Diagnostics 11 01153
Diagnostics 11 01153
Diagnostics 11 01153
Article
COPD Guidelines in the Asia-Pacific Regions: Similarities
and Differences
Shih-Lung Cheng 1,2, * and Ching-Hsiung Lin 3,4,5
1 Department of Internal Medicine, Far Eastern Memorial Hospital, Taipei 22060, Taiwan
2 Department of Chemical Engineering and Materials Science, Yuan Ze University, Zhongli District,
Taoyuan 320315, Taiwan
3 Division of Chest Medicine, Department of Internal Medicine, Changhua Christian Hospital,
Changhua 50006, Taiwan; teddy@cch.org.tw
4 Institute of Genomics and Bioinformatics, National Chung Hsing University, Taichung 40227, Taiwan
5 Department of Recreation and Holistic Wellness, MingDao University, Changhua 50006, Taiwan
* Correspondence: shihlungcheng@gmail.com; Tel.: +886-2-8966-7000 (ext. 2160); Fax: +886-2-7738-0708
Abstract: Chronic obstructive pulmonary disease (COPD) is a preventable and treatable disease
that is associated with significant morbidity and mortality, giving rise to an enormous social and
economic burden. The Global Strategy for the Diagnosis, Management and Prevention of Chronic
Obstructive Pulmonary Disease (GOLD) report is one of the most frequently used documents for
managing COPD patients worldwide. A survey was conducted across country-level members of Asia-
Pacific Society of Respiratory (APSR) for collecting an updated version of local COPD guidelines,
which were implemented in each country. This is the first report to summarize the similarities
and differences among the COPD guidelines across the Asia-Pacific region. The degree of airflow
limitation, assessment of COPD severity, management, and pharmacologic therapy of stable COPD
will be reviewed in this report.
Keywords: COPD guideline; Asia
Citation: Cheng, S.-L.; Lin, C.-H.
COPD Guidelines in the Asia-Pacific
Regions: Similarities and Differences.
Diagnostics 2021, 11, 1153. https://
1. Introduction
doi.org/10.3390/diagnostics11071153
Although chronic obstructive pulmonary disease (COPD) is a preventable and treat-
Academic Editor: Koichi Nishimura able disease, it is associated with significant morbidity and mortality, giving rise to an
enormous social and economic burden. The results from the Epidemiology and Impact of
Received: 1 June 2021 COPD (EPIC) Asia population-based survey suggest a high prevalence of COPD in the
Accepted: 21 June 2021 participating Asia-Pacific territories [1] and indicate a substantial socioeconomic burden of
Published: 24 June 2021 the disease in this region. Individuals with the disease reported substantial limitations in
their daily activities and loss in work productivity. To address this situation and influence
Publisher’s Note: MDPI stays neutral the behavior of healthcare providers and health policy makers and payers, numerous
with regard to jurisdictional claims in organizations have developed clinical practice guidelines (CPG) to assist in the diagnosis
published maps and institutional affil- and treatment of COPD. In such an environment, CPG development often relies upon
iations. expert opinion. Conflicting interpretations of the literature regarding COPD management
may result in disparities across guidelines. Local factors, such as the availability of certain
health care services or the cost impact of an intervention, may also influence how local
experts view and apply the published literature during guideline development.
Copyright: © 2021 by the authors. The Global Strategy for the Diagnosis, Management and Prevention of Chronic Ob-
Licensee MDPI, Basel, Switzerland. structive Pulmonary Disease (GOLD) report is one of the most frequently used documents
This article is an open access article for managing COPD patients worldwide [2,3]. It was developed by using an evidence-
distributed under the terms and based methodology and expert opinion consensus and is considered the most up-to-date,
conditions of the Creative Commons comprehensive reference for COPD diagnosis and management. However, a major gap
Attribution (CC BY) license (https:// is that its focus is only in the application of the recommended GOLD strategies for phar-
creativecommons.org/licenses/by/
macological treatment of COPD based on the A, B, C, and D groups. Here, our focus of
4.0/).
this survey is to determine the degree of consensus in the Asian Pacific region’s practice
guidelines for COPD regarding the diagnosis and management of COPD.
Estimated Prevalence
The prevalence of COPD in the Asia-Pacific countries is estimated at 14.5% in Aus-
tralia [4], 4.4% to 16.7% in China [5–7], and 5.6% in Indonesia [1]; the prevalence of Air
Flow Limitation (FEV1/FVC < 70%) was reported at 10.9% and COPD (after excluding
asthmatics) was 8.6% in Japan [8], 13.4% in Korea [9], 4.7% in Malaysia [1], 5.4% to 6.1% in
Taiwan [1,10], 3.7% to 6.8% in Thailand [11], 3.5% to 20.8% in Philippines [1,12], and 6.7%
in Vietnam [1], respectively (Table 1).
