Management System’s Audit Report

1. Basic Company Information

Hayat Industries (Pvt ) Ltd
Company Name

Full Address
(Street / Number / 33/4 ,Sector -15, Korangi Industrial Area Karachi
P.O/Town/Country)

Other audited sites (permanent

N/A
or temporary)

Company Representative Mr . Azim Hussain

They are engage in Warehousing and distribution of processed rice under two
Description of the company brand names. Shehzada for conventional rice and Meraki for organic rice to
(number of personnel, basic business
USA market
processes, commercial activities, brief
history)
No of employees: 06
2. Audit information

St.1 31-05-2019 Surveillance 13-02-2021

Audit Duration
Audit date 1.75
(Mandays)
St.2 3-06-2019 Recertification

ΕΑ: 3

NACE: 46.2 , 52.1

Certification Scope Warehousing and distribution of processed rice
Category: F

Other: ---

Use of remote auditing activities (describe)

Audit type 1ST SURVEILLANCE Audit Kind Audit language ENGLISH

Standard 1 Standard 2 Standard 3

Covered Standards Other
ISO22000:2005 ----

3. Audit team

LA Bushra Naseem CA ------ TR -----

Other participants (observers,

-----
interpreters, experts etc)

QFo_QPr_MSPD_004_010_Rev01_16.01.2017 Page 1 / 9
4. Audit Objectives

The audit objectives are the following:

1. Determination of the conformity of the client’s management system, or parts of it, with audit criteria within the scope of
the Management System.
2. Determination of the ability of the management system to ensure the client organization meets applicable statutory,
regulatory and contractual requirements.
3. Determination of the effectiveness of the management system to ensure the client organization can reasonably expect
to achieving its specified objectives
4. As applicable, identification of areas for potential improvement of the management system.
5. Review of any management system’s changes
6. Validation that the management system was effectively applied in the previous period (valid for surveillance or
recertification audits) and to verify its readiness for the coming period

The audit was carried out according to the relevant applicable procedure for Management Systems Certification and the relevant
Regulation for Certification of TÜV AUSTRIA HELLAS. The basic information documenting the results of the audit are included into
this report, and in total, into the audit questionnaire, the copies of documents and other evidence obtained during the audit.

5. Other remarks / Observations on the audit

3. Conclusions and Audit results

3.1 AUDIT RESULTS

Stage 1 N/A

Audit results
Evaluation (1,2 N/A)
Requirement
……. …… ……
Α. Management System
(Justification of any Exclusion
for ISO 22000)
Β. Management Review
C. Internal Audit
D. Legislative Requirements
(License of Operation,
Authorizations etc.)
Ε. Infrastructure,
Prerequisites, HACCP/OPRP
Plans
F. Other

Audit Team Suggestion: Result

The audit team is convinced that the stage 2 of the audit can be conducted as planned

The audit team is convinced that the stage 2 of the audit can be conducted as planned but the organization has to assure that the deviations
will be positively addressed within the agreed time frame.

The onsite audit (stage 2) can be conducted after the completion of the findings’ corrective actions, which were detected during the stage 1
of the audit.

CHARACTERIZATION OF RESULTS

1: Full Compliance

2: (O): Point of Improvement, the effectiveness of the corrective action is evaluated during the next audit

3: Non Conformity (-ies): Correction through the submission of Documents

4: Non Conformity (-ies): Correction through Re-audit

NA: Not Applicable or/and is Excluded

 LIST OF DEVIATIONS FOR STAGE 1 Time allowed to close deviations until (maximum 6 months
after the completion of stage 1)
Serial Relevant § clause of the
Findings Description Corrective action Correction evidence Evaluation of corrective action
Number Standard Standard

N/A

Completion of Corrective Actions

Place, Date: Place, Date: Place, Date:
Lead Auditor Company Representative Lead Auditor
(Name, Signature) (Name, Signature) (Name, Signature)
Surveillance

3.2 Audit Conclusions

Audit Stage 2 Surveillance Recertification
Minimum Mandatory Requirements Audited Result

Compliance to all the requirements of the relevant management system standard (or other normative document
(1)
related to the management system)

Conclusion / Comment: Fully Complied and well documented, approved and circulated for compliance requirements
Monitoring of the performance, measurement, reports and reviews in comparison to the main goals and
objectives (related to the expected outcomes that are resulted from the requirements of the applicable (1)
management systems standards)
Conclusion / Comment: All related compliance Parameters fulfilled and available on controlled Documentation

Management System performance in relation to statutory/regulatory/ contractual requirements (1)

Conclusion / Comment: Properly complied, Registered with desired Regulatory Authorities. All related documents Current and Valid.

Monitoring of processes (1)

Conclusion / Comment: Properly implemented on controlled documentation

Internal Audit and Management Review (1)

Conclusion / Comment: Compliance Proper as per defined Frequency once in the year on controlled documentation. Last Internal Audit
conducted on 2nd November,2020. Last MRM conducted on 4th February, 20201.

Upper Management Responsibility for the stated Policies (1)

Conclusion / Comment: All related Policies properly identified and documented, approved by CEO. Circulated for compliance
requirements and implemented. Awareness strong and effective.

