Brainsci 13 00909
Brainsci 13 00909
Brainsci 13 00909
sciences
Systematic Review
The Role of Ketamine in the Treatment of Bipolar Depression:
A Scoping Review
Muhammad Youshay Jawad 1,2 , Saleha Qasim 1 , Menglu Ni 3,4 , Ziji Guo 3,5 , Joshua D. Di Vincenzo 1 ,
Giacomo d’Andrea 6 , Aniqa Tabassum 1 , Andrea Mckenzie 1 , Sebastian Badulescu 1 , Iria Grande 7,8,9,10,11
and Roger S. McIntyre 1,3,5,12, *
1 Mood Disorders Psychopharmacology Unit, University Health Network, Toronto, ON M5T 2S8, Canada;
youshayjwd@gmail.com (M.Y.J.); salehaqasim96@gmail.com (S.Q.);
joshua.divincenzo@uhnresearch.ca (J.D.D.V.); aniqa.tabassum@uhn.ca (A.T.);
andrea.mckenzie@uhn.ca (A.M.); sebastian.badulescu@mail.utoronto.ca (S.B.)
2 Institute for Mental Health Policy Research, Centre for Addictions and Mental Health,
Toronto, ON M6J 1H4, Canada
3 Department of Pharmacology and Toxicology, University of Toronto, Toronto, ON M5S 1A8, Canada;
menglu.ni@mail.utoronto.ca (M.N.); ziji.guo@mail.utoronto.ca (Z.G.)
4 Department of Psychology, University of Toronto, Toronto, ON M5S 3G3, Canada
5 Brain and Cognition Discovery Foundation, Toronto, ON M5S 1M2, Canada
6 Department of Neuroscience, Imaging and Clinical Sciences, University “G. d’Annunzio”, 66100 Chieti, Italy;
giacomo.dandrea1993@gmail.com
7 Bipolar and Depressive Disorders Unit, Hospital Clinic de Barcelona, C. Villarroel, 170,
08036 Barcelona, Spain; igrande@clinic.cat
8 Departament de Medicina, Facultat de Medicina i Ciències de la Salut, Universitat de Barcelona (UB),
C. Casanova, 143, 08036 Barcelona, Spain
9 Institut d’Investigacions Biomèdiques August Pi i Sunyer (IDIBAPS), C. Villarroel, 170, 08036 Barcelona, Spain
10 Institute of Neurosciences (UBNeuro), P. de la Vall d’Hebron, 171, 08035 Barcelona, Spain
11 Centro de Investigación Biomédica en Red de Salud Mental (CIBERSAM), Instituto de Salud Carlos III,
28029 Madrid, Spain
12 Department of Psychiatry, University of Toronto, Toronto, ON M5T 1R8, Canada
Citation: Jawad, M.Y.; Qasim, S.; Ni, * Correspondence: roger.mcintyre@bcdf.org
M.; Guo, Z.; Di Vincenzo, J.D.;
d’Andrea, G.; Tabassum, A.; Abstract: Bipolar depression remains a clinical challenge with a quarter of patients failing to respond
Mckenzie, A.; Badulescu, S.; Grande, to initial conventional treatments. Although ketamine has been extensively studied in unipolar
I.; et al. The Role of Ketamine in the depression, its role in bipolar disorder remains inconclusive. The aim of our scoping review was to
Treatment of Bipolar Depression: A comprehensively synthesize the current clinical literature around ketamine use in bipolar depression.
Scoping Review. Brain Sci. 2023, 13,
A total of 10 clinical studies (5 randomized controlled trials and 5 open label studies) were selected.
909. https://doi.org/10.3390/
The preliminary evidence, albeit weak, suggests that ketamine is a promising treatment and calls for
brainsci13060909
further interest from the research community. Overall, ketamine treatment appeared to be tolerable
Academic Editor: with minimal risk for manic/hypomanic switching and showed some effectiveness across parameters
Rebecca Strawbridge of depression and suicidality. Moreover, ketamine is a potential treatment agent in patients with
Received: 6 May 2023
treatment-resistant bipolar depression with promising data extracted from extant controlled trials
Revised: 26 May 2023 and real-world effectiveness studies. Future studies are needed to identify ketamine’s role in acute
Accepted: 30 May 2023 and maintenance treatment phases of bipolar depression. Moreover, future researchers should study
Published: 4 June 2023 the recurrence prevention and anti-suicidal effects of ketamine in the treatment of bipolar depression.
mood episodes and their duration, severity, and occurrence, BD is broadly classified into
BD-I, BD-II, and cyclothymia in the Diagnostic and Statistical Manual of Mental Disorders
(DSM) 5th edition [1].