Table 1. Publication year of current and last version of Asia Pacific (APAC) guidelines, and COPD prevalence in the
reviewed APAC countries.
Australia/New Zealand * China Indonesia Japan Korea Malaysia Taiwan Thailand Philippines Vietnam
Current version 2020 2017 2011 2018 2018 2009 2020 2010 2009 2009
Last version 2013 2007 NA 2009 2014 1998 2011 NA 2003 2009
Planned next version NA NA NA NA NA NA 2023 2016 NA 2018
COPD prevalence 14.5% 4.4–16.7% 5.6% 8.6–10.9% 13.4% 4.7% 5.4–6.1% 3.7–6.8% 3.5–20.8% 6.7%
* Stepwise management table of COPD was published in 2017; Concise Guide for Primary Care (COPD-X plan) was published in 2017.
2. Method
A survey was conducted across country-level members of the Asia-Pacific Society of
Respiratory (APSR) for collecting an updated version of COPD guidelines which were im-
plemented in each country. The APSR sent a questionnaire to members, who were asked to
provide the current local guideline and comparative review of the collected guidelines. Ten
guidelines were reviewed, including those of Australia/New Zealand, China, Indonesia,
Japan, Korea, Malaysia, Taiwan, Thailand, Philippines, and Vietnam, in either English or
national language. The key disease management graphs, flowcharts, and algorithms were
translated into English language for review. Detailed information was completely collected,
including the definition, the approach to diagnosis, severity classification of staging, phar-
macotherapy for stable COPD, and other recommendations. In the Asia-Pacific available
COPD guidelines, Australia, Japan, Korea, Taiwan, and China have revised and updated
guidelines during the period of 2013 to 2020 (Table 1). Guidelines in the other countries
were not revised in the recent three years. We compared the similarities and differences
between these guidelines.
The different methods used to estimate disease prevalence including expert opinion,
patient-reported diagnosis, and symptom-based or spirometry-based methods may affect
the results. In the People’s Republic of China, COPD is one of the most common chronic
diseases in the population older than 40 years of age, with a prevalence of 8.2% in 2007
and increased to 13.6% in 2015 using spirometry-based survey. [5,7] Comparatively higher
prevalence with 13.7% to 13.4% was noted in Korea using spirometry-based survey [9,13].
Another study in the Asia-Pacific region, EPIC Asia population-based survey [1] based
on face-to-face or fixed-line telephone interviews, revealed that the prevalence of COPD
is between 6.2% and 19.1%. Regarding the estimated prevalence rate of COPD in each
country, there is no appropriate method to do this in current status.
3. Results
COPD diagnosis, classification, and treatment recommendation from Taiwan and
China were similar to the GOLD guidelines. The degree of airflow limitation, assessment
of COPD severity, management, and pharmacologic therapy of stable COPD were based
on the GOLD principles. Australia, Japan, and Korea guidelines display some differ-
ences regarding classification and management strategy of stable COPD compared with
the GOLD (Table 2). Besides, Taiwan guidelines have been written based on GRADE
(Grading of Recommendations, Assessment, Development and Evaluations)’s recommen-
Diagnostics 2021, 11, 1153 3 of 11
dation, which is the most widely adopted tool for grading the quality of evidence and for
making recommendations.
Table 2. Comparison of GOLD 2015 and APAC guidelines with current version updated after 2011.
Disease Classification and Management Major Difference in COPD Major Difference in COPD
Recommendation Same as GOLD Diagnosis Classification Treatment Recommendation
China Yes
(1) Typical symptoms and lung
function assessed in parallel for (1) Stepwise management of
COPD severity classification stable COPD; therapeutic
Japan No (2) No specified cut points of choices not fully aligned
mMRC and CAT for with disease severity.
symptom evaluation
Taiwan Yes
FigureFigure
1. Korean COPD
Figure
1. Korean classification
1. Korean
COPD COPD systemsystem
and GOLD
classification
classification systemclassification
and GOLD
and GOLD system.
classification
classification system.system.
Figure 2.
Figure 2. Stepwise
Stepwise management
management ofof stable
stable COPD
COPD guidelines
guidelines in
in Australia
Australia and
and New
New Zealand.
