Tsunami-Resilient Building Guidelines
Tsunami-Resilient Building Guidelines
Tsunami-Resilient Building Guidelines
https://www.emerald.com/insight/1759-5908.htm
Sri Lankan
Tsunami-resilient building coastal belt
guidelines for Sri Lankan coastal
belt: a critical review and
consolidation based on significant 453
Abstract
Purpose – The lessons learned from the 2004 tsunami phenomenon fueled the government and other local
authorities to strengthen the legitimate background to mitigate such devastation in future events. This study
aims to propose a standardized tsunami-resilient construction guideline for Sri Lanka by integrating existing
local and international standards.
Design/methodology/approach – A comprehensive literature survey was carried out to undertake
the study, with a wide-ranging content and thematic analysis of existing tsunami-resilient construction
aspects in Sri Lanka. Integrating all existing guidelines with international standards, finally, a
consolidated guideline with significant tsunami-resilient building aspects was proposed for
stakeholders involved with the resilient built environment in tsunami-prone areas, particularly during
the building construction in the coastal belt.
Findings – The existing tsunami-resilient guidelines in Sri Lanka follow similar aspects but in different
dimensions. Compared to the international standards, few significant aspects create a gap in local guidelines.
Thus, the findings demonstrated that the existing local guidelines must be modified and strengthened by
mainstreaming into international practices.
Research limitations/implications – Existing guidelines are more concerned with structural aspects.
Nevertheless, proper integration of local and international guidelines would be more favorable to minimizing
existing local guidelines’ gaps. Further, a standardized tsunami-resilient building guideline would be a
referring document for all stakeholders in tsunami-resilient constructions.
Practical implications – By aligning local guidelines with international standards, the reliability of the
guidelines will be increased and direct the built environment to quality disaster-resilient constructions.
Social implications – Through a standardized guideline, the community can rely on tsunami-resilient
construction in coastal cities.
Originality/value – The consolidated guideline further contains the essentials of city resilience in
tsunamis and would be an excellent reference for relevant stakeholders than aligning with several guidelines. International Journal of Disaster
Resilience in the Built
Environment
Keywords Tsunami-resilience, Tsunami devastation, Coastal construction, Built environment, Vol. 14 No. 4, 2023
Local guidelines, International guidelines pp. 453-470
© Emerald Publishing Limited
1759-5908
Paper type Research paper DOI 10.1108/IJDRBE-06-2022-0058
IJDRBE 1. Introduction
14,4 The 2004 December 26 Sumatra-Andaman earthquake was one of the most disastrous recorded
earthquakes due to its moment magnitude scale between 9.1 and 9.3 (Shearer and Bürgmann,
2010). The resulting death total is estimated to be between 200,000 and 300,000 (Seneviratne et al.,
2010), and the most shattered country was Indonesia, as it lies near the subduction zone where the
earthquake occurred (Gillespie et al., 2014). Being the very first tsunami experience in Sri Lanka,
454 up to 40,000 people were killed and the scenario destroyed around 80,000 houses. Moreover, the
economic loss has been estimated at US$2.2bn, ignoring the cost of social impacts. This vast
calamity mainly occurred due to the lack of preparedness for such an unexpected situation
(Shareef, 2013) in Sri Lanka under no tsunami risk reduction measures. Even though Sri Lanka
frequently experiences periodic droughts, floods, landslides and the occasional cyclone (Arcos
et al., 2019), the nation has never experienced a tsunami or any other type of natural disaster of
this scale and magnitude in recorded history (Jayasuriya et al., 2006). In such a situation, the
tsunami devastation was identified as the most pathetic incident in Sri Lankan natural disaster
history (Silva, 2009). Further, many studies related to tsunami catastrophes revealed that the
destruction of coastal buildings added a vast amount of floating debris to the ongoing tsunami
flow (Suppasri et al., 2015), increasing damage to the surrounding properties. Consequently, many
arguments were developed around the construction standards of coastal line buildings and
showed that properly designed coastline buildings would minimize the devastation (Park et al.,
2013). This further emphasized that those properly designed structures could be an added
advantage for being used as tsunami evacuation buildings (Manawasekara et al., 2023).
