King of Pine Creek Mining Ltd.
KRBF 50077A209 Kreido Biofuels, Inc.
KRED 50048Y104 KonaRed Corp
KSSH 492536107 Kesselring Holding Corp.
KUSA 485775100 Kashin, Inc.
KVIL 49381F102 Kidville, Inc.
KWBT 49834X205 Kiwa Bio-Tech Products Group Corp.
KWIK 50152R101 KwikClick,Inc.
 SEC Rule 15c2-11Restricted
Securities

Symbol Cusip Company Name

KYSRW 49309J129 Key Energy Services Inc. Del
LANZ 514624303 Lancer Orthodontics, Inc.
LATF 518411103 Latteno Food Corp.
LBAO 549266104 Luboa Group, Inc.
LBAS 539573105 Location Based Technologies, Inc.
LBGF 52729P105 Level Best Golf, Inc.
LBRG 50582Q202 Ladybug Resource Group, Inc.
LCAR 526867106 Lescarden, Inc.
LCNTU 546234204 Louisiana Central Oil & Gas Co.
LEAS 86270P106 Strategic Asset Leasing Inc.
LEHKQ 52519Y209 Lehman Brothers Holdings Capital Trust III
LEHLQ 52520B206 Lehman Brothers Holdings, Inc. Capital Trust IV
LEHNQ 52520X208 Lehman Brothers Holdings Capital Trust VI
LFEX 549526101 Lucky Friday Extension Mining Co.
LFPI 53215R100 LifePoint, Inc.
LGAH 50187E109 LGA Holdings, Inc.
LGBI 13765A105 Cannabiz Mobile, Inc.
LGNC 540601101 Logan Clay Products Co.
LGTT 50187W208 LIGATT Security International, Inc.
LHHMQ 52520E200 Lehman Brothers Holdings, Inc.
LHTV 53227A103 Lightstone Value Plus REIT Inc.
LIHLU 516757101 LARCHMONT INTER HOLDCO LLC.
LIQDQ 53633A101 Liquid Holdings Group, Inc.
LKAI 501882104 LKA Gold Inc.
LKCRU 507464105 Lake Area Corn Processors LLC Unit Ltd Liability Co
LLBO 53219E808 Lifeline BioTechnologies, Inc.
LLND 515062107 Landmark Land Company, Inc.
LMSC 53803W206 Live Microsystems, Inc.
LMTI 517905105 Laser Master International, Inc.
LMWW 502096100 LMWW Holdings, Inc.
LNDT 52989W105 LianDi Clean Technology, Inc.
LNGB 54289V100 Longbau Group Inc.
LNGT 51805Q102 Laser Energetics, Inc.
LNKG 53576C106 Link Group, Inc. (The)
LNXW 52634R204 Lenox Wealth Management, Inc.
 SEC Rule 15c2-11Restricted
Securities

Symbol Cusip Company Name

LOCMQ 53954W104 Local Corp.
LOGL 52490C101 Legend Oil and Gas, Ltd
LOTE 54567W309 Lot78, Inc.
LOVV 54714U107 Love International Group, Inc.
LPHM 524038106 Lee Pharmaceuticals
LPPI 50184Q105 LEEP, Inc.
LPTC 52186M108 Le@p Technology, Inc.
LRNT 543770101 Lorain Telecom Corp.
LSKA 53654P102 Liska Biometry, Inc.
LSYN 53013F100 Liberated Syndication Inc
LTCO 54288P104 LONG TERM CARE OPERATIONS 360 INC.
LTDH 53839Q207 Living 3D Holdings, Inc.
LTEC 545731200 LOUD Technologies, Inc.
LTFD 537590101 Littlefield Corp.
LTNC 50541A108 Labor Smart Inc
LTRE 522015106 Learning Tree International, Inc.
LTSA 50575Q201 Ladenburg Thalmann Financial Services, Inc.
LTSC 53227B200 Lightscape Technologies, Inc.
LTSF 50575Q110 Ladenburg Thalmann Financial Services, Inc.
LTSH 50575Q508 Ladenburg Thalmann Financial Services, Inc.
LTSK 50575Q409 Ladenburg Thalmann Financial Services, Inc.
LTSL 50575Q300 Ladenburg Thalmann Financial Services, Inc.
LTTC 518414107 Lattice, Inc.
LTUC 537518300 Little Sioux Corn Processors LLC
LTUU 537518102 Little Sioux Corn Processors LLC
LVCA 511082109 Lake Victoria Mining Company, Inc.
LVRP 538320102 Liverpool Group, Inc.
LVVP 53227M107 LIGHTSTONE VALUE PLUS REAL ESTATE INVT TR V INC
LVVR 53227L109 LIGHTSTONE VALUE PLUS REAL ESTATE INVT TR III INC
LWLW 543356109 Longwen Group Corp.
LZNN 52110C101 Lazuriton Nano Biotechnology USA Inc.
MADI 558269106 Madison Systems, Inc.
MAHI 609176102 Monarch Services, Inc.
MAHN 59523E103 Mid-Atlantic Home Health Network, Inc.
MAJCQ G5760D111 Majestic Capital Ltd.
 SEC Rule 15c2-11Restricted
Securities

Symbol Cusip Company Name

MAJJ 594060204 Michael Anthony Jewelers, Inc.
MAPL 565311107 Maple Press Co.
MBCI 554094102 MabCure, Inc.
MBDC 575600101 Massachusetts Business Development Corp.
MBIPN 55276G600 MBIA Insurance Corp.
MBIPO 55276G204 MBIA Insurance Corp.
MBIPP 55276G501 MBIA Insurance Corp.
MBLV 60742Q109 MobiVentures, Inc.
MBVA 60037B205 Millennium Bankshares Corp.
MCAP 562694109 Mango Capital, Inc.
MCDA 48254P106 KMA Holding, Inc.
MCELQ 60038B105 Millennium Cell, Inc.
MCET 62544S200 MultiCell Technologies, Inc.
MCHA 57667H106 Matchaah Holdings, Inc.
MCRT 59502C102 Microart, Inc.
MCTH 58455T203 Medical Connections Holdings, Inc.
MDAV 238527204 Davi Luxury Brand Group, Inc.
MDAW 58448B103 Media Way Corp.
MDDXZ 90214R103 2017 Mandatory Exchangeable Tr
MDGC 58448D109 MediaG3, Inc.
MDGP 584364202 MedGroup, Inc.
MDIT 58503D200 Medite Cancer Diagnostics, Inc.
MDKM 582826301 MDECHEM, Inc.
MDLH 58457X202 Medical International Technology, Inc.
MDLM 58503T205 Medley Management, Inc.
MDLQQ 58503Y204 Medley LLC
MDLXQ 58503Y105 Medley LLC
MDNL 560295107 Maiden Lane Jewelry, Ltd.
MDTC 58448P102 Media Technologies Inc.
MEDD 58458L108 Medical Imaging Corp.
MEGH 554040105 MW Investment Holding Group, Inc.
MEMI 604593103 Miracle Entertainment Inc.
MENB 586579104 Mendocino Brewing Co., Inc.
MENC 60040T102 Millennium Energy Corp
MERR 590419206 Merriman Holdings, Inc.
 SEC Rule 15c2-11Restricted
Securities

