Lecours 2002
Lecours 2002
Lecours 2002
development has remained, although not unnoticed, largely under-studied: the increasing
international presence of sub-national entities, particularly regional governments. The
international activity of these governments is easily noticeable: they have representation
abroad (usually called ‘offices’ or ‘houses’), lead ‘trade missions’, sign agreem ents or
even treaties, participate in regional/international organizations and enter into bilateral
relations with states and/or other regional governments (Balthazar, 1993; Philippart,
1998). Regions getting involved in international affairs may not have as dramatic
importance and consequences as civil/ethnic wars, post-communist/authoritarian
transition or the changing structures of the global economy; nevertheless, it is an intricate
part of the re-configuration process of international and domestic politics or, more
accurately, global politics.
Regional governments operating beyond national borders is not a new
phenomenon. Many American states from the South developed an international presence
as early as the late 1950s to stimulate export and attract foreign investment while their
Northern counterparts followed in the mid-1970s for similar reasons (Kincaid, 1999;
p.111). Québec became internationally active in the wake of the 1960s Quiet Revolution;
other Canadian provinces, most importantly Ontario and Alberta, did the same, albeit in a
much more limited fashion, in the 1970s (Bélanger, 1994; Bernier and Thérien, 1994).
The first Basque government (1936-1939) sent delegations abroad and had contacts with
foreign governments, diplomats and other interlocutors in the context of the Spanish Civil
War (Ugalde Zubiri, 1999). Nevertheless, the international activity of regional
governments has acquired new prominence in the 1990s. In all of the cases previously
mentioned, and others such as Australian states (Ravenhill, 1999), the scope and intensity
of paradiplomacy has greatly increased in the last few years. Regions open offices and
conduct ‘trade missions’ abroad; become involved in regional/international organizations;
participate in regional/international conferences; establish bilateral relationships with
states and other regions; and so on. This new prominence is the result of both domestic
and international change: domestically, crucial processes include a surge in territorial
politics, most importantly nationalism, and institutional transformations towards de-
centralization, while internationally they correspond to economic globalization and the
construction of supra-national institutions. Of foremost importance is the fact that these
processes feed off each other to put pressure on central states and empower regions.
international presence, identifying the focus of its foreign policy and evaluating that
policy’s success (Palard, 19999; Bernier, 1994). There is usually also an effort to explain
the existence and nature of a region’s international activity; however, this effort is rarely
guided by general theoretical considerations and corresponds primarily to the
identification of causal factors specific to a region. The work on paradiplomacy that does
not primarily or exclusively involve case studies tends to focus on the ‘nature of the
beast’; it seeks to make sense of the phenomenon, categorize its various forms and
interpret its consequences for the state. There has been little effort to ground the study of
paradiplomacy in a theoretical and comparative perspective. This paper represents a first
step into that direction.
attractive strategic option for nationalist leaders. There are forms of paradiplomacy which
are more significant than others with respect to identity construction and consolidation,
namely those involving most specifically, albeit implicitly, a recognition by one or more
sovereign states of the legitimacy of a region as an international actor. Bilateral
relationships with states, as the closest thing to traditional diplomacy, are particularly
important symbolically. So is participation in regional and international
organizations/conferences. The relevance for identities of these acts of paradiplomacy is
not limited to the acts themselves; as important is the fact that these highly visible
paradiplomatic activities give nationalist leaders the opportunity to play to their domestic
audience. They provide a scene from which nationhood can be proclaimed most
forcefully, as foreign, regional or even international focus offers legitimacy and
discursive/communication opportunities. In short, through paradiplomacy, regions can
both behave as nations and present themselves as such.
The second process of nationalism is the definition and articulation of
regional/group interests. Indeed, the development of subjective communities associated
with the erection of boundaries between groups involves not only identities but also a
specific conception of the common good, or at least the identification of certain elements
which should be promoted and/or defended. In turn, the regional/group interest definition
is linked to, and becomes an integral part of, the collective identity. There are generally
two dimensions to this definition. The first is centred on culture. In building and shaping
identities, nationalist movements emphasize and politicize cultural distinctiveness;
consequently, they tend to define the ‘national interest’ primarily in terms of cultural
protection/preservation. The second dimension is more clearly ideological. The
emergence of nationalist movements tends to be associated with, and supported by,
ideologically-specific political forces. This has been the case in Flanders, where the
Flemish Movement is strongly associated with the Christian-Democracy, and in Québec
where nationalism is close to trade-unions and left-leaning organizations. As a result of
these linkages, nationalist movements, and the regions they seek to represent, although
never monolithic, often have an ideological personality.