BD-I is diagnosed following a manic episode, in which the individual may feel a
significant increase in energy or irritability in mood for a week or longer; BD-II involves
depressive and euthymic phases, along with hypomanic phases, which are characterized by
less severe manic symptoms that need only last four days in a row rather than a week; and
cyclothymic disorder, which is a milder form of bipolar disorder involving many “mood
swings” with hypomania and depressive symptoms that occur rather frequently [4,5]. In
addition to DSM criteria, individuals with BD often present on a spectrum of multiple
clinical symptoms (e.g., mood, cognition, emotions, etc.) and patient-reported outcomes
(e.g., sleep, fatigue, occupational deficits, etc.) [4,6]. Moreover, suicidality remains one of
the most serious consequences of BD. It is estimated that suicide rates for patients with
BD are approximately 20 times higher than the general population, with a quarter of them
resulting in serious harm [7–9].
Though mania/hypomania are the defining features of BD, patients typically spend
relatively more time experiencing depressive symptoms [4,10]. Despite the significant
burden of bipolar depression, there are only a handful of Food and Drug Administration
(FDA)-approved treatments for this specific condition (i.e., olanzapine and fluoxetine com-
bination, quetiapine, lurasidone, cariprazine, and lumateperone) [11]. The mechanisms of
these pharmacotherapies are diverse and multifaceted, as many act on multiple receptors at
a time and in unique ways, which reflects our incomplete understanding of the pathophysi-
ology of BD. For example, quetiapine is mainly an inhibitor of 5-HT2a and D2 receptors, but
also acts on D1 and H1 histamine receptors, among others, contributing to its adverse effects
(e.g., drowsiness, weight gain) [12]; olanzapine is an inverse agonist of 5HT2a receptors,
antagonist of D1 , D2 , D3 , and D4 dopamine receptors, H1 receptors, and also binds to
alpha-1 adrenergic and some postsynaptic muscarinic receptors [13], with similar adverse
effects to quetiapine; and lumateperone is a newer agent which acts as a 5-HT2a antagonist,
D2 presynaptic partial agonist and postsynaptic antagonist, serotonin reuptake inhibitor,
and glutamate modulator with fewer off-target effects and a more favorable side-effect
profile compared to previous antipsychotics [14,15]. Moreover, lithium, which is the oldest
pharmacotherapy for managing BD, has a poorly understood mechanism of action, yet
is still a first-line treatment when it comes to suicidality and rapid mood cycling [16]. It
has been estimated that 25% of patients are resistant to current treatments for bipolar
depression, posing huge economic, clinical, and personal burdens [17]. In view of this,
there is an urgent need to develop treatment modalities that can help in not only remitting
depressive symptoms among those who fail to respond to initial treatments but can also
help in tackling any residual symptoms, often pertaining to cognition [18].
The pathophysiological mechanisms underlying bipolar disorder involve abnormal-
ities in various specific brain regions. For example, GABAergic inhibitory circuits in the
cortex are known to be dysfunctional in patients with BD, and these deficits can be reversed
with mood stabilizers such as lithium, valproate, and atypical antipsychotics such as olanza-
pine [19]. Indeed, it could be posited that GABAergic receptor-mediated inhibitory deficits
in BD could increase the proclivity for disinhibited behaviors (i.e., risk taking, hedonism,
and sleeplessness). Such a relationship has been previously reported in healthy subjects
with greater anxiety traits [20] and in patients with schizophrenia experiencing greater
psychotic symptoms [21]. The hippocampus is another key brain region implicated in BD
pathophysiology, and is a nexus for learning, memory, and cognition. Preclinical studies
using mouse models for psychiatric disorders have found that hippocampal dentate gyrus
cells were arrested at a “hyperexcitable” stage with similar molecular and physiological
properties to those of the immature neurons, conferring working memory deficits and
hyper-locomotor activity, which has been posited as an endophenotype of BD [22–25].
Thus, with both above examples converging on increased glutamatergic activity by aber-
rant inhibitory mechanisms, modulating intermediaries of glutamatergic signaling, such as
Brain Sci. 2023, 13, 909 3 of 21
2. Methods
This review was conducted in accordance with the guidelines of Preferred Report-
ing Items for Systematic reviews and Meta-Analyses (PRISMA) for scoping reviews [31].
The protocol was registered as a priority on the open science framework (OSF; DOI
10.17605/OSF.IO/CS6TJ).
