Whittaker 2011
Whittaker 2011
Whittaker 2011
Oscillating wave surge converters (OWSCs) are a class of wave power technology that
exploits the enhanced horizontal fluid particle movement of waves in the nearshore coastal
zone with water depths of 10–20 m. OWSCs predominantly oscillate horizontally in surge
as opposed to the majority of wave devices, which oscillate vertically in heave and usually
are deployed in deeper water. The characteristics of the nearshore wave resource are
described along with the hydrodynamics of OWSCs. The variables in the OWSC design
space are discussed together with a presentation of some of their effects on capture width,
frequency bandwidth response and power take-off characteristics. There are notable
differences between the different OWSCs under development worldwide, and these are
highlighted. The final section of the paper describes Aquamarine Power’s 315 kW Oyster 1
prototype, which was deployed at the European Marine Energy Centre in August 2009. Its
place in the OWSC design space is described along with the practical experience gained.
This has led to the design of Oyster 2, which was deployed in August 2011. It is concluded
that nearshore OWSCs are serious contenders in the mix of wave power technologies.
The nearshore wave climate has a narrower directional spread than the offshore, the
largest waves are filtered out and the exploitable resource is typically only 10–20% less
in 10 m depth compared with 50 m depth. Regarding the devices, a key conclusion is
that OWSCs such as Oyster primarily respond in the working frequency range to the
horizontal fluid acceleration; Oyster is not a drag device responding to horizontal fluid
velocity. The hydrodynamics of Oyster is dominated by inertia with added inertia being a
very significant contributor. It is unlikely that individual flap modules will exceed 1 MW
in installed capacity owing to wave resource, hydrodynamic and economic constraints.
Generating stations will be made up of line arrays of flaps with communal secondary
power conversion every 5–10 units.
Keywords: wave energy; oscillating wave surge converter; nearshore
1. Introduction
Although patents on wave power conversion technology date back over 200 years,
the bulk of research and development in this area has taken place in the last
*Author for correspondence (m.folley@qub.ac.uk).
One contribution of 18 to a Theo Murphy Meeting Issue ‘The peaks and troughs of wave energy:
the dreams and the reality’.
40 years. The focus of much of this work has been and still is on deep water
offshore systems mainly relying on power extraction from heave [1–5]. Another
significant area of development has been shoreline oscillating water column
devices such as the land installed marine powered energy transformer (LIMPET)
[6] or low-head hydro systems such as the tapered channel (TAPCHAN)
[7]. Until recently, wave power extraction from the surge motion of waves
in nearshore waters has received relatively little attention. Maybe this is
because there is an historic opinion that the nearshore wave power resource is
dramatically less than that offshore. It is true that the nearshore gross wave
power resource in all directions can be less than half that in water depths of
between 50 and 100 m; however, this is very misleading. Folley & Whittaker
[8] proposed that the exploitable wave power resource, which is the resource
available to commercial wave power converters in wave farms with an economic
cap on installed generating capacity, is a more realistic measure. In many
nearshore sites, the exploitable resource is often only 10–20% lower than that
offshore [9].
In 2002, the wave power research group at Queen’s University Belfast turned its
attention towards devices that are predominantly driven by the surge component
of the waves. The team described this family of devices as oscillating wave surge
converters (OWSCs). With funding from the Engineering and Physical Science
Research Council (EPSRC), a 2 year research programme ensued. The study
concluded that a flap hinged to the sea bed at its lower edge with the top edge
penetrating the water surface was the most promising form of this type of device.
In 2005, Aquamarine Power Ltd was formed to commercially develop this system
that they named Oyster [10].
Today, a number of different OWSC concepts have been proposed and
some are under commercial development. In addition to Oyster, these include
WaveRoller [11], bioWAVE [12] and Frond [13]. WaveRoller, unlike Oyster, is a
completely submerged flap. Both bioWAVE and Frond are surface-piercing flaps
in deeper water and connected to a hinge on the sea bed by a stalk. These
four devices occupy different parts of the design space and have remarkably
different hydrodynamic characteristics. There are also floating OWSCs such as
the ‘Farley Triplate’ [14] and the ‘Langlee’ [15] systems, which are designed for
deeper water. Because their performance depends on the dynamics of the support
structure, they occupy a very different part of the design space and they will not
be considered further in this paper. Similarly, hinged devices with significant
change in displacement when they oscillate, which has a large influence on the
hydrodynamics, will not be considered. A notable example in this category is the
‘Edinburgh Duck’ [16].
