PhysRevB 108 L020502
PhysRevB 108 L020502
PhysRevB 108 L020502
Letter
Yuri Fukaya ,1 Keiji Yada,2 Yukio Tanaka,2 Paola Gentile,1 and Mario Cuoco1
1
CNR-SPIN, c/o Universitá di Salerno, I-84084 Fisciano (Salerno), Italy
2
Department of Applied Physics, Nagoya University, Nagoya 464-8603, Japan
Bogoliubov quasiparticles are a coherent electron-hole quantum superposition which typically, for time-
reversal symmetric superconductors, exhibit a spectral distribution with particle-hole symmetry. Here, we
demonstrate that in two-dimensional noncentrosymmetric superconductors with multiorbital spin-triplet pairing
the energy profile of the density of states at the edge can violate this paradigm. We show that the structure of
Andreev reflections generally leads to pairing states made of configurations that are orbitally split due to the low
degree of crystalline symmetry at the edge. The resulting pairing state has a mixed parity character in the orbital
sector that, in the presence of reduced crystal symmetry at the edge, sets out a particle-hole asymmetric profile
for the spectral function. These findings indicate a path to design asymmetric spectral functions at the edge of
superconductors with orbital degrees of freedom and time-reversal symmetry. The emerging signatures can be
exploited for the detection of spin-triplet pairing equipped with internal degrees of freedom.
DOI: 10.1103/PhysRevB.108.L020502
Introduction. Most of the quantum coherent properties of commodate Andreev bound states that lead to a particle-hole
superconductors get manifested when the superconducting asymmetric profile of the density of states? In this Letter, we
state is varying in space, as for instance at the edge, nearby provide an answer to this problem. We demonstrate that in
the surface, or in proximity to another system. In spatially two-dimensional noncentrosymmetric superconductors with
inhomogeneous regions, indeed, multiple Andreev reflections multiorbital s-wave spin-triplet pairing the density of states
[1] lead to the formation of Andreev bound states with char- at the edge is generally marked by an asymmetric line shape.
acteristic excitation energies below the superconducting gap We show that the lack of horizontal mirror symmetry induces
[1–6]. The observation of these states, e.g., through scanning a distinct type of orbital-dependent Andreev reflections, via
tunneling microscopy (STM) or angle-resolved photoemis- the so-called orbital Rashba interaction [30–34], that is able
sion spectroscopy (ARPES), is crucial to assess the nature to set out a pairing at the edge with orbital mixed parity in the
of the superconducting phase and of the underlying pairing spin-triplet channel. This pairing state indeed includes config-
symmetry [3,6]. This is particularly challenging and relevant urations with orbital singlet (L = 0) and orbital quintet (L =
in superconductors having topologically protected boundary 2) angular momentum (or equivalently mixed singlet-triplet
modes that are robust with respect to local perturbations configurations in the pseudospin manifold spanned by two
[6–9]. An emblematic case in this context is provided by the orbitals). We demonstrate that this type of pairing in the pres-
Majorana zero energy modes, as their successful generation ence of the orbitally driven interactions that reduce the crystal
and control represent a fundamental milestone for achieving symmetry at the edge of the superconductor can generally
topologically protected quantum computation [10]. yield asymmetric spectral distribution of the density of states.
Recently, STM investigations of the just discovered Model. To illustrate this physical scenario, we consider a mul-
heavy-fermion superconductor UTe2 [11–13] revealed an tiorbital 2D electronic system with spin-triplet s-wave pairing
asymmetric line shape of the density of states at surface and broken inversion symmetry. The electronic structure is
step edges with features that break the particle-hole symme- marked by three bands arising from atomic states spanning an
try expected for Bogoliubov quasiparticles [14]. Moreover, L = 1 angular momentum subspace, such as da orbitals with
the energy asymmetric peaks that are observed inside the a = (yz, zx, xy). Here, we refer to d orbitals localized at the
superconducting gap exhibit a behavior that depends on site of a square lattice assuming a C4v point group symmetry.
