AC7114 Rev M 1

AC7114 REV M Δ1
Issued 1997-07
AUDIT CRITERIA
Revision Date: 15-AUG-2018
161Thorn Hill Road
Warrendale, PA 15086-7527 Editorial ‘Δ’ Change 17-JAN-2019
Superseding AC7114 Rev L
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Nadcap
AUDIT CRITERIA FOR
NONDESTRUCTIVE TESTING (NDT) SUPPLIERS ACCREDITATION PROGRAM
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*TO BE USED ON AUDITS STARTING ON OR AFTER 2-DEC-2018*
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1. SCOPE
These Audit Criteria are intended for use to survey a facility seeking
accreditation from Nadcap for the NDT process. This criteria is
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supplemented by Audit Criteria for specific NDT processes to be
accredited and shall be used with the applicable Subscriber
Supplemental Checklists to ensure that NDT suppliers meet the
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requirements for Nadcap accreditation in Nondestructive Testing.
The purpose of this Audit Criteria is to provide a means to verify and

document that systems are in place to control the process and that the
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process procedures are being followed.
The Nadcap NDT Task Group recognizes ISO17025 (NDT Test

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Houses only) and/or any Nadcap recognized quality system in

accordance with PD 1100. If the supplier has been audited and
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approved by Nadcap or any other Nadcap recognized agency for

registration with AS9100 / EN9100, then no further assessment for
quality systems will be required. Although specific Audit Criteria for
evaluation of the general quality system is not included within the text
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of this checklist, the requirements of AC7004 do form a part of the

standard used in the Nadcap NDT Accreditation program. As such,
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auditors may identify and record nonconformances related to the

quality system. The supplier must address these nonconformances in
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order to obtain Nadcap Accreditation.

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PRI operating procedures provide that "This report is published by PRI to advance the state of technical, engineering, and quality
sciences. The use of this report is entirely voluntary, and its applicability and suitability for any particular use, including any patent
infringement arising there from, is the sole responsibility of the user."
PRI values your input. To provide feedback on this document, please contact the appropriate commodity staff engineer.
(Contact information is located at http://www.eauditnet.com under “Contact Us”.)
Copyright 2019 Performance Review Institute. All rights reserved.
t-frm-15 02-JAN-2019
PRI AC7114 Rev M Δ1 -2-
2. GENERAL INFORMATION
References:
SAE Publications: Available from SAE, 400 Commonwealth Drive,
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Warrendale, PA 15086-0001
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AS9100 Quality Systems Aerospace model
for Quality Assurance in Design,
Development, Production,
Installation and Servicing
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PRI Publications: Available from PRI, 161 Thorn Hill Road, Warrendale,
PA 15086-0001
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PD 1100 Nadcap Program Requirements
OP 1103 Definitions
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AIA Publications: Available from Aerospace Industries Association of
American, Inc., 1250 Eye Street, N.W., Washington, DC 20005-3922
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NAS-410 NAS Certification & Qualification
of Nondestructive Test Personnel
ISO Publications: Available from the American National Standards

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Institute, 11 West 42 Street, New York, NY 10036
ISO 9100 Quality Systems Aerospace model

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for Quality Assurance in Design,

Development, Production,
Installation and Servicing
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ISO 10012-1:1992 International Standard Quality

Assurance Requirements for
Measuring Equipment – Part 1
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Metrological Confirmation
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Systems for Measuring Equipment
ANSI/NCSL Z540 Calibration Laboratories, and

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Measuring and Test Equipment –

General Requirements
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EN Publications: Available from BSI, 389 Chiswick High Road, London

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W4 4AL. UK
EN 4179 Aerospace Series – Qualification

and Approval of Personnel for
Nondestructive Testing
EN ISO Publications: Available from BSI, 389 Chiswick High Road,

London W4 4AL. UK
EN ISO 9000 Series Quality Management and Quality

Assurance Standards –
Guidelines;
EN ISO/IEC 17025 General Requirements for the
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Competence of Testing and
calibration Laboratories.
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2.1 Instructions for the Auditors
In completing this assessment, auditors are instructed to respond with
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a “Yes” or “No” to address compliance with each statement of
requirement. For any negative responses, the auditor must clearly
indicate in the NCR if the “No” reflects noncompliance with respect to
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existence, adequacy, and/or compliance. Existence relates to evidence
of a documented procedure or policy, adequacy relates to the
completeness of the procedure or policy and compliance relates to
evidence of effective implementation. This checklist includes the use of
the word “shall” which indicates a clear requirement that must be met at
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all times. The word “may” indicates a possible resolution to a
requirement or one recommended method to achieve a given
requirement, but does not represent the only way to meet that
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requirement. In addition the checklist includes the term “Compliance
Assessment Guidance”. This term is used to reflect the Task Groups
expectation when answering the checklist question as YES or NA.
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The auditor must verify the list of procedures provided by the supplier
at the time of the audit. Any corrections or updates to the list must be
identified using notes inserted at the applicable criterion.
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All negative responses require a Nonconformance Report (NCR). Not

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Applicable (NA) responses do not require an explanation unless

otherwise noted. There is only one plausible reason for an NA, which
is, that a particular operation or issue is not being used at the supplier.
There are no NA’s simply for a lack of a customer requirement. If a
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system is in use, then all questions pertaining to that system are

applicable. If verification of results require documentation it shall be so
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noted in this checklist.

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The audit results shall not include any customer proprietary information.
Technical information on parts which have been designated “Export
Controlled – License Required”, (EC-LR) cannot be input into
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eAuditNet. If auditors have any questions about this, they should

contact the Staff Engineer for directions.
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When a satellite audit is conducted, the AC7114 checklist shall be

completed as normal for the main facility with all relevant attachments.
For the satellite facilities, the following applies:
a. AC7114 – Attach auditor cover letter/notes, subscriber matrix, NCR

report form and NDT personnel listing.
b. AC7114 – Section 3.0 add the following note: “This is a satellite audit
to audit #XXXXXX, only the relevant sections of this checklist have
been completed”.
c. Complete all of Section 3 of AC7114.
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d. AC7114S – If no new subscriber supplements are applicable to the
satellite then add the following note to section 3.0: “This is a satellite
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audit to audit #XXXXXX, as no new subscriber supplements are
applicable none of this checklist has been completed”.
e. AC7114S –If new subscriber supplements are applicable for the
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satellite then complete the entire checklist.
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f. Complete all applicable method checklists and supplemental criteria.
g. Confirm that all requirements for satellite facilities are met and
reference within the auditor cover letter. If the requirements are not
met, the auditor shall inform scheduling immediately.
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For all other invoked checklists, the auditor is required to complete
them in full attaching the appropriate documentation in the relevant
sections.
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When an addition to scope audit is conducted, the AC7114 checklist
shall be completed as following:
a. AC7114 – attach auditor cover letter/notes, subscriber matrix, NCR
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report form and NDT personnel listing.
b. Complete all of AC7114.

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c. AC7114S – If no new subscriber supplements are applicable to the

add scope audit then add the following note to section 3.0: “This is an
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add scope audit to audit #XXXXXX, as no new subscriber supplements

are applicable none of this checklist has been completed”.
d. AC7114S –If new subscriber supplements are applicable for the add
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scope audit then complete the entire checklist.

e. Complete all applicable method checklists and supplemental criteria.
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2.2 Instructions for the Supplier

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2.2.1 Prior to the Audit

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The supplier must complete a self-audit using AC7114, all applicable

slashsheets and applicable supplements in preparation for this audit.
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As a minimum, the self-audit shall include one compliance job per

method. All internally identified nonconformances should be corrected
prior to the actual audit. Using the audit checklists, for each applicable
question, provide reference to the procedure and paragraph where the
requirement is addressed. Nonconformances identified as part of the
Nadcap audit with potential product impact may, at the Nadcap NDT
Task Group’s discretion, require a Verification Corrective Action (VCA)
audit at the supplier’s expense. Supplier shall upload self-audit
checklists into eAuditNet no less than 30 days prior to the scheduled

audit.
2.2.1.1 Supplier to forward and/or upload via eAuditNet the following to the
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assigned auditor no less than 30 days prior to the scheduled audit, or
as directed otherwise by the auditor:
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NDT Data:
2.2.1.1a List of processes to be audited (based upon audit scope).
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2.2.1.1b Copy of applicable NDT method process procedure(s) and written
practice for qualification and certification.
2.2.1.1c Copy of procedures for control of inspection status identifiers, contract
review (as it applies to NDT), specific NDT procedures for process
control checks (if not included in process procedures), annual
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maintenance of NDT personnel and calibration (as it applies to NDT
equipment)
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Unless otherwise specified by the auditor, complete and provide at the
time of the audit:
2.2.1.1d List of Approved NDT Personnel including Level 3’s. Supplier is to use
NDT Attachment AC7114-A (or another format as long as all of the
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identified information is present)

2.2.1.1e NDT material and equipment list for each method using Nadcap NDT
attachments (AC7114-A, AC7114/1A, AC7114/2A, AC7114/3A,
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AC7114/4A, AC7114/5A, AC7114/7A, AC7114/9A, AC7114/10A)
2.2.1.1f Subscriber Matrix of Nadcap Subscribers that have approved the

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supplier for NDT. This approval listing must be accurate as it may be

the basis for the scope of the audit. Failure to provide accurate
information will be cause for a follow-up audit..
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The format for providing the different required lists may be accessed
via the Electronic Database or may be generated by the supplier and
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attached electronically to the audit package.

