Medvedev 2000
Medvedev 2000
Medvedev 2000
www.elsevier.nl/locate/jastp
Abstract
We present a practical method for parameterization of gravity wave drag based on the Medvedev and Klaassen (1995.
Journal of Geophysical Research 100, 25,841–25,853) theory of gravity wave spectral evolution and saturation. The only
tuning necessary for the scheme involves assumptions about the nature of the source spectrum of subgrid-scale gravity waves,
i.e. the wavenumbers, launch heights and amplitudes of the spectral components. In this paper we employ a column model with
representative distributions of mean wind and temperature to examine the sensitivity of the parameterized wave drag to the
source spectra. For the range of anticipated variability of source spectra in the troposphere the scheme produces plausible results
consistent with observations and with theoretical estimates. Computationally, the scheme is as ecient as a multiple-wave
Lindzen scheme, and suitable for use in general circulation models (GCMs) of the atmosphere.
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1016 A.S. Medvedev, G.P. Klaassen / Journal of Atmospheric and Solar-Terrestrial Physics 62 (2000) 1015–1033
assumed. Stronger launch amplitudes of course induce mo- ory and produces the correct power law at high vertical
mentum deposition at lower altitudes, but in this case the wavenumber, Doppler spreading is a fundamentally conser-
drag is too strong. Such linear schemes therefore must em- vative process in which waves are not damped but rather
ploy articial “eciency factors” which reduce the drag, have their intrinsic frequency (and therefore their vertical
under the assumption that the wave activity is intermittent. wavenumber) transformed. Wave breaking must therefore
Alexander and Dunkerton (1999) have recently proposed a be imposed by chopping the spectrum a maximum “cuto”
broadband spectral parameterization based on the saturation vertical wavenumber. Waves shifted beyond this prescribed
mechanism proposed by Lindzen; this scheme also invokes high-wavenumber cuto are assumed to be obliterated, and
an eciency parameter based on intermittent wave forcing. their momentum transferred the mean
ow. The H97 scheme
Fritts and Lu (1993) formulated a semi-empirical spec- has been tested in various middle atmosphere models by
tral parameterization which circumvents some of the prob- Mengel et al. (1995), Manzini et al. (1997) and McFarlane
lems associated with the Lindzen scheme. The Fritts and et al. (1997).
Lu scheme calculates the momentum deposition by ap- In Medvedev and Klaassen (1995, hereafter referred to
plying saturation criteria which conform to the average as MK95) we employed a modication of Weinstock’s
observed evolution of GW spectra with height. One ex- (1982,1990,1993) assumptions and technique, including
pects this approach to successfully reproduce wave drag the incorporation of nonlinear Doppler eects, to develop a
proles when GW spectra are close to average conditions. somewhat dierent representation of the vertical evolution
However, observed instantaneous spectra usually deviate of GW spectra in the atmosphere. Although we make use of
signicantly from the averaged “universal” shape, and the nonlinear diusive spectral interactions in the spirit of We-
amplitudes of averaged spectra have been shown to vary instock (1990), our approach considers only the damping
under dierent
ow conditions (Whiteway, 1999). Thus, it that spectral components with smaller vertical scale (higher
remains to be established whether the Fritts and Lu scheme m) and longer period (lower !) exert on a given wave com-
can reasonably represent the complex feedback processes ponent. This portion of the spectrum represents a “ragged”
between wave drag and the mean
ow. For example, Hecht background which contains slowly varying, small-scale
et al. (1998) have compared observed tides with those in vertical variations. As a wave possessing similar or larger
the TIMEGCM including the Fritts and Lu GWD scheme. scale vertical variations propagates through this “ragged”
McLandress (1997) has also tested the Fritts and Lu pa- background, nonlinear interactions with the spectrum cause
rameterization in a linearized primitive equation model and increased damping by forcing the given wave closer to an
reported that this particular scheme strongly damps tides in overturned state. If the damping associated with these in-
the lower thermosphere. Warner and McIntyre (1999) have teractions is moderate, the wave may achieve saturation. If,
recently proposed a related gravity wave drag parameteri- on the other hand, the interactions are suciently strong (as
zation which couples a linear conservative model of gravity in a critical level approach) the wave may be obliterated
wave propagation with saturation criteria similar to those (often before reaching the critical level). MK95 veried
invoked by Fritts and Lu. with numerical tests that their nonlinear wave damping
Other theories attribute saturation to nonlinear interac- formula also tends to produce saturated spectra with m−3
tions between components of the broad spectrum of gravity dependence at high values of m.
waves. In Weinstock’s (1990) approach, wave components In MK95, the RMS background wind associated with the
with larger m and higher frequency ! are considered as a higher-m=lower-! portion of the spectrum also produces
source of enhanced scale-dependent diusion which can af- Doppler shifting toward higher m. However, it should be
fect the vertical evolution of waves with smaller m and lower recognized that the MK95 theory accounts for nonlinear
!. Weinstock (1990) was able to show that under saturation interactions in a fundamentally dierent way than Hines’
conditions and in the absence of wind shear, his mechanism Doppler-spread theory. In fact, we have found that the
of wave damping produced a power-law spectrum with m−3 Doppler shifting associated with high-m=low-! portion
dependence at high wavenumber [but note the typographical of the spectrum is small enough to be neglected for the
error in his Eq. (18)]. practical purpose of wave drag parameterization. Calcu-
The Doppler-spread parameterization (Hines, 1997, here- lations justifying the neglect this eect will be presented
after H97) treats the irregular
uctuations of the wave eld in the current paper. This nding is partially at odds with
as an additional “RMS” background wind which preferen- Hines’ Doppler spreading. Since Hines assumes all vertical
tially shifts wave components from the lower m part of the wavenumbers contribute to the spectrum-induced Doppler
spectrum to the high-m portion. Hines himself has noted shifting of any specic wave component his treatment must
that the use of Doppler-spreading to represent all nonlin- necessarily produce stronger nonlinear shifts than those
ear interactions is an approximation (Hines, 1996,1999). obtained with the restricted spectrum used in MK95. How-
One of the chief shortcomings of the Doppler Spread the- ever, as pointed out by MK95, those wave components
ory is that it does not produce a power-law spectrum at having higher frequency than the wave to be shifted bear
high wavenumbers (Hines, 1993). Whereas wave dissipa- little similarity to a steady background wind and should not
tion emerges as a natural consequence of Weinstock’s the- be treated as such. Recently published studies by Ecker-
A.S. Medvedev, G.P. Klaassen / Journal of Atmospheric and Solar-Terrestrial Physics 62 (2000) 1015–1033 1017
mann (1997) and Broutman et al. (1997) have conrmed of column-model tests based on representative distributions
that Hines’ assumption which “freezes” the entire RMS of mean elds from CIRA-86. In Section 7, we compare
wave background may to some extent overestimate wave our parameterization to a multiple Lindzen-type-scheme.