Zealand.
Figure 2. Stepwise management of stable COPD guidelines in Australia and New Zealand.
Figure 3.
Figure 3. Stepwise
Stepwise approach
approach recommended
recommended by
by the
the fifth
fifth edition
edition of
of Japanese
JapaneseRespiratory
RespiratorySociety
SocietyCOPD
COPDguidelines.
guidelines.
Diagnostics 2021, 11, x FOR PEER REVIEW 6 of 11
Diagnostics 2021, 11, 1153 6 of 11
Figure
Figure 4. Algorithm
4. Algorithm of pharmacologic
of pharmacologic treatment
treatment in patients
in patients withwith stable
stable COPDCOPD in Korea.
in Korea.
3.4. Coexisting Asthma and COPD
3.3. Non-Pharmacologic Management
Coexisting asthma and COPD are only defined and described in Australia and Japan
Most guidelines
guidelines. had emphasized
This Australia therecommends
guideline importance ofthat
pulmonary
an FEV1 rehabilitation,
increase over long-
12% and
term200oxygen therapy, and self-management plan including smoking cessation
mL constitutes a positive bronchodilator response. An FEV1 increase >400and vac-
mL strongly
cination. Particularly, Japan’s guideline (fifth edition) discussed the nutrition
suggests underlying asthma or coexisting asthma and COPD diagnosis. Besides, the manage-
ment including
diagnosis nutritional impairment,
of asthma–COPD evaluation,
overlap (ACO) therapy,
has both and diet
characteristics of education
COPD and[19].
asthma
COPD patients
(Figure 5). whose BMI is less than 90% are suspected to have a nutrition disorder and
nutrition therapy may be indicated. Nutritionists, physician, and nurses should form a
team3.5.
to End-of-Life
provide nutritional
ISSUES guidance.
GOLD 2013, for the first time, proposed that palliative care may be applied in advanced
3.4. severe
Coexisting
COPDAsthma and COPD
patients. Among these guidelines in the Asia-Pacific region, Taiwan, Japan,
Coexisting
China [20], asthma and COPD
and Australia [15]are
mayonly defined
already andtheir
have described in Australia
policies and Japancare.
about end-of-life
guidelines. This Australia guideline recommends that an FEV1 increase over 12% and
Improving quality of life, optimizing function, helping with decision- making 200end-
about
mL of-life
constitutes a positive
care, and bronchodilator
providing emotional andresponse. Ansupport
spiritual FEV1 increase > 400
to patients mL
and strongly
family are the
suggests
main underlying asthmathe
goals. In Taiwan, or National
coexistingHealth
asthma and COPD
Insurance diagnosis. Besides,
Administration theof
Ministry diag-
Health
nosis of Welfare
and asthma–COPD overlap (ACO)
had programmed has bothplans
hospice-care characteristics of provided
in 2011 and COPD and asthma (Fig-
in-hospital critical
ure care
5). facilities for patients with advanced diseases and poor response to regular treatments
instead of home or hospice ward care.
Diagnostics 2021, 11, 1153 7 of 11
Diagnostics 2021, 11, x FOR PEER REVIEW 7 of 11
Figure5.5.Diagnostic
Figure Diagnosticcriteria
criteriaofofasthma–COPD
asthma–COPDoverlap
overlapininJapanese
JapaneseACO
ACOguideline
guideline2018.
2018.
4.3.5.
Discussion
End-of-Life ISSUES
There
GOLD are2013,
several
for studies
the firstevaluating and validating
time, proposed the newcare
that palliative GOLD may assessment
be applied system;
in ad-
however, uneven distribution of COPD patients and limited data on the clinical outcomes
vanced severe COPD patients. Among these guidelines in the Asia-Pacific region, Taiwan,
are noticed under these combined assessments. [21–24] The degree of the COPD Assess-
Japan, China [20], and Australia [15] may already have their policies about end-of-life
ment Test (CAT) score of ≥10 might not be equivalent to that of the mMRC score of ≥2 for
care. Improving quality of life, optimizing function, helping with decision- making about
categorizing patients’ symptoms. [25–28] Neither the 2007 GOLD nor the 2011 classification
end-of-life care, and providing emotional and spiritual support to patients and family are
scheme has sufficient discriminatory power to be used clinically for risk classification
the main goals. In Taiwan, the National Health Insurance Administration Ministry of
to predict total mortality at the individual level. [29] Accordingly, some countries have
Health and Welfare had programmed hospice-care plans in 2011 and provided in-hospital
developed COPD guidelines to build up appropriate strategies for diagnosis, assessment,
critical care facilities for patients with advanced diseases and poor response to regular
pharmacotherapy, and prediction of acute exacerbation and mortality based on evidence
treatments instead of home or hospice ward care.
and real-world clinical practice.
