Autonomy of English Language Learners: A Scoping Review of Research and Practice
Autonomy of English Language Learners: A Scoping Review of Research and Practice
Autonomy of English Language Learners: A Scoping Review of Research and Practice
research-article2022
LTR0010.1177/13621688221075812Language Teaching ResearchChong and Reinders
LANGUAGE
TEACHING
Article RESEARCH
Hayo Reinders
King Mongkut’s University of Technology Thonburi, Thailand; Anaheim University, USA
Abstract
Learner autonomy is a vibrant and diverse field. In its approximately 40-year history, it has drawn
liberally on theoretical constructs and research methodologies from other disciplines. In turn, it has
contributed to the field of applied linguistics by drawing attention to the fundamental importance
of understanding the language learner as an active agent in the learning process. To understand
the role of autonomy in, and its connections with other areas of study, it is important to ask
how it has been conceptualized and operationalized. In addition, given its elusive and amorphous
nature, it is timely to ask if and how (the development of) learner autonomy has been evaluated.
In this article we conducted a scoping review, or a systematic and comprehensive literature
review, of 61 empirical studies in this field. The results show a rich array of conceptualizations
and numerous operationalizations, in addition to a somewhat limited use of evaluations. We draw
from this a number of implications for research. In particular, we encourage learner autonomy
researchers to make explicit their theoretical frameworks, extend their investigation to the role
of language learning beyond the classroom in promoting learner autonomy, and diversify their
use of research methods.
Keywords
autonomous learning, English language, learner autonomy, scoping review, TESOL
I Introduction
The field of learner autonomy is reaching a stage of maturity. Since its emergence in the
early 1980s it has spawned a greater interest in the roles that learners play in their own
learning and greater recognition of the myriad ways in which learning, both in and
Corresponding author:
Sin Wang Chong, Queen’s University Belfast, University Road, Belfast, BT7 1NN, UK
Email: S.Chong@qub.ac.uk
2 Language Teaching Research 00(0)
outside of the classroom, takes place. In addition, it is intimately connected with the
recent explorations of the psychology of the language learner and the ways in which
learners’ internal experiences significantly shape the learning process and its outcomes.
Given its historical and continued influence, a scoping review is warranted of its theo-
retical underpinnings and the ways these are translated into context-specific operation-
alizations. Furthermore, how the concept is understood in different cultures, with learners
of different ages, and across school types, to name only some variables, is unclear and
has not been systematically investigated.
A feature of the scholarly canon in the field of learner autonomy is that much of the
extensive literature comprises theoretical explorations or descriptions of good practice,
rather than empirical studies. Moreover, although there are a number of frequently-cited
definitions of learner autonomy that conceptualize learner autonomy as learners’ ability
and capacity (e.g. by Benson, 2001; Holec, 1981; Little, 1991; Littlejohn, 1985; Nunan,
1996), distinctions between learner autonomy and related constructs such as self-regu-
lated learning, motivation, self-efficacy, and metacognition remain blurred and concep-
tualizations are often not clearly founded or described. Similarly, operationalizations of
autonomy are mostly unsystematic and frequently not described in detail. This is a sig-
nificant lacuna, as it prevents a comprehensive comparison of the relative effects of dif-
ferent pedagogical practices. Of particular interest in the field is whether, and if so, how
autonomy can be evaluated. Little (2007, 2017) strongly argues that the development of
language proficiency and learner autonomy should not be separated as they are ‘mutually
supporting and fully integrated with each other’ (Little, 2007, p. 14) so attempting to
evaluate learner autonomy is not necessary – or recommended – as the results will speak
for themselves in terms of the development of language proficiency. This convincing
stance goes some way to explain why there are few empirical studies isolating learner
autonomy. In addition, Benson (2011) notes that observations and intuitions made by
teachers with regards to ascertaining the extent to which learners are taking charge of
their learning may be sufficient and further evaluation–often through lengthy systematic
research–is not always necessary. However, other researchers have suggested that it
might be useful to evaluate some aspects of learner autonomy in order to show whether
teaching practices and learning opportunities are effective. It could be argued that
although the capacity for learner autonomy itself cannot be evaluated, observable behav-