the direction of the normal to the side surface of the step edge The breaking of planar mirror symmetry (Mz ) sets out a polar
[14]. It is known that the particle-hole asymmetry in the super- axis, z, leading to an orbital Rashba interaction (αOR ) that
conducting spectra can descend from the normal state [15–17] mixes orbital configurations with different mirror parity, i.e.,
or due to pair breaking scattering [18], as it occurs in cuprates xy with xz or yz. As for the spin Rashba interaction, the orbital
due to their large energy gap. Similar asymmetric features Rashba couples the atomic angular momentum L with the
are also expected in the presence of sources of time-reversal crystal wave vector k in the usual form, i.e., αOR [L̂x sin(ky ) −
symmetry breaking [19–24] as well as due to mechanisms L̂y sin(kx )] [30–34]. In the manifold of the da orbitals, the
driven by electron-boson interactions [25–27] and dissipative components of the angular momentum can be expressed in a
coupling [28,29]. matrix form as [L̂k ]lm = iklm with klm the Levi-Civita tensor,
In this context, a fundamental and general question arises: while hereafter ŝ j=x,y,z refers to the Pauli matrix in spin space,
What type of time-reversal symmetric superconductor can ac- with ŝ0 being the identity matrix. Assuming that the basis
FIG. 1. (a) Sketch of the interorbital spin-triplet/orbital-singlet/s-wave pairing (B1 symmetry for the C4v crystal point group). The pairing
is described by two d-vectors: d y for the (xy, yz) orbital channels and d x for the (xy, zx) sector. (b), (c) The lowest-order Andreev reflection
(AR) that originates from the interorbital spin-triplet pairing in (a) at the normal metal (N)/superconductor (S) interface. Due to the d-vector
structure, as allowed by the crystal symmetry, AR for [(yz, e), (xy, h)] in (b) is not equivalent to that for [(zx, e), (xy, h)] in (c). Here, e (h)
denotes the electron (hole) quasiparticles. (d)–(g) Higher-order Andreev reflection caused by OR for (d) [(yz, e), (yz, h)], (e) [(zx, e), (zx, h)],
(f) [(yz, e), (zx, h)], and (g) [(zx, e), (yz, h)] electronic states, respectively. Ĥ0 and Ĥis indicate the scattering processes involving the hopping
term and the OR coupling, respectively. Since the pair potential is associated to spin-triplet pairs, for injected electrons and reflected holes, the
spin orientation is not modified, i.e., the relevant AR processes are spin conserving.
of the local creation operator of electrons for each d orbital to local electron pairs between {dzx , dxy } ({dzy , dxy }) orbitals,
is Ĉk† = [cyz,↑k
†
, czx,↑k
†
, cxy,↑k
†
, cyz,↓k
†
, czx,↓k
†
, cxy,↓k
†
], the Hamil- respectively. We recall that the dx and dy components refer to
† spin-triplet pairs having zero spin projections along the x and
tonian can be generally expressed as Ĥ = k Ĉk Ĥ (k)Ĉk with
Ĥ(k) given by y directions, respectively. Due to the C4v symmetry, dx(xy,zx)
and dy(xy,yz) are equal in amplitude. A schematic illustration of
Ĥ(k) = [a (k)Pa + αOR (gk × L̂) · ẑ − μ] ⊗ ŝ0 the spin and orbital structure of the B1 Cooper pair is shown in
a Fig. 1(a). We notice that for this configuration the pair poten-
+ λSO L̂ · ŝ, tial in the bulk does not involve all the orbitals as electrons in
the xz and yz orbitals are not directly paired. Hence it allows
where gk = [sin(kx ), sin(ky ), 0], while a (k) = us to investigate the orbital reconstruction of the pairing at the
−2tax cos(kx ) − 2tay cos(ky ) − δa indicate the dispersion edge. The B1 phase exhibits nodal points along the diagonal of
relations for each orbital a. The nearest-neighbor hopping the Brillouin zone ([110] direction) with nonzero topological
amplitudes are assumed to be tyzy = txz x
= txy
x
= txyy
= t, number, due to the chiral symmetry of the BdG Hamiltonian
y
tyz = txz = t , and Pa = (L̂ − L̂a )/2 is a projector on the
x 2 2 [35–42], and can lead to anomalous Josephson effects [37,42].
orbital a subspace. At the point of the Brillouin zone, a The A1 pairing configuration instead yields a fully gapped
degeneracy occurs between the xz and the yz orbitals; thus superconducting phase. Additionally, the A1 s-wave d-vector
δxz = δyz = 0. In turn, the orbital xy has a nonvanishing components can be nonvanishing for any given pair of orbitals
crystal field splitting, δxy ≡ t , whose amplitude depends in the (zx, yz, xy) manifold (see Supplemental Material [43]).
on the crystalline distortions. λSO is the atomic spin-orbit The comparison of the A1 and B1 phases, hence, allows us
coupling expressing the interaction between the spin and to discern the role of topological nodal points and the orbital
angular momentum at each site. dependence of the d-vector components.
