Insanity Defence.
Insanity Defence.
Insanity Defence.
ABSTRACT
Often some research on a subject matter can trigger you to do a lot of scrutinizing to know more
about it, and this is one such topic. “Insanity Defence” is a means in criminal law of the Indian
Legal System to protect an accused from the culpability of a wrongful offence. A person, who is
completely unaware of his surroundings, or oblivious about the distinction between right and
wrong, shouldn't be punished. "Actus non facit reum nisi mens sit rea" - as per this legal maxim,
for any action to be considered unlawful, the accused person should do it with a guilty mind,
along with the physical act. It is an infringement of fundamental and human rights, under the
Constitution of India, when a person is punished for an offence for which he is not accountable.
To analyze and comprehend the concept of such defence of insanity, we shall look into the
evolution of the rules and principles of unsoundness of mind or insanity in English law and its
influence on Indian laws.
It is also to be noted that insanity defence is a legal concept and hence, merely suffering from a
mental illness is not adequate to prove insanity. To prove insanity the burden of proof is on the
accused, who needs to provide the court with evidence, like “preponderance of the evidence” in
the civil case. The focus of this paper is on the idea of insanity in law and how it became a
loophole in the present judicial system.
INTRODUCTION
Insanity defence continues to be an unsolved problem in criminal laws in India. Also known as
the mental disorder defence, it is mostly used in criminal prosecutions. It acts as an excuse in a
criminal case, in which the defendant is not liable for their wrongful actions due to a temporary
mental state or persistent psychiatric disorder at the time of the criminal act. It is based on the
conjecture that while committing the crime, the defendant was suffering from grievous mental
disorder and hence, was incompetent in acknowledging the nature of the crime and
distinguishing right from wrong behaviour, thus, making himself not lawfully responsible for the
crime.
The idea of responsibility relates to our most fundamental beliefs about human nature and
dignity and daily experience of innocence, guilt and punishment.1 Giving punishment to
someone, who is not liable for the crime, is a violation of fundamental rights under the
Constitution of India. Moreover, it serves the due process of law, If the person is not in a state to
defend himself in the court of law, invoking the principles of natural justice.2
The mentally disordered offenders whose disorder deprived them of rational understanding of
their conduct at the time of the crime, are exempted by the affirmative defence of legal insanity
which applies to these basic human rights.
“Actus Non-Facit Reum Nisi Mens Sit Rea,” is a well-established legal maxim, which implies
that without a guilty mind, an act does not make an offender liable. The guilty mind (Mens Rea)
or criminal intention of the offender is an imperative element for committing a crime. However,
the insanity defence is a law that protects someone incapable of appreciating the nature of the act
done by him.
The insanity defence is not a clinical (medical) concept, but a legal concept. That means, to
prove that a person is insane, the mere aspect that he is suffering from a mental sickness is by
itself not adequate. The burden of proving the defence of insanity by substantial evidence falls on
the defendant. It is frequently admitted that incapacity to perpetrate crimes excuses the person
from punishment.
The legislation of most civilized nations has recognized this. Even under Indian law, Section 84
of the Indian Penal Code (IPC) deals with the “act of a person of unsound mind” and comes from
the “M'Naghten Rule." Nevertheless, in the recent past, a few U.S. states (such as Utah, Montana,
Kansas and Idaho) have forbidden insanity defence.3 In its 42nd report, the Law Commission of
India made an attempt to reanalyze Section 84 of the Indian Penal Code, however, no
modifications were made.
HISTORY
The insanity law as a defence has been in existence for many centuries; but, it took a legal
position from the last three centuries. Various tests were practised to declare if someone is
legally insane, like the Insane Delusion test4, the Wild Beast test5, and the test of capacity to
