ACP194
ACP194
ACP194
ACP 194
ACP 194
APRIL 2005
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FOREWORD
1 The Combined Communications-Electronics Board (CCEB) is comprised of the five
member nations, Australia, Canada, New Zealand, United Kingdom and United States and is
the Sponsoring Authority for all Allied Communications Publications (ACPs). ACPs are
raised and issued under common agreement between the member nations.
3 This publication contains Allied military information for official purposes only.
5 This ACP is to be maintained and amended in accordance with the provisions of ACP
198.
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2. ACP 194 is effective upon receipt for CCEB Nations and when directed by the NATO
Military Committee (NAMILCOM) for NATO nations and Strategic Commands.
EFFECTIVE STATUS
WARREN J. QUENNELL
Squadron Leader, RNZAF
CCEB Permanent Secretary
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Identification of Message
Entered by
Correction and Date Time Group
Date Entered (Signature, Name,
DTG Correction rank)
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TABLE OF CONTENTS
TITLE PAGE............................................................................................................................. i
FOREWORD...........................................................................................................................iii
TABLE OF CONTENTS........................................................................................................ ix
CHAPTER 1
CHAPTER 2
CHAPTER 3
CHAPTER 4
CHAPTER 5
AIDE-MÉMOIRE ..................................................................................................................5-1
CHAPTER 6
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CHAPTER 1
INTRODUCTION
101. Nations, or coalitions of nations, are responsible for reviewing and coordinating the
allocation and assignment of frequencies at the military-strategic level to satisfy their joint
and combined military requirements. This requires the full coordination of allocations
and assignments necessary to ensure that equipment is Radio Frequency (RF) spectrum
supportable and to reduce the possibility of harmful interference across national
boundaries, or for use by the forces of one nation to be deployed in areas controlled by
another cooperating nation.
DEFINITIONS
102. For the purpose of military frequency management, the following definitions apply:
a. Administration - Any governmental department or service responsible for
discharging the obligations undertaken in the Constitution of the International
Telecommunication Union (ITU) or in the Convention of the International
Telecommunication Union;
b. Allocation (of a frequency band) - Entry in a Table of Frequency Allocations
of a given frequency band for the purpose of its use by one or more terrestrial
or space radio communications services or the radio astronomy service under
specified conditions. This term shall also be applied to the frequency band
concerned;
c. Assignment (of a radio frequency or a radio frequency channel) -
Authorisation given by a designated authority for an electromagnetic emitter
to use a frequency or frequency channel under specified conditions;
d. Harmful Interference – interference which endangers the functioning of a
radionavigation service or of other safety services or seriously degrades,
obstructs or repeatedly interrupts a radio communication service operating in
accordance with the ITU radio regulations; and
e. Battlespace Spectrum Management (BSM). – In the context of this
publication, it is the application of the concepts of spectrum management in
other than routine military operations.
103. The objectives of military Frequency Management between cooperating nations are
as follows:
a. The coordination of the allocation of frequency bands to equipment where
operation of such equipment is likely to affect existing or future equipment
used by another nation (i.e., where there is a perceived interoperability or
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EMC issue);
b. The exchange of information about national frequency allocations;
c. To provide information, the operational and emission characteristics of the
military communications – electronic (C-E) equipment used by each nation;
d. Provide frequency assignments for a particular purpose (e.g., transiting of
aircraft, ships, etc);
e. As part of BSM planning, provide frequency assignments when two or more
nations are conducting combined or coalition operations or exercises; and
f. To ensure that national administrations understand and represent as
appropriate military spectrum requirements at international regulatory forums.
104. The objectives of military frequency management between cooperating nations are
achieved as follows:
a. Allocations of frequency bands to radio services are coordinated in
accordance with agreed procedures;
b. Exchange of information about national allocations of frequency bands to
equipment is achieved by exchanging national allocation tables and
circulating amendments as required;
c. Information about the operational and emission characteristics of military C-E
equipment are exchanged in accordance with agreed procedures;
d. As part of BSM planning, frequency assignments are coordinated in
accordance with agreed procedures;
e. Large scale frequency assignments to support combined or coalition
operations or exercises are coordinated in accordance with ACP 190, its
supplements or any more detailed document which may be produced for a
particular operation or exercise; and
f. Coordination of military spectrum requirements before meetings of
international regulatory forums is achieved by discussions at suitable
meetings, with circulation of relevant information papers before such
meetings.