damping. Evidently, spectrum-induced critical levels, un- A novel spectral decomposition of GW momentum deposi-
like those associated with a truly steady background wind, tion and RMS wind is presented in Section 8. Summary and
are imperfect wave absorbers. It should be noted that the conclusions are given in Section 9.
parameterization scheme described in this paper is capable
of reproducing realistic middle atmospheric circulations in
the absence of spectrum-induced Doppler shifts (Medvedev 2. Outline of MK95 scheme
et al., 1998).
MK95 demonstrated that in the absence of background According to MK95, the evolution of gravity wave spectra
wind shear, wave damping due to nonlinear interactions with height z is given by the following equation:
tends to be a gradual process which forms a saturated “uni-
dS(mR ; z) 0z mRz
versal” m−3 tail in agreement with observations. However, = − + − ÿ S(mR ; z); (1)
dz 0 mR
the MK95 theory also includes the possibility of violent
breaking and rapid elimination of a wave component as it where S is the power-spectral density (PSD) of horizon-
approaches the convective instability threshold or a critical tal wind associated with gravity waves at altitude z, 0
level. In this paper we will demonstrate that for the case of a is the mean density, mR is the real part of the nonlinear
saturating monochromatic wave, the MK95 wave damping Doppler-shifted vertical wavenumber, and ÿ is the coe-
formula reduces to a form similar to, but more general than, cient of nonlinear damping due to interactions of the com-
the simple saturation formula proposed by Lindzen (1981). ponent mR with other waves in the spectrum. The subscript
Even in this monochromatic case, MK95 includes subover- z in Eq. (1) indicates a vertical derivative. For eciency of
turning and nonlinear self-interactions not found in L81. notation, we will suppress the z dependence in all dependent
Consequently, saturation and wave drag predicted by the variables, writing for example S(mR ).
MK95 theory generally onset more smoothly and at lower The vertical wavenumber mR includes an additional non-
altitudes than for L81. This characteristic of MK95 carries linear Doppler shift produced by waves of higher vertical
over to broad spectra, where again wave damping due to wavenumber and is related to the “linear” vertical wavenum-
nonlinear interactions tends to be a gradual process which ber m by the expression
leads to the formation of a saturated “universal” m−3 tail. √
mR = m exp(−2 ) er(): (2)
In this paper we outline a practical gravity wave drag pa-
rameterization based on the MK95 theory, which is suitable In Eq. (2) the following notation for the error function of
for use in large-scale circulation models. Parameterizations an imaginary argument is used:
usually imply further simplications of the theories they are Z
2
based on as well as an introduction of some tunable param- er() = √ exp(x2 ) d x;
0
eters. The scheme we present retains all physically impor-
tant features of the theory outlined in MK95, and introduces and the dimensionless parameter is dened by
no new tunable parameters. Although the scheme has been Z ∞
N c−u
shown to produce realistic middle atmosphere circulations = √ = √ ; 2 = S(m0 ) dm0 ; (3)
2m 2 mR
in both a mechanistic version of the NCAR Middle Atmo-
sphere CCM2 (Medvedev et al., 1997), and the Canadian where N is the buoyancy frequency, and 2 is the horizon-
Middle Atmosphere Model (Medvedev et al., 1998), neither tal wind variance created by all waves in the spectrum with
an implementation guide nor a complete examination of the vertical wavenumbers larger than the given mR . As will be
various tuning options has been presented to date. These demonstrated in Section 4, is proportional to the square
systematic sensitivity tests and comparisons to other GWD root of an eective “spectral” Richardson number Ri for the
schemes will provide a better understanding of the mecha- component with wavenumber m. Small values of corre-
nisms and behaviour of the MK95 scheme, and assist those spond to large Richardson number. Hereafter, we will refer
interested in implementing it in other middle atmosphere to as the “instability parameter”.
models. Eq. (2) also makes use of the hydrostatic nonrotating
In Section 2, we present a concise formulation of the dispersion relation
scheme. A numerical implementation is given in Section 3.
m = N=(c − u); (4)
In Section 4, we discuss the physical properties of the
scheme, its relation to other well-known GWD parameteri- for “linear” waves with intrinsic frequencies !ˆ which
zations, namely those of Lindzen (L81) and Hines (H97), satisfy f
!