Symbol Cusip Company Name

MERT 592285100 Metropolitan Royalty Corp.
MFCO 595176108 Microwave Filter Co., Inc.
MGGI 55917N105 Magicstem Group Corp.
MGLI 559072301 Magellan Industries, Inc.
MGNT 58518C106 Meganet Corp
MGOM 59862G107 Migom Global Corp.
MGTC 585160104 Megatech Corp.
MIHL 611810102 MONTAGUE INTERNATIONAL HOLDING LTD.
MIKP 59863T207 Mike The Pike Productions, Inc.
MIXX 60688W201 MIX 1 LIFE, INC.
MJSCZ 56073Q106 Majectic Holdco LLC
MKRO 609452107 Monkey Rock Group, Inc.
MLCG 55314D304 ML Capital Group Inc.
MLHC 55313Q108 M Line Holdings, Inc.
MLTO 58501Q104 MEDirect Latino, Inc.
MMNT 60879D103 Momentous Holdings Corp.
MMTC 59484E209 Micro Imaging Technology, Inc.
MNAP 55315B109 MNP Petroleum Corporation
MNDEZ 901376202 2020 Mandatory Exchangable Trust
MNGG 60365U106 Mining Global, Inc.
MNIA 13768C108 Cannis Inc.
MNII 562020107 Manati Industries, Inc
MNIZ 36870L104 GEN 2 TECHNOLOGIES INC.
MNMT 61979X106 Motivating The Masses Inc
MNSF 56418U101 Mansfelder Metals Ltd.
MOCI 60754P106 Modern Cinema Group, Inc.
MOMT 60937K206 MoneyOnMobile, Inc
MOPN 55313W105 MOP Environmental Solutions, Inc.
MPEG 45765K105 Innovacom Inc.
MPML 553358201 MPM Technologies, Inc.
MPVR 553438102 MP Ventures, Inc.
MPWF 62477B109 MPOWER FING PUB BENEFIT CORP.
MRGE 60463B109 Mirage Energy Corporation
MRGN 58950R108 Mergence Corp.
MRGO 566605101 Margo Caribe, Inc.
 SEC Rule 15c2-11Restricted
Securities

Symbol Cusip Company Name

MRPI 58732R103 Mera Pharmaceuticals, Inc.
MRPS 59513P100 Microphonics, Inc.
MSAH 56166J100 Man Shing Agricultural Holdings, Inc.
MSET 558248100 Madison Sports & Entertainment Group, Inc.
MSFN 56064H107 Mainstreet Financial Corp.
MSIU 58464A104 Medical Supply International USA, Inc.
MSSEL 575634209 Massachusetts Electric Co.
MSTLW 61761JU80 Morgan Stanley
MTMW 57681A103 Matmown, Inc.
MTNX 585730104 Meltronix, Inc.
MTVX 00191J107 APT Moto Vox Group Inc
MTWD 592724108 Metwood, Inc.
MVAC 620105106 MotorVac Technologies, Inc.
MYCX 62847T202 MyCelx Technologies Corp.
MYFT 628513103 My Freightworld Technologies, Inc.
MYRX 62856H107 Myrexis, Inc.
MYSN 628635104 Myson Group, Inc.
MZPS 628703100 Myzipsoft, Inc.
NADA 656837101 North American DataCom, Inc.
NAMX 656855202 North American Exploration Corp.
NBGV 65080W105 NewBridge Global Ventures, Inc.
NBRY 650766108 Newberry Specialty Bakers, Inc.
NCEN 62957N102 Nacel Energy Corp.
NDES 63884L102 Natural Destiny Inc.
NDMT 67012R105 NOWNEWS DIGITAL MEDIA TECHNOLOGY CO LTD
NEIK 66704D101 Northstar Electronics Inc.
NEOM 640505400 NeoMedia Technologies, Inc.
NESW 644217101 New England Service Co.
NEUN 64124F301 NeuroGenesis, Inc.
NEVE 64157B102 Nevo Energy, Inc.
NFPC 666280102 Northfield Precision Instrument Corp.
NFSE 65338C109 nFinanSe, Inc.
NFTI 654865104 Nofire Technologies, Inc.
NGMC 65340V103 Next Generation Management Corp.
NGOOB 66516V307 Northern Growers LLC
 SEC Rule 15c2-11Restricted
Securities