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2.2.2 During the Audit

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The supplier shall provide for an in-briefing with the auditor. Key
members of the applicant's staff should attend the in-briefing so the
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audit purpose, methods and assessment processes can be discussed.

These may include the Responsible Level 3, the Quality Manager,
internal audit personnel and others as deemed necessary by the
auditor or supplier.
The auditor and supplier shall confirm and agree to the scope of the
audit via the scope verification screen on eAuditNet. In addition to
scope verification, the information will be used to complete the
Subscriber matrix. The Subscriber matrix is used to identify all the

Nadcap Subscribers for which the supplier is approved.
Working space for the auditor with desks or tables, chairs, telephone,
etc., shall be made available.
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A final out-briefing will be conducted at the completion of the audit.
Each nonconformance and observation will be reviewed at least daily
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and the supplier will be given the opportunity to discuss proposed
corrective action or to provide any additional information. The auditor
shall complete an audit summary page identifying / referencing the
nonconformance(s) recorded. This summary page shall be signed both
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by the auditor and supplier representative. If the supplier is not in
agreement with the results of the audit, this shall be identified
accordingly on the sheet. Note: audits with 0 nonconformances shall
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also include a signed summary sheet.
Note: The PRI Staff Engineers or Nadcap NDT Task Group may, upon
review, change the auditor's determination of a finding.
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Subscriber matrix, NCR summary page, can be found on eAuditNet,
under Audit Checklist, NDT, NDT Checklist Attachments.
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2.2.3 Following the Audit
In accordance with Nadcap procedures, the supplier has 21 calendar

days from the time the audit is released from EC review to submit a
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corrective action plan, identify effectivity dates for each NCR and when
applicable, objective evidence. This response shall be entered directly
into PRI’s Electronic Database. The response must address the root
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cause of the nonconformance from a systems management approach,

the immediate action taken to resolve the discrepancy and the actions
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taken or to be taken to preclude recurrence.
PRI staff or the Nadcap NDT Task Group may, after review of the audit
report, require additional information or may find cause to issue
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additional findings. Note: Final authority over the audit report,

acceptability of corrective actions and accreditation recommendation
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rests with the Nadcap NDT Task Group.

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3. INFORMATION
3.1 General Information
Nature of Business:_________________________________________
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In House Products (Captive House) Accepts Outside Work
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Total Number of Employees Number of QA Personnel Number of Certified NDT Personnel
(EXCLUDE NDT)
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3.1.1 Audit Contacts
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Identify the Primary Contacts for the Audit (Name/Title)
Name Title
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3.1.1.1 Were the applicable procedures, exams and other technical data YES NO
available in English per OP 1105?
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Compliance Assessment Guidance:

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Unless an alternative language is agreed upon by the assigned Auditor,

the following items shall be translated in writing prior to the audit:
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• NDT process procedure(s) and NDT written practice.

• All NDT qualification examinations, or examination question database
used, which are not administered by ASNT, ISO9712 or an National
Aerospace NDT Board (NANDTB).
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During the audit, the company shall provide verbal or written

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translations as required to assure the Auditor’s understanding and

proper assessment for all technical data such as:
• All other procedures referenced in the applicable Nadcap NDT audit
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checklists which are not listed above, which require review by the
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Auditor.
• NDT personnel training and certification records
• Gauge/Equipment certifications
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• NDT equipment calibration records

• Vision records and results
• Internal NDT audit and annual maintenance records
NOTE: If the choice to translate verbally results in the Auditor not

being able to verify compliance for all required audit checklist criteria,
then an NCR will be issued.
3.1.1.2 Additional Information

Any additional audit notes (any NCR’s of significance, additional
contact personnel info, etc.) to be provided below or may be supplied
via auditor memo / cover letter attached to this audit.
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_______________________________________________________
_______________________________________________________
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_______________________________________________________
_______________________________________________________
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_______________________________________________________
_______________________________________________________
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3.1.1.3 Applicable Nadcap Subscribers
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Attach Nadcap Subscriber Matrix
• If a supplier does not process to Subscriber specifications and only

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industry standards / own internal standards (such as a design and
make supplier), then this shall be identified accordingly on the
matrix, next to the applicable Subscriber.
• It is the suppliers responsibility to ensure the applicable Subscribers

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are identified on the matrix. If the supplier is uncertain of which

Subscribers / Supplements that apply, they shall get in contact with
that Subscriber. For any additional clarification contact the PRI Staff
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Engineer.
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3.1.1.4 NCR Summary
Attach NCR Summary page. Note: If supplier is not in agreement with

the audit results, this shall be identified accordingly on the NCR
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summary page.
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3.2 Quality Systems Approvals

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Enter applicable data below from actual certificate to identify the quality
system approval(s)
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Compliance Assessment Guidance: Review OP 1104 Audit Scheduling,

as failure to provide a valid quality system certificate may result in
failure of the audit and/or suspension/withdrawal of accreditation.
Auditing/Certifying Agency Audit Criteria Certificate Issue Date Certificate Expiration

Date
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3.2.1 Does the name and address of the facility match the information on the YES NO
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certificate?
3.2.2 The above certificate/information has been reviewed, recorded in this
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checklist, and verified by the auditor.
3.3 Corrective Actions
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3.3.1 For re-accreditation audits, were corrective actions from the previous YES NO NA
audit implemented?
Compliance Assessment Guidance: Verification of corrective actions
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taken as a result of nonconformances identified during the previous
audit will be conducted by the auditor. In addition, the auditor shall
verify corrective actions associated with a previous audit that resulted
in “failure”. The auditor shall use investigative means to assure these
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are implemented.
3.3.2 Does the suppliers corrective action system, as it applies to the NDT YES NO
area, ensure that the required changes in procedures resulting from
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corrective action are implemented and effective?
3.4 Did the Auditee make a copy of their completed self-audit available to YES NO
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the auditor at least 30 days prior to the audit- utilizing the version of the
checklist(s) applicable to this audit?
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Compliance Assessment Guidance: Nadcap recommends the self-audit

be performed 90- 120 days prior to the scheduled audit. In the event of
checklist revisions, Nadcap publishes the checklist(s) and sends out a
notification 90 days prior to the checklist(s) becoming effective. In this
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case, an audit against the changes is acceptable if it supplements the

existing self-audit performed prior to the release of the revised
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checklist(s).
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3.4.1 For each question in the checklist, has the supplier identified where the YES NO
means of compliance or evidence of compliance may be found?
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Compliance Assessment Guidance: Compliance or evidence of

compliance can be the procedure, checklist, physical location of
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evidence, etc.
3.4.2 Does the self-audit include one compliance job per method? YES NO
PRI AC7114 Rev M Δ1 - 10 -
4. NDT QUALITY SYSTEM REQUIREMENTS
4.1 Customer Requirements
4.1.1 Has a Level 3 been given accountability for identifying and assuring
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implementation of customer NDT requirements for the following?
Review of NDT requirements YES NO
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Sequence of NDT operations YES NO
NDT procedure development and approval YES NO
NDT technique development/review and approval YES NO
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Training of NDT personnel YES NO
Examination of NDT personnel YES NO
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Compliance Assessment Guidance: The supplier shall identify those
accountable for identification and implementation of customer NDT
requirements. The Level 3 in the method shall review NDT
requirements and assure the proper sequence for NDT operations is
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achieved as specified by the appropriate process standard and/or
drawing. Verification of proper sequencing may be accomplished by
one of the examples noted below, but is not limited to these options:
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1) The Level 3 signature on the routing and/or checklist,
approving the sequence.
2) Use of a sequence template for specific product, or family of

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product, which has been approved by the Level 3.
3) Approval of part drawings which include the sequence of

