Electropolishing of Medical-Grade Stainless Steel in Preparation For Surface Nano-Texturing
Electropolishing of Medical-Grade Stainless Steel in Preparation For Surface Nano-Texturing
Electropolishing of Medical-Grade Stainless Steel in Preparation For Surface Nano-Texturing
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Electropolishing of medical-grade stainless steel in preparation for
surface nano-texturing
Abstract:
The purpose of this work is to investigate the electropolishing of medical grade 316L stainless
steel to obtain a clean, smooth and defect free surface in preparation for surface nano-texturing.
Electropolishing of steel was conducted under stationary conditions in four electrolyte mixtures:
A) 4.5 M H2SO4 + 11 M H3PO4, B) 7.2 M H2SO4 + 6.5 M H3PO4, C) 6.4 M glycerol + 6.1 M
H3PO4 and D) 6.1 M H3PO4. The influence of electrolyte composition and concentration,
temperature and electropolishing time, in conjunction with linear sweep voltammetry and
chronoamperometry, on the stainless steel surface was studied. The activation energies for
dissolution of steel in the four electrolyte solutions were calculated. The resulting surfaces of
unpolished and optimally-polished stainless steel were characterised in terms of contamination,
defects, topography, roughness, hydrophilicity and chemical composition by optical and atomic
force microscopies, contact angle goniometry and x-ray photoelectron spectroscopy. It was
found that the optimally polished surfaces were obtained with the following parameters:
electrolyte mixture A at 2.1 V applied potential, 80 °C for 10 minutes. This corresponded to the
diffusion-limited dissolution of the surface. The root mean square surface roughness of the
electropolished surface achieved was 0.4 nm over 2 x 2 m2. Surface analysis showed that
electropolishing led to ultraclean surfaces with reduced roughness and contamination thickness,
and with Cr, P, S, Mo, Ni and O enrichment compared to untreated surfaces.
Keywords: Medical-grade stainless steel (316L); Electropolishing; Anodic dissolution; Surface
analysis
1
1. Introduction
Electropolishing is an electrochemical process that is often employed in order to produce a well-
passivated, smooth, light-reflective, defect-free metal surface. A number of these properties are
considered to be crucial with regard to metal-based medical devices such as stainless steel stents.
These structures are used to support diseased atherosclerotic arteries subsequent to balloon
angioplasty [1, 2]. Although widely employed in this type of medical procedure, the
biocompatibility of the metal surface constitutes a key issue [3, 4]. One strategy for addressing
Electropolishing of metals has a long history that began with the first patent published in 1930
[8]. Over the years, many studies of both practical and fundamental aspects of the process have
grade stainless steel [9-18]. Electropolishing involves anodic dissolution of the metal/alloy in a
suitable electrolyte. Parameters that influence the electropolishing process include: anodic
current density, applied potential, bath temperature, reaction time, composition and concentration
of electrolytes, and the anode-to-cathode surface area ratio [19]. Generally, electropolishing of
stents has been preceded by various surface cleaning and physical treatments [20, 21].
Furthermore, to prevent the oxidation and deterioration of stent products, surface passivation has
At present, the surface mechanisms associated with the electropolishing process are not yet fully
understood. However, it is generally considered to involve two discrete reactions at the anode
surface, that are termed anodic leveling and brightening [22-24]. Anodic leveling results from a
difference in the dissolution rate between peaks and valleys on a rough metal/alloy surface,
2
which depends on the current distribution or mass-transport conditions. This process is usually
associated with a decrease of roughness at the micron or larger range and can be achieved under
the ohmic (primary current distribution), activation (secondary), and mass-transport (tertiary)-
controlled metal dissolution reactions. Anodic brightening can be achieved only under the
conditions in which the metal dissolution is mass-transport-controlled, and where the formation
of a precipitated salt layer at the electrode surface is possible. The presence of a salt layer is
associated with suppression of the influence of metal micro-structure and surface defects on the
dissolution rate. This phenomenon would lead to specular reflectivity of the metals/alloys by
substrate surface, which appears light-reflective, results from these two factors acting in unison
[22, 24].