N
ˆ . Eq. (4), which is also known as the mid-
and approximations that are recommended in the interest of frequency dispersion relation, species the variation of the
eciency. The range of variability of input source spectra is apparent “linear” vertical wavenumber m for a wave with
discussed in Section 5. In Section 6, we present the results a given constant observed (extrinsic) phase velocity (and
1018 A.S. Medvedev, G.P. Klaassen / Journal of Atmospheric and Solar-Terrestrial Physics 62 (2000) 1015–1033
varying intrinsic phase velocity) as it propagates through re
ections, a process in which the intrinsic frequency ex-
vertically inhomogeneous mean wind and background ceeds N . Clearly, wave groups which are re
ected down-
temperature elds. ward are unlikely to contribute to momentum deposition in
The MK95 theory yields an expression for the nonlinear the middle atmosphere, so they may be excluded from the
damping coecient ÿ that may be conveniently approxi- launch spectrum in the interest of computational eciency.
mated as Note that our choice of a xed characteristic value for kh
√ carries with it the implication that waves of higher vertical
ÿ = 2N−1 exp(−2 ): (5) wavenumber have lower intrinsic frequencies. This is dic-
The detailed behaviour of the vertical damping rate ÿ will be tated by the hyperbolic form of the relation between m and
considered in Section 4. Brie
y, ÿ decreases with increas- !; i.e. for the mid-frequency dispersion relation, the intrin-
ing Richardson number Ri (increasing ), becoming negli- sic frequency !ˆ = Nkh =m.
gible for waves of suciently small amplitude. On the other It should also be noted that in Eqs. (1) – (6) we have
hand, as the amplitude of a particular component and that of adopted a convenient (but nonstandard) convention, in
the higher-wavenumber portion of the spectrum grow with which the sign of m does not re
ect the sign of the vertical
√ phase speed, but rather the sign of the intrinsic horizontal
height, the instability parameter → 1= 2 (Ri → 1) from
above and the damping rate increases dramatically. phase speed c − u. This convention is permitted by the
The set of equations (1) – (5) provides a closed system midfrequency dispersion relation, i.e. it follows from Eq.
for calculating the evolution of the PSD S with height. Once (4) that “extrawaves” with c − u ¿ 0 have m ¿ 0, while
the power-spectral density S(mR ) and the coecient of non- “intrawaves” with c − u ¡ 0 are characterized by m ¡ 0. To
linear damping ÿ(mR ) are known for a particular wave, the ensure that the vertical group velocity is directed upward,
spectral density of the momentum deposition associated with i.e. cgz = −Nkh =m2R ¿ 0 (the only case which produces
this wave can be found from momentum deposition in the middle atmosphere), we also
adopt the convention that kh ¡ 0 throughout this paper. It
ÿ(mR )kh S(mR ) is seen from Eq. (6) that the sign of the drag then coincides
ah (mR ) = − ; (6)
mR with the sign of (c − u).
This particular sign convention is
where kh = |kh | is a characteristic horizontal wavenumber. 1 convenient for coding purposes, but of course Eqs. (1) – (6)
The total wave drag is calculated by integrating the contri- can be readily adapted to other sign conventions.
butions from all components of the spectrum. As we shall MK95 have shown that gravity wave saturation in the at-
demonstrate, our scheme permits the simultaneous use of mosphere typically occurs in the range ≈ 1 to 3. Together
reasonable launch amplitudes and horizontal wavenumbers, with Eq. (2) this implies mR ≈ (1:1 to 1:3)m. Therefore, for
and does not require kh to be multiplied by an “eciency fac- purposes of wave drag parameterization, the systematic non-
tor”. In order to produce the necessary drag, Lindzen-style linear Doppler shift created by spectral components with
schemes require eciency factors that are small compared higher vertical wavenumber can be neglected, and mR can
to unity (Hamilton, 1997). be replaced by the “linear” vertical wavenumber m every-
Note that the vertical evolution of wave spectra is entirely where in Eqs. (1) – (6). This matter will be discussed further
described by Eqs. (1) – (5) in terms of the vertical wavenum- in Section 4. Numerical calculations which quantify the con-
ber mR alone (a simplication allowed by the midfrequency sequences incurred by neglecting nonlinear Doppler shifts
dispersion relation), while the intensity of wave drag ah (mR ) in the calculation of wave drag are given in Section 6.
is proportional to kh . Although the MK95 theory is su-
ciently general to permit diering values of kh for individual
3. Numerical implementation
wave components, we have found that the constant kh case is
capable of producing very realistic middle atmosphere circu-
For numerical purposes, we convert the continuous input
lations. For the present purposes, it is therefore sucient to
source PSD S to a discrete spectrum consisting of M har-
consider the simplest case where kh enters only as a scaling
monics 2 according to
factor for the momentum deposition. This assumption re-
stricts the number of tunable parameters associated with the hUj2 i = Sj mj ;
initial spectrum, and, with a suitable choice of kh , allows one
where mj = mj+1 − mj denes the discretization of the
to exclude from the launch spectrum high-frequency waves
spectrum, and j is the index of a given harmonic. A suitable
that might be re
ected downward. A nonhydrostatic disper-
choice for mj will be given in Section 6. Once the initial
sion relation such as that used by Alexander the Dunkerton
mj has been assigned for the harmonic, it may be uniquely
(1999) would have to be invoked to properly predict wave
identied by its observed horizontal phase speed c, which
1 The horizontal wavevector k =k x̂+k ŷ is used in recognition 2 We will use the word “harmonic” to denote a discrete compo-
h x y
of the possibility that waves may not necessarily be aligned in the nent with a particular observed vertical phase speed, which is not
x̂ (i.e. zonal) direction. necessarily constrained to integer multiples of a fundamental mode.
A.S. Medvedev, G.P. Klaassen / Journal of Atmospheric and Solar-Terrestrial Physics 62 (2000) 1015–1033 1019
is conserved during vertical propagation under assumptions spectra with height and the corresponding wave momen-
of horizontally homogeneous steady
ow. The horizontal tum deposition. The procedure starts from the lowest level
velocity
uctuations of the jth harmonic are where the source spectral distribution hUj2 (zs )i is specied.
