35 02 Bath PDF
35 02 Bath PDF
35 02 Bath PDF
Bath
William G. Bath
ABSTRACT
Air and missile defense is a complex process involving the coordinated operation of equipment
and computer programs. The most effective defense generally is multiple layers of defense using
different technologies in each layer such as long-range hard-kill, followed by hard-kill area
defense, followed by both hard-kill and soft-kill (electronic warfare) self-defense. A combat system
must merge, fuse, and de-conflict many sources of sensor data to produce a single usable track
picture for decision-making. Throughout, sensors are controlled and sensor resource use is man-
aged to meet the overall defense needs. As technical direction agent and technical adviser for
many of the combat system elements, the Johns Hopkins University Applied Physics Laboratory
(APL) performs the systems engineering, analysis, and experimentation that helps the Navy select
the most combat system capability at an affordable cost.
INTRODUCTION
Most Navy warships have combat systems capable of in overall air and missile defense capability shown in
air and missile defense. Those combat systems are well Figure 1.
described by the “detect–control–engage” paradigm; Aegis destroyers and cruisers are the Navy’s most
that is, the components of the combat system can be capable air defense units because of their long-range,
notionally grouped as follows: multifunction phased-array radars; their inventory of
• Detect components that find and track air and many different anti-air warfare, ballistic missile defense,
missile targets and electronic warfare weapons; and their complex
control processes for processing sensor data, making
• Control components that identify the targets and engagement decisions, and controlling those weapons.
make the decisions to engage Aegis destroyers and cruisers can defend large areas
against ballistic missiles by defeating them during the
• Engage components that schedule and perform the midcourse phase of their flight using the Standard
engagements with the goal of destroying or other- Missile-3 (SM-3) family in the exo-atmosphere, as well
wise negating the targets as closer to impact during their terminal phase using the
The scope of those components’ capabilities varies SM-6 family in the endo-atmosphere. The Aegis Ashore
significantly with ship class, resulting in the variation combat system deployed in Europe uses a subset of the
90 Johns Hopkins APL Technical Digest, Volume 35, Number 2 (2020), www.jhuapl.edu/techdigest
Overview of Platforms and Combat Systems
Midcourse defense
Ballistic
Self-defense missile
(shooter is defended
point)
Naval integrated
fire control
Area defense
Cruise missiles
Hard kill and aircraft
Range to defended point
Soft kill
Figure 1. Comparison of the air and missile defense capabilities of different combat systems. (The chart at the top is not to scale.)
same detect–control–engage components on land and (TDL) networks enable Aegis and other units to fight as
provides for exo-atmospheric defense of US-deployed a coordinated force.
forces, their families, and our allies in Europe. Aegis The USS Zumwalt (DDG 1000) brings to the Navy
Ballistic Missile Defense (BMD) ships and Aegis Ashore a unique set of volume firepower and precision strike
are part of the larger Ballistic Missile Defense System capabilities and is currently nearing deployment. The
(BMDS), which is, itself, a global combat system that Zumwalt destroyer has an advanced gun system with
integrates Navy, Army, and Air Force detect, control, a long-range land-attack projectile capable of launch-
and engage components. Aegis destroyers and cruisers ing a guided projectile at extended ranges. Its air and
can also defeat attacks from aircraft and cruise missiles. missile defense capabilities lie in between those of the
Aegis is capable of extended-range engagements of Aegis fleet and those of aircraft carriers and amphibious
aircraft and cruise missiles both over sea and over land ships. Zumwalt has a vertical launching system similar to
using the SM-6 surface-to-air missile. With integrated that of Aegis and the control capability to launch self-
fire control support, SM-6 provides an increased battle defense missiles as well as SM-2 missiles.