The composition of the electrolyte employed in the electropolishing process has been the subject
of a number of studies [14, 22, 25, 26]. It is considered that electropolishing takes place in the
diffusion-limited current region under controlled mass transport conditions, and is favored by
high temperatures [25]. A similar result has been obtained by Datta and Vercruysse [27], who
suggested dissolved metal ions as the transport-limiting species, and also by the work of Singh
and Upadhyay [28], who studied the polarization behavior of stainless steel alloys in a
phosphoric-acetic acid mixture. Previous studies on the polishing behavior of various metals and
impedance [22], temperature and water concentrations [26], and varying volumetric ratios of acid
mixtures and polishing charge [29]. Furthermore, the effect of glycerol incorporation in the acid
mixture has also been investigated [30, 31]. Based on these various studies, several explanations
for anodic dissolution have been suggested. These include the models of duplex salt film
3
production [32], adsorbate-acceptor interaction [32], preferential adsorption of shielding
molecules [33, 34], and the role played by inter-molecular forces [35]. Finally, in an attempt to
avoid the use of an acid-based electrolyte in electropolishing, Abbott and coworkers [36, 37]
electropolished stainless steel in ethylene glycol-choline chloride. They demonstrated that a non-
acid based solution leads to higher current efficiencies and negligible gas evolution at the
the oxide film is slower which led to pitting at lower current densities.
The specific goal of the present study is the optimization of electropolishing parameters to obtain
a clean, defect-free and smooth 316L stainless steel surface suitable for nano-texturing. The
electro-polishing behavior of flat austenitic type 316L stainless steel was studied in four different
electrolyte mixtures mentioned in literature [19, 20] under static conditions. Included are the
effects of electrolyte compositions and concentrations, temperature and time, in conjunction with
linear sweep voltammetry and chronoamperometry. The resulting surfaces were analyzed by
optical and atomic force microscopies, contact angle goniometry and x-ray photoelectron
spectroscopy (XPS).
2. Experimental
2.1 Steel substrate and reagents
Austenitic type 316L stainless steel foils with a thickness of 0.9 mm, annealed and mirror
polished on both sides, were obtained from Goodfellow Ltd., Cambridge, UK. These substrates
are composed of 69 % Fe, 18 % Cr, 10 % Ni and 3 % Mo. The foils were cut into 10 mm
squares. The samples were cleaned with acetone, ethanol and finally in ultrapure water via an
ultrasonic treatment for 10 min. The samples were then dried under a stream of nitrogen. Four
electrolyte solutions were prepared using H2SO4 (95-97 %), H3PO4 (85 %) and glycerol (99 %
4
purity) (All purchased from Sigma Aldrich): A, 11 M H3PO4 + 4.5 M H2SO4, B, 6.5 M H3PO4 +
7.2 M H2SO4, C, 6.1 M H3PO4 + 6.4 M glycerol and D, 6.1 M H3PO4. Freshly prepared
electrolyte solutions (50 ml) were used for all electropolishing experiments in the light of the
observation that a change in the metal ion concentration in the electrolyte may have an effect on
the electropolishing conditions [19, 38]. Purified water (18.2 M cm) used for all the aqueous
solutions was from an Option R15 system (Veolia Water Systems, Ireland).
glass jacketed beaker was used as an electropolishing cell. The inner compartment of the cell was
filled with electrolyte while thermostated water was circulated through the enclosed outer jacket
in order to maintain the desired temperature of the electrolyte. An opening was provided in the
cell, on to which a poly(tetrafluoroethylene) lid was placed, through which a three electrode
system was inserted into the polishing electrolytes. The three-electrode system featured a 1 cm2
316L stainless steel foil working electrode, a platinum wire mesh counter electrode and silver–
silver chloride (Ag/AgCl) in 3M KCl reference electrode. The distance between the counter and
working electrodes was fixed at 6 mm. Electrochemical measurements were performed at a scan
rate of 5 mV s-1 with a CHI1100 potentiostat (IJ Cambria, Scientific Ltd, UK) controlled by
software run on a personal computer. All the polishing experiments were executed without any
agitation of the electrolyte solutions. Electropolishing by linear sweep voltammetry was initiated
at the open-circuit potential once it had been stable for 8-10 minutes. Linear sweep voltammetry
was conducted to study the influence of electrolyte temperature, composition and concentration
to determine the potential range required for polishing in the diffusion-limited current region of
the current density versus potential curves in the four electrolyte mixtures. The polishing
5
temperature was controlled by a thermostated water circulation bath set at 50, 60, 70 or 80 °C.
experiment, the 1 cm2 316L stainless steel substrate was replaced with a fresh substrate.