At each vertical step, the component GW velocity variances
Uj = Re{Û j ei }; (7)
j2 , parameters j and nonlinear damping rates ÿj are calcu-
where (x; t) is the wave phase, the latter being a func- lated using Eqs. (8) and (5) for every harmonic, beginning
tion of time t and the usual Cartesian coordinate vector with the highest mj , i.e. with j = M . Then the vertical
x = (x; y; z). In accordance with the convention adopted in wavenumbers mj , averaged squared wave amplitudes hUj2 i
MK95, the angle brackets introduced above R 2denote twice and wave drag Ah can be found at the next vertical level zi
the average over , namely hf()i ≡ 1= 0 f d. Thus from Eqs. (11), (10) and (12), respectively, MK95 showed
∗
hUj2 i = Û j Û j = |Û j |2 , the squared amplitude of the jth har- that the instability threshold for a wave harmonic in the
3
monic. (The asterisk denotes a complex conjugate.) Then, presence of a broad spectrum is j2 6 1=2. Harmonics
the total horizontal velocity variance 2 and the parameter meeting this criterion, which is equivalent to cj − u = j ,
in Eq. (3) are calculated as follows: break and deposit their momentum. This eectively re-
moves harmonics slightly before they reach the “linear”
X
M
N
j2 = hUn2 i; j = √ ; (8) critical levels cj − u = 0 of Lindzen-type schemes. Further
n=j 2mj j comparisons with parameterizations based on convectively
unstable saturation are given in Section 7.
where j=1 and M are harmonics with the lowest and highest
vertical wavenumbers in the spectrum, respectively.
The solution of the discretized counterpart of Eq. (1) has
the form (cf. Eq. (27) in MK95) 4. Physical properties
Z z
2 2 0s mj 0 0 In this section, we discuss the physical properties of the
hUj (z)i = hUj (zs )i exp − ÿj (z ) d z ; (9)
0 mjs zs MK95 theory for nonlinear interactions in broad gravity
where subscript s denotes the values at the source level zs . wave spectra, as well as approximations we have applied in
If the vertical coordinate is discretized, and if the source the construction of a practical GWD parameterization. We
spectrum hUj2 i is known at some height, Eq. (9) can be also discuss the relationship of MK95 to the Lindzen (L81)
integrated upward step-by-step as follows: and Hines (H97) schemes.
Consider a test wave of vertical wavenumber mj propa-
0 (zi−1)mj (zi) gating in concert with a broad spectrum of waves. In the
hUj2 (zi)i=hUj2 (zi−1)i exp[−ÿj (zi−1=2)zi ];
0 (zi)mj (zi−1) MK95 theory, this test wave interacts with waves of similar
(10) and smaller vertical scale, that are also evolving on similar
where zi is the grid interval between the higher level zi and slower time scales. 4 As a matter of convenience, our
and lower level zi−1 , and zi−1=2 denotes the half-level be- parameterization is formulated for waves of xed horizon-
tween zi−1 and zi . In Eq. (10) the apparent “linear” verti- tal wavenumber kh , so that the relevant portion of the back-
cal wavenumber mj of the harmonic with a given kh and ground is composed of waves with m ¿ mj , i.e. a “ragged
observed phase velocity c varies with height according to background” of similar and smaller scale waves possessing
Eq. (4), following variations of the background wind u and similar and lower frequencies. The net eects of nonlinear
Brunt–Vaisala frequency N , interactions with the “ragged background” are damping of
the test wave and the shifting of its frequency. We will pro-
N (zi )
mj (zi ) = : (11) vide arguments that the nonlinear (i.e. spectrum-induced)
c − u(zi ) frequency shifts may be neglected for the practical purpose
The “nonlinear” spectrum-induced Doppler shift of the ver- of calculating wave drag.
tical wavenumber can be calculated from Eq. (2), although In Lindzen-type schemes, individual harmonics begin to
in practice it may be neglected. decay when they overturn, i.e. when they induce supera-
Integration and discretization of Eq. (6) yields an expres- diabatic temperature lapse rates. The criterion for over-
sion for total wave drag: turning instability of a monochromatic wave of amplitude
Z ∞ Û in a constant background
ow u may be expressed as
XM
ÿ j kh 2
Ah = ah (m0 ) dm0 = − hUj i: (12) |Û | ¿ |c − u|
(Fritts, 1984) or equivalently, in terms of the
0 j=1
mj
Together, Eqs. (8), (10), (11), (5) and (12) represent a 4 It is unclear how to treat interactions with more rapidly os-
closed set of equations for calculating the evolution of
cillating harmonics, but presumably these are transient and per-
haps less signicant than interactions with slowly varying waves.
3 Note that in other conventions the variance is sometimes de- The latter may be eectively considered as an enhancement of the
ned as hUj2 i = 12 |Û j |2 . steady background
ow.
1020 A.S. Medvedev, G.P. Klaassen / Journal of Atmospheric and Solar-Terrestrial Physics 62 (2000) 1015–1033
Fig. 1. (a) Conceptual illustration of a test wave (solid curve) with phase speed c = 16 m s−1 propagating through a “ragged” small-scale
wave background that is slowly varying in time (dotted curve). (b) The RMS wind for the test wave alone (solid curve) and the test wave
plus small-scale background (dotted curve). Both the instantaneous (oscillatory) wave elds and the corresponding proles (exponential
“envelopes”) are shown. For simplicity, the mean wind u = 0. According to L81, the test wave would independently achieve convective
instability and saturate at z = 70 km, where the wave amplitude matches its phase speed (vertical dash– dot line). According to the MK95
theory, the wave would be obliterated by strong instabilities if the total (test wave plus background) → c, as it does near z = 63 km.
