Law As Practical Reason
Law As Practical Reason
Law As Practical Reason
436-471
Printed in Great Britain
436
7
This Wittgensteinian idea I have developed in Courts and Administrators (London, 1989). See
particularly pp. 69-73.
17
I Plowden, 38.
18
Op. tit., note 10 at p. 27.
" Op. tit., note 17 at p. 59.
One very striking thing about the whole case is the fact that
Coke is apparently citing these words of Herle—"There are
some Statutes made which he himself who made them does not
will to put into effect"—as proof of the power of the judges to
disregard the statute concerning the college of physicians which
was under discussion in Bonham's Case. What possible relation
can there be between the opinions of the judges and the opinions
and desires that the makers of the law begin to entertain
subsequent to the passage of the Act? . . . When Herle says that
the makers of the statutes often will not to enforce them, is it
certain, as is usually assumed, that he means the "legislature"
exclusively? Is it not possible that Coke was as nearly right when
he cited the statement to prove the right of the courts to review
"legislation"? But would it not be still nearer to the truth to say,
in view of the close relations of judges and Parliament, of the
fusion of functions judicial and legislative which we have found
in both the High Court of Parliament and the inferior courts,
and above all in view of the manifest absence of any clear
distinction between a judgement and a law, between judicature
and legislation, in the time of Edward III,—in view of all this,
would it not be better to say that Herle would probably have
considered an alteration of a statute by a subsequent statute,
and a modification of it, or even a refusal to enforce it, by the
courts; as actions not essentially different in character?24
24
Ibid., pp. 289-291.
25
Law in the Making, 4th edn (Oxford 1946) p. 369.
26
Op. tit., note 10 at p. 355.
27
Holdsworth, History of English Law, ii, p. 443.
28
4Inst, cap 1,36.
29
History of English Law, iv, pp. 186-187.
which the true successors of the old parliaments are the superior
courts. But we have to be careful in this comparison: the superior
courts are not, as the old parliaments were, in the process of becoming
legislatures in the true sense (or are they? but with what democratic
justification?).
Parliament was a court. Parliament is now a legislature. The
(Diceyan) doctrine of the omnipotence of Parliament is based upon
a fundamental failure to understand history. It is a simple non sequitur
to reason from the ultimacy of an intrinsically reasonful process (with
all the qualifications that that particular nature implies) to the ultimacy
of a purely legislative process. That latter ultimacy denies reason
altogether: reason is neither intrinsic nor allowed to hold extrinsically.
When history transformed Parliament from an intrinsically reasonful
court to a legislature that point was overlooked; that is to say, the
(rational) necessity to replace the lost intrinsic reason with extrinsic
reason was overlooked. These points could hardly be clearer than
they are in Willes J's well-known words in Lee v. Bude & Torrington
Railway:3*
Acts of Parliament . . . are the law of this land; and we do not
sit here as a court of appeal from Parliament.
Of course not! We must distinguish again:
A. Accept (from Parliament) what is reasonable.
B. Accept (from Parliament) what it is reasonable to accept.
Only if the courts acted on the intrinsically reasonful A would they
presume to be a court of appeal from Parliament. Appeal is concerned
with rightness or reasonableness (in administrative law it is contrasted
with review on this very point). Only A raises the rightness or
reasonableness of Parliament's Acts. The extrinsically reasonful B
is a different matter entirely: it is obviously often reasonable to accept
unreasonable legislation. The fact that Willes J. found it necessary
to deny A but not necessary to deny B shows that the idea of extrinsic
reason (what it is reasonable to accept) entirely eluded him. The
(Diceyan) doctrine that whatever Parliament enacts is the law is
nothing; neither history (for it has not caught up with the history
that transformed Parliament from a case of intrinsic reason to
extrinsic) nor reason (for intrinsic reason has been lost and no
extrinsic reason has replaced it).
Many philosophers of law overlook the difference between A
and B. One of them is Joseph Raz. In "The Problem About the
Nature of Law", Raz argues that the "inclination to identify the
34
(1871) L.R. 6 C.P. 576 at p. 582.
39
Op. cit. note 3 at pp. 251-259.