Subsequent to electropolishing, the substrates were copiously rinsed with distilled water and then
dried under a stream of nitrogen. The counter electrode was rinsed with de-ionized water and
then treated in the blue flame of a bunsen burner to remove any impurities. The reference
electrode was dried with nitrogen and then stored in a 3 M KCl solution. Prior to, and after each
experimental run, the jacketed vessel was rinsed several times with acetone and then with
distilled water.
An optical study was conducted to analyze surface defects of all the electropolished and
unpolished (as-received) 316L stainless steel substrates. The images were acquired with an
Olympus BX51 microscope equipped with an Olympus DP71 Camera. The pictures were taken
An atomic force microscope (AFM) was used to assess the surface topography and roughness of
the stainless steel surfaces. AFM examinations were performed in ambient air with a commercial
microscope (Dimension 3100 controlled by a Nanoscope IIIa controller equipped with a phase
imaging extender, Digital Instruments, Santa Barbara, CA, USA) in tapping mode. The silicon
cantilevers (Windsor Scientific Ltd, UK) had a <10 nm radius of curvature and a 40 N m-1 spring
constant (nominal values). Topographic images were recorded at a scan rate of 0.5 Hz and a
resonance frequency of 300 kHz. Surface roughness of the samples was evaluated over 20 x 20
µm2 and 2 x 2 µm2 images. The average roughness (Ra) (arithmetic average of the deviations
from the center plane) and root mean square roughness (Rq) (the average of height deviations
6
taken from the mean plane) were calculated using Veeco Nanoscope IIIa analyzing software
(version 7.12). Four unpolished and three 316L stainless steel surfaces electropolished with
electrolyte A were measured. On each of these surfaces, four topographic measurements were
performed.
The hydrophobicity of the surface was assessed by measurement of de-ionized water contact
angles using an OCA contact angle system (Dataphysics Instruments GmbH, Germany). The
drop volume used was 1 µL. The contact angle between the drop and the substrate was measured
immediately after the contact was made in order to minimize evaporation. The reported results
are the average of five measurements taken at five different sites on 0.9 mm 316L stainless steel
Two stainless steel samples were analyzed by XPS. The first was an unpolished sample and the
second was a sample that has been electropolished with electrolyte A. The data were collected on
a ThermoFisher Scientific K-Alpha XPS facility located at the University of Toronto. All
samples were analyzed with a high pass energy (200 eV). This provides the highest sensitivity,
but also the lowest resolution. The take-off angle (angle of measurement) was performed at 90
degrees (perpendicular to the sample surface). The X-ray spot size was 400 µm.
Monochromatized aluminum K-alpha X-rays were used. The point spacing for the survey scan (a
scan across the entire energy spectrum) was 1 eV, while the point spacing for the regional scan
(individual element spectra) was 0.1 eV. The data acquisition and processing software was
Avantage. Peak integration was performed using the “Smart” method with a background average
7
3 Results and Discussion
3.1 Electrochemistry
Figure 1 shows the anodic linear sweep voltammograms obtained for electropolishing solutions
A, B, C and D at 70 °C with a scan rate of 5 mV s-1 under unstirred conditions. It is clear from
Figure 1 that scanning in a positive direction from the open circuit potential produces
voltammograms with four distinct regions in the anodic curve: active dissolution (I-II region),
passive (II-III region), diffusion-limited current (III-IV region) and oxygen evolution (IV-V
region). In the active dissolution region, the steep increase in current is the result of breakdown
of the oxide layer on the surface of the stainless steel sample. The passive region is associated
with the buildup of a fresh oxide layer. The diffusion-limited current region is connected to the
mass-transfer control of anodic metal dissolution. The further final rise in current with increased
potential is caused by oxygen evolution. The high applied potentials of the oxygen evolution
region are generally not selected for electropolishing purposes because of the formation of
bubbles which cause surface pitting and the obstruction of current passage [9, 39]. Similar active
dissolution, passive and gas evolution behaviors of stainless steel were also reported elsewhere
[40, 41]. An absence of the passive oxide film was observed with electrolyte solutions C and D
as the current did not reached a maximum. The current measured for electrolyte D was much
higher than the ones observed for electrolytes A, B and C. Electrolyte D contains only H3PO4,
whereas the other electrolytes contain, additionally, sulfate (A, B) and glycerol (C). The latter
may adsorb on the stainless steel surface and result in lower currents.
