DOSH SSI Guidelines 1672722969
DOSH SSI Guidelines 1672722969
DOSH SSI Guidelines 1672722969
1. (1) These regulations may be cited as the Factories and Machinery (Special
Scheme of Inspection) (Risk-Based Inspection) Regulations 2014.
Interpretation
“risk-based data” means a record containing data of the design and operating
details of a pressurized machinery which includes the operating conditions, process fluid
composition, process fluid properties, materials of construction, design specification and
the history of the pressurized machinery;
“initial inspection” has the meaning assigned to it in the Factories and Machinery
(Notification, Certificate of Fitness and Inspection) Regulations 1970;
“regular inspection” has the meaning assigned to it in the Factories and Machinery
(Notification, Certificate of Fitness and Inspection) Regulations 1970;
“scheme user” means an applicant who has been granted an approval of a risk-
based inspection scheme under paragraph 8(1)(a) or 39(1)(a);
4. (1) An applicant may apply to the Chief Inspector for approval of a risk-based
inspection scheme in respect of one or more time-based pressurized machinery.
(d) submitted at least six months before the expiry of the time-based
certificate of fitness.
Risk-based audit
6. (1) Upon receipt of the application under regulation 4 and any additional
information or document under regulation 5, an Inspector shall conduct a risk-based
audit to verify that the requirements specified in Part III have been fulfilled.
(2) For the purpose of the risk-based audit, the applicant shall provide all
facilities and information to the Inspector as may reasonably be required of him.
(2) Upon completion of the risk-based inspection under subregulation (1), the
Inspector shall—
(a) report to the Chief Inspector on the findings of the risk-based
inspection and the risk-based audit under regulation 6; and
(3) Upon receipt of the notification under paragraph (2)(b), the applicant shall
make the payment of the inspection fee to the Chief Inspector within fourteen days.
Grant of approval
8. (1) Subject to subregulation (2), the Chief Inspector may, after considering
the findings under paragraph 7(2)(a)—
(2) The Chief Inspector may, after considering the findings underparagraph
7(2)(a), refuse to grant an approval of a risk-based inspection scheme if—
(a) the Chief Inspector is not satisfied that the requirements under
these Regulations or other written laws relating to a pressurized
machinery have been complied with; or
(b) the payment of the inspection fee under subregulation 7(3) has not
been made.
(3) The approval granted under paragraph (1)(a) and the risk-based certificate
of fitness issued under paragraph (1)(b) shall come into effect on the same date.
(4) The Chief Inspector shall notify in writing the approval granted under
paragraph (1)(a) or refusal to grant an approval under subregulation (2) to the applicant
as soon as practicable.
10. The validity period of a risk-based certificate of fitness issued under paragraph
8(1)(b)—
(a) shall be determined by the Chief Inspector based on the calculation and
evaluation of risk-based data under regulation 15; and
12. An applicant shall establish an occupational safety and health management system
in compliance with MS 1722 Occupational safety and health (OSH) management systems
- Requirements (First revision) as declared under the Declaration of Standard
Specifications (Revised Specification) [P.U. (B) 411/2012] or any other equivalent
occupational safety and health management system as determined by the Chief Inspector.
16. For the purpose of calculating and evaluating the risk-based data under
regulation 15, an applicant shall apply a methodology as agreed by the Chief Inspector.
17. (1) An applicant shall establish a risk-based inspection team which shall
consist of at least five members as follows:
(e) a safety and health officer registered under the Occupational Safety
and Health (Safety and Health Officer) Regulations 1997 [P.U. (A)
315/1997] or if a place of work does not require a registered safety
and health officer, a person in charge of occupational safety and
health.
18. For the purpose of a risk-based inspection, the applicant and the Inspector shall
agree on a date for the risk-based inspection to be conducted.
Compliance of law
19. For the purpose of a risk-based inspection, the applicant shall ensure that the
time-based pressurized machinery complies with the requirements under these
Regulations and other written laws relating to a pressurized machinery.
