Santiago vs. COMELEC
Santiago vs. COMELEC
Santiago vs. COMELEC
x--------------------------------------------------------x
DECISION
CARPIO, J.:
The Case
These are consolidated petitions on the Resolution dated 31 August 2006 of the Commission on Elections
("COMELEC") denying due course to an initiative petition to amend the 1987 Constitution.
Antecedent Facts
On 15 February 2006, petitioners in G.R. No. 174153, namely Raul L. Lambino and Erico B. Aumentado ("Lambino
Group"), with other groups1 and individuals, commenced gathering signatures for an initiative petition to change the
1987 Constitution. On 25 August 2006, the Lambino Group filed a petition with the COMELEC to hold a plebiscite
that will ratify their initiative petition under Section 5(b) and (c)2 and Section 73 of Republic Act No. 6735 or the
Initiative and Referendum Act ("RA 6735").
The Lambino Group alleged that their petition had the support of 6,327,952 individuals constituting at least
twelve per centum (12%) of all registered voters, with each legislative district represented by at least three per
centum (3%) of its registered voters. The Lambino Group also claimed that COMELEC election registrars had
verified the signatures of the 6.3 million individuals.
The Lambino Group's initiative petition changes the 1987 Constitution by modifying Sections 1-7 of Article VI
(Legislative Department)4 and Sections 1-4 of Article VII (Executive Department)5 and by adding Article XVIII
entitled "Transitory Provisions."6 These proposed changes will shift the present Bicameral-Presidential system to a
Unicameral-Parliamentary form of government. The Lambino Group prayed that after due publication of their
petition, the COMELEC should submit the following proposition in a plebiscite for the voters' ratification:
DO YOU APPROVE THE AMENDMENT OF ARTICLES VI AND VII OF THE 1987
CONSTITUTION, CHANGING THE FORM OF GOVERNMENT FROM THE PRESENT
BICAMERAL-PRESIDENTIAL TO A UNICAMERAL-PARLIAMENTARY SYSTEM, AND
PROVIDING ARTICLE XVIII AS TRANSITORY PROVISIONS FOR THE ORDERLY SHIFT FROM
ONE SYSTEM TO THE OTHER?
On 30 August 2006, the Lambino Group filed an Amended Petition with the COMELEC indicating modifications in
the proposed Article XVIII (Transitory Provisions) of their initiative.7
On 31 August 2006, the COMELEC issued its Resolution denying due course to the Lambino Group's petition for
lack of an enabling law governing initiative petitions to amend the Constitution. The COMELEC invoked this
Court's ruling in Santiago v. Commission on Elections8 declaring RA 6735 inadequate to implement the initiative
clause on proposals to amend the Constitution.9
In G.R. No. 174153, the Lambino Group prays for the issuance of the writs of certiorari and mandamus to set aside
the COMELEC Resolution of 31 August 2006 and to compel the COMELEC to give due course to their initiative
petition. The Lambino Group contends that the COMELEC committed grave abuse of discretion in denying due
course to their petition since Santiago is not a binding precedent. Alternatively, the Lambino Group claims
that Santiago binds only the parties to that case, and their petition deserves cognizance as an expression of the "will
of the sovereign people."
In G.R. No. 174299, petitioners ("Binay Group") pray that the Court require respondent COMELEC Commissioners
to show cause why they should not be cited in contempt for the COMELEC's verification of signatures and for
"entertaining" the Lambino Group's petition despite the permanent injunction in Santiago. The Court treated the
Binay Group's petition as an opposition-in-intervention.
In his Comment to the Lambino Group's petition, the Solicitor General joined causes with the petitioners, urging the
Court to grant the petition despite the Santiago ruling. The Solicitor General proposed that the Court treat RA 6735
and its implementing rules "as temporary devises to implement the system of initiative."
Various groups and individuals sought intervention, filing pleadings supporting or opposing the Lambino Group's
petition. The supporting intervenors10 uniformly hold the view that the COMELEC committed grave abuse of
discretion in relying on Santiago. On the other hand, the opposing intervenors11 hold the contrary view and maintain
that Santiago is a binding precedent. The opposing intervenors also challenged (1) the Lambino Group's standing to
file the petition; (2) the validity of the signature gathering and verification process; (3) the Lambino Group's
compliance with the minimum requirement for the percentage of voters supporting an initiative petition under
Section 2, Article XVII of the 1987 Constitution;12 (4) the nature of the proposed changes as revisions and not mere
amendments as provided under Section 2, Article XVII of the 1987 Constitution; and (5) the Lambino Group's
compliance with the requirement in Section 10(a) of RA 6735 limiting initiative petitions to only one subject.
The Court heard the parties and intervenors in oral arguments on 26 September 2006. After receiving the parties'
memoranda, the Court considered the case submitted for resolution.
The Issues
1. Whether the Lambino Group's initiative petition complies with Section 2, Article XVII of the Constitution on
amendments to the Constitution through a people's initiative;
2. Whether this Court should revisit its ruling in Santiago declaring RA 6735 "incomplete, inadequate or wanting in
essential terms and conditions" to implement the initiative clause on proposals to amend the Constitution; and
3. Whether the COMELEC committed grave abuse of discretion in denying due course to the Lambino Group's
petition.
The Lambino Group miserably failed to comply with the basic requirements of the Constitution for conducting a
people's initiative. Thus, there is even no need to revisit Santiago, as the present petition warrants dismissal based
alone on the Lambino Group's glaring failure to comply with the basic requirements of the Constitution. For
following the Court's ruling in Santiago, no grave abuse of discretion is attributable to the Commision on Elections.
1. The Initiative Petition Does Not Comply with Section 2, Article XVII of the Constitution on Direct Proposal by
the People
Section 2, Article XVII of the Constitution is the governing constitutional provision that allows a people's initiative
to propose amendments to the Constitution. This section states:
Sec. 2. Amendments to this Constitution may likewise be directly proposed by the people through
initiative upon a petition of at least twelve per centum of the total number of registered voters of which
every legislative district must be represented by at least three per centum of the registered voters therein. x
x x x (Emphasis supplied)
The deliberations of the Constitutional Commission vividly explain the meaning of an amendment "directly
proposed by the people through initiative upon a petition," thus:
MR. RODRIGO: Let us look at the mechanics. Let us say some voters want to propose a constitutional
amendment. Is the draft of the proposed constitutional amendment ready to be shown to the people
when they are asked to sign?
MR. RODRIGO: What does the sponsor mean? The draft is ready and shown to them before they sign.
Now, who prepares the draft?
MR. RODRIGO: No, because before they sign there is already a draft shown to them and they are
asked whether or not they want to propose this constitutional amendment.
MR. SUAREZ: As it is envisioned, any Filipino can prepare that proposal and pass it around for
signature.13 (Emphasis supplied)
Clearly, the framers of the Constitution intended that the "draft of the proposed constitutional amendment"
should be "ready and shown" to the people "before" they sign such proposal. The framers plainly stated that
"before they sign there is already a draft shown to them." The framers also "envisioned" that the people should
sign on the proposal itself because the proponents must "prepare that proposal and pass it around for
signature."
The essence of amendments "directly proposed by the people through initiative upon a petition" is that the
entire proposal on its face is a petition by the people. This means two essential elements must be present. First,
the people must author and thus sign the entire proposal. No agent or representative can sign on their behalf. Second,
as an initiative upon a petition, the proposal must be embodied in a petition.
These essential elements are present only if the full text of the proposed amendments is first shown to the people
who express their assent by signing such complete proposal in a petition. Thus, an amendment is "directly
proposed by the people through initiative upon a petition" only if the people sign on a petition that contains
the full text of the proposed amendments.
The full text of the proposed amendments may be either written on the face of the petition, or attached to it. If so
attached, the petition must state the fact of such attachment. This is an assurance that every one of the several
millions of signatories to the petition had seen the full text of the proposed amendments before signing. Otherwise, it
is physically impossible, given the time constraint, to prove that every one of the millions of signatories had seen the
full text of the proposed amendments before signing.