space against threats over the horizon. Within the Aircraft carriers and amphibious ships are capable
horizon, Aegis can defend both itself (self-defense) of projecting offensive power (Navy air and Marines
and other units (area defense) using the SM-2 missile ashore). The air and missile defense detect–control–
family and the Evolved Sea Sparrow Missile (ESSM). engage components on these ships, however, are gen-
Aegis also can defeat threats using electronic warfare erally limited to self-defense. Self-defense is achieved
measures such as jamming and decoys. The Cooperative either with electronic warfare, with shorter-range mis-
Engagement Capability (CEC) and Tactical Data Link sile systems such as ESSM and the Rolling Airframe
Johns Hopkins APL Technical Digest, Volume 35, Number 2 (2020), www.jhuapl.edu/techdigest 91
W. G. Bath
– AN/SPY-1B/D(mod)/D(V)
– Aegis BMD 5.0/5.1
– VLS (SM-2, SM-6, ESSM) Aegis Baseline 9
Hard kill – AN/SPQ-9B AMD capabilities
– CIWS today* Rapid, incremental
– Mk 99 (3-4) improvements to pace
– AN/SLQ-32(V)3/6/SKC* the threat via Aegis
– Decoys Speed to Capability
Soft kill – UPX-29
– Command and decision (on an as-needed basis)
– Weapon control
Control – CEC
– TDL
Ba pgra
u
se de
Networks
lin
e
– AN/SPY-6 (AMDR)
– Aegis BMD 6
Hard kill
– Active missile
upgrades
– AN/SLQ-32(V)7
– Decoy upgrades Soft kill
Capability trade-offs and
engineering challenges
for the future
Figure 2. Examples of planned Aegis combat system air and missile defense (AMD) evolution and potential capability trade-offs. VLS,
vertical launching system.
Missile (RAM), or with guns (e.g., the Phalanx Close-in concurrent with area and self-defense against air and
Weapon System, or CIWS). The combat system for these surface threats. For the area air defense and self-defense
ships is the Ship Self-Defense System (SSDS). capability, increased sensitivity and clutter capability are
Ship combat systems are major investments that needed to detect, react to, and engage stressing threats
evolve over time to achieve new capabilities. Aegis and in the presence of heavy land, sea, and rain clutter. In
SSDS ships are undergoing major capability upgrades the control and engage areas, Aegis Baseline 10 includes
that include significant new sensor capabilities. The functional upgrades to make use of the richer data pro-
Aegis combat system will evolve from Baseline 9 to vided by the AMDR, such as Aegis BMD 6 use of the
Baseline 10 (Figure 2). This evolution features many new AMDR’s increased radar sensitivity and bandwidth in
capabilities. The AN/SPY-6 Air and Missile Defense the engagement of ballistic missiles. Aegis Baseline 10
Radar (AMDR) will provide multimission capabilities, will leverage ongoing developments in active missiles to
simultaneously supporting long-range, exo-atmospheric provide a more effective defense against evolving anti-
detection, tracking, and discrimination of ballistic mis- ship cruise missiles. The AN/SLQ-32(V)7, which deploys
siles, as well as area and self-defense against air and sur- in Aegis Baseline 10, includes the Surface Electronic
face threats. For the BMD capability, increased radar Warfare Improvement Program Block 3, which provides
sensitivity and bandwidth over current radar systems onboard electronic attack. The Soft-Kill Coordinator
are needed to detect, track, and support engagements of (SKC) capability, an AN/SLQ-32 command and control
advanced ballistic missile threats at the required ranges, subsystem, will be expanded to include coordination of
92 Johns Hopkins APL Technical Digest, Volume 35, Number 2 (2020), www.jhuapl.edu/techdigest
Overview of Platforms and Combat Systems
Ba gra
up
Networks
se de
lin
e
USS Gerald R. Ford
(CVN 78) ~2021
Figure 3. Examples of planned aircraft carrier SSDS combat system evolution and potential capability trade-offs. (Amphibious ships,
which also have the SSDS combat system, are also evolving with related improvements and capability trade-offs.) CATC, carrier air traffic
control.
onboard electronic attack and an improved inventory long-range surveillance and track functions of the
of decoys. AN/SPS-48 and AN/SPS-49 radars, provide data for
The SSDS-based combat system on aircraft carriers carrier air traffic control (currently provided by the
and amphibious ships has historically relied on a AN/SPN-43), and provide the horizon surveillance and
suite of older sensors (some initially designed in the tracking capability of the SPQ-9B radar and the fire
1960s) that have undergone periodic modernizations. control functions of the Mk 9 tracker/illuminator. The
Radar surveillance and target tracking are provided multifunction radar will enable better control of ESSM
by the AN/SPS-48G, AN/SPS-49A, and AN/SPQ-9B missile trajectories and more accurate handover to the
radars. Additional surveillance and tracking as well as ESSM seeker, improving ESSM capability against anti-
illumination for semiactive missile homing are provided ship cruise missiles.