Processes of interest definition and articulation are highly intelligible in
international politics. After all, traditional foreign policy is fundamentally about the
definition, defense and promotion of a (state) national interest. This is why the interest
component of paradiplomacy is the most straightforward and visible; indeed, regional
governments operating on the international scene adopt state-like discourses, that is, they
express preferences in the context of a ‘national interest framework. These preferences
may be ideological in nature, and therefore lead regional governments to take stand on
such issues as free-trade or the social nature of the European Union. In such cases, the
issues put forward by paradiplomacy may be understood in terms of domestic dynamics
surrounding nationalism. Paradiplomacy preferences may also follow the cultural aspect
of interest definition. In fact, cultural defense and promotion tend to be the most
important issues of paradiplomacy because they are central to its underlying force,
nationalism. Paradiplomacy extends the domestic struggles of nationalist movements for
cultural preservation into international politics. The Québec government, for example,
expresses concerns over the linguistic nature and consequences of such international
processes as globalization and the liberalization of trade, a preoccupation stemming from
its domestic struggle for the prominence of French in Québec society. Culture therefore
6
that may lower the degree of contention surrounding certain regional claims and
demands. In the special cases where institutional change sought by a regional government
is independence, international activity becomes a functional necessity. Secessionist forces
need to establish an international network and present their project to foreign states in the
hope of obtaining formal recognition following an eventual declaration of independence.
domestic economy, including and perhaps most importantly their ability to tackle issues
of territorial economic inequalities and discrepancies. Consequently, states losing power
to market forces is a particularly significant development for regions (Courchene, 1998).
In response to this weakened leadership of central states in governing the economy, many
regional governments have taken upon themselves to actively seek to attract foreign
investment and promote exports. These are core objective of most, if not all
paradiplomacies, and they involve some international network/action: offices abroad,
trade missions, and so on. Economic integration and liberalization of trade, because they
come with a set of norms and rules, also involve challenges to forms of socio-political
and cultural organizations that may be specific to some regions. Consequently, some
regional governments (Québec for example) have viewed the development of an
international voice as a necessary condition for dealing effectively with these processes.
The second set of international structures shaping paradiplomacy is the state
system. Regional governments are generally excluded from formal bilateral and
multilateral relationships. In fact, traditional diplomacy has been built around the
sovereign state, and the rules and procedures which structure it have further reinforced
the hegemonic role of states as actors of international politics. However, states are
increasingly willing to have bilateral relations with regional governments. Flanders, for
example, has signed cooperation agreements with Canada, the United States, South
Africa, Russia and Japan (Massart-Piérard, p.723). Some states have in fact developed
particularly significant relationships with foreign regions. France, for example, treats the
Québec premier very much like a head of state, and deals with the province in a fashion
approximating its traditional bilateral relations. These opportunities for regional
governments to enter into formal relationships with states give them new legitimacy and
enhances their international personality. Finally, bilateralism in paradiplomacy is not
limited to state-region relations; in fact, the bulk of paradiplomatic activity occurs
between regional governments, that is, in the form of inter-regional and trans-
border/transnational relationships. The Four Motors of Europe is a well-documented
instance of this type of paradiplomacy. Bilateral relationships between regions trigger a
dynamic process which is central in developing the international activity of regions:
indeed, because these relationships are not contingent on foreign states recognizing
regions as international actors, they offer great potential for the autonomous development
of regional governments’ international legitimacy, an outcome which in turn fosters these
same transnational relationships.
forums such as La Francophonie and United Nations agencies (Division des relations
internationales de la Région wallonne, 2001).
The motor behind this paradiplomacy are the processes of identity construction,
group interest definition/promotion, and territorial mobilization which have permeated
Belgian politics for the last thirty years. In the case of Wallonia, it is debatable if these
processes correspond to nationalism per se. Indeed, Walloon leaders rarely speak of
Wallonia as a nation; they tend to use the concepts of region or political community.
Nevertheless, the logic of this politics is similar to nationalist politics, and it is indeed at
the heart of the region’s international aspirations.
It is often said that Wallonia is a region with no past and an uncertain future. This
is problematic for Walloon leaders because politics in Belgium is heavily dichotomized
beween the language groups as well as divided along regional/community lines, and
because the ‘Flemish side’ is united politically, institutionally and with respect to
identity. In this context, it is hardly surprising that Walloon leaders would want to create
a strong identity/political community capable of measuring up to Flemings.
Paradiplomacy serves as a mechanism to do just that (Massart-Piérard, 1999; 714). Three
aspects of Wallonia’s international relations serve to highlight this role of paradiplomacy.