1 Morse SJ, Bonnie RJ. Abolition of the insanity defense violates due process. J Am Acad
Psychiatry Law. 2013
2 Gostin LO, Larry OG. A Human Condition: The law relating to mentally Abnormal Offenders.
Vol. 2. MIND; 1977
3 Neville K. The Insanity Defense: A Comparative Analysis Senior Honors Theses. Paper 244.
2010
4 Hadfield Case. 1800
5 R. v. Arnold. 1724
distinguish between right and wrong6. The foundation of the landmark M'naghten rule was laid
by these three tests
R v. Arnold (1724) was the first case, which dealt with the insanity law, wherein Edward Arnold
attempted to kill Lord Onslow and was tried for the same. Later the evidence showed that the
accused was suffering from mental illness. Tracy, J. observed:
Since the accused was under the affiliation of God and couldn't differentiate between good and
unlawful, and didn't be cognisant of what he did, although he committed a criminal act, still he
would not be liable of any offence against any law whatsoever.Therefore, according to the prior
mentioned case, a person can request protection if, due to the insanity of his mind, he was
incompetent of distinguishing between evil and good and didn't apprehend the nature of the act
perpetrated by him. This test is also recognised as the “Wild Beast Test.”
The second test emerged in Hadfield’s case (1800). Hadfield was an army officer. He was
discarded from the army on the ground of insanity and was later tried for attempting to
assassinate King George III. Lord Thomas Erskine, the counsel of Hadfield, defended him and
proved in front of the justice that he only behaved to kill the King and on the ground of delusion
out of lunacy from which the accused was suffering, he is not guilty.
It was stated by Erskine that the fact of fixed insane delusion determines insanity and that the
defendant acted under such delusion which is the main reason for his crime. This test was noted
as the “Insane Delusion Test.”
Lastly, the third test was evolved in Bowler’s case (1812) wherein, Le Blanc, J. stated that the
judges' panel has to decide whether the accused was competent of differentiating right from
wrong or under the control of an illusion when he perpetrated the offence. The courts, after the
Bowler’s case, placed more emphasis on the competency of the accused to differentiate between
right and wrong. Although the test was unclear.
Most Indian laws are influenced by British common law although Indian laws have gone more
into the realistic aspect of the issues on availing the defence of insanity.
In 1860, the Indian Government attempted to modernize the legal standard for insanity defence
and developed a new law for it as a section in the Indian Penal Code.
Section 84 of IPC discusses insanity and deals with the act of a person with an unsound mind,
under which the provisions are completely based on the McNaughton case held by the House of
Lords. However, it should be observed that the people who framed the IPC did not use the term
"insanity" in IPC instead used a more comprehensive sentence "mental soundness".
The provisions under this section state that nothing is an offence if it is committed by a person
who, at the time of commission, because of unsound mind, was incompetent of understanding
the nature and outcomes of the act he/she is doing. Also, the person was unaware of the fact that
the same is prohibited by law.
Essential ingredients under Section 84 of the Indian Penal Code (IPC) are given below -
1. The accused must be suffering from unsoundness of mind during the commission of the
act.
2. He was incompetent to understand the nature of the act.
3. The act he committed was either wrong or contrary to legislation.
Under the above-mentioned criteria, insanity is legal insanity. Hence, the accused could be
acquitted once proven.
If an act is ‘wrong’, it is not necessarily ‘contrary to the law.’ The legal and medical
interpretation of insanity differs significantly from each other. Not every kind of madness or
insanity is recognized as an adequate excuse by law.
Modern criminal legislation is based on the notion that people are not harm causing factors but
are morally accountable. To be considered criminally liable, two fundamental principles, beyond
a reasonable doubt, have to be proven, which are also embodied by Section 84 -
● “Actus non facit reum nisi mens sit rea” - It implies an act is not wrong unless done
with a guilty intent7.
● “Furiosi nulla voluntas est” - It implies that someone with a mental disorder has no free
will. Hence, he/she can commit no wrongful act8.
Section 84 releases a person with mental disorders from his liabilities, because of the absence of
mens rea (guilty intent).
Courts may get assistance from psychiatrists to decide whether any mental disorders affect a
person's ability to create the intention required to make that person legally liable.
The U.S. legislation brought it the "Irresistible Impulse Test" in 1884. This test, when performed
on a diseased mind, who happens to be mentally unstable, turns out to be identified as a lawful
7 Ashworth A, Horder J. Principles of Criminal law. Oxford, UK: Oxford University Press; 2013.
8 Gerber RJ. The Insanity Defense. Port Washington, New York: Associated Faculty Press; 1984
excuse in English case laws. In the U.S.A, by 1967, this defence got pertinent in almost 18 states
out of 51 states.