Since tsunami devastation severely affected the buildings causing structural failures and
other design factors, thousands of houses collapsed within a few seconds. According to Sri
Lankan records, 25 beach hotels were severely damaged and another 6 were wholly washed
away (Jayasuriya et al., 2006). Two hundred forty schools were destroyed with severe damages.
Several hospitals, telecommunication networks and coastal railway networks were also shattered
by disturbing the whole infrastructural process of the coastal line (Suppasri et al., 2015). Similarly,
recent tsunami catastrophes, such as the Indian Ocean (2004), Samoa (2009), Chile (2010) and
Japan (2011) demonstrated an explicit structural design procedure for risk mitigation of utmost
significance (Stolle, 2016). Because for Sri Lanka, it gave an experience of a severe damage within
two critical hours. Moreover, it emphasized the power of tsunamis than the usually occurring
floods, landslides and other natural devastations (Imamura et al., 2019).
Accordingly, from the lessons learned from Tsunami 2004, several Sri Lankan authorities
declared structural and nonstructural measures for resilient buildings in tsunami-prone cities
(Haigh and Pathirage, 2016). However, different government and nongovernment institutions
have documented and announced these guidelines without an integrated system. This has been
further argued by Ahmed and McEvoy (2014), that in post-tsunami resettlement programs, the
available site planning guidelines are comparatively less in countries like Sri Lanka and often
apply general planning guidelines due to the unavailability of a specific standard guideline.
This results in the relevant stakeholders considering all the guidelines announced by the
applicable government and nongovernmental institutions instead of adhering to one guideline
with all tsunami-resilient aspects.
Thus, to overcome this disparity, this study proposes a standardized guideline with
significant measures of resilient buildings in tsunami-prone cities of Sri Lanka.
2. Methodology
With the perspective of having a specific standard guideline for tsunami-resilient buildings
in Sri Lanka, the existing guidelines were meticulously explored and identified the
fundamental concepts related to local structural and nonstructural tsunami-resilient
guidelines. During the investigation, four main guidelines were identified as key standard
guidelines on tsunami-resilient building constructions as the guidelines of the National
Building Research Organization (NBRO, 2015), National Housing Development Authority
IJDRBE (NHDA, 2005), Society of Structural Engineers Sri Lanka (SSESL, 2005) and Coast
14,4 Conservation and Coastal Resource Management Department (CC&CRMD, 2007).
Under qualitative research methodology, a comprehensive content analysis was
undertaken to capture the presence, relationships and meanings of all four guidelines’ major
and minor aspects. As per the linkage and the relationship of all aspects in the four
guidelines explored via the literature review, a conceptual framework was developed to
456 explore the similar aspects addressed by the existing guidelines. Accordingly, major
headings for the proposed guideline were constructed and grouped all similar aspects under
those newly constructed headings of the proposed guideline as per the relevancy. Moreover,
a thematic analysis was used to see the aforementioned institutions’ different dimensions
used for the same phenomenon.
The conceptual framework developed based on the comprehensive literature review was
used as the foundation for data collection, analysis and reporting of the results. During
the study, these were further mapped into the literature related to significant aspects of the
disaster-resilient building guidelines that the constructors need to consider. To align the
existing tsunami-resilient building guidelines of Sri Lanka with the international context,
the American Society of Civil Engineers 7–16 standard (ASCE 7–16) was used as the
benchmark, linked with the International Building Codes (IBC). With the comparison of local
and international standards, new aspects were identified that have not been included in the
local guidelines. Finally, major headings were developed for the proposed tsunami-resilient
building guideline by incorporating IBC to expedite all the stakeholders in building
constructions of tsunami-prone areas in Sri Lanka. The new guideline will be open for
further developments and suggestions as it is based only on four main guidelines declared
by institutions related to tsunami-resilient building constructions. Figure 1 depicts the
flowchart of the adopted research methodology.
