Maine Supreme Court .01.24.24
Maine Supreme Court .01.24.24
Maine Supreme Court .01.24.24
Decision: 2024 ME 5
Docket: Ken-24-24
Submitted on
Memoranda: January 24, 2024
Decided: January 24, 2024
Panel: STANFILL, C.J., and MEAD, JABAR, HORTON, CONNORS, and DOUGLAS, JJ., and
HUMPHREY, A.R.J.
DONALD J. TRUMP
v.
PER CURIAM
article VI, Section 3, of the Constitution, the judiciary in this state is not
empowered to render advisory opinions.” Bar Harbor Banking & Tr. Co. v.
Alexander, 411 A.2d 74, 76 (Me. 1980). Consistent with our judicial role, and to
id.; State v. Me. State Emps. Ass’n, 482 A.2d 461, 463, 465 (Me. 1984). “The
reasons for the final judgment rule are many and strong. It helps curtail
the trial process; it serves the goal of judicial economy; and it saves the
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appellate court from deciding issues which may ultimately be mooted, thus not
only leaving a crisper, more comprehensible record for review in the end but
also in many cases avoiding an appeal altogether.” Me. State Emps. Ass’n, 482
A.2d at 464.
County, Murphy, J.) remanding to the Secretary of State the matter in which the
the United States Donald J. Trump as a candidate for the Maine Republican
qualification on his candidate consent form. Because the appeal is not from a
I. BACKGROUND
petition for his candidacy for President of the United States and submitted a
presidential primary. See 21-A M.R.S. § 336 (2023), amended by P.L. 2023, ch.
304, § A-5 (emergency, effective June 26, 2023) (to be codified at 21-A M.R.S.
3
§ 336); P.L. 2023, ch. 389, § 2 (effective Oct. 25, 2023) (to be codified at
information, stated his voting residence, and included his notarized signature
Candidate’s Consent
21-A M.R.S. § 336(3); 21-A M.R.S. § 337(2)(A) (2023). Rosen, Saviello, and
Strimling together argued that Trump should be removed from the primary
1 Because two of the challengers, Mary Anne Royal and Paul Gordon, have not appealed from the
Secretary of State’s decision on their challenges or from the trial court’s order, we do not discuss the
issues that they raised in their challenges.
4
States “to support the Constitution of the United States,” Trump “engaged in
insurrection or rebellion against the same,” which precludes him from holding
Const. amend. XIV, § 3.2 The Secretary of State held a hearing in accordance
with 21-A M.R.S. § 337 and the Maine Administrative Procedure Act, 5 M.R.S.
required to determine, after the hearing, whether “any part of the declaration”
in the candidate consent form was false, thereby rendering the consent and the
primary petition void. 21-A M.R.S. § 336(3) (“If, pursuant to the challenge
procedures in section 337, any part of the declaration is found to be false by the
Secretary of State, the consent and the primary petition are void.”).
[¶5] On December 19, after the hearing and the parties’ initial briefing,
the Colorado Supreme Court certified an opinion holding that Trump was
8770111, --- P.3d --- (Colo. Dec. 19, 2023), cert. granted sub nom. Trump v.
Anderson, No. 23-719, 2024 WL 61814 (U.S. Jan. 5, 2024). On December 21,
2023, the Secretary of State accepted supplemental briefs from the parties
she concluded that she had the authority to exclude unqualified candidates
from the primary ballot and found that Trump was not qualified to appear on
the ballot because he had sworn, as President, to support the United States
Constitution and had then engaged in insurrection against the United States.
See U.S. Const. amend. XIV, § 3. She suspended the effect of her decision until
[¶7] Trump timely appealed to the Superior Court by filing a petition for
review of final agency action on January 2, 2024, within five days after the
Secretary of State issued her decision. See 21-A M.R.S. § 337(2)(D); 5 M.R.S.
§§ 11001, 11002 (2023); M.R. Civ. P. 80C. Among other proceedings in the
Superior Court, Trump moved to stay the court proceedings after the Supreme
Court of the United States issued a writ of certiorari on his appeal from
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Anderson v. Griswold, No. 23SA300, 2023 WL 8770111, --- P.3d ---. The
Secretary of State and Rosen, Saviello, and Strimling opposed Trump’s motion
to stay.