This "Irresistible impulse" as a defence was formed in the leading case of Lorena Bobbit (1993)
wherein, the defendant, on June 23rd, 1993, for the purpose of harming her husband, brought a
knife from her kitchen and cut off his penis while he was asleep. Her advocates argued that she
was suffering from domestic violence, committed by her husband during her marriage and that
her husband also raped her before she perpetrated this crime. She couldn't control her actions,
even though she was fully aware of the repercussions, and appealed that she was constrained by
an irresistible impulse. For the first time, this defence was used in its original form by the state of
Virginia. It was further held that she was not guilty because she was unstable and was suffering
from insanity.
Thus, insanity is considered a valid defence of crime by English criminal law. It was believed
that the fundamental meaning of insanity is based on the M’Naghten Rules. However, these rules
are not related to the medical definitions of insanity. In M’Naghten’s case, the following were
the insanity principles which the judges declared:
1. The accused is presumed to be mentally sane and sound, and to have sufficient reason,
until he/she is proved otherwise, to be liable for his/her crime.
2. In order to prove the insanity defence, it must be manifested that the accused acted under
such a defect of reason, as a mental illness, at the time of the act.
3. He did not comprehend the qualities and nature of the act he committed, or
4. He did not know that the crime he perpetrated was wrong.
1. It mostly leads to a possible acquittal in instances, where the mental state of the accused
is proved to the court. Whether he gets charged with any punishments or acquittal, that
depends upon the mental condition he is possessed with. In India where a person who has
been accused of a crime is regarded as a lesser human, this defence acts as a relief to a
mentally challenged person. If availed, the accused by this defence, can be released and
acquitted.
2. For someone who is mentally challenged, this defence is a life-giver because the person's
state is equivalent to that of a child, who doesn't understand what he/she is doing and is
unfamiliar with the repercussions. Thus, imposing oppressive charges on mentally ill
people would be against morality.
3. This defence prevents the death penalty to an insane person because although he
confessed his crime, he is incompetent to understand the seriousness of the crime he has
committed. Hence, giving capital punishment to such a person is unjustified, instead, any
lenient penalty could be charged to him.
4. It provides an immediate atmosphere of guilt. Insanity defence cases are slightly different
as compared to others. In these cases, the accused is required to admit that he has
committed the crime but he does not understand what he did. He is simply incompetent to
distinguish between what is wrong and what is right. Here, the mental status of such a
person may become a supporting or opposing element for his defence of insanity.
1. Insanity defence can also be misused for acquittal and to escape from punishment. It is
exceedingly difficult to test whether the accused was of sound mind or unsound mind
when the crime was committed. Eventually, it depends upon the prudence of the judge on
the matter and his judgment. The Insanity Law has been prohibited in many countries,
considering the existing misuse of this defence lately. Countries like Thailand, Germany,
Argentina and many others in England have already abolished this defence. It's because
the misuse of this defence in numerous cases wherein, deadly criminals get discharged on
the ground of insanity completely demeans the very concept the law was built upon.
2. It's already been discussed before that for the accused to prove the plea of insanity and
avail this defence is a huge challenge. Although medical insanity could be proven easily,
it’s a burdensome task to prove legal insanity because the defendant has to give
substantial evidence to prove it. Even if the defendant manages to provide proof of his
actual mental state, it is upon the judges to accept or deny the defence of insanity.
Therefore, it still doesn't provide any guarantee of acquittal or solution to the accused. It
is very challenging to fulfil the necessary principles of Section 84 IPC, due to which in
many legitimate cases of insanity the innocent is charged and sentenced.
3. One of the significant points here is that it can lead to increased trial expenses. To prove
the insanity the accused will have to hire a specialist to prove the mental disorder in the
court. Similarly, the prosecution will do the same. A lot of money will get spent on this
process. Moreover, amongst all these, a much less number of matters go successful in
taking the defence of indemnity.
Movies and reality are two very disparate things. Insanity defence, as it has been shown in
movies is not the definite scenario.There are various propagandas and stories around insanity
defence. And there is a major role of the media in exaggerating these stories. Some of the most
common myths are;
1. Insanity defence is excessively overused:- insanity defence is profoundly rare, it's so
occasional that a lot of attorneys and judges have not seen it being practiced. And this is
the reason why the media has made up a fable around it, hence the myth itself. Research
shows that only 1% of the criminal cases employ insanity defence and only a quarter of
them are successful9. Another research indicates that only 0.5% cases use this defence.
