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    Client Risk Profile Questionaire

    Uploaded by

    Kewal Tare
    This document is a client risk profile questionnaire that collects information about a client such as their age, employment status, income level, investment timeline, liquid net worth, risk tolerance, previous investment experience, and how they would respond to a 20% drop in the value of their investments. It is designed to help financial advisors understand a client's risk profile and recommend appropriate investment products and strategies.

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    © All Rights Reserved
    Download as DOCX, PDF, TXT or read online from Scribd

    Client Risk Profile Questionaire

    Uploaded by

    Kewal Tare
    31 views3 pages
    This document is a client risk profile questionnaire that collects information about a client such as their age, employment status, income level, investment timeline, liquid net worth, risk tolerance, previous investment experience, and how they would respond to a 20% drop in the value of their investments. It is designed to help financial advisors understand a client's risk profile and recommend appropriate investment products and strategies.

    Original Title

    Client Risk Profile Questionaire (1)

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    This document is a client risk profile questionnaire that collects information about a client such as their age, employment status, income level, investment timeline, liquid net worth, risk tolerance, previous investment experience, and how they would respond to a 20% drop in the value of their investments. It is designed to help financial advisors understand a client's risk profile and recommend appropriate investment products and strategies.

    Copyright:

    © All Rights Reserved
    Download as DOCX, PDF, TXT or read online from Scribd
    Download as docx, pdf, or txt
    31 views3 pages

    Client Risk Profile Questionaire

    Uploaded by

    Kewal Tare
    This document is a client risk profile questionnaire that collects information about a client such as their age, employment status, income level, investment timeline, liquid net worth, risk tolerance, previous investment experience, and how they would respond to a 20% drop in the value of their investments. It is designed to help financial advisors understand a client's risk profile and recommend appropriate investment products and strategies.

    Copyright:

    © All Rights Reserved
    Download as DOCX, PDF, TXT or read online from Scribd
    Download as docx, pdf, or txt
    of 3

    Client Risk Profile

    Questionnaire

    NAME

    1) Please select your Age Group.

    20-30 31-40 41-50 51+

    2) What is your employment status?

    Self-employed Employee Retired

    Student Home maker others

    3) What is the overall time horizon that you have in mind for your investment?

    Less than 3 years

    More than 3

    years

    No definable time horizon

    4) What is your annual household income?

    Less than Rs.10 Lacs

    Rs.10 Lacs - Rs.20

    Lacs Rs.20Lacs -

    Rs.50 Lacs More

    than Rs.50 Lacs

    5) What is your Liquid Net Worth?


    Your liquid net worth is defined as the sum of (a) your investment assets (including
    balances with bank and investments but exclude your home and businesses that you own)
    minus

    Page 1
    (b) your total of any loans that you have.

    Up to Rs. 5 Lacs Rs. 5 Lacs - Rs. 25 Lacs 1 Crore and above

    Rs. 25 Lacs - Rs. 1 Crore

    Page 2
    6) Which of the following best describes your attitude towards investment risk?

    Conservative: I do not want to risk any capital or have any negative return,
    even if it is temporary;

    Moderate: Over short-term investment horizon, I can only risk up to 10% of my capital;

    Situational: I don’t want risk on my short term investments. However, I am willing to


    take higher risk for my long term investments.

    Aggressive: I can risk more than 20% of my capital for potentially higher returns.

    7) What kind of instruments have you invested in before or are currently invested in?

    Bank Fixed Deposits/ Bonds

    Life / General Insurance

    Mutual Funds

    Equity / PMS

    Structured Products

    8) Which of the following statement best describes your attitude if there is an erosion of
    over 20% in capital invested due to unfavorable market movement?

    I will sell the investments immediately.

    I will remain invested till the markets turn favorable.

    I will invest more during such period.

    9) What would be the risk profile of other family members?

    Should be treated the same as me.

    lfany difference, I will discuss with you at the time of investment.

    Will be different for every member.

    Date: Signature:

    Page 3

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