Suganuma Durigan 2021
Suganuma Durigan 2021
Suganuma Durigan 2021
Ecological restoration interventions, in most cases, aim to restore habitat structure and plant community composition, thus
re-establishing ecosystem functioning as similar as possible to that of the pre-existing natural ecosystem. However, given the
difficulty of cultivating many species, that goal seems unattainable, unless “if you build it, they will come.” Here we addressed
the Field of Dreams hypothesis in the context of trees and shrubs of the seasonal tropical forest in southeastern Brazil. We aimed
to verify if the species from the regional pool have been able to colonize the restoration forests and if functional patterns exist
behind successful and unsuccessful colonization. We categorized each species by dispersal syndrome, seed traits, growth rate,
shade tolerance, and rarity in the communities. Most, but not all, species from the regional pool are colonizing forest patches
undergoing restoration. Successful colonizers are mostly zoochorous, dispersed by birds or bats, shade tolerant, of moderate
or fast growth. By partially confirming the Field of Dreams hypothesis, our study implies that it is not necessary to reintroduce
a large proportion of the regional pool in tropical forest restoration projects, given that many species will later spontaneously
arrive, even in fragmented landscapes. However, the existence of a particular functional profile (slow-growing species, dis-
persed by gravity or large mammals) that will rarely colonize the restoration forests should not be disregarded. Even though
these are a minority, such species will likely be confined to the remaining natural fragments if they are not included in the res-
toration projects.
Key words: assembly rules, ecological filters, Field of Dreams hypothesis, forest restoration, resilience, understory colonization
Restoration Ecology 1 of 10
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over time across tropical forest restoration (Suganuma & Here we addressed the Field of Dreams hypothesis in the con-
Durigan 2015; Crouzeilles et al. 2016; Li et al. 2018) and that text of trees and shrubs of the seasonal tropical forest (SFT) in
the earlier forest structure is recovered, the earlier biodiversity southeastern Brazil. We aimed to assess if the species recorded
recovery will begin (Wheeler et al. 2016; Brancalion et al. 2019). in the native forest remnants have been able to colonize nearby
Among the recent paradigm shifts in restoration ecology, one restored forests without human assistance. We categorized each
widespread trend is to look at ecosystems from the perspective species by dispersal syndrome, seed traits, growth rate, shade
of functional traits of organisms instead of looking at taxonomic tolerance, and rarity in the communities and analyzed guild pro-
diversity (Laughlin 2014; Carlucci et al. 2020). This novel per- portionality in search for functional patterns behind successful
spective is advantageous when used to identify key functions and unsuccessful colonization. We hypothesize that most spe-
behind community assembly mechanisms and apply these func- cies from the regional pool are able to colonize forest patches
tions as tools to reduce costs, increase probability of successful undergoing restoration, but some species are not able to cross
restoration, and optimize ecosystem services. Applying this the matrix or do not establish, staying confined to natural frag-
approach, however, is limited by gaps in our understanding of ments or to those sites where they were planted (H1) and that
ecosystem functioning. There are many unknown functions ecological filters lead to the convergence of attributes among spe-
of individual species, which will be neglected if species are con- cies that successfully colonize forests undergoing restoration, by
sidered redundant based on a few traits, because redundancy in barring those with unsuitable functional profiles (H2).