by the Mk 9 fire control system. Carrier air traffic control Selecting the most capability at affordable cost is a
is supported by the SPN-43. With the new aircraft carrier challenge in development of any new combat system
USS Gerald R. Ford (CVN 78), these functions will be baseline. Figures 2 and 3 show candidate systems and
replaced by the new Dual-Band Radar (DBR) (Figure 3). capabilities for future baselines of Aegis and SSDS,
This new multifunction radar being developed for the respectively. APL performs modeling and simulation and
CVN 78 is a combination of the X-band AN/SPY-3 and critical experiments to inform the selection of an afford-
S-band AN/SPY-4. However, alternative radar designs able subset of these systems and capabilities for new
are being considered for subsequent aircraft carriers baselines. In addition to the major baseline upgrades,
CVN 79 and CVN 80 as well as for new amphibious the Navy continues to explore techniques for deploying
ships. The multifunction radar will accomplish the new capabilities rapidly on an as-needed basis. Aegis and
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W. G. Bath
Exo-missiles
(either organic or through networks)
Algorithms,
Shipboard radars/IFF
Endo-missiles
Warfighter interface/training/planning
Electronic warfare
• Sensor data • Engagement • Soft-kill
Sensors coordination
association, decision
fusion, and – Missiles/guns • Weapons control
track manage- – Electronic – Hard kill
ment warfare – Soft kill
(through networks)
Offboard sensors
Guns
Networking
Figure 4. A general combat system. Actual combat systems have a subset of the components pictured. Successful engagements
require coordinated operation of many combat system components. IFF, identification friend or foe.
SSDS use the Aegis Speed to Capability and the Fire is generally a priori context information available to
Control Loop Improvement Program, respectively, to the warfighter. This context will define who the likely
respond to urgent needs in the fleet. enemy is, what sort of threats he has in his inventory,
Air and missile defense is a complex process involving and, in general terms, how he is likely to attack. Within
the coordinated operation of equipment and computer today’s combat systems, this information is held as “doc-
programs. Figure 4 shows a general ship combat system. trine,” a collection of rules that define how the combat
The workhorses of sensing on a ship are its shipboard system will respond to sensor information. For example,
radars—particularly the multifunction radars. These today’s identification doctrine defines, given the con-
radars are augmented by other shipboard radars serving text, which additional pieces of sensor evidence are nec-
specific purposes. In addition, ships can access offboard essary to conclusively identify the target. The next likely
sensors located on other ships, aircraft, land sites, input to the combat system is some early indication from
and space via secure communications. Sensors are ISR (intelligence, surveillance, and reconnaissance)
controlled and sensor resource use is managed to meet that an attack is coming; this early indication alerts the
the overall defense needs. Individual measurements combat system to the object’s presence and often identi-
made by the entire sensor set are associated, and in some fies the object, but it does not necessarily provide precise
instances fused, with other sensor data. In all cases, kinematics or low latency. Today, there is little quantita-
tracks are generated. Each track should correspond tive integration of contextual and ISR data with organic
to one physical object. A track is the combat system’s sensors. The quantitative integration of a priori context
sum total knowledge of an individual object, including and ISR is a challenge and growth area for new combat
its kinematics—e.g., vector position and velocity; the system designs.
