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    Account No: 934913324 Monthly Statement Period: JANUARY - 2023

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    Priyanka Narwal
    - The document is a monthly statement for an account belonging to Rohit Singh for the period of January 2023. - As of the end of the period, the account had $88.66 in equity with $88.65 held in long positions and no short positions. - For the period, the account realized $5.17 in short term gains and $0.13 in dividend income.

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    © All Rights Reserved
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    Account No: 934913324 Monthly Statement Period: JANUARY - 2023

    Uploaded by

    Priyanka Narwal
    9 views9 pages
    - The document is a monthly statement for an account belonging to Rohit Singh for the period of January 2023. - As of the end of the period, the account had $88.66 in equity with $88.65 held in long positions and no short positions. - For the period, the account realized $5.17 in short term gains and $0.13 in dividend income.

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    2023-01

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    - The document is a monthly statement for an account belonging to Rohit Singh for the period of January 2023. - As of the end of the period, the account had $88.66 in equity with $88.65 held in long positions and no short positions. - For the period, the account realized $5.17 in short term gains and $0.13 in dividend income.

    Copyright:

    © All Rights Reserved
    Download as PDF, TXT or read online from Scribd
    Download as pdf or txt
    9 views9 pages

    Account No: 934913324 Monthly Statement Period: JANUARY - 2023

    Uploaded by

    Priyanka Narwal
    - The document is a monthly statement for an account belonging to Rohit Singh for the period of January 2023. - As of the end of the period, the account had $88.66 in equity with $88.65 held in long positions and no short positions. - For the period, the account realized $5.17 in short term gains and $0.13 in dividend income.

    Copyright:

    © All Rights Reserved
    Download as PDF, TXT or read online from Scribd
    Download as pdf or txt
    of 9

    ROHIT SINGH

    SAHARWA 3HISAR
    P.O. Box 6221, Hisar, HR IND 125001
    Hayward, CA 94540

    Account No: 934913324 Monthly Statement Period: JANUARY - 2023

    Cash Summary This Period Year to Date Realized Gain/Loss from Sales This Period Year to Date
    Beginning Balance $ -- $ -- Short Term
    Addition $0.13 $0.13 Gain $5.17 $5.17
    Subtraction $0.03 $0.03 Loss $ -- $ --
    Trade Transaction -$0.09 -$0.09 Net $5.17 $5.17
    Cost and Fees $ -- $ -- Long Term
    Ending Value $0.01 $0.01 Gain $ -- $ --
    Loss $ -- $ --
    Account Summary Net $ -- $ --
    Long $88.65
    Short $ --
    Equity $88.66