Management System Effectiveness (1)

Conclusion / Comment: Well implemented and effectively controlled for all compliance requirements

The corrective actions from the previous audit (action list) were reviewed and their effectiveness was verified (1)

Conclusion / Comment: Found complied

Complaint management and handling (1)

Conclusion / Comment: Found effectively complied

Changes review (1)

Conclusion / Comment: The compliance requirement is defined as per documented procedure. No action identified and generated to
make any changes to the compliance requirements

Use of the logo and / or any reference to the certification (1)

Conclusion / Comment: No issues were identified and proper compliance of Scheme Rules and Regulations with respect to use of logo
were found followed.
 LIST OF OBSERVATIONS / NON CONFORMITIES
§ clause
Completion of
Relevant of the Correction Evidence Evaluation/Verification
s/n Finding Description Characterization Root Cause and Corrective Action corrective actions
standard Standar for Non Conformities of corrective action
until:
d

8.2.4 (f)
Since procedure for
supplier evaluation isd in
place and supplier
evaluation criteria was
SOP for supplier evaluation is
defined in procedure but
retrieved however no evaluation
ISO there were no execution of
1
22000:2018
form exists. Criteria is not Minor 10th March 2021
suppliers evaluation, now
defined for Supplier Selection
form for supplier evaluation
and Approval
is developed and supplier
evaluation is planned to be
carried out as per
procedure.
ISO Microbial/ chemical analysis are Quotation for 3rd party 10th March 2021
9.1.2
22000:2018 not defined in the COA received analysis has been taken from
from supplier. Moreover, the 02 well reputed testing
2 frequency of third-party analysis Minor facilities;
is not defined. 1) SGS Pakistan
2) Qarshi Laboratories.

ISO Incoming container checklist Incoming Container checklist 10th March 2021
22000:2018 does not include parameters for has been included in incoming
hygiene inspection of incoming vehicle inspection checklist.
3 Observation
vehicle.

ISO Opportunities for continual Since organization is new to

4 Observation
22000:2018 improvement are not discussed this ISO 22000 : 2018
during MRM. Standard, things are being
patteranized, as opportunities
for continual improvement
does have an integral impact
to this standard
 implementation, Management
has decided to review its
outcomes in next MRM.
ISO Responsible person for 17th March 2021
22000:2018 Responsible person for communication with interested
5 communication with interested Observation parties has been nominated.
parties is not designated

ISO Four types of NCs are defined Procedure for ‘‘Corrective & 10th March 2021
22000:2018 NC, Discrepancy, Potential Preventive Actions “ has been
Non-Conformance, OFI reviewd and changes have
however their details are not been addressed as per
6 Obserbation ‘‘Observations .‘‘
defined in the Corrective and
Preventive Action Procedure

ISO Root cause analysis and Procedure for ‘‘Corrective & 10th March 2021
22000:2018 corrective action of NC raised Preventive Actions “ has been
against clause 8.4 is not defined. reviewd and changes have
been addressed as per clause #
7 Obserbation
NC log is not developed. 8.4.
Moreover, NC number is not NC is now developed.
mentioned on any of the NC NC numbers have been
Report mentioned on all NCs.
ISO Reference of limit of product Since all Reference limits are 17th March 2021
8.5.1.3
22000:2018 parameters are defined in derrived from Codex
product specification document Alimantarius, now all
8 Minor NC
however the reference of limit is parameters are defined with
not defined references in product
specification sheet.
Completion of Corrective Actions
Place, Date: Karachi , Hayyat Industries Pvt Ltd 13-02-2021 Place, Date: Karachi, Pakistan Place, Date: Karachi,
Lead Auditor Company Representative Lead Auditor
(Name, Signature) (Name, Signature) (Name, Signature)
Bushra Naseem Azim Hussain
 Management System’s Audit Report

6.3 Recommendation of the audit team

The certification scope is appropriate YES NO
The audit objectives have been fulfilled YES NO
Standard (s) Audit team Suggestion

Issue of the certificate / Verification Statement no other action

AFTER
Correction of Non Conformities with the submission of
Maintenance of Certificate
ISO Documents
22000:2005 Renewal of Certificate Correction of Non Conformities with the Re-audit

Withdrawal of Certificate

Place, Date: Karachi , 13-02-2021,Hayat Industries Pvt Ltd

Lead Auditor Bushra Naseem Auditor (s)

Signature Signature

Other Information:

During the validity of the Certificate, the certified company has the obligation to inform the Certification Body
for any changes of the Management System and its documentation. It should be noted that the audit is based
on sampling of the available information, which means that additional non – conformities may exist, besides
the ones that have been documented during the audit. The result of the audit does not release the audited
company from its responsibility to control the installed Management System, as well as of the maintenance
and conformity to the requirements of the standard(s) for which the certificate(s) has (have) been awarded.
The Certification Body or the Auditor does not, under no circumstances, substitute or replace the control
enforced by the relevant National Authorities.
The responsibility for the enforcement and the assessment of compliance with relevant legislation and
regulations remains, in any case, company’s responsibility.

CLIENT ACCEPTANCE

Company
Representative Period of
Signature /
Azim Hussein Stamp
the next audit February-2021
(Name and (Month and year)
Surname)

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