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operations by the Level 3.
The Level 3 shall be responsible for NDT procedure and/or technique

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development, review and subsequent approval. The Level 3 shall

ensure that NDT personnel are properly trained and examined in
accordance with the appropriate standard.
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4.2 Procurement
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4.2.1 Is there a procedure in place to ensure that all required customer YES NO NA
approvals are obtained prior to performing NDT on customer
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hardware?
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Compliance Assessment Guidance: Compliance may be in a high level

contract review or other quality procedure and not necessarily in an
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NDT procedure. The procedure must be documented. Question would

only be NA for those suppliers not required to hold any specific
customer approval.
PRI AC7114 Rev M Δ1 - 11 -
4.2.1.1 Is there evidence that all required customer approvals are current for all YES NO NA
of the NDT methods being audited?
Compliance Assessment Guidance: Question would only be NA for

those suppliers not required to hold any specific customer approval.
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4.2.2 Is there a procurement procedure to ensure that Prime contractor YES NO NA
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requirements are adequately imposed on the sub-tier supplier that
includes, but is not limited to, calibration services, cleaning/etching
facilities, process control tests, materials and equipment and inspection
facilities as related to NDT?
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Compliance Assessment Guidance: The procedure shall address flow-
down of the specification(s), or standard(s), to which services or
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materials are procured, certification requirements, accuracy, range and
any other data pertinent to justify acceptance. NA applies if no
procurement, as defined, is performed.
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4.2.2.1 Is there evidence of compliance to the procedure? YES NO
4.3 Internal NDT Audits

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4.3.1 Is there a procedure requiring an annual internal audit of the NDT YES NO
System and does it address a review of the NDT inspection process,
the associated documentation, personnel certification records, NDT
process procedure adequacy and equipment?
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4.3.2 Does the annual internal audit include a review of the NDT inspection YES NO
process, the associated documentation (e.g. planning, travelers and
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inspection certifications), personnel certification records, NDT

procedures and equipment to determine adequacy and completeness?
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4.3.3 Is there evidence that the employer has defined the requirements for YES NO NA
personnel performing technical NDT audits, surveys, or assessments
(internal and external) to have the training, skills, and knowledge in the
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applicable method(s)?
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Compliance Assessment Guidance: This requirement shall be

addressed in the company written practice either in detail or by
reference to another procedure in the written practice.
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4.4 Personnel - Technical Proficiency

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4.4.1 Is there a procedure defining annual maintenance and is it approved YES NO

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by the Responsible Level 3?
Compliance Assessment Guidance: This requirement shall be

addressed in the company written practice either in detail or by
reference to another procedure in the written practice.
PRI AC7114 Rev M Δ1 - 12 -
4.4.2 Is there a documented annual review in each method the individual is YES NO
certified to process and/or inspect hardware?
Compliance Assessment Guidance: The auditor shall verify that the

documentation utilized is adequate to indicate that parts were
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processed and/or evaluated per the specified requirements. This
requirement applies to all individuals certified to process hardware
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including Level 3’s. A practical exam may replace the review in the year
of recertification.
Documentation of the review shall include the following at a minimum:
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name of reviewee, name of reviewer, process criteria, acceptance
criteria (if applicable), part identification (e.g., part number, serial
number, nomenclature), NDT process utilized (PT/MT/UT/RT/ET),
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disposition of reviewee (if applicable), evaluation of reviewee by
reviewer and date of review.
4.4.3 Is this review performed by the Level 3 or designee (minimum of Level YES NO
IF
2 qualified) in the method being reviewed and records retained?
Compliance Assessment Guidance: The review shall include the ability

of the individual to process hardware in accordance with approved
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procedures when certified, evaluate and disposition hardware in
accordance with customer requirements. Documentation of such
reviews shall be maintained on file for review. Nadcap audits cannot be
used as a annual maintenance. Supplier is responsible for maintaining
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the most current record on file for each individual approved to process
and / or inspect hardware in each method
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4.5 NDT Inspection Status

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4.5.1 Is there a procedure addressing the method to be used for control and YES NO
identification of NDT inspection status?
Compliance Assessment Guidance: Identifiers may be in the form of

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signatures, initials, stamps, clock numbers or any other method that

can be controlled.
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4.5.2 Does the procedure address the requirements for a record to be YES NO
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maintained for the issuance, recall and traceability of all inspection

status identifiers?
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4.5.3 Are appropriate actions included in the control procedure to deal with YES NO
lost status identifiers, misuse of identifiers, reassigned identifiers and
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removal of names of previously authorized, but reassigned personnel?
4.5.4 Is the inspection status identifier traceable to the assigned inspector? YES NO
4.5.5 Are records of personnel identification (e.g., signatures, initials, stamp YES NO
impression, clock number, etc.) maintained for all personnel required or
authorized to sign-off on any NDT inspection sequence, NDT
inspection report or NDT procedure?
PRI AC7114 Rev M Δ1 - 13 -
4.5.6 Were all stamps/inspection status identifiers properly controlled to YES NO

prevent misuse?
Compliance Assessment Guidance: Control is to be considered as the

supplier’s procedure defines it but at a minimum means that the stamp
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or identifier is not available to be used by anyone other than the
individual to whom it is assigned.
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5. NDT QUALIFICATION / CERTIFICATION – NAS410 / EN 4179
NOTE: REFERENCE NAS410 / EN 4179 FOR DETAILED
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REQUIREMENTS.
5.1 Written Practice
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The written practice shall address the following as a minimum:
Compliance Assessment Guidance: The expectation is that each item

required by section 5.1 be addressed in detail in the employer’s written
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practice. It is not adequate to merely reference NAS 410/EN4179 for
these items.
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5.1.1 Is the training, qualification and certification of NDT personnel written YES NO
practice approved by the Responsible Level 3?
Compliance Assessment Guidance: Written Practice must be approved

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by Responsible Level 3. If there is a change in Responsible Level 3

personnel, the new Responsible Level 3 does not need to reapprove
(unless a revision is made) but is accountable for the content.
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5.1.2 Does the written practice identify the standard(s) to which it is YES NO
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compliant?
Compliance Assessment Guidance: This is to include unique customer

requirements, i.e. NDTQ, RRP58005, SPOC 165.7,ASI6-10, A1083.
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5.1.3 Does the written practice identify each method and each specific YES NO
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technique within the method(s) used by the employer?
5.1.4 Does the written practice address the following levels of qualification
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and certification as used by the employer?

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Compliance Assessment Guidance: NA only applies if that particular

Level is not used at the employer. For example: Level 1 Limited.
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PRI AC7114 Rev M Δ1 - 14 -
5.1.4.1 Level 1 Limited? YES NO NA
5.1.4.2 Level 1? YES NO NA
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5.1.4.4 Level 3? YES NO
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5.1.5 Does the written practice address the following personnel duties and
responsibilities in the applicable levels / methods used by the employer:
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Compliance Assessment Guidance: NA only applies if that particular
Level is not used at the employer. For example: Level 1 Limited.
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5.1.5.1 Trainee? YES NO
Compliance Assessment Guidance: An individual who is documented
as participating in a training program for an NDT method and is in the
process of becoming qualified for certification to Level 1, Level 1-
limited or directly to Level 2 shall be considered a trainee. In the
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technique/method in which they are preparing for certification,
trainees shall:
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• Be documented as a trainee and be actively participating in a training
program for a stated NDT method for a limited and specified period of
time.
• Obtain experience under the direct observation of a Level 2 or Level 3
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in the same method.

• Obtain experience under the direct observation of a Level 1 or
instructor only when approved by the Responsible Level 3.
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• Not make accept or reject decisions.

• Not independently conduct tests.
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• Not independently perform any other NDT function.
5.1.5.2 Level 1 Limited? YES NO NA

Compliance Assessment Guidance: Level 1-Limited is a limited
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certification allowing only the performance of a specific NDT test on a

specified part, part feature, or assembly. In the test technique and
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method in which certified, Level 1-Limited personnel shall:
• Be able to follow work instructions.

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• Receive guidance or supervision from a certified Level 2 or Level 3 in

the method when necessary.
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• Have the skills and knowledge to process parts, document results and
perform equipment standardization in accordance with approved work
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instructions.
• Have the skills and knowledge to carry out any necessary preparation
of parts before or after inspection in accordance with approved work
instructions.
• When specified in the written practice and when the cognizant
engineering organization allows, have the skills and knowledge to
evaluate test results and perform acceptance or rejection of a specific
part, part feature, or assembly in accordance with approved work
PRI AC7114 Rev M Δ1 - 15 -
instructions, and within the limitations documented by the Responsible

Level 3.

