4.4-Judge-Alpajora-vs-Atty-Calayan - DONE
4.4-Judge-Alpajora-vs-Atty-Calayan - DONE
4.4-Judge-Alpajora-vs-Atty-Calayan - DONE
D E C I S I O N
GESMUNDO,J.:
efore the Court is a Counter-Complaint1 filed by complainant (Ret.) Judge Virgilio
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Alpajora (Complainant) against respondent Atty. Ronaldo Antonio V. Calayan
(Respondent), which originated from an administrative complaint filed by the latter
against the former beforetheOfficeoftheCourtAdministrator(O CA)forignoranceof
the law and/or issuance of undue order. The administrative complaint against Judge
Alpajora was dismissed by the Court in a Resolution,2 dated March 2, 2009, on the
ground that the matters raised therein were judicial in nature.
The Antecedents
rior to this case, an intra-corporate case docketed as Civil Case No. 2007-10 and
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entitled "C alayan Educational Foundation Inc. (CEFI), Dr. Arminda Calayan, Dr.
Bernardita Calayan-Brion and Dr. Manuel Calayan vs. Atty. Ronalda A.V. Calayan,
SusanS.CalayanandDeannaRachelleS.Calayan,"wasfiledbeforetheRegionalTrial
Court (RTC) of Lucena City designated as commercial court and presided by Judge
Adolfo Encomienda. Respondent was President and ChairmanoftheBoardofTrustees
of CEFI. He signed and filed pleadings as "Special Counsel pro se" for himself. Court
proceedings ensued despite several inhibitions by judges to whom the case was
re-raffleduntilitwasfinallyre-raffledtocomplainant.Thereafter,complainantissuedan
OmnibusOrder,4 datedJuly11,2008forthecreationofamanagementcommitteeand
the appointment of its members. That Order promptedthefilingoftheadministrative
case against the Judge Alpajora.
he administrative case against complainant was dismissed. The Court, however,
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referred the comment/opposition with counter-complaint filed by complainant in the
administrativecaseagainsthimtotheOfficeoftheBarConfidant(OBC)forappropriate
action.
he OBC deemed it proper to re-docket the counter-complaint as a regular
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administrative case against respondent. Thus, in a Resolution,5 dated June 3, 2009,
upon recommendation oftheOBC,theCourtresolvedtorequirerespondenttosubmit
his comment on the counter-complaint.
I n its Resolution,6 dated September 9, 2009, the Court noted respondent's comment
and referred the administrative case to the Integrated BarofthePhilippines(I BP)for
investigation, report and recommendation.
fteramandatoryconferencebeforetheIBP,bothpartiesweredirectedtosubmittheir
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respective verified position papers.
Position of complainant
omplainant alleged that he partially tried and heard Civil Case No. 2007-10, an
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intra-corporatecasefiledagainstrespondent,whenhelatervoluntarilyinhibitedhimself
from it on account of the latter's filing of the administrative case against him.
he intra-corporate case was previously tried by Presiding Judge Adolfo Encomienda
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(Presiding Judge Encomienda) until he voluntarily inhibited after respondent filed an
UrgentMotiontoRecuseandaSupplementtoDefendant'sUrgentMotiontoRecuseon
the grounds of undue delayindisposingpendingincidents,grossignoranceofthelaw
and gross inefficiency.7 ThemotionscameafterPresidingJudgeEncomiendaissuedan
order appointing one Atty. Antonio Acyatan (A tty. Acyatan) as receiver, who was
directed to immediately take over the subject corporation.
fter Presiding Judge Encomienda inhibited himself, the case was re�raffled to the
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salaofExecutiveJudgeNormaChionglo-Sia,whoalsoinhibitedherselfbecauseshewas
about to retire. The case was referred to Executive Judge Eloida R. de Leon-Diaz for
proper disposition and re�raffle.8 The case wasfinally raffled to complainant.9
omplainant averred that the administrative case against him by respondent was
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brought about by his issuance of the omnibus order, dated July 11, 2008, where he
ordered the creation of a management committee and appointment of its members.