This paper commences with an overview of the nearshore wave resource,
including the physical attributes of this environment. This is followed by
a description of the hydrodynamics of OWSCs and some of the output
from the extensive research programme during the past 8 years is presented.
The influence of some of the key design parameters on the hydrodynamic
performance of OWSCs is presented. This has led to the development of
the Oyster 1 prototype that was deployed at the European Marine Energy
Centre (EMEC) off Orkney in 2009. Finally, some thoughts are presented on
the future development of this technology and how it might be embodied in
Oyster 2.
50
gross
average incident
30
20
10
0
offshore 50 m 10 m
water depth
Figure 1. Gross and exploitable wave power at three water depths. (Online version in colour.)
500
300
200
100
Figure 2. Comparison of net incident wave power density at the 10 and 50 m deep wave berths.
calculation method, is from deep offshore to 50 m, the more relevant results are
those from 50 to 10 m deep. Figure 2 shows the directional net wave power density
at 10 m depth plotted against that at 50 m. In the smaller sea states typically less
than around 100 kW m−1 , the reduction at 10 m depth is only 10 per cent less
than at 50 m. However, as the seas increase, the reduction increases owing mainly
to wave breaking. The high occurrence of the smaller seas is clearly shown by the
density of the data points.
Although this analysis of the wave energy resource is indicative, other locations
will be different. Differences will arise owing to factors such as the annual
variability of the wave climate and the horizontal distance between the 50 m
and 10 m depth contours. A highly variable wave climate is likely to have a lower
proportion of exploitable wave energy, while a large distance between the 50
and 10 m depth contours is likely to result in a larger reduction in wave energy
resource. However, it is possible to conclude when comparing the nearshore wave
resource characteristics in the 10–20 m depth range to that at a depth of 50–100 m
that at the nearshore site:
OWSCs are single degree of freedom systems, where typically the body motion is
rotation about a hinge aligned orthogonally to the direction of wave propagation.
Power is extracted by resisting the motion of the body induced by the action
of the waves. A significant body of work exists that details the performance of
single degree of freedom wave energy converters, for example, Parks [18], Evans
[19] and Falnes [20]. In particular, theories based on potential flow models have
shown that in the frequency domain, the hydrodynamics can be represented using
frequency-dependent wave force, added inertia and damping terms as shown in
equation (3.1), where the external loads are approximated using a linear spring
and damper,
F = [k − (I + Ia )u2 + j(B + L)u]X , (3.1)
where F is the complex wave force, k is the hydrostatic spring stiffness, I is the
OWSC inertia, Ia is the added inertia, B is the hydrodynamic damping coefficient,
L is the PTO damping coefficient, u is the wave frequency, X √is the complex
OWSC amplitude of motion and j is the imaginary number, j = −1.
The power capture, P, can then be calculated using equation (3.2),
P = 12 Lu2 |X |2 . (3.2)
Assuming for now that the motion is unconstrained and defining the natural
frequency, un , as un2 = k/(I + Ia ), the maximum power capture can be shown to
be given by equation (3.3),
1 |F |2
P= . (3.3)
4 B + B 2 + (I + Ia )2 (un2 − u2 )2
It can be seen from equation (3.3) that the power capture is influenced by four
parameters. However, it is well known that the wave force and hydrodynamic
damping coefficient are linked by the Haskind relation (e.g. Falnes [20]), leaving
only three independent parameters. The influence of the inertia is of less
interest, but it can be seen that the power capture increases with an increase
in wave force, F , and at wave frequencies close to the natural frequency (un2 ≈
u2 ). Unfortunately, it is not possible to define these parameters arbitrarily to
maximize the power capture because they are both linked through the OWSC
hydrodynamics. To understand how they are linked, each of the parameters is
considered independently before looking at potential OWSC configurations that
involve compromises in these two key parameters.