First, Wallonia has chosen many of its partners for their Francophone character (France,
Québec, Maghreb countries) thereby using the international arena to assert its French-
speaking personality. Second, Wallonia has argued, albeit it largely unsuccessfully, for a
strengthening of an institution, the Committee of Regions, which provides great visibility
to regional leaders and legitimacy to their political community (Division des relations
internationales de la Région wallonne, 2001; 86-87). Third, leaders of both Wallonia and
the French Community are currently altering the design of their international relations
bureauracies (Division des relations internationales de la Région wallonne, 2000; 86-87)
in the hope of re-shaping the larger institutions of Francophones and, indeed, their
political identities. One of the reasons why Belgium’s French -speaking population has a
weaker regional/sub-state identity than Flemings is that they are institutionally divided :
French-speakers in Wallonia are members of both the Walloon Region and the
Francophone Community while those living in Brussels belong to that same Community
and the Brussels Region. Meanwhile, the Flemish Community and Region have merged.
In this context, Walloon/Francophone leaders are increasingly considering focusing on a
Francophone rather than Walloon and Brusseler identity. This move would involve a
process of institutional convergence which arguably was launched with the merger of the
sectorial divisions of their international relations departments.
In its struggle with Flemish nationalism, the Walloon Movement has defined the
interests of Walloons in three different ways. First, and at the broadest level, it has made
the economic development of Wallonia, which is poorer than Flanders, a priority.
Second, it has focused on the promotion of French. Finally, the Walloon Movement has
historically associated Walloons with the working-class of Belgium (industrialization
occurred early in this area and socialist and trade-unionist forces are very strong), thereby
defining group interests partly in terms of relations of production. Wallonia’s
paradiplomacy reflects these concerns. On the economic/development front, Wallonia has
created l’Agence wallonne à l’exportation whose main role is to help Walloon companies
do business abroad. It has also, in its bilateral relationships, emphasized scientific and
technological cooperation as a means of improving the Region’s position in the new
11
economy. The Region’s linguistic concerns have shown in its choice of partners (France,
Québec…). Indeed, affirming Wallonia as an international French voice actively working
to promote the language is a logical extension of its domestic struggle. Also, Wallonia
has taken a particular interest in the protection of linguistic minorities, for example
working, albeit it unsuccesfully, to include this type of clause in the EU Charter of Rights
adopted in principle at the Nice summit in 2000. This position is unsurprising : Walloon
regionalism/nationalism is closely associated with feelings of powerlessness vis-à-vis the
numerically superior Flemings and, furthermore, one of the most contentious issues
between the two linguistic communities is the Francophone minority in Flanders which
the Flemish government seeks, by its own admission, to assimilate. Finally, the
connection of the Walloon Movement with the Socialist ideological family has also
transpired in the Region’s paradiplomacy. In discussing employment policy in the
European Union, Wallonia was careful to avoid ‘des formulations qui auraient pu mettre
en cause les acquis sociaux des travailleurs wallons.’ (Division des relations
internationales de la Région wallonne, 2001; 95).
The international relations of Wallonia also serve purposes of territorial
mobilization. Walloons are reluctant regionalist/nationalists; they have been put in the
position of having to turn to regional institutions rather than the Belgian state because the
Flemish Movement, when it was able to translate its numerical majority into political
power, forced the federalization process. The emptying out of the Belgian state, and
perhaps even its eventual disappearance, is somewhat of a frightening process for
Walloons/Francophones. In this context, playing the European Union card is a reasonable
move since a federal-type EU would mean that Wallonia would never be ‘alone’ but
rather always part of a larger, meaningful political structure. It is therefore unsurprising
that Walloon leaders would strongly promote a federal Europe. It stresses the ideas of
efficiency in decision making (read an increase in qualified voting), democracy, and
citizenship (Division des relations internationales de la Région wallonne, 2001; 85).
If the three aforementioned processes represent the driving force behind
Wallonia’s international agency, there also exists institutional contexts, both domestic
and international, which favour Walloon paradiplomacy. Domestically, two elements are
significant. The first element is the nature of Belgian federalism. Belgian federated units
enjoy great autonomy in a division of power that is exclusive (watertight) and non–
hierarchical. Consequently, these units present great potential as autonomous
international agents. The second element is the constitutional framework. Belgium’s
Regions and Communities are formally recognized, since 1993, the authority to conduct
their own international relations (including treaty-making) on matters falling within their
own jurisdiction. In other words, all their powers are extended to the international sphere.