Meanwhile, the RTC resolved that Atty. Acyatan continue to discharge his duties and
responsibilitieswithsuchpowersandauthorityasthecourt-appointedreceiver.Thetrial
courtalsoauthorizedthefoundationtopayAtty.Acyatanreimbursementexpensesand
professional charges. Complainant claimed that his order was not acceptable to
respondent because he knew theimportandeffectofthesaidorderthathe,together
with his wife and daughter, would lose their positions as Chairman, Treasurer and
Secretary, respectively, and as members of the Board ofTrustees of the CEFI.10
Complainant further claimed that before the records of Civil Case 2007-10 was
t ransmitted to his sala and after he had inhibited from said case, respondent filed
thirteen(13)civilandspecialactionsbeforetheRTCofLucenaCity.11 Atty.Calayanalso
filed two (2) related intra-corporate controversy cases - violating the ruleonsplitting
causes of actions - involving the management and operation of the foundation.
Accordingtocomplainant,theseshowedthepropensityandpenchantofrespondentin
filing cases, whether or not they are baseless, frivolous or unfounded, with no other
intention but to harass, malign and molesthisopposingparties,includingthelawyers
andthehandlingjudges.Complainantalsorevealedthatrespondentfiledtwo(2)other
administrative cases againstajudgeandanassistingjudgeintheRTCofLucenaCity,
which were dismissed because the issues raised were judicial in nature.12
omplainant also disclosed that before his sala, respondent filed eighteen (18)
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repetitious and prohibited pleadings.13 Respondent continuously filed pleadings after
pleadings as if to impress upon the court to finish the mainintra-corporatecasewith
suchspeed.Tocomplainant'smind,theultimateandulteriorobjectiveofrespondentin
filingthenumerouspleadings,motions,manifestationandexplanationswastoprevent
thetakeoverofthemanagementofCEFIandtofinallydismissthecaseatthepre-trial
stage.
omplainant further revealed that due to the series of motions for recusation or
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inhibitionofjudges,thereisnopresidingjudgeinLucenaCityavailabletotryandhear
the Calayan cases. Moreover, respondent filed nine (9) criminal charges against
opposinglawyersandtheirrespectiveclientsbeforetheCityProsecutorofLucenaCity.
In addition, there were four (4) administrative cases filed against opposing counsels
pending before the IBP Commission on Bar Discipline.14
asedontheforegoing,complainantassertedthatrespondentcommittedthefollowing:
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(1) serious and gross misconduct in his duties ascounselforhimself;(2)violatedhis
oathaslawyerfor[a]hisfailuretoobserveandmaintainrespecttothecourts(Section
20(b), Rule 138, RulesofCourt);[b]byhisabuseofjudicialprocessthrumaintaining
actions or proceedings inconsistent with truth and honor and his acts to mislead the
judge by false statements(Section20(d),Rule138);(3)repeatedlyviolatedtherules
of procedures governing intra-corporate cases and maliciously misused the same to
defeat the ends of justice; and (4) knowingly violated the rule against the filing of
multiple actions arising from the same cause of action.
Position of respondent
I n his Position Paper,15 respondent countered that the subject case is barred by the
doctrine ofres judicata.
espondent also claimed that the counter-complaint was unverified and thus, without
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complainant'sownpersonalknowledge;instead,itisincontrovertibleproofofhislackof
courtesy and obedience toward proper authorities and fairness to a fellow lawyer.19
urther, respondent maintained that complainant committed the following: 1) grossly
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unethical and immoral conduct by his impleading a non-party;20 (2) betrayal of his
lawyer's oath and the Code of Professional Responsibility (C PR);21 (3) malicious and
intentional delay in not terminating the pre-trial, in violation of the Interim Rules
22
because he ignored the special summary nature of the case;23 and (4) misquoted
provisions of law and misrepresented the facts.24
I n any case, based on the parties' position papers, the Investigating Commissioner
concluded thatrespondentviolatedSection20,Rule138oftheRulesofCourt,28 Rules
8.01, 10.01 to 10.03, 11.03, 11.04, 12.02 and 12.04 of the CPR29 and, thus,
recommended his suspension from the practice of law for two (2) years,30 for the
following reasons:
econd, respondent committed misrepresentation when he cited a quote fromformer
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Chief Justice Hilario Davide, Jr. as a thesis when, in fact, it was a dissentingopinion.