49
This whole process I have examined in more depth in op. dt., note 7.
50
Note that the particularity void pre-exists the other soul; as can be seen if you really think hard
about (say) chopping down a tree.
performing the relevant action. This sense is, of course, quite obvious;
the second, perhaps, not quite so. For there to be an action there
must be a particular purpose or end of a particular agent. It may in
some vague way be a purpose or end of humankind to drink wine;
but unless it is particularly the purpose of a particular person it will
not feature in any description of anyone's actions. Thus in the matter
of obedience to the law, the law must be a particular end or purpose
of a particular citizen if he is to act in obedience to it. A statute for
example, must in some sense be his statute (taken into his ends).
Suppose it is a statute which provides the law for my case as a
judge (where A B and C judgment against the defendant). Now, if
we are able to say that the statute is the defendant's own statute has
not the crossing of the particularity void been authorised in the only
way possible; that is, by the authority of the particular himself? Of
course the statute does not have to be his statute in any immediate
way. He may not even know about it. But if the statute is authorised
by his community or constitution (the community or constitution
taken into his ends) that may be enough.
Usually these questions are not explicitly raised, for the simple
reason that, generally speaking, only citizens are brought to answer
charges before courts, and citizens are precisely those of whom it can
be said: the laws, including the statutes, are their laws. The point
should not be misunderstood. Because someone breaks a law it does
not follow that he disowns the law. Most convicted criminals do not
do this, but, rather, maintain their basic allegiance to their legal
system notwithstanding even an inclination to offend again when the
opportunity arises. What charges them is their community, and since
it is their community its laws are their laws in the fundamental sense.
Of course some law-breakers do disown the whole legal system that
charges them. And thus the laws are not their laws: they are external
to the law and strictly speaking at war with the community in the
Hobbesian sense (there are many problems with the analysis of
particular reasoning in war which we shall not here consider). But
occasionally the accused's particular connexion to the statute can be
raised. Consider this well-known case from Jennings:
Parliamentary supremacy means, secondly, that Parliament can
legislate for all persons and all places. If it enacts that smoking
in the streets of Paris is an offence, then it is an offence.
Naturally, it is an offence by English law and not by French law,
and therefore it would be regarded as an offence only by those
who paid attention to English law. The Paris police would not
at once begin arresting all smokers, nor would French criminal
courts begin inflicting punishments upon them. But if any
Frenchman came into any place where attention was paid to
English law, proceedings might be taken against him. If, for
mistake. Yet still particularity holds out. Why I? Why this it? There
is required here a category leap: the particularity void cannot be
crossed by reason. In the end, according to this reasoning, it is only
God as particular (as my particular friend), rather than God as the
(ideal) conclusion of a philosophical meditation, who can make
the whole fullness of practical reasoning. Finnis notices the deep
uncertainty of Plato and Aristotle in their knowledge of God's nature
and relation to the world;57 and holds that only a revealed and
particular (therefore loving) God can cover that void (that void which
we can see as a particularity void).
Without some revelation more revealing than any that Plato or
Aristotle may have experienced, it is impossible to have sufficient
assurance that the uncaused cause of all the good things of this
world (including our ability to understand them) is itself a good
that one could love, personal in a way that one might imitate, a
guide that one should follow, or a guarantor of anyone's practical
reasonableness.58
It is friendship with the particular God which overcomes the subject
void: my rebellion to god-head is quelled. And it overcomes the
object void too in a way that is not merely definitional. Finnis's broad
definition of practicality (we earlier saw) is one which ignores the
object void. I set out more fully a passage I quoted briefly earlier:
But as the argument unfolds, we can see that it works, i.e.
induces understanding and knowledge of what is a full and
proper human existence, precisely by getting you to "imagine
yourself in a situation where you would be . . .", and asking
"Would you settle for this?"
True, the argument gets you to acknowledge something which
can indeed be expressed in a proposition about human nature.