To understand the hydrodynamics of the OWSC wave force, it is common to
consider the two-dimensional case of the wave force on a vertical wall, which is due
to the rate of change in momentum of the water particles as they are reflected.
In this idealization, the wave force is in-phase with the horizontal velocity of
the wave. However, such a two-dimensional idealization is misleading as the
OWSC would have to be several wavelengths wide, which is generally not the
case. In the three-dimensional case of a vertical wall of finite width, the wave
force is still owing to the change in momentum, but the ability of the water
particles to move around the wall must also be considered. It is well known (e.g.
Newman [21], p. 301) that when a body is small relative to the wavelength (the
long-wave approximation), then the surge wave force will be in-phase with and
proportional to the horizontal fluid particle acceleration of the wave, h̄. The long-
wave approximation also indicates that the wave force, F , is proportional to the
sum of the mass of water displaced by the body, M , plus the hydrodynamic added
mass, Ma . These relationships are summarized by
F ≈ (M + Ma )h̄. (3.4)
Based on this more fundamental understanding of the wave force, it is useful
to consider how the wave force may vary with key design parameters. The first
significant design parameter is the water depth. Folley et al. [22] have shown that
3.0
2.0
1.5
1.0
0.5
Figure 3. Change in surge wave force (relative to deep water surge wave force) with water depth
for a floating hemisphere. Solid line, approx.; filled squares, h/R = 2; crosses, h/R = 4; filled circles,
h/R = 8.
40
OWSC wave torque (MNm m–1)
30
wave torque µ flap width2
20
10
0 5 10 15 20 25 30 35
OWSC width (m)
20
10
0
4 6 8 10 12 14
wave period (s)
Figure 5. Example reduction in wave torque with submergence. Solid line, surface piercing; dashed
line, 0.1 m submerged; dotted line, 0.2 m submerged; dashed-dotted line, 0.5 m submerged.
20
24
18
20
16
water depth (m)
12
16
24
14 20
16
12
12
20
10 16
8 12
8
16
6
5 10 15 20 25 30
width of OWSC (m)
Figure 6. Variation in natural pitching period (contour lines) with OWSC height (water depth)
and width for a surface-piercing OWSC.
10 water surface
OWSC height (m)
0
5 10 15 20
OWSC width (m)
regions with local optima exist. These are typically associated with adoption of
a particular design principle, either consciously or otherwise. Recognizing that
OWSCs can be designed based on different design principles can help explain
why different designs exist.
First consider a region of the design space where the OWSC is tuned. For this,
initially consider an OWSC that has a natural pitching period of 10 s so that
it is well tuned to the incident waves for the North Atlantic. Figure 7 shows the
relationship required between OWSC width and height to obtain a natural period
of 10 s for a 2 m thick rectangular OWSC, with a constant density of 300 kg m−3
located at a water depth of 12 m with the hinge axis 3 m above the sea bed. Some
examples of these OWSCs are shown in figure 8. It can be seen that the surface-
piercing OWSC (flap A) has a width of only 4.4 m and that a wider OWSC
(flap B) must be submerged to obtain the specified natural frequency. However,
these OWSC dimensions required to obtain an appropriate natural frequency
mean that the wave force will be small. An associated problem with the small wave
force is that the optimum amplitude of motion at resonance is large. Consequently,
when motion constraints are included, the increase in power capture owing to
A
B C
Figure 8. Three examples of tuned flaps with very different geometries. (Online version in colour.)
maximum power capture (kW)
1400
1200
1000
800
600
400
200
0
5 10 15 20
wave period (s)
Figure 9. Constrained and unconstrained power capture of a submerged 12 m wide flap tuned to
be resonant at 10 s. (Wave amplitude is 1 m, maximum rotation is 0.5 radians (30◦ ).) Dashed line,
unconstrained; solid line, constrained.
tuning is often not evident, as discussed by Folley et al. [22]. This is illustrated
in figure 9, where it can be seen that constraining the maximum amplitude of
motion to a reasonable value completely eliminates the peak in maximum power
capture at the OWSC’s natural frequency.