3. Results
3.1. Search Results
A total of 1994 studies were identified in our initial search. After the removal of
duplicates, 1191 studies were left to screen against title and abstract. Following title and
abstract screening, 30 studies were eligible for full text analysis and 10 studies were included
in the present review. Details relevant to study selection are outlined in Figure 1.
Brain Sci. 2023, 13, 909
Brain Sci. 2023, 13, x FOR PEER REVIEW 55 ofof
2121
Figure 1. Preferred Reporting Items for Systematic Reviews and Meta-Analyses (PRISMA) extension
Figure 1. Preferred Reporting Items for Systematic Reviews and Meta-Analyses (PRISMA) extension
for scoping review flowchart for included studies.
for scoping review flowchart for included studies.
Any Report
Sr. Lead Total Intervention Concomitant Primary Psychometric of Hypo-
Study Type Control Findings Limitations
No. Author Participants (Dosage) Medications Objective Tool Used manic/Manic
Switching
Significant differences
in HAMD scores after
Therapeutic
1 week.
effects and
(mean Use of self-
38 patients Patients associated
reduction = 49.8%, comparison
with continued brain
p < 0.05). However, (no control).
treatment- their original alterations 17-item
relapse of symptoms Short duration
Open label resistant 0.5 mg/kg; medication following Hamilton
Zhuo et al., in 2nd week. By the None (3-weeks).
1. study bipolar Total 10 None regimen multi- Depression
2020 21st day, more severe reported
(3-week) disorder infusions including infusion Scale
depressive symptoms Excluded
(TRBD); mood ketamine (HAMD-17)
were reported patients with
22 males and stabilizers and augmenta-
compared to the suicidal
16 females. antipsychotics. tion in
baseline. (Baseline ideation.
patients with
HAMD score:
TRBD.
36.5 ± 2.8 and at 21st
day: 39.0 ± 2.4).
Brain Sci. 2023, 13, 909 7 of 21
Table 1. Cont.
Any Report
Sr. Lead Total Intervention Concomitant Primary Psychometric of Hypo-
Study Type Control Findings Limitations
No. Author Participants (Dosage) Medications Objective Tool Used manic/Manic
Switching
The HDRS scores
To measure were reduced by an
the change in average of 11 points
Small sample
neurocogni- on the 3rd day and by
size.
tive 12 points on the 7th
No control
performance day post-infusion
group.
before and (24 ± 5, 13 ± 6, and
Possible
on the 3rd 17-item 12 ± 7, respectively).
practice effect
day after a Hamilton
on cognitive
18 patients Mood single dose Depression Eight patients had at
test
with baseline stabilizers of ketamine Rating Scale least 50% reduction of
performance
Hamilton throughout the infusion in (HDRS) HDRS scores on the
Non- (with no
Permoda- Depression A single dose duration of the patients with Neurocognitive 7th day compared to
randomized, None control group
2. Osip et al., Rating Scale of 0.5 mg/kg None study. a diagnosis tests: Trail the baseline.
uncontrolled reported to control the
2015 (HDRS) score over 45 min Antidepressants of bipolar making test
trial bias).
more than 18 were stopped 7 disorder and (TMT) and Performance on
(4 males and days before in depressed Stroop neurocognitive tests
Discontinuation
14 females). infusion. state taking color-word improved significantly
of antidepres-
mood interference on the 3rd day after
sants 7 days
stabilizing test infusion. The degree
before the
drugs and to of improvement in the
intervention
correlate it neurocognitive test
might have
with the an- scores correlated
fluctuated the
tidepressant positively with the
cognition.
effect of the degree of baseline
intervention. impairment on the
tests.
Brain Sci. 2023, 13, 909 8 of 21
Table 1. Cont.
Any Report
Sr. Lead Total Intervention Concomitant Primary Psychometric of Hypo-
Study Type Control Findings Limitations
No. Author Participants (Dosage) Medications Objective Tool Used manic/Manic
Switching
13 patients met the
criteria for response
Mood
(50% reduction in
stabilizers
53 patients HDRS scores) at 24 h
throughout the To
(13 males and 27 patients met Open label.
duration of the investigate
and the criteria at day 7. Uneven
study. Most of the 17-item
40 females) The criteria for None gender
the patients effectiveness Hamilton
with bipolar A single dose remission was met by reported proportion.
Rybakowski Open label were receiving of a single Depression
3. disorder of 0.5 mg/kg None 8 and 14 patients at (within the Antidepressants
et al., 2017 clinical trial more than one ketamine Rating Scale
with over 40 min day 1 and 7, 7-day were tapered
mood infusion in (HDRS)
depression respectively. period) off only 7 days
stabilizer. patients with
score of at before
Antidepressants bipolar
least 18 on The response was infusion.
were stopped 7 disorder.