Nonlinear damping in the MK95 theory is usually strong enough to cause saturation of the test wave in the range c=4 6 6 c=2, indicated
by the thick dashed bar between z ∼ 45 and 55 km.
monochromatic Froude number small-scale shear deforms parcels and parcel paths, lead-
ing to gradual dissipation of the coherent wave motion. It
|mÛ | Û
F1 ≡ ≡ ; (13) should also be recognized that when m exceeds N , one
N (c − u)
expects patches of convective instability to form where the
as F1 ¿ 1. Owing to the polarization relations for a small-scale buoyancy
uctuations locally overcome the sta-
monochromatic gravity wave, the threshold m = N corre- ble background stratication and overturn the
uid.
sponds to vertical gradients of the wave temperature eld In the basic L81 scheme, the damping rate is imposed ac-
that are suciently strong to locally cancel the stable back- cording to the assumption that the wave amplitude saturates,
ground stratication. Recall that the threshold amplitudes thereby osetting the eects of background stratication and
for convective and dynamic Kelvin–Helmholtz instabilities mean wind shear. In contrast, the MK95 theory provides an
of internal gravity waves are virtually identical if the eects explicit formula for the damping rate ÿ which is a function
of rotation can be neglected (Fritts, 1984). of the wave eld itself (the spectral variance 2 ) as well as
In the MK95 theory, the corresponding criterion is → background
ow and stratication parameters. Furthermore,
where the spectral variance 2 dened in Eqs. (3)
|c − u|, damping due to nonlinear wave–wave interactions is found
and (8) includes the test wave amplitude Û j itself (as the to be non-zero for suboverturning wave amplitudes and in-
rst component). As illustrated conceptually in Fig. 1, this creases as → |c − u|, i.e. as the spectral Froude number
superposition of the test wave and the “ragged” smaller-scale Fr → 1, or equivalently as the instability parameter
background leads to locally enhanced wave amplitudes and c−u 1 1
wave shear. This in turn drives the spectral Froude number = √ =√ → √ :
2 2Fr 2
|m| The approximate vertical damping rate ÿ for the kinetic en-
Fr ≡ ≡ (14)
N |c − u| ergy of a test wave of vertical wavenumber m is given in
toward unity (i.e. toward “overturning”), and leads to in- the MK95 parameterization by Eq. (5). Inverting Eq. (3) to
creased damping of the test wave. Since m is a statisti- obtain m as a function of allows us to rewrite Eq. (5) as
cal measure of the velocity shear associated with the high √
ÿ=m = 2 exp(−2 ); (15)
wavenumber portion of the spectrum, one would expect on
physical grounds that increasing m would enhance instabil- where the quantity ÿ=m corresponds to the vertical damping
ity and hence momentum deposition. In eect, this complex rate normalizd by the vertical wavenumber. Fig. 2 shows
A.S. Medvedev, G.P. Klaassen / Journal of Atmospheric and Solar-Terrestrial Physics 62 (2000) 1015–1033 1021
◦
Fig. 7. GW drag proles calculated for “winter” conditions (50 N
January) utilizing M = 200, 30, 15 and 5 harmonics in the model This discretization gives equal spacing in log m and can be
spectrum. A modied Desaubies source spectrum with s = 1, eciently formulated to yield reasonable drag proles in the
m∗ =0:006 rad m−1 , and amplitude S0 =50 m3 s−2 was employed. upper mesosphere and lower thermosphere. The resulting
wave-amplitude source spectrum for S0 = 50 m3 s−2 ; s = 1;
lution. For these tests, we discretize the same source spec- m∗ = 0:006 rad m−1 , and M = 15, is shown in Fig. 8 as a
trum by employing uniform m-grids with varying numbers function of phase velocity, 6 c. Note that we have mapped
of harmonics. Fig. 7 exhibits wave drag proles obtained the spectral amplitudes onto observed (i.e. Earth-frame)
for the “modied Desaubies” source spectrum (23) with phase velocities using the relation c=N=m at the source level.
s = 1; m∗ = 0:006 rad m−1 , and amplitude S0 = 50 m3 s−2 . A discrete wave-amplitude source spectrum of the form pre-
For the purposes of these tests, we employ isotropic source sented in Fig. 8 (with M = 15 harmonics) is used in all the
spectra comprising a total of 2M harmonics, equally dis- tests reported below, unless stated otherwise. Note that in
tributed in the positive and negative horizontal directions. these tests, the parameters S0 , s and m∗ will be varied.
The number of harmonics is varied from M = 200, which We next consider the behaviour of the parameterization
we regard as an “exact” representation, to M = 5. It is seen scheme when various source strengths S0 are specied.
from the gure that the resulting wave drag is almost indis- Fig. 9a presents proles of gravity wave drag for a “win-
tinguishable for M = 200; 30, and 15 harmonics, while the ter” distribution of mean wind employing the “modied
M = 5 case still provides reasonable accuracy. As a point Desaubies” source spectra (23) with s = 1; t = 3 and
of comparison we note that multiple-Lindzen schemes typi- m∗ = 0:006 rad m−1 approximated by M = 15 harmonics.
cally employ on the order of 10 harmonics. Since the MK95 Proles are shown for S0 = 10; 50, and 100 m3 s−2 . It is
scheme does not incur signicantly larger overhead than a seen from the gure that the factor of ten increase in the
multiple-Lindzen scheme, it is clearly competitive in terms overall spectral amplitude increases the wave drag peak
of computational eciency. value from ∼ − 50 to ∼ − 180 m s−1 day−1 , although we
Most of the gravity wave momentum deposited in the note that the response is not linear. The heights of drag
mesosphere and lower thermosphere originates in the maxima decrease from ∼ 87 km for S0 = 10 to ∼ 80 km for
lower-m=higher-c portion of the source spectrum. In order S0 = 100 m3 s−2 re
ecting the obvious fact that waves with
to provide sucient spectral resolution in this key portion, weaker amplitudes generally saturate at higher altitude.
while not incurring an excessive amount of computation The RMS horizontal wind variance associated with the
for the higher-m=lower-c portion (which only deposits a parameterized wave spectra can also be compared qualita-
modest amount of momentum at lower altitudes), we rec- tively to that deduced from observations. In Fig. 9b we have
ommend the use of variable m-grids with a discretization plotted as a function of altitude. At the lower boundary
given by ln mj+1 = ln mj + ln r. The ratio between adjacent
wavenumbers, r = mj+1 =mj , is determined by 6 In fact, it is more convenient to label harmonics according to
ln r = (ln mmax − ln mmin )=(M − 1) or; equivalently; their horizontal phase speed c, since the latter quantity is conserved
during vertical wave propagation through a horizontally homoge-
r M −1 = [mmax =mmin ]: neous medium.