The Investigating Commissioner further opined that describing the supposed
discussions by the judge with respondent's adverse counsels as contemplated crimes
and frauds is not only grave but also unfounded and irrelevant to the present case.32
hird, respondent grossly abused his right of recourse to the courts by the filing of
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multiple actions concerning the same subject matter orseekingsubstantiallyidentical
relief.33 He admitted filing pleadings indiscriminately, but arguedthatitwaswithinhis
right to do so and it was merely for the purpose of saving CEFI from imminent
downfall.34 TheInvestigatingCommissioneropinedthatthefilingofmultipleactionsnot
only was contemptuous, but also a blatant violation of the lawyer's oath.35
ourth, respondent violated Canon 11 of the CPR by attributing to complainant
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ill-motivesthatwerenotsupportedbytherecordorhadnomaterialitytothecase.36 He
charged complainant with coaching adverse counsel on account of their alleged close
ties, inefficiency in dealing with his pleadings, acting with dispatch on the adverse
party's motions, partiality to the plaintiffs because he was a townmate of Presiding
Judge Encomienda, and arriving at an order without predicating the same on legal
bases under the principle of stare decisis.37 According to the Investigating
Commissioner, these charges are manifestly without any basis and also established
respondent's disrespect for the complainant.38
I n aResolution,41 datedMay4,2014,theIBPBoardofGovernorsdeniedrespondent's
motionforreconsiderationastherewasnocogentreasontoreversethefindingsofthe
ommission and the motion was a mere reiteration of the matterswhichhadalready
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been threshed out.
ence,pursuanttoSection12(b),Rule139-BoftheRulesofCourt,42 theResolutionof
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the IBP Board of Governors, together with the whole record of the case, was
transmitted to the Court for final action.
he Court adopts the findings of the Investigating Commissioner and the
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recommendation of the IBP Board of Governors.
I tbearsstressingthatmembershipinthebarisaprivilegeburdenedwithconditions.It
is bestowed upon individuals who are not only learned in law, but also known to
possess good moral character. Lawyers should act and comport themselves with
honesty and integrity in a manner beyond reproach, in order to promote the public's
faith in the legal profession.43
heCourt,however,emphasizesthatacasefordisbarmentorsuspensionisnotmeant
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tograntrelieftoacomplainantasinacivilcase,butisintendedtocleansetheranksof
the legal profession of its undesirable members in order toprotectthepublicandthe
courts.44 Proceedings to discipline erring members of the bar are not instituted to
protect and promote the public good only, but also to maintain the dignity of the
profession by the weeding out of those who have proven themselves unworthy
thereof.45
I n this case, perusal of the records reveals that Atty. Calayan has displayed conduct
unbecoming of a worthy lawyer.
snotedbytheIBPInvestigatingCommissioner,respondentdidnotdenyfilingseveral
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cases,bothcivilandcriminal,againstopposingpartiesandtheircounsels.Inhismotion
for reconsideration of the IBP Board ofGovernors'Resolution,heagainadmittedsuch
actsbutexpressedthatitwasnotill-willed.HeexplainedthattheplacingofCEFIunder
receivership and directing the creation of a management committee and the
continuationofthereceiver'sdutiesandresponsibilitiesbyvirtueoftheOmnibusOrder
spurred his filing of various pleadings and/or motions.46 It wasinhisdesperationand
arnest desire to save CEFI from further damage that he implored the aid of the
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courts.47
heCourtismindfulofthelawyer'sdutytodefendhisclient'scausewithutmostzeal.