The scan rate dependence of the electropolishing behavior was investigated (Figure 2). The peak
current increased linearly with the square root of the scan rate, indicating diffusion-controlled
behavior, as shown in the inset of Figure 2 for electrolyte A at 80 °C. However the peak potential
8
also shifted to higher values with increasing scan rate, indicative of uncompensated resistance
and/or electrode kinetic limitations. Nevertheless, at sufficiently high applied potentials, the
the lowest scan rate was employed so as to achieve a slow increase of anodic dissolution and to
avoid pitting.
Figure 3 shows the influence of temperature on the anodic linear sweep voltammetry of 316L
was conducted with a scan rate of 5 mV s -1 under unstirred conditions at temperatures of 50, 60,
70 and 80 °C. Various studies have proposed that electrochemical polishing generally occurs at
the potential in the limiting-current region and is favored by high temperatures [9, 25]. From the
results obtained in the present work, the anodic curve contains an obvious diffusion-limited
current peak, with current rising with the polishing temperature. This temperature dependence
suggests that the anodic dissolution in this potential region followed a mass-transport-controlled
mechanism, as expected [22, 25, 42, 43] and in agreement with the sweep rate dependence
presented above. From Figure 3, the diffusion-limited current region is in the potential range
between 2.1 and 2.2 V in the temperature range from 50 to 80 °C. In addition, a clear yellow-to-
green color was observed in the solution at the vicinity of the exposed anode area during the
polishing process. This indicates that the transport-limiting species could be dissolved metal ions
such as Fe3+, Cr(IV), Cr(VI) (yellow) and Ni2+, Ni6+ / Mo(IV) (green) transferred from the
anodic metal surface to the bulk electrolyte (salt film mechanism), or an acceptor limited species.
The latter species could be H2PO4- or its complex or water for the dissolved metal ions in
polishing solutions [9, 22, 44]. In this study, the anodic dissolution mechanism was evaluated
via XPS.
9
A bright and reflective surface was observed visually on both sides of the stainless steel substrate
following electropolishing at temperatures above 60 °C. Dull surfaces were observed for
lower than 60 °C, an electropolished surface was not achieved, which is consistent with other
studies which found that the observed mass transport-controlled region at these temperatures was
insufficient for polishing [22, 26]. Therefore optimum electropolishing conditions are probably
temperature-enhanced mass transport [9, 25]. This is in contrast to a process which is dominated
by charge transfer kinetics at lower temperatures [14] and is consistent with the fact that
Figure 4 presents the optical micrographs of stainless steel substrates before and after the anodic
linear sweep voltammetry in each of the electrolytes. Figures 4a to 4d show the steel surfaces
after anodic dissolution studies at 5 mV s -1 with solution A and B at 80 °C, and solution C and D
at 70 °C, whereas Figure 4e shows the unpolished steel surface. An obvious disparity in surface
topographies is clear from Figure 4. The unpolished surface (Figure 4e) shows lines, pits and
scratches resulting from the fabrication process. Figure 4d shows the surface following
electropolishing in the presence of phosphoric acid (solution D), which produced high anodic
dissolution currents. Electropolishing in electrolyte D did not lead to a smooth surface. Addition
of glycerol (Figure 4c) and sulfuric acid (Figure 4b) to the electrolyte solution improved the
surface morphology. Glycerol slows down the rate of anodic dissolution but does not remove
completely the scratches on the surface of the stainless steel sample. The presence of sulfuric
10
acid in electrolyte B helped improve the surface smoothness in parts of the sample. However,
Previous studies have reported the achievement of bright and smooth stainless steel surfaces
method and obtained a smooth surface after polishing for 5 minutes at room temperature[19],
while in another study, acid pickling and annealing pre-treatment methods were applied and
polishing was carried out in solution C at 90-95 °C at applied potential in the region of 10-12 V
for 1 min [20]. These results were achieved at currents or applied potentials much higher than
A yellow-green color was observed in the solution close to the stainless steel anode for all
electrolyte solutions except solution C, where no change in colour was noticed. This implies that
mass transfer-control is common to all electropolishing systems, but that the amount of elemental
species released from the metal surfaces varies with the electrolyte composition.
