Xanthan Gum Production Via Fermentation - Process Modeling and Techno-Economic Assessment (Tea) Using Superpro Designer
Xanthan Gum Production Via Fermentation - Process Modeling and Techno-Economic Assessment (Tea) Using Superpro Designer
Xanthan Gum Production Via Fermentation - Process Modeling and Techno-Economic Assessment (Tea) Using Superpro Designer
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All content following this page was uploaded by Demetri Petrides on 02 May 2020.
This is the ReadMe file of a SuperPro Designer example that deals with process modeling, cost analysis
and optimization of Xanthan Gum Production via Fermentation. The flowsheet of the process is appended
to the bottom of this document. You may test-drive the model by downloading the functional evaluation
edition of SuperPro Designer from the downloads page of our website (www.intelligen.com). The files of
this example can be found in the Examples \ Bio-Materials \ XanthanGum folder. The default
installation path of the SuperPro Designer Examples folder follows below.
C:\ Users \ Public \ Public Documents \ Intelligen \ SuperPro Designer \ v11 \ Process Library \ Examples
If you have any questions about this example and SuperPro Designer in general, please send an email
message to dpetrides@intelligen.com
INTELLIGEN, INC.
Simulation, Design, and Scheduling Tools
For the Process Manufacturing Industries
www.intelligen.com
This complicated structure imparts xanthan gum with unique rheological properties. For example, xanthan
gum substantially increases the viscosity of aqueous solutions, even at concentrations as low as 0.5%
w/w, and therefore it is characterized as a thickening agent (thickener). Thickeners are used in many
applications of the food and pharmaceutical industry, for instance to reduce the fat content in processed
foods or to stabilize oil-in-water emulsions/suspensions, creams, milk, lotions, shampoos, toothpastes,
etc. (Zatz and Knapp, 1984). The rheology of xanthan gum is even more interesting because its viscosity
reduces with shear (Gibinski et al., 2006). This shear-thinning behavior, in combination with its stability
over a wide range of pH and temperatures, together with its viscosity-enhancing behavior when combined
with other thickening agents, renders xanthan gum an essential additive for many products such as salad
Both the yield and the final quality of xanthan gum are influenced by a variety of factors such as the
substrate utilized, the particular strain, the mode of operation (batch, continuous, or fed-batch), the
aeration rate, the residence time, as well as the operating conditions maintained throughout the
fermentation process. The pyruvic acid and acetyl groups in the molecules of xanthan gum influence its
rheological properties, and therefore influence its end-use properties as well (Gibinski et al., 2006; Saha
and Bhattacharya, 2010). Please note that the purity and product quality requirements of the xanthan
gum vary per application: the oil industry, for example, has lower quality requirements than the food and
healthcare sectors.
The global xanthan gum market demand is expanding rapidly (Bixler, 1996). This trend is mainly due to
the global evolution of eating habits as people in developed and developing countries are starting to
prefer processed foods with particular textures. Figure 2 depicts the increasing global xanthan gum
market demand in its key industries (Grand View Research). Note that the oil/gas and food/beverages
sectors combined account for over 80% of the xanthan gum market volume.
200
150
100
50
The sections that follow describe and analyze a xanthan gum production process modeled in SuperPro
Designer. The development of the model was based on data available in the patent and technical
literature supported by our experience with related processes and our engineering judgment.
Process Description
In order to facilitate reporting and analysis, the flowsheet was divided into four sections representing the
various sets of related processing steps, namely:
➢ Fermentation
➢ Biomass Removal
➢ Product Purification
➢ Isopropanol (IPA) Recovery
Flowsheet sections in SuperPro are simply sets of related unit procedures (processing steps). The unit
procedure icons of the Fermentation, Biomass Removal, Product Purification, and IPA Recovery sections
are displayed in black, brown, blue, and dark green color, respectively. For information on how to specify
flowsheet sections and edit their properties, please consult Chapter 8.1 of the SuperPro manual.