iors can be researched and this could be an indication of the degree of autonomy that a
learner possesses. Examples of observable behaviours are, for example, demonstrating
greater awareness and control over one’s self-directed learning (see Curry et al., 2017),
identifying evidence of metacognitive development using a rubric or trajectory (Kato &
Mynard, 2016; Sinclair, 1999), or showing the degree of ownership over learning task
selection and design (Nunan, 1997). It remains unclear whether there is a consensus
either way. It is important to gain a more detailed understanding of the current state of
the field and for this reason this article reports on a scoping review of the literature. This
scoping review focuses on a number of contestable issues in the field, which pertain to
the conceptualization (what conceptual and/or theoretical frameworks are used to under-
stand learner autonomy?), operationalizations (what are some in-class and/or out-of-
class activities designed by English teachers to develop learners’ autonomy?), and
evaluation of learner autonomy (what research instruments or methods are used to inves-
tigate learner autonomy?). The scope of this present review is on English
Chong and Reinders 3
language learners (ELL) rather than learners of other languages because the majority of
the scholarly publications on language learner autonomy focus on ELL (see a compre-
hensive bibliography on learner autonomy compiled by Hayo Reinders1). While there are
a handful of publications on learners of other languages, we decided to confine our syn-
thesis to ELL to maintain ecological validity of our review, which refers to the ‘relation
between real-world phenomena and the investigation of these phenomena in experimen-
tal contexts’ (Schmuckler, 2001, p. 420). A study is considered ecologically valid when
its findings are likely to be used by stakeholders in similar contexts (Ledford et al.,
2016). In other words, by focusing on a particular group of learners (i.e. ELL), we intend
to make our synthesized results more useful and relevant to English teachers and learn-
ers. Another reason for setting a confine to our remit concerns the practicality of con-
ducting a scoping review, which involves some labour-intensive and time-consuming
works because of its inclusive nature (Pham et al., 2014). This warrants synthesists to
explicate a boundary regarding the scope of the review in the form of inclusion and/or
exclusion criteria (Chong & Reinders, 2021) (see Section II.4).
II Methodology
This study is a scoping review, which refers to a type of systematic literature review
which summarizes substantive and methodological features of primary studies on a par-
ticular topic (Chong & Plonsky, 2021a; Visonà & Plonsky, 2019). A scoping review
distinguishes itself from other types of research synthesis (e.g. narrative review) in terms
of its more inclusive and systematic approach to study selection. Because of its more
comprehensive coverage, a scoping review is often used to survey a research landscape
of emerging or vibrant areas of research where published work ‘has not yet been exten-
sively reviewed or is of a complex or heterogeneous nature’ (Tricco et al., 2016, p. 2).
Scoping review can synthesize qualitative and/or quantitative data, which makes it
resemble other types of systematic literature reviews namely qualitative research synthe-
sis (which focuses on synthesis of qualitative data) and meta-analysis (which focuses on
synthesis of quantitative data). For the present study, which adopts a thematic and quali-
tative approach to data synthesis, we draw on a recently developed methodological
framework for conducting qualitative research synthesis in TESOL and Applied
Linguistics (Chong & Plonsky, 2021b) (Figure 1). The rationale for adopting this frame-
work is twofold: First, to the best knowledge of the authors, it is the only framework on
synthesizing research findings in a qualitative, thematic manner in TESOL. Second, this
framework is rather generic and resembles other types of systematic literature reviews
(see Table 1 in Chong & Plonsky, 2021a).
Criteria Description
Time frame Publications available in the public domain prior to the
search conducted in December 2019
Language English
Type of publication Primary studies
Participants of studies English language learners
Conceptualization There should be a section (e.g. literature review/conceptual
framework) which explicitly discusses the construct of
learner autonomy (or its alternative terms).
Quality of studies2 Qualitative studies, quantitative studies and mixed-methods
studies – guidelines from TESOL Quarterly used. For instance,
qualitative studies included should provide descriptions of
theoretical framework and data sources; as for quantitative
studies, justification of the statistical analysis used should be
included. Regarding mixed-methods studies, the specific type
of mixed-methods research design needs to be described.