Compliance Assessment Guidance: Level 1 individuals, in the method
certified, shall:
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• Be able to follow work instructions
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• Have the skills and knowledge to process parts, document results and
perform equipment standardization in accordance with approved work
instructions.
• Have the skills and knowledge to carry out any necessary preparation
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of parts before or after inspection in accordance with approved work
instructions.
• Have the skills and knowledge to conduct system performance
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checks in accordance with the applicable process standard.
• Receive guidance or supervision from a certified Level 2 or Level 3 in
that method when necessary.
• When specified in the written practice and approved by the
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Responsible Level 3, may perform interpretations and evaluations of
specific product(s) or product form(s) for acceptance or rejection in
accordance with approved work instructions.
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certified, shall:
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• Have the skills and knowledge to set up and standardize equipment,

process parts, interpret and evaluate for acceptance or rejection, and
document results.
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• Be thoroughly familiar with the scope and limitations of the

technique/method.
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• Have the skills and knowledge to conduct system performance

checks in accordance with the applicable process standard.
• Be capable of providing the necessary guidance and/or supervision to
trainees and Level 1 personnel.
N
• Be familiar with the codes, standards, and other contractual

documents that control the method as used by the employer.
O
• When specified in the written practice, be capable of developing work

instructions from approved general procedures. Such work instructions
C
shall require final approval by a Level 3 certified in the method.

• Have a basic knowledge of relevant product manufacturing and
N
inspection technology.
• When specified in the written practice, have a basic knowledge of
U
aircraft or vehicle maintenance.

PRI AC7114 Rev M Δ1 - 16 -
5.1.5.5 Level 3? YES NO

certified, shall:
• Have the skills and knowledge to interpret codes, standards, and
D
other contractual documents that control the NDT method(s).
• Be capable of assuming technical responsibility for the NDT facility
TE
and staff.
• Be capable of selecting the method and technique for a specific
inspection.
• Be capable of preparing and verifying the adequacy of procedures
IN
and work instructions.
• Approve NDT procedures and work instructions for technical
adequacy.
PR
• Have a general knowledge of other NDT methods and product
manufacturing and inspection technologies used by the employer.
• When specified in the written practice, have a basic knowledge of
aircraft or vehicle maintenance.
IF
• Be capable of providing or directing training, examination, and
certification of personnel.
• Conduct NDT for the acceptance of parts and document the results if
a demonstration of proficiency in this ability was included in the
ED
practical examination.
• When required by the written practice, be capable of auditing outside
agencies to ensure the requirements of the written practice are met.
LL
5.1.5.6 Examiner? YES NO NA

O
•An examiner shall be a Level 3 certified to EN4179/NAS410 and

designated by the Responsible Level 3 to administer all or part of the
TR
qualification and certification process in the NDT method(s) in which

the Examiner is certified.
• When the Responsible Level 3 does not cover all the exams for
the methods used by the employer, additional Examiners as
N
defined in EN4179/NAS410 may be identified and delegated in

writing as necessary to provide coverage for all methods used
O
by the employer.
C
5.1.5.7 Responsible Level 3 ? YES NO

N
Compliance Assessment Guidance: The employer shall identify in

writing a “Responsible Level 3” to act on its behalf in matters regarding
U
the NDT qualification and certification process. The Responsible Level

3 shall be certified in accordance with NAS410/EN4179 as a Level 3 in
one or more NDT methods and shall have a thorough knowledge of the
written instructions, codes, specifications and standards used by the
employer. He/she shall also have a thorough knowledge of the
materials, components, product technologies, NDT methods and NDT
techniques used by the employer. The Responsible Level 3 may be an
outside agency but in this case he/she can only qualify personnel, as
only the employer can certify personnel. The Responsible Level 3 shall
PRI AC7114 Rev M Δ1 - 17 -
be responsible for implementation of this standard and the overall

administration of the qualification and certification program.
5.1.6 Does the written practice address the required training requirements? YES NO
5.1.7 Does the employer have a formal plan showing objectives for obtaining YES NO NA
D
certification for trainees?
TE
Compliance Assessment Guidance: NA only applies if the employer
does not currently have any trainees.
5.1.8 Does the written practice address the experience requirements? YES NO
IN
Compliance Assessment Guidance: Reduction of experience hours is
no longer allowed. For trainees gaining experience, documentation
PR
shall be available for review to indicate individual, date, task, hours,
and certified personnel providing direction observation.
5.1.9 Does the written practice address the examination requirements? YES NO
IF
The written practice shall include designation of the individual(s) or
organization(s) responsible for administering examinations, the number
ED
of examination questions to be administered, and the specific visual
acuity examination method(s) to be used. If required, the use of a
general examination for recertificationshall be documented in the
written practice.
LL
5.1.10 Does the written practice address the required records to be YES NO
O
maintained?
TR
5.1.11 Does the written practice include the designation of the individual(s) or YES NO
organization(s) responsible for maintaining the qualification and
certification records and where such records are kept?
N
5.1.12 Does the written practice address the following:

O
5.1.12.1 Expiration? YES NO
Compliance Assessment Guidance: Certifications shall expire when the

C
certification interval has lapsed with no recertification issued.

Certification, annual maintenance, and vision examinations are
N
considered to expire at the end of the corresponding month in which

the event began.
U
PRI AC7114 Rev M Δ1 - 18 -
5.1.12.2 Suspension? YES NO

Compliance Assessment Guidance: Certification shall be suspended
when:
• Vision examination has expired.
D
• Individual does not perform in the method certified for at least 12
consecutive months.
TE
• Individual fails recertification examination.
• Individual’s performance is found to be deficient in any manner.
• Annual maintenance is expired.
IN
5.1.12.3 Revocation? YES NO
PR
Compliance Assessment Guidance: Certification shall be revoked when
the individual does not perform in the certified method for the employer
for at least 24 consecutive months, when employment has been
terminated, or when the individual’s conduct is found to be unethical or
incompetent. When an individual is re-hired by the same employer
IF
within 24 months, certification may be considered as suspended.
5.1.12.4 Reinstatement of certification? YES NO

ED
Compliance Assessment Guidance: Certifications that have been
suspended may be reinstated up to the original certification date when
the cause for the suspension has been corrected and the correction
verified by the employer or the individual’s proficiency is verified by the
LL
Responsible Level 3 or Examiner. Certifications that have expired or

been revoked may only be reinstated by specific and practical
examination equivalent to initial certification. Current NANDTB
O
certificates may be utilized for new employment provided that the new
employer administers specific and practical examinations that are
TR
representative of their processes and products.
5.1.13 Does the written practice address the requirements for additional YES NO
training of personnel that fail the certification/re-certification
N
examinations?
O
Compliance Assessment Guidance: Candidates failing any general,

specific or practical examination shall receive additional training as
C
determined and documented by the Responsible Level 3 or Examiner

before attempting re-examination of the failed exam. The additional
N
training shall be documented and shall address those areas found

deficient in the candidate's skills or knowledge.
U
5.1.14 Does the written practice address the requirements for re-examination YES NO
of those personnel who have failed their certification/re-certification
examinations?
PRI AC7114 Rev M Δ1 - 19 -
Compliance Assessment Guidance: The re-examination shall not use

the same written tests or test samples that were used in the failed
examination. The re-examination test must contain a minimum of 25%
new questions. A current certification shall be suspended if an
individual fails an examination for recertification.
D
5.1.15 Does the written practice address the certification and recertification YES NO
TE
requirements?
5.1.16 Does the written practice reference or include the NDT training outlines YES NO
used by the employer?
IN
5.1.17 Does the written practice identify the individual(s) or organization(s) YES NO
responsible for administering and maintaining all or part of the
PR
employer's certification program?
5.1.18 Does the written practice define the re-certification option to be used for YES NO
the Level 3, whether it is by examination and/or by a credit system?
IF
5.2 Personnel Records
ED
Compliance Assessment Guidance: A representative sample of
certification and recertification packages for each method at each level
administered since the last audit need to be reviewed; this is not
LL
applicable to examinations when administered through the NANDTB. If

no certification packages were reviewed as a result of the above, the
questions may be answered as NA.
O
5.2.1 Are all required records of training, qualification and certification of NDT YES NO NA
TR
personnel maintained and made available for review?
Compliance Assessment Guidance: Only 1 certification package for

each method at each level administered since the last audit need be
N
reviewed; this is not applicable to examinations when administered

through the NANDTB. Exceptions may apply if it is necessary to
O
investigate an issue or the issuance of a non-conformance warrants the

need to determine if the issue is systemic or not, by reviewing other
certification packages. If no certification packages were reviewed as a
C
result of the above, the questions may be answered as NA. Include

names, certification dates, and level for individuals reviewed. Enter
N
data in table below for all personnel reviewed.