The flowsheet of the entire process is appended to the bottom of this document. The process begins with
the preparation of the fermentation media, which contains glucose (~20% w/w) and nutrients such as
citric acid, potassium di-hydrogen phosphate (KH2PO), ammonium nitrate (NH4NO3), and various other
salts in concentrations consistent with their literature values (Souw and Demain, 1980; Dondo and
Marques, 2002; Garcia-Ochoa et al., 2000). The media is prepared in a blending tank (V-101). For the
shake of simplicity, V-101 is modeled as a continuous tank with an average residence time of 5 h, which
is equivalent (in terms of equipment size) to a batch vessel operating in cycles with 5-hour durations.
The fermentation media is subsequently transferred to a storage tank (V-102) which serves as a buffer
that feeds the small and large seed fermentors as well as the production fermentors. To ensure adequate
media is available to feed each starting batch, the cycle time of V-102 is set to be equal to the effective
cycle time of the main fermentation (16 h).
The substrate (media) solution is then passed through a continuous sterilizer (PZ-101), which sterilizes
the media before it is sent into the seed and production fermentors. The fermentation water follows its
own buffering and sterilization path (V-103 and PZ-102).
Note: at each scale of the fermentation (small seed, large seed, and production scale), five identical
fermentors which operate in staggered mode are utilized. The specification and use of staggered mode in
SuperPro models will be explained in greater detail in the Process Scheduling section of this document.
The inoculum for each batch is prepared in two seed fermentors operating in series. Biomass growth
initially starts in a small 1.13 m3 seed fermentor (SFR-101, 102, 103, 104, or 105) to allow for increased
controllability as well as the potential to remove contaminated batches. The main inoculum preparation
takes place in the large seed fermentors (SFR-201, 202, 203, 204, or 205) which each have a volume of
19 m3. The fermentation times of the two sets of seed fermentors are 47 and 60 h, respectively. The
temperature is maintained at 29°C during each seed fermentation. The conversion of glucose to xanthan
gum and biomass in the seed fermentors is described by the following mass stoichiometric reaction:
1.3 Ammonium Nitrate + 2.4 Citric Acid + 100 Glucose + 3.5 KH2PO4 + 64 Oxygen + 0.8 Salts →
50 Biomass + 88 Carbon Dioxide + 14 Water + 20 Xanthan
The Fermentation operation in the production fermentors (FR-101, 102, 103, 104, and 105) lasts 72 h,
during which oxygen is constantly supplied to the vessel by means of a compressor (G-101) at an
average aeration rate of 0.5 VVM (volumes of air per volume of liquid per minute). The temperature is
maintained at 31 ◦C, which has been shown to favor xanthan gum production over biomass growth (Souw
and Demain, 1980; Dondo and Marques, 2002; Garcia-Ochoa et al., 2000). The conversion of glucose to
biomass and xanthan gum in the production fermentors is described by the following mass stoichiometric
reaction:
The main production fermentor cycle duration is 80 h. In order to accommodate the desired production
capacity, 5 identical units are operated in staggered mode, which translates into an effective cycle time of
16 h (80/5).
The seed fermentors (SFR-101 and SFR-201) and the main fermentor (FR-101) have the following
operations:
- SIP (Steam-In-Place). At the beginning of each batch, an SIP operation ensures sterile
conditions prior to pulling in the substrate, water, and inoculum.
- Pull-In Water. Water pulled in from the water header FDIS-102 is fed to the seed and production
fermentors to achieve a glucose concentration just below 40 g/L.
- Pull-In Substrate. A suitable amount of substrate (glucose) is charged.
- Pull-In Inoculum. The Inoculum is pulled in from the previous seed fermentor. (In the case of the
small seed fermentor, the inoculum may be transferred from a container in a lab – that container
is not included in this flowsheet, although SuperPro does have inoculum preparation procedures
available under the Unit Procedures menu.)
- Ferment. Fermentation starts as soon as water, substrate and inoculum have been charged in
the fermentor. A fed-batch policy for the additional supply of glucose is followed in both the seed
and the production fermentors. Specifically, about 25% of the initial glucose amount is added by
fed-batch feeding in the seed fermentors, while in the production fermentors the percentage is
roughly 50%.
- Pull-In NaOH. The pH is maintained at a value around 7, which is recommended for the
fermentation, by the addition of NaOH.
- Transfer-Out. At the end of the fermentation the vessel is emptied.
- CIP (Clean-In-Place). A CIP operation takes place at the end of each batch, which includes an
initial water flush, a wash with NaOH, and a final wash with water.