3. Findings
Very few sites and general planning guidelines are available specifically for post-tsunami
resettlement programs in countries like Sri Lanka and India (Ahmed and Mcevoy, 2014). In
such a situation, several Sri Lankan institutions have focused on tsunami-resilient building
construction in Sri Lanka after the devastation of December 2004. Among the announced
guidelines and standards by the Sri Lankan government and nongovernmental institutions,
the following institutions have covered a vast area from the properties of tsunami-resilient
building constructions.
458
Figure 2.
Conceptual
framework
context. Figure 2 represents how these existing guidelines are interconnected and duplicate the
factors that should be considered in the construction.
Consequently, it depicts that these institutions have addressed some similar aspects under
different definitions and headings in their guidelines. In Figure 2, the CC&CRMD mainly
focuses on the coastal landscape for coast conservation, while NHDA considers planning,
structural and physical infrastructure. Similarly, NBRO counts on general guidelines, planning
and structural and exterior structural aspects, while SSESL considers planning factors and
structural aspects, including procedures for low and multistory buildings.
In Brief, structural aspects are generally addressed by all existing guidelines, while
NBRO and SSESL specifically focus on the design and construction-related aspects that
must be considered in the initial decision-making of the construction in tsunami-prone cities.
Moreover, exterior structural guidelines are unique to NBRO guidelines, while NHDA
guidelines for housing development in coastal Sri Lanka only address the guidelines for
physical infrastructure. Also, there is a distinct focus on low and multistory buildings by
SSESL with essential requirements and desirable features of buildings.
4. Discussion
Since all these guidelines were developed after the tsunami devastation in December 2004,
there was a lack of a well-planned coastal and land use policy in Sri Lanka before 2004.
Further, the lack of solid construction guidance affected international donors during the
tsunami resettlement process (Franco et al., 2013).
As previously discussed, making cities resilient to disasters is an opportunity to improve
local governance, increase participation and foster a culture of safety and sustainable
urbanization. To achieve a resilient and sustainable urban community, local governments
take action to reduce the risks of disasters based on specific standards and tools. Another
longer-term objective of making cities resilient is to empower local governments with more
robust national policies to invest in risk reduction at a local level as part of urban and
regional development plans (Molin Valdes et al., 2013).
Thus, with all the guidelines for tsunami-resilient building constructions, the selected
existing local guidelines are prominent as they directly focus on tsunami-prone cities. As per
the findings, all the prevailing guidelines follow somewhat similar aspects but in different
forms under different headings. Accordingly, in the construction process of coastal areas, all
the existing tsunami-related guidelines must be referred to follow the legislative
requirements declared by relevant institutions, which are not practicable at all times.
Guidelines declared by the CC&CRMD have all the specifications for coastal Sri Lankan
landscape and coastal vegetation, including plants and species to use as coast coastal belt
conservation mechanisms. Considering the NBRO, NHDA and SSESL guidelines, they
present more about the structural aspects of building constructions in tsunami-prone
areas. While NHDA further illustrates the factors related to physical infrastructure,
which are not particularly associated with tsunami-resilient buildings. However, these
provisions must be contained within the tsunami-resilient building standards in coastal
cities of Sri Lanka to improve their precision (NHDA, 2005). Since all these aspects align 459
with the UN-ISDR essentials 4, 6 and 8, Figure 3 indicates the relationship between
existing guidelines’ aspects and three selected essentials of UN-ISDR.
Accordingly, based on the local guidelines, in tsunami-resilient building
constructions, all aspects above in Figure 3 must be considered to regulate structures in
the coastal belt, which direct the built environment to withstand tsunami devastations
and enhance sustainability.
In the global context, the ASCE, council on earthquake disaster prevention – Japan, Federal
Emergency Management Agency , Honolulu Building Codes for Design and Construction
Standards for Residential Construction in Tsunami-Prone Areas in Hawaii and many other
institutions have established guidelines and countermeasures for tsunami-resilient buildings
(Nayak et al., 2014). The prime objective of these authorities is to protect and resist their built
environment from such calamities (Barbosa and Yeh, 2014; Nayak et al., 2014).