But it does this by getting you to consider a question which,
though hypothetical, is none the less practical. (For the argument
would work in just the same way if the question were not
hypothetical but required of you a choice here and now between
the alternative lives (forms of life); thus its being hypothetical
does not remove its radically practical character.)*
A "full and proper human existence" conceived in friendship with a
particular God is particularity enough. The wonderfully incisive
definition of practicality that Finnis offers (the proposition "I think
X" is practical if the "I think" is not transparent to X)60 focuses
practical thought in the subject, which is not god-head when it is the
friend of the particular God. The object void is then not noticed. I,
57
Ibid., at p . 397.
58
Ibid., p . J3?9O8. .
1UIU. , JJ.
w
Supra, note 41.
60
Ibid., at p. 3.
The common law is the ordinary law in two main senses. The term
came into our law from canon law:
The term common law (ius commune, lex communis, commun
dreit, commune lei) is not as yet a term frequent in the mouths
of our temporal lawyers. On the other hand, ius commune is a
phrase well known to the canonists. They use it to distinguish
the general and ordinary law of the universal church both from
any rules peculiar to this or that provincial church, and from
those papal privilegia which are always giving rise to ecclesiastical
litigation.61
These two senses of ordinary, not a local peculiarity and not a
privilege, passed into the secular law of England to give it its name:
From the ecclesiastical it would easily pass into the secular
courts. A bishop of Salisbury in 1252 tells the pope how, acting
as a papal delegate, he has decided that the common law makes
in favour of the rector of one church and against the vicar of
another. The common law of which he speaks is the common
law of the catholic church; but this bishop is no other than
William of York, who owes his see to the good service that he
has done as a royal justice. In connexion with English temporal
affairs we may indeed find the term ius commune in the Dialogue
on the Exchequer; the forest laws which are the outcome of the
king's mere will and pleasure are contrasted with the common
law of the realm. A century later, in Edward I's day, we
frequently find it, though lex communis (commune lei) has by
this time become the more usual phrase. The common law can
then be contrasted with statute law; still more often it is
contrasted with royal prerogative; it can also be contrasted with
local custom: in short it may be contrasted with whatever
is particular, extraordinary,
62
special, with "speciality" (aliquid
speciale, especialte).
are not intrinsically reasonful and (which is the same thing) they are
not common. Of course, the law of the recognition of statutes (or of
the King's will) is common law: "apply what it is reasonable to apply"
is common law (or to be more precise the elaboration of what it is
reasonable to apply is common law). This is B, distinguished from A
"apply what is reasonable" in which (latter) reasonableness qualifies
the thing applied (legislation) not the act of application (common
law). Legislation was the fourth of our law-determining processes.
The other three processes (adjudication, advice and interpretation)
have creative elements as well; so some care is needed in identifying
the sense in which they are common. A special response to a legal
problem, an advice or a clarification, is not itself common, but the
reason of the common law being intrinsic to these processes (in the
way stated in part I) they are quickly submerged in the commonality
("The assizes of Henry II had worked themselves into the mass of
unenacted law, and their text seems already to be forgotten:" Pollock
& Maitland).63 Adjudications, too, are made and therefore special.
No one has ever pretended that adjudications were simply found (as
though judges consulting their books were consulting a speaking
oracle); but the common law, that which governed the adjudication,
was found not made. It had to be: if it were made it would be special
not common. It would be the law of judges not the law of commons
(a term we might now translate as people). The common law is quite
clear here. It is the modern jurisprudence with its ideas of prospective
overruling and judicial law-making which are confused.64 To say in
this way that law is found not made is no licence for conservatism in
the common law. Quite the opposite, really. Judges tend to be
conservative in temperament. If they make the law they will therefore
tend to make it conservatively. If, on the other hand, they find the
law in the people, and the people change, the law changes.65
A common law judge finds the law in the people. Our judge faced,
like Davout, with the object particularity void found in the consent
of the object citizen an authority to cross that void. But why judge-
subject and citizen-object? It is as though we are thinking of law as
something that exists for judges as subjects (the extreme of the judge-
centredness in jurisprudence that Raz rejected). Law (and judges)
exist for citizens, not vice-versa. Thus the citizen-object void is more
truly the citizen-subject void. And the fullness of law as practical
a
Ibid., p . 176.
64
Op. tit., note 3 at pp. 201-204.