Overall, these results imply that the polishing temperature, the applied potential (located in the
diffusion-controlled current region) and the electrolyte composition and concentration all play
essential roles in achieving the best polishing results. The best electropolishing result was
reflective surface with reduced pitting. Using this electrolyte composition, the influence of
polishing time on surface topography and roughness parameters was evaluated using AFM. The
evolution of the chemical composition of electropolished substrates was studied with XPS to
determine the chemical species eliminated or formed on the steel surface during the polishing
process.
11
Figure 5 shows the three-dimensional AFM images of 316L stainless steel surfaces before and
after electropolishing in solution A. The electropolishing procedure was conducted in two steps
at 80 °C and 5 mV s-1. The first step involved scanning of the potential from the open circuit
potential up to the point where the diffusion-limited current region was reached. The linear
sweep voltammetry was then stopped and the selected potential was maintained for 0, 3, 5 or 10
min using chronoamperometry. In the AFM images, the untreated surface appears rough
presenting irregularities with deep valleys, peaks and bumps on a scanned area of 2 × 2 µm2
(Figure 5a). After 10 min of electropolishing, a much smoother surface was achieved (Figure
5b).
Normalized Ra and Rq values are shown in Figure 6 as a function of the electropolishing time for
two surface areas: 20 × 20 µm2 and 2 × 2 µm2. A normalized value for Ra and Rq was used since
there was some variability from sample to sample. This normalized parameter is defined as the
final roughness divided by initial roughness of the specimen. It is apparent that the surface
roughness of the specimens decreased with the increased duration of polishing. After 10 minutes
decrease in surface roughness occurred, while a further reduction in surface roughness was
observed subsequently for longer polishing times on both surface areas. Similar results were also
found by Rao et al. in H3PO4, H2SO4 and chromic acid at room temperature [46], and in H3PO4,
glycerol and water mixtures at both room and elevated temperatures [19].
Contact angle results show that unpolished steel surfaces are hydrophobic with an average
contact angle of 82° ± 4° (N = 3). This result is likely associated with carbonaceous
contamination on the sample surfaces, as verified by XPS examination (discussed later). After
12
unpolished steel surface becomes completely hydrophilic (contact angle < 10°). This suggests the
The XPS surface analysis data for two samples are presented in Table 1. When comparing the
unpolished and electropolished stainless steel surfaces under optimal conditions (polishing
solution A, 5 mV s-1, 80 °C and 2.1 V for 10 min), an increase in the atomic percentages of Cr, P,
S and O are observed after the polishing procedure. The increase in Cr is likely the result of Cr
enrichment in the surface oxide layer of the steel substrate. This phenomenon is associated with
the electropolishing process and has been previously reported in the literature [19]. The change in
the Fe content after polishing is small and remains fairly constant. This may simply reflect that
Fe is either more evenly distributed within the oxide layer, or is unaffected during the
electropolishing process. The increases in P and S after electropolishing can be attributed to the
incorporation of various P and S oxides onto the surface of the steel substrate from the
electrolyte solution. The electrolyte solution is the most likely source since the contents of P and
S in the unpolished steel substrate are negligible. Moreover, the higher content of P when
phosphoric acid relative to sulfuric acid in this electrolyte solution. This would further support
the notion that P and S on the electropolished surface originates from the the electrolyte solution.