    Income Summary This Period Year to Date


    Dividend $0.13 $0.13
    Interest $ -- $ --
    Holdings
    Symbol Description Quantity Market Price Market Value Cost Price Unrealized TD Cost Basis
    *Cash USD $ -- $ -- $0.01 $ -- $ -- $ --
    APP APPLOVIN CORP COM CL A 1.079063883 $12.70 $13.70 $12.65 $0.06 $13.65
    CFLT CONFLUENT INC CLASS A COM 1 $23.10 $23.10 $23.59 -$0.49 $23.59
    DEI DOUGLAS EMMETT INC COM 1.000014746 $16.75 $16.75 $16.47 $0.28 $16.47
    FSR FISKER INC CL A COM STK 1 $7.45 $7.45 $7.84 -$0.39 $7.84
    ICLN ISHARES TR GL CLEAN ENE ETF 1.047063253 $20.74 $21.72 $21.24 -$0.52 $22.24
    SWN SOUTHWESTERN ENERGY CO COM 1.074185968 $5.52 $5.93 $5.96 -$0.47 $6.40
    Income
    Trade Date Entry Type Symbol Description Net Amt
    01/27/2023 Dividends KBWY Cash DIV @ 0.13168, Pos QTY: 1, Rec Date: 2023-01-24 $0.13
    01/27/2023 Div. Adj(NRA Withheld) KBWY DIV tax withholding on $0.13 at 25% for tax country IND; w8w9: w8 -$0.03
    Fees
    Trade Date Description Net Amt
    No record found.
    Transaction
    Trade Date Entry Type Side Symbol Description Quantity Price Amount Commission
    01/04/2023 Trade Entry sell XM -0.979992229 $10.57 $10.36 $ --
    01/04/2023 Trade Entry sell NMR -1 $3.83 $3.83 $ --
    01/04/2023 Trade Entry sell NMR -0.532905296 $3.83 $2.04 $ --
    01/04/2023 Trade Entry buy FTXR 0.63004972 $25.74 -$16.22 $ --
    01/06/2023 Trade Entry sell FTXR -0.63004972 $26.10 $16.44 $ --
    01/06/2023 Trade Entry buy IQ 1 $5.89 -$5.89 $ --
    01/06/2023 Trade Entry buy IQ 1.793011528 $5.89 -$10.56 $ --
    01/11/2023 Trade Entry sell IQ -2 $6.42 $12.84 $ --
    01/11/2023 Trade Entry sell IQ -0.793011528 $6.42 $5.09 $ --
    01/11/2023 Trade Entry sell STNE -1 $9.66 $9.66 $ --
    01/11/2023 Trade Entry sell STNE -0.242622259 $9.66 $2.34 $ --
    01/11/2023 Trade Entry buy PR 3 $9.34 -$28.01 $ --
    01/11/2023 Trade Entry buy OPK 1.502347417 $1.28 -$1.92 $ --
    01/12/2023 Trade Entry sell PR -3 $9.67 $29.01 $ --
    01/12/2023 Trade Entry sell OPK -1 $1.31 $1.31 $ --
    01/12/2023 Trade Entry sell OPK -0.502347417 $1.31 $0.66 $ --
    01/12/2023 Trade Entry sell NIO -5 $11.66 $58.31 $ --
    01/12/2023 Trade Entry buy IFRA 0.026038954 $38.40 -$1.00 $ --
    01/12/2023 Trade Entry buy ICLN 0.047063253 $21.25 -$1.00 $ --
    01/12/2023 Trade Entry buy ICLN 1 $21.24 -$21.24 $ --
    01/12/2023 Trade Entry buy IFRA 1 $38.38 -$38.38 $ --
    01/12/2023 Trade Entry buy KBWY 1 $21.25 -$21.25 $ --
    01/12/2023 Trade Entry buy SWN 1.074185968 $5.96 -$6.40 $ --
    01/27/2023 Trade Entry sell KBWY -1 $21.79 $21.79 $ --
    01/27/2023 Trade Entry sell IFRA -1 $38.64 $38.64 $ --
    01/27/2023 Trade Entry sell IFRA -0.026038954 $38.64 $1.01 $ --
    01/27/2023 Trade Entry buy CFLT 1 $23.59 -$23.59 $ --
    01/27/2023 Trade Entry buy APP 0.079063883 $12.65 -$1.00 $ --
    01/27/2023 Trade Entry buy APP 1 $12.65 -$12.65 $ --
    01/27/2023 Trade Entry buy DEI 0.060723828 $16.47 -$1.00 $ --
    01/27/2023 Trade Entry buy DEI 1 $16.47 -$16.47 $ --

    01/27/2023 Trade Entry sell DEI -0.060709082 $16.47 $1.00 $ --


    01/27/2023 Trade Entry sell DEI -0.060709082 $16.47 $1.00 $ --
    01/27/2023 Trade Entry buy FSR 1 $7.84 -$7.84 $ --
    Deposit & Withdrawals
    Trade Date Entry Type Description Net Amt Account No
    No record found.
    STATEMENT MESSAGE

    DISCLOSURES

    You may have received a confirmation for a trade, which does not appear on this statement. If the settlement date of the trade as shown on the confirmation is
    later than the period ending date that appears at the top of this statement the trade will appear on your next regular monthly statement.

    Alpaca Securities LLC holds your cash and securities. Velox Clearing LLC or Vision Financial Markets LLC acts as Alpaca Securities LLC’s clearing firm,
    which means Velox Clearing LLC or Vision Financial Markets LLC processes all transactions for your account.