HDRS Scale. significantly more
days before
frequent in males
infusion.
than females.
Brain Sci. 2023, 13, 909 9 of 21
Table 1. Cont.
Any Report
Sr. Lead Total Intervention Concomitant Primary Psychometric of Hypo-
Study Type Control Findings Limitations
No. Author Participants (Dosage) Medications Objective Tool Used manic/Manic
Switching
There was an
estimated decrease of
5.84 points on SSI at
day 1 for patients on
ketamine compared to
the midazolam group
(p = 0.074). Similar Small pilot
16 patients A feasibility results were reported sample
Patients
(10 females study to for improvement in (limited
continued to Clinician-
and 6 males) evaluate the HDRS-17 scale power).
take the rated SSI for
with scores Ketamine hy- Midazolam effect of (six-point decrease Lower than
psychometric suicidal
≥ 16 on drochloride 0.02 mg/kg ketamine with p = 0.109). recommended
drugs they ideation
Grunebaum Randomized HDRS-17 0.5 mg/kg in in 100 mL versus None dose of
4. were taking Hamilton
et al., 2017 clinical trial and a score 100 mL of of saline midazolam 4 out of 7 on ketamine reported midazolam
except for the Depression
of ≥ 4 on the saline over over 40 infusion on were classified as was used
benzodi- Rating Scale
scale for 40 min min suicidal responders (50% which might
azepines up to (HDRS-17)
suicidal ideation in response) compared have
24 h before
ideation bipolar to 1 out of 9 for minimized the
infusion.
(SSI). depression. midazolam (CI not effect of
significant). Similarly, midazolam.
3/7 in the ketamine
group were remitters
compared to 1/9
randomized to
midazolam.
Brain Sci. 2023, 13, 909 10 of 21
Table 1. Cont.
Any Report
Sr. Lead Total Intervention Concomitant Primary Psychometric of Hypo-
Study Type Control Findings Limitations
No. Author Participants (Dosage) Medications Objective Tool Used manic/Manic
Switching
After 1st infusion:
Rate of response and
remission reported as
21.1% (95%
CI = 0.9–21.2) and
15.8% (95%
Self- Patients CI = 0–33.9),
control continued to respectively.
Six (Results take the A pilot study
intravenous after the prescribed investigating After 6th infusion: Small sample
infusions of first antidepressant the antide- Rate of response and size.
Montgomery–
16 patients 0.5 mg/kg infusion regimen (at pressant, remission are 73.7% No control
Single arm Asberg
Zheng (13 males ketamine were least 4 weeks anti-suicidal (95% CI = 51.9–95.5) None group.
5. open label Depression
et al., 2020 and over 40 min com- before effects and and 63.2% (95% reported
trial Rating Scale
3 females). on a thrice pared screening and safety of six CI = 39.3–87.0), Short follow
(MADRS)
weekly basis with the infusion) along consecutive respectively. up period of
were admin- results with other infusions of only 2 weeks.
istered. after the psychotropic ketamine. Large and significant
sixth in- agents as decreases in both
fusion). augmentation. MADRS scores and
SSI-part-1 were noted:
5.8, p < 0.001 and 0.8,
p = 0.018. These
findings were
maintained across the
subsequent infusions.
Brain Sci. 2023, 13, 909 11 of 21
Table 1. Cont.
Any Report
Sr. Lead Study Total Intervention Concomitant Primary Psychometric of Hypo-
Control Findings Limitations
No. Author Type Participants (Dosage) Medications Objective Tool Used manic/Manic
Switching
There was a significant
reduction of QIDS-SR16 scores
No control
from baseline to all subsequent
group.
timepoints (p < 0.001).
Small sample
In addition, a significant
size.
difference was observed in the
Four Patients were
QIDS-SR16 scores from
intravenous required to
post-infusion 1 to
infusions of bear the cost of
post-infusion 3 (p < 0.001) and Treatment
ketamine Quick the treatment
post-treatment assessment emergent
0.5–0.75 mg/kg Inventory for leading to a
visit (p < 0.05). hypomania
over a To evaluate Depression potential
66 patients in three
40-min the Symptomatology- selection or
with 35% of patients were classified patients
period. Patients real-word Self Report-16 expectancy
treatment- as responders (50% response) (4.5%)–
Open label Started with continued to effectiveness (QIDS-SR16 ) bias.
resistant and 20% patients achieved might be due
Fancy et al., Observa- 2 doses of take their of repeated
6. bipolar None remission at follow-up 1 week to co-
2023 tional 0.5 mg/kg prescribed ketamine Generalized Potential
disorder following the fourth infusion. administration
Study and psychotropic infusions for Anxiety confounding
(27 males of antide-
increased to medication. TRBD in a Disorder-7 by
and QIDS suicidality item score pressants.