Symbol Cusip Company Name

NGOOL 66516V208 Northern Growers LLC
NGOWL 66516V109 Northern Growers LLC
NGRC 636268203 National Graphite Corp.
NHGP 645510108 New Horizon Group, Inc.
NHLE 65341J109 Nhale Inc.
NHYF 63888X102 Natural Harmony Foods, Inc.
NINK 62987R107 NAMI Corp.
NLAB 67057T107 NuOncology Labs, Inc.
NLMP 636637100 National Lampoon, Inc.
NLRT 65528D107 Nogales Res Corp.
NMGC 640497202 NeoMagic Corp.
NMSCA 67061Y100 Nutrition Management Services Co.
NMTT 65441L103 Nimtech Corp.
NNLX 630076107 Nanologix, Inc.
NNYR 663462208 Northamerican Energy Group Corp.
NOEC 64758A107 New Oriental Energy & Chemical Corp.
NORNQ 65542W206 Noranda Aluminum Holding Corp.
NRCD 63147Q104 Nashville Records, Inc.
NRGT 29276W105 Energy Today Inc.
NRPR 67072S209 Nutri Pharmaceuticals Research, Inc.
NSBK 665728101 Northern Star Financial, Inc.
NSLPQ 64881E109 New Source Energy Partners LP
NSPT 652477100 Newron Sport
NSTM 67001V109 NovelStem International Corp.
NTEI 66988C100 Nova Tech Enterprises, Inc.
NTFL 64127V105 Network 1 Financial Group, Inc.
NTFY 669956401 Notify Technology Corp.
NTGL 63010J104 NanoTech Gaming, Inc.
NTME 64114Q101 NetMed, Inc.
NTOX 66978R109 Notox Technologies Corp.
NTPY 64119A101 NetPay International Inc.
NTRU 63883U103 Natur International Corp.
NTSLU 66706U101 Northstar Ethanol LLC
NUEC 670365105 NuEarth Corp.
NUGN 67052F102 NuGene International, Inc.
 SEC Rule 15c2-11Restricted
Securities

Symbol Cusip Company Name

NUSPQ 64881E307 New Source Energy Partners LP
NUUU 759408107 Rejuvel Bio-Sciences, Inc.
NWGC 649285103 New World Gold Corp.
NWMH 63847Q107 National Waste Management Holdings, Inc.
NWSAL U9598Q116 News Corp
NWSLL U9598Q108 News Corp
NWTM 64886C108 NEW TMW TOPCO INC
NWTT 62948J103 NW Tech Capital, Inc.
NWXJ 65056Q108 newAX, Inc.
NXMR 65338F102 NextMart, Inc.
NXNN 65342G203 Nexeon Medsystems Inc
NXSI 65338M107 Nexis International Industries, Inc.
NXSL 65337W106 NexTech Solutions, Inc.
NXTH 67073X108 NXT Nutritionals Holdings, Inc.
NXTYQ 65333R200 Nexity Financial Corp.
NYLE 670720200 Nyle International Corp.
NYOM 62947R106 NYC on the Move Inc.
NZIH 62971A102 NZJ Holdings Inc.
OART 677143208 Ohio Art Company (The)
OBMP 68235A200 OncBioMune Pharmaceuticals, Inc.
OCESO 675022305 Ocean Spray Cranberries, Inc.
OCESP 675022206 Ocean Spray Cranberries, Inc.
OCTX 67572P101 Octagon 88 Resources Inc.
ODYC 67611R100 Odyne Corp.
OGNT 68618B205 Organa Technologies Group, Inc.
OGSM 68618D102 Organic Sales and Marketing, Inc.
OGSWW 69036R129 Overseas Shipholding Group, Inc.
OHBK 679785105 Old Harbor Bank (Clearwater, FL)
OICT 67778A106 Oicintra, Inc.
OJSY 67813P100 OJsys, Inc.
OMAGQ 681659207 Omagine, Inc.
OMDD 686679101 Ormand Industries, Inc.
OMPS 68216B102 Omphalos, Corp.
OMVE 68215X105 Omni Ventures, Inc.
ONBI 682323209 One Bio Corp.
 SEC Rule 15c2-11Restricted
Securities

Symbol Cusip Company Name

OPGX 683886303 Optigenex, Inc.
OPLF 68403X107 OptiLeaf, Inc.
OPST 671003101 OPT Sciences Corp.
OPUS 68404C102 OPUS MAGNUM AMERIS, INC.
OPVS 63009W108 NanoFlex Power Corporation
ORHB 68620R107 ORHUB, Inc.
ORMTQ 686701103 Ormet Corp.
ORNC 684058209 Oranco, Inc.
OSIN 683945208 Optimum Source International, Ltd.
OSRS 68827T104 Osiris Corp.
OTCKU 68956Q103 Otter Creek Ethanol LLC
OTOW 67107C203 O2 Secure Wireless, Inc.
OTTV 92852K200 Viva Entertainment Group, Inc.
OUTB 689898104 Outback Oil & Mineral Exploration Corp.
OVIT 68232J105 OncoVista Innovative Therapies, Inc.
OVSPW 69036R137 Overseas Shipholding Group, Inc.
OWCP 67109N108 OWC Pharmaceutical Research Corp.
PACO 69523R103 Paco Integrated Energy, Inc.
PAOS 03077Y107 Amerinac Holding Corp.
PARD 732449400 Poniard Pharmaceuticals, Inc.
PARDP 732449202 Poniard Pharmaceuticals, Inc.
PARF 699058103 Paradise, Inc.
PBEV 74060W101 Premium Beverage Group, Inc.
PCBN 72013P108 Piedmont Community Bank Group, Inc.
PCOA 70686R708 Pendrell Corporation
PCPJ 69882A105 PaperClip, Inc.
PCYS 74162Y104 PrimeCare Systems, Inc.
PDGO 69901U306 Paradigm Oil and Gas, Inc.
PDMI 69900Q884 Paradigm Medical Industries, Inc.
PDNLA 741004105 Presidential Realty Corp.
PDNLB 741004204 Presidential Realty Corp.
PDOS 727667107 Platinum Studios, Inc.
PDRX 693298101 PD-RX Pharmaceuticals, Inc.
PECD 715814406 Pet Ecology Brands, Inc.
PEDH 711026104 Peoples Educational Holdings, Inc.
 SEC Rule 15c2-11Restricted
Securities