Another research by Hans in 1986 found that while the plea of insanity was successful
only 1% of the times but the subjects of this study had a misconception that 14% of such
cases were successful10.
2. Insanity defence is only used in murder cases:- murder cases which have insanity
defence are the ones which are chiefly promulgated in the media, but that doesn’t mean
that this defence is not used in other crimes. Approximately 60-70% cases involving
insanity defence are non-violent crimes. Furthermore the people who are charged with
violent and non-violent crimes, pleading insanity as a defence are rarely successful.
3. NGRI acquitted people are quickly released:- it is a common fallacy that insane
offenders spend less time in jail or prison than a normal offender, in violent or non-
violent crimes. Rather insanity acquittee spend double the time in a psychiatric hospital
than a sane offender does, for the same crime. It’s more difficult being in a ward with the
strictest rules so that the person does not harm himself or other patients. A Californian
study has revealed that “those found NGRI of non-violent crimes were confined for
periods over nine times as long”11. This study also showed that although the time of
confinement for murder by an insane person was much less than that of convicted
offenders, but confinement, of NGRI for other violent crime by such a person was twice
as long. There are times when an insane person has to be under total surveillance even
when he is released from the ward. Another study by Silver, Cirincione, and Steadman
(1994), which was an eight-state study, found that the general public believed that 50.6%
of insanity defendants were hospitalised and 25.6% of them were released. The reality
regarding this is very different: only 15.3% of them were immediately released and a
whooping 84.7% were hospitalised12.
4. It is a battle of experts:- it is a prevalent viewpoint that in all cases of insanity defence,
experts are needed to justify the presence of mental illness, and that these “experts”
would say only what “ they are paid to say” in the court. After the Hinckley case the
engagement of experts in such cases was heavily interrogated because a psychiatric
expert’s opinion about the offender’s mental health would rouse sympathy in the mind of
the judge and jury, which would conclusively give birth to wrong decisions. And this is
The statistics talk differently though. A survey done around an eight year period found
that 115 out of total 141 individuals were diagnosed with schizophrenia and there were
only 3 cases where the evaluator was unable to diagnose the defendants14. Another survey
finds that about 84% of the acquitted of NGRI were diagnosed with mental disorder of
some kind, in their life even before they committed the crime15.
INSANITY TESTS
13 United States v. Hinckley, after the verdict of this case the public was outraged and against the
decision. An ABC pool found that 85% of the public thought that justice was not done.One article stated,
"It's the system which found him innocent that's insane...a legal system that totally disregards the issue of
guilt or innocence and instead relies on so-called psychiatric experts to tell us whether a man who
committed a deliberate attack should be acquitted because he watched too many movies”.
After this a lot of reforms were done regarding insanity defence. Various meetings were done regarding
the use of insanity defence. Burden of proof was shifted to the defence. Congress and half of the states
limited the use of this defence etc.
14 Rodriguez, LeWinn, and Perlin, “The Insanity Defense Under Siege,
15 Warren et al., “Criminal Offense, Psychiatric Diagnosis, and Psycholegal Opinion.”
16 Queen v. M’Naghten (2010) (M'Naghten's Case, 8 Eng. Rep. 718 [1843])
This test is also denominated as “right-wrong test”. The attribute of this test is that it focuses on
the empirical or cognitive/cerebral factors of a person instead of physical factors. By and large
this test centres around whether the defendant could discern between right and wrong actions and
that his actions were wrong. The paramount element of this test is to determine that the
defendant was suffering from a “mind defect” while committing the crime. He must be
cognitively impared to such a terminus that he cannot differ right from wrong.
Now, there are various different opinions about the definition of “ wrong”. One such delineation
is “ legally wrong” where it's thought that the person didn’t know whether his act was illegal or
legal17. Another such definition is “ morally wrong” where it's gathered that the person didn’t
know that his act was not acceptable and deemed appropriate by the society 18. Whatever the
definition may be, if there is even an inkling that evidence can be spurious or the act can be
covered up by the defendant, then it's clear that the defendant had the ability and knowledge
about the nature of his criminal act and ergo it would refute his entire claim.