0.75 mg/kg community (GAD-7) psychotropic
39 females). decreased significantly over
in the 3rd clinic setting. drugs or
time with treatment (p < 0.001). No case of
and 4th Sheehan medical
The difference was also mania
infusion in Disability Scale comorbidities
significant between reported.
case of as study was
post-infusion scores and
inadequate conducted on
post-treatment scores (p < 0.05).
response. patients under
treatment at
Anxiety scores also decreased
the community
significantly from baseline to
clinic.
post-infusion 3 and
post-treatment (p < 0.05 and
p < 0.001, respectively).
Brain Sci. 2023, 13, 909 12 of 21
Table 1. Cont.
Any Report
Sr. Lead Total Intervention Concomitant Primary Psychometric of Hypo-
Study Type Control Findings Limitations
No. Author Participants (Dosage) Medications Objective Tool Used manic/Manic
Switching
The effect sizes for
Small sample
To determine change in MADRS
size.
whether an were 0.52 (95%
N-methyl- confidence interval One
Normal saline
daspartate– (CI), 0.28–0.76) at 40 participant
could have
18 patients Patients were receptor Montgomery– min, 0.67 (95% CI, in ketamine
0.5 mg/kg masked proper
Randomized with 0.9% only allowed antagonist Åsberg 0.42– and one
Diazgranados infused in blinding.
7. controlled TRBD.(12 fe- Normal to take lithium produces Depression 0.91) at day 1, and 0.22 participant
et al., 2010 normal
trial males and saline or valproate rapid antide- Rating Scale (95% CI, −0.03 to 0.48) in control
saline. Tapering of
6 males). only. pressant (MADRS) at day group
some of the
effects in 14. The largest effect developed
current
subjects with was seen 2 days after mania.
medications
bipolar infusion
might have led
depression. (d = 0.80; 95% CI,
to bias.
0.55–1.04)
Depressive symptoms Small sample
as well as suicidal size.
ideation significantly
The efficacy improved in subjects Normal saline
of ketamine receiving ketamine could have
15 with 0.5 mg/kg Patients were
infusion in compared to placebo masked proper
Randomized bipolar infused in 0.9% only allowed
Zarate reducing (d = 0.89, 95% None blinding.
8. controlled disorder normal Normal to take lithium MADRS
et al., 2012 depressive C.I. = 0.61–1.16 and reported
trial (8 females saline. saline or valproate
symptoms in 0.98, 95% Tapering of
and 7 males). only)
bipolar C.I. = 0.64–1.33, some of the
depression respectively); this current
improvement medications
remained significant might have led
through Day 3. to bias.
Brain Sci. 2023, 13, 909 13 of 21
Table 1. Cont.
Any Report
Sr. Lead Total Intervention Concomitant Primary Psychometric of Hypo-
Study Type Control Findings Limitations
No. Author Participants (Dosage) Medications Objective Tool Used manic/Manic
Switching
Small sample
size.
Ketamine lowered One
fatigue scores participant Normal saline
Exploratory 36 bipolar To study compared to placebo in ketamine could have
0.5 mg/kg Patients were
analysis of depression anti-fatigue NIH-Brief from 40 min and one masked proper
infused in 0.9% only allowed
Saligan randomized patients properties of Fatigue post-treatment. The participant blinding.
9. normal Normal to take lithium
et al., 2016 crossover- (21 females ketamine in Inventory largest anti-fatigue in control
saline. saline or valproate
controlled and bipolar (NIH-BFI) effects between group Tapering of
only.
trial. 15 males). depression. placebo and ketamine developed some of the
was at day 2 (d = 0.58, mania. current
p < 0.05). medications
might have led
to bias.
Small sample
84.6% (n = 22;
size.
ketamine) vs. 28.0%
26 (n = 7; placebo)
Normal saline
participants To study the reported resolution of
could have
with bipolar 0.5 mg/kg Patients anti-suicidal Scale for suicidal symptoms
Randomized 0.9% masked proper
Abbar disorder infused in continued effects of Suicide (SSI < 4). The odds None
10. controlled Normal blinding.
et al., 2022 (Gender normal their as usual ketamine in Ideation ratio for resolution of reported
trial saline.
distribution saline. medication. a suicidal (SSI) suicidal ideation was
Patients were
not crisis. 14.1 (3.0 to 92.2,
allowed to take
reported). p < 0.001) in bipolar
cannabis and
disorder patients at
other current
day 3 post treatment.
medications.