Thus, in this area of the design space, the requirements for tuning and wave
force appear incompatible. That is, to obtain the required natural frequency,
the wave force becomes small, this then means that the optimum amplitude of
motions are large and so the increase in power capture owing to tuning cannot
be exploited owing to motion constraints.
To avoid the problems with motion constraints, the water depth can be
increased together with the buoyancy force to maintain the OWSC’s natural
frequency (flap C in figure 8). While this would improve the power capture and
enable the benefits associated with tuning to be exploited, the modifications
come with a set of associated problems. In particular, the increased water
depth would increase the structural task significantly, both because of the
larger torques and the larger distances over which they must be transmitted.
In addition, the increased buoyancy required to obtain the required natural
frequency would increase the loads on the anchor significantly. However, it
appears to be the only viable solution that exploits the benefits of a tuned wave
energy converter.
100
(MNm rad–1)
60
40
20
0
4 6 8 10 12 14
wave period (s)
Figure 10. Reactive force coefficients versus wave period (50 m wide flap) shows multiple resonances
as the inertial force equals the spring force. Solid line, inertia; dashed line, stiffness.
A second region of the design space can be defined by ensuring that the OWSC
wave force is large. The wave force can be maximized by ensuring that the
OWSC is deployed in relatively shallow water, that the OWSC is surface piercing
and that it is relatively wide. A possible configuration would be a 2 m thick, 18 m
wide rectangular OWSC deployed in 12 m of water depth. With a constant
density of 300 kg m−3 , this configuration has a natural period of around 20 s, well
outside the incident wave frequencies. However, although the theoretical
maximum power capture cannot be achieved in this configuration because
it is not optimally tuned, the capture factor remains high. Both numerical
and physical models of this configuration have obtained capture factors over
0.7 in irregular waves, with an average capture factor for a wave climate of
around 0.5. Thus, although the configuration is sub-optimal, the power capture
remains significant.
An additional, interesting, region of the design space emerges if the OWSC
width is increased to about 50 m and the thickness to about 5 m. In this region,
it is possible to obtain multiple natural frequencies of the OWSC covering the
full range of incident wave frequencies, as illustrated in figure 10. These multiple
natural frequencies occur because the added inertia is frequency dependent,
allowing multiple solutions for the natural frequency. Physically, the variation
in added inertia occurs because of displacement of the local water surface
with flap rotation. This effect can also be deduced from the oscillatory nature
of the impulse response function, which at frequencies close to the frequency
of the impulse response function’s oscillation results in very low torques in-
phase with flap rotational acceleration. Numerical models of this configuration
indicate that it should be possible to capture very nearly (greater than 99%) the
maximum theoretical power capture for this device width (which is greater than
for an idealized surging point absorber owing to the finite device width) across
the whole frequency range without the need for any reactive energy control.
In addition, the large wave forces for such a wide OWSC mean that motion
constraints are typically not an issue. However, although the maximum theoretical
power capture is nearly possible, the capture factor is less than for the un-
tuned OWSC with half the width. This occurs because the maximum capture
(1) a wide bandwidth response so that capture width is maintained over the
working frequency range instead of being highly tuned to a particular
frequency;
(2) a progressive decoupling from the incident wave excitation as the wave
height increases so that in extreme seas, the capture efficiency is very
low, thus, a relatively modest installed capacity can cope with the power
conversion;
(3) high structural efficiency ensured by the shortest load paths from the wave
excitation force through the PTO system into the reaction platform;
(4) a machine in which all elements are essential to the power conversion
process with minimal redundancy, except where duplication is deemed
necessary to maintain reliability; and
(5) a ‘plug and play’ approach to PTO sub-assemblies, which are most prone
to failure.
(b) Oyster 1
The conclusion from the EPSRC-funded research programme [24] was that
the simplest type of device that meets these criteria is a flap structure with its
bottom edge hinged to the sea bed. As it rotates to larger angles, the vertical
projected frontal area reduces, giving progressive decoupling as the wave force
increases (characteristic 2). The sea bed provides the frame of reference and
avoids the need for a dynamic reaction, which adds complexity to the system
(characteristic 4). Although attaching to the sea bed is the most difficult part of
the operation, it results in a stream of advantages such as the avoidance of flexible
power transmission connections and allows tight geometric spacing of units within
the wave farm, thus maximizing the extraction of the wave resource over a given
sea bed footprint. The solid framework means that a ‘plug and play’ approach is
more easily achieved (characteristic 5).