Symbol Cusip Company Name

PEGX 70557X107 The Pegasus Companies, Incorporated
PEMC 694225202 Pacific Energy & Mining Co.
PERT 714205101 Permanent Technologies, Inc.
PFND 70319A106 Pathfinder Cell Therapy, Inc.
PFNL 729511105 Plymouth Financial Corp.
PFNO 69912M400 ParaFin Corp.
PFTI 746091107 puraDYN Filter Technologies, Inc.
PFTY 69917C100 PARALLEL FLIGHT TECHNOLOGIES INC.
PFWIQ 71674X103 Petrone Worldwide, Inc.
PGSC 743322109 Progressive Green Solutions, Inc.
PHGD 717439103 Phil-Good Products, Inc
PHLI 695113100 PacificHealth Laboratories, Inc.
PHOS 71922F102 Phosphate Holdings, Inc.
PIUTQ 695790105 Paiute Oil & Mining Corp.
PKDC 701081606 Parker Drilling Co.
PKDCW 701081119 Parker Drilling Co.
PLFX 74586Y102 Pulse Evolution Corp
PLNE 727063109 Planet Signal, Inc.
PLNTQ 74340R104 Proliance International, Inc.
PLSI 71910Q102 Phoenix Life Sciences International Ltd.
PLTI 727633109 Platcom, Inc.
PLWN 723104105 Pinelawn Cemetery
PLYR 731787305 Polymeric Resources Corp.
PLYZ 73016P103 Plyzer Technologies Inc.
PMBY 73751Y103 POSTD Merchant Banque
PMDL 69372M106 Pace Medical, Inc.
PMIR 69344M507 PMI Group, Inc. (The)
PMOZ 74272D107 PrismOne Group, Inc.
PNRC 74050H106 Premier Energy Corp.
POGS 723826301 Pioneer Oil & Gas
POSC 737397604 Positron Corp.
POYN 73022L104 Po Yuen Cultural Holdings (Hong Kong) Co., Ltd.
PPCQ 74053X108 Premier Pacific Construction, Inc.
PPMD 74371A103 Protide Pharmaceuticals, Inc.
PPMT 74317U205 Profit Planners Management, Inc.
 SEC Rule 15c2-11Restricted
Securities

Symbol Cusip Company Name

PPRG 70322M204 Patient Portal Technologies, Inc.
PPRW 740566104 Premier Power Renewable Energy, Inc.
PRAC 743088106 Productivity Technologies Corp.
PRCF 74370B102 Protein Reactor Combined Fuels Inc
PRCK 72604P103 Placer Creek Mining Co.
PREHU 739550101 Praire Ethanol LLC
PRENU 739550200 Praire Ethanol LLC
PRHL 74051M104 Premier Holding Corp.
PRLO 743406100 Prologic Management Systems, Inc.
PRMD 74167A101 PRIMEMD INC.
PRMO 743423204 Prom Resources, Inc.
PROM 74346J106 Propel Media, Inc.
PRRE 73943L100 Praetorian Property, Inc.
PRTR 740345103 Precicion Trim Inc
PRVU 741390108 PreVu, Inc.
PRWWW 74445L119 PRWireless PR Inc
PRXG 714263209 Pernix Group, Inc.
PRXIQ 74051E201 Premier Exhibitions, Inc.
PRXM 744285206 Proxim Wireless Corp.
PRZM 74273Y100 Prism Technologies Group, Inc.
PSBC 694864109 Pacific State Bancorp
PSCR 74373V105 Proto Script Pharmaceutical Corp.
PSFT 73936K200 Powersafe Technology Corp.
PSPW 88580V104 3Power Energy Group Inc.
PSWR 742646102 Prism Software Corp.
PSYS 69901J103 Paradigm System Solutions, Inc.
PTBBU 73044X102 Poet Biorefining LLC
PTCYZ 699002101 Parade Technologies Ltd.
PTEO 74369R407 Proteo, Inc.
PTLF 71639C103 Petlife Pharmaceuticals, Inc.
PTNL 72736R100 PLANTATION CORP.
PTOP 705484103 Peer to Peer Network
PTRC 71647K303 Petro River Oil Corp.
PTSS 705016103 Peartrack Security Systems, Inc.
PTTTS 697116101 Palmetto Real Estate Trust
 SEC Rule 15c2-11Restricted
Securities

Symbol Cusip Company Name

PUPS 719574105 Pick-Ups Plus, Inc.
PURT 74639U107 Purthanol Resources Limited
PURY 74624F107 PureRay Corp.
PVNO 744123100 ProVision Operation Systems, Inc.
PWLK 73933J107 Powerlock International Corp.
PYCT 704289107 Paychest, Inc.
PZOO 70454Q304 Pazoo, Inc.
PZRXQ 71723F103 PhaseRx, Inc.
QCCP 74735Y102 Quad County Corn Processors Cooperative
QDLC 74730R102 Quadlogic Controls Corp.
QIAN 74739E102 Qiansui International Group Co Ltd.
QING 74734L101 Qingdao Footwear, Inc.
QMDT 74837Q106 Quick-Med Technologies, Inc.
QMIS 74735J105 QMIS Finance Securities Corp
QNXC 74732N109 Qenex Communications, Inc.
QRSM 74726W107 QRS Music Technologies, Inc.
QTGI 74767T104 Quark Technology Global Inc.
QUCT 74823W109 Queen City Investments, Inc.
QUGB 748775103 QUINTON GROUP INC.
QWTR 74837L107 Quest Water Global, Inc.
RADR 750465106 Radium Resources Corp.
RAGL 749216107 RA Global Services, Inc.
RAIO 75041A100 Radioio, Inc.
RBCL 74926T201 RBC Life Sciences, Inc.
RBDC 749283206 RBID.com, Inc.
RCCB 771698107 Rochester Community Baseball Inc.
RCMH 75525E107 Reach Messaging Holdings, Inc.
RCPIQ 772081204 Rock Creek Pharmaceuticals, Inc.
RCTC 755746104 Ready Credit Corp.
RDCO 75735W103 Redefy Corporation
RDFD 757350103 Redfield Energy LLC
RDML 75678Q402 Red Mile Entertainment, Inc.
RDVA 75525W107 RDVA INC.
RDWD 758054100 Redwood Group International
REAC 74945M203 REAC Group, Inc.
 SEC Rule 15c2-11Restricted
Securities