One can tune the number of Fermi lines from two to six by Orbital dependent Andreev reflection and anomalous pair
varying the chemical potential μ. Here, we focus on the con- correlations. Andreev [1] considered the reflection of elec-
figuration with six Fermi lines, by choosing a representative trons incident from a normal region into a superconducting
value for μ, i.e., μ/t = 0.35, because we aim to have all the domain of the same material as schematically described in
orbitals active at the Fermi level. Amplitude variations of μ Fig. 1(b). For energies below the gap, the electron is forbidden
that keep the number of Fermi lines do not alter the qualitative to propagate into the superconducting region and the scat-
outcome of the results. For the superconducting state, the tering from the pair potential in the superconductor converts
Bogoliubov–de Gennes (BdG) Hamiltonian is then directly an electron into a hole. When dealing with the spin-triplet
constructed by including the pair potential (k).
ˆ We con- superconductor upon examination the Andreev reflection has
sider different symmetry allowed local (s-wave) spin-triplet an inherently richer spin-orbital structure [Figs. 1(b) and 1(c)].
pairing with orbital-singlet character. The various irreducible Indeed, a spin polarized electronlike excitation with, for in-
representations can involve s-wave (k-independent) d-vector stance, xz orbital character upon reflection is converted into
components for any given pair of orbitals [35]. The focus here an outgoing xy hole excitation with the same spin orienta-
is on superconducting states with B1 and A1 symmetry in the tion. This reflection involves the dy spin-triplet pair potential
C4v group. The B1 order parameter is described [35–37] by [Fig. 1(b)]. A similar process occurs for the zx electronlike
an s-wave d vector with dx (dy ) components corresponding excitation that, via the dx pair potential, gets converted into
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nonvanishing tab one can also introduce a term that breaks in the regime of gating across the Lifshitz transition when
both rotation and vertical mirror symmetries. As for the the (zx, yz) orbital manifold gets populated. We notice that
previous cases, such symmetry breaking yields effects on similar effects are also expected at the surface of doped topo-
the density of states that are similar to those reported in logical superconductors [74] assuming two-orbital odd-parity
Fig. 4. Additionally, one can also consider orbital triplet con- spin-triplet pairing [75]. Moreover, we argue that our findings
figurations in the orbital manifold and obtain particle-hole can be generalized to superconductors involving pseudospin
asymmetric spectra in the presence of rotation and mirror degrees of freedom akin to orbitals (e.g., sublattice, valley) for
symmetry breaking. terminations that yield a splitting of the pseudospin degrees of
The emerging physical scenario can be also qualita- freedom. This can be achieved, for instance, in bilayer Rashba
tively accounted by making the following analogy. Assuming superconductors [76] or in transition metal dichalcogenides
that the (xz, yz) states are configurations associated to [77].