Refining the optimum OWSC design further, then the design space of
most promise is that where the wave force is maximized. It has been shown
above that this region of the design space has a broad bandwidth response
(characteristic 1) and relatively short load paths (characteristic 3). Conversely,
the design space for tuned OWSCs will almost certainly, by definition, have
a narrower bandwidth (contravening characteristic 1) and/or longer load paths
(contravening characteristic 3), which were shown to be necessary to exploit the
benefits of the tuning. An OWSC driven by drag forces will experience larger
forces as the waves get bigger owing to the quadratic relationship of the force with
water velocity (contravening characteristic 2), although wave force decoupling
at large angles may reduce this effect. The final region of the design space
identified above is that containing the multi-resonant OWSCs. While this region
also satisfies characteristics 1 and 3, the capture factor is typically smaller. Thus,
although the design space should not be discarded, it is sensible to first focus on
the region of the design space where wave force is maximized.
Having identified a region of the design space, the first consideration is water
depth. Being a surging device, it is essential to tap the amplified horizontal fluid
particle motion as a wave climate shoals in shallow water. However, figure 11
shows that below around 10 m depth, an ocean wave with an average period of
10 s and a significant wave height of 4 m will lose a significant proportion of its
power owing to breaking. A significant wave height of 4 m or less represents the
vast majority of sea states that occur along the western seaboard of the North
Atlantic. Taking a target tidal range of 4 m or less, a nominal mean water depth of
12 m was chosen for Oyster 1 and continues to be the preferred depth for Oyster 2.
An extensive research programme comprising a combination of physical and
mathematical modelling has been undertaken at Queen’s University to determine
the relationship between the physical dimensions of the flap, its dynamic
characteristics, the PTO damping characteristics and power conversion in a
wide range of seas [25]. Figure 12 shows an example of effect of flap width
on capture factor in a range of sea states with different energy periods (Te)
and power flux (P). In all but the shortest period waves, the capture factor
increases with increasing flap width, shown here from 9 to 36 m. The reduction
in capture factor for the 36 m wide flap at Te of 7 s is a result of the high
width to wavelength ratio that results in the flap starting to behave as a two-
dimensional device, which ultimately limits the capture factor to 0.5. This also
50
40
35
30
25
50 40 30 20 10
water depth (m)
Figure 11. Reduction in net wave power with water depth over various bed slopes. Solid line, slope
1 : 50; dashed line, slope 1 : 100; dashed-dotted line, slope 1 : 200; dotted line, slope 1 : 500.
0.8
width = 9 m
0.7 width = 12 m
width = 18 m
0.6 width = 24 m
capture factor
0.5
0.4
0.3
02
0.1
0
Te = 7 s Te = 9 s Te = 9 s Te = 9 s Te = 11 s Te = 11 s
P = 5 kW m–1 P = 7 kW m–1 P = 41 kW m–1 P = 70 kW m–1 P = 16 kW m–1 P = 61 kW m–1
Figure 12. Variation of capture factor with sea state and flap width. (Online version colour.)
24 m wide
HPS
16 m depth
Figure 13. Variation in maximum surge load and average power capture for a range of OWSC
configurations.
24 m wide
max total heave load
HPS
24 m wide
16 m depth
HPS
13 m depth 28 m wide
HPS
24 m wide 13 m depth
18 m wide MPS
MPS 13 m depth 28 m wide
13 m depth MPS
13 m depth
24 m wide
LPS
13 m depth
Figure 14. Variation in maximum heave load and average power capture for a range of OWSC
configurations.
Figures 13 and 14 show how surge and heave loads, together with average
hydraulic power in a weighted range of seas can be significantly changed by flap
width, pitch stiffness (high, HPS; medium, MPS; low, LPS) and water depth.
Again, these results are only indicative and can be varied significantly by flap
shape and damping characteristic.
The above presentation gives a very small sample of the interplay between
the many variables that govern the performance and cost of OWSC devices.