In order to facilitate the oxygen transfer and diffusion in the second seed and production fermentors, air is
introduced under 4 bar pressure with the use of a compressor (P-12 / G-101). The temperature of the
compressed air is extremely high (i.e., 228°C) and must be cooled down to 33°C before being introduced
to the fermentors. The cooling takes place in cooler P-13 (HX-101), which requires a substantial cooling
load of 2970 kW. This large value creates an opportunity for energy integration in the process (see the
energy integration section below).
The broth of the production fermentors is transferred to a storage tank (V-104), which serves as a buffer
between the Fermentation and the Biomass Removal sections. The residence time of the tank was set to
16 h. In other words, tank V-104 stores the broth of one full batch and feeds the downstream processing
sections for 16 h.
Product Purification
The product streams from the centrifuges (S-137 and S-141) are combined and sent to the purification
section. There the product is precipitated out of solution with the help of salts at a concentration of 1 g/L
(Smith, 1983) and isopropanol (IPA) at a concentration of 42% w/w (Smith, 1983). The precipitation takes
place in a plug flow reactor (PFR-101), and the precipitation process is represented by the following
“reaction” with a specified conversion of 97%:
1 Xanthan → 1 Xanthan Solids
The precipitated product stream, which has significantly lower viscosity, is sent to a centrifuge (DC-103)
that separates the xanthan gum from the liquid. To minimize loss of the non-precipitated xanthan gum, a
fraction of the filtrate is recycled back to mixer MX-104 at the beginning of the product purification section.
The choice of the recycle percentage is a tradeoff between the ‘acceptable’ xanthan gum loss and the
size (capacity) of the product purification section; the larger the recycled fraction, the higher the
equipment and operating cost of the purification section. For the purposes of this example, an 80%
recycle was specified in flow splitter P-27 and the remaining 20% is directed to the IPA recovery section.
In that section, IPA is added to the precipitated xanthan gum stream (in MX-106) to a final IPA
concentration of 60%. The treated stream (S-155) is concentrated to a total solids content of 50% w/w in
a belt filter (BF-101) and the liquid portion is recycled back to the beginning of the product purification
section. The filtered product is dried in a drum dryer (DDR-101) and the vapor stream, which contains
mostly IPA, is condensed with chilled water in a condenser (HX-102) and sent to the IPA recovery
section. The product stream has a flow of 620 kg/h and contains around 88% xanthan gum by weight.
IPA Recovery
IPA is used in the product purification section to facilitate the precipitation of xanthan gum and to wash
the precipitated product in the belt filter. Precipitation is by far the largest IPA consumer, given that the
solution needs to reach 42% IPA by weight. It is important to mention that ~18 MT/h of IPA is needed to
produce ~620 kg/h of xanthan gum, a ratio of about 29:1. Consequently, recovery and reuse of IPA is
critical for the economic viability of the process.
The bottoms stream, after exchanging heat with the feed of the column, is cooled to 40°C in a cooler (HX-
105), and is subsequently sent to a virtual wastewater receiving storage unit. The addition and use of
receiving storage units is described in a subsequent section of this document.
Finally, an IPA makeup stream with a flowrate of approximately 6 kg/h is introduced in the process, to
compensate for the IPA losses.
Process Scheduling
The overall batch time for this process is approximately eight days. This is the elapsed time from the start
of a given batch (i.e., the preparation of the first seed fermentor) to the end of that particular batch (the
generation of the final product). However, the actual batch cycle time is only 16 hours due to the fact that
the individual procedures in this process are much shorter than the overall batch time, and multiple
(staggered) equipment items are used in various parts of the process.
To visualize the process schedule, click Charts \ Equipment Occupancy \ Multiple Batches. This will
generate the Equipment Occupancy Chart (EOC). A portion of the EOC, showing 15 consecutive batches
of this process, is displayed in Error! Reference source not found.. The EOC is a valuable tool for
identifying scheduling bottlenecks (the equipment with the longest occupancy time) and performing
appropriate adjustments in order to reduce the cycle time of batch portions of a process and consequently
increase its throughput. For instance, Figure 3 shows that within the batch Fermentation section of this
process, the production fermentors (FR-101 through 105) have no gap between consecutive batches.