This test was a kind of elongation to the M'Naghten test. There were numerous people of the
opinion that other facts should also be involved while delineating insanity, and so this test was
proposed. Various commentators suggested that physical as well as mental particulars should be
considered. This test is fairly easier to prove than the M'Naghten test due to its flexible
qualifications. Howbeit, it has lost its charm in the recent years and many states have opted it out
off their consideration20
DURHAM TEST:-
Also called the “product test” or “ but- for” test. This rule actualised from a case from the U.S in
1954 in Durham v. United States21. Here the court held that the accused cannot be responsible for
any act which was done as a result of mental disability. This test was created by Judge David L.
Bazelon who was also trying the Durham case. His agenda was to displant the old M’Naghten
Durham rule was alleged to be a simple and clear test for insanity and weather all the criticism
faced by other tests but it failed to do so. It was speculated by Bazelon that this rule would help
to gather and present more information about psychological , scientific and human behavioural
aspects, in the courtroom and that medical experts can easily present their findings. As this rule
failed to stand, it was later rejected by the same court in 1972 in the case United States v.
Brawler22. It was replaced by the American Law Institute and its standards.
Overall the test states that “A person is not responsible for criminal conduct if at the time of such
conduct as a result of mental disease or defect he lacks substantial capacity either to appreciate
the criminality [wrongfulness] of his conduct or to conform his conduct to the requirements of
law”24. This test has an expansive scope so it's fairly elementary to determine insanity. Here the
definition of “wrong” is clear and held as “ criminally wrong or legal wrong”, which was a point
of debate in the M’Naghten test. Another point of differentiation is the definition of the word “
know”, here “know” was replaced with “ appreciate”, as opposed to the irresistible impulse test.
This means that a person's emotional facets should come into picture as well, while determining
his mental capacity.
This test however lost its oomph and favour after John Hinckley’s case. When Hinckley was
found not guilty by reason to insanity for attempted murder of the President Ronald Regan in
1981 where he tried to impress actress Jodie Foster after watch a movie called “taxi driver”. The
court held that he identified with the movie’s character ‘’Travis Bickel’’ and committed the act.
Although he didn’t show any foregoing signs of mental disease he was still considered NGRI.
Due to public outrage and disgruntlement at the verdict many states and the federal government
BURDEN OF PROOF
In insanity defence cases the question of furnishing evidence for the same, is a conundrum. To
successfully win an insanity defence one has to deny that he was sane. The defendant has to
prove that he was insane and the prosecution has to corroborate that the accused was sane,
beyond a reasonable doubt.
It is common knowledge that a person is said to be sane until proven otherwise 25. And it's the
basic duty of the prosecution to prove the presence of a criminal act or the offence. But the
burden of proving the presence of insanity falls upon the defendant and they must evince it by
balance of probabilities.
In India the burden to prove insanity falls upon the accused as per section 105 of Indian
Evidence Act, as well as the presence of certain circumstances and situations leading up to the
offence. As per the conditions given under sec 84 of IPC, the accused must rig-out all sorts of
evidence, like documents ( oral or written), testimonies, any previous mental disease incident etc.
These evidence must perspicuously stipulate that the accused was incapable of knowing that his
act was wrong or against the law and that he was suffering from a mental disease while
committing the act26. Here the prosecutor has to prove the presence of offence, “beyond
reasonable doubt” but its not necessary for the accused to prove his insanity “ beyond reasonable
doubt”27. So, in such a scenario where the defendant fails to concretely prove his insanity, then
the insufficient evidences provided will create a doubt regarding mens rea or other ingredients,
resulting to which court would have to acquit the defendant on the ground that the prosecution
did not constructively perform their general duty28
In U.S, in the majority of states, the burden of proof of insanity falls upon the defendant. In other
remaining states the burden falls upon the prosecution to prove the sanity of the defendant,
beyond reasonable doubt. In federal courts and in Arizona the burden falls upon the defendant
and he must prove it with “clear and convincing evidences”29,30
Insanity covers profuse grounds and has a vast definition. Although nowhere in IPC its definition
is given, its meaning must be differentiated from medical insanity. Something considered as
medical insanity does not necessarily mean that it comes under the ambit of legal insanity.