The Korean and Australia guidelines stratified the lung function severity and exac-
4. Discussion
erbation risk with FEV1 < 60% or ≥ 60% of predicted value. From the validation study
There
in Korea, it are
wasseveral
found studies
that there evaluating
were many and patients
validating the new
(15.3% GOLD
to 16%) whoassessment
experienced sys-
tem; however, uneven distribution of COPD patients and limited
exacerbation with FEV1 between 50% and 60% of predicted value. [14] The cutoff point of data on the clinical out-
comes
an FEV1are
50% noticed under
predicted doesthese combined
not address theassessments.
heterogeneity[21–24] The degree
in the GOLD Stage of the COPD
II (50%–80%
predicted). Patients with limited airflow around FEV1 50% to 60% predicted had ascore
Assessment Test (CAT) score of ≥10 might not be equivalent to that of the mMRC moreof
≥2 fordecline
rapid categorizing
in lungpatients’
functionsymptoms.
than patients[25–28]
with Neither
FEV1 < 50%the 2007
in the GOLD
TORCH norstudy
the 2011 clas-
[30,31].
Asification scheme
recent study has sufficient
showed discriminatory
that parameters relatedpower to be diffusing
to volume, used clinically for risk
capacity, andclassi-
reac-
fication
tance to predict
showed total mortality
break-points around at 65%
the individual
of FEV1 which level.may
[29] Accordingly,
have an impact some countries
on patients’
have developed
management plan.COPD guidelines to build up appropriate strategies for diagnosis, assess-
ment, pharmacotherapy,
The strategy for stableand COPDprediction of acute
management was exacerbation
based on lung andfunction
mortality basedbefore
severity on ev-
idence2011.
GOLD and real-world
A refinement clinical
of thepractice.
ABCD assessment tool had been separated from spiromet-
The from
ric grade Korean and Australia
“ABCD” groups in guidelines
GOLD 2020. stratified the lung
A stepwise functionpolicy
approach severity and exac-
is currently
erbation risk
presented in thewith FEV1
Japan and<Australia
60% or ≥60% of predicted
guidelines. value. Fromstrategy
The management the validation
is similar study
in thein
Korea,and
Korea it was
GOLD found that there
guidelines were many
including patients (15.3%
for symptoms severityto 16%) who experienced
and exacerbation exac-
frequency.
erbation with
Moreover, FEV1 between 50%
a phenotype-guided and 60%
treatment of predicted
policy has been value.
shown [14] The
in the cutoff and
Spanish point of an
Czech
FEV1 50% predicted does not address the heterogeneity in the GOLD Stage II (50%–80%
guidelines. [32,33] Which strategies are optimal in clinical practice guidelines for COPD
predicted). Patients
management? Therewithwerelimited
severalairflow around
strategies FEV1 50%
including lungtofunction-guided,
60% predicted had a more
stepwise
rapid decline in lung
approach-guided, GOLDfunction than patients
A–D-guided, andwith FEV1 < 50% in the
phenotype-guided TORCH The
strategies. study [30,31].
optimal
treatment of COPD patients requires an individualized, multidisciplinary approach to the
Diagnostics 2021, 11, 1153 8 of 11
5. Conclusions
This is the first report to summarize the similarities and differences among the COPD
guidelines across the Asia-Pacific region. The guideline developed in each country would
be based on clinical evidence, experts’ consensus, healthcare insurance, reality of clinical
practice, and the best interests of patients. We hope, through collaboration of research, that
the guidelines will evolve positively and that differences or gaps will diminish with time.
Author Contributions: S.-L.C. and C.-H.L.; methodology, validation, and formal analysis; S.-L.C.;
writing—original draft preparation, S.-L.C.; writing—review and editing, C.-H.L. Both authors have
read and agreed to the published version of the manuscript.
Funding: This research received no external funding.
Institutional Review Board Statement: Not applicable.
Informed Consent Statement: Not applicable.
Data Availability Statement: Not applicable.
Acknowledgments: Thanks to the professors for finishing this work including: Kazuto Matsunaga
(Japan); Chin Kook Rhee (Korea); Diahn-Warng Perng (Taiwan).
Conflicts of Interest: The authors declare no conflict of interest.
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