[¶8] After receiving briefs from all parties and several amici, the court
entered an order on January 17, 2024. Among other rulings, the court denied
parties, the effect of the Secretary of State’s ruling pending the outcome of the
United States Supreme Court’s decision in Anderson; and remanded the matter
Court reaches a decision in Anderson. The court reasoned that a remand was
the Superior Court on January 19, 2024, within the three-day period
established by section 337(2)(E). See also M.R. Civ. P. 80C(n); 5 M.R.S. § 11008
3 See Bar Harbor Banking & Tr. Co. v. Alexander, 411 A.2d 74, 77 (Me. 1980) (explaining the
“judicial policy of not deciding an issue concerning which an administrative agency has decision
capacity until after the agency has considered the issue” (alteration and quotation marks omitted)).
7
(2023). On that same day, we ordered the Secretary of State and any other
on appeal applies.
II. DISCUSSION
[¶10] An appeal to the Law Court is generally “not ripe for appellate
review unless the appeal is from a final judgment.” Stewart Title Guar. Co. v.
State Tax Assessor, 2006 ME 18, ¶ 3, 892 A.2d 1162. It is well settled that when
a matter has been remanded to an agency for further proceedings, the Superior
Court decision is not a final judgment because it does not fully decide and
Dep’t of Marine Res., 2017 ME 147, ¶ 5, 167 A.3d 552 (quotation marks
omitted); see also, e.g., Fox Islands Wind Neighbors v. Dep’t of Env’t Prot., 2015
ME 53, ¶ 9, 116 A.3d 940. Rule 80C(m) expressly contemplates that any appeal
to us occurs after the remand and that issues generated before a remand to an
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agency will be considered if raised in an appeal brought after the entry of a final
judgment.4 See also Farrell v. State, Dep’t of Hum. Servs., 415 A.2d 828, 829 (Me.
does not foreclose later review of the whole case to determine whether he has
orders “when the remaining action [was] essentially ministerial, such as the
formal issuance of a permit,” Est. of Pirozzolo, 2017 ME 147, ¶ 5, 167 A.3d 552
(quotation marks omitted). The remand order here, however, directs actions
that are more than ministerial. Where “the issue which the parties seek to
present to this court might be affected by the action taken pursuant to the
remand order, we will usually refrain from entertaining the appeal.” Id.
(A) there is statutory authorization for an interlocutory appeal and (B) two
4“If the court remands the case for further proceedings, all issues raised on the court’s review of
the agency action shall be preserved in a subsequent appeal taken from a final judgment entered on
review of such agency action.” M.R. Civ. P. 80C(m). The 1997 Advisory Committee’s Note to Rule
80C(m) states, “Rule 80C(m) is amended to clarify that an order of remand from the Superior Court
to the governmental agency is not a final judgment from which an appeal lies, absent special
circumstances.”
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judicially created exceptions to our final judgment rule apply: (1) the judicial
economy exception and (2) the death knell exception. See Me. State Emps. Ass’n,
enter a final opinion on the merits of the matter before us. The judicial review
E. Any aggrieved party may appeal [to the Law Court] the decision
of the Superior Court, on questions of law, by filing a notice of
appeal within 3 days of that decision. . . . As soon as the record and
briefs have been filed, the court shall immediately consider the
case. The court shall issue its decision within 14 days of the date of
the decision of the Superior Court.
In accordance with section 337(2)(D), the Superior Court conducted the action
by following Rule 80C of the Maine Rules of Civil Procedure, which provides
that “[t]he manner and scope of review of final agency action or the failure or
Court decided to “[r]emand the case for further proceedings . . . or take such
from a particular interlocutory order. Me. Cent. R.R. Co. v. Bangor & Aroostook
R.R. Co., 395 A.2d 1107, 1113 (Me. 1978). For instance, the Legislature has
Champagne v. Victory Homes, Inc., 2006 ME 58, ¶ 7, 897 A.2d 803. We review
though the orders do not finally resolve a child protection matter: “A party
may appeal directly to the Supreme Judicial Court sitting as the Law Court . . . .”