Insanity has divergent meanings in different states of affairs. Legal insanity is colossally
different from medical insanity. Just because a person is considered mentally insane by doctors
doesn’t dispense him from his crimes. In legal insanity, only the presence of mental disease,
while committing the act, is to be considered. There is no role of psychiatrists, their function is
only to give their opinion and findings about the presence of mental diseases, they are just
experts of that field. After that the court decides whether the person was functioning under a
mental disease or not and should he be held liable.
Medical insanity is a disease of the brain which leads to the person being abnormal. There are
basically 4 types of such insanity, namely:
1. Idiocy
2. Lunatic
3. Non cosmos mantis by illness ( not of sound mind)
4. Insane under intoxication.
An idiot person is insane by birth. He is a person who cannot even count or comprehend basic
things. If a person is considered “ unsound of mind” does any criminal act then he will be
provided protection against criminal liabilities31.
The court looks for legal insanity not medical insanity. So only the provisions of sec 84 IPC must
be kept in mind while diagnosing insanity in the court. As per sec 84 two factors must be kept in
mind:
1. That the person was suffering from a mental defect or illness while committing the act.
2. That the person couldn’t differentiate between right and wrong or that his actions were
against the law.
The question arises as to when one should certify whether protection can be provided under sec
84 or not. The best time to determine it is, when the crime was committed. The happenings of the
crime are of the essence because merely stating that a particular form of crime was done, does
not justify the liability in insanity defence cases, because only “ unsoundness of mind” causes
Just because a person is suffering from a simple ailment which causes him usability in emotional
will, or that the person has recurring fits, or he is queer in his behaviour, etc, all these conditions
does not imply that such a person can be provided protection against their criminal act.
It is facile to prove mental insanity just through medical papers and prescription letters. Whereas
legal insanity is complex, the defendant has to provide evidence that he was, is and continues to
suffer from a mental disease and that he cannot differentiate between right and wrong actions.
Basically, just because a person has mental illness, he cannot be exempted from his criminal
liability.33
CONCLUSION
This paper discusses the overview of insanity defence and whether it has become a loophole
from criminal liability. While the paper accents on various elements of insanity defence, it also
busts some propagandas surrounding it. The discussion also explains the insanity laws outside
India and inside India along with its positive and negative impacts. The tests for insanity defence
are the focal point of the discussion which are thematic to the content and provide for some key
conclusions. This augments the constitution of the paper as the contents are detailed and diverse
and touch all the crucial points of discussion.
Criminal trials are very delicate as even a single interference with the process can change the
whole outcome of the trial. Tampering with the veil of justice can lead to many more ravaging
reverberations. Time and time again the members of the legal confraternity and its leaders have
pressed the need for ameliorating and preserving the legal policies especially for criminal based
scenarios. When justice is evaded due to gaps in provisions and policies then it can completely
tip the scale of justice off-balance.
One of the most influential aspects behind insanity defence is the media coverage and how it
actually pushes forward some make believe facts about the said defence. Countries have
recurrently tried to articulate a proper interpretation of the principles and policies under this
defence. In some parts it has been fruitful whereas in other countries it has led to a complete
abolition of insanity defence. Many countries have also been able to restructure the whole
policies surrounding insanity defence successfully. There have been numerous changes and
improvements in the legal system of India, such as; revamping of Adultery law and
decriminalization of Section 377. India is a fast- paced developing country so it's a tad bit
difficult to keep up with laws and their standards but the law makers are constantly trying to
preserve and improve such standards and redefine the laws governing ‘insanity defence’.
● https://courses.lumenlearning.com/suny-criminallaw/chapter/6-1-the-insanity-
defense/
● https://www.law.cornell.edu/wex/insanity_defense
● https://www.ncbi.nlm.nih.gov/pmc/articles/PMC4676201/
● https://www.ncjrs.gov/pdfFiles1/Digitization/100742NCJRS.pdf
● Queen v. M’Naghten, 10 Clark & F.200, 2 Eng. Rep. 718 (H.L. 1843),
http://users.phhp.ufl.edu/rbauer/forensic_neuropsychology/mcnaghten.pdf.
● http://law2.umkc.edu/faculty/projects/ftrials/hinckley/hinckleyinsanity.htm