20. (1) On the date agreed by the applicant and the Inspector under
regulation 18, the applicant shall prepare every time-based pressurized machinery for
the risk-based inspection as follows:
(b) all manhole, hand hole and sight hole doors and cleaning plugs are
removed;
(c) all cocks and valves are dismantled, cleaned and ground, if
necessary;
(iii) all caps in the headers and mud-drums of water tube steam
boilers are removed.
(2) During the risk-based inspection, the Inspector may give direction to the
applicant to take any other necessary action, including the removal of any lagging,
brickwork or masonry, the preparations for carrying out a hydrostatic test or a non-
destructive test, and the repair of the time-based pressurized machinery.
21. (1) If a time-based pressurized machinery is not prepared for the risk-based
inspection as specified in regulation 20, the Inspector may refuse to make or complete
the risk-based inspection.
(a) the Inspector shall inform the applicant of his reason for the refusal
and the Inspector shall appoint any other date for the risk-based
inspection; and
(d) maintain and apply the methodology for calculation and evaluation ofrisk-
based data under regulation 16; and
(c) submitted at least three months before the expiry of the risk-based
certificate of fitness.
of the risk-based pressurized machinery by calculating and evaluating the last twelve
months of risk-based data collected under paragraph 22(c).
24. (1) The Chief Inspector may, by notice in writing at any time after the receipt
of an application under regulation 23, require the scheme user to provide any additional
information or document to the Chief Inspector within the period specified in the notice
or any extended period granted by the Chief Inspector.
25. (1) Upon receipt of the application under regulation 23 and any additional
information or document under regulation 24, an Inspector shall conduct a risk-based
audit to verify that the requirements specified in subregulation 23(3) and Part V have
been fulfilled.
(2) For the purpose of the risk-based audit, the scheme user shall provide all
facilities and information to the Inspector as may reasonably be required of him.
(2) For the purpose of renewal of a risk-based certificate of fitness under this
Part, Part IV shall apply mutatis mutandis to the scheme user subject to the following
modifications:
(b) issue a notification to the scheme user for the payment of—
(4) Upon receipt of the notification under paragraph (3)(b), the scheme user
shall make the payment of the inspection fee to the Chief Inspector within fourteen
days.
27. (1) Subject to subregulation (2), the Chief Inspector may, after considering
the findings under paragraph 26(3)(a), renew the risk-based certificate of fitness in Form
B of the First Schedule.
(2) The Chief Inspector may, after considering the findings underparagraph
26(3)(a), refuse to renew the risk-based certificate of fitness if—
(a) the Chief Inspector is not satisfied that the requirements under
these Regulations or other written laws relating to a pressurized
(b) the payment of the inspection fee under subregulation 26(4) has not
been made.
(3) The Chief inspector shall notify in writing the renewal of the risk-based
certificate of fitness under subregulation (1) or refusal to renew the risk-based certificate
of fitness under subregulation (2) to the scheme user as soon as practicable.
(a) shall be determined by the Chief Inspector based on the calculation and
evaluation of risk-based data under subregulation 23(3); and
(b) shall not exceed seventy-five months or the remaining duration of arisk-
based inspection scheme, whichever is the shorter.
29. (1) The Chief Inspector may revoke a risk-based inspection scheme if—
(a) the scheme user fails to comply with any of the requirements
specified in Part V; or
(2) Before the Chief Inspector revokes a risk-based inspection scheme under
subregulation (1), the Chief Inspector shall give the scheme user—
(3) The Chief Inspector shall, after considering the remedy or written
submission under paragraph (2)(b), if any, decide whether or not to revoke the risk-
based inspection scheme.
(4) The decision of the Chief Inspector under subregulation (3) shall be
notified in writing to the scheme user as soon as practicable.
30. (1) Subject to subregulation (2), a scheme user may, for any reason, withdraw
any or all of the risk-based pressurized machinery from a risk-based inspection scheme.