65
A way in which this might translate into a programme of judicial reform in administrative law I
have offered in op. at. note 7.
reason is achieved when the law that judges apply is law that has
crossed the citizen subject void; when law is in a true sense the
citizen's law; when law is common law.
What is it, then, for law to be citizen's law? One answer is to
state the conditions under which law is taken into citizens' ends.66
Another is to ask whether there is law other than as citizen's law?
Hart distinguished internal attitudes to law from external,67 and this
provided the central element in his concept of law; but there was a
curious ambivalence here. What was internal to what? Was citizen
internal to rule; or rule internal to citizen? Most of what Hart says
suggests the former. For example:
It is important to distinguish the external statement of fact
asserting that members of society accept a given rule from the
internal statements of the rule made by one who himself accepts
it.68
It is as though the rule is constituted by those internal to it. But for
our present purposes the more interesting idea of internality is not
that when citizen is internal to law, but that when the rule or the law
is something that the citizen has taken as his own end, as Socrates
did the law of Athens. Then the law is internal to the citizen. It is
this second idea of internality which is needed to complete our
account of the practicality of law.
Let us compare a citizen who has law internal to him with one
who treats law externally. Suppose a judge applies law to an external
person (let us say he committed a criminal offence the penalty for
which was gaol). The first thing to notice is that since the criminal is
external he cannot be punished. But as I don't want here to get into
the intricacies of the theory of punishment, I had better say the
second thing. The judge is given no authority to cross the object
particularity void. The law is not the external person's end (it has
not crossed his subject void); so if he is to be treated as a particular
end in self the law cannot be applied to him. To treat him as end in
self is to treat him as subject. Treating him as subject, this law to be
applied to him is no common law because it is not his law. The
judge's practical reason is incomplete. If he thinks about it he is
brought to a halt as Davoiit was. He might cross the particularity
void by force (or habit, or uncaring brutishness) but not by law. In
one sense by law. The judge may think himself bound by law (as
Davout was by French law before he saw Pierre as particular). But
that is a special law, a law for the judge. It is not common law. On
66
Op. tit. note 7, which is concerned to state those conditions. See particularly chapter 7.
67
Op. tit. note 42.
68
Ibid, at p . 244.
the other hand, for the judge to apply law to an internal citizen (one
for whom the law is an end) the matter is quite different. There is
then (as we suggested in part II) authority to cross the particularity
void. As we have seen, the fact that a citizen has broken the law
does not mean law is not his end (internal to him). Some criminals
do abandon the law and their community entirely (or they have never
had it in them). Others do not, recognising that the law and their
community is deeply theirs, and therefore something wronged by
their crime (the sense here is of their having wronged themselves by
breaking their law). Only these may be punished, because only those
who have wronged themselves may be punished (though hardly by
the bestial institutions which we run today in the name of punishment).
The difference between internal and external citizens in practical
theorising about law has been noticed by John Finnis, who asks of
Hart's conception of the internal attitude:
But is there any reason not to apply to the philosophical concept
of the "internal viewpoint" those philosophical techniques
applied by Hart in his philosophical analysis of "law"—viz the
identification of a central or standard instance among other
recognizable but secondary instances?69
And answers:
we are led to adopt the position Hart was concerned to reject
when he advanced his list of possible sufficient motivations for
allegiance to law: the position that law can only be fully
understood as it is understood by those who accept it in the way
that gives it its most specific mode of operation as a type of
reason for acting, viz those who accept it as a specific type of
moral reason for acting. Once one abandons, with Hart, the bad
man's concerns as the criterion of relevance in legal philosophy,
there proves to be little reason for stopping short of accepting
the morally concerned man's concerns as that criterion . . .
Analytical jurisprudence rejoins the programme of philosophi-
zing about human affairs, the programme whose conditions have
been identified by Aristotle: We hold that in all such cases the
thing really
70
is what it appears to be to the mature man [the
spoudaios].
" "Revolutions and Continuity of Law" in Oxford Essays in Jurisprudence (2ndseries) ed. Simpson
(Oxford 1973) p. 74.
™ Ibid., at 74-75.
71
Nic. Eth. 1176a 17.
72
JAK Thomson, Penguin, p. 298; John Warrington, Everyman, p. 224.