1026 A.S. Medvedev, G.P. Klaassen / Journal of Atmospheric and Solar-Terrestrial Physics 62 (2000) 1015–1033
◦
Fig. 9. Proles of (a) wave drag and (b) horizontal RMS wind calculated for “winter” conditions (50 N, January) using the modied
Desaubies input spectrum (s = 1) with S0 = 10, 50, and 100 m3 s−2 . Other parameters are as in Fig. 8.
Fig. 11. Wave drag proles calculated for (a) the input source spectra with (s = 1) and (s = 0) with m∗ = 0:006 rad m−1 , and (b) for the
modied Desaubies spectrum (s = 1) with m∗ = 0:006 (solid line) and m∗ = 0:0025 (dashed line). Other parameters are as in Fig. 8.
7. Comparison with the Lindzen scheme note that the approximation of a broad randomly phased
spectrum has been made in the derivation of MK95, and
If the broad spectrum is replaced by a single harmonic, our strictly speaking, the theory does not apply to the case of a
GW drag parameterization produces formulae which cor- single monochromatic harmonic. Nevertheless, taking this
respond to generalizations of Lindzen (1981). We should limit is instructive and yields some important insights re-
1028 A.S. Medvedev, G.P. Klaassen / Journal of Atmospheric and Solar-Terrestrial Physics 62 (2000) 1015–1033
Fig. 14. Horizontal RMS wind (a) and wave drag (b) for the GW spectrum of Fig. 8 propagating through the winter prole shown in
Fig. 6: nonlinear MK95 scheme (solid line), noninteracting MK95 scheme (MK95 SIO), and multiple L81 scheme with breaking thre-
2
sholds break 2
= 1=2 (labelled just by L81) and break = 2.
monochromatic MK95 wave amplitude (solid curve) ceases the wave drag proles grow more smoothly with height. In
growth at a lower altitude than the L81 case. By choosing principle, even a rather small amplitude harmonic could ex-
a value of break corresponding√to the range which occurs perience signicant damping in the presence of other waves
in MK95 (i.e. approximately 2 ¡ break ¡ 2, or Û 0 ≈ in the spectrum which contribute to the RMS wind j .
[0.5 to 0.35]|c − u|),
we can obtain generalized L81 wave Fig. 14 presents proles of RMS wind and GW drag calcu-
amplitude proles [curves (iii) and (iv)] which correspond lated for “winter” CIRA conditions (see Fig. 6) using a mod-
more closely to the MK95 wave amplitude. However, we ied Desaubies source spectrum of GW (s=1) at the bottom
note that all of the wave drag proles for the generalized (z = 10 km) with S0 = 50 m3 s−2 and m∗ = 0:006 rad m−1 ,
L81 schemes (Fig. 13b) are signicantly dierent from that approximated by M = 15 harmonics (illustrated in Fig. 8).
of the monochromatic MK95 drag prole (solid curve). The The two proles for the multiple-Lindzen case have been
nonlinearity of the MK95 scheme ensures a smooth onset calculated as the sum of contributions from all harmon-
of wave drag with height. In contrast, wave drag onsets ics; each harmonic propagates and saturates indepen-
suddenly (with maximum value) at the overturning altitude dently. The prole labelled “L81” corresponds √ to the
in each of the L81 cases. Such a sudden onset of strong original Lindzen breaking threshold break = 1= 2, while
drag can cause instability problems in atmospheric models that labelled “L81 ∧ 2 = 2”, corresponds √ to a revised
(B. Boville, pers. comm.). In order to diminish this sudden Lindzen breaking threshold break = 2. [In both cases
onset of drag, Lindzen (1988) has considered the possi- we set sat = 1 in Eq. (31)]. The other two proles have
bility of supersaturation of vertically propagating gravity been obtained with the fully nonlinear MK95 scheme, and
waves, a process which is associated with the maintenance a version of MK95 which neglects interactions between
of convective instability. Supersaturation would result in a harmonics with dierent m. The latter can be considered as
smoother onset of wave drag, but of course cannot spread intermediate between a multiple-Lindzen scheme and the
the drag to lower altitudes. full MK95 parameterization. In this latter scheme (denoted
In multiple GW drag parameterizations employed in many as MK95 SIO — “self-interactions only”), the instability
previous studies (Holton, 1983; Garcia and Solomon, 1985) parameter for each harmonic √ depends only on its own am-
momentum deposition is assumed to be created by a set of plitude, i.e. = (c − u)= 2|Û 0 |, thereby excluding the
wave harmonics with dierent phase velocities, each har- higher-m spectral components from the RMS wind . Fig. 14
monic propagating and saturating independently according demonstrates that the altitude at which wave growth ceases
to L81 criteria. In MK95 we systematically account for non- is lowest for the fully nonlinear MK95. Since GW ampli-
linear interactions between harmonics within the spectrum. tudes are lower at lower heights, the associated wave drag is
Since our instability parameter j depends on the RMS wind weaker for MK95.