105. Refer to ACP 190 (B) Annex E for details of the Standard Frequency Action Format
(SFAF) which may be used for radio frequency proposals, assignments, modifications,
renewals, reviews, and deletions.
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CHAPTER 2
INTRODUCTION
201. Coordination between nations of frequency assignments for space systems should
be effected as required, taking into account the provisions of the ITU Radio Regulations.
POLICY
202. To ensure that the military authorities of cooperating nations may adequately
identify, consider, and advise their national civil authorities with regard to the military
space systems of the other nations, information should be provided to the nations affected
through military channels before the submission of Advance Publication or Coordination
Requests to the ITU.
PROCEDURE
203. It is normal for satellite coordination meetings to take place directly between
satellite operators (including military authorities) under the delegated authority of their
respective national administrations. Meeting records are then passed to the national
administration with a request to inform the ITU of the coordination status achieved.
204. Whenever military space systems for which no international recognition will be
sought are to be established, coordination may nevertheless be desirable between the
military authorities of co-operating nations. In such cases, the same elements of
information that would be required for international coordination should be exchanged
between relevant military authorities as early as possible.
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CHAPTER 3
POLICY
302. Within the congested portions of the radio frequency spectrum interference can be
expected and often must be tolerated. Assignments of replacement frequencies should be
considered when efforts to alleviate interference are ineffective.
PROCEDURE
303. When the source of harmful interference is considered to emanate from a station of
a cooperating nation, the military frequency-management authority for the station
suffering interference should attempt to clear this interference directly with the military
frequency management authority of the nation to which the suspect interfering station
belongs. If this attempt is unsuccessful, the interference should be reported by the
military frequency-management authority for the station suffering interference to the civil
administration of that nation. The civil administration should be requested to refer the
matter to the civil administration of the nation from where the interference is believed to
be emanating.
Messages regarding clearance of interference should include the essential elements of the
format specified in Annex A to this chapter.
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c. Class of emission,
f. Observed polarisation
h. Location/position/area/bearing
k. Frequency assigned
m. Class of emission
o. Location/position/area
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q. Name of station
r. Location/position/area
u. Nature of interference
x. Action requested
NOTES: 1. The class of emission shall contain the basic characteristics listed
and if possible, the additional characteristics. If any characteristic
cannot be determined, indicate the unknown symbol with a dash.
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CHAPTER 4
INTRODUCTION
401. The radio frequency spectrum is a vital, but limited natural resource. It is the
sovereign right1 of each nation to use the radio frequency spectrum, within its borders, in
any manner that it sees fit. With the rapid evolution and application of new radio
technologies, there is an increasing demand for spectrum for new services.
402. Several major developments - emerging technologies and networks, the growth in
the use of spectrum resources and services, and legislative and regulatory developments -
have all highlighted the need for a continual assessment of military spectrum
requirements.
403. This chapter identifies the actions required to protect vital military access to the
radio frequency spectrum in light of increased demands for spectrum and developments in
spectrum management. The Chapter comprises 4 parts:
a. International spectrum management developments;
b. implications of spectrum reallocation and spectrum pricing;
c. guide to National Arguments; and
d. resources required for the preparation of military arguments.
404. The rapid evolution and application of new radio technologies that has occurred in
recent years has seen an increase in radio based systems. Commercial pressures on
national administrations for more spectrum to accommodate new technology and
potentially high public benefit has forced reviews of spectrum management legislation in
many countries.
405. Some countries have introduced market based approaches which in theory allow a
responsive use of the spectrum, to enable it to respond to changes in technology and
consumer demand.
406. National frequency allocations are being reviewed, and spectrum is under
consideration in some countries for reallocation from "government" to "non government"
sectors. National reviews are concentrating on spectrum efficiency and are focusing on
the military use of the spectrum. The overall impact is a gradual reallocation of spectrum
from military to civil use.
407. As market-oriented spectrum management regimes are introduced, the military,
under the auspices of the government, may be required to purchase or relinquish
spectrum, which could have an operational impact on military effectiveness.
1
See the Preamble to the Constitution of the International Telecommunication Union.
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408. Access to relatively interference free spectrum is essential for military preparedness
and the conduct of operations. Contrary to a view that spectrum affects solely
communications systems, virtually every aspect of military readiness and effectiveness
depends upon the radio spectrum. Target acquisition, weapon control and guidance,
dissemination of intelligence information, navigation and terminal control, administrative
telecommunications and command and control rely on adequate access to the spectrum.