Symbol Cusip Company Name

REBL 75617J105 Rebel Group, Inc.
REGX 75703V103 Red Trail Energy LLC
REOP 760248104 Reo Plastics, Inc.
REOS 760259101 ReoStar Energy Corp.
RESCU 760841205 Rescap Liquidating Trust
RFCS 75865X202 Refocus Group, Inc.
RFFDU 757350202 Redfield Energy LLC
RFII 75080F101 Rain Forest International, Inc.
RGBD 75903Q201 Regional Brands Inc.
RGBOQ 75884M302 ReGen Biologics, Inc.
RGDXQ 76123U105 Response Genetics, Inc.
RGSEQ 75601N500 Real Goods Solar, Inc.
RGUS 758943104 REGI U.S., Inc.
RGXX 75955G101 RemeGenix Inc.
RHNO 76218Y202 Rhino Resource Partners LP
RIGG 764069100 Richland Resources International Group,
RIGH 76657X111 RightSmile, Inc.
RINO 766883102 RINO International Corp.
RITE 60313P100 MineralRite Corporation
RITT M8215Q110 RiT Technologies, Ltd.
RIVT 769648106 Riviera Tool Co.
RLLT 75955E106 Reliant Service Inc
RMHB 77471R207 Rocky Mountain High Brands, Inc.
RMIL 774719108 Rocky Mountain International Ltd.
RMLS 77619T107 Romulus Corp.
RMRI 74967B507 RMR Industrials, Inc.
RMTD 75962A303 Remote Dynamics, Inc.
RNGG 759823206 Reno Gold Corp.
RNWB 75971W205 Renewable Corporation (The)
ROBK 77866T305 Rotate Black, Inc.
ROFO 77316P101 Rockford Corp.
ROMVL 758059307 Redwood Mortgage Investors Limited Partnership
ROSGQ M82183209 Rosetta Genomics, Ltd.
ROWC 779528108 Rowe Companies (THE)
ROYE 78026P209 Royal Energy Resources, Inc.
 SEC Rule 15c2-11Restricted
Securities

Symbol Cusip Company Name

ROYTL 694103102 Pacific Coast Oil Trust
RPFG 75087U101 Rainier Pacific Financial Group, Inc.
RREO 76123W101 Resource Real Estate Opportunity REIT Inc
RRTS 76973Q204 Roadrunner Transportation Systems, Inc.
RSAM 767644107 Rising Sun Bancorp
RSCI 758072102 Redwood Scientific Technologies, Inc.
RSGX 76123F306 Resourcing Solutions Group, Inc. (The)
RSRL 76123B107 Resource Real Estate Opportunity REIT Inc
RSYC 756025102 Real Security Co., Inc. (The)
RTAS 75774J104 REDtone Asia, Inc.
RTNB 776650202 root9B Holdings, Inc.
RTRK 756917100 Red Truck Entertainment, Inc.
RTSO 74978P107 RTS Oil Holdings, Inc.
RTTO 767788102 Rito Group Corp.
RVTI 768027203 Rival Technologies, Inc.
RWCI 749904108 RWC, Inc.
RWFC 75973A102 Renewable Fuel Corp
RYMM 78033P101 Royal Mines & Minerals Corp.
RZZN 47737A207 JiaLiJia Group Corporation, Ltd.
SAAX 66979X105 Nouveau Ventures Inc.
SADL 786327106 Sadlier (WILLIAM H.), Inc.
SAFS 78646A400 Safer Shot, Inc.
SAGD 836301200 South American Gold Corp.
SAYC 16952X200 China Shianyun Group Corp., Ltd.
SBBG 816006308 Seibels Bruce Group, Inc. (THE)
SBOX 86804X104 Superbox, Inc.
SBUM 827453101 Silver Buckle Mines, Inc
SCAL 85857C108 Stem Cell Authority, Ltd.
SCBZ 809135106 Scoobeez Global Inc.
SCDA 05575Y208 B-Scada Inc.
SCNA 83186E101 Smart Cannabis Corp.
SCNG 78409C106 SC Holdings Corp.
SCOO 807864103 School Specialty, Inc.
SCPJ 809163108 Scope Industries
SCRCQ 811066109 ScripsAmerica Inc
 SEC Rule 15c2-11Restricted
Securities

Symbol Cusip Company Name

SCRH 80917W202 Scores Holding Co, Inc.
SDSS 869096107 Suspect Detection Systems, Inc.
SDSYA 83756A109 South Dakota Soybean Processors, LLC
SDVI 82668Y106 Signature Devices, Inc.
SEDN 784109209 SED International Holdings, Inc.
SEEK 88337U102 TheDirectory.com, Inc.
SELR 858199102 Steele Oceanic Corp.
SESI 78412U101 SES Solar, Inc.
SETO 817813108 SETO Holdings, Inc.
SEVM 784811200 STS Evermedia Corp.
SEYE 826918104 Signature Eyewear, Inc.
SFBE 82936F103 Sino Bioenergy Corp.
SFBI 78416X101 SFSB, Inc.
SFHD 444721104 Hui Ying Financial Holdings Corp.
SFHI 849185103 Sports Field Holdings, Inc.
SFIR 793848102 Steadfast Income REIT Inc.
SFIV 81372K105 Sector 5, Inc.
SFPI 802179101 Santa Fe Petroleum, Inc.
SFWJ 83403D100 Software Effective Solutions Corp.
SGBH 38528G107 Grand China Energy Group Ltd
SGER 85928P104 Sterling Energy Resources Inc.
SGIC 86278B109 Strategic Rlty Tr Inc.
SGLA 82936V108 Sino Green Land Corp.
SGOO 833292105 Snoogoo Corp.
SGOU 86336F100 Strong Solutions Inc
SGRZ 861837102 Stonepath Group, Inc.
SGTB 865043103 Suggestion Box, Inc.
SGTI 823214200 Shengtai Pharmaceutical, Inc.
SGTN 83423G109 Soligen Technologies, Inc.
SGUJ 787042209 Saguaro Holdings Corp.
SGYI 86279V104 Strategy International Insurance Group, Inc.
SHDC 868678202 Surety Holdings Corp.
SHGP 82001L100 Sharpe Resources Corp.
SHLDQ 812350106 Sears Holdings Corp.
SIMA 835466103 Sonics & Materials, Inc.
 SEC Rule 15c2-11Restricted
Securities