Therefore they are the current production bottleneck. It is also clear from this chart that operating these
five fermentors in staggered mode enables the plant to initiate a new batch every 16 hours. Note that the
remainder of this process operates continuously, and by default the continuous unit procedures are not
displayed on the EOC (although they can be included, if desired, by right-clicking an open area of the
EOC and visiting the Include/Exclude/Order Equipment dialog).
Five
production
fermentors
operating
in
staggered
mode
Figure 3 The Equipment Occupancy Chart for 15 batches, showing the Fermentation section.
Another view of the process schedule is provided by the Operations Gantt chart. This chart displays
detailed scheduling information for one or multiple batches. The Gantt chart is generated by selecting
Charts \ Gantt Charts \ Operations GC. Figure 4 displays the Gantt chart, illustrating the scheduling of
the operations for a single batch within the two seed fermenters and the production fermentor. The brown
bar at the top represents the duration of the entire batch recipe while the dark blue and cyan bars
represent the durations of procedures and operations, respectively.
The Gantt chart enables users to visualize the execution of a batch process in detail. It also facilitates
editing of batch recipes. Double clicking on any of its bars brings up the dialog of the corresponding entity
(e.g., operation, procedure, recipe, etc.). The simulation calculations can then be redone and the chart
Furthermore, SuperPro can export its scheduling data to MS Project by selecting File \ Export to MS
Project XML File. Likewise, SuperPro can export its recipe data to SchedulePro by selecting File \
Export to SchedulePro’s Recipe DB. SchedulePro is a resource management, production planning and
scheduling tool available from Intelligen. Please consult the SuperPro manual or its Help facility for
information on these two exporting options.
As mentioned in the process description section, the fermentation steps (small seed, large seed, and
production fermentation) are each carried out by 5 identical fermentors that operate in staggered mode
(out of phase). The Fermentation section feeds a continuous purification train.
The addition of extra equipment items that operate in staggered mode is done through the equipment
data dialog of a procedure, which is accessed by right-clicking on the procedure icon and selecting
Equipment Data. Figure 5 displays the equipment data dialog of the fermentor (FR-101). The Stagger
Mode frame is located on the lower left corner of the dialog. To specify staggered equipment, check the
On box of that frame and specify the number of extra pieces of equipment that are required (four extra
units, in this case). The names of the extra equipment items can be edited by clicking on the Names
button in this same frame. Notice that the total number of equipment units available to the procedure is
equal to the number of units in stagger mode, plus one. When a unit procedure is set to Stagger mode, a
new icon ( ) will appear by the lower left corner of that procedure’s icon on the flowsheet.
Storage Units
Storage units (SUs) are virtual units (i.e., they are not displayed on the flowsheet) that allow the user to
supply or collect materials needed or generated during a process. For example, supply SUs may be used
to provide the cleaning material required by cleaning-in-place (CIP) operations, while receiving SUs may
be used to collect the waste from output streams or CIP operations.
Storage units can be added to a SuperPro model by selecting Tasks \ Other Resources \ Material
Storage Units or by right-clicking on an empty space on the flowsheet and selecting Resources \
Material Storage Units. In the dialog window that appears, supply and receiving storage units are
displayed on separate tabs. To add a new unit, click on the Add New Receiving (or Supply) Storage Unit
button ( ). Selecting a unit and clicking on the spectacles button ( ) brings up a dialog through which
you can view and modify the properties of the unit. The properties dialog includes several tabs. The first is
tab is the Comments tab. By clicking the button, the program will display a dialog indicating the
locations (i.e., procedures, operations, and streams) where the storage unit is engaged. The Receiving
units tab contains two more buttons, one for displaying the contents of the storage unit ( ) and another
for displaying the environmental properties of its contents after a user-specified operation ( ). The
properties of storage units can also be accessed through the “SUs” tab of the Process Explorer pane.
The Process Explorer pane is displayed by selecting View \ Process Explorer or by clicking on the
Process Explorer button ( ) of the main toolbar.