The countermeasures developed by CEPD – Japan research group (Shuto and Fujima,
2009) identified the aspects below, which can be incorporated with the proposed tsunami-
resilient building guideline.
Relocation of dwelling houses to high ground – This aspect has already been covered
under the NBRO (2015) and NHDA (2005) guidelines as one of the best measures against
tsunami catastrophes.
01 General requirements X
02 Definitions, symbols and notations
03 Tsunami risk categories
04 Analysis of design inundation depth and velocity
05 Inundation depth and flow velocity based on runups
06 Inundation depth and flow velocity based on site-specific
probabilistic tsunami hazard analysis
07 Structural design procedures for tsunami effects X X X
08 Hydrostatic loads
09 Hydrodynamic loads
10 Debris Impact loads
Table 1. 11 Foundation design X X X
Aspects of ASCE 7– 12 Structural countermeasures for tsunami loading X X X
13 Tsunami vertical evacuation refuge structures X
16 tsunami loads and 14 Designated nonstructural systems
effects guideline with 15 Nonbuilding structures
existing local
guidelines Source: Authors’ own creation
Number of Aspects Covered /Major Local Aspects 20 Sri Lankan
Number of Aspects Covered /Major Intenational Aspects 15 coastal belt
NBRO
14
12
10
8
6 461
4
2
SSESL 0 CC&CRMD
Figure 4.
The evaluation
results of aspects
covered by local and
NHDA
international
guidelines
Source: Author’s own creation
Max. no of lots Max. length of road Min. width of road including drain Building line
As argued by Paulik et al. (2020), locations and routes are crucial factors in tsunami
evacuation procedures. Thus, these dimensions must be integrated into the road
construction process in tsunami-prone areas and the consolidated guideline.
4.1.7 Parking requirements. The floor area of the housing units or flats governs the
parking space provision. Each parking unit should be of a minimum size of 2.4 m 4.8 m. This
is indicated only in the NHDA (2005) guideline specifying coastal constructions as per Table 5.
To optimize the land use pattern, these requirements can also be a great aspect in the new
developing guideline for tsunami-resilient buildings in Sri Lanka.
IJDRBE 4.1.8 Shape and orientation. As per NBRO (2015), the building’s aspect ratio/length-to-width
14,4 ratio should not exceed three. Further, the said guideline has emphasized that a circular or oval-
shaped plan is always desirable. But since it is usually not practical, simple shapes such as
square or rectangular plans can be adopted in realistic scenarios and orient the building with its
shorter side facing the direction of tsunami waves. Moreover, this factor has been included in the
guidelines of SSESL (2005), with the information on aspect ratio. Therefore, to create uniqueness
464 in the coastal belt of Sri Lanka, this can be a novel factor and a risk reduction measure in tsunami-
resilient buildings, which must also be included in the proposed guideline.
4.1.9 Means of evacuation. Evacuation paths and points are included only in the NHDA
(2005) guideline, which should be considered when preparing layouts within vulnerable
areas. As per the guideline, evacuation paths should be opposite and perpendicular to the
sea and demarcated in the design. Compared to the international context, this factor
comprises the ASCE 7–16 guideline, also known as the IBC. This aspect will also be a value-
adding point to the consolidated tsunami-resilient guideline in Sri Lanka.
4.1.10 Guidelines for design and construction. Regarding NBRO (2015), the design of a
tsunami-resilient building must comply with a qualified engineer’s professional advice by
addressing various forces and expected conditions. Further, the guideline has been
highlighted that professional advice should be associated with tsunami currents and waves,
water pressures, buoyancy, ground shaking due to earthquakes or tremors, debris impact,
scour, erosion, ground failure and fire.
Although these aspects are only included in NBRO (2015) guideline, it is recommended to
incorporate them descriptively in the proposed guideline, as ASCE 7–16 contains these
aspects with hydrostatic loads, hydrodynamic loads and debris impact loads.
Guidelines for settlement design
4.1.11 Spatial aspects. According to NHDA (2005), regulations must be stipulated for the
siting, with below spatial requirements of Table 6 in housing construction.
Flats, dwelling units (excluding individual housing units) and 1 for every 3 housing units
terraced houses having a floor area of up to 50 m2 (538 ft2)
Flats with gross floor area between 50 and 75 m2 (538–807 ft2) 1 for every 2 housing units
Flats with a gross floor area of less than 100 m2 (1,076 ft2) 1 for each housing unit
Dwelling units exceeding a floor area of 200 m2 (2,152 ft2)
Table 5. Flats exceeding a gross floor area of 200 m2 (2,152 ft2) 3 for every 2 housing units
Parking
requirements Source: Guidelines for housing development in Coastal Sri Lanka (2005)
4.2 Recommended major aspects to be included in the consolidated guideline with the
integration of international context.
With reference to Table 1, the comparison of the local guidelines with the major aspects of
ASCE 7–16 guidelines reveals a few noticeable points that must be integrated with local
guidelines as:
4.2.1 Hazard determination at building sites. Under this aspect, a design inundation
depth and velocity analysis must be incorporated with the inundation depth and flow
velocity based on runup. Moreover, the inundation depth and flow velocity based on site-
specific probabilistic tsunami hazard analysis should be included in the consolidated
guideline as integrated into the international context.
4.2.2 Design and construction aspects. Systematic integration is required for the new
guideline regarding hydrostatic, hydrodynamic and debris impact loads, as these are highly
significant factors during tsunami devastations according to the ASCE 7–16 guideline.
Consequently, the below list represents all the possible major aspects recommended for Sri Lankan
the proposed tsunami-resilient building guideline of Sri Lanka. coastal belt
(1) General Requirements
(2) Hazard Determination at Building sites
Analysis of Design Inundation Depth and Velocity
Inundation Depth and Flow Velocity Based on Runup
Inundation Depth and Flow Velocity Based on Site-Specific Probabilistic
467
Tsunami Hazard Analysis
(3) Planning Aspects
Buffer Zone
Site Selection
Planning and Settlement
Plot size and Coverage
Roads
Parking Requirements
Shape and Orientation
Means of Evacuation
(4) Design and Construction Aspects
Hydrostatic Loads
Hydrodynamic Loads
Debris Impact Loads
(5) Settlement Design Aspects
Spatial Aspects
(6) Structural Aspects
Foundation
Floor
Wall
Openings
Roof Structure
(7) Exterior Structure
(8) Low-rise Multistorey Buildings
(9) Coastal Landscapes
(10) Infrastructure Guidelines
5. Conclusion
Tsunami is a low-frequency, high-impact disaster where the structures of vulnerable areas
tend to be destroyed due to the water force, wind force, high-velocity water flow, debris
impact, fire on floating debris, unexpected erosion and scour of foundations. Hence,
adhering to a standard guideline that enhances sustainable tsunami-resilient construction is
highly required for coastal cities in Sri Lanka. However, although several institutions like
NBRO, NHDA, SSESL and CC&CRMD have attempted to construct tsunami-resilient
IJDRBE building guidelines in Sri Lanka, all those guidelines follow institutional aspects rather than
14,4 standardized guidelines with a specific set of major aspects. Therefore, a standardized
guideline that includes fundamentally affecting factors for tsunami-resilient buildings is
proposed for the Sri Lankan context to minimize the duplication and replication of existing
tsunami-resilient guidelines. Conversely, rather than referring to several institutional
guidelines for a particular construction purpose in the tsunami-prone cities of Sri Lanka, this
468 proposed consolidated guideline, as per the aforementioned list, can be applied to assess the
level of resilience in the coastal built environment. Moreover, it helps to strengthen
construction standardization and eventually expand the opportunities for the built
environment to be more sustainable from the disaster-resilience. Further, this study can be
expanded as an integrative valuation method for evaluating the level of tsunami-resilient
buildings in the Sri Lankan coastal belt, which is essential to ensure the information from
the grassroots level.
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Corresponding author
Udari Gunarathna can be contacted at: udari.gunaratne@gmail.com
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