2, ¶ 12, 863 A.2d 280. By statute, certain decisions in criminal matters may also
rule allowing immediate appeal of such interlocutory orders.” Me. Cent. R.R. Co.,
section 337(2)(D) states that the appeal “must be conducted in accordance with
the Maine Rules of Civil Procedure, Rule 80C, except as modified by this
section.” Nothing in section 337 modifies the final judgment rule or authorizes
any interlocutory appeal. Moreover, the statute requires the Superior Court to
“issue a written decision containing its findings of fact and conclusions of law
and setting forth the reasons for its decision.” 21-A M.R.S. § 337(2)(D). By
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of the Superior Court” and the direction in the statute that we “issue [a]
decision” within fourteen days after the Superior Court’s decision, id.
Town of Camden, 2016 ME 27, ¶ 14 & n. 4, 132 A.3d 1183 (citing Me. Const. art.
Maine’s government and prohibiting any branch from exercising the powers of
that period may not be the final word in the matter, but it decides the case as it
has been presented to us. Accordingly, we are not persuaded that the statute
appeal.5
We note this is not the first time a matter has been remanded to the Secretary of State upon the
5
Superior Court’s judicial review of an election-related decision. In Reed v. Sec’y of State, 2020 ME 57,
232 A.3d 202, the Secretary of State issued a decision declaring a petition for a direct initiative of
legislation valid and the proposed legislation eligible for a statewide vote. Id. ¶ 7; see 21-A M.R.S.
§ 905(1) (2018) (since amended in ways not relevant here, most recently by P.L. 2023, ch. 342, § 1
(effective Oct. 25, 2023) (to be codified at 21-A M.R.S. § 905(1))). On appeal to the Superior Court,
the court remanded the matter for the Secretary of State to take additional evidence, after which the
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undertaken. Me. State Emps. Ass’n, 482 A.2d at 464-65; see Forest Ecology
Network v. Land Use Regul. Comm’n, 2012 ME 36, ¶ 17, 39 A.3d 74; see also
Maples v. Compass Harbor Vill. Condo. Ass’n, 2022 ME 26,¶ 17 n.9, 273 A.3d 358
(“We clarify here that the availability of the judicial economy exception does
not depend on our deciding the case in a certain way, cf. U.S. Dep’t of Agric., Rural
Hous. Serv. v. Carter, 2002 ME 103, ¶ 13, 799 A.2d 1232, and, with respect to the
Secretary of State issued a final decision, the Superior Court reviewed that decision, and the matter
came to us on appeal. Reed, 2020 ME 57, ¶¶ 8-11, 232 A.3d 202. This process enabled us to make a
final decision that did not depend on any additional proceedings and decision-making. See id.
¶¶ 12-24.
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disposition of the entire litigation, see, e.g., Liberty v. Bennett, 2012 ME 81, ¶ 19,
to ensure the proper application of the law. We would run a high risk of issuing
judgment has been entered. Especially when several possible outcomes of the
present appeal would not finally resolve the matter,6 we cannot conclude that
our review “has the potential to establish a final disposition of the entire
[¶20] The expedited timeline set forth by statute does not persuade us
of the need for our immediate review.7 If we were to issue a final decision, only
then to learn from the Supreme Court that, for instance, Section 3 of the
As just two examples, we could vacate the Superior Court’s decision and remand the matter for
6
the court to reach a final judgment, or we could affirm the Superior Court’s decision, which would
result in a remand to the Secretary of State.
7If a final determination of disqualification were to be made before the ranked-choice primary
on March 5, 2024, the vote could proceed, with the Secretary of State issuing a notice informing voters
of the disqualification. See 21-A M.R.S. §§ 1(27-C)(E), 371(5), 441(1), 723-A (2023), amended by P.L.
2023, ch. 304, §§ A-14 to A-19, A-39 (emergency, effective June 26, 2023, except as to 21-A M.R.S.
§ 723-A(5-B), which is effective Jan. 1, 2024) (to be codified at 21-A M.R.S. § 723-A).
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the decision of the Secretary of State or seek independent judicial relief, causing
delay that the existing interlocutory order might avoid. This is not an instance
review.
exception. This exception applies if the Superior Court has interfered with
Harbor Banking & Tr. Co., 411 A.2d at 75-77 (reviewing a Superior Court’s
The court here remanded for the Secretary of State to exercise her statutorily
8 In particular, the potential for the Supreme Court’s decision to require additional fact-finding by
the Secretary of State weighs against our acceptance of an interlocutory appeal. See Wilcox v. City of
Portland, 2009 ME 53, ¶¶ 13-14, 970 A.2d 295.
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21-A M.R.S. § 336(3). Far from interfering with “legitimate executive branch
activity,” the Superior Court order respects the separation of powers and the
[¶22] “The death knell exception permits judicial review when failure to
injury.” Me. State Emps. Ass’n, 482 A.2d at 464 (quotation marks omitted).
obviously suffer irreparable harm otherwise and the issue pressed on appeal
is only available when the injury to the plaintiff’s claimed right would otherwise
be imminent, concrete, and irreparable.” Carter, 2002 ME 103, ¶ 12, 799 A.2d
1232 (quotation marks omitted); see also Me. State Emps. Ass’n, 482 A.2d at
[¶23] Even when ballot printing deadlines are at issue, we have not
always applied the death knell exception. In Crafts v. Quinn, 482 A.2d 825 (Me.
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1984), we declined to apply the death knell exception in a case where the
plaintiffs sought injunctive relief to allow more time to obtain signatures for the
the Superior Court would not be reached before the election without our
2020 ME 123, 240 A.3d 45, we applied the death knell exception to review an
judgment that statutes governing the deadline for absentee ballots and the
during the COVID-19 pandemic. Id. ¶ 1 & n.4. We reviewed the decision
immediately because “once the November election [was] held, the claimed
because a delay in certainty about whether Trump’s name should appear on the
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primary ballot will result in voter confusion. This uncertainty is, however,
review in this particular case. There are multiple alternative outcomes that
[¶26] We are also struck by the fact that the parties, including the
Secretary of State, all agreed that the effect of the Secretary of State’s decision
should be stayed until Anderson is decided. Given that, we cannot conclude that
concrete, irreparable harm would flow from our decision not to review this
matter immediately. Carter, 2002 ME 103, ¶ 12, 799 A.2d 1232. Indeed, there
appeal and reach an ostensibly final decision, and then the Supreme Court’s
with the federal law it announces with no clear path for resolution. Given the
high level of uncertainty, the Secretary of State has not identified a concrete and
irreparable harm arising from our decision not to review this matter
III. CONCLUSION
[¶27] Our final judgment rule exists for situations such as this, where
other decisionmakers’ choices are likely to alter the landscape of the case and
narrow the scope of our review. See Me. State Emps. Ass’n, 482 A.2d at 464.
would likely be, at least in some part, an advisory opinion; and allows for true
and effective decision-making when the matter is ripe. See Est. of Pirozzolo,
2017 ME 147, ¶ 5, 167 A.3d 552; Bar Harbor Banking & Tr. Co., 411 A.2d at 76.
Aaron M. Frey, Attorney General, Thomas A. Knowlton, Dep. Atty. Gen., and
Jason Anton, Asst. Atty. Gen., Office of the Attorney General, Augusta, for
appellant Secretary of State
Benjamin Gaines, Esq., Gaines Law, LLC, Brunswick, and James T. Kilbreth, Esq.,
Drummond Woodsum, Portland, for appellants Kimberley Rosen, Thomas
Saviello, and Ethan Strimling
Bruce W. Hepler, Esq., and Benjamin E. Hartwell, Esq., The Law Offices of Bruce
W. Hepler, LLC, Portland; Scott E. Gessler, Esq., and Geoffrey N. Blue, Esq.,
Gessler Blue LLC, Greenwood Village, Colorado; Ronald D. Coleman, Esq., and
Gary M. Lawkowski, Esq., Dhillon Law Group, Inc., Newark, New Jersey, and
Alexandria, Virginia, for appellee Donald J. Trump