The finalized data extraction forms were imported into NVivo Pro 12 and inductive
coding was performed to develop new themes. Following latest practices in qualitative
research synthesis in TESOL (e.g. Chong & Reinders, 2020), open coding was performed
iteratively through initial, focused, and axial coding to enable constant comparison
between data and consolidation of thematic structures (i.e. the development of themes
and sub-themes). This approach to open coding is informed by seminal work by grounded
theorist, Kathy Charmaz (e.g. Charmaz, 2006). Similar to the data extraction stage, the
synthesized data were shared with the co-author; queries and comments were exchanged
via email. Appendix 3 (in supplemental material) includes a detailed coding scheme of
the three research questions, consisting of three analytical categories, 12 descriptive cat-
egories, and 49 sub-categories.
It was our deliberate decision to reach consensus through written correspondence and
discussions although we are aware that other statistical means are available (e.g. Cohen’s
kappa). We believe that a more reflective and discursive approach to reaching agreement
is more suitable for the present study which focuses on such a complex learner construct
as learner autonomy.
were conducted in higher education institutions (40), followed by language schools (7),
primary schools (7), secondary schools (5), and vocational schools (3)5 (Figure 5). This
may be due to the fact that autonomous learning behaviours are usually associated with
maturity of learners.
Four types of questions were answered by these studies: Perception and/or experi-
ence, effect of intervention on learner autonomy/related construct or relationship between
two psychological constructs (e.g. Ghahari & Basanjideh, 2017, investigated the rela-
tionship between EFL learners’ awareness of reading strategies and their autonomy),
relationship between learner autonomy and language proficiency/other constructs, and
instrument development and/or validation6 (Figure 6). As far as research designs are
concerned, over half of the included studies employed a (quantitative) survey design,
while the remainder of the selected studies are mixed-methods and (quasi-)experimental
studies respectively. Only four of the studies utilized qualitative research methods
(Figure 7).
III Findings
1 How is ELL autonomy conceptualized?
The included studies employed various conceptual and/or theoretical frameworks to
inform their research. Conceptual frameworks adopted in these studies include self-reg-
ulation (28 studies), learner autonomy (27 studies), other concepts related to learner
psychology (19 studies), autonomy-promoting language teaching and learning practices
10 Language Teaching Research 00(0)
(nine studies), and language learning strategies (six studies).7 A few of the studies were
underpinned by socio-cultural or social constructivist theories (six studies) and second
language acquisition hypotheses (one study).
‘Self-regulation’ is the conceptual framework most commonly drawn on (28 studies).
In some studies, self-regulation is also referred to as ‘self-regulated learning’ (e.g.
Fukuda, 2018), ‘self-regulated learning strategies’ (e.g. Martirossian & Hartoonian,
2015), ‘self-directed learning’ (e.g. Giveh, 2018), ‘independent learning’ (e.g. Cakici,
2017), or ‘out-of-class learning’ (e.g. Wu, 2012). Although the majority of these studies
perceive self-regulation as an overarching construct, a few studies discuss the notion
more specifically. For instance, self-regulated learning for specific language skills,
including speaking (El-Sakka, 2016), writing (Abadikhah et al., 2018; Bai & Guo, 2018),
and reading (Kavani & Amjadiparvar, 2018); self-regulated learning development
(Barkel, 2018), self-regulated learning readiness (Xuan, Razali & Samad, 2018). Works
frequently cited in these studies include those by Barry Zimmerman (27 studies) (e.g.
Zimmerman, 1998), Paul Pintrich (21 studies) (e.g. Pintrich & Schunk, 1996), and Dale
Schunk (18 studies) (e.g. Schunk, 1996), Philip Candy (8 studies) (e.g. Candy, 1991), D.
Randy Garrison (5 studies) (e.g. Garrison, 1997). Specific frameworks referred to include
classic models such as self-regulated learning strategies framework by Garcia and
Pintrich (1994) (cognitive, metacognitive, and resource management strategies), the
social-cognitive model of self-regulation (Zimmerman, 1989), the four-dimensional self-
regulated learning model by Candy (1991), the three self-regulated learning phases by
Zimmerman (1998) (forethought, performance control, self-reflection), affective-cognitive
Chong and Reinders 11
overcome language anxiety when conceptualizing their study. Xuan et al. (2018) under-
scored the importance of learners’ awareness of their own language learning process in
developing self-regulated learning habits, referring to such works as Sinclair’s (1999).