To assign a Supply storage unit to an input stream, right-click on the stream and select Assign Supply
Storage Unit (note that this option is only available in projects which already contain at least one Supply
storage unit). The stream composition is automatically set in accordance with the contents of the Supply
storage unit. In addition, Supply storage units can be assigned to CIP operations by selecting the
appropriate unit in the Drawn from Storage Unit dropdown list in the Operating Conditions tab. In this
example, a supply storage unit named NaOH Supply Unit is used by the streams associated with the Pull-
In NaOH operations as well as the post-fermentation “Wash with NaOH” CIP sub-steps within the seed
and production fermentors.
To assign a receiving storage unit to an output stream, right-click on the stream and select Assign
Receiving Storage Unit (note that this option is only available in projects which already contain at least
one Receiving storage unit). Receiving storage units can also be assigned to a CIP operation by the
Waste Deposited to Storage Unit dropdown list in the operating conditions tab. Notice that in this case,
the waste is automatically classified according to the type of waste which has been defined for the
receiving unit (e.g., aqueous waste, organic waste, etc.). Moreover, if the Remove Contents as Waste
with Disposed Agent option is checked for a CIP step, any material present in the equipment prior to the
CIP operation is removed as CIP waste. In this example, a receiving storage unit named Wastewater
Tank is used to collect the Aq-Waste stream coming out of the P-36 cooler in the IPA Recovery section as
well as the liquid wastes generated by the CIP operations in the fermentors.
Once the material balances have been solved, the program offers the possibility to create storage unit
receiving and inventory charts. To generate a receiving unit chart, click Charts \ Storage Units \
Receiving \ Multiple Batches and select the storage unit of interest. Figure 6 displays the receiving chart
of the Wastewater Tank storage unit for 15 consecutive batches. The red lines represent the
instantaneous deposit rate and correspond to the y-axis on the left hand side. The green lines represent
the daily deposit amounts and correspond to the y-axis on the right hand side.
35000 400000
30000 350000
Mass Flow in kg/h
300000
Mass in kg
25000
250000
20000
200000
15000
150000
10000
100000
5000 50000
0
h 48 96 144 192 240 288 336 384 432 480 h
day 2 4 6 8 10 12 14 16 18 20 day
Energy Integration
In the xanthan gum process, there are multiple operations that either consume or generate heat. In order
to improve the efficiency and economics of the process by reducing the overall utility usage and
associated costs, heat can be exchanged between hot streams (heat sources) and cold streams (heat
sinks). This can be accomplished in SuperPro Designer by one of the following methods:
1) You can add heat exchanging procedures directly to the flowsheet by selecting Unit Procedures
\ Heat Exchange \ Heat Exchanging from the main menu, connecting the relevant input and
output streams, and defining the operational data for the operation.
2) You can specify a virtual (i.e., not displayed on the flowsheet) heat recovery network by right-
clicking on the flowsheet and selecting Energy Recovery.
The first method is used in the IPA recovery section of the process. The distillation feed is preheated, in
sequence, against both the distillate and the bottoms streams coming out of the distillation column. As a
result, its temperature rises to 80°C, thereby reducing the reboiler thermal requirement of the column. At
the same time, the temperature of the aqueous waste stream is reduced from 100°C to 76°C, which
results in a decrease of the cooling load for the P-36 cooler.
The second method is used to exploit the extremely large thermal load needed for the cooling of the
pressurized fermentation air in P-13 (~2973 kW) in order to fully accommodate the heating requirements
of the two dryers of the process, P-21 (~1358 kW) and P-30 (~130 kW). This method allows for a simple
To access the Energy Recovery dialog, right-click on a blank area of the flowsheet and select Energy
Recovery from the menu that appears. The Energy Recovery Opportunities window (see Figure 7)
displays all operations in the model that require cooling, the respective cooling loads, as well as their inlet
and outlet temperatures. For instance, the COOL-1 operation in procedure P-13 requires 47,565.8
kWh/batch (which is equivalent to 2972 kW because a new batch is initiated every 16 h) in order to
reduce the temperature of the fermentation air from 228.4°C to 33°C.
A heat integration network can be specified by matching operations that require cooling with operations
that require heating. To display the operations that require heating, click on the Show Recipients of
Energy Recovered >> button on the bottom left of the dialog. This will expand the Energy Recovery
dialog.
