Sepsis and Septic Shock
Sepsis and Septic Shock
Sepsis and Septic Shock
Hayk Minasyan
Address for correspondence:
Mamikonyanz 38-38, Yerevan, Armenia, 0014
Tel: [+374] 77255295
E-mail address: haykminasyan@rambler.ru
Abstract
The majority of bacteremias do not develop to sepsis. Bacteria usually are cleared from the
bloodstream. Humoral immunity and oxygen released from erythrocytes are the main bactericidal
factors in the bloodstream. Sepsis begins when bacteria are resistant to oxidation and start to
proliferate in erythrocytes. Abundant release of oxygen from erythrocyte to the plasma triggers a
cascade of events that cause: 1. oxygen delivery failure to cells and hypoxia; 2. oxidation of
plasma components and impairment of hormonal regulatory mechanisms. 3. Hypoxia and
hormonal dysregulation cause multiple organs’ failure. Bacterial reservoir inside erythrocyte
provides long-term survival of bacteria and ineffectiveness of antibiotics and host immune
reactions. Treatment perspectives that include different aspects of sepsis development are
discussed.
Introduction
Sepsis is both best known yet most poorly understood medical disorders [1]. Sepsis leads to
shock, multiple organ failure and death if not recognized early and treated promptly [2]. It is a
serious clinical condition that represents a patient’s response to infection and has a high mortality
rate [3]. Sepsis remains the dominant challenge in the care of critically ill patients [4]. Up to 19
million cases of sepsis worldwide per annum is estimated. The true incidence is higher [1].
Sepsis is associated with a mortality rate of 25 - 30% and mortality due to septic shock is 50-85%
[6-8]. Patients with sepsis requiring intensive care unit (ICU) admission had high rates of ICU
and overall hospital mortality, ranging from 18 to 50% [9-12]. The most common sites of
infection are the lungs (40%), abdomen (30%) and urinary tract (10%) [13]. Gram-positive and
poly microbial infection accounted for 30%-50% and 25% of cases respectively [14]. In another
research, gram-negative bacteria were isolated in 62% of patients with sepsis [15]. Gram-
negative infection most often occurs in the lung [16]. Staphylococcus aureus and Streptococcus
pneumoniae are gram-positive isolates, whereas Escherichia coli, Klebsiella species, and
Pseudomonas aeruginosa predominate among gram-negative isolates [17, 18]. Gram-positive
organisms cause sepsis by at least two mechanisms: by producing exotoxins that act as
superantigens and by their cell wall components that can stimulate immune cells [19].
Lipopolysaccharide (LPS, endotoxin) is a component of the membrane of Gram-negative bacteria
that causes sepsis [20]. Bacterial toxins play a pivotal role in the pathophysiology of sepsis and
mechanisms of multiple organ system dysfunction. However, the literature illustrates that no
single mediator/system/pathway/pathogen drives the pathophysiology of sepsis [21]. Current
knowledge of sepsis pathogenesis [1, 22-26] includes infection development and interaction with
the host before bacteria enter the bloodstream. Actually, the mechanisms of host defense in the
extravasal compartment (local immunity) is different from the mechanisms of intravasal
(bloodstream) defenense because extravasal defense is provided mainly by leukocytes whereas
intravasal cellular defense is fulfilled by erythrocytes. The humoral immunity events of pre-septic
stage affect bacteremic (septic) stage and interfere with the study of sepsis “per se.” As a result,
the pathogenesis and pathophysiology of some pivotal aspects of sepsis remain unclear.
develops locally (tissue, cavity, etc.) and then enters the bloodstream, there are two stages of
sepsis: pre-septic (local) and septic (generalized). If infection enters the bloodstream directly
from an external source (intravenous injection, bite, etc.), the pre-septic stage is absent. Local
antibacterial defense is provided by phagocytosis (leukocytes and their local versions: resident
macrophages), immune reactions and bactericidal humoral factors, NETs, etc., whereas in the
bloodstream bacteria are killed by humoral factors and oxygen released from erythrocytes [32,
33]. Blood natural resistance factors (complement, lysozym, etc.) are not effective enough if
infection enters the blood from the tissues. Proliferating in the tissues, bacteria become resistant
to serum bactericidal factors (they are available both in serum and the tissues). Sepsis develops
when bacteria in the bloodstream survive oxidation on the surface of erythrocytes [32-36].
the tissues against phagocytosis, ROS, lytic enzymes, immune complexes, etc., whereas in the
bloodstream capsule and slime layer protect the bacteria against triboelectric charging, attraction
and fixation on the surface of erythrocytes, oxidation and killing by the oxygen released from
erythrocytes [33].
Sepsis causing bacteria produce hemolysins . Erythrocytes are thought to be the main bactericidal
cells in the bloodstream and hemolysins are necessary for bacterial survival in the blood. If the
speed of bacterial growth in the tissue is limited by host immune reactions, bacteria have enough
time to produce a capsule, slime layer and biofilm for surviving host attacks. After entering the
bloodstream, bacterial capsule and slime layer prevent triboelectric charging and fixation on the
surface of erythrocytes. In case of bacterial rapid proliferation in the tissue they are short of time
to produce a capsule and slime layer and after entering the bloodstream, they are triboelectrically
charged and then are electrically caught and fixed on the surface of erythrocytes. If bacteria
survive oxidation on the surface of erythrocytes, they produce hemolysins that destroy
erythrocytes or provide bacterial penetration into the inner space of erythrocytes that is a rich
source of protein and iron for bacterial growth. Hemolysins are important for the development of
sepsis to advanced stages.
Motility is not a crucial factor for causing sepsis. Sepsis causing bacteria may be either motile or
not motile organisms.
Oxidation of the components of the blood is one of causes that provide distant tissues injury and
disregulation in sepsis.
6.1.Oxidation of blood plasma components
The oxidation of blood plasma components, including regulatory hormones, proteins, peptides
and other active substance is one of ignored factors of sepsis and septic shock. Oxidation of
plasma components is caused by oxygen release to plasma, and it destroys humoral regulation of
different cells, tissues and organs. Human body comprises two separate but interacting
compartments: (a) compartment of blood circulation (pulmonary and systemic circulation); (b)
compartment out of blood circulation. In the majority of cases, bacterial infection proliferates in
the compartment out of blood circulation and then enters into the compartment of blood
circulation. Bacteria blood invasion has different consequences from innocuous bacteremia to
fatal septic shock.
Bacteremia, sepsis, severe sepsis, septic shock may be interpreted as different segments of a
continuum determined by the amount of oxygen released by erythrocytes into plasma. Bacterial
stimulation of surface receptors of erythrocytes causes the oxygen release. The more oxygen is
released from erythrocyte to the arterial blood, the more severe is sepsis. The consequences of the
abundant release of oxygen are multiple. First, erythrocytes become unable to supply oxygen and
perform their respiratory (oxygen transportation) function. As a result, general multi-organ
hypoxia develops. Second, released oxygen is highly reactive and destroys and transforms
plasma proteins, peptides, immune complexes, hormones, amino acids, fatty acids, vitamins and
many other substances necessary for cell nutrition, proliferation, protection, energy production,
functioning, etc. Proteins, like lipids and DNA, are substrates for biological oxidation
[57].Oxidative changes to proteins can lead to diverse functional consequences, such as
inhibition of enzymatic and binding activities, increased susceptibility to aggregation and
proteolysis, increased or decreased uptake by cells, and altered immunogenicity [58].The most
important aspect of this oxidation is inactivation of regulatory substances, in particular, hormones
(including pituitary gland hormones). Metal-catalyzed oxidation (MCO) represents a prominent
pathway of hGH degradation [59]. The Growth Hormone and Insulin-like Growth Factor-1
(IGF-1) axis play a pivotal role in critical illness, with a derangement leading to profound
changes in metabolism. Protein wasting with skeletal muscle loss, delayed wound healing, and
impaired recovery of organ systems are some of the most feared consequences [60]. Growth
hormone administration reduces nitrogen production and improves nitrogen balance in patients
with severe sepsis [61]. Oxidative inactivation of other proteins, for example, insulin, impairs
the ability of cells to uptake glucose, amino acids and other essential substances. Dityrosine
formation and other oxidative chemical changes of insulin due to its oxidation decrease and
abolish its biological activity [62]. Insulin is necessary for glucose entering many kinds of cells,
so deactivation of insulin causes hyperglycemia - one of the metabolic derangements that
influence sepsis outcome [63-66].
The oxidation of blood components by the oxygen released from erythrocytes may cause
hypothalamic-pituitary-adrenal insufficiency [67]. Primary and secondary adrenal insufficiency
occurs in patients with sepsis and is associated with a poor outcome [68 - 71]. Blood oxidation
affects the hypothalamo-pituitary-thyroidal axis, inactivating thyrotropine , thyroid gland
hormones (triiodothyronine(TT3), thyroxine (TT4) and their binding proteins. Thyroid
hormone regulates metabolism and has an impact on sepsis prognosis. The level of TT4 is lower
in patients with septic shock than in patients without septic shock [72-74]. De-iodinations of
iodothyronines play key roles in metabolic regulation [75, 76].
Vasopressin (Antidiuretic hormone) also is oxidized by the oxygen released from erythrocytes.
Vasopressin plays a role in circulatory homeostasis and serum osmolality. Oxytocin and
vasopressin are oxidized with the formation of dityrosine [77]. Its oxidation and depletion
cause vasodilatory shock - a syndrome with high mortality [78-81]. Low expression levels of
Angiotensin II and ACE (angiotensin converting enzyme) are valuable in predicting the
mortality of patients with severe sepsis [82]. Systemic vasodilatation and arterial hypotension
are landmarks of septic shock.
Albumin oxidation causes hypoalbuminemia in sepsis [83, 84]. Albumin, a 66.5 kDa protein, is
quantitatively the most important plasma protein [85]. Albumin is the main determinant of
plasma oncotic pressure, it plays a pivotal role in modulating the distribution of fluids between
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compartments, and exhibits many other biological functions, such as transport of endogenous
and exogenous compounds, modulation of capillary permeability, neutrophil adhesion and
activation, hemostasis and free radical scavenging (for review see 86]. Even mild oxidation of
human serum albumin (HAS) impairs HSA functional properties including protease
susceptibility, ligand-binding affinity and antioxidant activity [87]. The major structural change
in oxidized HSA is a disulfide-bonded cysteine at the thiol of Cys34 of reduced HAS [88].
HAS exerts important antioxidant activities against oxidative damage. Oxidative damage results
in protein modification. The antioxidant properties of HSA are largely dependent on Cys34 and
its contribution to the maintenance of intravascular homeostasis, including protecting the
vascular endothelium under disease conditions related to oxidative stress [89]. Hypoalbuminemia
is an independent mortality predictor [90]. Albumin is recommended as the resuscitation fluid in
sepsis [91,92], although it is still unclear whether the use of albumin decreases mortality or not
[93,94].
Oxygen released from erythrocyte destroys also plasma other proteins, including immune
complexes and immunoglobulins, particularly IgG and IgM . The initial steps of oxidation may
change the specificity and avidity of immunoglobulins due to chemical alteration of the
hypervariable region. The oxidation of antibodies increases the hydrophilic nature of the
paratopes and makes them more susceptible for the binding to cationic surfaces, even without the
strong surface-to-surface fitting. The oxidation of IgG significantly changes the
immunoreactivity and specificity of IgG fractions [95]. Oxidation of the histidine residue in a
human immunoglobulin gamma (IgG) 1 molecule was discovered by mass spectrometry [96].
Oxidized immunoglobulins have autoimmune and proinflammatory activity [97, 98].
Low levels of immunoglobulins are frequent in severe sepsis and septic shock [99-101].
However, intravenous immunoglobulins (IVIG) as adjunctive therapy for sepsis have not shown
the benefit for the treatment of sepsis [102, 103]. It may be explained by the destruction
(oxidation) of injected immunoglobulins, besides, bacteria inside erythrocytes are out of reach of
immunoglobulins.
Thus, oxygen release to blood plasma from erythrocytes destroys humoral regulation. This may
be one of the causes of the development of multiple organ dysfunction syndrome (known as
multiple organ failure or multisystem organ failure) [104-107].
6.2. Anemia, cell hypoxia and lactate production
The release of oxygen from erythrocytes to plasma in arterial blood (before erythrocytes enter to
capillaries) causes failure of oxygen delivery to cells and hypoxia [33-36]. Another co-factor of
hypoxia is anemia.
Many factors contribute to the development of anemia in sepsis, including blood sampling,
decreased erythrocyte synthesis, bone-marrow suppression, low production of erythropoetin,
increased erythrocyte uptake, etc. [108-111]. The main factor of anemia in sepsis is increased
destruction of erythrocytes caused by: a) erythrocyte membrane injury caused by bacteria
located on the surface of erythrocyte; b) erythrocyte membrane holes and hemoglobin pouring
out as a result of bacterial penetration into the inner space of erythrocyte; c) increased destruction
of injured erythrocytes and bacteria containing erythrocytes in blood plasma and in the RES,
particularly, in the spleen [33-36].
Diminished availability of oxygen at the cellular level determines general dysfunction of cells.
Tissue-related hypoxic injury results from hypoxemia and hypoperfusion and cytokine-mediated
mitochondrial dysfunction termed cytopathic hypoxia [112-116]. The lack of oxygen transforms
cell metabolism from aerobic to anaerobic. As a result, Krebs cycle is suppressed and anaerobe
metabolism with lactic acid accumulation occurs. Elevated lactic acid is a marker for the
suboptimal supply of oxygen to the tissues and is associated with increased mortality in sepsis
[117-127]. Lack of oxygen delivery to the tissues results in decreased cellular metabolism and
increase in cellular lactate production [117-121]. High levels of lactic acid are associated with
increased mortality [118-127]. This association is independent of organ dysfunction [118-122].
Lactate clearance is more useful parameter for guiding therapy (the initial lactate - subsequent
lactate/initial lactate × 100) [117-120]. Lactate non clearance in sepsis is a significant
independent predictor of death [117,119].
7.Diagnostic problems
7
8.Treatment problems:
Sepsis is a systemic infection. Empiric antimicrobial therapy is the cornerstone of the treatment
[171,172]. Current guidelines recommend starting antibiotic therapy within one hour of
identification of septic shock [173]. Every hour delay is associated with a 6% rise in mortality
[174-176]. Survival rates dropped when antimicrobial treatment was delayed to within the sixth
hour [131]. There are no prospective data that early broad-spectrum antibiotic therapy reduces
mortality in severe sepsis [177] but prompt initiation of antimicrobial therapy remains important
8
for suspected infections [179]. If the pathogen is resistant to antibiotic, early or late initiation of
antibiotic therapy cannot improve the outcome. Inappropriateness of empirical antibiotic therapy
can contribute to high level of mortality [180]. The crisis emerges of antibiotic resistance for
microbial pathogens [181-183]. Without new and effective antibiotics, the problem will escalate.
However, it is not excluded, that even new antibiotics cannot increase the effectiveness of sepsis
therapy. One of the possible causes is that in sepsis erythrocytes may be a reservoir for bacteria
that proliferate there and are protected inside erythrocytes from antibiotics, immune complexes
and other bactericidal factors [34]. Antibiotics can kill bacteria in blood plasma, but cannot
penetrate erythrocytes and kill bacteria there. Bacterial proliferation tears the membrane of
erythrocytes and bacteria are released into plasma. In the bloodstream released bacteria become
triboelectrically charged and attracted by erythrocytes, fixed on their surface and then penetrate
inside erythrocytes again. The cycle of erythrocyte penetration, proliferation and release to the
plasma is perpetual. The turnaround time of the cycle depends upon bacteria size and
proliferation speed. Constant bacterial reservoirs in erythrocytes decreases antibacterial and
immune therapy effectiveness and may be one of many other factors that make sepsis therapy so
problematic.
9.Treatment perspectives
Although improvements in supportive care of patients with sepsis (more effective and less
damaging mechanical ventilation, improved fluid resuscitation, and broad-spectrum antibiotic
coverage) have improved survival rates, sepsis remains a condition with high mortality. Despite
many clinical trials, to date, no FDA-approved drug is available for use in sepsis, a lack that
underscores the importance of future sepsis research [184].
The biology of sepsis is complex and not specific to infection. The systemic inflammatory
response is biologically complex, redundant, and activated by both infectious and noninfectious
triggers. Its manipulation can cause both benefit and harm. More than 100 randomized clinical
trials have tested the hypothesis that modulating the septic response to infection can improve
survival. With one short-lived exception, none of these have resulted in new treatments. The
current challenge of sepsis research lies in a failure of concept and reluctance to abandon a
demonstrably ineffectual research model [185].
The treatment of sepsis should be based on the understanding of its pathogenesis. The
pathogenesis of sepsis is not fully understood. Bacteria from external or local sources enter
bloodstream causing bacteremia. Taking into account that phagocytosis in the bloodstream is
impossible, blood humoral bactericidal factors and erythrocytes are probably the main
antibacterial forces in the blood circulation. The humoral factors are more effective against
bacteria from external source. Bacteria from a local source may be more resistant to the
bactericidal action of plasma because blood humoral factors also present in the tissues and before
entering the bloodstream from the tissues, bacteria should have overcome their action
Both erythrocytes and bacteria are triboelectrically charged in the bloodstream. The charge of
erythrocytes attracts the charge of bacteria and keeps bacteria on the surface of erythrocytes. The
interaction of the charges at the surface of erythrocyte stimulates the release of oxygen from
oxyhemoglobin. The oxygen is released from hemoglobin to the surface of erythrocytes as a
mixture of different allotropes of oxygen (monatomic oxygen O(3P), dioxygen, singlet oxygen,
triatomic oxygen O3, etc.) that are very reactive and kill bacteria by oxidation. This auspicious
scenario is accompanied with no or mild clinical signs and ends without complications. Bacteria
can survive oxidation having thick capsule, slime layer and producing catalase, SOD and GPX.
If bacteria survive oxidation on the surface of erythrocyte, they may: 1. cause an intense release
of oxygen from erythrocytes to the plasma without penetrating erythrocytes; 2. Cause the oxygen
release and penetrate erythrocytes. If bacteria do not penetrate erythrocytes, immune complexes
and antibiotics may eliminate the infection. If bacteria are killed inside erythrocyte, bacteremia
becomes self-limited and does not develop to sepsis. Released oxygen oxidizes components of
plasma and causes mild hypoxia and functional problems in organs and tissues. Sepsis starts
when bacteria survive and proliferate in erythrocytes. As a result, erythrocytes become a constant
source of bacterial dissemination, simultaneously, the number of erythrocytes decreases.
Antibiotics and immune complexes cannot kill bacteria in erythrocytes and the infection becomes
persistent and uncontrollable. Massive release of oxygen from erythrocytes causes oxidation of
9
plasma components (hormones, peptides, cytokines, etc.) and interfering oxygen delivery to cells,
lead to multiple organ failure. The treatment of sepsis should tear the links of this chain of sepsis
development. The following is promising:
that can both disperse and kill biofilm bacteria could have some useful applications, but remain
rare [219, 220].
critically ill patients [229]. One of the possible causes may be the fact, that until now erythrocyte
has been a neglected compartment in antibiotics pharmacokinetics and pharmacodynamics.
While it is generally agreed that antibiotic serum concentrations should be above the minimal
inhibitory concentration for the infecting organism, it is also true that most infections are not in
serum but are found in one or more sequestered tissues, which may have entirely different
antibiotic penetration [230]. This is true also regarding the inner space of erythrocytes that may
become a bacterial reservoir in sepsis. Secondly, it is generally stated that only free antibiotic
molecules will inhibit bacteria. The importance of this concept is clear, but the widely quoted
free and bound antibiotic concentrations are actually derived from in vitro studies of binding to
serum proteins, as opposed to study of infection site binding factors. Thus, it is seldom apparent
what amount of antibiotic is actually available at an infection site (and also inside erythrocytes)
versus the amount bound to cellular debris or otherwise inactivated by local condition [230].
Intraerythrocytic concentrations of antibiotics is higher for lipid-soluble compounds, besides,
plasma proteins binds antibiotics [231]. Sepsis treatment is impossible without antibacterial drug
penetration to erythrocyte. In sepsis the erythrocyte is a long-term bacterial reservoir. High
concentration of antibacterial drugs in erythrocyte is indispensable for infection elimination.
facilitates bacterial penetration as well; 2. in-bag hemolysis increases free hemoglobin (protein
and iron) in patient’s plasma stimulating bacterial growth and proliferation; 3. The more massive
is bacteremia, the less effective is blood transfusion; 4. Sepsis patients are sensitive to even
minimal number of bacteria in transfused blood. Before blood transfusion a sterility test is
necessary.
Conclusion
In bacteremia, two events are critical for the development of sepsis: infection resistance to
oxidation and intensive release of oxygen to arterial blood. The consequences of these two events
determine the course of sepsis and its deterioration to septic shock.
In sepsis, the following consecutive events occur: 1. Bacteria enter the bloodstream; 2. Bacteria
are attracted and fixed on the surface of erythrocytes; 3. Bacteria irritate erythrocyte membrane,
and erythrocyte releases oxygen; 4. Survived bacteria enter erythrocyte through pores formed by
bacterial toxins; 5. Bacteria survive inside erythrocyte and proliferate forming infectious
reservoir; 6. Released from erythrocyte oxygen oxidizes plasma components (proteins,
14
hormones, peptides, amino acids, fatty acids, etc.), causing hormonal regulation disarrangement,
humoral immunity inactivation and nutrients delivery failure; 7. Premature release of oxygen
before erythrocytes entering capillaries causes tissue hypoxia; 8. Inactivation of hormones and
hypoxia cause dysfunction of multiple organs; 9. Increased destruction of bacteria containing
erythrocytes in the plasma and in the spleen causes anemia, free hemoglobin concentration
increasing in blood, overload of RES by killed and alive bacteria; 9. Bacteria and their toxins
injure the liver and the spleen. The treatment of sepsis and septic shock should affect different
aspects of pathogen-host interaction and restore structure and normal physiological functions of
the human body.
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