(2) A scheme user shall give a written notice of his intention to withdraw a
risk-based pressurized machinery to the Chief Inspector at least fourteen days before the
withdrawal.
31. (1) The Chief Inspector may revoke any risk-based certificate of fitness if he
has reasonable grounds to believe that the integrity and strength of the risk-based
pressurized machinery have been adversely reduced which cause or is likely to cause
the failure of the risk-based pressurized machinery.
(2) Before the Chief Inspector revokes a risk-based certificate of fitness under
subregulation (1), the Chief Inspector shall give the scheme user—
(3) The Chief Inspector shall, after considering the remedy or written
submission under paragraph (2)(b), if any, decide whether or not to revoke the risk-
based certificate of fitness.
(4) The decision of the Chief Inspector under subregulation (3) shall be
notified in writing to the scheme user as soon as practicable.
32. (1) If a risk-based inspection scheme is revoked under regulation 29, every
risk-based certificate of fitness in respect of the risk-based inspection scheme shall be
deemed to have been revoked.
(d) submitted at least six months before the expiry of the existing
duration of the risk-based inspection scheme.
36. (1) The Chief Inspector may, by notice in writing at any time after the receipt
of an application under regulation 35, require the scheme user to provide any additional
information or document to the Chief Inspector within the period specified in the notice
or any extended period granted by the Chief Inspector.
37. (1) Upon receipt of the application under regulation 35 and any additional
information or document under regulation 36, an Inspector shall conduct a risk-based
audit to verify that the requirements specified in subregulations 35(3) and (4) and
Part V have been fulfilled.
(2) For the purpose of the risk-based audit, the scheme user shall provide all
facilities and information to the Inspector as may reasonably be required of him.
(3) Upon completion of the risk-based inspection under subregulation (1), the
(b) issue a notification to the scheme user for the payment of—
(4) Upon receipt of the notification under paragraph (3)(b), the scheme user
shall make the payment of the inspection fee to the Chief Inspector within fourteen
days.
39. (1) Subject to subregulation (2), the Chief Inspector may, after considering
the findings under paragraph 38(3)(a)—
(2) The Chief Inspector may, after considering the findings underparagraph
38(3)(a), refuse to grant an approval of a new duration of a risk-basedinspection scheme
if—
(a) the Chief Inspector is not satisfied that the requirements under
these Regulations or other written laws relating to a pressurized
machinery have been complied with; or
(b) the payment of the inspection fee under subregulation 38(4) has
not been made.
(3) The approval granted under paragraph (1)(a) and the risk-based
certificate of fitness issued under paragraph (1)(b) shall come into effect on the same
date.
(4) The Chief Inspector shall notify in writing the approval granted under
paragraph (1)(a) or refusal to grant an approval under subregulation (2) to the scheme
user as soon as practicable.
41. The validity period of a risk-based certificate of fitness issued under paragraph
39(1)(b)—
(a) shall be determined by the Chief Inspector based on the calculation and
evaluation of risk-based data under subregulation 35(4); and
42. A scheme user who has been granted an approval of a new duration of a risk-based
inspection scheme under regulation 39 shall comply with the requirements under Part V.
43. (1) Notwithstanding regulations 6, 25 and 37, an Inspector may conduct a risk-
based audit at any time during the duration of a risk-based inspection scheme to verify
that the requirements specified in Part V have been fulfilled.
(2) For the purpose of the risk-based audit, the scheme user shall provide
allfacilities and information to the Inspector as may reasonably be required of him.
Payment of fee
45. All payments made under these Regulations shall not be refundable
2) All of the RBI data used in the study are local data and finalized as per required in
Part III Reg. 15 Factories And Machinery (Special Scheme of Inspection) (Risk-Based
Inspection) Regulations 2014.
(All RBI data are summarized in Attachment 1)
Note: * Please choose either one, and strikethrough for non-applicable e.g if non-age related DM identified,
strikethrough (i) and pls put in attachment if more than one DMs