The framers of the Constitution directly borrowed14 the concept of people's initiative from the United States where
various State constitutions incorporate an initiative clause. In almost all States15 which allow initiative petitions, the
unbending requirement is that the people must first see the full text of the proposed amendments before they
sign to signify their assent, and that the people must sign on an initiative petition that contains the full text of
the proposed amendments.16
The rationale for this requirement has been repeatedly explained in several decisions of various courts. Thus,
in Capezzuto v. State Ballot Commission, the Supreme Court of Massachusetts, affirmed by the First Circuit Court
of Appeals, declared:
[A] signature requirement would be meaningless if the person supplying the signature has not first
seen what it is that he or she is signing. Further, and more importantly, loose interpretation of the
subscription requirement can pose a significant potential for fraud. A person permitted to describe orally
the contents of an initiative petition to a potential signer, without the signer having actually examined the
petition, could easily mislead the signer by, for example, omitting, downplaying, or even flatly
misrepresenting, portions of the petition that might not be to the signer's liking. This danger seems
particularly acute when, in this case, the person giving the description is the drafter of the petition,
who obviously has a vested interest in seeing that it gets the requisite signatures to qualify for the
ballot.17 (Boldfacing and underscoring supplied)
The purposes of "full text" provisions that apply to amendments by initiative commonly are described in
similar terms. x x x (The purpose of the full text requirement is to provide sufficient information so
that registered voters can intelligently evaluate whether to sign the initiative petition."); x x x
(publication of full text of amended constitutional provision required because it is "essential for the elector
to have x x x the section which is proposed to be added to or subtracted from. If he is to vote intelligently,
he must have this knowledge. Otherwise in many instances he would be required to vote in the dark.")
(Emphasis supplied)
Moreover, "an initiative signer must be informed at the time of signing of the nature and effect of that which is
proposed" and failure to do so is "deceptive and misleading" which renders the initiative void.19
Section 2, Article XVII of the Constitution does not expressly state that the petition must set forth the full text of the
proposed amendments. However, the deliberations of the framers of our Constitution clearly show that the framers
intended to adopt the relevant American jurisprudence on people's initiative. In particular, the deliberations of the
Constitutional Commission explicitly reveal that the framers intended that the people must first see the full text
of the proposed amendments before they sign, and that the people must sign on a petition containing such full
text. Indeed, Section 5(b) of Republic Act No. 6735, the Initiative and Referendum Act that the Lambino Group
invokes as valid, requires that the people must sign the "petition x x x as signatories."
The proponents of the initiative secure the signatures from the people. The proponents secure the signatures in their
private capacity and not as public officials. The proponents are not disinterested parties who can impartially explain
the advantages and disadvantages of the proposed amendments to the people. The proponents present favorably their
proposal to the people and do not present the arguments against their proposal. The proponents, or their supporters,
often pay those who gather the signatures.
Thus, there is no presumption that the proponents observed the constitutional requirements in gathering the
signatures. The proponents bear the burden of proving that they complied with the constitutional requirements in
gathering the signatures - that the petition contained, or incorporated by attachment, the full text of the
proposed amendments.
The Lambino Group did not attach to their present petition with this Court a copy of the paper that the people signed
as their initiative petition. The Lambino Group submitted to this Court a copy of a signature sheet20 after the oral
arguments of 26 September 2006 when they filed their Memorandum on 11 October 2006. The signature sheet with
this Court during the oral arguments was the signature sheet attached21 to the opposition in intervention filed on 7
September 2006 by intervenor Atty. Pete Quirino-Quadra.
The signature sheet attached to Atty. Quadra's opposition and the signature sheet attached to the Lambino Group's
Memorandum are the same. We reproduce below the signature sheet in full:
Signatures:
PROPOSITION: "DO YOU APPROVE OF THE AMENDMENT OF ARTICLES VI AND VII OF THE 1987
CONSTITUTION, CHANGING THE FORM OF GOVERNMENT FROM THE PRESENT BICAMERAL-
PRESIDENTIAL TO A UNICAMERAL-PARLIAMENTARY SYSTEM OF GOVERNMENT, IN ORDER TO
ACHIEVE GREATER EFFICIENCY, SIMPLICITY AND ECONOMY IN GOVERNMENT; AND PROVIDING
AN ARTICLE XVIII AS TRANSITORY PROVISIONS FOR THE ORDERLY SHIFT FROM ONE SYSTEM TO
ANOTHER?"
I hereby APPROVE the proposed amendment to the 1987 Constitution. My signature herein which shall form part of
the petition for initiative to amend the Constitution signifies my support for the filing thereof.
There is not a single word, phrase, or sentence of text of the Lambino Group's proposed changes in the
signature sheet. Neither does the signature sheet state that the text of the proposed changes is attached to it.
Petitioner Atty. Raul Lambino admitted this during the oral arguments before this Court on 26 September 2006.
The signature sheet merely asks a question whether the people approve a shift from the Bicameral-Presidential to the
Unicameral-Parliamentary system of government. The signature sheet does not show to the people the draft of
the proposed changes before they are asked to sign the signature sheet. Clearly, the signature sheet is not the
"petition" that the framers of the Constitution envisioned when they formulated the initiative clause in Section 2,
Article XVII of the Constitution.
Petitioner Atty. Lambino, however, explained that during the signature-gathering from February to August 2006, the
Lambino Group circulated, together with the signature sheets, printed copies of the Lambino Group's draft petition
which they later filed on 25 August 2006 with the COMELEC. When asked if his group also circulated the draft of
their amended petition filed on 30 August 2006 with the COMELEC, Atty. Lambino initially replied that they
circulated both. However, Atty. Lambino changed his answer and stated that what his group circulated was the draft
of the 30 August 2006 amended petition, not the draft of the 25 August 2006 petition.
The Lambino Group would have this Court believe that they prepared the draft of the 30 August 2006 amended
petition almost seven months earlier in February 2006 when they started gathering signatures. Petitioner Erico B.
Aumentado's "Verification/Certification" of the 25 August 2006 petition, as well as of the 30 August 2006 amended
petition, filed with the COMELEC, states as follows:
I have caused the preparation of the foregoing [Amended] Petition in my personal capacity as a registered
voter, for and on behalf of the Union of Local Authorities of the Philippines, as shown by ULAP
Resolution No. 2006-02 hereto attached, and as representative of the mass of signatories hereto.
(Emphasis supplied)
The Lambino Group failed to attach a copy of ULAP Resolution No. 2006-02 to the present petition. However, the
"Official Website of the Union of Local Authorities of the Philippines"22 has posted the full text of Resolution No.
2006-02, which provides:
WHEREAS, there is a need for the Union of Local Authorities of the Philippines (ULAP) to adopt a
common stand on the approach to support the proposals of the People's Consultative Commission on
Charter Change;
WHEREAS, ULAP maintains its unqualified support to the agenda of Her Excellency President Gloria
Macapagal-Arroyo for constitutional reforms as embodied in the ULAP Joint Declaration for Constitutional
Reforms signed by the members of the ULAP and the majority coalition of the House of Representatives in
Manila Hotel sometime in October 2005;
WHEREAS, the ULAP is mindful of the current political developments in Congress which militates
against the use of the expeditious form of amending the 1987 Constitution;
WHEREAS, subject to the ratification of its institutional members and the failure of Congress to amend
the Constitution as a constituent assembly, ULAP has unanimously agreed to pursue the constitutional
reform agenda through People's Initiative and Referendum without prejudice to other pragmatic means to
pursue the same;
DONE, during the ULAP National Executive Board special meeting held on 14 January 2006 at the
Century Park Hotel, Manila.23 (Underscoring supplied)
ULAP Resolution No. 2006-02 does not authorize petitioner Aumentado to prepare the 25 August 2006 petition, or
the 30 August 2006 amended petition, filed with the COMELEC. ULAP Resolution No. 2006-02 "support(s) the
porposals (sic) of the Consulatative (sic) Commission on Charter Change through people's initiative and
referendum as a mode of amending the 1987 Constitution." The proposals of the Consultative
Commission24 are vastly different from the proposed changes of the Lambino Group in the 25 August 2006 petition
or 30 August 2006 amended petition filed with the COMELEC.
For example, the proposed revisions of the Consultative Commission affect all provisions of the existing
Constitution, from the Preamble to the Transitory Provisions. The proposed revisions have profound impact on
the Judiciary and the National Patrimony provisions of the existing Constitution, provisions that the Lambino
Group's proposed changes do not touch. The Lambino Group's proposed changes purport to affect only Articles VI
and VII of the existing Constitution, including the introduction of new Transitory Provisions.
The ULAP adopted Resolution No. 2006-02 on 14 January 2006 or more than six months before the filing of the 25
August 2006 petition or the 30 August 2006 amended petition with the COMELEC. However, ULAP Resolution
No. 2006-02 does not establish that ULAP or the Lambino Group caused the circulation of the draft petition,
together with the signature sheets, six months before the filing with the COMELEC. On the contrary, ULAP
Resolution No. 2006-02 casts grave doubt on the Lambino Group's claim that they circulated the draft
petition together with the signature sheets. ULAP Resolution No. 2006-02 does not refer at all to the draft
petition or to the Lambino Group's proposed changes.