classification of the object (aircraft, cruise missile, Once targets are within sensor range, the combat
ballistic missile, clutter, debris, etc.); the type of the system receives sensor measurements (e.g., onboard or
object (e.g., if it is a cruise missile, which cruise missile offboard radar) indicating more precise kinematics at
type is it); and when applicable, the identity of the low latency, but these data may or may not include fea-
object (e.g., friend or foe). tures for identifying the object. One of the challenges
Figure 5 illustrates the association and tracking prob- is to correctly associate all of these pieces of data into
lem. In any part of the world on any given day, there “tracks.” As measurements are associated to form tracks,
94 Johns Hopkins APL Technical Digest, Volume 35, Number 2 (2020), www.jhuapl.edu/techdigest
Overview of Platforms and Combat Systems
X
the track kinematic state is calculated (and used for
subsequent associations). Track filtering refers to the
algorithms that transform a sequence of measurements
into such a track state and is discussed in the article by
S. A. Hays and M. A. Fatemi in this issue. Figure 6 shows
notional track states that have been calculated by asso- Y
ciating and filtering the measurements in Figure 5. In A priori context: predicting likely object locations,
types, and behavior
this illustration, the tracking process has worked well.
The number of tracks in Figure 6 equals the number of ISR indicating object presence and often identity,
objects, the track states converge over time to the actual but not necessarily with precise kinematics or low
latency
object positions, measurements from different sensors
have been associated correctly, and the tracks can be Sensor no. 1 measurements (e.g., onboard or
offboard radar) indicating more precise kinematics
extrapolated into the future to accurately predict target at low latency, but may or may not include features
position. However, the tracking process can be chal- for identifying the object
lenged in all these areas by large sensor measurement
Sensor no. 2 measurements (e.g., onboard or
accuracies, low sensor update rates, highly unpredictable offboard radar) indicating more precise kinematics
object motion, and object spacing. In the case of mul- at low latency, but may or may not include features
tiple sensors, measurement biases and different sensor for identifying the object
measurement dimensions are also challenges. Overcom- Object position (ground truth)
ing these challenges remains a subject of research in
Object track calculated in combat system using
combat system design. context, ISR, and sensor measurements
A combat system must merge, fuse, and deconflict
many sources of track data to produce a single usable Figure 6. The combat system calculates tracks representing a
track picture for decision-making. This includes all local best estimate of the object kinematics. This figure depicts quan-
sensors as well as track data from tactical data links such titative integration of contextual and ISR data with organic sensor
as Link 16/11 and measurement and track data from tracking—a challenge in the design of new combat systems.
Johns Hopkins APL Technical Digest, Volume 35, Number 2 (2020), www.jhuapl.edu/techdigest 95
W. G. Bath
the metrics measure the degree of Track management metrics Importance of metrics
commonality between the track Completeness: The air picture is complete Tracks on all targets available
pictures on different ships and air- when all objects are detected, tracked, and for engagement
craft. This commonality is essen- reported.
Prevents confusion leading
tial for sharing of engagement and Clarity: The air picture is clear when it does
to delays and “waste” of
not include ambiguous or spurious tracks.
identification data. Continuity: The air picture is continuous
engagement resources
Once tracks exist, they become when the tracks are long-lived and stable.
the organizing tool for the engage- Kinematic accuracy: The air picture is
ment sequence. The success of the kinematically accurate when the position
and velocity of a track agrees with the
engagement depends on the fidel- position and velocity of the associated Preserve short reaction time:
ity of the track on the target being object. prevent delays due to
engaged. As the target closes in ID completeness: The ID is complete when reidentifying targets and/or
range to its objective (Figure 8a), all tracked objects are labeled in a state restarting engagements
other than unknown.
more sensor measurements are ID accuracy: The ID is accurate when all
made, resulting in continual tracked objects are labeled correctly.
improvement (Figure 8b) in the ID clarity: The ID is clear when a tracked
accuracy of the track kinematics object has no conflicting ID states.
Commonality: The air picture is common Enables resource coordination:
(e.g., position, velocity, and accel- – Shooter to shooter
when the tracks held by each participant
eration) and in the certainty in have the same track number, position, – Shooter to provider
target identity and characteristics and ID. – Tracker to track
(Figure 8c). However, most weap-
ons require that additional sensor
Figure 7. Typical metrics for the combat system air track picture.1
resources (e.g., different radar
waveforms, higher update rates,
high priority in radar scheduling, (a)
or in some instances, additional Threat 2
Closer range
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Overview of Platforms and Combat Systems
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W. G. Bath
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