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However, professional rules impose limits on a lawyer's zeal and hedge it with
necessaryrestrictionsandqualifications.48 Thefilingofcasesbyrespondentagainstthe
adverse parties and their counsels, as correctly observed by the Investigating
Commissioner,manifestshismaliceinparalyzingthelawyersfromexertingtheirutmost
effortinprotectingtheirclient'sinterest.49 Evenassumingarguendothatsuchactswere
done without malice, it showed respondent's gross indiscretion as a colleague in the
legal profession.
s officers of the court, lawyers are duty-bound to observe and maintain the respect
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due to thecourtsandjudicialofficers.Theyaretoabstainfromoffensiveormenacing
language or behavior before the court and must refrain from attributing to a judge
motives that are not supported by the record or have no materiality to the case.50
x x x
ule11.04AlawyershallnotattributetoaJudgemotivesnotsupportedby
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the record or have no materiality to the case.
In light of the foregoing, the Court finds respondent guilty of attributingunsupported
ill-motivestocomplainant.Itmustberememberedthatalllawyersareboundtouphold
the dignity and authority of the courts, and to promote confidence in the fair
administrationofjustice.Itistherespectforthecourtsthatguaranteesthestabilityof
the judicial institution; elsewise, the institution would be resting on a very shaky
foundation.54
ence, no matter how passionate a lawyer istowardsdefendinghisclient'scause,he
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must not forget to displaytheappropriatedecorumexpectedofhim,beingamember
ofthelegalprofession,andtocontinuetoaffordproperandutmostrespectduetothe
courts.
I tcannotbegainsaidthatcandidness,especiallytowardsthecourts,isessentialforthe
expeditiousadministrationofjustice.Courtsareentitledtoexpectonlycompletecandor
and honesty from the lawyers appearing and pleading before them. A lawyer, on the
other hand, has the fundamental duty to satisfy that expectation. Otherwise, the
administration of justice would gravely suffer if indeed it could proceed at all.55
I nhisMotionforReconsideration56 oftheResolutiondatedFebruary10,2014oftheIBP
Board of Governors, respondent wrote:
Anent, the Respondent's alleged commission of falsehood in his pleadings,
suffice it to state that if certain pleadings prepared by the Respondent
containedsomeallegationsthatturnedouttobeinaccurate,thesamewere
nevertheless unintentional and only arose out of the Respondent's honest
misappreciation of certain facts;57
Therecords,however,showedthatrespondent'sallegationswerenotbroughtaboutby
mere inaccuracy. For one ofhisargumentsagainstthecomplainant,respondentrelied
on Rule 9 of the Interim Rules of Procedure for Intra-Corporate Controversies which
provides:
SECTION 1. Creation of a ManagementCommittee.-Asanincidenttoany
of the cases filed under these Rules or the Interim Rules on Corporate
Rehabilitation,APARTYMAYAPPLYfortheappointmentofamanagement
committee for the corporation, partnership or association, when there is
imminent danger of: x x x [Emphasis supplied]
He stressed that the courts cannot motu proprio legally direct the appointment of a
management committee when the Interim Rules predicate such appointment
exclusivelyupon the application of a partyin thecomplainta quo.58
yemployingtheterm"exclusively"todescribetheclassofpersonswhocanapplyfor
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theappointmentofamanagementcommittee,59 respondenttriedtomisleadtheCourt.