In their Manifestation explaining their amended petition before the COMELEC, the Lambino Group declared:
After the Petition was filed, Petitioners belatedly realized that the proposed amendments alleged in the
Petition, more specifically, paragraph 3 of Section 4 and paragraph 2 of Section 5 of the Transitory
Provisions were inaccurately stated and failed to correctly reflect their proposed amendments.
The Lambino Group did not allege that they were amending the petition because the amended petition was what
they had shown to the people during the February to August 2006 signature-gathering. Instead, the Lambino Group
alleged that the petition of 25 August 2006 "inaccurately stated and failed to correctly reflect their proposed
amendments."
The Lambino Group never alleged in the 25 August 2006 petition or the 30 August 2006 amended petition with the
COMELEC that they circulated printed copies of the draft petition together with the signature sheets. Likewise, the
Lambino Group did not allege in their present petition before this Court that they circulated printed copies of the
draft petition together with the signature sheets. The signature sheets do not also contain any indication that the draft
petition is attached to, or circulated with, the signature sheets.
It is only in their Consolidated Reply to the Opposition-in-Interventions that the Lambino Group first claimed that
they circulated the "petition for initiative filed with the COMELEC," thus:
[T]here is persuasive authority to the effect that "(w)here there is not (sic) fraud, a signer who did not
read the measure attached to a referendum petition cannot question his signature on the ground that
he did not understand the nature of the act." [82 C.J.S. S128h. Mo. State v. Sullivan, 224, S.W. 327,
283 Mo. 546.] Thus, the registered voters who signed the signature sheets circulated together with the
petition for initiative filed with the COMELEC below, are presumed to have understood the proposition
contained in the petition. (Emphasis supplied)
The Lambino Group's statement that they circulated to the people "the petition for initiative filed with the
COMELEC" appears an afterthought, made after the intervenors Integrated Bar of the Philippines (Cebu City
Chapter and Cebu Province Chapters) and Atty. Quadra had pointed out that the signature sheets did not contain the
text of the proposed changes. In their Consolidated Reply, the Lambino Group alleged that they circulated "the
petition for initiative" but failed to mention the amended petition. This contradicts what Atty. Lambino finally
stated during the oral arguments that what they circulated was the draft of the amended petition of 30 August 2006.
The Lambino Group cites as authority Corpus Juris Secundum, stating that "a signer who did not read the
measure attached to a referendum petition cannot question his signature on the ground that he did not understand
the nature of the act." The Lambino Group quotes an authority that cites a proposed change attached to the
petition signed by the people. Even the authority the Lambino Group quotes requires that the proposed change
must be attached to the petition. The same authority the Lambino Group quotes requires the people to sign on the
petition itself.
Indeed, it is basic in American jurisprudence that the proposed amendment must be incorporated with, or attached
to, the initiative petition signed by the people. In the present initiative, the Lambino Group's proposed changes were
not incorporated with, or attached to, the signature sheets. The Lambino Group's citation of Corpus Juris
Secundum pulls the rug from under their feet.
It is extremely doubtful that the Lambino Group prepared, printed, circulated, from February to August 2006 during
the signature-gathering period, the draft of the petition or amended petition they filed later with the COMELEC. The
Lambino Group are less than candid with this Court in their belated claim that they printed and circulated, together
with the signature sheets, the petition or amended petition. Nevertheless, even assuming the Lambino Group
circulated the amended petition during the signature-gathering period, the Lambino Group admitted
circulating only very limited copies of the petition.
During the oral arguments, Atty. Lambino expressly admitted that they printed only 100,000 copies of the draft
petition they filed more than six months later with the COMELEC. Atty. Lambino added that he also asked
other supporters to print additional copies of the draft petition but he could not state with certainty how many
additional copies the other supporters printed. Atty. Lambino could only assure this Court of the printing of
100,000 copies because he himself caused the printing of these 100,000 copies.
Likewise, in the Lambino Group's Memorandum filed on 11 October 2006, the Lambino Group expressly admits
that "petitioner Lambino initiated the printing and reproduction of 100,000 copies of the petition for
initiative x x x."25 This admission binds the Lambino Group and establishes beyond any doubt that the
Lambino Group failed to show the full text of the proposed changes to the great majority of the people who
signed the signature sheets.
Thus, of the 6.3 million signatories, only 100,000 signatories could have received with certainty one copy each of
the petition, assuming a 100 percent distribution with no wastage. If Atty. Lambino and company attached one copy
of the petition to each signature sheet, only 100,000 signature sheets could have circulated with the petition. Each
signature sheet contains space for ten signatures. Assuming ten people signed each of these 100,000 signature sheets
with the attached petition, the maximum number of people who saw the petition before they signed the signature
sheets would not exceed 1,000,000.
With only 100,000 printed copies of the petition, it would be physically impossible for all or a great majority of the
6.3 million signatories to have seen the petition before they signed the signature sheets. The inescapable conclusion
is that the Lambino Group failed to show to the 6.3 million signatories the full text of the proposed changes. If
ever, not more than one million signatories saw the petition before they signed the signature sheets.
In any event, the Lambino Group's signature sheets do not contain the full text of the proposed changes, either on the
face of the signature sheets, or as attachment with an indication in the signature sheet of such attachment. Petitioner
Atty. Lambino admitted this during the oral arguments, and this admission binds the Lambino Group. This
fact is also obvious from a mere reading of the signature sheet. This omission is fatal. The failure to so include
the text of the proposed changes in the signature sheets renders the initiative void for non-compliance with the
constitutional requirement that the amendment must be "directly proposed by the people through initiative upon
a petition." The signature sheet is not the "petition" envisioned in the initiative clause of the Constitution.
For sure, the great majority of the 6.3 million people who signed the signature sheets did not see the full text of the
proposed changes before signing. They could not have known the nature and effect of the proposed changes, among
which are:
1. The term limits on members of the legislature will be lifted and thus members of Parliament can be
re-elected indefinitely;26
2. The interim Parliament can continue to function indefinitely until its members, who are almost all the
present members of Congress, decide to call for new parliamentary elections. Thus, the members of the
interim Parliament will determine the expiration of their own term of office; 27
3. Within 45 days from the ratification of the proposed changes, the interim Parliament shall convene to
propose further amendments or revisions to the Constitution.28
These three specific amendments are not stated or even indicated in the Lambino Group's signature sheets. The
people who signed the signature sheets had no idea that they were proposing these amendments. These three
proposed changes are highly controversial. The people could not have inferred or divined these proposed changes
merely from a reading or rereading of the contents of the signature sheets.
During the oral arguments, petitioner Atty. Lambino stated that he and his group assured the people during the
signature-gathering that the elections for the regular Parliament would be held during the 2007 local
elections if the proposed changes were ratified before the 2007 local elections. However, the text of the proposed
changes belies this.
The proposed Section 5(2), Article XVIII on Transitory Provisions, as found in the amended petition, states:
Section 5(2). The interim Parliament shall provide for the election of the members of Parliament, which
shall be synchronized and held simultaneously with the election of all local government officials. x x x
x (Emphasis supplied)
Section 5(2) does not state that the elections for the regular Parliament will be held simultaneously with the 2007
local elections. This section merely requires that the elections for the regular Parliament shall be held simultaneously
with the local elections without specifying the year.
Petitioner Atty. Lambino, who claims to be the principal drafter of the proposed changes, could have easily written
the word "next" before the phrase "election of all local government officials." This would have insured that the
elections for the regular Parliament would be held in the next local elections following the ratification of the
proposed changes. However, the absence of the word "next" allows the interim Parliament to schedule the elections
for the regular Parliament simultaneously with any future local elections.
Thus, the members of the interim Parliament will decide the expiration of their own term of office. This allows
incumbent members of the House of Representatives to hold office beyond their current three-year term of office,
and possibly even beyond the five-year term of office of regular members of the Parliament. Certainly, this is
contrary to the representations of Atty. Lambino and his group to the 6.3 million people who signed the
signature sheets. Atty. Lambino and his group deceived the 6.3 million signatories, and even the entire nation.
This lucidly shows the absolute need for the people to sign an initiative petition that contains the full text of the
proposed amendments to avoid fraud or misrepresentation. In the present initiative, the 6.3 million signatories had to
rely on the verbal representations of Atty. Lambino and his group because the signature sheets did not contain the
full text of the proposed changes. The result is a grand deception on the 6.3 million signatories who were led to
believe that the proposed changes would require the holding in 2007 of elections for the regular Parliament
simultaneously with the local elections.
The Lambino Group's initiative springs another surprise on the people who signed the signature sheets. The
proposed changes mandate the interim Parliament to make further amendments or revisions to the Constitution. The
proposed Section 4(4), Article XVIII on Transitory Provisions, provides:
Section 4(4). Within forty-five days from ratification of these amendments, the interim Parliament shall
convene to propose amendments to, or revisions of, this Constitution consistent with the principles of
local autonomy, decentralization and a strong bureaucracy. (Emphasis supplied)
During the oral arguments, Atty. Lambino stated that this provision is a "surplusage" and the Court and the people
should simply ignore it. Far from being a surplusage, this provision invalidates the Lambino Group's initiative.
Section 4(4) is a subject matter totally unrelated to the shift from the Bicameral-Presidential to the Unicameral-
Parliamentary system. American jurisprudence on initiatives outlaws this as logrolling - when the initiative petition
incorporates an unrelated subject matter in the same petition. This puts the people in a dilemma since they can
answer only either yes or no to the entire proposition, forcing them to sign a petition that effectively contains two
propositions, one of which they may find unacceptable.
Under American jurisprudence, the effect of logrolling is to nullify the entire proposition and not only the
unrelated subject matter. Thus, in Fine v. Firestone,29 the Supreme Court of Florida declared:
Combining multiple propositions into one proposal constitutes "logrolling," which, if our judicial
responsibility is to mean anything, we cannot permit. The very broadness of the proposed amendment
amounts to logrolling because the electorate cannot know what it is voting on - the amendment's
proponents' simplistic explanation reveals only the tip of the iceberg. x x x x The ballot must give the
electorate fair notice of the proposed amendment being voted on. x x x x The ballot language in the instant
case fails to do that. The very broadness of the proposal makes it impossible to state what it will affect and
effect and violates the requirement that proposed amendments embrace only one subject. (Emphasis
supplied)
Logrolling confuses and even deceives the people. In Yute Air Alaska v. McAlpine,30 the Supreme Court of Alaska
warned against "inadvertence, stealth and fraud" in logrolling:
Whenever a bill becomes law through the initiative process, all of the problems that the single-subject rule was
enacted to prevent are exacerbated. There is a greater danger of logrolling, or the deliberate intermingling of issues
to increase the likelihood of an initiative's passage, and there is a greater opportunity for "inadvertence, stealth
and fraud" in the enactment-by-initiative process. The drafters of an initiative operate independently of any
structured or supervised process. They often emphasize particular provisions of their proposition, while remaining
silent on other (more complex or less appealing) provisions, when communicating to the public. x x x Indeed,
initiative promoters typically use simplistic advertising to present their initiative to potential petition-signers
and eventual voters. Many voters will never read the full text of the initiative before the election. More
importantly, there is no process for amending or splitting the several provisions in an initiative proposal. These
difficulties clearly distinguish the initiative from the legislative process. (Emphasis supplied)
Thus, the present initiative appears merely a preliminary step for further amendments or revisions to be undertaken
by the interim Parliament as a constituent assembly. The people who signed the signature sheets could not have
known that their signatures would be used to propose an amendment mandating the interim Parliament to
propose further amendments or revisions to the Constitution.
Apparently, the Lambino Group inserted the proposed Section 4(4) to compel the interim Parliament to amend or
revise again the Constitution within 45 days from ratification of the proposed changes, or before the May 2007
elections. In the absence of the proposed Section 4(4), the interim Parliament has the discretion whether to amend or
revise again the Constitution. With the proposed Section 4(4), the initiative proponents want the interim
Parliament mandated to immediately amend or revise again the Constitution.
However, the signature sheets do not explain the reason for this rush in amending or revising again so soon the
Constitution. The signature sheets do not also explain what specific amendments or revisions the initiative
proponents want the interim Parliament to make, and why there is a need for such further amendments or
revisions. The people are again left in the dark to fathom the nature and effect of the proposed changes.
Certainly, such an initiative is not "directly proposed by the people" because the people do not even know the nature
and effect of the proposed changes.
There is another intriguing provision inserted in the Lambino Group's amended petition of 30 August 2006. The
proposed Section 4(3) of the Transitory Provisions states:
Section 4(3). Senators whose term of office ends in 2010 shall be members of Parliament until noon of the
thirtieth day of June 2010.
After 30 June 2010, not one of the present Senators will remain as member of Parliament if the interim Parliament
does not schedule elections for the regular Parliament by 30 June 2010. However, there is no counterpart provision
for the present members of the House of Representatives even if their term of office will all end on 30 June 2007,
three years earlier than that of half of the present Senators. Thus, all the present members of the House will remain
members of the interim Parliament after 30 June 2010.
The term of the incumbent President ends on 30 June 2010. Thereafter, the Prime Minister exercises all the powers
of the President. If the interim Parliament does not schedule elections for the regular Parliament by 30 June 2010,
the Prime Minister will come only from the present members of the House of Representatives to the exclusion of the
present Senators.
The signature sheets do not explain this discrimination against the Senators. The 6.3 million people who signed the
signature sheets could not have known that their signatures would be used to discriminate against the
Senators. They could not have known that their signatures would be used to limit, after 30 June 2010, the
interim Parliament's choice of Prime Minister only to members of the existing House of Representatives.
An initiative that gathers signatures from the people without first showing to the people the full text of the proposed
amendments is most likely a deception, and can operate as a gigantic fraud on the people. That is why the
Constitution requires that an initiative must be "directly proposed by the people x x x in a petition" - meaning that
the people must sign on a petition that contains the full text of the proposed amendments. On so vital an issue as
amending the nation's fundamental law, the writing of the text of the proposed amendments cannot be hidden from
the people under a general or special power of attorney to unnamed, faceless, and unelected individuals.
The Constitution entrusts to the people the power to directly propose amendments to the Constitution. This Court
trusts the wisdom of the people even if the members of this Court do not personally know the people who sign the
petition. However, this trust emanates from a fundamental assumption: the full text of the proposed
amendment is first shown to the people before they sign the petition, not after they have signed the petition.
In short, the Lambino Group's initiative is void and unconstitutional because it dismally fails to comply with the
requirement of Section 2, Article XVII of the Constitution that the initiative must be "directly proposed by the
people through initiative upon a petition."
2. The Initiative Violates Section 2, Article XVII of the Constitution Disallowing Revision through Initiatives
A people's initiative to change the Constitution applies only to an amendment of the Constitution and not to its
revision. In contrast, Congress or a constitutional convention can propose both amendments and revisions to the
Constitution. Article XVII of the Constitution provides:
ARTICLE XVII
AMENDMENTS OR REVISIONS
Sec. 1. Any amendment to, or revision of, this Constitution may be proposed by:
Sec. 2. Amendments to this Constitution may likewise be directly proposed by the people through
initiative x x x. (Emphasis supplied)
Article XVII of the Constitution speaks of three modes of amending the Constitution. The first mode is through
Congress upon three-fourths vote of all its Members. The second mode is through a constitutional convention. The
third mode is through a people's initiative.
Section 1 of Article XVII, referring to the first and second modes, applies to "[A]ny amendment to, or revision of,
this Constitution." In contrast, Section 2 of Article XVII, referring to the third mode, applies only to "[A]mendments
to this Constitution." This distinction was intentional as shown by the following deliberations of the Constitutional
Commission:
May we respectfully call the attention of the Members of the Commission that pursuant to the mandate
given to us last night, we submitted this afternoon a complete Committee Report No. 7 which embodies the
proposed provision governing the matter of initiative. This is now covered by Section 2 of the complete
committee report. With the permission of the Members, may I quote Section 2:
The people may, after five years from the date of the last plebiscite held, directly propose amendments to
this Constitution thru initiative upon petition of at least ten percent of the registered voters.
This completes the blanks appearing in the original Committee Report No. 7. This proposal was suggested
on the theory that this matter of initiative, which came about because of the extraordinary developments
this year, has to be separated from the traditional modes of amending the Constitution as embodied in
Section 1. The committee members felt that this system of initiative should be limited to amendments
to the Constitution and should not extend to the revision of the entire Constitution, so we removed it
from the operation of Section 1 of the proposed Article on Amendment or Revision. x x x x
xxxx
MS. AQUINO: [I] am seriously bothered by providing this process of initiative as a separate section in the
Article on Amendment. Would the sponsor be amenable to accepting an amendment in terms of realigning
Section 2 as another subparagraph (c) of Section 1, instead of setting it up as another separate section as if
it were a self-executing provision?
MR. SUAREZ: We would be amenable except that, as we clarified a while ago, this process of initiative is
limited to the matter of amendment and should not expand into a revision which contemplates a total
overhaul of the Constitution. That was the sense that was conveyed by the Committee.
MS. AQUINO: In other words, the Committee was attempting to distinguish the coverage of modes
(a) and (b) in Section 1 to include the process of revision; whereas, the process of initiation to amend,
which is given to the public, would only apply to amendments?
MR. SUAREZ: That is right. Those were the terms envisioned in the Committee.
MS. AQUINO: I thank the sponsor; and thank you, Madam President.
xxxx
MR. MAAMBONG: My first question: Commissioner Davide's proposed amendment on line 1 refers
to "amendments." Does it not cover the word "revision" as defined by Commissioner Padilla when
he made the distinction between the words "amendments" and "revision"?
MR. DAVIDE: No, it does not, because "amendments" and "revision" should be covered by Section
1. So insofar as initiative is concerned, it can only relate to "amendments" not "revision."
There can be no mistake about it. The framers of the Constitution intended, and wrote, a clear distinction between
"amendment" and "revision" of the Constitution. The framers intended, and wrote, that only Congress or a
constitutional convention may propose revisions to the Constitution. The framers intended, and wrote, that a
people's initiative may propose only amendments to the Constitution. Where the intent and language of the
Constitution clearly withhold from the people the power to propose revisions to the Constitution, the people cannot
propose revisions even as they are empowered to propose amendments.
This has been the consistent ruling of state supreme courts in the United States. Thus, in McFadden v. Jordan,32 the
Supreme Court of California ruled:
The initiative power reserved by the people by amendment to the Constitution x x x applies only to
the proposing and the adopting or rejecting of 'laws and amendments to the Constitution' and does
not purport to extend to a constitutional revision. x x x x It is thus clear that a revision of the
Constitution may be accomplished only through ratification by the people of a revised constitution
proposed by a convention called for that purpose as outlined hereinabove. Consequently if the scope of the
proposed initiative measure (hereinafter termed 'the measure') now before us is so broad that if such
measure became law a substantial revision of our present state Constitution would be effected, then the
measure may not properly be submitted to the electorate until and unless it is first agreed upon by a
constitutional convention, and the writ sought by petitioner should issue. x x x x (Emphasis supplied)
It is well established that when a constitution specifies the manner in which it may be amended or revised,
it can be altered by those who favor amendments, revision, or other change only through the use of one of
the specified means. The constitution itself recognizes that there is a difference between an amendment and
a revision; and it is obvious from an examination of the measure here in question that it is not an
amendment as that term is generally understood and as it is used in Article IV, Section 1. The document
appears to be based in large part on the revision of the constitution drafted by the 'Commission for
Constitutional Revision' authorized by the 1961 Legislative Assembly, x x x and submitted to the 1963
Legislative Assembly. It failed to receive in the Assembly the two-third's majority vote of both houses
required by Article XVII, Section 2, and hence failed of adoption, x x x.
While differing from that document in material respects, the measure sponsored by the plaintiffs is,
nevertheless, a thorough overhauling of the present constitution x x x.
Whether it be a revision or a new constitution, it is not such a measure as can be submitted to the people
through the initiative. If a revision, it is subject to the requirements of Article XVII, Section 2(1); if a new
constitution, it can only be proposed at a convention called in the manner provided in Article XVII, Section
1. x x x x
Similarly, in this jurisdiction there can be no dispute that a people's initiative can only propose amendments to the
Constitution since the Constitution itself limits initiatives to amendments. There can be no deviation from the
constitutionally prescribed modes of revising the Constitution. A popular clamor, even one backed by 6.3 million
signatures, cannot justify a deviation from the specific modes prescribed in the Constitution itself.
As the Supreme Court of Oklahoma ruled in In re Initiative Petition No. 364:34
It is a fundamental principle that a constitution can only be revised or amended in the manner
prescribed by the instrument itself, and that any attempt to revise a constitution in a manner other
than the one provided in the instrument is almost invariably treated as extra-constitutional and
revolutionary. x x x x "While it is universally conceded that the people are sovereign and that they have
power to adopt a constitution and to change their own work at will, they must, in doing so, act in an orderly
manner and according to the settled principles of constitutional law. And where the people, in adopting a
constitution, have prescribed the method by which the people may alter or amend it, an attempt to change
the fundamental law in violation of the self-imposed restrictions, is unconstitutional." x x x x (Emphasis
supplied)
This Court, whose members are sworn to defend and protect the Constitution, cannot shirk from its solemn oath and
duty to insure compliance with the clear command of the Constitution ― that a people's initiative may only amend,
never revise, the Constitution.
The question is, does the Lambino Group's initiative constitute an amendment or revision of the Constitution? If the
Lambino Group's initiative constitutes a revision, then the present petition should be dismissed for being outside the
scope of Section 2, Article XVII of the Constitution.
Courts have long recognized the distinction between an amendment and a revision of a constitution. One of the
earliest cases that recognized the distinction described the fundamental difference in this manner:
[T]he very term "constitution" implies an instrument of a permanent and abiding nature, and the provisions
contained therein for its revision indicate the will of the people that the underlying principles upon
which it rests, as well as the substantial entirety of the instrument, shall be of a like permanent and
abiding nature. On the other hand, the significance of the term "amendment" implies such an addition or
change within the lines of the original instrument as will effect an improvement, or better carry out the
purpose for which it was framed.35 (Emphasis supplied)
Revision broadly implies a change that alters a basic principle in the constitution, like altering the principle of
separation of powers or the system of checks-and-balances. There is also revision if the change alters the
substantial entirety of the constitution, as when the change affects substantial provisions of the constitution.
On the other hand, amendment broadly refers to a change that adds, reduces, or deletes without altering the
basic principle involved. Revision generally affects several provisions of the constitution, while amendment
generally affects only the specific provision being amended.
In California where the initiative clause allows amendments but not revisions to the constitution just like in our
Constitution, courts have developed a two-part test: the quantitative test and the qualitative test. The quantitative
test asks whether the proposed change is "so extensive in its provisions as to change directly the 'substantial entirety'
of the constitution by the deletion or alteration of numerous existing provisions."36 The court examines only the
number of provisions affected and does not consider the degree of the change.
The qualitative test inquires into the qualitative effects of the proposed change in the constitution. The main inquiry
is whether the change will "accomplish such far reaching changes in the nature of our basic governmental plan as to
amount to a revision."37 Whether there is an alteration in the structure of government is a proper subject of inquiry.
Thus, "a change in the nature of [the] basic governmental plan" includes "change in its fundamental framework or
the fundamental powers of its Branches."38 A change in the nature of the basic governmental plan also includes
changes that "jeopardize the traditional form of government and the system of check and balances."39
Under both the quantitative and qualitative tests, the Lambino Group's initiative is a revision and not merely an
amendment. Quantitatively, the Lambino Group's proposed changes overhaul two articles - Article VI on the
Legislature and Article VII on the Executive - affecting a total of 105 provisions in the entire
Constitution.40 Qualitatively, the proposed changes alter substantially the basic plan of government, from
presidential to parliamentary, and from a bicameral to a unicameral legislature.
A change in the structure of government is a revision of the Constitution, as when the three great co-equal branches
of government in the present Constitution are reduced into two. This alters the separation of powers in the
Constitution. A shift from the present Bicameral-Presidential system to a Unicameral-Parliamentary system is a
revision of the Constitution. Merging the legislative and executive branches is a radical change in the structure of
government.
The abolition alone of the Office of the President as the locus of Executive Power alters the separation of powers
and thus constitutes a revision of the Constitution. Likewise, the abolition alone of one chamber of Congress alters
the system of checks-and-balances within the legislature and constitutes a revision of the Constitution.
By any legal test and under any jurisdiction, a shift from a Bicameral-Presidential to a Unicameral-Parliamentary
system, involving the abolition of the Office of the President and the abolition of one chamber of Congress, is
beyond doubt a revision, not a mere amendment. On the face alone of the Lambino Group's proposed changes, it is
readily apparent that the changes will radically alter the framework of government as set forth in the
Constitution. Father Joaquin Bernas, S.J., a leading member of the Constitutional Commission, writes:
An amendment envisages an alteration of one or a few specific and separable provisions. The guiding original
intention of an amendment is to improve specific parts or to add new provisions deemed necessary to meet new
conditions or to suppress specific portions that may have become obsolete or that are judged to be dangerous. In
revision, however, the guiding original intention and plan contemplates a re-examination of the entire document, or
of provisions of the document which have over-all implications for the entire document, to determine how and to
what extent they should be altered. Thus, for instance a switch from the presidential system to a parliamentary
system would be a revision because of its over-all impact on the entire constitutional structure. So would a
switch from a bicameral system to a unicameral system be because of its effect on other important provisions
of the Constitution.41 (Emphasis supplied)
In Adams v. Gunter,42 an initiative petition proposed the amendment of the Florida State constitution to shift from a
bicameral to a unicameral legislature. The issue turned on whether the initiative "was defective and unauthorized
where [the] proposed amendment would x x x affect several other provisions of [the] Constitution." The Supreme
Court of Florida, striking down the initiative as outside the scope of the initiative clause, ruled as follows:
The proposal here to amend Section 1 of Article III of the 1968 Constitution to provide for a Unicameral
Legislature affects not only many other provisions of the Constitution but provides for a change in the
form of the legislative branch of government, which has been in existence in the United States Congress
and in all of the states of the nation, except one, since the earliest days. It would be difficult to visualize a
more revolutionary change. The concept of a House and a Senate is basic in the American form of
government. It would not only radically change the whole pattern of government in this state and tear
apart the whole fabric of the Constitution, but would even affect the physical facilities necessary to
carry on government.
xxxx
We conclude with the observation that if such proposed amendment were adopted by the people at the
General Election and if the Legislature at its next session should fail to submit further amendments to
revise and clarify the numerous inconsistencies and conflicts which would result, or if after submission of
appropriate amendments the people should refuse to adopt them, simple chaos would prevail in the
government of this State. The same result would obtain from an amendment, for instance, of Section 1 of
Article V, to provide for only a Supreme Court and Circuit Courts-and there could be other examples too
numerous to detail. These examples point unerringly to the answer.
The purpose of the long and arduous work of the hundreds of men and women and many sessions of the
Legislature in bringing about the Constitution of 1968 was to eliminate inconsistencies and conflicts and to
give the State a workable, accordant, homogenous and up-to-date document. All of this could disappear
very quickly if we were to hold that it could be amended in the manner proposed in the initiative petition
here.43 (Emphasis supplied)
The rationale of the Adams decision applies with greater force to the present petition. The Lambino Group's
initiative not only seeks a shift from a bicameral to a unicameral legislature, it also seeks to merge the executive and
legislative departments. The initiative in Adams did not even touch the executive department.
In Adams, the Supreme Court of Florida enumerated 18 sections of the Florida Constitution that would be affected
by the shift from a bicameral to a unicameral legislature. In the Lambino Group's present initiative, no less than 105
provisions of the Constitution would be affected based on the count of Associate Justice Romeo J. Callejo,
Sr.44 There is no doubt that the Lambino Group's present initiative seeks far more radical changes in the structure of
government than the initiative in Adams.
The Lambino Group theorizes that the difference between "amendment" and "revision" is only one of procedure,
not of substance. The Lambino Group posits that when a deliberative body drafts and proposes changes to the
Constitution, substantive changes are called "revisions" because members of the deliberative body work full-time
on the changes. However, the same substantive changes, when proposed through an initiative, are called
"amendments" because the changes are made by ordinary people who do not make an "occupation, profession,
or vocation" out of such endeavor.
Thus, the Lambino Group makes the following exposition of their theory in their Memorandum:
99. With this distinction in mind, we note that the constitutional provisions expressly provide for both
"amendment" and "revision" when it speaks of legislators and constitutional delegates, while the same
provisions expressly provide only for "amendment" when it speaks of the people. It would seem that the
apparent distinction is based on the actual experience of the people, that on one hand the common people in
general are not expected to work full-time on the matter of correcting the constitution because that is not
their occupation, profession or vocation; while on the other hand, the legislators and constitutional
convention delegates are expected to work full-time on the same matter because that is their occupation,
profession or vocation. Thus, the difference between the words "revision" and "amendment" pertain
only to the process or procedure of coming up with the corrections, for purposes of interpreting the
constitutional provisions.
100. Stated otherwise, the difference between "amendment" and "revision" cannot reasonably be in
the substance or extent of the correction. x x x x (Underlining in the original; boldfacing supplied)
The Lambino Group in effect argues that if Congress or a constitutional convention had drafted the same proposed
changes that the Lambino Group wrote in the present initiative, the changes would constitute a revision of the
Constitution. Thus, the Lambino Group concedes that the proposed changes in the present initiative constitute
a revision if Congress or a constitutional convention had drafted the changes. However, since the Lambino
Group as private individuals drafted the proposed changes, the changes are merely amendments to the Constitution.
The Lambino Group trivializes the serious matter of changing the fundamental law of the land.
The express intent of the framers and the plain language of the Constitution contradict the Lambino Group's
theory. Where the intent of the framers and the language of the Constitution are clear and plainly stated, courts do
not deviate from such categorical intent and language.45 Any theory espousing a construction contrary to such intent
and language deserves scant consideration. More so, if such theory wreaks havoc by creating inconsistencies in the
form of government established in the Constitution. Such a theory, devoid of any jurisprudential mooring and
inviting inconsistencies in the Constitution, only exposes the flimsiness of the Lambino Group's position. Any
theory advocating that a proposed change involving a radical structural change in government does not constitute a
revision justly deserves rejection.
The Lambino Group simply recycles a theory that initiative proponents in American jurisdictions have attempted to
advance without any success. In Lowe v. Keisling,46 the Supreme Court of Oregon rejected this theory, thus:
Mabon argues that Article XVII, section 2, does not apply to changes to the constitution proposed by
initiative. His theory is that Article XVII, section 2 merely provides a procedure by which the
legislature can propose a revision of the constitution, but it does not affect proposed revisions
initiated by the people.
Plaintiffs argue that the proposed ballot measure constitutes a wholesale change to the constitution that
cannot be enacted through the initiative process. They assert that the distinction between amendment and
revision is determined by reviewing the scope and subject matter of the proposed enactment, and that
revisions are not limited to "a formal overhauling of the constitution." They argue that this ballot measure
proposes far reaching changes outside the lines of the original instrument, including profound impacts on
existing fundamental rights and radical restructuring of the government's relationship with a defined group
of citizens. Plaintiffs assert that, because the proposed ballot measure "will refashion the most basic
principles of Oregon constitutional law," the trial court correctly held that it violated Article XVII, section
2, and cannot appear on the ballot without the prior approval of the legislature.
We first address Mabon's argument that Article XVII, section 2(1), does not prohibit revisions instituted by
initiative. In Holmes v. Appling, x x x, the Supreme Court concluded that a revision of the constitution may
not be accomplished by initiative, because of the provisions of Article XVII, section 2. After reviewing
Article XVII, section1, relating to proposed amendments, the court said:
"From the foregoing it appears that Article IV, Section 1, authorizes the use of the initiative as a means of
amending the Oregon Constitution, but it contains no similar sanction for its use as a means of revising the
constitution." x x x x
It then reviewed Article XVII, section 2, relating to revisions, and said: "It is the only section of the
constitution which provides the means for constitutional revision and it excludes the idea that an individual,
through the initiative, may place such a measure before the electorate." x x x x
Accordingly, we reject Mabon's argument that Article XVII, section 2, does not apply to
constitutional revisions proposed by initiative. (Emphasis supplied)
Similarly, this Court must reject the Lambino Group's theory which negates the express intent of the framers and the
plain language of the Constitution.
We can visualize amendments and revisions as a spectrum, at one end green for amendments and at the other end
red for revisions. Towards the middle of the spectrum, colors fuse and difficulties arise in determining whether there
is an amendment or revision. The present initiative is indisputably located at the far end of the red spectrum where
revision begins. The present initiative seeks a radical overhaul of the existing separation of powers among the three
co-equal departments of government, requiring far-reaching amendments in several sections and articles of the
Constitution.
Where the proposed change applies only to a specific provision of the Constitution without affecting any other
section or article, the change may generally be considered an amendment and not a revision. For example, a change
reducing the voting age from 18 years to 15 years47 is an amendment and not a revision. Similarly, a change
reducing Filipino ownership of mass media companies from 100 percent to 60 percent is an amendment and not a
revision.48 Also, a change requiring a college degree as an additional qualification for election to the Presidency is an
amendment and not a revision.49
The changes in these examples do not entail any modification of sections or articles of the Constitution other than
the specific provision being amended. These changes do not also affect the structure of government or the system of
checks-and-balances among or within the three branches. These three examples are located at the far green end of
the spectrum, opposite the far red end where the revision sought by the present petition is located.