As shown in the expanded Energy Recovery dialog (Figure 8), the COOL-1 operation requires an amount
of cooling that is sufficient (and at an appropriately high initial temperature) to satisfy the heating loads of
the drying operations in both P-21 and P-30. To set up a heat exchange match between these operations,
first click on the checkbox in the Recovered column for the P-13/COOL-1 operation so that its ellipse
button ( ) in the View/Edit column is activated. By clicking the ellipse button for the P-13/COOL-1
operation, the Recovered Energy Matches dialog window appears (Figure 9).
The heat integration savings are reported directly beneath the Utilities Cost table of the Economic
Evaluation Report (EER). There it can be seen that the utility reduction from the specified match is
approximately $686,000/year.
Table 2 (also extracted from the EER) provides an estimate of the Fixed Capital Estimate Summary,
which is around $58.8 million.
Table 3 displays information on the cost of raw materials. Glucose is the dominant raw material cost. A
price of $0.40/kg was assumed for glucose. The total annual cost of raw materials is around $4.2 million.
The cost of isopropanol (IPA) is small because the vast majority of IPA is purified and reused in the
process.
Table 4 displays the utilities costs. Notice that the steam demand of the process is about 61 MT per MT of
xanthan gum product. The annual expense for utilities is around $16 million, which is roughly four times
the cost of materials. Table 5 displays the cost of labor, which is around $6 million per year.
Figure 10 displays the breakdown of the annual operating cost. It can be seen that the utilities, followed
by the facility-dependent costs (annualized fixed capital investment, maintenance, etc.) have the highest
contribution to the total annual operating costs.
The executive summary of the project is presented in Table 6. The total CAPEX for such a plant is around
$64 million. The annual operating cost is around $38.5 million, which corresponds to a unit production
cost of around $7.56/kg. This is a realistic figure for a non-depreciated facility. Assuming a selling price of
$9/kg for xanthan gum, the expected payback time is around 6.4 years.
Summary
Our objective in this example was to present a simple xanthan gum process model in SuperPro Designer,
which can be used as a reference for modeling similar types of processes. Key results based on the
assumptions in this model include the determination that a manufacturing plant with a capacity of 5000
MT/year requires a total CAPEX of around $64 million and annual operating expenditures (including
depreciation) of around $38.5 million. Moreover, for every kg of xanthan gum produced, the process
requires around 33.5 kg of water, 61 kg of steam, 29 kg of IPA and 5.3 m3 of circulated cooling and
chilling water.
Bixler H.J., 1996, Recent developments in manufacturing and marketing carrageenans, Hydrobiologia,
326/327, pp 35-57, 15th International Seaweed Symposium
Dondo R. and Marques D., 2002, Mass and energy balances as state-space models for aerobic batch
fermentations, in Latin America Applied Research, Vol. 32, pp 195-204
Garcia-Ochoa F., Santos V.E., Fritsch A.P., 1992, Nutritional study of Xanthomonas Campestris in
xanthan gum production by factorial design of experiments, Enzyme Microbiology Technology, Vol. 14, pp
991-996
Garcia-Ochoa, F., Santos, V. E., Casas, J. A., & Gomez, E. (2000). Xanthan gum: production, recovery,
and properties, Biotechnology Advances , Vol 18, pp. 549-579.
Gibinski M., Kowaski S., Sady M., Krawontka J., Tonasik P., Sikora M., 2006, Thickening of sweet and
sour sauces with various polysaccharide combinations. Journal of Food Engineering, Vol.75, pp 407–414
Saha D. and Bhattacharya S., 2010, Hydrocolloids as thickening and gelling agents in food: a critical
review, Journal of Food Science and Technology, Vol. 47, Issue 6, pp 587–597
Smith I.H., 1983, Precipitation of xanthan gum, European Patent Office, Patent No EP 0068706 A1
Souw P., Demain A.L., 1979, Nutritional studies on xanthan production by Xanthomonas campestris
NRRL B-1459. Applied Environmental Microbiology, Vol. 37, pp 1186-1192
Souw P. and Demain A.L., 1980, Role of citrate in xanthan production by Xanthomonas campestris,
Journal of Fermentantion Technology, Vol. 58, pp 411-416
Zatz J.L. and Knapp S., 1984, Viscosity of xanthan gum solutions at low shear rates, Journal of
Pharmaceutical Sciences, Volume 73, Issue 4, pages 468–471