Sea bed hinged flaps might seem to be the simplest of wave power converters;
however, their design optimization, even from a purely hydrodynamic viewpoint
is challenging. Then, it must be remembered that the hydrodynamics is only
one part of the optimization process that includes structure, secondary power
conversion and transmission, installation and finally maintenance.
Oyster wave
energy converter hydroelectric
power conversion plant
high-pressure
flow line
water piston
Figure 15. General schematic of the Oyster concept. (Online version in colour.)
keeping the ratio of the spear valve nozzle velocity and the Pelton wheel bucket
speed close to its optimal value. The response time of the spear valves must be
sufficiently fast to limit pressure fluctuations during each wave cycle. Changes in
target pressure occur over much longer time frames according to changes in the
incident wave climate. The final regulation of the variable speed generator output
is by a power convertor/electronics that provide the necessary full rectification
and inversion before a step-up transformer supplies power to the grid.
Following commissioning, the device produced first power in October 2009
and provided invaluable operational data regarding device performance and
loading, which is being used for numerical and wave-tank model calibrations
and refinements. It was decommissioned in 2011 when Oyster 2 was installed.
Aquamarine Power has gained a phenomenal amount of knowledge regarding
the design, construction, installation, maintenance and operation of this type of
system. The sea trials to date have shown that power conversion and delivery
to the grid using an OWSC is technically possible. As can be expected with any
new technology, even with one using mainly ‘off the shelf’ components, there are
technical challenges with some components in the PTO system. Parts have had
to be redesigned, manufactured and retrofitted. With Oyster 1, it was decided
early in the design process to undertake component maintenance in situ rather
than detach the flap from its sea bed frame and take it to harbour.
This has been possible because of one of the most important features of Oyster:
the ability to water ballast the flap and sink it onto its base frame where it is
latched. For health and safety reasons, this is an essential requirement for diver
maintenance and inspection. In its first year of sea trials, Oyster 1 has survived
very severe wave conditions in both the operational and locked down positions. It
is the only wave power device in the world that has been deliberately sunk several
times in a fully controlled manner for maintenance. Component refinement and
replacement was ongoing during the operational period, and was an essential part
of this sea trial.
5. Conclusions
The deployment of Oyster 1 at EMEC is a world first in the sense that previously
nobody had ever fixed a mobile machine of this size to the sea bed in shallow
coastal waters. Its first year of operation at sea has shown that it is technically
possible to convert ocean wave power into electrical energy delivered to a national
grid. Consequently, OWSCs located in the shallow nearshore region with depths
as low as 10 m are serious contenders in the challenge to produce economic,
reliable power from ocean waves. This conclusion is supported by the following:
— it had been found that resonant OWSCs do not realize their theoretical
potential owing to the motion constraints of ‘real’ devices and consequently
do not meet the set of optimal design criteria that have been proposed;
— Oyster is a full-depth flap from above the water surface to the sea bed. It
is not resonant in the working frequency range and maximizes the wave
excitation force, while maintaining an acceptable angular velocity to limit
vortex losses at the edges;
— OWSCs have a natural survival characteristic in that they progressively
decouple from waves as they become larger and the flap oscillation angles
from the vertical increase;
— one of the most important features of Oyster has proved to be the ability
to water ballast the flap to sink it onto its base frame, where it is locked
to enable safe diver access for maintenance; and
— OWSCs cannot be optimized on hydrodynamics alone, structure,
secondary power conversion and transmission, installation and finally
maintenance over decades must be considered to develop cost-effective
reliable wave power converters.
This has been a phenomenal journey from the initial thoughts discussed at coffee in 2001 through
the initial EPSRC grant that funded the initial research, the formation of Aquamarine Power Ltd
by Allan Thompson in 2005 to develop the Oyster concept, the deployment of the 315 kW Oyster 1
at EMEC in 2009 and now the deployment of Oyster 2. Hundreds of people have been involved.
However, none of this would have been possible without very substantial funding from both the
public, but mainly the private sectors. The final acknowledgement must go the late Prof. Alan Wells
FRS, who founded the wave power group at Queen’s University in the mid 1970s and devoted much
of the last 30 years of his life to the development of wave power technology.
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