one function does not imply redundancy in any other function
(Naeem 1998). If a greater number of traits is considered, spe-
cies richness and diversity can be strong predictors of functional Methods
diversity (Lohbeck et al. 2012). There is also a risk of seeking
complementarity among attributes that are irrelevant to ecosys- Study Region
tem functioning in the particular conditions to be restored, given This study was developed from an extensive dataset of occur-
the incomplete and sometimes superficial understanding of the rence and abundance of tree and shrub species in nine native
effect or response of a given attribute to different factors remnants of STF and 26 STF patches being restored. The sites
(Lohbeck et al. 2012). are located in the states of S~ao Paulo, Parana and Mato Grosso
The Field of Dreams hypothesis relies upon the ability of do Sul, Brazil, across an area of approximately 80,000 km2
native species to colonize the areas undergoing restoration, (Fig. 1, each site described in detail in Table S1). In this region,
spontaneously recovering biodiversity. Colonization results native remnants are restricted to about 10% of their original
from a balance between the characteristics of the species dia- range, and the average distance between remnants is nearly
spores (which allow them to arrive) and how the species respond 1,000 m (Nalon et al. 2020). The same dataset was previously
to habitat conditions (allowing establishment) (Duarte explored by Suganuma and Durigan (2015) for modeling the
et al. 2011; Myers & Harms 2011). Which species will success- successional trajectories of the restoration forests, and later by
fully colonize the restoration sites depends, ultimately, on biotic Suganuma et al. (2017) in search for the drivers of restoration
and abiotic constraints acting locally and the functional traits of success. The STF is one of the sub-types of the Brazilian Atlan-
the species that allow them to overcome those filters (Palmer tic Forest, characterized by a seasonal climate, with rainfall con-
et al. 1997; Lebrija-Trejos et al. 2010; Burton et al. 2011). The centrated in the summer and a dry season in the winter. The three
importance of fauna in restoration of tropical forests has been Köppen climate types in the region—Cfa, Cwa, and Aw—differ
globally discussed and the key role of dispersal agents in driving especially in the duration of the dry season and mean annual
succession in restoration plantings is widely known temperatures, which increase slightly from the first to the last cli-
(Catterall 2018; Cross et al. 2019). However, seed dispersers mate type. The mean annual temperature in the study sites
vary in their mobility and functions, so the effective restoration ranges from 21 to 24 C, with minimums around 10 C and max-
agents are often a subset of the whole fauna existing in the imums around 30 C. The average annual rainfall varies between
region (Beltran & Howe 2020). The degree of isolation from 1,150 and 1,630 mm, concentrated in the summer, and can be
seed sources, absence of animal seed dispersers, and large seed less than 40 mm in some winter months (Sentelhas
size are all limitations to seed dispersal to restoration sites et al. 2003). Despite all sample areas being in riparian zones,
(Reid et al. 2015; Aavik & Helm 2018; Piotto et al. 2019). In from 0 to 50 m away from river margins, they were all in well
addition, there is a trade-off between favorable seed traits for drained terrain free from floods.
successful dispersal versus successful establishment, because The forests undergoing restoration ranged from 4 to 53 years
large seed size is advantageous for seed germination and seed- old (Table S1) and replaced land use mostly as coffee plantation,
ling establishment within tropical forests (Moles et al. 2007). crops, or sugar cane for several decades (sometimes centuries).
Luckily, recent work has provided some good news: the distance No contribution, therefore, could be expected from the seed
threshold for native remnants to serve as seed sources for neigh- bank or from underground structures resprouting from a pre-
boring restoration sites is much larger than initially thought existing forest. Sites differed in soil types (texture and fertility)
(Kirmer et al. 2008; Suganuma et al. 2017). Therefore, many as well as different pre-restoration land use (pasture, sugarcane,
species of fauna and flora can successfully move between or crops). Nursery-raised seedlings of multiple tree species were
islands in the landscape even in severely fragmented landscapes planted in the restoration sites with varying density, richness,
(Gonzalez-Varo et al. 2017). species composition, management practices, and distance from
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Figure 1. Location of the 35 study sites in the states of S~ao Paulo, Parana and Mato Grosso do Sul, Brazil (adapted from Suganuma & Durigan 2015).
seed sources. The distance between each restoration site to the of three groups of species: (1) Successful colonizers (SC)—
nearest forest remnant was on average 1,174 m, ranging from species spontaneously regenerating in at least one site where that
0 to 5,700 m. The nine remnants of native forests sampled rep- species was not planted. Such species overcame filters related to
resent the distinct environmental conditions (soil and climate) both seed dispersal and seedling establishment; (2) non-
and level of past disturbances within the study region. Although colonizers (NC)—species occurring in at least one of the native
some rare species occurring in the region likely escaped our forests, which were not recorded in any of the restoration sites.
sampling, we assumed that the huge number of 15,306 individ- Species forming this group were not able to cross the matrix
uals and 196 species sampled in these nine widely distributed (seed dispersal limitation) or could not germinate or survive in
remnants provided a good representation of the functional guilds the restoration forests; and (3) regional species pool (RP)—all
of the native forests in the study region. native species sampled in the nine patches of native forests or
in the 26 patches of restoration forests (planted or spontaneously
regenerating). All these species could, potentially, colonize the
Data Collection
restoration forests where they were not planted.
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Figure 2. Proportion of species (left) and individuals (right) classified according to dispersal syndrome and by subset of zoochory type, in three groups of species:
Regional pool (all native species recorded, except those planted), successful colonizers (species that successfully colonized restoration sites), and non-colonizers
(species from the regional pool not colonizing restoration sites), in a set of 26 restoration sites and nine remnants of seasonal tropical forest, southeastern Brazil.
Dispersal syndromes among species (A), dispersal syndromes among individuals (B), subsets of zoochory syndrome among species (C), and subsets of zoochory
syndrome among individuals (D). The number on top of each column is the frequency in percentage. Green asterisk (*) means the frequency of that guild
significantly differs from the frequency in the regional pool (α = 0.05).
et al. 2004) (Table S2). We also described species traits likely correction for n < 5 and Fisher exact test (α = 0.05). We inves-
related to both seed dispersal and seedling establishment, tigated if the frequency of each functional guild within the group
including: seed mass (g), length (mm), and surface area (mm2) of species successfully colonizing the restoration patches
of the diaspore. Seed traits were obtained primarily from litera- (SC) or in the group of species never recorded as colonizers
ture (Lorenzi 1998, 2002, 2009; Carvalho 2003, 2006, 2008; (NC), differed from the frequency of that guild in the regional
Almeida-Neto et al. 2008; Mori et al. 2012) and supported by species pool (RP). We compared the frequency of each func-
on line data bases (IPEF 2016; Species Link 2016). Addition- tional guild among species (relative contribution in richness)
ally, we applied the rarity criteria proposed by Caiafa and Mar- and among individuals (relative contribution in abundance).
tins (2010), which assess local abundance, habitat affinity, and We carried out the two analyses assuming that abundance data
geographic distribution, to categorize the species as rare or com- implicitly represent fitness and dominance of each guild within
mon, since it could influence the abundance of diaspores in the the communities, while niche complementarity is more
landscape (diaspore pressure) and, therefore, the probability of related to presence/absence of species representing different
colonization. functional guilds. We assumed that if the frequency of a func-
tional guild within one group (SC or NC) does not differ from
the regional pool that indicates no association between that
Data Analyses trait or function and the ecological filters hindering dispersal
We used chi-square analysis (α = 0.05) to verify if colonization or establishment.
success is associated with functional profile of the species (cate- We assessed the relationships between diaspore traits and
gorical variables), following a guild-proportionality approach, as colonization success by logistic regression for each trait sepa-
recommended by Götzenberger et al. (2012). We applied Yates rately. The binary response variable was colonizing success
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Figure 3. Proportion of species (left) and individuals (right) classified according to functional traits and rarity in three groups of species: Regional pool (all native
species recorded, except those planted), successful colonizers (species that successfully colonized restoration sites), and non-colonizers (species from the regional
pool not colonizing restoration sites), in a set of 26 restoration sites and nine remnants of seasonal tropical forest, southeastern Brazil. Growth rate among species
(A), growth rate among individuals (B), shade tolerance among species (C), shade tolerance among individuals (D), native range among species (E), and native
range among individuals (F). The number on top of each column is the frequency in percentage. Green asterisk (*) means the frequency of that guild significantly
differs from the frequency in the regional pool (α = 0.05).
(1) or failure (0). Diaspore length (mm), diaspore surface area regressions separately for each group of plant species according
(mm2), and seed mass (g), for each species, were individually to dispersal type for anemochory and zoochory (birds and bats).
explored as predictor variables. Based on the premise that the To verify the robustness of each relationship, we applied the
dimensions of the diaspore and the seed mass can have influence likelihood ratio test (α = 0.05). All analyses were performed
between groups of dispersal agents, we performed also logistic in R (version 4.0.1) with packages mass and vegan.
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competition (Lebrija-Trejos et al. 2010; Burton et al. 2011). For to expect that slow-growing individuals require more time than
this reason, Reid and Holl (2013) emphasized the importance of the age of the restoration forests studied here (4–53 years) to
long-term research to demonstrate the establishment of seed- reach a similar relative abundance as that found in the regional
lings in restoration projects, rather than solely the arrival of species pool.
diaspores. Rarity of a species in natural ecosystems did not appear to be
Distinct and meaningful functional profiles were found a relevant issue in the assembly of the restoration forests studied,
among successful and unsuccessful colonizers (confirming since the frequency of rare or common species or individuals did
H2), related to dispersal and establishment of plant species. SC not differ between SC and the regional pool. Except for relative
are mostly animal-dispersed (birds and bats), with dispersal by abundance slightly higher for rare and lower for common spe-
bats particularly increasing the chance of a species to colonize. cies among unsuccessful colonizers than in the regional pool,
Colonization has been favored also by being shade tolerant our results indicate that rarity is an emergent property of plant
and not growing slowly, both advantages to establish in the populations within the communities of forest islands in this
competitive environment of these restoration forests (Oliveira region, no matter if they are native or restored. Maina and
et al. 2019). Howe (2000) named this “inherent rarity,” which is related to
We found that only 22% of the species recorded in the the landscape configuration, and thus does not differ between
regional pool were unable to cross the matrix or to overcome native remnants and restoration patches in our study region.
the filters hindering germination and establishment in the under- Although zoochorous species in general successfully colo-
story of restoration forests. Biotic and abiotic filters have con- nized the restoration sites, 63% of the species not colonizing
strained seed dispersal as well as establishment of some the restoration forests were also dispersed by animals. Success
functional guilds, and that becomes clear when the functional of zoochorous species is not equally observed among animal
profile of unsuccessful colonizers (NC) is identified. Dispersal dispersers, the difference being related to distinct plant–animal
filters prevent species dispersed by gravity (autochory) or by ter- interactions (McAlpine et al. 2016). From our study, we infer
restrial mammals from crossing the matrix and arriving at the that dispersal by bats yields a higher colonization probability.
restoration islands, while slow-growing and rare species were The importance of bats for seed dispersal in tropical forests
likely filtered during the establishment phase, when these guilds has been already demonstrated (Galindo-Gonzalez 1998;
can be eliminated by competition or predation. Galindo-Gonzalez et al. 2000; Reid et al. 2015), and it was par-
The equally lower frequency of wind-dispersed and shade- ticularly successful for understory shrubs in our study. On the
intolerant individuals within both groups (successful and unsuc- other hand, dispersal by terrestrial mammals considerably
cessful colonizers) compared to the regional pool suggests that reduces the probability of reaching other isolated forest patches
their relative abundance in the regenerating community within or restoration sites. The absence of alternative dispersal agents
the restoration forests is similar to that in the native remnants. due to fragmentation and habitat loss has also been considered
These guilds have not been, therefore, filtered during the coloni- a barrier to tree dispersal. If the dispersal agents specific to the
zation process. Their lower relative abundance compared to unsuccessful colonizer species are not regionally extinct, their
their relative richness suggests filtering only within the restora- movement across the landscape has been likely limited by the
tion forests, with light competition being a candidate factor, agricultural matrix (Tambosi et al. 2013), which poses a serious
because most wind-dispersed trees are also shade intolerant. constraint for terrestrial mammals.
Their higher frequency in the regional pool would be likely Contrary to our expectations based upon a vast literature
inflated by the high proportion in which these guilds have been demonstrating significant relationships between diaspore
planted, as demonstrated by Vidal et al. (2020), and because dimensions (size and mass) and dispersal or establishment
they often occupy the overstory instead of the shaded under- (Osunkoya et al. 1992; Green & Juniper 2004; Moles
story, which was the focus of this study. et al. 2007; Lebrija-Trejos et al. 2016), none of the seed or dia-
Autochorous species depend primarily on gravity or on sec- spore traits analyzed showed to be a good predictor of coloni-
ondary dispersal to move over short distances within a forest zation success in our study. Most studies address one from
patch (Böhning-Gaese et al. 1999), and the dispersal barrier the two steps of colonization separately—seed dispersal or
among patches is particularly strong for this group of species plant establishment—while here we explored the outcome of
(Reid & Holl 2013). Competition combined with ontogenetic the two steps combined, therefore merging different biotic
issues are possible explanations for the relatively low proportion and abiotic filters. By merging the two steps, the positive rela-
of slow-growing individuals among the SC, compared to the tionship between seed mass and plant establishment (Moles
regional pool. Growing fast is advantageous when competition et al. 2007) was likely neutralized by the negative relationship
for resources, especially light, is a filter constraining plant estab- between seed mass and effectiveness of seed dispersal
lishment (Van Breugel et al. 2012). In addition, recruitment of (Howe & Smallwood 1982). Evidently, simply knowing about
slow-growing individuals may be delayed, as several years are seed dimensions does not allow us to predict if a tree species in
needed for a seedling from this guild to reach 50 cm in height, the surroundings will or will not successfully colonize the
which was the inclusion criterion used in our sampling. An even forest islands undergoing restoration.
longer time will be needed for the colonizing individuals to We found a certain degree of determinism in the colonization
become reproductive and begin to leave descendants within process in the study region, showing that the Field of Dreams
the forests undergoing restoration. It is, therefore, reasonable hypothesis is not always a myth (Hilderbrand et al. 2005). This
Restoration Ecology 7 of 10
Build it and most will come
determinism is related to both: (1) the vagility of the species, species, small populations that remain after habitat fragmenta-
which is dependent on the dispersal agent (D’Eon et al. 2002) tion or are re-introduced by restoration can quickly spread over
and degree of landscape fragmentation (Maina & Howe 2000), the landscape, thus facilitating their conservation. On the other
and (2) the environmental filters that guide the establishment hand, those species unable to cross the matrix or which fail to
of species under the canopy (Lebrija-Trejos et al. 2010), where establish in remnant or restoration forest islands face risks
temperature is more stable, vapor pressure is lower, light is less to their persistence. These species are condemned to gene ero-
available than outside, and competition for resources is intense. sion, or even local extinction if, for instance, the precise island
The portion of this determinism related to dispersal filters points refugium where they live is eliminated by land conversion or
to the high probability that less mobile species (autochorous or if the isolated populations are eliminated by a pest or disease,
short-distance dispersed by animals like ants with small ranges) among other factors (Bennett & Saunders 2010). For the unsuc-
will be confined to restored forest where they were planted or to cessful colonizers, persistence in the landscape requires great
the fragments where they occurred before fragmentation efforts such as seed collection, seedling production, enrichment
(Qian 2009), while those dispersed by flying vertebrates will planting, or even assisted migration, especially if the restoration
successfully colonize. The filtering mechanisms behind coloni- goal is to recover the full original biodiversity.
zation inevitably lead to a certain level of functional conver-
gence (Götzenberger et al. 2012) in the restoration forests. We
cannot disregard, however, that a multitude of unknown func- Acknowledgments
tions of individual species exist and that redundancy in one This research was financially supported by the Environment Secre-
function does not mean redundancy in any other function tariat of S~ao Paulo State/Global Environmental Facilities/World
(Naeem 1998). Despite this functional convergence in some Bank, the CNPq (grant nos. 302939/2009-1, 143423/2009-6 and
traits, there is no risk of biotic homogenization (Olden & Roo- 153844/2018-3), and FAPESP (grant no 2013/26470-3). The
ney 2006), because a previous study of these restoration forests authors thank J.M.D. Torezan, R. Machado, V. Pillar, H. Rocha,
(Suganuma & Durigan 2015) has shown their species diversity E. Camargo, I.G. Vieira, V.S. Almeida, and C. Machado, who pro-
continuously increasing toward reference levels. In addition, a vided information about functional traits. The authors thank
recent study with monospecific stands in the same region N. Guerin, S. Flake, M. Derhe, and two anonymous reviewers,
(Guerin et al. 2021) has shown that functional diversity is high who provided invaluable suggestions on the previous version of
and does not differ from remaining natural forests even if a this manuscript.
single species is planted.
We excluded from this study the exotic species recorded in
the forests being restored. However, our results also support pre-
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Restoration Ecology 9 of 10
Build it and most will come
Coordinating Editor: Mia Derhe Received: 2 December, 2020; First decision: 16 March, 2021; Revised: 18 May,
2021; Accepted: 22 August, 2021
10 of 10 Restoration Ecology