Symbol Cusip Company Name

SIMC 828599100 Simclar, Inc.
SINX 829400100 Sionix Corp.
SITOQ 82988R203 SITO Mobile, Ltd.
SIVE 828331108 Silver Verde May Mining Co., Inc.
SIXD 83002F100 6D Global Technologies, Inc.
SKLV 83086C106 SKYE LIFE VENTURES LTD.
SKPI 83083F102 Sky Petroleum, Inc.
SKPN 83086M104 SkyShop Logistics, Inc.
SKSK 83084M205 Skookum Safety Solutions Corp.
SKTP 83087Y107 Skytop Lodge Corp.
SKTPP 83087Y206 Skytop Lodge Corp.
SKVY 81731K101 Sentry Technology Corp.
SKYF 83082Y102 SKY440, Inc.
SLNM 79550B202 Salon Media Group, Inc.
SLOT 79854T206 San Lotus Holding Inc.
SLSR 828284109 Silver Surprize, Inc.
SLTN 828462101 Silverton Energy, Inc.
SLUP 83437C102 SOLUCORP Industries Ltd.
SMAA 78446F203 SMA Alliance, Inc.
SMGE 82662F103 SIGMATA ELECTRONICS INC.
SMRH 868194200 Superior Marketing Research Corp.
SMVS 831699103 Smave Solutions, Inc.
SNAS 82936T103 Sino Assurance, Inc.
SNDZ 86771T102 Sunridge International, Inc.
SNHR 815813100 Seguin Natural Hair Products Inc.
SNLP 87166Q109 Syntrol Corp.
SNNAQ 82622H108 Sienna Biopharmaceuticals, Inc.
SNWV 80303D107 SANUWAVE Health, Inc.
SNYR 87165D109 Synergy CHC Corp.
SOEN 834156101 Solar Enertech Corp.
SOFE 14173W101 CAREPAY INC.
SOFT 834021206 SofTech, Inc.
SOHL 844024109 Southern Trust Securities Holding Corp.
SONR 835410101 Sonar Radio Corporation
SOPK 844649103 SouthPeak Interactive Corp.
 SEC Rule 15c2-11Restricted
Securities

Symbol Cusip Company Name

SOST 84389Y100 Southern States Sign Co.
SOUG 784666208 Sou 300 Group Holding Co.
SPDC 84764T304 Speed Commerce, Inc.
SPGX 86933P105 Sustainable Projects Group Inc.
SPGZ 84763M201 Spectrum Group International Inc.
SPLY 83362Q209 SocialPlay USA, Inc.
SPMI 84770S209 Speedemissions, Inc.
SPNR 868157405 Superior Energy Services, Inc.
SPQS 84920N100 SportsQuest, Inc.
SPUP 82963W102 Sipup Corp.
SQBGQ 81734P206 Sequential Brands Group Inc. New
SQCC 85221L107 Square Chain Corp.
SQFL 78471E105 SQL Technologies Corp.
SQTI 83417H105 Solar Quartz Technologies, Inc.
SRBT 81946R107 Shanrong Biotechnology Corp.
SRCX 861758308 Stonebridge Resources Explorations Ltd.
SRNW 863101101 Stratos Renewables Corp.
SRSK 855188108 Star Struck, Ltd.
SRSN 862935103 Strategic Resources International, Inc.
SRSR 803720101 Sarissa Resources, Inc.
SSRC 817305105 SentiSearch, Inc.
SSTY 86866W101 SureTrace Security Corp.
SSUR 85771V208 StatSure Diagnostic Systems, Inc.
SSVC 813718103 SecureD Services, Inc.
STCC 859240103 Sterling Consolidated Corp
STCI 86880M204 Surge Technologies, Inc.
STCRQ 81578E101 Seertech Corp.
STDE 853373108 Standard Energy Corp.
STFR 85780P101 STEADFAST APT REIT INC
STGGQ 78478D100 STG Group, Inc.
STHC 84129L103 Southcorp Capital, Inc.
STHLW 85801J118 Stearns Holdings LLC.
STIE 802816108 Santaro Interactive Entertainment Co.
STJO 85231M103 St. Joseph, Inc.
STLM 789313103 St. Elmo Silver Mines Corp.
 SEC Rule 15c2-11Restricted
Securities

Symbol Cusip Company Name

STMM 85858N202 Stemcell Hldgs Inc.
STNX 85568C207 StarTronix International, Inc.
STRB 86260A101 Strasbaugh
STRI 78478V209 STR Holdings, Inc.
STRZ 855086104 Star Buffet, Inc.
STSC 85571H201 Start Scientific, Inc.
STTH 85788X304 Stealth Technologies, Inc.
STTX 86280B105 Stratex Oil & Gas Holdings, Inc.
STUO 78476C104 STI Group, Inc.
STWC 78485C103 STWC Holdings, Inc.
STZU 86688V109 Sun Tzu Corp.
SVDN 80512A209 Savden Group Corp
SVLT 86803W107 Sunvault Energy, Inc.
SVMN 828437103 Silverore Mines, Inc.
SVNJ 81785L302 727 Communications, Inc.
SVSO 82104Q105 SheerVision, Inc.
SVTE 81761B104 Service Team, Inc.
SWEE 870334109 SweeGen, Inc.
SWGI 85521K106 Star Wealth Group Inc.
SWIOU 84504R105 Southwest Iowa Renewable Energy LLC
SWMD 85570H103 Starwin Media Holdings, Inc.
SWNNU 845125202 Southwest Minn Agrifuels Coop LLC
SWRL 90349P105 U-Swirl, Inc.
SWWI 828815100 Simon Worldwide, Inc.
SXRIU 82962U107 Sioux River Ethanol LLC Cap
SXRRU 82962U206 Sioux River Ethanol LLC Cap
SYEV 818542102 Seychelle Environmental Technologies, Inc.
SYNE 871628301 Synthesis Energy Systems, Inc.
SYPT 81111J104 Scrypt, Inc.
SYQH 53000K104 Liaoning Shuiyun Qinghe Rice Industry Co., Ltd.
TAAI 889864104 Tombao Antiques and Art Group
TAER 876491101 Tarsier Ltd.
TAMG 893775205 Transnational Group, Inc.
TAUX 881031108 Terre Aux Boeufs Land Co., Inc.
TAYO 87690J100 Taylor Consulting, Inc.
 SEC Rule 15c2-11Restricted
Securities