However, there can be no fixed rule on whether a change is an amendment or a revision. A change in a single word
of one sentence of the Constitution may be a revision and not an amendment. For example, the substitution of the
word "republican" with "monarchic" or "theocratic" in Section 1, Article II50 of the Constitution radically overhauls
the entire structure of government and the fundamental ideological basis of the Constitution. Thus, each specific
change will have to be examined case-by-case, depending on how it affects other provisions, as well as how it
affects the structure of government, the carefully crafted system of checks-and-balances, and the underlying
ideological basis of the existing Constitution.
Since a revision of a constitution affects basic principles, or several provisions of a constitution, a deliberative body
with recorded proceedings is best suited to undertake a revision. A revision requires harmonizing not only several
provisions, but also the altered principles with those that remain unaltered. Thus, constitutions normally authorize
deliberative bodies like constituent assemblies or constitutional conventions to undertake revisions. On the other
hand, constitutions allow people's initiatives, which do not have fixed and identifiable deliberative bodies or
recorded proceedings, to undertake only amendments and not revisions.
In the present initiative, the Lambino Group's proposed Section 2 of the Transitory Provisions states:
Section 2. Upon the expiration of the term of the incumbent President and Vice President, with the
exception of Sections 1, 2, 3, 4, 5, 6 and 7 of Article VI of the 1987 Constitution which shall hereby be
amended and Sections 18 and 24 which shall be deleted, all other Sections of Article VI are hereby retained
and renumbered sequentially as Section 2, ad seriatim up to 26, unless they are inconsistent with the
Parliamentary system of government, in which case, they shall be amended to conform with a
unicameral parliamentary form of government; x x x x (Emphasis supplied)
The basic rule in statutory construction is that if a later law is irreconcilably inconsistent with a prior law, the later
law prevails. This rule also applies to construction of constitutions. However, the Lambino Group's draft of Section
2 of the Transitory Provisions turns on its head this rule of construction by stating that in case of such irreconcilable
inconsistency, the earlier provision "shall be amended to conform with a unicameral parliamentary form of
government." The effect is to freeze the two irreconcilable provisions until the earlier one "shall be amended," which
requires a future separate constitutional amendment.
Realizing the absurdity of the need for such an amendment, petitioner Atty. Lambino readily conceded during the
oral arguments that the requirement of a future amendment is a "surplusage." In short, Atty. Lambino wants to
reinstate the rule of statutory construction so that the later provision automatically prevails in case of irreconcilable
inconsistency. However, it is not as simple as that.
The irreconcilable inconsistency envisioned in the proposed Section 2 of the Transitory Provisions is not between a
provision in Article VI of the 1987 Constitution and a provision in the proposed changes. The inconsistency is
between a provision in Article VI of the 1987 Constitution and the "Parliamentary system of government," and
the inconsistency shall be resolved in favor of a "unicameral parliamentary form of government."
Now, what "unicameral parliamentary form of government" do the Lambino Group's proposed changes refer to
― the Bangladeshi, Singaporean, Israeli, or New Zealand models, which are among the few countries
with unicameral parliaments? The proposed changes could not possibly refer to the traditional and well-known
parliamentary forms of government ― the British, French, Spanish, German, Italian, Canadian, Australian, or
Malaysian models, which have all bicameral parliaments. Did the people who signed the signature sheets realize
that they were adopting the Bangladeshi, Singaporean, Israeli, or New Zealand parliamentary form of government?
This drives home the point that the people's initiative is not meant for revisions of the Constitution but only for
amendments. A shift from the present Bicameral-Presidential to a Unicameral-Parliamentary system requires
harmonizing several provisions in many articles of the Constitution. Revision of the Constitution through a people's
initiative will only result in gross absurdities in the Constitution.
In sum, there is no doubt whatsoever that the Lambino Group's initiative is a revision and not an amendment. Thus,
the present initiative is void and unconstitutional because it violates Section 2, Article XVII of the Constitution
limiting the scope of a people's initiative to "[A]mendments to this Constitution."
The present petition warrants dismissal for failure to comply with the basic requirements of Section 2, Article XVII
of the Constitution on the conduct and scope of a people's initiative to amend the Constitution. There is no need to
revisit this Court's ruling in Santiago declaring RA 6735 "incomplete, inadequate or wanting in essential terms and
conditions" to cover the system of initiative to amend the Constitution. An affirmation or reversal of Santiago will
not change the outcome of the present petition. Thus, this Court must decline to revisit Santiago which effectively
ruled that RA 6735 does not comply with the requirements of the Constitution to implement the initiative clause on
amendments to the Constitution.
This Court must avoid revisiting a ruling involving the constitutionality of a statute if the case before the Court can
be resolved on some other grounds. Such avoidance is a logical consequence of the well-settled doctrine that courts
will not pass upon the constitutionality of a statute if the case can be resolved on some other grounds.51
Nevertheless, even assuming that RA 6735 is valid to implement the constitutional provision on initiatives to amend
the Constitution, this will not change the result here because the present petition violates Section 2, Article XVII of
the Constitution. To be a valid initiative, the present initiative must first comply with Section 2, Article XVII of the
Constitution even before complying with RA 6735.
Even then, the present initiative violates Section 5(b) of RA 6735 which requires that the "petition for an initiative
on the 1987 Constitution must have at least twelve per centum (12%) of the total number of registered voters as
signatories." Section 5(b) of RA 6735 requires that the people must sign the "petition x x x as signatories."
The 6.3 million signatories did not sign the petition of 25 August 2006 or the amended petition of 30 August 2006
filed with the COMELEC. Only Atty. Lambino, Atty. Demosthenes B. Donato, and Atty. Alberto C. Agra
signed the petition and amended petition as counsels for "Raul L. Lambino and Erico B. Aumentado,
Petitioners." In the COMELEC, the Lambino Group, claiming to act "together with" the 6.3 million signatories,
merely attached the signature sheets to the petition and amended petition. Thus, the petition and amended petition
filed with the COMELEC did not even comply with the basic requirement of RA 6735 that the Lambino Group
claims as valid.
The Lambino Group's logrolling initiative also violates Section 10(a) of RA 6735 stating, "No petition embracing
more than one (1) subject shall be submitted to the electorate; x x x." The proposed Section 4(4) of the
Transitory Provisions, mandating the interim Parliament to propose further amendments or revisions to the
Constitution, is a subject matter totally unrelated to the shift in the form of government. Since the present initiative
embraces more than one subject matter, RA 6735 prohibits submission of the initiative petition to the electorate.
Thus, even if RA 6735 is valid, the Lambino Group's initiative will still fail.
4. The COMELEC Did Not Commit Grave Abuse of Discretion in Dismissing the Lambino Group's Initiative
In dismissing the Lambino Group's initiative petition, the COMELEC en banc merely followed this Court's ruling
in Santiago and People's Initiative for Reform, Modernization and Action (PIRMA) v. COMELEC.52 For
following this Court's ruling, no grave abuse of discretion is attributable to the COMELEC. On this ground alone,
the present petition warrants outright dismissal. Thus, this Court should reiterate its unanimous ruling in PIRMA:
The Court ruled, first, by a unanimous vote, that no grave abuse of discretion could be attributed to the
public respondent COMELEC in dismissing the petition filed by PIRMA therein, it appearing that it only
complied with the dispositions in the Decisions of this Court in G.R. No. 127325, promulgated on March
19, 1997, and its Resolution of June 10, 1997.
5. Conclusion
The Constitution, as the fundamental law of the land, deserves the utmost respect and obedience of all the citizens of
this nation. No one can trivialize the Constitution by cavalierly amending or revising it in blatant violation of the
clearly specified modes of amendment and revision laid down in the Constitution itself.
To allow such change in the fundamental law is to set adrift the Constitution in unchartered waters, to be tossed and
turned by every dominant political group of the day. If this Court allows today a cavalier change in the Constitution
outside the constitutionally prescribed modes, tomorrow the new dominant political group that comes will demand
its own set of changes in the same cavalier and unconstitutional fashion. A revolving-door constitution does not
augur well for the rule of law in this country.
An overwhelming majority − 16,622,111 voters comprising 76.3 percent of the total votes cast53 − approved our
Constitution in a national plebiscite held on 11 February 1987. That approval is the unmistakable voice of the
people, the full expression of the people's sovereign will. That approval included the prescribed modes for
amending or revising the Constitution.
No amount of signatures, not even the 6,327,952 million signatures gathered by the Lambino Group, can change our
Constitution contrary to the specific modes that the people, in their sovereign capacity, prescribed when they ratified
the Constitution. The alternative is an extra-constitutional change, which means subverting the people's sovereign
will and discarding the Constitution. This is one act the Court cannot and should never do. As the ultimate
guardian of the Constitution, this Court is sworn to perform its solemn duty to defend and protect the Constitution,
which embodies the real sovereign will of the people.
Incantations of "people's voice," "people's sovereign will," or "let the people decide" cannot override the specific
modes of changing the Constitution as prescribed in the Constitution itself. Otherwise, the Constitution ― the
people's fundamental covenant that provides enduring stability to our society ― becomes easily susceptible to
manipulative changes by political groups gathering signatures through false promises. Then, the Constitution ceases
to be the bedrock of the nation's stability.
The Lambino Group claims that their initiative is the "people's voice." However, the Lambino Group unabashedly
states in ULAP Resolution No. 2006-02, in the verification of their petition with the COMELEC, that "ULAP
maintains its unqualified support to the agenda of Her Excellency President Gloria Macapagal-Arroyo for
constitutional reforms." The Lambino Group thus admits that their "people's" initiative is an "unqualified support to
the agenda" of the incumbent President to change the Constitution. This forewarns the Court to be wary of
incantations of "people's voice" or "sovereign will" in the present initiative.
This Court cannot betray its primordial duty to defend and protect the Constitution. The Constitution, which
embodies the people's sovereign will, is the bible of this Court. This Court exists to defend and protect the
Constitution. To allow this constitutionally infirm initiative, propelled by deceptively gathered signatures, to alter
basic principles in the Constitution is to allow a desecration of the Constitution. To allow such alteration and
desecration is to lose this Court's raison d'etre.
SO ORDERED.
DAVIDE, JR., J.:
The heart of this controversy brought to us by way of a petition for prohibition under Rule 65 of the Rules of Court
is the right of the people to directly propose amendments to the Constitution through the system of initiative under
Section 2 of Article XVII of the 1987 Constitution. Undoubtedly, this demands special attention, as this system of
initiative was unknown to the people of this country, except perhaps to a few scholars, before the drafting of the
1987 Constitution. The 1986 Constitutional Commission itself, through the original proponent1 and the main
sponsor2 of the proposed Article on Amendments or Revision of the Constitution, characterized this system as
"innovative".3 Indeed it is, for both under the 1935 and 1973 Constitutions, only two methods of proposing
amendments to, or revision of, the Constitution were recognized, viz., (1) by Congress upon a vote of three-fourths
of all its members and (2) by a constitutional convention.4 For this and the other reasons hereafter discussed, we
resolved to give due course to this petition.
On 6 December 1996, private respondent Atty. Jesus S. Delfin filed with public respondent Commission on
Elections (hereafter, COMELEC) a "Petition to Amend the Constitution, to Lift Term Limits of Elective Officials,
by People's Initiative" (hereafter, Delfin Petition)5 wherein Delfin asked the COMELEC for an order
1. Fixing the time and dates for signature gathering all over the country;
2. Causing the necessary publications of said Order and the attached "Petition for Initiative on the
1987 Constitution, in newspapers of general and local circulation;
3. Instructing Municipal Election Registrars in all Regions of the Philippines, to assist Petitioners
and volunteers, in establishing signing stations at the time and on the dates designated for the
purpose.
Delfin alleged in his petition that he is a founding member of the Movement for People's Initiative,6 a group of
citizens desirous to avail of the system intended to institutionalize people power; that he and the members of the
Movement and other volunteers intend to exercise the power to directly propose amendments to the Constitution
granted under Section 2, Article XVII of the Constitution
The Delfin Petition further alleged that the provisions sought to be amended are Sections 4 and 7 of Article
VI,7 Section 4 of Article VII,8 and Section 8 of Article X9 of the Constitution. Attached to the petition is a copy of a
"Petition for Initiative on the 1987 Constitution" 10 embodying the proposed amendments which consist in the
deletion from the aforecited sections of the provisions concerning term limits, and with the following proposition:
On 18 December 1996, the petitioners herein — Senator Miriam Defensor Santiago, Alexander Padilla, and Maria
Isabel Ongpin — filed this special civil action for prohibition raising the following arguments:
(1) The constitutional provision on people's initiative to amend the Constitution can only be
implemented by law to be passed by Congress. No such law has been passed; in fact, Senate Bill
No. 1290 entitled An Act Prescribing and Regulating Constitution Amendments by People's
Initiative, which petitioner Senator Santiago filed on 24 November 1995, is still pending before
the Senate Committee on Constitutional Amendments.
(2) It is true that R.A. No. 6735 provides for three systems of initiative, namely, initiative on the
Constitution, on statutes, and on local legislation. However, it failed to provide any subtitle on
initiative on the Constitution, unlike in the other modes of initiative, which are specifically
provided for in Subtitle II and Subtitle III. This deliberate omission indicates that the matter of
people's initiative to amend the Constitution was left to some future law. Former Senator Arturo
Tolentino stressed this deficiency in the law in his privilege speech delivered before the Senate in
1994: "There is not a single word in that law which can be considered as implementing [the
provision on constitutional initiative]. Such implementing provisions have been obviously left to a
separate law.
(3) Republic Act No. 6735 provides for the effectivity of the law after publication in print media.
This indicates that the Act covers only laws and not constitutional amendments because the latter
take effect only upon ratification and not after publication.
(4) COMELEC Resolution No. 2300, adopted on 16 January 1991 to govern "the conduct of
initiative on the Constitution and initiative and referendum on national and local laws, is ultra
vires insofar as initiative on amendments to the Constitution is concerned, since the COMELEC
has no power to provide rules and regulations for the exercise of the right of initiative to amend
the Constitution. Only Congress is authorized by the Constitution to pass the implementing law.
(5) The people's initiative is limited to amendments to the Constitution, not to revision thereof.
Extending or lifting of term limits constitutes a revision and is, therefore, outside the power of the
people's initiative.
(6) Finally, Congress has not yet appropriated funds for people's initiative; neither the COMELEC
nor any other government department, agency, or office has realigned funds for the purpose.
To justify their recourse to us via the special civil action for prohibition, the petitioners allege that in the event the
COMELEC grants the Delfin Petition, the people's initiative spearheaded by PIRMA would entail expenses to the
national treasury for general re-registration of voters amounting to at least P180 million, not to mention the millions
of additional pesos in expenses which would be incurred in the conduct of the initiative itself
Issues:
Issue No. 1
Whether R.A. No. 6735, entitled An Act Providing for a System of Initiative and Referendum and Appropriating Funds Therefor, was
intended to include or cover initiative on amendments to the Constitution; and if so, whether the Act, as worded, adequately covers...
such initiative
Issue No. 2
Whether that portion of COMELEC Resolution No. 2300 (In re: Rules and Regulations Governing the Conduct of Initiative on the
Constitution, and Initiative and Referendum on National and Local Laws) regarding the conduct of initiative on amendments to the
Constitution is valid,... considering the absence in the law of specific provisions on the conduct of such initiative
Issue No. 3
Whether the lifting of term limits of elective national and local officials, as proposed in the draft "Petition for Initiative on the 1987
Constitution," would constitute a revision of, or an amendment to, the Constitution.
Ruling:
Ruling on the first issue:
COMELEC RESOLUTION NO. 2300, INSOFAR AS IT PRESCRIBES RULES AND REGULATIONS ON THE CONDUCT OF
INITIATIVE ON AMENDMENTS TO THE CONSTITUTION, IS VOID.
It logically follows that the COMELEC cannot validly promulgate rules and regulations to implement the exercise of the right of the
people to directly propose amendments to the Constitution through the system of initiative. It does not have that power under R.A.
No. 6735.
Reliance on the COMELEC's power under Section 2(1) of Article IX-C of the Constitution is misplaced, for the laws and regulations
referred to therein are those promulgated by the COMELEC under (a) Section 3 of Article IX-C of the Constitution, or (b) a law
where subordinate... legislation is authorized and which satisfies the "completeness" and the "sufficient standard" tests.
Ruling on the 3rd issue
The foregoing considered, further discussion on the issue of whether the proposal to lift the term limits of the elective national and
local officials is an amendment to, and not a revision of, the Constitution is rendered unnecessary, if not academic.
Principles:
Section 2 of Article XVII of the Constitution... is not self-executory.
Without implementing legislation Section 2 cannot operate. Thus, although this mode of amending the Constitution is a mode of
amendment which bypasses congressional action, in the last analysis it still is dependent on congressional action.