409. Increasingly, the network-centric warfare philosophies being adopted by modern
military forces relies upon assured spectrum access. There are clear, finite minimum
spectrum requirements which are related, directly, to the operational effectiveness of
radio, radar and weapon systems. Spectrum reallocations in one country may disrupt
system interoperability in alliances.
410. Pressure is being brought to bear on government agencies to make military
spectrum available for commercial development in the interests of advancing public
benefit. In the event that the military cannot compete in the market place with
commercial organisations, then complete military radio based systems may be required to
relocate to other parts of the spectrum or to be prematurely withdrawn from service.
411. Arranging temporary access to the spectrum for military exercises will become
more difficult as the spectrum is sold. The military will have to negotiate shared usage
with owners of spectrum instead of with national administrations. Temporary access of
this nature will no doubt attract a cost.
412. Spectrum lost to the military as a result of market based reforms in spectrum
management will not be recovered and may jeopardise current and future military
capabilities.
413. Changes to spectrum management practices involve legislative action. The military
needs to be involved at all levels and as early as possible during this process. This will
ensure that military requirements are recognised and accounted for in any new legislation.
In making the appropriate bill/act, national regulation must not only take cognisance of
international treaties such as the ITU Radio Regulations but also any international
military agreements. Senior government officials must be constantly reminded of their
obligation to ensure provision is made for public safety and security.
414. Military radio interests are diverse and complex. As such the national
administration, in the absence of direct timely advice from the military, may make ill-
informed decisions concerning military spectrum which could have an adverse impact on
operational capabilities. It is incumbent upon the military to ensure that officials are
aware of military problems and priorities.
415. The military case for continued access to the spectrum must be related to Defence
policy tasks so that the political impact of spectrum loss can be seen. It is also very
important for the military frequency manager to participate in national and international
civil/industrial spectrum planning bodies. Military participation and advice can help
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industry avoid problems and may even help industry to identify commercial possibilities.
416. The military arguments should highlight the following points:
a. The total investment in military radio based systems, including the cost of
system development and expected service lifetime of these systems;
b. The identification of vital spectrum interests and common frequency bands;
c. The cost to relocate systems in the event they are displaced, along with the
cost of any new replacement equipment if existing systems are forced into
premature retirement;
d. A definition of vital military requirements during training and conflict,
including requirements for today's systems as well as the systems of the
future, must be prepared to support the military case;
e. It is essential that the military demonstrate that the spectrum is being used in
the most efficient manner possible. Continual reviewing of frequency band
plans in light of new radio technology and identify future requirements, in a
timely fashion, will assist in this task;
f. Some multinational military organisations have arranged common frequency
bands in order to facilitate interoperability, despite the fact that such bands do
not always exist on a worldwide basis. The military case will be strengthened
when it is shown that spectrum efficiency is being improved through the use
of these common frequency bands;
g. The existence of these harmonised bands may make them very attractive to
government and to the commercial sector, especially when this sector is
seeking regional or world wide harmonised bands for development of
commercial systems. This possibility must be borne in mind and suitable
arguments prepared to safeguard these harmonised bands where they exist;
h. Access to new spectrum will become difficult as spectrum reforms are
enacted. Once spectrum has been reallocated to civil use, military access may
be denied unless prior sharing agreements have been set in place;
i. The military may have to compete in the market place for continued spectrum
access unless governments make separate provision for Defence and national
security.
j. Adequate spectrum must be available to national Defence and to visiting
forces for peacetime communications and training. This dictates that some
spectrum must be reserved for these intermittent activities, giving rise to a
possible perception of spectrum waste;
k. The use of the spectrum by the military in peace time is not reflective of the
total spectrum requirements during conflict. These additional combat
requirements have often been identified during exercises and operations and
have been met by sharing with civil radio systems
l. Difficulties which may occur if classified information cannot be made
available to support the military case. To overcome this the appropriate
persons in the civil administration must hold adequate security clearances;
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417. The preparation of the military arguments can only be completed with the assistance
of qualified staff. Initially, the identification of vital frequency bands would need to be
addressed by national military frequency management staffs in close coordination with
colleagues in cooperating nations. Compilation of equipment numbers, cost details and
mission impact data is required if investment arguments are to be presented. This
collection is both essential and manpower intensive and involves several military
organisations (procurement, supply, finance, operations, etc) to cover both current and
future requirements.