a pseudospin 1/2, the achieved spin-triplet orbital-singlet Finally, we would like to discuss possible experimental
configuration in the presence of rotation and mirror sym- proposals in order to single out the asymmetric features of
metry breaking at the edge is analogous to a spin-singlet the density of states arising from the interorbital spin-triplet
configuration—spin up and down corresponding to the xz and pairing. In this context, the first aspect to consider is that
yz orbitals—subjected to a source of time reversal symmetry our findings indicate that the asymmetric profile arises in the
breaking with spin dependent mass in momentum space and presence of time-reversal symmetry. Hence, from an experi-
anisotropic magnetic field. Thus, taking into account this anal- mental perspective, in order to isolate the uncovered orbital
ogy, the crystalline interactions that break rotation and mirror dependent features, one has to avoid magnetic fields and
symmetries act as effective fields that break the time reversal preliminarily test that the normal state is not magnetic. In
in the pseudospin orbital space. principle, magnetic impurities can lead to Kondo resonances
Conclusions. We show the occurrence of asymmetric den- close to the Fermi level which are marked by an asymmetric
sity of states in time-reversal spin-triplet superconductors profile in the density of states. However, the energy scales
equipped with an orbital degree of freedom that at the edge of the Kondo features are typically larger than the supercon-
are subjected to a symmetry breaking field in the orbital ducting gap [14] and their evolution in the presence of an
space due to the reduced crystalline symmetry and orbital applied magnetic field can help to discern them from those
Andreev reflections. The achieved outcomes have several arising from the superconducting excitations. Instead, since
consequences concerning the materials and the detection of the orbital degrees and the reduced crystalline symmetry play
unconventional pairing. First, the asymmetry in the DOS can an important role in steering the asymmetric profile of the
be exploited to distinguish between acentric superconductors spectral function for multiorbital superconductors, we argue
with time-reversal spin-triplet pairs in a single-orbital odd- that the application of strain [78] or electric fields [79–81] can
parity channel (e.g., p-wave) with respect to those marked
be valuable means to investigate the occurrence of particle-
by a multiorbital even-parity (e.g., s-wave) structure. Second,
hole asymmetry in the density of states. This is because both
we have a clear-cut example of a superconductor equipped
strain and gate fields do not break the time-reversal symmetry
with Andreev bound states that results in asymmetric peaks
and one can implement suitable setups to control the strength
in the spectra that depend on the strength of interactions that
break the rotation and mirror symmetry. Such outcomes are of the dissipation effects. Having a profile of the density of
in principle applicable to the recently discovered anomalies states at the edge whose asymmetry is augmented or reduced
at the surface of the UTe2 superconductor. While the occur- by applying strain or gate fields may be an indirect evidence
rence of spin-triplet pairs in UTe2 has been experimentally of orbital dependent spin-triplet pairing.
tested through nuclear magnetic resonance probes, our results Another path to singling out the pairing induced particle-
indicate that the orbital degrees of freedom might play a role hole asymmetry is to exploit the tunability of the orbital
in setting out the structure of the spin-triplet pairing. This is population at the Fermi level. For instance, in multiorbital
supported by ARPES observations demonstrating that in the superconductors as LAO-STO heterostructures, the applica-
normal state, apart from heavy f bands, U 5d and Te p orbitals tion of gate voltage can tune the orbital occupation from a
contribute to the electronic structure at the Fermi level [55]. dominant xy character to a combination of xy and xz, yz orbital
Another application points to the class of 2D non- flavor. In this case, the occurrence of an asymmetric density
centrosymmetric oxides heterostructures, such as LaAlO3 / of states at the edge in concomitance with the changeover of
SrTiO3 (LAO-STO) [56,57], especially due to its remarkable the orbital population can be used to single out the orbital
orbital control of the superconducting critical temperature dependent spin-triplet pairing.
by electrostatic gating [58–60], together with Rashba spin- Finally, the potential to induce gate driven asymmetry
orbit coupling [61,62], the occupation of the Ti 3d orbitals in the density of states can be exploited in junctions based
(dxy , dzx , dyz ) [63,64], and the spin and orbital sources of Berry on orbital dependent spin-triplet pairing to achieve nonstan-
curvature [65,66]. The superconducting phase in LAO-STO dard magnetoelectric and topological effects, as compared
exhibits several anomalous properties [67–73] that cannot be to the case of single band p-wave spin-triplet superconduc-
easily addressed within a conventional single orbital spin- tors [82,83], as well as to uncoventional orbital Edelstein
singlet scenario. Our findings indicate that the presence of an effects [84].
even-parity orbital dependent spin-triplet pairing would lead
to gate tunable asymmetric spectral line shape at the edges M.C., P.G., and Y.F. acknowledge support by the project
or interface in STO based heterostructures. This is expected “Two-dimensional Oxides Platform for SPINorbitronics nan-
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FUKAYA, YADA, TANAKA, GENTILE, AND CUOCO PHYSICAL REVIEW B 108, L020502 (2023)
otechnology (TOPSPIN)” funded by the MIUR-PRIN Bando This work was supported by JSPS KAKENHI Grants No.
2017, Grant No. 20177SL7HC. M.C. and Y.F. acknowledge JP20H00131, No. JP18H01176, and No. JP20H01857, and
support by the EU’s Horizon 2020 research and innovation the JSPS-EPSRC Core-to-Core program “Oxide Superspin”
program under Grant Agreement No. 964398 (SUPERGATE). international network (Grant No. JPJSCCA20170002).
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