Brain Sci. 2023, 13, 909 14 of 21
Overall, the quality appraisal of included studies showed concerns across multiple
domains of robustness. The component studies had a small number of participants that
could have led to limited statistical power to identify true efficacy/effectiveness of IV
ketamine use in BD patients. Moreover, studies reported on acute effects of IV ketamine use
(from 24 h to one week) and lacked the ability to provide information for long-term clinical
management. The reported follow-up period in most studies was two to three weeks,
limiting the validity of results in long-term usage. The ROBINS-I assessment showed mod-
erate concerns for confounding since patients were on multiple psychopharmacological
treatments with no control to measure the effectiveness robustly. The participants included
in many studies were hospitalized or had treatment-resistant disease which limits the
generalizability of results. Most studies either did not blind the individuals conducting the
outcome assessment (standardized self-reported depression scoring and cognitive tests) or
lacked information about blinding, leading to a moderate risk of bias in outcome measure-
ment. Moreover, the majority of open label trials had concerns due to participants dropping
out. The lack of control group made it difficult to rule out placebo effect completely.
On the other hand, all RCTs showed some concerns for missing data as assessed
through the ROB tool for RCTs. Moreover, none of the RCTs reported on the post-trial
statistics for the success of blinding that could have led to higher placebo rates in interven-
tional groups. The detailed domain level results for the quality appraisal are presented in
Figure 2, and further limitations of each constituent study are delineated in Table 1. It was
noted that even though most studies showed a significant decrease in depression scores
following ketamine infusion, the effect size varied. Hence, the response rates and remission
rates are discussed separately in the review and should be accounted for while deriving
conclusions.
Brain Sci. 2023, 13, x FOR PEER REVIEW
placebo(IV normal saline) with the highest difference on day two post-treatment (d14
= of 21
0.58,
p < 0.05) [41].
Figure 2. Risk of bias assessment results for the included literature at the domain level, wherein
Figure 2. Risk of bias assessment results for the included literature at the domain level, wherein (A)
(A) shows results for randomized controlled studies as per Cochrane’s Risk of Bias tool (RoB), and
shows results for randomized controlled studies as per Cochrane’s Risk of Bias tool (RoB), and (B)
(B) shows results for open label studies as per Cochrane’s Risk of Bias in Non-randomized Studies-
shows results for open label studies as per Cochrane’s Risk of Bias in Non-randomized Studies-of
Interventions
of (ROBINS-I)
Interventions (ROBINS-I)tool.
tool.Icons
Iconswere
weregenerated
generatedusing
usingthe
theopen-source
open-source RobVis
RobVis ShinyApp:
ShinyApp:
https://www.riskofbias.info/welcome/robvis-visualization-tool.
https://www.riskofbias.info/welcome/robvis-visualization-tool.
In a nutshell, the small number of participants in the included RCTs makes the scien-
3.3. Efficacy of Ketamine Use in Bipolar Depression
tific literature severely limited related to the role of ketamine treatment in acute and/or
Our search identified 5 RCTs that delineated the efficacy of IV racemic ketamine in
maintenance treatment of bipolar depression (with or without suicidality), relevant patient
the treatment of acute bipolar depression. The crossover double blinded RCT by Diazgra-
characteristics (gender and degree of bipolar depression), and combination treatment with
nados et al. randomized 18 participants with BD (concurrent treatment with lithium or
mood stabilizing agents (e.g., lithium, lamotrigine, etc.). Moreover, in all RCTs, patients
valproate) to receive one infusion of ketamine (0.5 mg/kg) or normal saline (as control)
were tapered off their ongoing psychopharmacological treatments to receive mood stabi-
[37]. The study showed a statistically significant reduction in depression among ketamine
lizers only. This could have led to fluctuation in their depressive measures and in turn,
users when compared to placebo (d = 0.52, 95% CI= 0.28–0.76, p < 0.05) after 40 min of
measurement bias in outcome measures.
infusion. The antidepressant effect remained statistically differentiated from placebo sub-
groups for up to three days post-infusion. The maximum response rates (50% reduction
in depressive measurement) were 71% and 6% among ketamine and placebo subgroups
up to three days post-treatment, respectively [37]. Another RCT with similar patient char-
acteristics and study design reported an antidepressant effect among 15 participants re-
ceiving IV ketamine when compared to placebo (d = 0.89, 95% CI = 0.61–1.16, p < 0.05) 40
min post-infusion. The study reported approximately similar response rates compared to
Brain Sci. 2023, 13, 909 16 of 21
4. Discussion
According to our review, IV ketamine demonstrates weak preliminary evidence of effi-
cacy, tolerability, and safety in persons treated for bipolar depression. Moreover, ketamine
infusions did not appear to result in a higher rate of manic/hypomanic induction, dissocia-
tion, or psychosis when compared to persons with major depressive disorder [26,27,47].