√ The wave drag given by the L81 scheme
j associated with the higher-m=lower-c portion of the spec- with sat = 2 is very similar to that of the non-interacting
trum (including the amplitude of the “wave” itself), the al- MK95 scheme, although the multiple-Lindzen schemes
titudes at which damping and saturation occur are generally both exhibit jagged GWD proles owing to the sudden
lower than in the case of waves which propagate and over- onset of breaking for individual harmonics. Generally, the
turn independently. In addition, as we have demonstrated, nonlinear MK95 schemes produce vertical proles of GW
1030 A.S. Medvedev, G.P. Klaassen / Journal of Atmospheric and Solar-Terrestrial Physics 62 (2000) 1015–1033
Fig. 15. GW drag spectral density multiplied by phase velocity, Fig. 16. PSD, S(c) (in m2 s−2 =m s−1 ), as a function of height
ah (c)|c| (in m s−1 day−1 ), as a function of height calculated for calculated for windless atmosphere.
windless atmosphere.
drag which vary more gradually, with somewhat weaker der to keep the dimensions of the plotted quantity equal
peaks located at lower altitudes than those given by L81. to m s−1 day−1 . This enhances contributions from large
c while maintaining the sign of ah (c). Numerically, the
quantity |c|Ah (c)=c is plotted here, where c is the dis-
8. Spectral decomposition of wave drag cretization in phase velocity space. The source spectrum
was taken to be in modied Desaubies form (23) with
In previous sections we have considered the net or inte- s = 1; S0 = 50 m3 s−2 , and m∗ = 0:006 rad m−1 , as in
grated momentum deposition and RMS wind produced by many calculations shown in this paper. Assuming, N =
the entire spectrum. GW drag proles strongly depend on 0:02 s−1 , the part of the source spectrum with phase ve-
both the details of the source spectra and the vertical distri- locities |c| ¿ 3:3 m s−1 has power-spectral density S ˙ m.
bution of the background wind. Generally, details regarding In this portion the vertical momentum
ux u0 w0 (which is
the spectral composition of GW sources in the lower atmo- proportional to Sm−1 ) is uniformly distributed among the
sphere are not well known. Therefore, in this section we harmonics. Waves with negative phase velocities deposit
consider the contributions of individual wave harmonics in negative momentum, and waves with c ¿ 0 deposit east-
creating GW drag. It is more convenient to present spectral ward momentum. If the spectrum is isotropic and there is
quantities in terms of horizontal phase velocity c rather than no background wind, as in the case shown, the wave drag
in terms of the vertical wavenumber m, particularly since produced by harmonics propagating in opposite directions
the former parameter is invariant with height if horizontal cancels, giving nil drag.
inhomogeneities are neglected as in the present treatment. Fig. 15 shows that the phase velocity of the harmonic
For all the plots presented in this section, spectral values at contributing the strongest wave drag increases with altitude.
small c are not shown because we have employed GW spec- As seen in Fig. 16, the phase speed of the largest amplitude
tra limited by mmax = 2=900 rad m−1 or cmin ≈ 3 m s−1 . waves also increases with height. The harmonic with max-
(This is done since many models have separate orographic imum amplitude at a given altitude represents the “knee”
GWD schemes.) The fastest harmonic in our source spec- of the modied Desaubies spectrum, and divides the low c
trum corresponds to cmax = N=mmin ≈ 60 m s−1 , where “saturated” portion from the high c “unsaturated” part. The
mmin = 2=19 rad km−1 is the minimum vertical wavenum- RMS velocity
uctuations scale with the PSD at m = m∗
ber. In order to provide adequate resolution of the spectral or c = c∗ , growing with height as exp(z=HE ), where HE ≈
decomposition presented in this section, we discretize the 18 km according to Fig. 16. This energy scale height is in
spectrum with constant c and 100 harmonics (50 each in good agreement with estimates from observations (Smith
the eastward and westward directions). et al., 1987) giving HE ∼ 14–21 km, with the most likely
Phase velocity vs. altitude cross-sections of wave drag estimate HE ≈ 2:3H , where H is the density scale height.
spectral density multiplied by the absolute value of phase Our calculations using data from Fig. 16 also show that
velocity, |c|ah (c), and PSD S(c) for a windless atmosphere, m∗ = N=c∗ ˙ exp(−z=H∗ ) with a characteristic scale height
are shown in Figs. 15 and 16, respectively. Since ah is a H∗ ≈ 25 km. Smith et al. (1987) give H∗ = 2 HE , with a
spectral density, we present |c|ah (c) instead of ah (c) in or- corresponding range of HE ∼ 28– 42 km.
A.S. Medvedev, G.P. Klaassen / Journal of Atmospheric and Solar-Terrestrial Physics 62 (2000) 1015–1033 1031
Fig. 17. Phase velocity–altitude cross-section of GW drag multi- Fig. 18. Ratio R = =(c − u) as function of phase velocity c
◦
plied by phase velocity, ah (c) × |c| (in m s−1 day−1 ), calculated and altitude, calculated for “winter” conditions (50 N, January,
◦
for “winter” conditions (50 N, January, CIRA-86). CIRA-86).
Fig. 17 shows phase velocity-altitude cross-sections of closeness of the RMS wind associated with GW; , to the
wave drag, cah (c), calculated for “winter” conditions (Jan- intrinsic phase velocity of √the harmonic,√|c − u|.
As a re-
◦
uary, 50 N, CIRA-86) with the same source spectrum used minder, R = 1, or break = ( 2R)−1 = 1= 2 corresponds to
in the previous “windless” case. The background wind sig- the convective breaking criteria utilized by Lindzen (1981).
nicantly alters GW momentum deposition, by gradually l- As seen from the gure, GW with moderate eastward phase
tering out harmonics with c ¿ u as the spectrum propagates speeds break at altitudes below 60 km via critical layer inter-
upward. The eastward (positive) momentum deposited by actions. However, the momentum deposited by these break-
these harmonics is very weak since these waves are ltered ing waves is very small due to the smallness of the wave
out below ≈ 60 km, where their amplitudes are still rela- amplitudes at such low altitudes. The gap near c = 0 rep-
tively small. Above this height, harmonics with c ¡ u satu- resents an absence of waves in the spectrum. Most of the
rate, transferring westward momentum to the mean
ow. As total wave drag above 60 km is caused by GW harmonics at
seen from Fig. 17, only slow harmonics with absolute phase R between 0.3 and 0.5, which translates into ≈ 2:35 and
velocity less than approximately 10 m s−1 contribute sig- 1.4, correspondingly. This suggests that the main contribu-
nicantly to the main peak of wave drag near z=80 km. The tion to the total wave drag is made by GW harmonics with
second (weaker) maximum of wave drag near z ≈ 95 km amplitudes below the convective breaking criteria R = 1. It
is created by faster westward-propagating waves. Compar- is also seen from Figs. 17 and 18 that the contribution of
ison with the phase velocity-altitude cross-section of wave waves with R ¿ 0 is negligible above ≈ 60 km.
