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    Penalty - Reg 52 LODR

    Uploaded by

    Sakshi Jain

    Copyright:

    © All Rights Reserved
    Download as DOCX, PDF, TXT or read online from Scribd

    Penalty - Reg 52 LODR

    Uploaded by

    Sakshi Jain
    12 views1 page

    Original Title

    Penalty_Reg 52 LODR

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    © © All Rights Reserved

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    12 views1 page

    Penalty - Reg 52 LODR

    Uploaded by

    Sakshi Jain

    Copyright:

    © All Rights Reserved
    Download as DOCX, PDF, TXT or read online from Scribd
    Download as docx, pdf, or txt
    of 1

    Penalty

    SI. No. Regulation Fine payable and/or


    other action to be taken
    for non-compliance in
    respect of an entity
    having listed its Non-
    Convertible Debt
    Securities and/or
    NCRPS
    1.
    Regulation 52(1)
    Rs. 5,000 per day
    Non-submission of the financial results
    within the period prescribed under this
    regulation.
    2.
    Regulation 52(4) / 52(6)
    Rs. 1,000 per day
    Non-disclosure of line items prescribed
    under Regulation 52(4) along with the
    half yearly / annual financial results or
    non- disclosure of items pertaining to
    NCRPS as notes to financials prescribed
    under Regulation 52(6).
    3.
    Regulation 52(5)
    Rs. 1,000 per day
    Non-submission of a Certificate signed
    by the Debenture Trustee taking note of
    the contents prescribed under regulation
    52(4).
    4.
    Regulation 52(7)
    Rs. 1,000 per day
    Non-submission of deviations/ variations
    in utilization of issue proceeds.
    In accordance with circular dated November 13,2021 the recognized stock exchanges shall take
    the following action for non-compliance with the provisions of the SEBI (Listing Obligations
    and Disclosure Requirements) Regulations, 2015 & circulars/ guidelines issued thereunder, by
    an entity having listed Non-Convertible Debt Securities and/or NCRPS, as under:

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