The S contamination on the stainless steel surface from a sulfuric acid bath has been reported in
the literature [21]. The increase in O after electropolishing is due to the formation of various
metallic and non-metallic oxides (indicating the formation of fresh passive layer). With regards
to carbon, its atomic percentage decreases dramatically after polishing. This decrease can be
attributed to the removal of adventitious carbon from the surface of the steel substrate. Mo shows
a slight increase after polishing. This may simply be due to Mo becoming more exposed as
13
surface layers are removed during the polishing process. The Ni content is very low and changes
very little from the unpolished to polished substrates. This is probably because Ni is confined to
depths at which XPS cannot probe. As such, there may be other possible explanations for the low
Ni content. The presence of Si and N are more difficult to interpret. Given the contact angle
measurements discussed above, it is very likely that the Si content is the direct result of
contamination since it is present before electropolishing and decreases after this treatment. The
increase in N after polishing may be associated with the polishing procedure itself. The analysis
of the unpolished and electropolished samples by XPS has shown that the composition of the
stainless steel surfaces was enriched with Cr, P, S, Mo, Ni oxides layers, but with less relative Fe
content after the polishing process. This suggests that the yellow-green color noticed in the
solution at the vicinity of the exposed steel substrate area may be due to the removal of Fe
content from the surface into the solution (salt film mechanism) (as mentioned earlier in section
3.1). A similar finding was also reported elsewhere after the electropolishing of steel substrates
4. Conclusions
We reported here the electropolishing of medical grade 316L stainless steel surfaces with a view
to the preparation of these surfaces for nano-texturing. For such applications, obtaining a smooth
surface is crucial. Among the four electrolyte solutions tested, electrolyte A was identified as the
best one as it led to a smooth and relatively defect-free surface when a potential of 2.1 V was
maintained for 10 minutes at 80 °C. The composition of this electrolyte solution was 11 M
H3PO4 + 4.5 M H2SO4 in water. XPS analysis of the electropolished surface has shown that the
stainless steel was enriched with Cr, P, S, O, Mo and Ni elements. The clear yellow to green
color noticed in the solution after the electropolishing process was attributed either to the
14
acceptor species (P and S oxides rich surface) or salt film formation (release of relative low Fe
content in the solution). The surface smoothness achieved will allow nano-texturing of steel.
5. Acknowledgements
This work was supported through the National Biophotonics and Imaging Platform, Ireland,
(NBIPI) and the Integrated NanoScience Platform for Ireland (INSPIRE) initiatives funded by
the Irish Government’s Programme for Research in Third Level Institutions, Cycle 4, National
Development Plan 2007-2013. MT and PB are grateful for support from the Natural Sciences
and Engineering Research Council of Canada. These authors also thank Surface Science Ontario,
15
Figure Captions
Figure 1: Anodic linear sweep voltammograms of electrolyte solutions A, B, C and D at
temperature of 70 °C. Potential regions: I-II: active dissolution, II-III: passive region, III-IV:
diffusion limiting-current region, and IV-V: oxygen evolution region. Table in inset summarises
the different electrolyte compositions.
Figure 2: Anodic linear sweep voltammograms of electrolyte solutions A conducted with scan
rates in the range 5, 20, 50, 100, 200 and 500 mV s-1 at temperature of 80 °C. Inset represents
square root of scan rates vs peak current graph conducted with electrolyte solution A at 80 °C
Figure 4: Optical micrographs of 316L stainless steel surfaces after linear sweep studies at 5 mV
s-1 with: (a, b) solution A, B at 80 °C, and (c, d) solution C, D at 70 °C, and (e) unpolished
sample
Figure 5: AFM morphologies of 316L steel surfaces: a) unpolished (scale: 5 nm and bar 2µm),
and b) electropolished for 10 min at 5 mV s-1, 2.1 V and 80 °C (scale: 2 nm and bar: 2µm).
16
Figure 1
17
Figure 2
18
Figure 3
19
Figure 4
20
Figure 5
21
Figure 6
22
Table 1: Relative atomic percentage of selected elements for various substrate treatments
1. Unpolished 58.37 1.31 3.33 27.32 0.18 0.26 0.15 1.67 2.79 0.34
2. Electropolished 32.05 3.73 3.07 44.40 2.57 5.36 0.22 3.02 1.14 1.18
23
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