In addition to the aforementioned constructs related to learner psychology, a number
of studies made reference to language education literature, considering autonomy-pro-
moting language teaching and learning practices (nine studies) and language learning
strategies (six studies) as conceptual frameworks. Autonomy-promoting language teach-
ing and learning practices introduced as conceptual frameworks in the 10 studies include
use of technology (technology-mediated autonomous learning in Liu, Huang and Lu,
2018; mobile language learning in Shadiev, Hwang and Liu, 2018; digital games in
Sylvén and Sundqvist, 2012), assessment practices (alternative assessment in Hashemian
and Fadaei, 2013; portfolio assessment in Everhard, 2019), community of practice
(Yamaguchi, 2011), cooperative learning and learner-centered teaching (Ahmed &
Dakhiel, 2019), reflective teaching (Fallah & Abdolrezapour, 2015), and scenario-based
learning (Seker, 2016). Six of the included studies are informed by language learning
strategies research, focusing on reading skills (Karimi & Dastgoshadeh, 2018; Kavani &
Amjadiparvar, 2018), writing skills (Na & Yoon, 2016), vocabulary learning strategies
(Mizumoto, 2013), and general learning strategies (Huang, 2010; Xuan et al., 2018).
Only a handful of the included studies are explicitly informed by theories or theoreti-
cal frameworks. Among the seven which do, six are informed by constructivist theories,
including connectivism (Bedoya, 2014), socio-constructivism (Ahmed & Dakhiel, 2019;
Ciekanski, 2007; Wach, 2012; Yamaguchi, 2011), and sociocultural theory (Sylvén &
Sundqvist, 2012). One study is informed by second language acquisition hypotheses
namely Krashen’s (1982) Input Hypothesis and Long’s (1981) Interaction Hypothesis
(Sylvén & Sundqvist, 2012).
2 Alzubi et al. (2018) Higher education A training programme Materials developed Inside Three weeks
on social strategies based on Oxford’s (1990)
model
3 Bahari (2018) Higher education Instruction based Not specified Inside Not specified
on a non-linear
dynamic motivation
telecollaborative model
4 Barkel (2018) Primary education Self-regulated A student folder Inside 13–17 sessions
strategies development containing teaching
writing instruction materials, self-assessment
tasks, and tools
5 Bazleh & Yarahmadzehi Language schools A series of activities Not specified Inside 20 weeks
(2012) on development of
learning skills
6 Benson & Lor (1998) Higher education An independent Workshop handouts Inside and 16 weeks
learning programme outside
7 Ciekanski (2007) Higher education Individual language Materials focusing on Outside 15 days – four
advising learning how to learn months (each
English rather than session lasts
learning English for 30–60
minutes)
(Continued)
13
Table 2. (Continued)
14
(Continued)
Language Teaching Research 00(0)
Table 2. (Continued)
Only 11 of these 59 studies used interviews as a research method to evaluate ELLs’ per-
ceived autonomy (e.g. Arias, 2015; Seker, 2016). Interviews conducted for the studies
included (individual) semi-structured interviews (e.g. Seker, 2016) and unstructured
interviews (Lu & Liu, 2016). Eight perception-focused studies included both question-
Chong and Reinders 17
naires and interviews as their research methods to garner both qualitative and quantita-
tive insights (e.g. Lu & Liu, 2016; Na & Yoon, 2016).
For the 25 studies which aimed to evaluate ELLs’ autonomy from the angle of perfor-
mance, 19 employed at least one language test (e.g. the IELTS speaking test used in
El-Sakka, 2016), usually as a pre-test and post-test to determine the effectiveness of an
autonomy-enabling intervention, while the remainder used a range of language tasks
(e.g. online speaking and vocabulary tasks in Ferreira et al., 2017). These studies worked
on the assumption that a higher degree of autonomy will lead to improved language pro-
ficiency. Unlike questionnaires, interviews, and tests, tasks appeared to be a versatile
autonomy evaluation tool. As shown in the above, language tasks could be used to meas-
ure ELLs’ language proficiency before and after an intervention; tasks were also used to
provide observational data to shed light on what happened during the autonomy-enhanc-
ing intervention (e.g. project reports written by learners at the end of an independent
learning programme in Benson and Lor,1998). Alternatively, a task such as completing a
self-report could be used to tap into learners’ perceptions regarding autonomous lan-
guage learning (e.g. Bahari, 2018).