418. Legal Support
a. As the spectrum management reforms are legislative and binding on the
military, legal support is required from the outset. Agreements may have to
be negotiated when spectrum that has been sold/auctioned is required
temporarily for exercises, etc. The military could be held accountable for any
economic harm caused by harmful interference to businesses owning
spectrum. This could result in legal action for the recovery of lost revenue by
the owner of the spectrum through the judicial system.
b. There is a requirement for Defence legal staff to provide frequency planners
with counsel regarding international and national regulations.
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CONCLUSIONS
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424. Spectrum lost will not be recovered. This may jeopardise access for future military
systems and impose restrictions on current operations and training.
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CHAPTER 5
AIDE-MÉMOIRE
INTRODUCTION
501. The radio frequency spectrum is a vital, but limited natural resource. It is the
sovereign right2 of each nation to use the radio frequency spectrum, within its borders, in
any manner it sees fit. With the rapid evolution and application of new radio
technologies, there is an increasing demand for spectrum for new services. The demand is
expressed by both national and international agencies: business and users, internally, and
in the International Telecommunication Union (ITU), representing the world view at its
World Radio communication Conferences (WRCs).
AIM
502. This Aide-Mémoire aims to assist senior Defence staff in the task of protecting vital
military interests which need spectrum.
MILITARY PRINCIPLES
2
See the Preamble to the Constitution of the International Telecommunication Union.
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them however from making the military's case whenever possible. Senior military
officers should, indeed, seek out opportunities to meet with their civil counterparts
in the radio communications industry and, especially, in the national administration
and to clearly state the military’s spectrum requirements.
506. Force reductions may generate increased demand for spectrum based systems.
This may be obvious to senior military officers, but some civilians have difficulty
with the concept. In essence, force reduction, even major force reductions, do not,
generally, reduce spectrum requirement unless a complete class of system is retired.
Normally the only change in military spectrum use is that the congestion in military
bands is reduced. Force reductions are, often, accompanied by programmes which
aim to offset the worst effects on combat capabilities by increasing the capabilities
and capacities of surveillance, warning, target acquisition, weapon control and
guidance and command and control systems, almost all of which work in the
spectrum. Far from reducing military spectrum requirements, therefore, force
reductions might actually increase them.
507. The increasing performance requirements of systems require increased radio
bandwidth.
The laws of physics, or at least the radar equations, are at work here. To track
smaller missiles, moving more quickly and closer to the wave tops then it is
necessary to increase bandwidth - there as a limit to the gains which signal
processing can make. Before the information can be processed enough information
must be acquired for analysis to occur.
508. Military spectrum use is tied to military tasks which are set by government. Loss of
spectrum may prejudice the tasks or dictate unexpected procurement requirements for
replacement systems.
This is a political/public policy consideration which should be meaningful to senior
officials in the national administration.
509. Interference from/to military systems will have an adverse effect on operations.
For example, a change in naval operations from “blue water" to “littoral water”
has increased the likelihood of interference between maritime and shore based
radio systems. A similar situation applies when training areas are decreased.
Although the same amount of spectrum is required, the geographical area is smaller
and may be closer to populated areas resulting in an increased potential to cause
interference.
510. Spectrum use is constrained by treaty obligations.
This cuts both ways. Multi-national military obligations can be used to justify
spectrum access and, in the case of Europe, the European industry respects the
civil/military NATO Joint Frequency Agreement (NJFA). However the ITU Radio
Regulations constitute a treaty regarding spectrum use and the military, by using
"out of band" systems, may violate the provisions of that treaty.
511. Spectrum must be reserved for contingencies and survivability.
There is a vital operational requirement which covers, for example, most of the l215
- 1400 MHz bands which is used to provide ECM protection for Naval radars and
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all the channels which are reserved in COMMPLANS. As far as military frequency
managers are concerned these "empty" channels are assigned, licensed and paid
for. To civil users they may represent all the evidence needed to prove that the
military wastes spectrum.
ECONOMIC FACTORS
POLITICAL FACTORS
CONCLUSION
520. The need for military spectrum must be understood by both military and national
senior civil management.
This is a statement of the obvious. There are a few others:
a. The military must recognise that it is in a competition for spectrum.
b. The military must recognise that its mission may not entitle it to an automatic
place at the head of the spectrum line.
c. The military must recognise that its practices and procedures cause civilians
in the private sector and in the national administration to see waste where the
military sees only flexibility or budget restrictions.