Nevertheless, a limitation of the extant literature is that few studies are controlled and
Brain Sci. 2023, 13, 909 17 of 21
most of them are limited to single infusion studies, while the remainder are largely open-
label studies.
The therapeutic management of BD includes primarily three steps of treatment: acute
treatment to abate mania/hypomania or depression, maintenance treatment to prevent
manic/hypomanic or depressive episodes, and the treatment of subthreshold affective
symptoms as well as cognitive impairment [32]. As such, there is some evidence that IV
ketamine is effective in the treatment of the acute phase of bipolar depression. However,
there is little to no evidence of its use in maintenance treatment and optimization of residual
symptoms. Moreover, although IN esketamine is FDA-approved for unipolar depression
with extensive data around its long-term use, no such studies exist in the purview of bipolar
depression. This leads to a dearth of treatment options in patients with bipolar depression
who are not responsive to current treatment strategies (i.e., combination of mood stabilizing
agents and antipsychotics) [32]. It has been estimated that up to 25% of patients with
bipolar depression who do not respond to initial two-treatment interventions are often
termed to have treatment-resistant bipolar depression (TRBD).
As of now, there is no FDA-approved treatment for TRBD, leading to significant
emotional, somatic, functional, and financial toll among patients [17]. Furthermore, the lack
of consensus definition of TRBD further complicates the spectrum for treatment of patients
resistant to polypharmacological combination treatments. As such, the scientific community
should acknowledge and further define the TRBD domain that will eventually lead to
better evidence synthesis for treatments such as ketamine and psilocybin [17]. Lastly, all the
current interventions for bipolar depression take time to ameliorate depressive symptoms
and this lag in response leads to only a fraction of patients reporting any improvement in
the first week of treatment [17,32]. There is a dire need to study therapeutic targets that
may work rapidly with effects in a short period of time [18].
Our review suggests that IV ketamine can help ameliorate depressive and suicidal
symptoms in a shorter period of time (anywhere from one day to a week) among patients
with apparent TRBD. However, there was a report of an increase in suicidal ideation in
two participants in an RCT by Grunebaum et al. after ketamine infusion [39]. Although it
appears to be an isolated event, future research should focus on tolerability and long-term
use of IV ketamine in patients with BD presenting with suicidality. Moreover, there is a
need to differentiate the anti-suicidal role of ketamine across BD-I, BD-II, and cyclothymic
patients. As of now, preliminary evidence suggests the cautious use of IV ketamine in
BD patients to reduce suicidal ideation with constant post-treatment monitoring may be
considered in select cases.
Moreover, there is some weak evidence from a real-world study that IV ketamine
might be beneficial in improving cognitive deficits among patients with BD [46]. Overall,
IV ketamine was mostly tolerable in the majority of patients within our included studies.
However, there is an important caveat when it comes to manic/hypomanic switching. It
appears from current literature that IV ketamine might lead to manic/hypomanic switching
in patients who are currently on antidepressant treatment. Three out of five RCTs tapered
the BD patients of antidepressant treatment before infusing ketamine, and hence the use of
IV ketamine and antidepressants together remains poorly understood. Even though the
evidence is lacking, it is clinically suggested that patients should be put on mood-stabilizing
agents (e.g., lamotrigine, valproate, lithium, etc.) and tapered off antidepressants before
initiating treatment with ketamine infusions. In a case where antidepressant plus ketamine
treatment is needed, extra monitoring might help avoid any adverse event.
4.2. Limitations
Our scoping review is limited primarily due to moderately low quality RCTs and
real-world data. The overall quality of evidence poses serious limitations as most of the
studies included in the synthesis had a small sample size and a short follow-up period
that could study only acute effects. The lack of blinding in the open label studies failed to
rule out placebo effect. The varying gender ratio and mixed sample populations (including
hospitalized patients, patients with TRBD, and self-sponsoring community clinic patients)
further limits the generalizability of results. The missing outcome data and lacking sta-
tistical calculations for outcomes in RCTs further diminished our ability to synthesize the
exact antidepressant efficacy of IV ketamine use in BD patients. Moreover, there was no
post-trial assessment for the success of blinding among control groups in the included
RCTs. The blinding techniques varied between IV saline and IV midazolam that could
have further reduced the validity of these studies with results that might not be exactly
additive for a review. As such, more operative blinding techniques are needed to conduct
robust RCTs with ketamine/esketamine treatments in patients with BD. Therefore, findings
across efficacy/effectiveness and safety profiles of ketamine from our review should be
interpreted cautiously when it comes to the use of ketamine in patients with BD.