18 Language Teaching Research 00(0)
IV Discussion
Below we review the key findings and offer a number of tentative conclusions and impli-
cations. Regarding conceptualization of learner autonomy, there seems to be a lack of
agreement about what learner autonomy is (as exemplified by the body of frequently
cited works) and the large number of conceptual frameworks used in learner autonomy
studies. This is likely due to its multifaceted nature with seminal publications (Little,
1995) recognizing a psychological, a political and a social component, and its intricate
relationship with other key constructs in language learning, such as motivation (Spratt,
Humphreys & Chan, 2002). However, beyond broad and brief reference, many studies
are not explicit about their theoretical underpinnings.
Another observation is the continuing emphasis on classroom-based studies which are
exemplified by the number of included studies reporting interventions implemented in
the classroom. In Table 2, among the 24 publications which describe pedagogical inter-
ventions, 18 report autonomy-promoting activities which took place inside the class-
room; five reported activities which take place both inside and outside the classroom;
only one reported an intervention which requires learners to complete outside the class-
room (one-on-one language advising, Ciekanski, 2007). Clearly a key driver in auton-
omy research is to investigate how teachers and/or the educational context can help
learners to develop autonomy. With the increased interest in the field of ‘learning beyond
the classroom’ (Reinders, Lai & Sundqvist, 2022) this is somewhat surprising. The vast
majority of the studies reported here used teacher-fronted instructional approaches with-
out exploring how learners craft and experience their own journeys. Related to this issue
Chong and Reinders 19
is the limited duration of most studies. The development of autonomy involves deep,
even fundamental, changes in learners’ beliefs, identity, and affective realities in learn-
ing. These do not happen overnight and they do not manifest themselves only in a limited
range of contexts, such as the classroom.
Concerning the issues around evaluating autonomy, the range of methods employed
is limited to a single questionnaire or language tests being the most common and the use
of a single or two instruments only. Given the wide adoption of mixed-methods research
(Riazi & Candlin, 2014) and the prominence of qualitative research methods in closely-
related fields (such as learners’ beliefs), this is surprising - as is the virtual absence of
observations. Combined with self-reports, either using questionnaires or journals, these
could yield rich data on changes in learners’ attitudes and behaviours. Additionally, less
than half of the included studies included an intervention, demonstrating there is a lop-
sided focus in the literature to focus on measuring perceived autonomy rather than devel-
oping evidence-based interventions to promote learner autonomy.
Acknowledgements
We would like to thank Prof. Jo Mynard, Kanda University of International Studies, Japan, for her
valuable comments on earlier versions of this review. We would like to thank the editor and the
peer reviewers for devoting their valuable time to give feedback on earlier versions of this
manuscript.
Authors’ Note
Sin Wang Chong is now affiliated to University of St. Andrews, UK; Institute of Education,
University College London, UK.
Funding
The author(s) received no financial support for the research, authorship, and/or publication of this
article.
ORCID iD
Sin Wang Chong https://orcid.org/0000-0002-4519-0544
Supplemental material
Supplemental material for this article is available online.
Notes
1. The online bibliography can be accessed using this link: http://www.autonomybibliography.
org
2. These guidelines can be found on the website of TESOL Quarterly: https://onlinelibrary.
wiley.com/page/journal/15457249/homepage/forauthors.html.
3. Appendix 2 in supplemental material provides access to all 61 data extraction forms and bib-
liographical information of the 61 studies included in the review.
4. The total number in Figure 4 is 62 instead of 61 because one study includes the student popu-
lation from two countries (Arias, 2015).
5. The total number in Figure 5 is 62 instead of 61 because one study includes two educational
contexts (Alrabai, 2017).
6. The total number reported in Figure 6 is 69 instead of 61 because some studies include
research questions with different foci (e.g. Alrabai, 2017; Giveh, 2018).
7. The total number here is 89 instead of 61 because some studies refer to multiple conceptual
frameworks (e.g. Hashemian & Fadaei, 2013; Lu & Berg, 2019).
8. The total number of studies in Figure 5 is 91 instead of 61 because some studies included
more than one evaluation tool (e.g. Benson & Lor, 1998).
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