Symbol Cusip Company Name

TBEV 42969X306 High Performance Beverages Co
TCAI 00901R100 AIMTC INC.
TCGN 878695105 Technology General Corp.
TCHC 878228105 Tech Central, Inc.
TCOR 89468R108 TreeCon Resources, Inc.
TDXP 37956F102 Global Smart Capital Corp.
TEAH 98163R206 Worry Free Tea House Holdings Company
TEGR 88100A101 Terra Energy & Resource Technologies, Inc.
TEHG 87874X206 Technovative Group, Inc.
TEXG 88078Q302 Terax Energy, Inc.
TFBN 872406301 TFN Football Network
TGMR 89732M109 Troy Gold & Mineral Corp.
TGRR 88680R102 Tiger Reef, Inc.
TGVN 872418207 TGC Ventures International, Inc.
THDS 885793109 3Dshopping.com
THLM 525169207 Lehman (T.H.) & Co., Inc.
THRYW 886029115 Thryv Holdings Inc
TIGE 88674J108 Tigrent Inc.
TIRTZ 886410109 Tidelands Royalty Trust B
TISDZ 894626209 Treasure Island Royalty Trust
TKCI 90042T206 Turnkey Capital, Inc.
TKGL 879100105 TekeGldMpire, Inc.
TKIDU 89776Q107 Tru Kids Parent LLC
TLCO 879292209 Teleconnect, Inc.
TLFA 87538X105 Tandy Leather Factory, Inc.
TLFX 879366201 Telefix Communications Holdings, Inc.
TLIF 888847100 TOCCA Life Holdings, Inc.
TLOG 88165U109 TetraLogic Pharmaceuticals Corporation
TMCV 87972L104 Temecula Valley Bancorp, Inc.
TMEB 88079L104 Terme Bancorp, Inc.
TNTRQ 88770Q105 Tintri, Inc.
TODM 890312101 Tonopah Divide Mining Co.
TOGL 88907T303 Toga Limited
TOOD 883672305 Thermwood Corp.
TOPZ 89054W206 Topaz Resources, Inc.
 SEC Rule 15c2-11Restricted
Securities

Symbol Cusip Company Name

TRAA 89237X105 Traack Technologies Inc.
TRAC 891918120 Track Data Corporation, Inc.
TRBX 87262F106 TRB Systems International, Inc.
TRGM 876140104 Targeted Medical Pharma, Inc.
TRII 896699105 Trio Resources, Inc.
TRKR 89234G105 Tracker Corporation of America, Inc. (The)
TRKX 894725308 Trek Resources, Inc.
TRLC 89619H108 TRILINC Global Impact Fund LLC.
TRNF 87621P209 Taronis Fuels, Inc.
TRNX 876214206 Taronis Technologies, Inc.
TROG 896834108 Triumph Oil & Gas Corp.
TRPS 896756103 TRIP TECHNOLOGIES INC.
TRRB 896763109 Tripborn Inc.
TRRI 89656L103 Trinity Resources Inc.
TRTI 893888107 Transtech Industries, Inc.
TRUA 896787108 Triumph Apparel Corp.
TRUL 897889101 Trulite, Inc.
TRXA 89532J108 Trex Acquisition Corp.
TSCC 87872T207 Technology Solutions Company
TSFGN 837841402 South Financial Group, Inc. (The)
TSWT 876533209 Taste Water, Inc.
TTTNW 88162F113 TETRA Technologies, Inc.
TTYP 896556107 Trinity Petroleum Trust
TURA 89990A102 Turbine Aviation, Inc.
TURV 90207B107 Two Rivers Water & Farming Company
TUXS 901144105 Tuxis Corp.
TWAC 873090104 TWA Corp.
TWCI 87309Q107 T.W. Christian, Inc.
TWER 892000308 Towerstream Corp.
TWNE 89213F102 Towne Bancorp, Inc.
TWSI 89678H106 Tristar Wellness Solutions Inc.
TWTG 90215Y107 2020 GENESYSTEMS INC.
TXCCQ 894065309 TranSwitch Corp.
TXGE 88244W100 Texas Gulf Energy, Incorporated.
TXGWU 88289G101 TEXGEN PWR LLC
 SEC Rule 15c2-11Restricted
Securities

Symbol Cusip Company Name

TXIC G8918T103 Tongxin International Ltd.
TYTN 902508209 Tytan Holdings Inc.
UAHC 90934C105 United American Healthcare Corp.
UBQU 903470102 Ubiquitech Software Corp.
UBYH 90347T109 UbuyHoldings, Inc.
UCIX 90420E102 Umbra Companies Inc.
UCTN 12643W206 CTN Media Group, Inc.
UFMG 913708103 Universal Manufacturing Co.
UGHL 905454104 Union Bridge Holdings Limited
ULGX 917273104 Urologix, Inc.
ULUR 90403T308 ULURU Inc.
UMCN 902846104 UMC, Inc.
UMFG 902897107 UMF Group Inc.
UNDR 904346103 UnderSea Recovery Corporation
UNIV 91359N105 Universal Infotainment Systems Corp.
UNXLQ 904572203 Uni-Pixel, Inc.
UPCO 91378T109 Universal Potash Corp.
UPOW 90255W102 UAN Power Corp.
UPRM 90341L102 USA Performance Prods, Inc.
URAL 91134Y202 United Rail, Inc.
USBBU 90351A202 U S Prem Beef LLC
USBC 903326205 US BioTec, Inc.
USBFU 90351A103 U S Prem Beef LLC
USDF 90349R101 US-Dadi Fertilizer Ind International Inc.
USPS 90385W204 Ultimate Sports Inc.
USRC 909203101 Unisource Corp.
USRI 91732A101 USA Recycling Industries, Inc.
USTC 91731C207 USA Real Estate Holding Co
USWF 91274T104 U.S. Wind Farming, Inc.
UTDE 91020R105 United E & P, Inc.
UTNT 903490100 Udata Net Corp.
UTRK 913875100 Universal Tracking Solutions, Inc.
UVFT 918099201 UV Flu Technologies, Inc.
UVSE 91349R208 Universal Energy Corp.
VALV 82321P203 Shengkai Innovations, Inc.
 SEC Rule 15c2-11Restricted
Securities