    The per annum rate of interest charged on the debit balance in your account is shown on this statement. This rate may change from time to time in accordance
    with fluctuations in interest rates. The interest is based on the average daily net debit balance in your account with us, and for the actual number of days based
    on an interest year of 360 days.

    We are required to report to the Internal Revenue Service all cash dividends and registered bond interest credited to your account on securities held for you in
    our name. We also report coupon bond interest. All dividends and interest credits should be included in your income tax return.

    You are to promptly advise Alpaca Securities LLC of any material changes concerning your investment objectives or financial situation.

    Our financial statement is available for your personal inspection on our website at https://alpaca.markets/disclosures or a copy of will be mailed upon your
    written request.

    SIPC Protection. As a member of the Securities Investor Protection Corporation (SIPC), funds are available to meet customer claims up to a ceiling of
    $500,000. including a maximum of $250,000 for cash claims. For additional information regarding SIPC coverage, including a brochure, please contact SIPC
    at (202) 371-8300 or visit www.sipc.org.

    Any free credit balance represents funds payable upon demand which, although properly accounted for on our books of records, is not segregated, and may
    be used in the conduct of this firm's business as permissible under the SEC Rule 15c3-2.

    Alpaca is a member of the Financial Industry Regulatory Authority, Inc. ("FINRA") and we are required to inform you of the availability of the FINRA Investor
    Brochure, which contains information on FINRA BrokerCheck. You may contact FINRA at 800-289-9999 or through their website at www.finra.org.

    Any suspected inaccuracy or discrepancy in your account statement must be promptly reported to Alpaca. In order to protect your rights, including your right to
    SIPC coverage, please confirm any oral communication in writing and include your brokerage account number. Account positions and balance inquiries or
    concerns should be directed to Alpaca via email at support@alpaca.markets.

    The SEC requires all broker-dealers that route orders in equity securities and options to make available quarterly reports that present a general overview of
    their routing practices. The reports must identify the executing venues to which customer orders were routed for execution during the applicable quarter and
    disclose the material aspects of the broker-dealer's relationship with such venues. In addition, the Rule (SEC 606) requires broker-dealers to disclose, on
    customer request, the venues to which the individual customer's orders were routed for the six months prior to the request, and the execution time for the
    orders that were executed. For further information, please contact your broker.

    Alpaca Securities LLC is subject to the Uniform Net Capital Rule (15c3-1) of the Securities and Exchange Commission and is required to maintain a minimum
    amount of net capital. We compute our net capital under the alternate method, as defined in the Rule. As of June 30, 2022, Alpaca Securities LLC had net
    capital available and a net capital requirement of $16,141,418 and $250,000, respectively.
    The Statement of Financial Condition filed pursuant to Rule 17a-5(d) under the Securities and Exchange Act of 1934 is available for inspection at the
    Company's main office located at 3 East Third Avenue, San Mateo, CA94401 and at the San Francisco Regional Office of the Securities and Exchange
    Commission. A copy may also be attained electronically at https://alpaca.markets/disclosures or by calling +1 (669) 257-2221

    PLEASE RETAIN THIS STATEMENT AS IT WILL BE HELPFUL IN PREPARING YOUR INCOME TAX RETURNS AND MAY BE NEEDED ALONG WITH
    SUBSEQUENT STATEMENTS TO VERIFY INTEREST CHARGES IN YOUR ACCOUNT, THIS STATEMENT SHALL BE DEEMED CONCLUSIVE
    UNLESS OBJECTED TO IN WRITING WITHIN 10 BUSINESS DAYS OF THE STATEMENT CLOSING DATE, MUTUAL FUNDS AND OTHER
    SECURITIES ARE NOT INSURED BY THE FDIC, ARE NOT DEPOSITS OR OBLIGATIONS OF, OR GUARANTEED BY ALPACA, AND INVOLVE
    INVESTMENT RISKS, INCLUDING THE POSSIBLE LOSS OF THE PRINCIPAL AMOUNT INVESTED.

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