5. Conclusions
Our review suggests that IV ketamine is a promising acute treatment in adults liv-
ing with bipolar depression. There is also some preliminary evidence that IV ketamine
might have significant anti-suicidal effects in select BD patients presenting with suicidality.
However, the cited evidence is limited to short-term studies with most of them being
pilot projects. The findings, thus, prove the feasibility of related research and the safety of
short-term IV ketamine treatment with minimal risk of manic/hypomanic switching. The
evidence is not sufficient to draw clinical guidelines comprehensively. The limitations of
the studies made it difficult to rule out a placebo effect, and whether the antidepressant
response is sustainable or transient remains unknown too. Furthermore, to translate the
findings to clinical practice, the selected sample in the future studies needs to be more
representative of the general population. The wide exclusion criteria, acuity of depression,
concurrent administration of other pharmacotherapies, and limited sample size in the
current literature highlights the need for more comprehensive studies to draw important
conclusions regarding the effectiveness and feasibility of ketamine use in clinical practice.
Brain Sci. 2023, 13, 909 19 of 21
Overall, extant evidence suggests the potential of ketamine in the treatment of bipolar
depression and select comorbidities (e.g., anxiety, cognitive deficits, substance use disorders,
etc.) in bipolar disorder. Larger multi-infusion studies in well-characterized cohorts of
persons living with bipolar disorder are needed to further inform treatment decisions. In
the interim, the use of IV ketamine in centers with core competencies in safely delivering
this treatment may be considered across difficult-to-treat patients with bipolar depression.
Author Contributions: Conceptualization, M.Y.J. and R.S.M.; methodology, M.Y.J. and S.Q.; software,
M.Y.J.; validation, M.Y.J., S.Q. and R.S.M.; formal analysis, M.Y.J., S.Q. and M.N.; investigation,
M.Y.J. and Z.G.; resources, M.Y.J. and J.D.D.V.; data curation, M.Y.J. and S.Q.; writing—original draft
preparation, M.Y.J. and S.Q.; writing—review and editing, M.Y.J., S.Q., G.d., A.T., A.M., S.B. and I.G.;
visualization, M.Y.J.; supervision, R.S.M.; project administration, R.S.M. All authors have read and
agreed to the published version of the manuscript.
Funding: This research received no external funding.
Institutional Review Board Statement: Not applicable.
Informed Consent Statement: Not applicable.
Conflicts of Interest: I.G. has received grants and served as consultant, advisor, or CME speaker
for the following identities: ADAMED, Angelini, Casen Recordati, Esteve, Ferrer, Gedeon Richter,
Janssen Cilag, Lundbeck, Lundbeck-Otsuka, Luye, SEI Healthcare, Viatris outside the submitted
work. I.G. thanks the support of the Spanish Ministry of Science and Innovation (MCIN) (PI19/00954)
integrated into the Plan Nacional de I + D + I and co-financed by the ISCIII-Subdirección General
de Evaluación y confinanciado por la Unión Europea (FEDER, FSE, Next Generation EU/Plan de
Recuperación Transformación y Resiliencia_PRTR); the Instituto de Salud Carlos III; the CIBER of
Mental Health (CIBERSAM); and the Secretaria d’Universitats i Recerca del Departament d’Economia
i Coneixement (2021 SGR 01358), CERCA Programme/Generalitat de Catalunya as well as the
Fundació Clínic per la Recerca Biomèdica (Pons Bartran 2022-FRCB_PB1_2022). Roger McIntyre
has received research grant support from CIHR/GACD/National Natural Science Foundation of
China (NSFC) and the Milken Institute; and speaker/consultation fees from Lundbeck, Janssen,
Alkermes, Neumora Therapeutics, Boehringer Ingelheim, Sage, Biogen, Mitsubishi Tanabe, Purdue,
Pfizer, Otsuka, Takeda, Neurocrine, Neurawell, Sunovion, Bausch Health, Axsome, Novo Nordisk,
Kris, Sanofi, Eisai, Intra-Cellular, NewBridge Pharmaceuticals, Viatris, Abbvie, and Atai Life Sciences.
Roger McIntyre is a CEO of Braxia Scientific Corp.
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