METHOD NAME(s) CERT DATE LEVEL
U
AC7114/1
AC7114/2
AC7114/3 and AC7114/7
AC7114/4
AC7114/5
AC7114/9
AC7114/10
5.2.2 Do the records indicate the name of the certified individual? YES NO NA
PRI AC7114 Rev M Δ1 - 20 -
5.2.3 Do the records indicate the level, method and technique(s) for which YES NO NA
the individual is certified?
Compliance Assessment Guidance: The techniques on the certificate

must be listed as techniques in the written practice.
D
5.2.4 Do records include the name and signature of the employer’s YES NO NA
TE
representative authorizing the certification?
5.2.5 Are the latest written and practical examinations on file? YES NO NA
IN
Compliance Assessment Guidance: The facility shall maintain the
results of all qualification examinations. A copy of the latest
examinations shall be made available for review during the audit.
PR
Documentation shall be adequate to ascertain all pertinent facts
surrounding the exams. In the case of the practical exam, evidence
shall exist that the candidate has documented their results. In the case
where a recognized Independent National Aerospace NDT board
IF
(NANDTB) provides the qualification examinations, these do not need
to be maintained at the employer’s facility.
5.2.6 Are the scores for immediately previous examinations on file? YES NO NA
ED
Compliance Assessment Guidance: The answer would be NA only if
the individual in question has only taken one set of examinations for a
particular NDT method at the employer being audited, i.e., no previous
LL
examinations.
5.2.7 Are the certification and expiration dates of current certification(s) YES NO NA
O
included in the records?

TR
Compliance Assessment Guidance: Certification for all levels is

considered to expire at the end of the corresponding month in which
the certification began.
N
5.2.8 Do records include NDT experience history including any previous YES NO NA
certifications, both with current and previous employers sufficient to
O
justify satisfaction of experience requirements for qualification?

C
• A candidate’s experience with a previous employer may be accepted

N
by the current employer only if such experience is documented and

approved by the Responsible Level 3 or examiner.
U
5.2.9 Do the records include the NDT training history that identifies the YES NO NA
source, type of training, dates of training and course hours?
PRI AC7114 Rev M Δ1 - 21 -
• For personnel credited with previous training, or personnel not

certified within 12 months of their training, refresher training must be
provided. Previous training must be documented to be accepted by
D
the employer. As a minimum, refresher training shall cover products,
equipment set-up, operation and standardization, specific operating
TE
procedures, applicable techniques,
• General, specific and practical training may be obtained with the
employer or an outside agency, but shall always be supplemented by
practical on-the-job training with the employer.
IN
5.2.10 Is documentation on file regarding equivalent experience accepted by YES NO NA
the responsible Level 3 to meet qualification requirements?
PR
Compliance Assessment Guidance: For personnel previously certified
under NAS 410, EN 4179 or other recognized NDT qualification
program, the adequacy and equivalency of their previous experience
IF
shall be determined and documented by the Responsible Level 3 or
examiner.
5.2.11 When used to meet Level 3 qualification requirements, do records YES NO NA

ED
indicate the extent of and provide documentation of formal education?
5.2.12 Is documentation on file regarding equivalent training accepted by the YES NO NA

Responsible Level 3 to meet qualification requirements?
LL
Compliance Assessment Guidance: For personnel previously certified

under NAS 410, EN 4179 or other recognized NDT qualification
O
program, the adequacy and equivalency of their previous training shall

be determined and documented by the Responsible Level 3 or
TR
examiner. All or a portion of previous hours may be accepted as

applicable.
5.2.13 Is documentation appropriate to justify Level 1 ‘Limited’ certifications YES NO NA

N
and is it maintained with the Responsible Level 3?

O

• For Level 1-Limited certifications, the case-by-case justification, the
C
cognizant engineering organization’s approval, the training and

experience hours, the length of the certification (up to 1 year), the
N
specific NDT test to be performed, the specific hardware to be tested,

and, if applicable, the approval to accept reject hardware.
• An individual shall not possess more than three (3) Level 1 Limited
U
certifications at any given time.

PRI AC7114 Rev M Δ1 - 22 -
5.3 Examinations
Compliance Assessment Guidance: A representative sample of
D
certification and recertification packages for each method at each level
administered since the last audit need to be reviewed; this is not
TE
applicable to examinations when administered through the NANDTB. If
no certification packages were reviewed as a result of the above, the
questions may be answered as NA.
IN
5.3.1 Is there evidence that the qualification examinations have been YES NO NA
administered and graded by the Responsible Level 3 or Examiner?
PR
▪ In the case where an NANDTB provides the qualification
examinations, the exams do not need to be maintained at the
employer’s facility, however the examination scores shall be on file.
▪ The administration and grading of all examinations shall be the
IF
responsibility of the Responsible Level 3 or Examiner. All practical
examinations shall be administered by the Responsible Level 3 or
Examiner. Responses to essay and fill-in questions must be
ED
evaluatedby the Responsible Level 3 or Examiner, certified in the
applicable test method, to verify the candidate's adequate
understanding of the subject matter.
LL
5.3.2 If the Responsible Level 3 or Examiner delegates the administration of YES NO NA

examinations, was the delegation documented?
O
Compliance Assessment Guidance: The Responsible Level 3 or

Examiner may delegate in writing the administration and grading of
TR
examinations using multiple choice or true/false questions to non-

Examiner personnel. All practical examinations shall be administered
by the Responsible Level 3 or Examiner certified in the applicable test
method.
N
5.3.3 Does evidence exist that qualification exams have not been YES NO NA
O
administered by a subordinate or to one’s self?

C
Compliance Assessment Guidance: In no case can an examination be

administered by one's self or by a subordinate.
N
5.3.4 Are Level 1 ‘Limited’ personnel examinations administered yearly? YES NO NA

U
5.3.5 Are the Level 1 and Level 2 personnel re-certified at a frequency not to YES NO NA
exceed five years?
5.3.6 Are Level 3 personnel re-certified at a frequency not to exceed five YES NO NA
years?
5.3.7 When points are utilized for Level 3 re-certification, is the required YES NO NA
documentation on file?
PRI AC7114 Rev M Δ1 - 23 -

• Documentation for recertification shall be submitted to the
Responsible Level 3 or NANDTB at least 14 days prior to the
expiration date of the certification.
• Application for Level 3 recertification of the Responsible Level 3 shall
D
be made directly to the applicable regulatory agency, NANDTB, or
employer for review by a designated Level 3. This application shall
TE
provide documented evidence that the requirements outlined in
NAS410/EN-4179, Annex A have been met. A copy of this application
shall be maintained in the Level 3 candidate’s NDT personnel
records.
IN
• Continuity in the method shall be demonstrated prior to NAS
PR
410/EN4179 Annex A Recertification. A candidate shall provide a list
of 8 verifiable Level 3
tasks in each NDT method for which recertification is sought covering
the 5 year period.
• Documentation of credit points used for Level 3 recertification shall
IF
be kept on file. However, the last written and practical examinations
need not be maintained.
• Regarding NAS 410/EN4179 Table A.1 Activity Credit - A single
ED
event shall only be used for one award credit activity during a five
year period.
5.3.8 When examinations are utilized for Level 3 re-certification, is the YES NO NA
LL
required documentation on file?
Compliance Assessment Guidance: Specific and practical

examinations (at a minimum) equivalent to initial certification are
O
required for re-certification.

TR
5.3.9 Are Level 1, Level 2 and Level 1 ‘Limited’ re-certification examinations YES NO NA
equivalent to those given for initial certification?
Compliance Assessment Guidance: Only specific and practical

N
examinations equivalent to initial certification are required for re-

certification.
O
5.3.10 Does the examination scoring system for qualification examinations YES NO NA
C
conform to the requirements of the governing standard?