◦
drag for the “summer” wind distribution at 50 S (not shown
here) reveals strong asymmetry in spectral momentum depo-
sition between the two hemispheres. The “summer” strato- 9. Summary and conclusions
spheric jet entirely lters out harmonics with c ¡ 0, while
the tropospheric westerlies lter out “slow” eastward mov- We have presented a spectral parameterization scheme for
ing waves with c less than approximately 20 m s−1 . As a calculating gravity wave momentum deposition in the mid-
result only “fast” GW penetrate to the upper stratosphere dle atmosphere. The scheme is based on the MK95 theory
and mesosphere, where they deposit signicant momentum of the vertical evolution and saturation of GW spectra.
owing to their large amplitudes. It is worth noting that the The parametrization has been tested using a column model
total wave drag produced by eastward travelling wave har- for representative CIRA86 distributions of mean wind and
monics near the “summer” mesopause is on the same order temperature. Once the vertical wave number spectrum of the
of magnitude as the total drag exerted by the c ¿ 0 portion GW source has been specied, the proposed parameteriza-
of the GW spectrum near the main peak at ≈ 80 km in the tion has only one tunable parameter, namely the character-
winter hemisphere. istic horizontal wavenumber of subgrid-scale gravity waves
Some additional information on the behaviour of satu- kh . As in other schemes, this parameter serves as an “e-
rated GW spectra can be obtained from Fig. 18, where the ciency” scaling factor for wave drag; however, in contrast
spectral-altitude cross-section of the ratio R = =(c − u)
is to Lindzen schemes which generally require low values of
shown for “winter” conditions. This ratio characterizes the kh , values characteristic of the dominant portion of the GW
1032 A.S. Medvedev, G.P. Klaassen / Journal of Atmospheric and Solar-Terrestrial Physics 62 (2000) 1015–1033
spectrum may be assigned to kh in our GWD scheme. Of lytically integrable source spectrum, and obliterates a sub-
course, further tuning can be accomplished by varying the stantial portion of the tail spectrum in order to provide the
source spectra at the lower boundary within observational necessary wave drag. The algorithm proposed here for the
limits, e.g. by imposing latitudinal or temporal dependen- MK95 parameterization requires fewer adjustable parame-
cies. This implicitly characterizes the degree of physical ters, makes only minor approximations relative to the orig-
and theoretical completeness of the MK95 scheme, and em- inal theoretical framework, and has the advantage of track-
phasizes the need for a more extensive knowledge of GW ing individual harmonics in the spectrum. This has allowed
sources in the lower atmosphere. us to compare the resulting GW spectrum and RMS wind
For the range of anticipated variability of source spectra to observations, as well as to consider spectral composition
parameters in the troposphere, the scheme produces wave of the net deposited GW momentum. For example, our re-
drag proles as well as RMS horizontal winds due to GW sults show that “slow” GW harmonics with observed phase
that are consistent with observations and with theoretical velocities c less than ≈10 m s−1 contribute the most to the
estimates. Sensitivity tests have shown that for purposes total wave drag in the mesosphere, while faster harmonics
of GW drag parameterization, the eects of nonlinear are important at higher altitudes.
spectrum-induced Doppler shifting derived by MK95 can As with any other successful GW parameterization, pre-
be neglected compared to the eects of nonlinear damping cise tuning of the scheme requires a more detailed speci-
and “linear” Doppler shifting by the background wind. cation of source spectra in the lower atmosphere. MK95
We have demonstrated that our scheme can be viewed has the advantage that all tuning is eectively conned to
as a nonlinear generalization of a multiple-Lindzen-type the specication of the source spectrum. The information
(L81) parameterization. For a broad spectrum of waves, our regarding the spectral composition of the net drag provided
scheme diers from the multiple-Lindzen scheme by ac- by the MK95 scheme can greatly simplify this tuning pro-
counting for nonlinear interactions between harmonics. The cess, and we suggest that other spectral gravity wave drag
wave damping rate for the MK95 scheme varies √ continu- schemes may benet from a similar analysis.
ously with the instability parameter =|c− u|=
2, where c
is the phase speed, u is the mean wind, and 2 is the spectral
wind variance corresponding to harmonics with similar and Acknowledgements
higher vertical wavenumber. In Lindzen’s approach
√ (L81),
wave breaking occurs abruptly at xed =1= 2, and damp- This research was partially supported by a group Strate-
ing occurs at a rate associated with background
ow param- gic Grant from the Natural Sciences and Engineering Re-
eters. As an example of the
exibility of the MK95 scheme, search Council of Canada and by the Canadian Climate Re-
it can, with only a couple of minor coding changes, be con- search Network of the Atmospheric Environment Service
verted to a standard multiple-Lindzen scheme. Of course, the of Canada. We gratefully acknowledge helpful discussions
inherent nonlinearity of the MK95 scheme ensures gradual with Len Sonmor and Byron Boville. Suggestions from two
wave damping and associated wave drag at heights where anonymous reviewers helped to improve the presentation.
wave amplitudes are below the breaking criterion.
Our tests have shown that the total number of harmonics
representing the spectrum can be reduced to 10 –30 without
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