Lawyersarewellawareofthetenorofaprovisionoflawwhen"may"isused."May"is
construed as permissive and operating to confer discretion.60 Thus, when the Interim
Rulesstatedthat"a partymayapplyxxx,"itdidnotconnoteexclusivitytoacertain
class. It simply meant that should a partyoptfortheappointmentofsuch,itmaydo
so. It does not, however, exclude the courts from ordering the appointment of a
management committee should the surrounding circumstances of the case warrant
such.
urther, as regards his alleged misquotation, respondent argues that he should have
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been cited in contempt. He found justification inCortes vs. Bangalan,61 to wit:
x x x. The alleged offensive and contemptuous language contained in the
letter-complaint was not directed to the respondent court. As observed by
the Court Administrator, "what respondent should have done in this
particular caseisthatheshouldhavegiventheCourt(SupremeCourt)the
opportunity to rule on the complaint and not simply acted precipitately in
citingcomplainantincontemptofcourtinamannerwhichobviouslysmacks
of retaliation rather than the upholding of a court's honor."
judgemaynotholdapartyincontemptofcourtforexpressingconcernon
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hisimpartialityevenifthejudgemayhavebeeninsultedtherein.Whilethe
powertopunishincontemptisinherentinallcourtssoastopreserveorder
in judicial proceedings and to uphold the due administration of justice,
judges, however, should exercise their contempt powers judiciously and
sparingly, with utmost restraint, and with the end in view of utilizing their
contempt powers for correction and preservation not for retaliation or
vindication.62
As correctly pointed out by the Investigating Commissioner, the jurisprudence quoted
precisely cautions a judge against citing a party in contempt, which is totally
contradictorytothepositionofrespondent.Hemisrepresentedthetextofadecision,in
violation of the CPR.
I ronically, Atty. Calayan's indiscriminate filing of pleadings, motions, civil andcriminal
cases, and even administrative cases against different trial court judges relating to
controversiesinvolvingCEFI,infact,runscountertothespeedydispositionofcases.It
frustrates the administration of justice. It degrades the dignity and integrity of the
courts.
lawyer does not have an unbridled right to file pleadings, motions and casesashe
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pleases. Limitations can be inferred from the following rules:
1. Rules of Court
1. R
ule 71, Section 3.Indirect Contempt to be PunishedAfter Charge
and Hearing. - After charge in writing has been filed,and an
opportunity given to the respondent to comment thereon within such
eriod as may be fixed by the court and to be heard by himself or
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counsel, a person guilty of any of the following acts may be punished
for indirect contempt:
x x x
x x x
1. C
anon 1 - A lawyer shall uphold the constitution, obey the laws of the
land and promote respect for law and for legal processes.
2. C
anon 10, Rule 10.03 - A lawyer shall observe the rules of procedure
and shall not misuse them to defeat the ends of justice.
3. C
anon 12 - A lawyer shall exert every effort and consider it his duty
to assist in the speedy and efficient administration of justice.
4. C
anon 12, Rule 12.04 - A lawyer shall not unduly delay a case,
impede the execution of a Judgment or misuse Court processes.
or having violated the CPR and the Lawyer's Oath, respondent's conduct should be
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meted with a commensurate penalty.
HEREFORE, the Court ADOPTS and APPROVES the Resolution of the Integrated
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Bar of the Philippines - Board of Governors dated September 28, 2013. Accordingly,
Atty. Ronaldo Antonio V. Calayan is foundGUILTYofviolatingTheLawyer'sOathand
TheCodeofProfessionalResponsibilityandheisherebyorderedSUSPENDEDfromthe
practice of law for two (2) years, with a STERN WARNING that a repetition of the
same or a similar offense will warrant the imposition of a more severe penalty.
et copies of this decision be furnished the: (a) Office of the Court Administrator for
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dissemination to all courts throughout the countryfortheirinformationandguidance;
(b)theIntegratedBarofthePhilippines;and(c)theOfficeoftheBarConfidant.Leta
copy of this decision be attached to the personal records of the respondent.
SO ORDERED.
NOTICE OF JUDGMENT
Sirs/Mesdames:
lease take notice that on January 10, 2018 a Decision/Resolution, copy attached
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herewith,wasrenderedbytheSupremeCourtintheabove-entitledcase,theoriginalof
which was received by this Office on January 30, 2018 at 11:13 a.m.
(SGD)
FELIPA G. BORLONGAN-ANAMA
Endnotes: