Norsk Clays VSQT Final
Norsk Clays VSQT Final
Norsk Clays VSQT Final
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Title of paper: Characterisation of Norwegian marine clays with
Phone: +353-1-7163221
Fax: +353-1-7167399
e-mail: Mike.Long@ucd.ie
information for Norwegian marine clays has been assembled so as to study the small
strain stiffness relationships for these materials and to examine the potential use of
CPTU and Vs data in combination for the purposes of characterising these soils. Data
for sites where high quality block sampling was carried out have mostly been used.
index properties for these soils. Recent research has shown that CPTU qt and
especially u2 and Vs can be measured reliably and repeatably and are not operator or
normalised shear wave velocity (Vs1) or Vs1 and Δu/σv0' is presented. Using this chart
Key words: soft clays; shear wave velocity; cone penetration tests; overconsolidation
ratio
Introduction
As the piezocone cone penetration test (CPTU) grows more popular throughout the
world, it is also becoming more commonplace to combine the standard test with
measurements of shear wave velocity (Vs) using the seismic CPT (SCPTU). Recent
work by Long (2008) and others has shown that Vs can be measured in situ easily and
reliably by a variety of methods. For soft reasonably isotropic clays, the results seem
SCPTU results are not available, they could be substituted with results from other
spectral analysis of surface waves (SASW) or multi channel analysis of surface waves
(MASW).
In parallel, work by various researchers such as Powell and Lunne (2005a), Long
(2008), Boylan et al. (2008), Tiggelman and Beukema (2008) and Lunne and Powell
(2008) have shown that for CPTU tests in soft clays, if the pore pressure measurement
system is sufficiently well saturated, the measured pore pressure (u2) is the parameter
that shows least variation from one type of CPTU equipment to another. This research
also demonstrates that corrected end resistance (qt) values show somewhat more
variation from one type of equipment to another as compared with u2. Measured
sleeve friction (fs) shows most variation from one type of equipment to another and
As CPTU u2 (and possibly qt) and Vs are two of the more reliable and accurate
parameters that can be obtained from in situ testing, it seems logical then to attempt to
use them in combination for the purposes of characterising and classifying soft clays.
In this paper data from eleven soft to firm clay sites are used in order to
investigate these ideas. For all of these sites research level CPTU and Vs data were
available. In addition results of high quality laboratory tests on Sherbrooke block
In this paper relationships between small strain shear modulus (Gmax) (or Vs) and
index properties are first examined in order to check that the soil properties are
consistent with other published data. Existing relationships between Vs and qt are then
examined and some new correlations are proposed. Finally some suggestions are
made for a new soil classification chart involving CPTU and Vs data.
The Sites
A summary of the ten sites surveyed is given on Table 1. Most of the sites were
developed for research purposes either by the Norwegian Geotechnical Institute (NGI)
Technology (NTNU formerly NTH). Nine of the sites are onshore Norway, one is
located offshore Norway and the last is located at Bothkennar in Scotland. This latter
site was included, as its characteristics are well known internationally. UCD have
carried out MASW work on the site and NGI have carried out block sampling and
Soil parameters for the eleven study sites, over the depth range for which shear
wave velocity and high quality sample data are available, are summarised on Table 2.
in situ void ratio (e0) for four of the Norwegian clay sites. Note that Gmax is directly
related to Vs by:
where ρ = density.
Here data for seven additional sites is included in an attempt to improve these
correlations and to investigate which of the index parameters is the most useful. The
overall objective of this work is to check that these soils fall into the framework well
established for other materials and also to allow engineers working on future projects
to make rapid estimates of Gmax for preliminary design or for verification of in situ or
laboratory measurements.
Hardin (1978) suggested that for clays, Gmax depends on the in situ (or applied)
stress (σ'), e and overconsolidation ratio (OCR). It has however been shown that the
effects of OCR are, to a large extent, taken into account by the effect of e and could
be neglected (Leroueil and Hight, 2003). The empirical equation describing the
[2] (
Gmax = S ⋅ F (e ) σ v`σ h` )
n
pa(1−2 n )
where F(e) is a void ratio function, σv' and σh' are the vertical and horizontal effective
As can be seen on Figure 1a Gmax/σv0' typically varies between 200 and 1000 and
by others, e.g. Jamiolkowski et al., (1991) for a variety of soils. On Figure 1b the data
have been normalised as suggested by Hardin (1978) and Hight and Leroueil (2003),
(Equation 2). A line has been added corresponding to S = 700, F(e) = 1/e1.3, K0 = 0.6
and n = 0.25. It can be seen that the fit is good confirming that Gmax for Norwegian
clays are consistent with a large volume of other published experimental data.
Norwegian practice (see for example Janbu, 1985) is to normalise with respect to
Gmax
[3] g max =
σ m `+ a
where σm' and a are the mean effective consolidation stress and the attraction (a =
Figure 2a shows gmax data from this study. Attraction (a) was assumed to equal 3
kPa, which is a typical value for the clays under study from Janbu (1985). There is a
reasonable correlation between gmax and w. . The data form roughly two groups.
There is more scatter in the data where water content is about 30% (e ≈ 0.8).
Therefore it would seem that the effects of overconsolidation on Gmax are not
completely taken into account by w (or e) and there may be some merit in normalising
these data by preconsolidation stress rather than in situ vertical effective stress.
The data are plotted against plasticity index (Ip) on Figure 2b. Again there is
reasonable agreement, with gmax being relatively independent of Ip for values greater
than about 25%. A similar analysis was performed using liquidity index but no clear
pattern emerged.
As discussed by Mayne and Rix (1993) and others Gmax depends on e0, σv0' and OCR.
Since measured cone resistance (qc) also depends on σv0' and OCR, previous
researchers have sought a relationship between Gmax and qc despite the fact that they
and qc. For example Jaime and Romo (1988) and Bouckovalas et al. (1989) found that
Mayne and Rix (1993) established a database from on 31 different sites in Europe
and North America, where CPT and SASW or SCPT data was available. All were
clay sites with varying OCR, strength and stiffness. Two of the sites were the same as
used in this study namely Drammen and Onsøy. The equation of the best – fit
regression line from an assumed log – log relationship was found to be:
which is very similar to the expression derived by Bouckovalas et al. (1989), see
Equation 5.
Mayne and Rix (1993) also found that the strong dependence of Gmax upon e0,
ratio.
In a later paper Mayne and Rix (1995) argued that in order to reduce scatter the
[8] Vs = 1.75qc0.627
Powell and Lunne (2005b) suggest that Equations 7 or 9 are only slightly better than
the simpler ones based only on qc. Another important issue with both Mayne and Rix
equations is that they make use of the uncorrected cone resistance, qc, rather than the
corrected value, qt. This is because much of their data was obtained before the
As the reconstruction of the in situ void ratio profile can be a difficult task,
particularly given the cost of high quality undisturbed sampling, Simonini and Cola
(2000) suggest that the CPTU pore pressure parameter Bq could be used to replace e0
u2 − u0 Δu
[10] Bq = =
qt − σ v 0 q net
However Simonini and Cola (2000) simply assumed Bq to be the ratio between Δu
and qc (termed Bq* here to avoid confusion). They show that, when considering
[11] (
Gmax = 21.5qt0.79 1 + Bq* )
4.59
Data for the ten Norwegian soft clay sites, plotted simply in terms of qt and Vs, are
except for Troll and Eberg where thin walled tube sampling was used). The best fit
[12] Vs = 2.944qt0.613
is also shown. Regression analysis gives a moderate R2 of 0.630. Those data which
show the greatest scatter are from Eidsvoll, where OCR values are relatively high, and
Measured Vs values and those predicted by the original Mayne and Rix (1995)
expression (Equation 9) are shown on Figure 4a. It can be seen that in general the
Mayne and Rix (1995) expression underpredicts the Vs for Norwegian soft clays by
some 20%. Note that here e0 has been reliably determined from high quality block
samples. The correlation coefficient, R2, is 0.690 which, consistent with the comments
made by Powell and Lunne (2005b), is not a significant improvement on that from the
simple Vs – qt relationship. The data points which show most scatter are again from
the high OCR Eidsvoll site and the high St RVII site.
with R2 = 0.758.
A similar exercise has been carried out using the Simonini and Cola (2000)
formula (Equation 11) on Figure 5a and 5b. Here Gmax has been calculated from the
measured Vs value using the density measurements from block samples. It can be seen
achieved by modifying the constants in the expression and using Bq rather than Bq*.
Logically then a new expression can be developed which relates Vs directly with
[15] (
Vs = 1.961qt0.579 1 + Bq )
1.202
Discussion
A major issue with the most commonly used correlation by Mayne and Rix
(1995) is that it relies on the measured cone resistance (qc) rather than the corrected
one (qt). It is well known that in soft clays the correction can be very significant
perhaps of the order of 15% in many cases. Secondly it also relies on the in situ void
ratio (e0) as input. This parameter can be very susceptible to sampling disturbance.
Hence in this paper a database comprising high quality samples and research level
CPTU tests have been assembled in order to minimise these uncertainties and improve
the Mayne and Rix (1995) correlation for use in Norwegian soft clays or similar
materials.
Unfortunately this new correlation (Equation 13) also relies on e0 as input. This
additional correlations have been proposed for these materials, which do not need
laboratory data as input. The first which involves the pore water pressure parameter
(Bq) is a revision of the Simonini and Cola (2000) expression (Equation 14) and the
second (Equation 15) is a new expression which relates qt and Bq directly to Vs rather
than to Gmax.
All three formulae have similar correlation coefficients and are considered
equally reliable.
Enhanced soil characterisation using CPTU and Vs data
Robertson et al. (1995) proposed a CPTU soil classification chart (or perhaps
more correctly termed a soil behaviour chart) based on normalised cone resistance Qt
(=qnet/σ'v0) and normalised small strain shear modulus (Gmax/qt). This chart was
intended mostly for identifying “unusual” soils such as highly compressible sands,
cemented and aged soils and clays with either high or low void ratio. A portion of the
chart (focus on clays and silts) is shown on Figure 7. The x-axis has been extended
from a maximum value of 100 to 1000. The data for the sites under study here mostly
fall as expected in the zone of “young uncemented” soils. Note the boundaries of this
region have also been extended in parallel with the extension of the x-axis. Data for
the moderately overconsolidated sites, e.g. Eidsvoll, Glava, and Tiller, fall above the
zone of young un-cemented soils consistent with the pattern suggested by Robertson
et al. (1995).
Charts of the type presented by Robertson et al. (1995) have been criticised in the
literature because:
2. They use log scales on the axes; thus masking any trends.
Therefore attempts are made here to study the application of alternative charts,
using Vs, but avoiding these two issues. On Figure 8 Qt values are plotted against
Similarly on Figure 9 Vs1 is plotted against Δu/σv0'. This latter parameter was
originally proposed by Azzouz et al. (1983) so as to avoid the use of cone resistance
but at the same time to take into account the effect of overburden stress. Schneider et
al. (2008) also use this parameter in a new CPTU based soil classification chart.
On both charts a clear division can be made between the lightly overconsolidated
material (OCR < 2) and the moderately overconsolidated soils (OCR > 3). Arguably
the Vs1 / Δu/σv0' formulation separates the data more clearly and has less scatter.
The Qt against Vs1 data for the Norwegian soft clays is compared to that for high
quality sand samples (data from Mayne, 2006) and for UK stiff clays (Lunne et al.,
1997a, Powell et al., 1988, Hight et al., 2003 and Powell and Butcher, 2003) on
Figure 10. It can be seen that in a global sense the soft clay data is consistent with that
of other materials. A similar proposal was made by Gillespie (1990) who suggested a
plot of Gmax / qt versus qt /σv0' should be used. However it was found here that the Qt
Discussion
Classification charts such as those of Robertson et al. (1986 and 1995) have been
successfully used in geotechnical engineering practice for some time. However the
charts have been criticised as they involve plotting one parameter against a derivative
of the same parameter and also they make use of log scales, thus potentially masking
trends. In addition recent research (e.g. Long, 2008) has shown that CPTU sleeve
friction (fs) can be unreliable in soft clays and that pore water pressure (u2) and shear
wave velocity can be determined much more reliably. Hence in this paper two new
charts are suggested which avoid these problems and make use of Vs and u2 more
directly. In addition it has been shown that if the data are plotted in this way extra
information on the OCR of the soils can be determined. Also it has been shown that
the Norwegian soft clay data fits the trend for other materials in a global sense.
Conclusions
1. A database of research quality CPTU and shear wave velocity data for
Norwegian marine clays has been assembled so as to study the small strain
stiffness relationships for these materials and to examine the potential use of
soils.
2. In general the small strain stiffness behaviour of Norwegian soft clays follow
estimates of Gmax using correlations with water content (w), void ratio (e) or
using modified versions of the Mayne and Rix (1995) or Simonini and Cola
(2000) formulae or from a new expression involving qt and Bq. It would seem
velocity (Vs1) or Vs1 and Δu/σv0' is presented. Using this chart it can be seen
that the soft clay data is consistent with that of other materials and also is
possible to give reliable estimates of the stress history and OCR of the soft
clay materials.
Acknowledgements
The authors are particularly grateful to Tom Lunne of NGI, Rolf Sandven of NTNU
and Nouri El Hadj and Knut Hagberg of Statens Vegvesen for arranging access to the
various sites and for sharing their experience of the soils under study. Peter O’Connor
of APEX Geoservices, Gorey, Ireland provided the MASW equipment, which was
used on all of the sites studied and general support for the work. In addition Chris
Jones and Karl Snelling of GDS Instruments Ltd. carried out SASW surveys of four
References
Azzouz, A.S., Baligh, M.M. and Ladd, C.C. 1983. Cone penetration and the
engineering properties of the soft Orinoco clay. In Proceedings 3rd Int. Conf on the
Soil Mechanics and Geotechnical Engineering, Rio da Janeiro, Balkema, Vol 1. pp.
191 – 194.
– 375.
Gillespie, D.G. 1990. Evaluating velocity and pore pressure data from the cone
Hight, D.W., Bond, A.J., and Legge, J.D. 1992. Characterisation of the Bothkennar
Hight, D.W. and Leroueil, S. 2003. Characterisation of soils for engineering purposes.
Hight, D.W., McMillan, F., Powell, J.J.M, Jardine, R.J. and Allenou, C.P. 2003.
Jaime, A. and Romo, M.P. 1988. The Mexico earthquake of September 19, 1985 –
Langø, H. 1991. Cyclic shear modulus of natural intact clays. PhD thesis NTH,
Trondheim, August.
Leroueil, S. and Hight, D.W. 2003. Behaviour and properties of natural soils and
Long, M. 2008. Design parameters from in situ tests in soft ground – recent
Long, M and Donohue, S. 2007. In situ shear wave velocity from multichannel
Long, M., Donohue, S. and O’Connor, P. 2008. Rapid, cost-effective and accurate
Long, M., El Hadj, N., Hagberg, K. 2009. Quality of conventional fixed piston
Lunne, T., Robertson, P.K. and Powell, J.J.M. 1997a. Cone Penetration Testing in
Lunne, T., Berre, T. and Strandvik, S. 1997b. Sample disturbance effects in soft low
Lunne, T., Long, M and Forsberg, C.F. 2003. Characterisation and engineering
2006”). NUS Singapore. Edited by Tan, T.S. et al. Published by Taylor and
Lunne, T. and Powell, J.J.M. 2008. Comparative testing of piezocones at the Onsøy
Mayne, P.W., and Rix, G.J. 1993. Gmax-qc relationships for clays, Geotechnical
Mayne, P.W., and Rix, G.J. 1995. Correlations between cone tip resistance and shear
wave velocity in natural clay. Soils and Foundations, 35 (2): 107 – 110.
Mayne, P.W., P.K. Robertson, and T. Lunne. 1998. Clay stress history evaluated from
Mayne, P.W. 2006. Undisturbed sand strength from seismic cone tests. The 2nd J.K.
Powell, J.J.M and Butcher, A.P. (2003). Characterisation of a glacial till at Cowden,
1020.
Powell, J.J.M. and Lunne, T. 2005b. Use of CPTU data in clays / fine grained soils.
piezometer cone data. In Proceedings ASCE Speciality Conf. In Situ ’86: Use of
Robertson, P.K., Sasitharan, S., Cunning, J.C. and Segs, D.C. 1995. Shear wave
Sandven, R.B. and Sjursen, M. 1998. Sample disturbance in soils - results from an
Sandven, R., Ørbech, T., and Lunne, T. 2004. Sample disturbance in highly sensitive
Schneider, J.A., Randolph, M.F., Mayne, P.W. and Ramsey, N. 2008. Influence of
a = attraction = c'/tanφ')
Ip = plasticity index
K0 = σ'h0/σ'v0
St = sensitivity
ρ = density
by*
Fredrikstad Onsøy soft clay SCPT / MASW Lunne et al. (2003), Long
Drammen Danviksgata soft clay SCPT / MASW Lunne and Lacasse (1999), Long and
hole
Stjørdal Glava firm clay MASW / SASW Sandven (1990), Sandven and
(2007)
clay
Norway
Scotland Bothkennar soft clay / SCPT / SDMT / Hight et al. (1992), Long et al. (2008)
Cross hole
* Terms defined in Introduction
(%)
gata2
stranda
kennar
Gmax / (0.6`v02)0.25
800 Troll
Gmax / `v0
Lierstranda
8000
400
4000
0 0
0 0.4 0.8 1.2 1.6 2 0 0.4 0.8 1.2 1.6 2
Void ratio Void ratio
(a) (b)
Fig. 1. Relationship between: (a) Gmax normalised by 'v0 and void ratio e and (b) Gmax
normalised according to Hardin (1978) and Hight and Leroueil (2003) and e
Onsoy
1600 1600 Drammen
Berg
Glava
Bothkennar
1200 1200 Eidsvoll
RVII
Eberg
Tiller
gmax
Troll
800 800
Lierstranda
400 400
0 0
0 20 40 60 80 0 20 40 60
Water content (%) Plasticity index (%)
(a) (b)
Fig. 2. Normalised shear modulus gmax versus (a) water content, (b) void ratio and (c)
plasticity index
Best fit
300 power function
Vs = 2.944qt0.613
R2 = 0.630
250
200
Vs (m/s)
150
Eidsvoll
Glava
Eberg
100 Bothkennar
Danviksgata
Tiller
Onsøy
50 RVII
Troll
Lierstranda
0
0 400 800 1200 1600 2000
qt (kPa)
300 300
Vs calculated from Mayne and Rix (1995)(m/s)
Eidsvoll
150 150 Glava
Eberg
Bothkennar
100 100 Danviksgata
Tiller
Onsøy
50 50 RVII
Troll
Lierstranda
0 0
0 50 100 150 200 250 300 0 50 100 150 200 250 300
Vs measured (m/s) Vs measured (m/s)
(a) (b)
Fig 4. Vs measured and predicted from (a) original Mayne and Rix (1995) expression
and (b) modified version of this expression
Gmax calculated from modified Simonini and Cola (MPa)
Gmax calculated from Simonini and Cola (2000)(MPa)
200 Fit on original 200 Fit on modified
Simonini and Cola (2000) Simonini and Cola (2000)
expression expression
Gmax = 21.5qt00.79(1+Bq*)4.59 Gmax = 4.39qt1.225(1+Bq)2.53
150 gives R2 = 0.554 150 gives R2 = 0.799
Eidsvoll
100 100 Glava
Eberg
Bothkennar
Danviksgata
Tiller
50 50 Onsøy
RVII
Troll
Lierstranda
0 0
0 50 100 150 200 0 50 100 150 200
Gmax measured (MPa) Gmax measured (MPa)
(a) (b)
Fig 5. Gmax measured and predicted from (a) original Simonini and Cola (2000)
expression and (b) modified version of this expression
300
Vs = 1.961qt0.579(1+Bq)1.202
250 gives R2 = 0.777
Vs calculated (m/s)
200 Eidsvoll
Glava
Eberg
150
Bothkennar
Danviksgata
100 Tiller
Onsøy
RVII
50 Troll
Lierstranda
0
0 50 100 150 200 250 300
Vs measured (m/s)
10 1.3
4.96 5.5
2.22
2
1.9 2.02
1.3
1.4 2.2 3.83
1.45
1.45
1.45 3.48
3.63
Silt mixtures 1.45
1.45
1.45 1.5
1.9
2.7
1.44 Lines extended from
2.7 2.36
Clays 1.2
1.2
Robertson et al. (1995)
2.28
1
1 10 100 1000
Gmax / qt
Fig. 7. Robertson et al. (1995) soil classification chart with data for Norwegian soft
clays (material zones extended by authors)
20 Eidsvoll
Glava
Bothkennar
Danviksgata
6
Onsøy
16 RVII
Eberg
Tiller
Troll
Lierstranda
4.4
12
Labels show OCR 1.45
Qt
1.3
4.96
5.5
2.22
8
2
1.9
2.02
1.3
1.4 3.83
2.2 3.48
1.45
1.45
1.45 3.63
1.45
1.45
1.45 1.51.9
2.7
4 1.44
2.7 2.36
1.2
1.2 2.28
OCR > 3
OCR < 2
4.4
OCR < 2 2.22 4.96 5.5 6
200 1.3
1.31
1.9 2.02
2.281.44 2.6
1.5 1.58
2 2 2
2.36 1.98 2
2 1.9
150 1.2
1.2 2.2
1.45 1.45
1.45 1.451.3
1.45 1.42.7
Labels show OCR
Vs1
1.45 1.45
Eidsvoll
100 Glava
Bothkennar
Danviksgata
Onsøy
RVII
50 Eberg
Tiller
Troll
Lierstranda
0
0 1 2 3 4 5 6 7
u / v0`
Fig. 9. Possible new classification chart based on Vs1 and u/'v0
200
UK stiff clays
Sands
160 Soft clays
120
Qt
80
Sands Stiff clays
40
Soft clays
0
0 50 100 150 200 250 300
Vs1
Fig. 10. Comparison between soft clays, stiff clays and sands on Qt – Vs1 chart