RECOMMENDATION
521. Every opportunity should be taken to present to senior military and civilian officials
the case for military access to the spectrum.
This is, indeed, about all that senior military officers can be expected to do. The
battle for spectrum access must be waged on several fronts. While the frequency
managers are the main combatants, senior military officers can and should play a
very important supporting role - especially in fora not normally available to the
frequency managers.
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CHAPTER 6
INTRODUCTION
601. The table in the Annex to this chapter is an example of spectrum which has been
harmonised for military use by the CCEB nations, which are located in all three ITU
Regions.
602. The Table of Frequency Bands indicates, in tabular form, those bands in which
these countries operate military radio equipment. The Table shows, in order of increasing
frequency, the type of military radio service operated in particular bands
603. The Table also shows, for all three ITU Regions, that much of the spectrum usage
by military forces of these nations is harmonised to enhance the interoperability of their
forces, and hence their ability to act in concert in Joint and Combined Operations
anywhere in the world. This table should not be taken as fully definitive since national
allocation tables may differ in detail.
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AU1
For AU, 3025 kHz - 45 MHz
CA1
In Canada, Combat Net Radio operation outside the band 30-50 MHz is unlikely.
NZ1
Portions of this band are unavailable due to TV Broadcasting
US 1
Navy has a few SINCGARS assignments in 87.5-88 operation on OOB basis with note RR 144 applied. Army has 1 XT assignment and AF has 2 XT assignments
US2
88 – 108 MHz is allocated in the U.S. on an exclusive basis to civil FM broadcasting.
UK1
In UK 142.5 – 143 MHz.
AU2
In Australia the band 137-144 MHz is used for TV in some areas. Some geographic restrictions exist to military access to this band.
UK2
In UK 149-149.9 MHz.
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US2
Military use is OOB.
UK2
In UK 153.5-154MHz
AU3
In Australia the band is 230-400 MHz.
NZ2
in New Zealand the band is 230-400 MHz
US3
IN U.S., military ILS and Air Traffic Control functions are also in this band.
UK3
In UK, Land Mobile use only
US4
NTIA manual calls for discontinuation of these operations in the 406.1-420 MHz band as of 31 Dec 87. The NTIA manual also states that these operations should be
carried out in the 420-450 MHz band.
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AU4
in Australia the band is 850-942 MHz
NZ3
in New Zealand the band is 850-942 MHz
US5
GPS L2 emissions extend from 1215-1240 MHz centred on 1227 MHz.
US6
Radar use limited to 1350-1390 MHz.
UK4
In UK only 1375-1400, 1429-1452 and 1559-1610 MHz is available for military use.
US7
Global Navigation Satellite Systems authorised in 1559-1610 MHz band.
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CA2
In Canada airborne telemetry is limited to 2360 – 2400 MHz
US8
The U.S. authorises airborne telemetry only in the 2360-2390 MHz band.
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17.3-17.7 GHz Navy, Army and Air Force Radars. (See End Note 14) X X
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235-241 GHz Future Fixed and Mobile Systems and Satellite Downlinks. X
NOTES
1 45-47 MHz is harmonised NATO band type 1 (46.60-47 MHz also accessible by the military in ITU region 2).
2 This is a harmonised NATO band type 1.
3 This is a harmonised NATO band type 1, including ITU region 2.
4 This is a harmonised NATO band type 1 for satellite downlinks.
US9
In the U.S., reference is made to NTIA Allocation Table, 5.565 and US 375
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5
6 This is a harmonised NATO band type 1 for satellite uplinks.
7 15.7-17.1 GHz is a harmonised NATO band type 1.
8 This is a harmonised NATO band type 2.
9 This is a harmonised NATO band type 3 including ITU Region 2.
10 59-61 GHz is a harmonised NATO band type 2 including ITU Region 2.
11 Global Navigation Satellite Systenms are authorised in the 1164-1215 MHz band.
12 NATO band type 1: a frequency band that is in general military use in NATO Europe.
13 NATO band type 2: a frequency band that is planned for military use in NATO Europe.
14 NATO band type 3: a frequency band that is has been identified for possible military use in NATO Europe.
15 Radiolocation is allowed in this band on a secondary basis to fixed systems and satellite uplink or downlink systems, depending on the ITU
region involved.
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On behalf of AUSTRALIA:
On behalf of CANADA:
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