The European Union represents a major external opportunity structure for
Wallonia to develop its paradiplomacy, and not only for the Union’s Committee of
Regions. Indeed, Belgian federated units are players in the Council of Ministers where
they can engage Belgium and flesh out the Belgian position in matters relevant to their
own internal jurisdiction (Lagasse, 1997; 53-58). Of course, in this context Wallonia does
not act as an independent agent. Rather, it is involved in mechanisms of conciliation and
coordination, and in the search for a consensus. Nevertheless, the EU allows Wallonia
and the other Belgian units, in virtue of the peculiarity of Belgian federalism, to give their
paradiplomacy a very distinctive outlook.
12
combative language when refering to the federal government. It criticizes the ‘anachronic
character’ of the federal government’s position on the actors of international relations,
and dissociates Québec from the federal objective of furthering Canadian culture, arguing
that this mission involves the negation of Québec’s own culture (Ministère des relations
internationales, 2001; pp.23-24). This suggests that the very action of developing
international relations is meant as a challenge towards Ottawa. Indeed, for the PQ
government, requesting a ‘Québec presence’ in one forum/event or another is a no lose
proposition : if the request is accepted, the government gets its wish; if it is denies, it can
denounce the rigidity of Canadian federalism. Finally, Québec’s paradiplomacy puts a lot
of emphasis on image, that is on promoting a positive view of Québec abroad. The
strategic plan lists this objective as one of the four functions of Québec’s paradiplomacy
(fonction affaires publiques). This objective is related to territorial mobilization since it
can be seen, at least in part, as preparing the international reaction to an eventual
declaration of independence.
Québec nationalism is a much stronger force than the Walloon Movement. Why is
it, then, that both Québec and Wallonia have developed paradiplomacies which are
comparable in importance? The key here is that Québec’s domestic and international
contexts are not as friendly to international activity as Wallonia’s. Three differences are
particularly noteworthy. First, Québec does not have formal constitutional powers in the
area of international relations. In other words, the domestic mechanisms behind Québec’s
international activity are less formalized and more conflictual than Wallonia’s. Second,
and this is a direct result of the constitutional framework, the Canadian federal
government tends to oppose Québec’s international presence. This is not the case in
Belgium where the autonomous international action of Regions and Communities is
accepted. This is not to say that the different Belgian units do not interact when it comes
to international affairs; they do, but it tends to be in a perspective of conciliation and
consensus-seeking. Third, there is no political integration in North America and therefore
no supranational forum where regions can bypass the state and develop formal
relationships. Again, it is not that such transborder/transnational relationships do not exist
in North America. They do indeed, and these relationships most likely have been spured
by economic integration. However, if continental free-trade has presented Québec with
new opportunities to interact with other North American regions, it has not drawn
regional governments into a supranational arena in a way similar to the EU.
interest in developing their own international personality, foreign affairs are likely to
become an additional source of conflict in multinational states. At the surface, these
central-regional disputes may appear to be about division of power and over different
foreign policy objectives; in reality, they are fundamentally about identity and political
legitimacy. This makes paradiplomacy a form of territorial conflict more difficult to
manage in multinational states than in traditional nation-states. On the one hand, regions
where there is a nationalist movement engage in paradiplomatic activities even if they
have a foreign policy agenda very similar to that of the central state, therefore rendering
almost meaningless compromise over the content of foreign policy. On the other hand,
central states, in addition to seeking to preserve a role which is traditionally theirs,
associate exclusivity in international affairs with the expression of a coherent national
identity. This suggests that a ‘federalization’ of international affairs whereby each level
of government would be empowered to act internationally in areas of domestic
jurisdiction is an unlikely solution for most states. It has happened in Belgium but only
because nationalism there comes from the group (Flemings) which, as a result of
representing a numerical majority, controls central institutions and drives constitutional-
institutional reforms.
Through paradiplomacy, multinational societies are at the forefront of a new
mode of internal-external linkage. Traditionally, states served as the most important, if
not sole connection with the international realm; through foreign policy, they aggregated
domestic interests and preferences, and expressed them to other international actors,
usually states. This mechanism is still significant, but it now coexists with other forms of
domestic-international linkage. One such form are the much discussed social, religious
and cultural movements which are increasingly targeting international processes such as
globalization, and following organizational patterns that do not recognize national
borders. The action of these movements is transnational; it involves individuals, groups
and associations establishing connections, many of them through the new technologies,
with similar actors in foreign countries without going through the state. Paradiplomacy
represents another type of internal-external connection which shares characteristics with
traditional state foreign policy and transnationalism without being one or the other.
Indeed, it involves state-like units projecting themselves onto the international scene
without the help, and often against the will of the central state. Regional governments as
international actors have the fluidity of transnational movements yet remain intelligible to
states as the result of their territorial-institutional nature. These features make some
regions of multinational states the bearers of a special, and potentially very effective
international agency, one which connects domestic and international politics in an
entirely new way.
15
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