Symbol Cusip Company Name

VBBV 92557J102 Vibe Ventures Inc
VCBDQ 92849U105 Vitalibis, Inc.
VCON 925811200 Vicon Industries, Inc.
VCST 926713108 ViewCast.com, Inc.
VCTL 750875304 Rainmaker Systems, Inc.
VCTM 92643A107 VICTORY COML MGMT INC.
VCYE 92258H108 Velocity Energy Inc.
VEST 92548W105 Vestiage, Inc.
VGTL 925543100 VGTel, Inc.
VICP 92560A106 Vicapsys Life Sciences, Inc.
VIPK 918239203 VIP*ComLink, Inc.
VIZG 92830S101 VisionGlobal Corp.
VLDI 91915P107 Validian Corp.
VMTG 92588J105 Victor Mining Industry Group Inc.
VNTH 63010B200 Nano Mobile Healthcare, Inc.
VOIS 60255A202 Mind Solutions, Inc.
VONI 925104101 Veroni Brands Corporation
VOQP 927625202 VioQuest Pharmaceuticals, Inc.
VPSN 92833C202 Vision Airships, Inc.
VRCM 925117202 VersaCOM International, Inc.
VRCV 922120209 Varca Ventures, Inc.
VRTK 922302104 Vartech Systems Inc.
VRTT 92556J103 Viatar CTC Solutions Inc.
VSMD 92834L102 Vasamed, Inc.
VSPC 92554W106 VIASPACE, Inc.
VSYS 92829M107 Viscount Systems, Inc.
VTEQ 923449300 VeriTeQ Corp.
VTMB 92849G106 Vitamin Blue Inc
VULC 929136109 Vulcan International Corp.
VUOC 929212207 Vu1 Corp.
VVIT 928366202 Vista International Technologies, Inc.
VYDR 92921Y108 Vydrotech, Inc.
WACC 95709H304 WestAmerica Corp.
WBTMU 957255102 Westbrook-Thompson Overriding Royalty Trust
WBWB 98256T200 WU BA Superior Products Holding Group Inc.
 SEC Rule 15c2-11Restricted
Securities

Symbol Cusip Company Name

WCBH 94683P101 WCB Holdings, Inc.
WCVC 952213106 West Coast Ventures Group Corp.
WDBG 978887206 Woodbrook Group Holdings Inc.
WDHR 948520101 WeedHire International, Inc.
WEBB 94734A103 Web Blockchain Media, Inc.
WEQL 94973Q108 WellQuest Medical & Wellness Corp.
WGEI 973257108 WindGen Energy Inc.
WGNAP 92923K205 WGNB Corp.
WHCA 97068P109 Williston Holding Company, Inc.
WIRX 97652L100 Wireless Xcessories Group, Inc.
WKLN 931675102 Walker Lane Exploration, Inc.
WLYW 93266D105 Wally World Media Inc.
WMDH 92930D103 WMD Holdings Group, Inc.
WMDL 98157Y100 WorldModal Network Services, Inc.
WNMLA 974259103 Winmill & Co. Incorporated
WNRC 950670307 WENR Corp.
WORC 931013106 Wake Up Now, Inc.
WOWU 92940M101 WOWI, Inc
WPKS 98153N108 World Poker Store, Inc. (The)
WQNI 92932C103 WQN, Inc.
WRGL 936261106 Warrior Girl Corp.
WRIT 982549206 WRIT Media Group, Inc.
WRMA 97654P109 Wiremedia, Inc.
WRMK 94184W100 Watermark Lodging Trust Inc.
WSFGQ 92933E108 WSB Financial Group, Inc.
WSFL 980333207 Woodstock Holdings, Inc.
WSPPU 95921T128 Western Plains Energy LLC
WSTM 44329V103 HRSoft Inc.
WTECQ 957533102 Westech Capital Corp
WTLC 958619108 Western Metals Corp.
WTNW 94114L109 Water Now Inc.
WTRYU 95921T102 Western Plains Energy LLC
WTXR 95628Q104 West Texas Resources, Inc.
WUYI 16954D103 China WuYi Mountain, Ltd.
WVAW 956721104 West Virginia-American Water Co.
 SEC Rule 15c2-11Restricted
Securities

Symbol Cusip Company Name

WWDH 98159N102 Worldwide Holdings Corp.
WWIO 98212D307 Wowio Inc
WWPW 97315W105 Wind Works Power Corp.
WWRL 98155B102 World Wireless Communications Inc.
WXMN 944124502 Waxman Industries, Inc.
XBOR 227443108 Cross Border Resources, Inc.
XCLL 98400L103 XcelMobility Inc.
XCOMQ 98415E300 Xtera Communications, Inc.
XFCH 98371X102 X-Factor Communications Holdings, Inc.
XFTB 98420R106 XFIT BRANDS INC
XLPI 98389V304 Xcelplus International, Inc.
XMEX 98401C102 Xemex Group Inc.
XNDA 98421H107 Xinda International Corp.
XNNHQ 984117101 Xenonics Holdings, Inc.
XRXH 98386B103 XRX International Entertainment Holding Group
XTEG 98421D106 XT Energy Group Inc.
YDVL 984313205 Yadkin Valley Company
YGYI 987537206 Youngevity International, Inc.
YGYIP 987537305 Youngevity International, Inc.
YIPI 98584Y202 Yippy, Inc.
YITD 98584V109 Yinhang Internet Technologies Development, Inc.
YORI 98615M201 Yora International, Inc.
YPPN 98484T204 Yappn Corp.
YSGG 68248J107 1399 INTERNET TECHNOLOGY APPLICATION GROUP INC.
YUMAQ 98872F204 Yuma Energy, Inc.
YUSG 98871Y105 YUS International Group Ltd
ZAHA 988850103 Zahav, Inc.
ZCBD 09700K109 Body Basics Inc.
ZCOM 45320V109 Impreso, Inc.
ZDEC 98942V106 Zenovia Digital Exchange Corporation
ZENO 989424205 Zenosense, Inc.
ZHEC 98878H105 ZHRH Corporation
ZHUD 98954V101 Zhuding International Limited
ZIPL 989741103 ZipLink, Inc.
ZNAE 989012208 Zane Interactive Publishing Inc.
 SEC Rule 15c2-11Restricted
Securities

Symbol Cusip Company Name

ZNRG 98978P106 Znergy, Inc.
ZONX 98979L104 Zonzia Media, Inc.
ZPAS 98979T206 Zoompass Holdings, Inc.
ZULU 989778204 Zulu Tek, Inc.
ZVLO 989826102 zvelo, Inc.
ZWBC 38146N104 GoldKey Corporation
ZYJT 98955J107 Zhong Ya International Limited
ZYQG 988802104 ZYQC Group Holding Limited

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