N
Compliance Assessment Guidance: All examination scores shall be of

equal weight in determining the average score. For example, if only a
U
specific and practical examination is administered for recertification,

only those scores shall be factored into the average score. If a general
examination is also given for recertification, the general score shall also
be factored into the average score. For a Level 3 recertified using
points, the score for the hands-on practical, if administered, will be
used as the average score. Scores for ASNT, or ISO 9712 NDT
certificates scored as “pass/fail” and used in lieu of the general
examination shall be assigned a value of 80%.
PRI AC7114 Rev M Δ1 - 24 -
5.3.11 Do the general examinations have the minimum number of questions YES NO NA
and does the question content cover the subject material for the level
and method for which certification is sought?
D
• The general examination for all levels shall be a closed book
examination (An examination administered without access to any
TE
reference materials) covering the cross-section of the applicable
method at the appropriate level. A minimum of 10 questions shall be
administered for the general examination for Level 1-Limited. A
minimum of 40 questions shall be administered for the general
IN
examination at Levels 1, 2 or 3. Possession of a current ASNT or
ISO 9712 NDT certificate at the appropriate level by the candidate
may be satisfactory evidence that the general examination
PR
requirement is satisfied as defined in the employer’s written practice.
• In the case where an NANDTB provides the qualification
examinations, these do not need to be maintained at the employer’s
facility and question is NA.
IF
• For Level 3, the general examination questions shall address
the general knowledge of all other methods as well as the
method for which certification is sought. Passing a “basic”
examination covering the other NDT methods used before
ED
passing any NDT method examination shall be considered
satisfactory evidence the other NDT methods have been
satisfactorily covered.
LL
5.3.12 Do the specific examinations address the following?

O
Compliance Assessment Guidance: In the case where a NANDTB

TR
provides the qualification examinations, these do not need to be

maintained at the employer’s facility and question is NA; however, see
section 5.3.12.4 for employer specific supplemental examinations
where a wider scope NANDTB is used.
N
5.3.12.1 Do the specific examinations have, at least, the minimum number of YES NO NA
O
questions?
Compliance Assessment Guidance: A minimum of 30 questions shall
C
be administered for the specific examination at Levels 1, 2, and 3. A

minimum of 8 questions shall be administered for the specific
N
examination for Level 1-Limited.

U
5.3.12.2 Do the specific examination questions reflect the specifications, codes, YES NO NA
equipment, operating procedures and test techniques that the
candidate may use in the performance of his/her duties with the
employer?
Compliance Assessment Guidance: This does not require every single
specification, code, equipment, operating procedure, and test technique
that is used by the employer to be included. Where the NANDTB has
formally declared in writing that the qualification examinations under its
PRI AC7114 Rev M Δ1 - 25 -
general control are representative of the employer’s processes,

supplemental examinations are not required.
5.3.12.3 Was the specific examination for all levels administered as an open YES NO NA
book examination with reference material such as specifications,
tables, formulas, etc., determined and provided determined by the
D
Responsible Level 3 or Examiner?
TE
Were specific examinations for all levels administered as open book
examinations with reference material such as specifications, tables,
formulas, etc. provided as determined by the Responsible Level 3 or
Examiner?
IN
Compliance Assessment Guidance: Without focus on individual
PR
questions, determine if the overall examination was administered as
open book with reference material provided.
5.3.12.4 When examinations administered by a NANDTB cover a wider scope YES NO NA
IF
within the method used, are supplemental examinations provided by
the employer or outside agency.
If examinations administered by a NANDTB cover a wider scope within

ED
the method, are supplemental examinations provided by the employer
or outside agency?
Compliance Assessment Guidance: Additional examination packages
shall be reviewed for the type, quantity and content of the questions
LL
and to ensure that they include the codes, practices, specifications,

product technology and equipment used by the employer. Where the
NANDTB has formally declared in writing that the qualification
O
examinations under its general control are representative of the

employer’s processes, supplemental examinations are not required.
TR
5.3.13 Is there evidence that test samples used for the practical examination YES NO NA
contain known discontinuities or conditions?
N
O
C
N
U
PRI AC7114 Rev M Δ1 - 26 -

• The test samples shall be representative of the products to be
encountered by the candidate in the performance of his/her duties
with the employer. When only one configuration of hardware is to be
inspected upon certification, both test samples may be of the same
D
configuration.
• Test samples can refer to actual hardware, fabricated test parts, or,
TE
when applicable, images of actual hardware such as radiographs.
Process control tools or reference standards used for equipment set-
up and production inspection shall not be used for examination test
pieces.
IN
• The same qualification examination test samples may be used when
location and severity of flaws in the test samples are not apparent or
PR
familiar to the candidate and differing configuration must be used for
each technique within a method.
IF
• Where the NDT personnel qualification examinations are under the
general control of an NANDTB, the employer is responsible for
administering supplemental examinations representative of the
ED
employers products and such evidence shall be available for review
during the audit. Where the NANDTB has formally declared in writing
that the qualification examinations under its general control are
representative of the employers products, supplemental
LL
examinations are not required.
5.3.14 Level 1 Practical Examinations

O
5.3.14.1 Do the Level 1 practical examinations provide evidence that at least YES NO NA
one test sample per technique, with a minimum of two test
TR
configurations for each method, were processed?

N
O
C
N
U
PRI AC7114 Rev M Δ1 - 27 -

• Technique is defined by the Level 3 in the employer’s written
practice.
• When only one configuration of hardware is to be inspected upon
certification, both test samples may be of the same configuration.
D
• The checklist shall include proficiency in the use and
standardization of equipment, materials,and adherence to
TE
procedural details.
• If the Level 1 candidate is to accept products, the candidate shall
document the NDT results. The checklist shall also include
IN
proficiency in the interpretation and evaluation of indications. All
practical examinations shall be administered by the Responsible
Level 3 or Examiner.
PR
IF
during the audit. Where the NANDTB has formally declared in
ED
writing that the qualification examinations under its general control
are representative of the employers products, supplemental
LL
5.3.14.2 When examinations administered by an NANDTB cover a wider scope YES NO NA

O
If examinations administered by an NANDTB cover a wider scope

within the method, are supplemental examinations provided by the
TR
employer or outside agency?

N
shall be reviewed for test samples which shall be representative of the

products to be encountered by the candidate in the performance of
O
his/her duties with the employer.

C

N
5.3.15.1 Do the Level 2 practical examinations provide evidence that at least YES NO NA
one test sample per technique, with a minimum of two test
U
configurations for each method, were processed?

PRI AC7114 Rev M Δ1 - 28 -

• Technique is defined by the Level 3 in the employer’s written
practice.
• When only one configuration of hardware is to be inspected upon
certification, both test samples may be of the same configuration.
D
• The candidate shall document the NDT results in accordance with
the applicable acceptance criteria. The checklist shall address
TE
proficiency in the use and standardization of the equipment and
materials, adherence to procedural details and the accuracy and
completeness of interpretation and evaluation of indications. All
IN
practical examinations shall be administered by the Responsible
Level 3 or Examiner.
• In addition to the two minimum known and documented test samples
PR
with discontinuities, specimens without discontinuities may be
included.
IF
ED
LL
5.3.15.2 When examinations administered by an NANDTB cover a wider scope YES NO NA

O

TR
If examinations administered by an NANDTB cover a wider scope

N

O

C

N
5.3.16.1 Does the Level 3 practical examination provide evidence that an NDT YES NO NA
U
procedure or work instruction appropriate to the employer’s current

requirements for the method was written in conjunction with the general
and/or specific examinations?

• The Level 3 practical shall require the candidate to develop an NDT
procedure or work instruction. This is a document detailing the NDT
technique and testing parameters to be used for the inspection of a
specific component, group of parts, e.g. aluminum extrusions or steel
PRI AC7114 Rev M Δ1 - 29 -
brackets, or assembly. These are sometimes referred to in the

industry as technique sheets or data cards. Such work instructions
are based on procedures defined in NAS410/EN4179 appropriate to
the employer’s requirements. A part specific data card (technique)
may be adequate for the procedure requirement provided it contains
sufficiently detailed information for processing and inspecting a part
D
and demonstrating a Level 3 candidate’s practical knowledge of the
method and customer requirements. A written checklist shall be used
TE
to address the technical and practical adequacy of the procedure.
• Results of all practical examinations shall be documented with
evidence as to date reviewed, signature of reviewer and title.
IN
PR
employer’s products and such evidence shall be available for review
IF
representative of the employer’s products, supplemental
ED
5.3.16.2 If the Level 3’s duties include processing and/or accepting hardware, YES NO NA
does the practical examination provide evidence that at least one test
sample per technique (as defined by the written practice) with a
LL
minimum of two test samples of differing configurations for each

method were evaluated?

O
• The practical examination shall encompass proficiency in

performance of such tasks and be demonstrated to the requirements
TR
of Level 2.
• The additional practical examination to accept/reject hardware is not
required for Level 3s who write or approve procedures or work
instructions even if those instructions are used by personnel to
N
accept/reject hardware. All practical examinations shall be

administered by the Responsible Level 3 or Examiner.
O

C

N

U

5.3.16.3 If examinations administered by an NANDTB cover a wider scope YES NO NA

PRI AC7114 Rev M Δ1 - 30 -

5.3.17 Is there evidence that a written checklist was used to document all YES NO NA
D
practical examinations, including those administered by an outside
agency or NANDTB?
TE
• For all practical exams, a written checklist covering the topics
detailed by the appropriate standard shall be developed and
IN
completed by the Responsible Level 3 or Examiner
PR
IF
ED
5.3.18 Does the practical examination documentation indicate the acceptance YES NO NA
criteria and acceptance status of all indications and/or conditions
LL
established by the Level 3 Examiner?
Compliance Assessment Guidance: In the case where an NANDTB

O
provides the qualification examinations, these do not need to be

maintained at the employer’s facility and question is NA. NA also
TR
applies for Level 1 personnel who do not accept products
5.3.19 Are controls in place that assure examinations and test samples are YES NO NA
only made available to candidates during administration of the
N
examinations?
O
Compliance Assessment Guidance: N/A applies where administration

of all examinations is devolved to an off-site facility which is controlled
C
by an NANDTB or outside facility.

N
5.3.20 Are examinations and test samples stored in a secure manner to YES NO NA
prevent access by candidates and other unauthorised persons?
U
Compliance Assessment Guidance: Examinations shall be maintained

in a secure environment. N/A applies where administration of all
examinations is devolved to an off-site facility which is controlled by an
NANDTB or outside facility.
5.3.21 Does the written procedure address actions to be taken to assure all YES NO NA
qualification examinations, including those provided by an outside
agency, are available for review during the audit?
PRI AC7114 Rev M Δ1 - 31 -
Compliance Assessment Guidance: When an outside agency provides

the qualification exams and maintains them, the procedure must
address actions to be taken to allow review by the customer, or Nadcap
representative, in a timely manner. Responsibility for making
examinations available for review is solely that of the employer. The
D
only time NA can be used is when a NANDTB is utilized and provides
all qualification examinations, therefore procedural coverage is not
TE
required.
5.4 Vision Examinations
IN
5.4.1 Is there evidence of flow down of the NAS 410/EN4179 Table V vision YES NO
PR
requirements to the person performing the examination?
Compliance Assessment Guidance: Examples of flow down could

include use of the procedure, applicable form or other methods of flow
IF
down documents.
5.4.2 Are visual and color perception examination results current for all YES NO
certified inspection personnel?
ED
5.4.3 Are records of vision exams maintained and available for review? YES NO
5.4.4 Do the records provide evidence that the near vision examinations YES NO
LL
meet one of the following?
• Tumbling E in accordance with ISO 18490

O
• 20/25 (Snellen) at 16 inches (40.64cm), +/- 1 inch (2.54cm)*

TR
• Jaeger No 1 at not less than 12 inches (30.48 cm)*
*With at least one eye, either natural or corrected?

N
5.4.5 Do the vision examination records indicate that the technicians can YES NO
O
distinguish and differentiate between the colors used in the method for
which certification is sought?
C
Compliance Assessment Guidance: Any limitations in color perception

shall be evaluated by the Responsible Level 3 prior to certification and
N
must be approved in writing.

U
5.4.6 Are near vision examinations administered prior to certification and YES NO
annually thereafter and color perception examinations administered
prior to certification and at least every five years thereafter?
Compliance Assessment Guidance: Certification expires at end of the

anniversary month in which it was conducted. Vision exams are
required for certification in accordance with NAS 410/EN4179, at some
PRI AC7114 Rev M Δ1 - 32 -
point prior to certification, every trainee shall be given a vision exam.

However, trainees do not require a vision exam to function as trainees.
5.4.7 Is there evidence that trained personnel designated by the Responsible YES NO
Level 3, or qualified medical personnel administered the vision exams?
D
• Snellen and Jaeger tests shall be administered by trained personnel
TE
designated by the Responsible Level 3 or by qualified medical
personnel.
• ISO 18490 tests (Tumbling E) shall be administered in accordance
with the requirements therein.
IN
PR
5.5 Review of Employer’s Level 3 Personnel
5.5.1 Do records indicate that the employer has designated a Responsible YES NO
Level 3?
IF
Name of Responsible Level 3:
___________________________________________________
ED
Internal Responsible Level 3
External Responsible Level 3

LL
Compliance Assessment Guidance: Corporate Level 3’s not stationed

at this facility are considered as External Responsible Level 3’s.
O
5.5.2 Does the employer utilize an internal Level 3 in all methods being YES NO NA
audited?
TR
Compliance Assessment Guidance: The employer may choose to

utilize an on site Level 3 for any or all NDT methods performed. All
methods performed at the facility shall be covered by a Level 3, either
N
internal or external. This question shall be answered as “yes” if a

combination is used but with an explanation. NA applies only if an
O
external Level 3 is utilized.

METHOD NAME(s) CERT DATE
C
AC7114/1
AC7114/2
N
AC7114/3 and AC7114/7

AC7114/4
U
AC7114/5
AC7114/9
AC7114/10
5.5.3 Are outside agencies, including Corporate Level 3’s not stationed at this YES NO NA
facility, used to provide Level 3 services? Note: An “NA” response
must be explained in detail.
PRI AC7114 Rev M Δ1 - 33 -
NAME COMPANY LOCATION SERVICES PROVIDED
D
5.5.4 Does the facility have documentation on file to verify the adequacy of YES NO NA
the qualification / certification for the outside Level 3?
TE
Compliance Assessment Guidance: If a employer uses external Level 3
services (including Corporate Level 3’s not stationed at this facility) for
qualification examinations; to approve techniques and/or procedures; to
IN
inspect hardware; or as the Responsible Level 3 then that Level 3 shall
be qualified and certified to NAS410 /EN4179. The NDT Task Group
requires that the employer who utilizes the Level 3’s services shall have
PR
proof, on file, of this certification. “Proof of certification” in this sense is
evidence of certification in accordance with NAS 410 / EN4179, the
employer is not required to maintain copies of the Level 3’s
examinations. External sources who provide only training services are
not required to prove certification only proof of adequate background
IF
experience. “Proof of Background Experience” in this sense is
documentation that justifies the suitability of the outside source.
Documentation may be in the form of a resume citing qualifications,
ED
evidence of certifications held or previous industry-related work
experience that proves the candidate’s suitability as a trainer.
NAME METHOD CERT DATE
LL
5.6 Training Course Outline

O
5.6.1 Are training course outlines for NDT personnel in place, including those YES NO
used by an outside agency?
TR
5.6.2 Is the training subject matter sufficient enough to ensure that NDT YES NO
personnel at all levels (excluding Level 3) become proficient with the
N
principles and practices of the applicable test method and

technique(s)?
O
5.6.3 Are the training course outlines approved by the Responsible Level 3, YES NO
as applicable?
C
Compliance Assessment Guidance: This includes those training course

N
outlines used by an outside agency. If an outside agency or NANDTB is

used to provide the training, the Responsible Level 3 shall verify that
U
the training meets the employer’s requirements.
5.6.4 Do the training course outlines address the basic theory for each YES NO
method?
5.6.5 Do the training course outlines address the test principles, including YES NO
choice of NDT methods, relevance to different materials, and part and
test variables?
PRI AC7114 Rev M Δ1 - 34 -
5.6.6 Do the training course outlines address product forms and materials; YES NO
defect formation and characterization?
5.6.7 Do the training courses outline address, for each method, equipment YES NO
operation and standardization?
D
5.6.8 Do the training courses outline address, for each method, the YES NO
TE
applicable process controls?
5.6.9 Do the training courses outline address, for each method, the YES NO
applicable NDT processing steps and parameters?
IN
5.6.10 Does the training course outline address, for each method, safety YES NO
related training requirements as determined by the employer?
PR
5.6.11 Do the training course outlines address the advantages and YES NO
disadvantages of each NDT technique used?
5.6.12 Do the training course outlines address the limitations and capabilities YES NO
IF
of each NDT method and technique used?
5.6.13 Do the training course outlines address the applicable specifications, YES NO
ED
codes, operating procedures and work instructions used?
5.6.14 Do the training course outlines address the evaluation and YES NO
interpretation processes and documentation of the inspection results?
LL
5.6.15 Have instructors been designated or approved by the Responsible YES NO

Level 3, Examiner or NANDTB?
O
Compliance Assessment Guidance: Instructors shall have the skills and

knowledge to plan, organize, and present classroom training and
TR
practical exercises in accordance with approved course outlines.
5.6.16 Do the training course outlines include a list of references from which YES NO
N
the training material is derived?
6.
O
PERSONNEL
The supplier shall complete and the auditor shall review, the employer’s ATTACHMENT
C
provided list of NDT personnel for adequacy, content and correctness.

This list shall include trainees and suspended personnel. Attachments
N
are for information only but shall be completed fully. NCR’s shall not be
written against attachments. Supplier may use Attachment AC7114-A
U
or similar format which contains the same information.
7. INSPECTION / RECORDS / PROCEDURES
7.1 Evidence of Unauthorized Changes
7.1.1 Is there a procedure that addresses how changes are to be made and YES NO
who is authorized to make changes?
PRI AC7114 Rev M Δ1 - 35 -
7.1.2 Were all record and/or procedure changes properly authorized? YES NO NA
Compliance Assessment Guidance: The auditor is expected to review

substantial documentation to make this determination.
D
7.1.3 Does the supplier maintain a list of authorized personnel? YES NO
TE
Compliance Assessment Guidance: Authorized personnel may be
expressed generically in the terms of job title, e.g., Quality Engineer.
7.2 Inspection Records
IN
7.2.1 Is an inspection record maintained of all parts submitted for NDT YES NO
inspection and evaluation?
PR
7.2.2 Do inspection records contain or provide traceability to the date of YES NO
Inspection?
7.2.3 Do inspection records contain or provide traceability to the name of the YES NO
IF
Supplier that carried out the inspection?
7.2.4 Do inspection records contain or provide traceability to the part number YES NO
ED
or material?
7.2.5 Do inspection records contain or provide traceability to the serial YES NO NA

number, if applicable?
LL
7.2.6 Do inspection records contain or provide traceability to the number of YES NO

parts in the lot, the number inspected, and the number accepted or
O
rejected?
7.2.7 Do inspection records contain or provide traceability to the applicable YES NO

TR
process specification and acceptance criteria specification and

revision?
N
7.2.8 Do inspection records contain or provide traceability to the identification YES NO

of the inspector performing the inspection?
O
7.2.9 Do inspection records contain or provide traceability to the nature of the YES NO
discrepancy and, if applicable, the rejection tag number?
C
7.3 Work Orders / Shop Travelers

N
7.3.1 Is a work order or shop traveler in use that contains, or provides YES NO
U
traceability to, the product identification traceable to the applicable

purchase order number, part number, or product specification?
7.3.2 Is a work order or shop traveler in use that contains or provides YES NO
traceability to the applicable process specification and/or procedure?
traceability to the inspection method?
PRI AC7114 Rev M Δ1 - 36 -
7.3.4 Is a work order or shop traveler in use that contains, or provides YES NO
traceability to the inspector performing the operation?
traceability to the quantity inspected, accepted / rejected?
D
TE
traceability to the correct sequence of the inspection operation(s) within
the manufacturing process?
Compliance Assessment Guidance: For independent inspection
IN
facilities only the sequence within the inspection process is applicable.
8. CALIBRATION
PR
8.1 Procedure
8.1.1 Is there a procedure that flows down calibration requirements for NDT YES NO
related equipment?
IF
Compliance Assessment Guidance: The calibration for any device /
gage used for NDT begins on the date the device / gage was
ED
calibrated. Deferring calibration dates to commence when a device /
gage is removed from bonding stores or similar, is not allowed.
8.1.2 Does the procedure specify the number of points to be checked for YES NO
LL
each instrument and reference to the accuracy required and the range
to be checked?
O
8.1.3 Do purchase orders or procedures for calibration services identify or YES NO

provide traceability to requirements for the standard to be used,
TR
accuracy, range of use and number of points to be checked (3

minimum unless otherwise stated in the applicable method standard)
encompassing that range?
N
8.2 Calibration Certificate

O
8.2.1 Do calibration certificates contain or provide traceability to the unit YES NO

under test, identify the accuracy, nomenclature and/or serial number of
the unit, the range, the point(s) that were checked and results?
C
8.2.2 Is there evidence that calibration records are reviewed to verify whether YES NO
N
equipment was within tolerance as received for calibration and that a

correct calibration has been performed?
U
Compliance Assessment Guidance: Calibration records shall be

reviewed to ensure accuracy of data and verify all equipment was
within tolerance when checked by the calibration source.
8.3 Calibration Intervals
8.3.1 Does the calibration procedure address criteria to extend the calibration YES NO NA
intervals, if allowed by the governing specification?
PRI AC7114 Rev M Δ1 - 37 -
Compliance Assessment Guidance: The procedure must define what is

considered as acceptable justification, i.e., number of acceptable
calibrations required before extension is possible; etc.
8.3.2 Does the calibration procedure address requirements and actions for YES NO
D
“out of tolerance” conditions?
TE
Compliance Assessment Guidance: As a minimum it is expected that a
review of the impact on results captured whilst the equipment was “out
of tolerance” will be documented, an assessment of suitability for
further use shall be made and their impact on the process determined.
IN
Any additional requirements imposed eg limitations of use, increased
tolerances or changes in intervals would also need to be shown.
PR
8.3.3 If calibration intervals have been extended, is adequate documentation YES NO NA
on file to substantiate the extension?
Compliance Assessment Guidance: Adequate documentation at a
IF
minimum would be considered as 4 acceptable calibrations in a row.
Acceptable would be considered a calibration or verification where no
adjustments or changes were required.
ED
9. PROCESS CONTROL FAILURE
Failure Procedure
LL
9.1.1 Is there a procedure that addresses the actions to be taken if YES NO

unacceptable results are obtained for process control tests?
O
9.1.2 Does the procedure address the requirements for customer notification YES NO
when product impact is suspected?
TR
N
O
C
N
U

AC7114 Rev M 1

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AC7114 REV M Δ1

Superseding AC7114 Rev L

The purpose of this Audit Criteria is to provide a means to verify and

process procedures are being followed.

The Nadcap NDT Task Group recognizes ISO17025 (NDT Test

Houses only) and/or any Nadcap recognized quality system in

approved by Nadcap or any other Nadcap recognized agency for

of this checklist, the requirements of AC7004 do form a part of the

auditors may identify and record nonconformances related to the

order to obtain Nadcap Accreditation.

SAE Publications: Available from SAE, 400 Commonwealth Drive,

ISO Publications: Available from the American National Standards

Institute, 11 West 42 Street, New York, NY 10036

ISO 9100 Quality Systems Aerospace model

for Quality Assurance in Design,

ISO 10012-1:1992 International Standard Quality

Systems for Measuring Equipment

ANSI/NCSL Z540 Calibration Laboratories, and

Measuring and Test Equipment –

EN Publications: Available from BSI, 389 Chiswick High Road, London

EN 4179 Aerospace Series – Qualification

EN ISO Publications: Available from BSI, 389 Chiswick High Road,

EN ISO 9000 Series Quality Management and Quality

EN ISO/IEC 17025 General Requirements for the

In completing this assessment, auditors are instructed to respond with

All negative responses require a Nonconformance Report (NCR). Not

Applicable (NA) responses do not require an explanation unless

system is in use, then all questions pertaining to that system are

noted in this checklist.

eAuditNet. If auditors have any questions about this, they should

When a satellite audit is conducted, the AC7114 checklist shall be

For the satellite facilities, the following applies:

a. AC7114 – Attach auditor cover letter/notes, subscriber matrix, NCR

e. AC7114S –If new subscriber supplements are applicable for the

report form and NDT personnel listing.

b. Complete all of AC7114.

c. AC7114S – If no new subscriber supplements are applicable to the

add scope audit to audit #XXXXXX, as no new subscriber supplements

scope audit then complete the entire checklist.

2.2 Instructions for the Supplier

2.2.1 Prior to the Audit

The supplier must complete a self-audit using AC7114, all applicable

As a minimum, the self-audit shall include one compliance job per

checklists into eAuditNet no less than 30 days prior to the scheduled

identified information is present)

AC7114/4A, AC7114/5A, AC7114/7A, AC7114/9A, AC7114/10A)

2.2.1.1f Subscriber Matrix of Nadcap Subscribers that have approved the

supplier for NDT. This approval listing must be accurate as it may be

attached electronically to the audit package.

2.2.2 During the Audit

audit purpose, methods and assessment processes can be discussed.

Subscriber matrix. The Subscriber matrix is used to identify all the

In accordance with Nadcap procedures, the supplier has 21 calendar

cause of the nonconformance from a systems management approach,

taken or to be taken to preclude recurrence.

additional findings. Note: Final authority over the audit report,

rests with the Nadcap NDT Task Group.

3.1 General Information

Compliance Assessment Guidance: